Article from the scientific journal Neuroimage about the function and involvement of the frontostriatal system in the brain during planning complexities in subjects performing the Tower of London Task, a game designed by psychologists to exercise the prefrontal cortex in planning ahead.
Authors: Odile A. van den Heuvel, Henk J. Groenewegen, Frederik Barkhof,
Richard H.C. Lazeron, Richard van Dyck, and Dick J. Veltmana.
Year Published: 2003
Published by: Academic Press
Article from the scientific journal Neuroimage about the function and involvement of the frontostriatal system in the brain during planning complexities in subjects performing the Tower of London Task, a game designed by psychologists to exercise the prefrontal cortex in planning ahead.
Authors: Odile A. van den Heuvel, Henk J. Groenewegen, Frederik Barkhof,
Richard H.C. Lazeron, Richard van Dyck, and Dick J. Veltmana.
Year Published: 2003
Published by: Academic Press
Article from the scientific journal Neuroimage about the function and involvement of the frontostriatal system in the brain during planning complexities in subjects performing the Tower of London Task, a game designed by psychologists to exercise the prefrontal cortex in planning ahead.
Authors: Odile A. van den Heuvel, Henk J. Groenewegen, Frederik Barkhof,
Richard H.C. Lazeron, Richard van Dyck, and Dick J. Veltmana.
Year Published: 2003
Published by: Academic Press
Frontostriatal system in planning complexity: a parametric functional
magnetic resonance version of Tower of London task
Odile A. van den Heuvel, a,b, * Henk J. Groenewegen, c Frederik Barkhof, d Richard H.C. Lazeron, e Richard van Dyck, a and Dick J. Veltman a,b a Department of Psychiatry, VU Medical Centre, Amsterdam, The Netherlands b Clinical PET Centre, VU Medical Centre, Amsterdam, The Netherlands c Department of Anatomy, VU Medical Centre, Amsterdam, The Netherlands d Department of Radiology, VU Medical Centre, Amsterdam, The Netherlands e Department of Neurology, VU Medical Centre, Amsterdam, The Netherlands Received 1 April 2002; revised 27 June 2002; accepted 6 August 2002 Abstract In the present study, we sought to investigate which brain structures are recruited in planning tasks of increasing complexity. For this purpose, a parametric self-paced pseudo-randomized event-related functional MRI version of the Tower of London task was designed. We tested 22 healthy subjects, enabling assessment of imaging results at a second (random effects) level of analysis. Compared with baseline, planning activity was correlated with increased blood oxygenation level-dependent (BOLD) signal in the dorsolateral prefrontal cortex, striatum, premotor cortex, supplementary motor area, and visuospatial system (precuneus and inferior parietal cortex). Task load was associated with increased activity in these same regions. In addition, increasing task complexity was correlated with activity in the left anterior prefrontal cortex, a region supposed to be specically involved in third-order higher cognitive functioning. 2003 Elsevier Science (USA). All rights reserved. Keywords: Planning; Tower of London; Functional magnetic resonance imaging; Parametric; Prefrontal cortex; Basal ganglia Introduction Planning, i.e., the ability to achieve a goal through a series of intermediate steps, is an essential component of higher-order cognitive processes, such as problem solving. Central to the concept of the neural substrate for cognitive planning is the position of the dorsolateral prefrontal cortex, but other brain regions, like the premotor, cingulate, and insular cortices and the striatum, have also been implicated in cognitive planning (Owen, 1997; Robbins, 1998). Whereas until recently insight into the role of brain struc- tures in planning processes was based primarily on lesion studies in patients, contemporary studies are able to employ human brain imaging techniques. The results of such func- tional neuroimaging studies have suggested that a distrib- uted corticocortical and corticosubcortical network is being activated during complex planning tasks, although there is yet no complete agreement about the contribution of the various components of such neuronal networks. A direct and very frequently used test to probe planning processes is the Tower of London task, originally developed by Shallice (1982). The Tower of London task has been modied in various ways to make it suitable for testing different components of cognitive planning in clinical and experimental psychological settings. The complexity of the task can range from trivial, requiring only one obvious move, to highly complex. The more complex versions of the task require the planning of intermediate, in many instances counterintuitive, steps to successfully solve a problem. In- dividuals with decreased prefrontal functioning, such as those with neurosurgical lesions (Shallice, 1982), neurode- generative diseases like Huntingtons and Parkinsons dis- * Corresponding author: Clinical PET Centre, VU Medical Centre, PO Box 7057, 1007 MB Amsterdam, The Netherlands. Fax: 31-20-4449636. E-mail address: oa.vandenheuvel@vumc.nl (O.A. van den Heuvel). R Available online at www.sciencedirect.com NeuroImage 18 (2003) 367374 www.elsevier.com/locate/ynimg 1053-8119/03/$ see front matter 2003 Elsevier Science (USA). All rights reserved. PII: S1053- 8119( 02) 00010- 1 eases (Dagher et al., 1999; Watkins et al., 2000; Hodgson et al., 2002), or psychiatric disorders like obsessivecompul- sive disorder (Veale et al., 1996) and schizophrenia (Pan- telis et al., 1997), are impaired on the task, in particular when complexity increases. The Tower of London task is also very suitable for studying in healthy subjects the patterns of brain activation in the context of planning tasks using positron emission tomography (PET) (Owen et al., 1996; Baker et al., 1996; Dagher et al., 1999; Rowe et al., 2001) or single-photon emission computed tomography (SPECT) (Rezai et al., 1993; Morris et al., 1993). The results of these imaging studies agree on the involvement of the dorsolateral pre- frontal cortex and parieto-occipital regions (visuospatial system) during planning. However, activation of other brain regions, such as the cingulate and insular cortices and the striatum, has not been found across all mentioned studies. Furthermore, the results of a functional MRI study using the Tower of London task of Lazeron et al. (2000) conrmed activation of the dorsolateral prefrontal, parietal, cingulate, and insular cortices but failed to show striatal activation. Several methodological differences between these studies may explain the inconsistencies in the results. First, differ- ent baseline conditions have been used, ranging from low- level conditions (watching a blank screen) to conditions involving motor activity (moving beads without a goal) or cognitive functioning (counting beads). Second, differences in the execution of the task exist: whereas in some studies subjects used a touch screen to perform the task (Owen et al., 1996; Dagher et al., 1999; Rowe et al., 2001), in other designs subjects were requested to execute their moves mentally (Baker et al., 1996; Lazeron et al., 2000). A third likely source of inconsistency concerns the differences in task load. Because in subtraction designs the specicity of active versus baseline differences for the (cognitive) func- tion under study is often questionable (Friston et al., 1996; Sidtis et al., 1999), several researchers have used designs in which task load during performance of the Tower of Lon- don task was manipulated. For example, Baker et al., (1996), in comparing difcult (four or ve moves) and easy trials (two or three moves), found task load to be correlated with increased regional cerebral blood ow (rCBF) in rostrolateral and dorsolateral prefrontal cortex, and the parietal and cingulate cortices. Owen et al. (1996) reported increased activation in striatum and thalamus, but not in cortical areas. Lazeron et al. (2000) did not nd any difference between their easy and difcult versions, but they used a more difcult design comparing two to four moves with ve to seven moves. The only study employing a parametric approach in studying task load (Dagher et al., 1999) used ve levels of planning and showed a correlation between planning complexity and increased rCBF in the right caudate nucleus and prefrontal and cingulate areas. The involvement of visuospatial areas in the parietal lobe, however, seemed not to be related to the task load. A general methodological drawback in the studies performed so far is the lack of control over performance differences, due to the use of blocked designs. Since performance is likely to deteriorate at higher complexity, this is especially relevant for parametric tasks. It must be assumed that the various cortical and subcor- tical brain structures that have been demonstrated to be involved in planning processes execute these functions as nodes in distributed neuronal networks (Owen, 1997). Employing a neuronal network model for planning pro- cesses, Dehaene and Changeux (1997) proposed multiple hierarchic levels with ascending and descending streams for execution of planning and evaluation of this behavior, re- spectively. This model also stresses that planning behavior cannot be related to a single region, but rather relies on multiple neuronal circuits coding for specialized subpro- cesses such as working memory, plan generation, and in- ternal reward. These subprocesses may differentially con- tribute to different levels of planning behavior; some subprocesses may be relatively independent of task load, while other subprocesses are involved mainly at higher levels of planning behavior. The main aspect in increasing planning complexity is the increasing amount of subgoals and counterintuitive moves, while holding in mind the over- all main goal. Koechlin et al. (2000) introduced the term branching for this process of integrating working memory with attentional resource allocation, a third-order higher cognitive function. They found, using a multitask experi- ment, branching to rely on activation of the rostral part of the prefrontal cortex. To be able to investigate these specic subprocesses and to differentiate between different brain regions in their contribution to different levels of planning behavior, parameterization of the task is essential. There- fore, the main aim of the present study was to determine the effects of task load in planning execution. The present study employs event-related functional MRI as a method to study activation patterns on a trial-by-trial basis. This enabled us (i) to randomize items with respect to task complexity, and (ii) to include correct responses only. A large number of subjects (n 22) were included, with the aim of performing second-level or random effects analyses, allowing for generalization of our results. On the basis of the considerations above, we hypothesized that increased planning complexity would be associated with increased activity in dorsolateral prefrontal, visuospatial, and striatal regions. In addition, we expected rostral areas of the pre- frontal cortex to be specially involved in the higher levels of planning execution. Materials and methods Subjects Twenty-two healthy right-handed subjects (11 men and 11 women; mean age 29.9 years, range 2149 years) per- 368 O.A. van den Heuvel et al. / NeuroImage 18 (2003) 367374 formed the Tower of London task, while functional MRI data were collected. Subjects were recruited among univer- sity students and staff. The ethical review board of the VU Medical Centre approved of the study and all participants provided written informed consent. Task paradigm To ensure that participants were familiar with the proce- dure, the test was explained and practiced outside the scan- ner before MR imaging was performed. The present version of the Tower of London task consisted of six conditions: a baseline condition and ve planning conditions ranging from one to ve moves. In the planning condition, subjects were presented, on a single screen, a starting conguration and a target conguration with the instruction count the amount of steps displayed at the top and two answers at the bottom (Fig. 1B). In both congurations, three colored beads are placed on three vertical rods, which can accom- modate one, two, and three beads, respectively. One bead can be moved at a time and only when there is no other bead on top. Subjects were requested to determine the minimum number of moves necessary to reach the target conguration and to press the button corresponding to the side of the screen (left or right) where the correct answer was pre- sented. In the baseline condition, subjects simply had to count the total of yellow and blue beads, a task that does not require any planning activity, the display being similar to the planning condition, but the instruction now being count the total amount of yellow and blue beads (Fig. 1A). Moreover, the numbers of beads of each color in the two congurations, used for the baseline condition, were un- equal, with the aim of preventing planning activity. We used a pseudo-randomized, self-paced design with a maximum response duration of 30 s for each trial. We adopted a pseudo-randomized design to control for any overow ef- fects (i.e., persevering of task-related cognitive processes after a difcult trial). Therefore, each trial of three or more moves was followed by a baseline trial. No feedback re- garding the answers was provided during the task. Data acquisition Imaging was performed on a 1.5-T Sonata MR system (Siemens, Erlangen, Germany) with a standard circularly polarized head coil. Stimuli were generated by a Pentium PC and projected on a screen at the end of the scanner table, which was seen through a mirror mounted above the sub- jects head. Two magnet-compatible four-key response boxes were used to record subjects performance and reac- tion times (RTs). To reduce motion artifacts, the subjects head was immobilized using foam pads; in addition, we used automatic online motion correction. Anatomic imaging included a coronal 3D gradient-echo T1-weighted sequence (matrix 256 160, voxel size 1 1 1.5 mm, 160 sections). For functional MRI, an echo planar imaging sequence (TR 3.045 s, TE 45 ms, matrix 64 64, eld of view 192 192 mm, ip angle 90) was used, creating transversal whole-brain acquisitions (35 slices, 3 3-mm in-plane resolution, 2.5-mm slice thickness, 0.5-mm interslice gap). In total, 433 EPI volumes per subject were scanned. The distribution frequency of event types was based on RT data of a pilot study, so that a similar amount of scans (around 70 EPI volumes) was acquired per subject for each of the six conditions. Data analysis Psychometric data were analyzed using a standard sta- tistical package. Imaging data were analyzed using SPM99 (Wellcome Department of Cognitive Neurology, http://www. l.ion.ucl.ac.uk/spm). After the rst four volumes were dis- carded, time series were corrected for differences in slice acquisition times and realigned. Spatial normalization into approximate Talairach and Tournoux space was performed using a standard SPM EPI template. Data were resliced to 2 2 2-mm voxels and spatially smoothed using a Gauss- ian kernel of 6 mm. Next, data were analyzed in the context of the general linear model, using delta functions convolved with a canon- ical hemodynamic response function to model responses of varying length to each type of stimulus. In addition, error trials were modeled separately as a condition of no interest. For each subject, weighted contrasts were computed for simple main effects (all active conditions vs baseline) and for task load. Contrast images containing parameter esti- mates for main effects and task load were entered into a second level (random effects) analysis. All results are re- ported at P 0.05 (z score 5.00) corrected for multiple comparisons. Results Task performance Mean performance scores were 94.2% (SD 1.68) for baseline (mean RT 3.7 s, SD 0.88), 97.6% (SD 2.02) for one move (mean RT 4.4 s, SD 1.11), 95.4% (SD 3.99) for two moves (mean RT 5.8 s, SD 1.27), 96.7% (SD 3.58) for three moves (mean RT 7.4 s, SD 1.90), 89.9% (SD 7.17) for four moves (mean RT 10.1 s, SD 2.51), and 82.2% (SD 12.59) for ve moves (mean RT 15.0 s, SD 4.02). Both the decrease in performance (F(4,18) 12.4, P 0.0001) and the increase in RT (F(4,18) 64.3, P 0.0001) were statistically signicant. 369 O.A. van den Heuvel et al. / NeuroImage 18 (2003) 367374 Imaging data Planning versus baseline Regions showing increased BOLD signal during plan- ning compared with baseline (Table 1 and Fig. 2) were bilateral precuneus (Brodmanns area (BA) 7), bilateral inferior parietal cortex (BA 40), bilateral premotor cortex (BA 6), right dorsolateral prefrontal cortex (BA 9 and BA 46), left supplementary motor area, left caudate nucleus, right globus pallidum, and right insular cortex. Task load Increased task load (Table 2) was correlated with in- creased BOLD signal in those areas that already showed an increased signal compared with the baseline condition, i.e., bilateral precuneus (BA 7), bilateral inferior parietal cortex (BA 40), bilateral premotor cortex (BA 6 and BA 8), right dorsolateral prefrontal cortex (BA 9 and BA 46), and left supplementary motor area. In addition, a number of areas showed increased BOLD signal specically related to in- creased task load (Fig. 3 and 4), i.e., left dorsolateral pre- frontal cortex, left insular cortex, right pallidum, and right caudate nucleus. The left rostral prefrontal cortex (BA 10) was also involved in the highest levels of planning com- plexity only. The reverse contrast (decreased BOLD signal associated with increased task load) did not show signicant activations except for bilateral primary visual cortex. Discussion In this article we present a parametric event-related func- tional MRI version of the Tower of London task, suitable for investigating the effects of increasing complexity in Fig. 1. Display screen of the Tower of London task as used in the present study: (A) baseline condition, (B) planning condition. Fig. 2. BOLD signal increase in right dorsolateral prefrontal and bilateral motor and visuospatial cortex during planning compared with baseline. 370 O.A. van den Heuvel et al. / NeuroImage 18 (2003) 367374 planning processes. In agreement with the results of earlier imaging studies, the present fMRI data show that the pro- cess of planning, compared with baseline, was strongly correlated with activation of the right dorsolateral prefrontal cortex (BA 9 and BA 46), bilateral premotor cortex (BA 6 and BA 8), bilateral precuneus (BA 7) and inferior parietal cortex (BA 40), left supplementary motor area (BA 32), right insular cortex, and bilateral striatum (Morris et al., 1993; Rezai et al., 1993; Baker et al., 1996; Owen et al., 1996; Dagher et al., 1999; Lazeron et al., 2000; Rowe et al., 2001; Fincham et al., 2002). Our parametric approach also shows that with increasing planning complexity a number of additional areas come into play, i.e., the left dorsolateral (BA 9 and BA 46) and rostral prefrontal cortices (BA 10) as well as the right caudate nucleus. These are, at least in part, novel observations. Involvement of the dorsolateral and rostral prefrontal areas is in agreement with the ndings of Baker et al. (1996). It has been postulated that manipulation processes, operating on information already stored in memory, engage dorsolateral prefrontal cortex (Baddeley, 1996). Rostral pre- frontal cortex activation, on the other hand, may reect a more complex third level of executive control, holding temporarily in mind an ongoing goal while rst completing intermediate or subgoals, although we cannot rule out the alternative explanation, i.e., that rostral prefrontal activation merely reects increasing task difculty. Burgess et al. (2001) investigated the phenomenological correlates of pro- spective memory and found activation of the rostral pre- frontal areas correlated with maintenance of intention. This higher-order supervisory cognition, specic for humans, functions beyond the manipulation in dorsolateral prefrontal cortex and maintenance in ventrolateral prefrontal regions (Burgess et al., 2000; Baddeley, 1996). We found dorsolateral prefrontal activation to be right lateralized in the comparison planning versus baseline, but was bilaterally occurring as a function of task load. Later- alization probably exists, with spatial predominance at the right hemisphere and nonspatial predominance at the left side, but there is no consensus about the exact nature of this lateralization. While Baker et al. (1996) found right rostral prefrontal cortex activity to be strongly correlated with planning complexity, in the present study left lateralization was found for this rostral prefrontal area (BA 10). In the present study, right striatal activation (head of the caudate nucleus) was correlated with task load. Striatal involvement in planning complexity has been described before (Owen et al., 1996; Dagher et al., 1999). In conjunc- tion with the increased activity of dorsolateral and rostral prefrontal areas, this suggests a role for the frontostriatal system in complex planning tasks. In terms of forebrain circuits, this indicates an involvement of particular basal gangliathalamocortical circuits (Alexander et al., 1986; Groenewegen et al., 1990) which are directed at various parts of the prefrontal cortex. Interactions between the pre- frontal cortex and the basal ganglia are thought to play a Fig. 3. BOLD signal increase in bilateral dorsolateral prefrontal cortex and right caudate nucleus, correlating with increased task load. Fig. 4. BOLD signal increase in left Brodmanns area 10 and right palli- dum, correlating with increased task load. 371 O.A. van den Heuvel et al. / NeuroImage 18 (2003) 367374 role in the selection and switching of behavioral compo- nents (Wise et al., 1996), which are crucially important for the execution of a (complex) planning process. In the con- text of the neuronal network model of Dehaene and Chan- geux (1997), our nding of involvement of various cortical and subcortical regions related to increased planning com- plexity strengthens the idea of distributed corticocortical and corticosubcortical networks as a neural basis for such higher-order cognitive processes. The involvement of the striatum might represent, at least in part, the predicted role Table 1 Maxima of regions showing signicant (P 0.05 (z 5.00), corrected) BOLD signal increase during planning compared with baseline Region of activation Cluster size (voxels) Left/ right Brodmanns area Talairach coordinate (mm) Z value x y z Dorsolateral PFC 5 R 46 46 36 28 5.57 7 R 9 40 30 30 5.17 Premotor cortex 12 L 6 24 20 50 5.17 31 L 6 26 6 52 5.17 7 L 6 26 4 54 5.08 90 R 6 26 4 54 6.05 SMA 3 L 32 6 20 46 5.02 Precuneus 277 L 7 4 56 48 6.42 R 7 6 58 50 5.47 Inferior parietal cortex 12 L 40 38 78 34 5.34 2 L 40 60 36 44 5.14 60 R 40 34 84 28 5.61 7 R 40 28 72 40 5.20 7 R 40 48 42 44 5.18 1 R 40 40 66 26 5.03 Caudate nucleus 8 L 8 8 0 5.01 Globus pallidus 41 R 12 6 6 5.53 Insular cortex 23 R 32 24 4 5.59 Table 2 Maxima of regions showing signicant (P 0.05 (z 5.00), corrected) BOLD signal increase correlating with increased task load Region of activation Cluster size (voxels) Left/ right Brodmanns area Talairach coordinate (mm) Z value x y z Anterior PFC 2 L 10 36 60 8 5.02 Dorsolateral PFC 15 L 46 40 50 16 5.52 23 L 46 44 32 24 5.27 33 L 9 44 36 38 5.37 134 R 46 40 36 24 5.72 R 9 44 32 32 5.13 Premotor cortex 197 L 6 24 16 56 5.98 3 L 6 18 12 58 5.19 23 L 6 32 4 58 5.29 212 R 6 26 10 58 5.69 33 R 8 28 34 42 5.60 SMA 94 L 32 6 16 50 5.97 Precuneus 323 L 7 12 56 52 6.86 R 7 6 60 48 5.50 Inferior parietal cortex 51 L 40 42 40 36 5.89 87 L 40 48 42 46 5.73 7 L 40 40 78 34 5.47 15 L 40 40 50 16 5.52 5 L 40 24 76 50 5.37 52 R 40 38 72 34 5.83 20 R 40 50 42 42 5.64 3 R 40 48 42 50 5.00 3 R 40 34 64 44 5.06 Caudate nucleus, caput 23 R 18 6 18 5.43 Globus pallidus 23 R 12 4 4 5.58 Insular cortex 53 L 32 20 0 5.88 372 O.A. van den Heuvel et al. / NeuroImage 18 (2003) 367374 of a reward system in the cognitive processes (Dehaene and Changeux, 2000). As mentioned before, most previous studies used a block design with an easy and a difcult planning condition, thereby restricting the investigation of task load effects to a subtraction analysis of both conditions. That no task load effects were found in the functional MRI study of Lazeron et al. (2000) may be explained by this operationalization of easy and difcult task conditions. The main aspect of planning complexity is presumably the amount of subgoals to be attained before reaching the main goal. The easy condition of Lazeron et al. consisted of two- to four-move items. Part of the three-move items and all four-move items need the counterintuitive intermediate steps characteristic of planning complexity. In the difcult condition subjects had to solve ve- to seven-move items, which are quite hard to perform. Therefore, the difference between easy and difcult may have been obscured by the presence of complex items in the easy condition and the occurrence of ceiling effects in the difcult condition. Our results are also at variance with Dagher et al. (1999), who conducted a parametric analysis and divided areas involved in planning behavior into those that did and those that did not correlate with task complexity. Brain regions where rCBF correlated with planning complexity included bilateral dorsolateral prefrontal, premotor, and anterior cin- gulate cortex and right caudate nucleus. In contrast with our results, Dagher et al. (1999) found parietal activation not to be correlated with task complexity. Since this PET study consisted of only 6 subjects with 12 measurements per subject, all data were analyzed using a xed effects analysis, and results were presented uncorrected for multiple com- parisons. Another important confounding factor may have been that subjects had to perform the planning task by touching the screen to move the beads. Motor execution is not essential for planning and may produce motion artifacts, confounding experimental effects. For this reason, we asked our subjects to execute their plan by making the moves mentally. Even without motor execution, massive activation of motor and visuospatial areas was found. Parietal activa- tion caused by motor execution, independent of specic planning behavior, is not correlated with task complexity, while visuospatial activity necessary for planning is indeed correlated with task complexity. Compared with previous studies, the present version of the Tower of London task has two advantages. First, a self-paced, parametric design allows exible responding as well as comparisons between subjects/groups at each task level, providing us with the opportunity to investigate sub- jects and groups with varying levels of performance. The increased comparability across groups, using the same task, is important for clinical studies, for instance, in patients with decreased functioning of the frontostriatal system. Sec- ond, in addition to variation in reaction time, performance may also vary in hit percentage. Event-related analysis en- ables a selective analysis of correct responses, by rejecting the false responses. Moreover, adequate randomization of trials is possible in event-related designs, in contrast to block designs. In summary, frontostriatal and visuospatial systems are strongly involved in planning behavior and their level of activity is related to task complexity as demonstrated by the described self-paced, parametric event-related version of the Tower of London task. By correcting for task perfor- mance differences, it will be possible to investigate planning behavior in subjects with decreased frontostriatal function. 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Neurobiol. 10, 317356. 374 O.A. van den Heuvel et al. / NeuroImage 18 (2003) 367374 Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.