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Background

Technology Many studies have been conducted in the


management of IT in construction sector in recent years in order to
investigate the relationships between IT and
construction: a driver processes. Most of these studies have concen-
or an enabler? trated on IT capabilities and forecasting of
how IT will be used in the next ten years
(Brandon and Betts, 1995; IT2005, 1995;
Ghassan Aouad Building IT 2000, 1991; KPMG & CICA,
Michail Kagioglou 1993; Aouad et al., 1997). These studies
predicted the types of technologies that will be
Rachel Cooper used by the industry in the next ten to 15
John Hinks and years. Construct IT (1995) produced an IT
Martin Sexton map that relates to the needs of construction
processes without looking at the co-matura-
tion of processes and IT. This document has
been written in the context of the Construct
The authors IT Centre of Excellence’s work to define a
Ghassan Aouad is a Reader in Construction IT and research work plan for the UK construction
Management, TIME Research Institute, University of industry in the area of IT-enabled support to
Salford, Salford, UK. process improvement.
Michail Kagioglou is a Research Fellow, TIME Research Recent research by Childe et al. (1996)
Institute, University of Salford, Salford, UK. within the context of business process engi-
Rachel Cooper is Professor in Design Management, TIME neering (BPR) has shown that existing legacy
Research Institute, University of Salford, Salford, UK. IT systems are hindering the adoption of BPR
John Hinks is a Reader in Facilities Management, Heriot- principles by many large organisations. In a
Watt University, UK. survey of 34 companies (none of which from
Martin Sexton is a Lecturer at the TIME Research the construction sector), it has been demon-
Institute, University of Salford, Salford, UK. strated that these IT systems are blockers
rather than enablers of process improvement.
Keywords The construction industry is not susceptible
BPR, Construction industry, Information systems,
to the same problems, as many of the existing
Information technology, Investment, Process management
systems have been acquired on a relatively
smaller scale; thus upgrading or even replac-
Abstract
ing them will not be a difficult task in broad
The 1970s and 1980s have witnessed the development of
financial terms but rather it offers the oppor-
many technological advances in the construction industry.
tunity to ensure compatibility and “fitness for
At the same time, IT has been perceived as a driver for
purpose” from the onset. The main problem
many of the construction business and operational
in construction is that most of the IT systems
processes. The 1990s have seen a technological shift in the
have been purchased in the past because of
construction sector from IT driven solutions to IT enabling
operational rather strategic/business require-
ones. The industry, however, has become frustrated with
ments. These systems have failed many con-
the failing of IT as many companies have invested in the
struction firms leading to some suspicion of
wrong technologies without addressing business needs.
what IT can deliver to the construction sector.
This is now being rectified by developing IT systems that
support business processes taking into account process,
In order to rectify this, Alshawi and Aouad
people and cultural needs. This paper describes how IT
(1995) proposed a framework that addresses
systems are being developed within a major EPSRC the significance of merging information
(Engineering and Physical Sciences Research Council)
The authors would like to acknowledge the support
funded research project in order to help the construction of the following people and organisations involved
industry develop feasible technological IT solutions. This is in this project: Engineering and Physical Sciences
achieved by considering the co-maturation of processes Research Council (EPSRC); Alfred McAlpine
and IT within the context of process improvement. (Special Projects) Ltd; British Airports Authority
Logistics Information Management
(BAA); Advanced Visual Technology; British
Volume 12 · Numbers 1/2 · 1999 · pp. 130–137 Telecom; Capita; Waterman Partnership; Boulton
© MCB University Press · ISSN 0957-6053 & Paul Ltd, Darryl M. Sheath.
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Technology management of IT in construction: a driver or an enabler? Logistics Information Management
Ghassan Aouad et al. Volume 12 · Numbers 1/2 · 1999 · 130–137

systems (IS) and their associated IT strategies hermeneutic spiral (Odman, 1985). As such
with business objectives. However, this work the research is depicted as an iterative process
has failed to look at the co-maturation of whereby the pre-understanding supplied by
processes and IT. This paper adopts a the research team and industrial partners is
process/business view to develop IT solutions used to inform the understanding stage which
through an IT map which will enable rather furthers the development work.
than drive the business and/or operational Traditional case study and action research
processes. approaches were used to provide an insight to
The work presented in this paper has been detailed information and facilitate the genera-
undertaken as part of a major EPSRC funded tion of new knowledge or understanding
project under the IMI (Innovative Manufac- whilst at the same time providing structured
turing Initiative) “construction as a manufac- frameworks for carrying out organisational
turing process” initiative, and in close collab- change within the boundaries of the industrial
oration with a wide spectrum of construction partner research team members.
firms representing clients, consultants, con- A number of research techniques have
tractors, suppliers and software houses, been used such as interviews, questionnaires
enabling the consideration of a wide range of (qualitative in nature), workshops and in-
views and perspectives. depth reviews of literature. The use of a par-
The IT map presented here identifies ticular research technique was dependent on
technologies that enable specific processes the type and nature of information required
within the design and construction cycle to
for the continuous improvement of the work
have better performance through a co-matu-
carried out and the research approach used.
ration model. The IT solutions are classified
For example, workshops were central to the
under major headings including communica-
pre-understanding and understanding pro-
tion, visualisation, integration and intelli-
gression offering rich qualitative data.
gence. These technologies are addressed in
terms of their maturity in relation to the
processes they are trying to support. Technology management of IT within
the construction process
Research methodology The technology management of IT in con-
struction has rarely been considered within a
A selective approach was adopted for the
process context. Furthermore, both IT and
execution of the project, drawing upon a
process have frequently been treated as sepa-
range of interdisciplinary research domains
rate processes without any apparent links
and methodologies. The overall research
model is shown in Figure 1. and/or interfaces.
The overarching research philosophy used Ever since the 1930s there has been an
was the pre-understanding – understanding apparent desire to change the construction
cycle and several government and institution-
al reports have been produced to support this,
Figure 1 Research methodology “nesting“
including Simon (1944), Banwell (1964), and
the British Property Federation (1983), but
none up to the Latham report (1994) have
been significantly acted upon. During this
time several protocols have been introduced
including RIBA Plan of Work (1991) and the
British Property Federation Manual (1983).
These protocols have not solved the ills of the
construction industry and have done little in
considering IT as an integral part of the
process. Hughes (1991) suggests that “every
project goes through similar steps in its evolu-
tion in terms of stages of work. The stages
vary in their intensity or importance depend-
ing upon the project.” In the same way the IT
elements remain the same but their use is
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dependent upon the project/process, acting as be utilised to identify actual operational and
an enabler rather than a driver. business client needs. This can be in either a
The benefits of using IT in the construc- numeric or a visual format and should use
tion industry have been illustrated by a large tools such as VR, 3D modelling and economic
number of researcher and studies (see, for analysis tools with the required data being
example, Betts, 1992; Brandon, 1993; obtained from an archive of previous projects
Miyatake and Kangari, 1993; Teicholz and that have been undertaken. This is shown in
Fisher, 1994; Tucker et al., 1994). However, Figure 2 as “use and creation of legacy
as IT has been introduced in the construction archive”.
industry through its various professions, there During phase two, a product based case
has been little regard of the use of IT within a retrieval system is recommended for use, this
process framework. again could utilise data from an archive of
This paper addresses the issue of technolo- previous projects that have been undertaken
gy management of IT in construction within in order to give a basic cost for the various
the context of its role as a driver (process project options. In phase three, AI tools such
independent) or as an enabler (process inte- as neural networks, knowledge based systems
grated). and case based reasoning could be used as an
aid to enhance creativity in the initial produc-
tion of the design while multimedia applica-
The IT process map
tions can help ease the distribution of infor-
The first step in developing an IT process mation to lay persons such as the client.
map is to identify a framework or an actual The “pre-construction phases” incorporate
process upon which the IT elements can be all the design phases:
placed. The process map (process protocol) • Phase Four: “Outline conceptual design”
developed in this project was used as the • Phase Five: “Full conceptual design”
underlying framework for mapping IT. It is • Phase Six: “Co-ordinated design, procure-
not the purpose of this paper to present the ment and full financial authority”, and
process map but relevant information can be • Phase Seven: “Production information”.
found by Hinks et al. (1997), Cooper et al.
At these phases a design needs to be estab-
(1998) and Kagioglou et al. (1998).
lished that fulfils the requirements established
The relevant IT elements of a process map
in previous feasibility studies, which satisfy
will have to be generic rather than specific
the customer/client needs. At phase four, the
commercial applications so that the technolo-
use of AI tools is continued from the previous
gy can be identified but allows the selection of
feasibility phase as this area again can utilise
specific software applications to suit the com-
the creativity enhancement properties of these
pany’s business and operational environment
tools. During phases five and six, the IT map
and indeed culture.
recommends the use of cost planning applica-
Figure 2 illustrates an IT map that identi-
tions in order to ensure design and construc-
fies the technologies which enable processes
tion costs do not exceed the budget.
and phases of the process protocol.
Also during these stages VR, 3D model-
At the initial “pre-project phases” (see
ling, 2D CAD and constructability/usability
Figure 2 upper x-axis), which incorporate:
modelling tools are shown. The VR, 3D
• Phase Zero: “Establishing/Demonstrating
modelling and 2D CAD are used in the pro-
the need”
duction of the design and design drawings.
• Phase One: “Conception of need”
VR can also be used along with the
• Phase Two: “Outline feasibility”, and
constructability/usability modelling tools in
• Phase Three: “Substantive feasibility study”
order to see if the design is free from “errors”
several forms of IT are shown. These include by utilising features such as clash detection,
at phases zero and one, economic appraisal and also in helping establish whether the
and risk analysis, what-if analysis for cost building will be fit for its purpose once con-
control and project simulation for design structed. A project planning application is
analysis technologies. At this stage of the needed at phases six and seven, the purpose of
process there is one main question being which is the production of the project plan.
asked, “Do we need a building?”. To provide Stretching from pre-construction phase
the answer to this question simulations should seven to the construction phase eight:
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Figure 2 The IT process map

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“Construction”, are four IT application areas. These IT application areas are designed to be
These are as follows: used throughout all of the process protocol in
(1) 3D modelling and VR. These applications order to exchange information and support
are used here as visualisation tools for communication between all those involved in
board members and higher management a project. EDI and Inter/intranet applications
of the contractor and/or client so they can such as e-mail, groupware and World Wide
interrogate the VR or 3D model for Web applications will help improve communi-
detailed information on individual ele- cations not only between the main parties
ments of the building, so they can see and involved in the project such as contractor,
monitor the progress of the project and so client and architect but also between these
they can interrogate the model for cost main parties and suppliers and various legisla-
information. tive organisations, etc. This improvement
(2) Progress reporting and as-built model genera- should therefore provide better co-ordination
tion. These applications would most and management of the project. Document
probably be used by the client. A generic management systems could also help with
accounting package or a project planning communications, correspondence between
application that has good costing and the parties involved in the project such as
progress monitoring facilities for the faxes, EDI invoices, e-mail, etc., could be
progress reporting should be utilised. VR stored and retrieved at a later date for the
or 3D modelling for the as-built model settlement of claims. Utilised over the whole
generation. process and using the other technologies
(3) Cost control and project planning. These mentioned in this paper all parties (depending
applications would probably be used by on authorisation level) could have access to all
the contractor utilising generic account- the correspondence between all of the parties
ing packages, and project-planning appli- involved. The use of AI could help in various
cations respectively to undertake cost areas of the process. Technologies such as
control and planning of the project. neural networks, case-based reasoning and
(4) Robotics and resource management. Two knowledge-based systems could provide
application areas at phase eight, and post- decision support systems that can manage
construction stage, phase nine: “Opera- and automate various processes within the
tion and maintenance” can be seen. At protocol.
the design and construction and produc- Concluding the process wide IT applica-
tion functions robotics could be used for tions, the use of integrated databases would
various construction and maintenance allow the sharing and exchange of information
activities such as the positioning of pre- between all parties involved in the project.
cast concrete flooring, the erection of The use of an integrated database combined
cladding for a building, inspections and with the other technologies for communica-
repair of various parts of the building and tion and AI would provide a very powerful
cleaning. At the production and facilities tool that could automate numerous processes
management functions a resource man- such as project planning and bill of quantities
agement application area would probably generation.
be a generic facilities management pack-
age that would assist in the running and The co-maturation model
maintenance of the building after con-
Ideally, a complete maturation model encom-
struction.
passing process, IT, people, culture and
In addition to the process specific application customer issues should be developed. Figure
areas the IT map identifies various IT applica- 3 illustrates how these issues could be put
tion areas that should be used throughout the together to produce a comprehensive model.
whole process protocol execution. The model identifies the enablers for process
The five areas identified are as follows: execution as IT, people and culture. It could
(1) Electronic data interchange (EDI), well be the case – and it probably is – that
(2) Inter/intranet applications, these enablers are interrelated. For example
(3) Document management systems, the type of IT will probably depend on the
(4) Artificial intelligence, people that use it, and the extent of its use will
(5) Integrated databases. depend on the culture of the organisation
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Figure 3 An integrated model for process involvement (3) defined


(4) managed, and
(5) optimised.
The model is designed so that capabilities at
lower stages (ad hoc) provide progressively
stronger foundations for higher stages (opti-
mised), reducing the change management
risks. It is clearly shown on the diagram that
there is an apparent lack of balance in terms
of process and IT maturation. It is evident
that some corrective measures are required in
order to establish a balanced IT and process
at any level. Maturation occurring at higher
and/or industry. An “open” culture will utilise levels is, however, more beneficial (Hinks et
the communication capabilities of an IT tool al., 1997).
as to ensure visibility of project elements and Figure 4 also shows varying levels of matu-
deliverables by all parties in a project. rity for the different phases of a construction
project. This will result in serious bottlenecks
The effective use and co-ordination of IT,
in terms of co-ordination and exchange of
people and culture interfaces should optimise
information. Also, Figure 4 shows a similar
the process performance, which leads to
pattern in terms of the maturity levels for the
eventual customer satisfaction.
various technologies that can be seen. This
This paper only addresses the co-matura-
will intensify the problem.
tion between process and IT within the con-
The problems associated with IT are relat-
struction sector.
ed to its uptake, which has been apparently
The process protocol developed in parallel
relatively uncoordinated, and its strategic
with the IT map has been used to identify the
application appears to have been determined
various phases of a construction project, by the availability of it rather than its suitabili-
namely: pre-project, pre-construction, con- ty. The unsuitability of IT systems causes
struction and post-construction. In addition disfunctionality in the process infrastructures
sub-processes performed within these phases which they are expected to support. It is
are identified and analysed in terms of process evident that the uptake of IT systems by the
maturity. On the other hand, the IT map has industry systems has been broadly technology
helped in identifying technologies which can led, with the industry using basic communica-
support the process. These technologies have tion tools in a widespread (but not compre-
been classified under six main headings hensive) manner, and that the application of
(Aouad et al., 1998), which are as follows: particular industry specific tools is more
(1) Simulation (e.g. “what if ”, project simula- localised, probably because of communica-
tion, economic appraisal). tion problems.
(2) Integration (e.g. integrated databases). In part this is due to a lack of understand-
(3) Communication (e.g. EDI, Internet). ing of the way in which organisations and their
(4) Intelligence (e.g. artificial intelligence, KBS, operational and managerial processes operate,
neural networks, case-based reasoning). compounded by the lack of appreciation of
(5) Visualisation (e.g. VR, 3D). how information technology supports them;
(6) IT support (e.g. CAD, project planning, at a more sophisticated level of analysis, the
cost control). organisational capability and maturity of a
company (or industry) are related to a num-
These technologies and their corresponding
ber of issues including the role of process
elements have been used to develop the syn-
management and information systems in their
chronised process/IT maturation models maturation.
shown in Figure 4 based on the CMM (Capa-
bility Maturity Model) framework.
The CMM is a five-level model, which Conclusions
includes the following stages: The technological management of IT within
(1) ad hoc the construction industry has been given little
(2) repeatable attention in the past. As a result a number of

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Ghassan Aouad et al. Volume 12 · Numbers 1/2 · 1999 · 130–137

Figure 4 A high-level synchronised process/IT model

IT solutions have been developed to act as Within this framework, it is anticipated that
drivers in the design and construction construction firms will move away from tradi-
process. The perils of such approaches have tional ad hoc IT investments and move
been illustrated in this paper. The authors towards well-planned strategies. By doing so,
suggest that technological IT enabling solu- large, as well as small, organisations would be
tions will play a major role in achieving major able to identify opportunities for IT invest-
improvements in a traditionally fragmented ments, evaluate their existing systems, identify
design and construction process. The authors
the rate at which new IT applications are
have illustrated how this can be achieved from
adopted, and work out the level of impact of
a process viewing in two dimensions:
IT on their firms.
(1) There must be process and IT alignment.
Essentially the authors suggest that the
The IT process map presented in this
paper illustrates how IT could operate coupling of processes, IT, people and culture
within a process framework. This requires will provide customer/client satisfaction,
an agreement on the actual design and accompanied by many obvious benefits.
construction process phases, structure Therefore, this paper concludes that the
and management. In such a way the technology management of IT within the
process becomes the driver and IT the construction industry should be developed
enabler. and used as an enabler to the wider business,
(2) The phenomenon of co-maturation of IT strategic and operational needs of the con-
and processes needs to be considered. struction industry.
This paper illustrated that IT can only be
effective if it is based on synchronised
process development. For example, the References
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Ghassan Aouad et al. Volume 12 · Numbers 1/2 · 1999 · 130–137

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