Request Member Hikind 1

LEGISLATIVE ETHICS COMMISSION
STATE OF NEW YORK

V~~ 1 LOCATION: ALFRED E. SMITH OFFICE BUILDING SUItE 1431 - 5~_~ MAILING ADDRESS: LEGISLATIVE OFFICE BUILDING P0 BOX 75 ALBANY, NY 12247
- - PHONE:(5l8)432-7837/7838
~ 1
Annual Statement of Financial Disclosure
For Calendar Year 2010
1. Name 1JOV HIKi.~iJ~
2. (a) Title of Position f~P1S
(b) Department, Agency or other Governmental Entity
Cc) Address of Present Of f ice LOB s/ l~L8c~n\j, Ml
Cd) Office Telephone Nu~er _______________________
3. (a) Marital Status _____________ . If married, please give
spouses full name includihg maiden name where applicable.
(b) List the names of all unemancipated children.
INSTRUCTIONS
Answer each of the following questions completely, with respect to
calendar year 2010, unless another period or date is otherwise
specified. If additional space is needed, attach additional pages.
Whenever a value or amount is required to be reported herein,
such yalue or amount shall be reported as being within one of the
following Categories: Category A - under $5,000; Category B -
$5,000 to under $20,000; Category C - $20,000 to under $60,000;
Category D - $60,000 to under $100,000; Category E - $100,000
to under $250,000; and Caegory F - $250,000 or over. A reporting
individual shall indicate the Category by letter only.
Whenever income is required to be reported herein, the term income
shall mean the aggregate net income before taxes .1ron the source
identified.
The term calendar year shall mean the year ending the December 31st
preceding the date of filing of the annual statement.
.3
.4. (a) List any office, trusteeship, directorship,
partnership, or position of any nature, whether
compensated or not, held by the reporting individual with
any firm, corporation, association, partnership, or other
organization other than the State of New York. Include
compensated honorary positions; do NOT list membership or
uncompensated honorary positions. If the listed entity
was licensed by any state or local agency, was regulated
by any state regulatory agency or local agency, or, as a
regular and significant part of the business or activity
of said entity, did business with, or had matters other
than ministerial mattets before, any state or local
agency, list the name of any such agency.
State or
Position Organization Local Agency
a
\$.
(b) List any office, trusteeship, directorship,
compensated or not, held by the spouse or unemancipated
child of the reporting individual, with any firm,
corporation, association, partnership, or other
was licensed by any ~tate or local agency, was regulated
by any state regulatory agency or local agency, or, as a~
than ministerial matters before, any state or local
State or
AC,
~
5. (a) List the name, address and description of any
occupation, employment, (other than the employment
listed under Item 2 above) , trade, business or
profession engaged in by the reporting individual: If
such activity was licensed by any state or local
agency, was regulated by any state regulatory agency or
local agency, or, as a regular and significant part of
the business or activity of said entity, did business
with, or had matters other than ministerial matters
before, any state or local agency, list the name of any
such agency.
Name & Address State or
Position of Organization Description Local Agency
(b) If the spouse or unemancipated child of the reporting
individual was engaged in any occupation, employment,
trade, business or profession which activity was licensed
by any state or local agency, was regulated by any state
regulatory agency or local agency, or, as a regular and
significant part of the business or activity of said
entity, did business with, or had matters other than
ministerial matters before, any state or local agency,
list the name, address and description of such occupation,
employment, trade, business or profession and the name of
such agency.
6~ List any interest, in EXCESS of $1,000, held by the
reporting individual, such individuals spouse or
unemancipated child, or partnership of which any such
person is a member, or corporation, 10% or more of the
stock of which is owned or controlled by any such person,
whether vested or contingent, in any contract made or
executed by a state or local agency and include the name
of the entity which holds such interest and the
relationship of the reporting individual or such
individuals spouse or such child to such entity and the
interest in such contract. Do NOT include bonds and
notes. Do NOT list any interest in any such contract on
which final payment has been made and all obligations
under the contract except for guarantees and warranties
have been performed, provided, however, that such an
interest mu~t be listed if there has been an ongoing
dispute during the calendar year for which this statement
is filed with respect to any such guarantees or
warranties. Do NOT list any interest in a contract made
or executed by a local agency after public notice and
pursuant to a process for competitive bidding or a
process for competitive requests for proposals.
Entity Relationship Contracting Category
Self, Which Held to Entity State or of
Spouse Interest in and Interest Local Value of
or Child Contract in Contract Agency Contract
IL-
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7. List any position the reporting individual held as an
officer of any political party or political organization,
as a member of any political party committee, or as a
political party district leader. The term party shall
have the same meaning as party in the election law. The
term political organization means any party or
independent body as defined in the election law or any
organization that is affiliated with or a subsidiary of a
party or independent body.
t~sT. ~t~? e~
8. (a) If the reporting individual practices law, is licensed
by the department of state as a real estate broker, or
agent or practices a profession licensed by the department
of education, give a general description of the principal
subject areas of matters undertaken by such individual.
Additionally, if such an individual practices with a firm
or corporation and is a partner or shareholder of the firm
or corporation, give a general description of principal
subject areas of matters undertaken by such firm or
corporation. Do not list the name of the individual
clients, customers or patients.
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4
(b) List the name, principal address and general
description or the nature of the business activity of any
entity in which the reporting individual or such
individuals spouse had an investment in excess of $1,000
excluding investments in securities and interests in real
property.
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9. List each source of gifts, EXCLUDING campaign
contributions, in EXCESS of $1,000, received during the
reporting period for which this statement is filed by the
reporting individual or such individual s spouse or
unemancipated child from the same donor, EXCLUDING gifts
from a relative. INCLUDE the name and address of the
donor. The term gifts does not include reimbursements,
which term i~ defined in item 10. Indicate the value and
nature of each such gift.
Self, Category of
Spbuse or Name of Nature Value of
child Donor Address of Gift Gift
10. Identify and briefly describe the source of any
reimbursements for expenditures,EXCLUDING cathpaign
expenditures and expenditures in connection with official
duties reimbursed by the state, in EXCESS of $1,000 from
each such source. For purposes of this item, the term
reimbursements shall mean any travel-related expenses
provided by nongovernmental sources and for activities
related to the reporting individuals official duties such
as, speaking engagements, conferences, or factfinding
events. The term reimbursements does NOT include gifts
reported under item 9.
source Description
f~5i~2 -~
11. List the identity and value, if reasonably. ascertainable,
5
of each interest in a trust, estate or other beneficial
interest,- including retirement plans other than retirement
plans of the state of New York or the city of New York,
and deferred compensation plans (e.g., 401, 403(b), 457,
etc.) established in accordance with the internal revenue
code, in which the REPORTING INDIVIDUAL held a beneficial
interest in EXCESS of $1,000 at any time during the
preceding year. Do,NOT report interests in a trust,
estate or other beneficial interest established by or for,
or the estate of, a relative.
Category of
Identity - Value*
~1
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*The value of such interest shall be reported only if reasonably ascertainable.
12. (a) Describe the terms of, and the parties to, any
contract, promise, or other agreement between the
reporting individual and any person, firm, or corporation
with respect to the employment of such individual after
leaving office or position (other than a leave of
absence) . -
(b) Describe the parties to and the terms of any agreement
providing for continuation of payments or benefits to the
REPORTING INDIVIDUAL in EXCESS of $1,000 from a prior
employer OTHER THP~N the State. (This includes interests
in or contributions to a pension fund, profit-sharing
plan, or life or health insurance; buy-out agreements;
severance payments; etc:)
6
13. List below the nature and amount of any income in EXCESS
of $1,000 from EACH SOURCE for the reporting individual
and such individuals spouse for the taxable year last
occurring prior to- the date of filing. Nature of income
includes, but is not limited to, all income (other than
that received from the employment listed under Item 2
above) from compensated employment whether public or
private, director~hips and other fiduciary positions,
contractual arrangements, teaching income, partnerships,
honorariums, lecture fees, consultant fees, bank and bond
interest, dividends, income derived from- a trust, real
estate rents, and recognized gains from the sale or
exchange of real or other property. Income from a
business or profession and real estate rents shall be
reported with the source identified by the building
address in the case of real estate rents and otherwise by
the name of the entity and not by the name of the
individual customers, clients or tenants, with the
aggregate net income before taxes for each building
address or entity. The receipt of maintenance received in
connection with a matrimonial action,. alimony and child
support payments shall not be listed.
Category
Self! of
Spouse Source Nature Amount
5~to~ 5~&. 1/ RVeL,,9.
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14. List the sources of any deferred income (not retirement
income) in EXCESS of $1,000 from each source to be paid to
the reporting individual following the close of the
calendar year for which this disclosure statement is
filed, other than deferred compensation reported in item
11 herein above. Deferred income derived from the
practice of a profession shall be listed in the aggregate
and shall identify as the source, the name of the firm,
corporation, partnership or association through which the
income was derived, but shall not - identify individual
clients.
Category of
Source Amount -
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7
15. List each assignment of income in EXCESS of $1,000, and
each transfer other than to a relative during the
reporting period for which this statement is filed for
less than fair consideration of an interest in a trust,
estate or other beneficial interest, securities or real
property, by the reporting individual, in excess of
$1,000, which would otherwise be required to be reported
herein and is not or has not been so reported.
category
ttem Assigned Assigned or of
or Transferred- Transferred tp Value
V
16. List below the type and market value of securities held by
the reporting individual or such individuals spouse from
each issuing entity in EXCESS of $1,000 at the close of the
taxable year last occurring prior to the date of filing,
including the name of the issuing entity exclusive of
securities held by the reporting individual issued by a
professional corporation. Whenever an interest in securi
ties exists through a beneficial interest in a trust, the
securities held in such trust shall be listed ONLY IF the
reporting individual has knowledge thereof except where the
reporting individual or the reporting individuals spouse
has transferred assets to such trust for his or her benefit
in which event such securities shall be listed unless they
are not ascertainable by the reporting individual because
the trustee is under an obligation or has been instructed in
writing not to disclose the contents of the trust to the
-reporting individual. Securities of which the reporting
individual or the reporting individuals spouse is the owner
of record but in which such individual or the reporting
individuals spouse has no beneficial interest shall not be
listed. Indicate percentage of ownership ONLY if the
reporting person or the reporting persons spouse holds more
than five percent (5%) of the stock of a corporation in
which the stock is publicly traded or more than ten percent
(10%) of the stock of a corporation in which the stock is
NOT publicly traded. Also list securities owned for
investment purposes by a corporation more than fifty percent
(50%) of the stock of which is owned or controlled by the
reporting individual or such individuals spouse. For the
purpose of this item the term securities shall mean mutual
funds, bonds, mortgages, notes, obligations, warrants and
stocks of any class, investment interests in limited or
general partnerships and certificates of deposits (Cos) and
such other evidences of indebtedness and certificates of
8
interest as are usually referred to as securities. The
market value for such securities shall be reported only if
reasonably ascertainable and shall not be reported if the
security is an interest in a general partnership that was
listed in item 8 (a) or if the security is corporate stock,
NOT publicly traded, in a trade or business of a reporting
individual or a reporting individuals spouse.
Percentage
of corporate
stock owned Category of
or controlled Market Value
(if more than as of the
5* of publicly close cf the
traded stock, taxable year
or more than last occur-
10% of stock ring prior to
not publicly the filing
Self! Issuing Type of traded, is of this
Spouse Entity Security held) statement
17. List below the location, size,, general nature, acquisition
date, market value and percentage of ownership of any real
property in which any vested or contingent interest in
EXCESS of $1,000 is held by the reporting individual or
the reporting individuals spouse. Also list real
property owned for investment purposes by a corporation
more than fifty percent (50s) of the stock of which is
owned or controlled by the reporting individual or such
individuals spouse. Do NOT list any real property which
is the primary or secondary personal residence of the
reporting individual or the reporting individuals spouse,
excefpt where there is a co-owner who is other than a
relative.
Self! Percent-
Spouse Aogui- age of Category
corpor- General sition Owner- of Market
ation Location Size Nature Date ship Value
wn-une A~
18- List below all notes and accounts receivable, other than
from goods or services sold, held by the reporting
individual ~t the close of the taxable year last occurring
prior to the date of filing and other debts owed to such
individual at the close of the taxable year last occurring
prior to the date of filing, in EXCESS of $1,000, including
9 -
the name of the debtor, type of obligation, date due and
the nature of the collateral securing payment of each, if
any, excluding securities reported in item 16 herein above.
Debts, notes and accounts receivable owed to the individual
by a relative shall not be reported.
Type of Obligation, category
Date Due, and Nature of
Name of Debtor of collateral, if any Amount
/3id~
I
19. List below all liabilities of the reporting individual and
such individuals spouse, in EXCESS of $5,000 as of the date
of filing ~of this statement, other than liabilities to a
relative- Do NOT list liabilities incurred by, or
guarantees made by, the reporting individual or such
individuals spouse or by any proprietorship, partnership or
corporation in which the reporting individual or such
individuals spouse has an interest, when incurred or made
in the ordinary course of the trade, business or profes
sional practice of the reporting individual or such
individuals spouse. Include the name of the creditor and
any collateral pledged by such individual to secure payment
of any such liability. A reporting individual shall not
list, any obligation to pay maintenance in connection with a
matrimc:ial action, alimony or child support payments. Any
loan issued in the ordinary course of business by a
financial institution to finance educational costs, the cost
of home purchase or improvements for a primary or secondary
residence, or purchase of. a personally owned motor vehicle,
household furniture or appliances shall be excluded- If any
such reportable liability has been guaranteed by any third
person, list the liability and name the guarantor.
category
Name of creditor Type of Liability of
or Guarantor and collateral, if any Amount
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The requirements of law relating to the reporting of
financial interests are in the public interest and no adverse
inference of unethical or illegal conduct or behavior will be
drawn merely from compliance with these requirements.
__ ~
(Signature of~porting Individual) Dae(rn6nth!day/year)
10
LEGISLATiVE ETHICS COMMISSION~
STATE OF NEW YORK
MAIL: LEGISLATIVE OFFICE BUILDING BOX 75 ALB , 12247
LOCATION: ALFRED B. SMITH OFFICE BUILDING SUITE 1431
PHONE: (518) 432-7837/7338 FAX: (518) 426-68D0
QUESTION 13 AMENDMENT FORM
For Calendar Year ~OIO JUL 112013
Please complete the form. If a column is not applicable, specify NONE.
13. List below the nature and amount of any income in EXCESS of$I,000 from EACH
SOURCE for the reporting individual and such individuals spouse for the taxable year last
occurring prior to the date of filing. Nature of income includes, but is not limited to, all income
(othe,r than that received from the employment listed under item 2 above) from compensated
employment whether public or private, directorships and other fiduciary positions, contractual
arrangements, teaching income, partnerships, honorariums, lecture fees, consultant fees, bank
and bond interest, dividends, income derived from a trust, real estate rents, and recognized gains
from the sale or exchange of real or other property. Income from a business or profession and
real estate rents shall be reported with the source identified by the building address in the ease of
real estate rents and otherwise by the name of the entity and not by the name of the individual
customers, clients, or tenants, with the aggregate net income before taxes for each building
address or entity. The receipt of maintenance received in connection with a matrimonial action,
alimony and child support payments shall not be listed.
SelflSpouse Source Nature Category of Amount
SW - D7S~c4v~r9irvz PoSi.~~~_~_____
NAME ELh~/ }-iiklNm
TITLE of POSITION t3~EgBE~ ov
ADDRESS of PRESENT OFFICE LOB %1T51 A BhNN NN 122J+5
~
S4{ature of Rejertihg Individual Dale (month/day/year)
Category A- under $5,000, Category B- $5,000 to under $20,000, Category C- $20,000 to
under $60,000, Category D- $60,000 to under $100,000, Category E- $100,000 to under
$250,000, Category F- $250,000 or over. Indicate the Category by letter only
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I
LEGISLATIVE ETHICSHCOMMISSION
STATE OF NEW YORK
MAIL: LEGISLATIVE OFFICE BUILDING BOX 75 ALBAN\~ NY 12247
LOCATION; ALFRED E. SMITh OFFICE BUILDING SUiTE 1431
PHONE: (518) 432-7S37!7838 FAX: (518) 426-68~%t t, tIv ED
Question 9 AMENDMENT FORM
For Calendar Year ~O ID
BY
JUL25 2O~3
Please complete the form. If a column is not applicable specify NONE. LEG. ETHICS COMK4.
9. List each source of gifts, EXCLUDING campaign contributions, in EXCESS of $1,000,
received during the reporting period for which this statement is filed by the reporting
individual or such individuaps spouse or unemancipated child from the same donor,
EXCLUDING gifts from a relative. INCLUDE the name and address of the donor. The temi
gifts does not include reimbursements, which tem~ is defined in item 10. Indicate the value
and nature of each such gift. (see Table I)
U.
Name; t~ou I4Je~~A
Title of Position: As~eW1~if3Y~-4fl
Address Present Office: I SID L1tb Sfreei, f~rodHrj
~~nature o reporting individual)
iVY /~;?ig
Date (monfh/day/year)
Self,
Spouse or Name of
Child Donor
Category
of
Nature
Address of Gift
(In Table I)
Value of
Gift
.~j Ycssi Zbkk; R~z.i~fL1Ai3 c,cwc -F~rs41~3 f>)otzsta C&vW ide
~ Q. . E iVY - ~rsf~ @Jeostseec&Pf/eNet
~ Yo2dii ; . p~ ~,: Pleasesgeca,61&J
~2~s&*; thi .r Pa vet
~at~Ihav Bract) MY Shwu
~ose Lkc Skc~wc &ocI .kv see cas- (AIc
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STATE OF NEW ~oi~x
WCATION- ALFRED SMITH OFFICE BUILDING - SUITE 1431
%~ MAILING ADDRESS LEGISLATIVE OFFICE BUILDING- P0 BOX 75- ALBANY, NY 12247
PHONE (518) 432-7837/7838
X~ ?L~JO
APR 1 ~ 2010
l.Naine LoV I-U/4~b.Yb
2. (a) Title of Position itqesr~Rtt~ 1J.y5
(a) Address of Present Office LOS S7, Az/B. ,tlLf /~
(d) Office Telephone Number ~f)~5~5_5-~ S 7cQ)
3. (a) Marital Status ____________ If married, please give
spouses full name including maiden name where applicable.
chm~)aL~ AUKItJJ)
INSTRUCTIONS
Jnswer each of the following questions completely, with respect to
whenever a value or amount is required to be reported herein,
such value or amount shall be reported as being within one of the
following categories: Category A - under $5,000; category B -
$5,000 to under $20,000; category C - $20,000 to under $60,000;
category 13 - $60,000 to under $100,000; Category B - $100,000
to under $250,000; and Category F - $250,000 or over. A reporting
individual shall indicate the category by letter only.
shall mean the aggregate net income before taxes from the source
identified.
1
4. (a) List any office, trusteeship, directorship,
of said entity, did business with, or had matters other.
state or
compensated or not, held by the. spouse or unemancipated
State or
~/
listed under Item 2 above), trade, business or
profession engaged in by the reporting individual. If
2
such agency.
such agency.
I/n~
6. List any interest, in EXCESS of $1,000, held by the
interest must be listed if there has been an ongoing
3
-4
Entity
Thich Held
Interest in
contract
Relationship
to Entity
and Interest
in Contract
Contracting
state or
Local
Agency
category
of
Value of
contract
political party district leader. The term partyT shall
have the same meaning as Tipartyll in the election law. The
~5~1tt~r ~ Lit p
by the department of state as a real estate broker or
4
Self,
spouse
or Child
property.
7je
reporting individual or such individuals spouse or
which term is defined in item 10. Indicate the value and
Self, category of
Spouse or Name of Nature Value of
)IAT%JC
reimbursements for expenditures,EXCLUDING campaign
events. The ten reimbursements does NOT include gifts
Source Description
p
11. List the identity and value, if reasonably ascertainable,
5
S.
interest, including retirement plans other than retirement
preceding year. Do NOT report interests in a -trust,
Identity
category of
Value*
~c
absence)
I
employer OTHER THAN the State. (This includes interests
severance payments; etc.)
-r
6
and such individualls spouse for the taxable year last
occurring prior to the date of filing. Nature of income
includes, but is not limjted to, all income (other than
private, directorships and other fiduciary positions,
interest, dividends, income derived from a trust, real
reported with the source identifiea by the building
connection with a matrimonial action, alimony and child
category
Self! of
4-c. ~
~.4J~4 c44~
c~jIJa~u~tt Lo& _______
11 herein above. Deferred income derived from the
practice of a profession shall be listed in the aggregate
and shall identify as the source, the name of the firm,
corporation, partnership or association through which the
income was derived, but shall not identify individual
clients.
category of
Source Amount
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7
Category
Item Assigned Assigned or of
or Transferred Transferred to Value
the reporting individual or such individualTs spouse from
has transf~rred assets to such trust fOr his or her benefit
reporting individual. Securities of which the reporting
general partnerships and certificates of deposits (Os) and
8
listed in item 8(a) or if the security is corporate stock,
Percentage
of corporate
5% of publicly close of the
Self/ Issuing Type of traded, is of this
Spouse Entity security held) statement
0~
17. List below the location, size, general nature, acquisition
more than fifty percent (50%) of the stock of which is
except where there is a co-owner who is other than a
relative.
Self! Percent-
Spouse Acqui- age of category
corpor- General sition Owner- of Market
~Alr*4_~0U)-~Ad
~ ~ 1
18. List below all notes and accounts receivable, other than
9
any, excluding securities reported in item 16 herein above.
Type of obligation, category
of filing of this statement, other than liabilities to a
relative. Do NOT list liabilities incurred by, or
list any obligation to pay maintenance in connection with a
matrimonial action, alimony or child support payments. Any
residence, or purchase of a personally owned motor vehicle,
household furniture or appliances shall be excluded. If any
category
Name of creditor Type of Liability . Of
hi,r~
The requirements of law relating to the reporting of
drawn mer from compliance with these. requirements.
(Sign ture &tReporting Individual) Date (month/day/year)
10
STATE OF NEW YORK
MAIL: LEGISLATIVE OFFICE BUILDING BOX 75 ALBANY. NEW YORK 12247
LOCATION: ALFRED E. SMITH OFFICE BUILDING SUITE 1431 ALBANY NY 12247
PHONE: 518)432-7837/7838 FAX:(518)426-6850
Please complete the form.
QUESTION 3
for Calendar Ye
3. (a) Marital Status
Ji cjqnc MLXMt~b
Name: DCV -(;k1%b
Title of Position: (he iNS Asc6ou~L.y
Address of Present Office: Lo rfl~. ,41-&izn/
o
Date (M~nth/day/year)
If married, please give
individual
PAINTED ON RECYCLED PAPER
LEGISLATIVE ETHICS
STATE OF NEW
MAIL LEGISLATIVE OFFICE BUILDING BOX 75
LOCATION: ALFRED E. SMITH OFFICE BUILDING S
PHONE: (518) 432-7837/7838 FAX:
QUESTION 13 AMENDMENT P
Please complete the form. If a column is not applicable, specify
13. List below the nature and amount of any income in EXCESS of $1,000 from EACH
(other than that received from the employment listed under item 2 above) from compensated
arrangements, teaching income, partnerships, honorariums, lecture fees, consultant fees, bank and
bond interest, dividends, income derived from a trust, real estate rents, and recognized gains from
the sale or exchange of real or other property. Income from a business or profession and real
estate rents shall be reported with the source identified by the building address in the case of real
estate rents and otherwise by the name of the entity and not by the name of the individual
customers, clients or tenants, with the aggregate net income before taxes for each building
Category
Self/ of
Spouse Source
fcs~saLewi ~td4Maho)1
Profecf (crtzp)
Pfre4r oP
.~g:: Isonk
Ck43L 15~nk
PH-erts 1-
Name: EPN h-i-;1c~iNt
Title of Position: flle,nl3cV r~-1$ 4c6nhsZL/
Address of Present Office: 4 13, sc,
,4t13 &/
I
Si~atu~e of Reporting Individual UJ~te (month/day/year)
F
I
COMMISSION
YORK
LEG. ETHICS 00MM.
Nature Amount
sLtP/spnuc CkAcL E3As,j~ Sn-f-east
Category A under $5,000; Category S -$5, 000 to under $20,000;
Category C 120.000 to under S60,O00~ Category 0 $60,000 to
under $1OO,OOO~ Category 1 $100,000 to under $250,000; Category
$250,000 or over. Indicate the Category by letter only.
STATE OF NEW YORK
MAIL: LEGISLATIVE OFFICE BUILDING BOX 75 ALB
LOCATION: ALFRED B. SMITH OFFICE BUILDING SUITE 1431 E*VED
PHONE: (518) 432-7837/7838 FAX: (518) 426-6850
ForCalendarYear ~OOg flL 112013
BY
Please complete the form. If a column is not applicable, specify NONE. LE&E~1111CSCOT~TM
employment whether public or private, directolships and other fiduciary positions, contractual
real estate rents shall be reported with the source identified by the building address in the case of
Se~ ?cka-a~,.z~
NAME J)OV 4~~IPTh
TITLE of POSITION MEMAER GF
I
ADDRESS of PRESENT OFFICE_LDBJ25~ I
of Rep ng Individual
I I~LYANU MN 12-2~1+8
~ear% U Date
Self/Spouse Source Nature Category of Amount
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0
I
LEGISLATIVE ETHICS. COMMISSION
STATE OF NEW YORK
MAIL: LEGISLATiVE OFFICE BUILDING BOX 75 ALBANY, NY 12247
LOCATION~ ALFRED E. SMITH OFFICE BUILDING SUITE 1431 . ALB~YawNY~2147~
PNONE: (518) 432-7837/7838 FAX: (518) 426-6850 f~rtc tIVED
individual or such individuals spouse or unemancipated child from the same donor,
EXCLUDING gifts from a relative. INCLUDE the name and address of the donor. The term
gifts does not include reimbursements, which term is defined in item 10. Indicate the value
Category
of
Nature Value of
Address of Gift Gift
(In Table I)
PI~e we Ct-t fehLer
PIe~- ~ nxC (eAF6
(3east see r&ker leAler
cee c~r feller
Pin rat kiter
Plaaz cee r~- feller
&2C caor
See cac ItileC
BY
Please complete the form. If a column is not applicable specify NONE.
r
j
Self,
Spouse or Name of
Child Donor
Sew 3ikcS4tpusg ~P4s.~,&-
5eoue~cfrt .~
~Q Take ~tt ~ ~cot ~4&
5ca 3~kc 94gzv3~ &-~44.,m kovops
S2~# ~kt $kra~
Spse Z&keSi~w flrecacb~n,,A1Y flanS
S2.W Takt cfro~c firtJ4i. W SA4L~ NQ~jg
Saa Sake S+CQM th~~44hv ~aLks/Vcck
Name: ~ A4k~.,g
Title of Position:
4ss&,.~ h/~j ~
;ent Office: LiIc ,~2 Streeci5 RrccA4t~ / fLY i~ ~g
7/is-) /3
Date (month/day/year)
C,
/ I
Lt~fl STATE OF NEW YORK
tn(ATU)N: ALFRED L SMmI STAlE OFFICE HLILLflNG SUITE 1431
/ 4 ~ MMT IV, ADDRFSS I FGISI Am F ORI( F HUll DING PD HD\ 7, ~I HAN~ N~ 12247
PI~TDNF(5I~i43t7s3?/?s3~FAX:l5I$T4f,q~gso
For Calendar Year 2008 APR 2 8 2009
1. Name toV P~iKF~b
2. (a) Title of Position fri ~~1? MfS
Ic) Address of Present Office 43 ~ ~L9ant1 ~v jn9&
Id) Office Telephone Number
3. (a) Marital Status N\ . If married, please give
/
INSTRUCTIONS
following Categories: Category A - under $5,000; category B -
Category 0 - $60,000 to under $100,000; Category E - $100,000
identified.
I
partnershipi or position of any nature, whether
any firm, corporation, association, partnershiPs or other
State or
partnerships or position of any nature, whether
compensated or not, held by the spouse or ~nemancipated
corporation, association, partnerships or other
uncornpensated honorary positions. If the listed entity
regulat and significant part of the business or activity
State or
S. (a) List the name, address and description of any
1
listed under Item 2 above) , trade, business or
profession engaged in by the reporting individual. it
the business, or activity of said entity, did business
such agency.
such agency.
flor3-Q~
6. LisL any interest, in EXCESS of $1,000, held by the
person is a member, or corporation, l0~ or more of the
~! C~.~v! .., ~ ~ r. ~ ~.dti~~. __I..._._ ~..
I.
Entity Relationship contracting category
Self Which Held to Entity State or of
or child contract in contract Agency Contract
officer of any political party or political organiZati0n~
~~ditional1y, if such an individual practices with a firm
4
.,.., ,.~rr: ,q~q.r. ..,r~ ,._. _~.. ._q_.._
property.
/t)t42C_
which tennis defined in item 10. Indicate the value and
Self, category of
Child Donor Address of Gift Gift
reimbursements for expenditures,ExCtUDING campaign
events. The term reimbursements does NOT include gifts
Source Description
flor7C-
5
: . _~__,._._c .~._ .,. _.... ~_,,.. ..~_ fl,..,_.
preceding year. Do NOT report interests in a trust,
Category of
Ydentity Value*
*The value of such interest shall be reported only jf reasonably ascertainable.
absence)
contractual arrangements, teaching income, partnerships1
6
... . . .1-..%r.--?fl .vTIw.,__~ ,i r~rr ~ --..- 1
individual customers clients or tenants, with the
category Self! of
Spouse Source Nature A Awnunt
spouS-t. rR-p ~
c~)c-4c~J~ cb,Jc
14. List the sources of any deferred indome (not retirement
filed, -other than deferred compensation reported in item
11 hereinabove Deferred income derived from the practice
of a profession shall be listed in the aggregate and shall
identify as the source, the name of the firm, corporation,
partnership or association through which the income was
derived, but shall not identify individual clients.
Category of
Source Amount
herein and is not or has not been SO reported.
7
. . . . . . .
I ~ ~ C. ~ .. ._
4
category
or Transferred Transferred tO Value
securities held by the reporting Individual issued by a
professional corporation. Whenever an interest in secur~.
individual or the reporting individuals spouse is the. owner
reporting individual or such individuals spouse. FOL Lhe
funds, bonds, mortgages, notes, ob1igatiofl5~ warrants and
general partnerships and certificates of deposits (CD5) and
8
~ 7 ~_.. n ~.
Percentage
of corporate
stock Owned Category of
or Controlled Market Value
Spouse Entity Security held) . statement
17. List below the location, size, general nature, acgtiisitjon
date, market value and Percentage of ownership of any real
more than fifty percent (50%) of the stock of which is
except where there is a co-owner who is other than a
relative.
Self! Percent-
Spouse Acgui- age of Category
Corpor- General sition Owner- of Market
~q4~i~ ?,M~y. ~7v
prior to the date of filing, in EXCESS of $i,ooo, including
any, excluding securities reported in item 16 hereinabove.
Cat egory
Tvte of ObligatiOn,
Date Due, an~ Natur& of
Name of Debtor of Collateral, if any Amount
i~. List below all liabilities of the reporting Individual and
of filing of thi.s statement, other than liabilities to a
individuals spouse or by any proprietorshiPs partnership or
in the ordinary course of the trade, business or profas
sional- practice of the reporting individual or such
cf any such liability. A reporting individual shall not
Category
Name of Creditor Type of Liability of
or Guarantor and Collateral, if any Amount
The requirements of law relating to the reporting of financial
interests are in the public interest and no adverse inference of
unethical or illegal conduct or behavior will be drawn merely
from compliance with these requirements.
~WRI 26, )ITV~
(Si
Reporting Individual)
10
STATE OF NEW YORK
MAIL: LEGISL~JIVE OFFICE BUILDING BOX 75 ALBANY. NEW YORK 12247
LOCATION: ALFRED E. SMITH OFFICE BUILDING SUITE 1431 ALBANY, NY 12247
PHONE: (518) 432-7837/7838 FAX: (518)426-6850
Please complete the form
QUESTION 3 (a) AMENDMENT FORM
for Calendar Year ~2cCkP
MAY 2 g 2009
3. (a) Marital Status N . If married, please give
A 5SenJ3L(
Lo~5~j ___
/1~
Date (Month/day/year)
Name: JOV jt)Lflc&
Title of Position:
Address of Present Office:
/C,
Sig~Jure of re~yting in&vdual
~PRPM7EO ON REC VCLED PAPEP
LEGISLATiVE ETHICS COMMISSION
STATh OF NEW YORK
MAIL: LEGISLATIVE OFFICE BUILDING BOX 75 ALBANY NI 12247
LOCATION: ALFRED B. SMITH OFFICE BUILDING SUITE 143 ECEl
PHONE: (518) 432-7837/7838 FAX: (518) 426-6 5
For Calendar Year_2008
Please complete the form. If a column is not applicable, specify NONE.
JUL i 12013
BY
L~H1CS COMM
SeW P!-~ Pc~ ~..~.4p ~
NAME
TITLE of POSITION MEM 8EPI OP
ADDRESS of PRESENT OFFICE Lb3 551 ~ .~, NL 12.2~1+B
-7/, 0/12
ignature otReporting Individual Dale (m6nthlday/year)
Category A- under $5,000, Category B- $5,000 to under $20,O00, Category C- $20,000 to f
under $60,000, Category U- $60,000 to under $100,000, Category E- $100,000 to under
SelfSpouse Source Nature Category of Amount
0
LEGISLATiVE ETHICS COMMISSION
STATE OF NEW YORK
MAIL: LEGISLATIVE OFFICE BUILDING BOX 75 ALBAIft ~J_I~3j7_
-. A LOCATION: ALFRED B. SMITH OFFICE BUILDING SUITE 1431 ALIA~~W12~4
tBLS(OS PHONE: (51S~ 432-7837/7838 FAX: ~518~ 426-6850 ~ ~
Question 9 AMENDMENT FORM JL ~
For Calendar Year ~oo~ By
LE~ICS
Please complete the form. If a column isnt applicable specie NONE. COMM.
9. List each source of gifts, EXCLUDING eam~aign contributions, in EXCESS of $1,000,
Category
Self, of
(In Table I)
5Q1Q Ubroik 5i~iI R~veil~ Yhlis~ CA Posstvci 2iease.ca roce( sheek
Sgovst ~fl~llJltA ~scvet ~t eo..~e Jai
Sa~Q rokt tss Pca4~kW SI-avso~ Plea c~ ra~eC sttef
~5 +ro~, ~4 5Jav _________
_____ fl~acta Co-e~ sLs~b
14oiisQ~ XktS4caa~s Preettir. PSI StPccnS Pleczz LLC
Name: tbci li4~~
Title of Position: _______
Address of Present Offlce:J3/p q~~f5~r~j, rco/.c4~~~ 141Y Na/I
________________________ 7/r/.s
(Signature of reporting individual) Date (mod~h/day/year)
A LEGISLATIVE ETHICS COMMISSION
~fl~t STATE OFNEWYORK..
~t FWt~j I LOCATION ALFRED E SMITH SUITE 1431 STATE OFFICE EuflDjN~
MAILING ADDRESS I EGISLATIVI- OFFICE BUILDING . A~$fN?4 t~ ~ Li \~,
PHONE (518) 432 7837 7838 FAX (518) 42&68~o 4
~
LU LL MAY 06 2008
- For Calendar Year 2007
1. Name toV 4k~K ~J) 1
2. (a) Title of Position ________________________________
(c) Address of Present Office 1-02 ~T~ksen~ iV~ /2.29Y
(d) Office Telephone Number _______________________
3. (a) Marital Status 11 . If married, please give
)/u~7*ThaAJ
INSTRUCTIONS
such, value or amow-it shall be reported as being within one of the
$5,000 to under $20,000; Category C- $20,000 to under $60,000;
- identified.
preceding the date of tiling of the annual statement.
L.EC. Form 1 (3/99)
cOmpensated or not, held by the reporting individual with
uncompensted honorary positions. If. the listed entity
of said entilEy, did business with, or had matters other
state or
~4yflC~
was licensed by any state or local agency,- was regulated
by any state regulatory agency or local-agency, or, as a
State or
L.E.c. Form 1 (3/99)
2
before, any state or local agency, list the name of ahy
such agency. -
Name & Address - state or
such agency.
. flofl~
L.PLc. Form 1 (3/99) -
-3
warranties. - Do NOT list any interest in a contract made
or executed by a local agency after - public notice and
Entity Relationship contracting category
self, Which Held to Entity State or of
or child contract in contract Agency contract
organization that is affiliated with or a- subsidiary of a
m~ ~ ~ (~ ~?~y~
by the department of state as a real estat-e broker or
4
flv~7C~
entitV in which the reporting individual or such
property.
fl~
contributions, in EXCESS of $1,000; received during the
donor. The term gifts does nOt include reimbursements,
Self, category of
10. Identify and briefly describe the source of any reimburse
ments for expenditures, EXCLUDING campaign expenditures
and expenditures in connection with official duties
5
reimbursed by the state, in EXCESS of $1,000 from each such
source. For purposes of this item, the term reimbursements
shall mean any travel-related expenses provided by
nongovernmental sources and for - activities related
to the reporting individuals official duties such as,speaking
engagements,conferences, or factfinding events. The term
reimbursements does NOT include gifts reported under
item 9.
Source Description -
of each interest- in a trust, estate or other beneficial
plans of the state of New York or the city of New York,. and
deferred compensation plans (e.g., 401, 403(b), 457, etc.)
established in accordance with the internal revenue code, in
which the REPORTING INDIVIDUAL held a beneficial interest in
EXCESS of $1,000 at any time during the preceding year. Do
NOT report interests in a trust, estate or other beneficial
interest established by or for, or the estate of, a rela
tive.
category of
Tdentity Value*
I ,
12. (a) Describe the terms of,, and the parties to, any
absence)
6
Cb) Describe the parties to and the terms of any agreement
providing for continuation pf payments or benefits to the
~.
. fly)
occurring prior to the date of filin~. Nature of income
that received from the employment, listed under Item 2
Category
Self! of
SPeuJt YRP
.c~~cp0ok .rnte.iesT
7
14. List the sources of any deterred income (not retirement
11 hereinabove. Deferred income derived from the practice
- - category of
source Amount
15. List each assignment of income in EXCESS of $1,000, and each
transfer other than to a relative during the reporting
period for which this statement is filed for less than fair
-consideration of an interest in a trust, estate or other
beneficial interest,, securities or real property, by the
reporting individual, - in excess of $1,000, which would
otherwise be required to be reported herein and is not or
has not been so reported.
category
..
the reporting. individual or such individuals spouse from
taxable -year last occurring prior to the date of filing,
securities held by the reporting individual , issued by a
8
purpose of this item the term securities shall mean mutnal
general partnerships and certificates of deposits (Cs) and
Percentage
of corporate
stock owned category of
Cif more than as of the
5* of publicly close of the
17. List below the location, size, general nature, acquisition
EXCESS of $1,000 is held by the reporting indiyidual or the
reporting individuals spouse. Also list real property
owned for investment purposes by a corporation more than
fifty percent (50%) of the stock of which is owned or
9
controlled by the reporting individual or such individuals
spouse. Do NOT list any real property which is the primary
or secondary personal residence of the reporting, individual
or the reporting individuals spouse, except where there is
a co-owner who is other than a relative.
Self/ . - . Percent-
Spouse Acqui- age of category
corpor- , General sition Owner- of Market
~iJqs~ ~~h~~W7 . fl7v
from goodi or services sold, held by the reporting
individual at the close of the taxable Sear last occurring
individual, at the close of the taxable year last occurring
the name of the debtor, type of obligation, date due.and
Type of Obligation, category
- Date Due, and Nature of
/1/.
, ,
corporation in . which the reporting individual or such
1o
of home purchase or improvements -for a primary or secondary
residence, or purchase of.a personally owned motor vehicle,
category
. ~Th -
The requirements of law relating to the reporting of the
inference of unethical or illegal -conduct or behavior will be
drawn m ly from compliance with these requirements.
(Sig iIce ~ eforting Individual) Date (month/day/year)
II
STATE OF NEW YORK
MAIL: LEGISLATIVE OFFICE BUILDING BOX 75 ALB
LOCATION: ALFRED E. SMITH OFFICE BUILDING SUITE 1431 - 14
PHONE: (518) 432-7837/7838 FAX: (518) 426-6850
QUESTION 13 AMENDMENT FORM JUL ~
For Calendar Year ~OO1
BY
Please complete the fonu. If a column is not applicable, specify NONE. LEG. ETHICS COMM.
from the sale or exchange of real or other property. Income froth a business or profession and
SelflSpouse Source Nature Category of Amount
9e\4 ~ z____
NAME Do~ Hviw~
TITLE of POSITION P~em8E2~ tc
ADDRESS of PRESENT OFFICE La3 .355L, 4~i_~p-rQ~, N~ rl-2-9-~
~ 7/io/~
S gnature of Rep ng Individual Dte (in nthlday/year)
Category A- under $5,000, Category B- $5,000 to under $20,000, Category C- $20,000
C
STATE OF NEW YORK
MAIL: LEGISLATIVE OFFICE BUILDING BOX 75 ALBANY ~Jfl47
LOCATION: ALFRED E. SMITH OEFICE BUILDING SUITE 1431 . ALa8(rti(?2 VEri
PHONE: (518) 432-7837/7838 FAX: (518) 426-6850
For Calendar Year ~.Otfl BY
Self,
Spouse or Name of
Child Donor
~IP D~rc14~SkM
.~,nUSC &of~j Slot1
~oIQ 3~he~iuss
~vse~ S~4t c+~c
Category
of
Nature Value of
Address of Gift Gift
(In Table I)
~eveh( IJtIk~ck
(~rct>4% vY
Name: ~E)~)1~ /Vk~,~~1
Title of Position:_,,4cse..~LJ~n4fl
V
7).syta
~tcELsIo;
Please complete the form. If a cohinm is not applicable specify NONE.
LE~ICSC~1
Pusnwr P1ea~e 2ee
fleace cae ra~er leAr
c/ease Lee a-S
~e ,,o~.e
Address of
Office: /3/0 /2 ~ S4ee~grc~/tjnj,Vy 11v9
C
STATE OF NEW YORK
DELIVER TO: ALFRED E SMITH OFFICE BUILDING SUITE L4
MAILING ADDRESS LEGISLATIVE OFFICE BUILDING BOX 75
PHONE: (518) 432-7837/7838 FAX: (518) 42
Fbr Calendar Year 2006
Cc) Address of Present Office
(d) Office Telephone Number -
LoS s-s-i, ~L~e~-f Nt! ,~~2.ayP
3. (a) Marital Status
spouses full name
including maiden name where applicable.
\/u~itt-~Ca&)
. ~h~eL
IJ.E.C. Form 1 (3/99)
Annual Statement of Financial Di
1. Name
2. (a) Title of Position
R 172007
ynens3eg OF
LEG. ETHICS COMM.
INSTRUCTIONS
?lnswer each of the following ~iiestions -completely, with respect to
whenever a value or amount is required to be reported herein,
$5,000 to under $20,000; CategoryC - $20,doo to under $60,000;
Category U - $60,000 to under $100,000; Category E - $100,000
individual shall indicate the -Category by letter only.
whenever Ttincome~t is required to be reported herein, the term- income
shall mean the aggregate net income before taxes -from the source
identified.
The tern calendar year shall mean the year ending the December 31st
I
any firm,, corporation, association, partnership, or other
than ministerial matters beforer any state or local
- agency, list the name of any such agency.
State or
~%%~~O
child of the reporting individual, with any. firm,
organization other than the State of New York- Include
compensated honorary positions; do NOT list membership, or
agency, list the name of any~ such agency.
State or
I..E.C. Form 1 (3/99)
2
such agency.
Position of organization Description Local Agency
(b) If the spous or unemancipatedchild of the reporting
regulatory agency ~or local agency, or, as a regular and
list the name, address and descriptj.on of such occupation,
such agency.
imemancipated child, or partnership of which any such
L.E.C. Form 1 (3/99)
3
relati0n5~P of the ~eportifl~ individU~ or such
individ~3al5 spouse or such child to such entitY and the
which final payment has been made and all obligat~0~k5
have been perfOrxfleL provideds however, that such an
or executed by a local agency -after ~ptbliC notice~ and
pursuant to a process for compet.it2~ ~jdding or a
Entity Relati011Sh1~.P contracting Categon
Self, Which Keld to EntitY state or of
Spouse Interest in and IntereSt L0CB1 value of
or ebild contract in contract AgencY Contract
7. List zany position the reporting - individu~ held as an
officer of any political party or political orgafliZatbont~
as a member of any ~0litica1 party ~0~ittee1 or as a
~olitica1 party district leader. The tern npartyM shall
have the same meaning as npartY in the election law. The
terni npolitical organiZat~.o1~ means any party or
- organization that is affiliated with or a 8~bsidiafl of a
r~.c~c\cT
B. (a) If the reporting Individual practices law, is licensed
agent or practices a profession ilcensed by the department
of education, give a general description of the princiPal
4
Additionally, if such an .individual.practices with a firm
(hi List the name, principal add~ess and general
entity in which the repotting individual or such
individuals spouse had an investment .in excess of $1,000
property.
contributions, in EXCESS of $1,000,. received during the
reporting individual or . such individuals spouse or
Self, . Category of
Spouse or Name of . - Nature Value of
. .
5
source. For purposes of this item, the term reimbursements
shall, mean any travel-related expenses provided by
nongovernmental -sources. and for activities related
tothereporting individuals official duties such as, speaking
engagements, conferences, or factfinding events. The term
reimbursements does NOT include gifts reported under item
9.
Source Description
-I
interest,, including retirement plans other than retirement
plans of the state of New York or the city of New York, and
deferred competsation plans (e.g., 401, 403(b), 457, etc.)
established in accordance with the internal revenue, code, in
which the REPORTING INDIVIPUAL held a beneficial interest in
tive.
Category of
Identity . Value*
n-~---~
N
*the value of such intereBt shall he reported only if reasonably ascertainable.
contract, promise, or , other agreement between the
absence).
6
(b) Describ.e the parties to and the terms f any: agreement
providing for continuation of payments or ,ben~f its to the
REPORTING IN IVIDUAL in EXCESS of $1,000 from a prior
employer OTHER THAN the State. (This inqludes interests
severance payments;etc.)
of $1,000 from EACH SOURCE for the reporting, individual
includes1 but is not limited to, all income (other than
that received, from the employment listed under Item 2
interest, dividnds, income derived from a trust, real
business or profession and real estate. rents shall be
address in the case of, real estate rents and otherwise by
Category
Self/ of
Spouse Source Nature Nuount
5?D-it :i-fP i~;r.c~%4tf.
s44~4~ c~& ~y*~esr
7
income) in EXCESS of $100.0 from each source to be paid to
11 heteinabove. Deferred income derived from the practice
identify as the 8ource, the name, of the firm, corporation,
partnerhip or association - through which the indome was
Category of
Source - aoimt
.. -
Category
- Item Assigned Assigned or of
or transferred Transferred to value
16. List below the type and market ~a1ue of securities held by
the reporting individual or such individual s spouse from
each issuing entity in EXCESS of $1,000 at the close of: the
taxable year last: occurring prior to the date of filing,
professional corporation. Whenever aninteretin seuri
S
ha transferred assets to such trust for his or her benefit in
: which event such securities shall be listed unless they are not
ascertai~le ~by the reportjjj~ individual because the trustee
is under an obligation or has been instructed in writing not to
disclose the contents of the trust to the reporting individual
Securities of which the reporting individual or the reporting
individuals spouse is the owner of record but in which such
individual or the reporting individual s spouse has no
beneficial interest shall not be listed. Indicate percentage
of ownership ONLY if the reporting person, or the reporting
persons spouse holds more than five percent (5%) of the stock
of a corporation in which the stock is publicly traded or more
than ten percent (10%) of the stock of a corporation in which
the stock is NOT publicly traded. Also list securities owned
for investment purposes by a corporation more.. than fifty
percent (50%) of the stock of which is Owned or controlled by
the reporting individual or such individuals Spouse - For the
purpose of this item the term securities, shall mean mutual
funds, bonds, mortgages, notes, obligations1 warrants and
stocks of any clas, investment interests in limited or general
Partnerships and certificates of deposits (ODs) and such other
evidences of indebtetess and certificates of interest as are
usually referred to as securities - The market value for such
securities shall be reported oily if reasonably ascertainai,le
and shall not be reported if the security is. an interest in a
general partnership that was listed in item 8(a) or if the
security is corporate stock, NOT publicly traded; in a trade or
business of a reporting. individual or a reporting individuals
spouse -
Percentage
of corporate
or Controlled Market Value
- or more than last occur-
Self? ISSuing Type of traded; is ~f this
.
17. List below the location, size, general nature, acglaisitjon
date, market. value and Percentage of ownership of any real
property in which any Vested or contingent interest in EXCESS
of $1,000 is held by the ~or the reporting
individuals spouse. Also list real property owned for
investment purposes by a Corporati~~ more than fifty percent
(50%) of the stock of which is owxied or controlled by the
reporting individual or such Individuals spouse. Do NOT list
any real property which is the primary or secondary personal
residence of the reporting individual or the reporting
individuals spouse, except where there is a -co-owner ~who is
other than a relative.
Self! Percent-
Spouse Acqui- age of Category
~4r ~ .. -
front goods or services sold, held by the reporting
individual at. the close, of the taxable year last occurring
prioz~ to the date of filing, in EXCESS of $1,000, including
the nature of the, collateral sectring payment of each, if
thy, excluding securities reported in item 16 hereinabove.
by a relative shil not be reported.
Type of Obligation, Category
Name of Debtor of Collateral, if any - Amount
91
individual s spouse or by any proprietorship, partnership or
corporation in which the reporting individual or sudh
individual s spouE has an interest, when incurred or made
in
- - any collateral pledged by such individual to secure payment
list any obligation to pay maintenance~ -in connection with a
matrimonial action, alimony or child support payments. Miy
loan issued in the, ordinary course of business by a
household furniture or appliances shall be excluded - If any
person, list, the liability and name the guarantor.
Category
Name of Creditor Type of Liability of
orGuarantor and COllateral; if any ~iuOunt
,Th~
inference of- unethical or illegal conduct or behavior will be
drawn mere from compliance, with these requirements.
________________ ~ 17 a2pVY
(Si~i&ture ot~eporting Individual) Date (month/day/year)
11
STATE OF NEWYORI~~~~
MAIL: LEGIS~TIVE OFFICE BUILDING BOX 75 ALBANY N~WYOR~~~
LO~TION: ALFRED E. SMITH OFFICE BUILDING SUITE 1431 ~- ~ L~ fl
PHONE (518)4327837/7838 FAX (5I8)426685~ ~
ki NAY 082007 ~
iBy
Please complete the form. If a question is not applicable specify NONE.
10. Identify and briefly describe the source of any reimbursements for expenditures, EXCLUDING
campaign expenditures and expenditures in connection with official duties reimbursed by the state, in
EXCESS of $1,000 from each such source. For purposes of this item, the term ~reimbursementS shall
mean any travelrelated expenses provided by nongovernmental sources and for actMties related to the
reporting individuals official duties such as, speaking engagements, conferences, or facttinding events.
The term Mreimbursemen4isw does NOT include gifts reported under item 9.
Pof 921 4Sqvo/icg cJu~4
VoV
Name:
Title of Position: ~ 1~
Address of Present Office: ____________ S
Iffifgnature of-r~orting individual)
for Calendar Year .~OOL
Source
vl1ln~StAt1
of
Description
GooZ~ LJi9I
Je~14/i
Date (month! da// year)
I~I PRLNTW ON flECYCLED PAPEA
STATE OF NEW YORK
MAIL LEGISLATIVE OFFICE BUILDING. BOX 75 ALBANY, NEW YORK 12247
LOCATION: ALFRED S SMITH OFFICE BUILDING SUITE 1431 ALBANY; N~9 1-2247
PHONE: (51814324837/7838 FAX: 1518) 426-6850
QUESTION 13 AMENDMENT FORM JUN 0 6 2007
ForCalendarYear_____ /
Please complete the form If a column is not applicable, specify NONE -- -
13. List below the nature and amOunt of any income in EXCESS of $1,000 from EACH
arrangements, teaching income, partnerships, honorariums, lecture fees, consultant fees, bank and
bond interest, dividends, income derived from a trust, real estate rents, and recognized gains from
the sale or exchange of real or other property. Income from a business or profession and real
estate rents shall be reported with the source identified by the building address in the case of real
estate rents and otherwise by the name of the entity and not by the name of the individual
customers, clients or tenants, with the aggregate net income before taxes for each building
Category
Self of
Spouse
caje .~ (I-4/~ ~~_--Sqmc.
_____ -
Source Nature Amount
Name: ThO~
Title of Position:
Address o,,yt%t Office:
~4e ,4~senub
~nt s~/t~3
c
SigMture of Reportti Individual
STATE OF NEW YORK
MAlL: LEGISLATIVE OFFICE BUILDING BOX 75 AL~IL~NY 12247
LOCATION: ALFRED E. SMITH OFFICE BUILDING SUITE 14~4A~L~ThYEJfttE fl
PHONE: (528) 432-7837/7838 FAX: (528) 426!685~ ~.O ~
QUESTION 13 AMENDMENT FORM ~
For Calendar Year 200(p ~!LL I 2~t3
Please complete the form. If a column is not applicable, specify NONE. bL\~t;_~tF1ics COMM.
and bond interest dividends, income derived from a trust, real estate rents, and recognized gains
real estate rents and otherwise by the hame of the entity and not by the name of the individual
Selffspouse Source Nature Category of Amount
______ _________&41oioz_~
NAME
TITLE of POSITION ~~-lcHAER lIP
ADDRESS of PRESENT OFFICE ~ A~ Bnt{M N.~I 1211fb
Si ature of Repord~ Individual Dat4 (mo(2thlday/year)
7
0
LEGISLATiVE ETHICS. COMMISSION
STATE OF NEW YORK
~v1AIL: LEGISLATIVE OFFICE BUILDING BOX 75 ALBANt NY,a22~ -
LOCATION ALFRED E SMITh OFFICE BUILDING SUITE 1431 ALB~~(fl%~ i~/ ~
PHONE: (518) 432-7837/7838 FAX: (518) 426-6850 Lzr
For Calendar Year ~. OO~,
Please complete the form. If a column is not applicable specify NONE.
BY
9. List each source of gifts, EXCLUDING campaign contributions, in EXCESS of S 1,000,
Name: \~oL? litkJ
Title of Position:
(J
Address of 1toffice:)3/o~st~ S+reef
Self,
Spouse
Child
or Name of
Donor Address
Category
of
Nature
of Gift
(In Table 1)
Value of
Gift
yelP TQke c+m~c Btokhjn. /V1 Svccos Rc~f
?t~ ~&cpJI~. 1W c~,ceos~ F,rs~l
?Iecce sat co~-ec shee+
~e Caer ~kee+
1(11 //,fl
7Ji-r),a
(Sig&ture of repqifig individual)
02 ~ Ltiu
~BY
Disclosure
1. Maine
2. (a) Title of Position In sm6tk OF
(c) Address of Present Office LoB -
(d) Office Telephone Number 618
3. (a) Marital Status ____________
/HK~J1
(b) List the names of all unemaricipated children.
9on q~4fl
A M~)tL,
INSTRUCTIONS
to under $250,000; and category F - $250,000 or over. A reporting I
individual shall indicate the category by letter only.
identified.
L.E.c. Form 1 (3/99)
Legislative Ethics Committee
Box 75, LOB, AESOB 14th Fl.
Albany, New York 12247
(518) 432-7837/7838
), cie4n1 ~v.j. /~2~
1
4. (a) List any office,, trusteeship, directorship,
drganization other than the State of New York. Include
than, ministerial matters before, any state or local
State or
-C--
state or
N
k~
L.E.C. Form 1 (3/99)
2
such agency.
Name & Address state or
owi742~
such agency.
*
L.E.C. Form 1 (3/99)
3
6,
Entity
Which Held
Interest in
Contract
Relationship
to Entity
and Interest
in Contract
Contracting
State or
Local
Agency
flofl~
political party district leader. The ten party shall
~i6TricT L~~L~g
8.~ (a) If the reporting individual practices law, is licensed
4
Self,
Spouse
or child
Category
of
Value of
Contract
corpotation. Do not list the name of the individual
~pn-C_
property.
which ten is defined in item 10. Indicate the value and
Self, Category of
flofrQ_~
5
source. For purposes of this item, the ten reimbursements
shall mean any travel-related expenses provided by
nongovernmental sources and for activities related
tothereporting individuals official duties such as, speaking
engagements, conferences, or factfinding events. The term
PlreimbursementsM does NOT include gifts reported under item
9.
Source Description
plans of the state of New York or the city of New York, and
deferred compensation plans (e.g., 401, 403(b), 457, etc.)
established in accordance with the internal revenue code, in
which the REPORTING INDIVIDUAL held a beneficial interest in
tive.
Category of
Identity Value*
-
absence)
6
plan, or1 life or health insurance; buy-out agreements;
~y)te~~
category
Self! of
5eB1~ $fttSt. ~ __________
~9oo~-t t~r. uj. tS~Jo~.
S44S1InAAP
7
7.
List the sources of any deferred income (not retirement
11 hereinabove. Deferred income derived from the practice
Source
Category of
Amount
fly
15. List each assigmnent of income in EXCESS of $1,000, and
Category
~pnS;?~~~
professional corporation. Whenever aninterest in securi
8
14.
has transferred assets to such trust for his or her benefit in
which event such securities shall be listed unless they are not
ascertainable by the reporting individual because the trustee
is under an obligation or has been instructed in writing not to
disclose the contents of the trust to the reporting individual.
Securities of which the reporting individual or the reporting
individuals spouse is the owner of record but in which such
individual or the reporting individuals spouse has no
benef%cial interest shall not be listed. Indicate percentage
of bwtership ONLY if the reporting person or the reporting
persqns spouse holds more than five percent (5%) of the stock
of a corporation in which the stock is publicly traded or more
than ten percent (10%) of the stock of a corporation in which
the stock is NOT publicly traded. Also list securities owned
for investment purposes by a corporation more than fifty
percent (50%) of the stock of which is owned or controlled by
the reporting individual or such individuals spouse. For the
purpose of this item the ten securities shall mean mutual
stocks of any class, investment interests in limited or general
partnerships and certificates of deposits (Os) and such other
evidences of indebtedness and certificates of interest as are
usually referred to as securities. The market value for such
securities shall be reported only if reasonably ascertainable
and shall not be reported if the security is an interest in a
general partnership that was listed in item 8(a) or if the
security is corporate stock, NOT publicly tk~aded, in a trade or
business of a reporting, individual or a reporting individuals
spouse.
Percentage
of corporate
stock owned category of
UI
17. List below the lpcation, size, general nature, acquisition
property in which any vested or contingent interest in EXCESS
of $1,000 is held by the reporting individual or the reporting
individuals spouse. Also list real property owned for
reporting individual or such individuals spouse. Do NOT list
9
any real property which is the primary or secondary personal
residence of the reporting individual or the reporting
individuals spouse, except where there is a co-owner who is
other than a relative.
Self? Percent-
Spouse Acqui- age of Category
se#&~k lk3oi3~P /~/ ___
f32 kV~ooD,,e~9 - ~
Type of Obligation, Category
Name of Debtor of Collateral, if any Amount
no,
19. List below allliabilities of the reporting individual and
10
financial institution to finance educational cost~, the cost
Category
0
~)~V
drawn merel from compliance, with these requirements.
ure of orting Individual) Date (mon h/d~y/year)
11
STATE OF NEW YORK
MAIL: LEGISLATIVE OFFICE BUILDING BOX 75 ALBANY NY 12247
LOCATION: ALPRED E. SMITH OFFICE BUILDING SUITE 1431
PHONE: (518) 432-7837/7838 FAX: (528) 426-6
For Calendar Year 2005 JUL ii 26~5
Please complete the form, If a column is not applicable, specify NONE. LEG ETHft5~ COMM
13. List below the nature and amount of any income in EXCESS of$1,000 from EACH
occurring prior to the date of filing. Nature of income includes, but is not limited to, au income
and bond interest, dividends, income derived from a tmst, real estate rents, and recognized gains
Self/Spouse Source Nature Category of Amount
Sew P15 Pco4vc!uca~2c. Pao~w_.
NAME DOI Hwu~o
TITLE of POSITION ~EUSE~2. o~
ADDRESS of PRESENT OFFICE LOS 66l~ ALWW4~)1 N! }2~234i~
//~
Si~ature of Reportmg Individual Date (mon ay:year)
ci

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LEGISLATIVE ETHICS COMMISSION

STATE OF NEW YORK

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