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, P2
: output ports of light; EA, EB, EM: electrode; MZA, MZB: Sub-MZ
structure as an intensity trimmer.
is also applicable to a waveguide-type optical switch. Such a
device is so-called balanced-bridge interferometric (BBI) type
optical switch [4], [5], whereas optical switches based on a di-
rectional coupler [6], an X junction [7], and an asymmetric-X
junction [8] are also fabricated. Polarization dependence of the
EO effect in an LN optical cross-bar switch has been overcome
by the polarization-diversity conguration [9].
Crosstalk is one of the signicant measures of an optical
switch, which induce mixing of optical signals at the switch.
Although the optical switch based on micro electromechanical
systems has low crosstalk, switching speed is limited by its
operation principle. Similar to the optical extinction ratio of
the MZ optical modulator, crosstalk of the BBI-type optical
switch originates from an imbalance in the amplitude between
lightwaves propagating in each arm of an MZ structure. In order
to achieve a BBI-type optical switch with 40-dB crosstalk,
less than 0.1-dB difference is required in the dividing ratio of
directional couplers consisting of an interferometer [10], [11].
In fabrication of the coupler, this requirement is severe to endure
fabrication tolerance, compared with MZ structure based on the
Y-junctions. Then, recently such a requirement in the difference
has been moderated by employing intensity trimmers [12].
In this paper, we describe a low-crosstalk optical cross-bar
switch employing intensity trimmers. In Section II, the device
structure of the optical switch wherein MZ structures as in-
tensity trimmers were embedded is introduced. In Section III,
after discussion on crosstalk for dc signal and its suppression,
crosstalk for an rf switching signal is estimated based on a
model analysis. In Section IV, the transient response of the
switch is investigated. In Section V, using the switch, extremely
low crosstalk onoff keying (OOK) signal switching without
any guard time is demonstrated. In Section VI, the dependence
of crosstalk suppression on the carrier wavelength is evaluated.
II. DEVICE STRUCTURE
We integrated an optical 22 switch on an X-cut LiNbO
3
substrate with a thickness of 1 mm and an area of about 2 mm
90 mm[11]. Fig. 1 shows its conguration, where optical waveg-
uides were fabricated by standard 15-h Ti thermal-diffusion pro-
cess. Two ports of one optical X-junction coupler (rst coupler)
1077-260X 2013 IEEE
3400307 IEEE JOURNAL OF SELECTED TOPICS IN QUANTUM ELECTRONICS, VOL. 19, NO. 6, NOVEMBER/DECEMBER 2013
are used for light input into the switch (P1 and P2 in Fig. 1),
while the other ports are connected with each input port of two
MZ structures (MZA and MZB in Fig. 1). Likewise, the out-
put ports of the MZ structures are connected to ports of the
other coupler (second coupler). For these couplers, the width
of the both waveguides connecting with the MZ structure was
optimized to be 7 m. On the other hand, the width of the other
waveguides was slightly modied in a range of fewm, in order
to achieve the lowcrosstalk when the conventional BBI-type op-
tical switch is constructed by the couplers. Both of the couplers
were designed to be 3-dB couplers for 1611.3-nm wavelength
lightwave. Actually, the fabrication results were sensitive for pa-
rameters such as diffusion time, due to large Ti diffusion along
to horizontal direction of the substrate. In the waveguide struc-
ture, optical paths between coupling regions of each coupler are
referred as the main-MZ structure for optical switching.
To choose an output port of light, we deposited a travelling-
wave electrode with waveguides between the couplers (main
electrode, EM in Fig. 1). By applying a voltage to EM, phase
difference of lightwaves propagating in each waveguide occurs
so that the output port of light can be controlled by the voltage.
Similarly, with each MZ structure, we also deposited electrodes
to control the balance in optical power propagating in each
waveguide (electrode A and electrode B, EA and EB in Fig. 1).
The halfwave voltages V
and 2
, respectively.
Fig. 3. Time trace of output intensity measured at each output port. Each line
plotted in this gure is under the same conditions as the lines in Fig. 2.
The bias voltage dependence of the intensity transmittance
is shown in Fig. 2. In this plot, the zero in the horizontal axis
corresponds to the balanced state where the switch acts as a
3-dB coupler, and the axis is normalized by V
of the main
electrode. The vertical axis is also normalized by the maximum
power emitted at port 1
, plotted using
thick lines, was minimized at the normalized bias voltage of
0.5. This minimum was further decreased from 33.6 to less
than 58.2 dB after intensity trimming. By trimming, the bias
voltage shift of EA was 2.1 V, which corresponds to a decrease
of 9% in amplitude transmittance by the MZ structure. On the
other hand, the decrease in the maximum transmittance is only
1.3 dB which is much smaller compared to the enhancement in
the intensity drop. By using the intensity trimming, we eventu-
ally obtained a crosstalk of less than 56 dBfor the port 1
. Such
a crosstalk suppression was also achieved for the output port 2
, 2
:
Optical output port;
1A
, i
1B
: Amplitude transmittance of 1st coupler;
A1
,
i
A2
, i
B1
,
B2
: Amplitude transmittance of the 2nd coupler;
A
,
B
: Am-
plitude transmittance of nested MZ structures as intensity trimmers. +, :
phase shift of lightwaves passing through the optical waveguides.
transmittance of the nested MZ structures was a maximum, so
that the intensity was not trimmed. The thick and thin lines
indicate the output intensity at ports 1
and 2
, respectively. As
shown in Fig. 3, either the bar state or the cross state is set
alternatively with a crosstalk of less than 55 dB. Although the
transient response of the switch seems to be slow, this is due
to the frequency bandwidth of the power meter possessing a
wide dynamic range. We also adopted an alternative method
for simultaneous evaluation of the frequency response and the
crosstalk, which is described in the following section.
D. Crosstalk for RF Switching Signal
As described in the previous section, simultaneous evalua-
tion of the rise/fall time and crosstalk of the switch would be
difcult, originating fromthe nite sensitivity (gain)-bandwidth
product of the optical-power detector. However, for a monochro-
matic rf signal, the crosstalk can be estimated from the intensity
peaks in the optical spectrum. When we feed a sinusoidal sig-
nal into the main electrode of the switch, a double sideband
suppressed-carrier (DSB-SC) optical modulation signal is cre-
ated at a drop port, and its carrier component in the optical
spectrum is suppressed together with the even-order sidebands.
Since the degree of carrier (and also even-order sidebands) sup-
pression in DSB-SC modulation depends on the crosstalk of the
switch, estimation of crosstalk is possible.
We consider the conguration where the CW light, whose
electric amplitude is E
0
, is launched into either input port (1
or 2) of the switch, as shown in Fig. 4. is the optical phase
shift induced in one waveguide. In another waveguide, the op-
posite phase shift (optical path length difference) is induced
simultaneously due to the pushpull operation, so that the phase
difference between lightwaves launching into each input port of
the second coupler is 2 . It should be noted that the condition
of = 0 corresponds to the cross state of the switch.
Assuming that incident light launched at input port n (n = 1
or 2), the electric eld of light (normalized by E
0
) at the output
port m
(m = 1 or 2) can be expressed as
E
nm
E
0
= i
n+m
_
(A
nm
+B
nm
)e
i
(1)
n+m
(A
nm
B
nm
)e
i
_
= 2i
_
A
nm
sin
_
+
n +m
2
_
iB
nm
cos
_
+
n +m
2
__
. (1)
Where A
nm
and B
nm
are constants related to the optical path
between the ports n and m
Am
+
nB
Bm
) (2)
B
nm
=
1
2
(
nA
Am
nB
Bm
). (3)
Here,
nA
and
nB
are the absolute values of amplitude
transmittance of the rst coupler between port n and the port
connected to the MZ structures A and B, respectively. Similarly
Am
and
Bm
are the amplitude transmittance of the second
coupler. It should be noted that and implicitly include ex-
cess losses of the couplers.
A
and
B
represent the amplitude
transmittance at the MZ structures A and B used as intensity
trimmers, respectively. In the ideal optical switch wherein light
perfectly disappears at the drop port due to destructive interfer-
ence, B
nm
equals zero. When only dc bias is applied and swept,
the maximum of the normalized amplitude at the through port
corresponds to A
nm
. In other words, the value |A
nm
/ B
nm
|
2
is the extinction ratio of the switch at the output port m
, so that
|B
np
/ A
nm
|
2
corresponds to crosstalk at the output port m
(p
equals 1 or 2 and unequal to m).
Applying a dc bias voltage V
0
with sinusoidal voltage whose
amplitude and angular frequency are V
m
and
0
, respectively,
the optical phase shift induced in one waveguide corresponds
to
=
0
+ sin
0
t =
2
_
V
0
V
(DC)
+
V
m
V
(AC)
sin
0
t
_
(4)
where V
(DC)
and V
(AC)
are the halfwave voltages of the elec-
trode E
m
for the dc and rf signals, respectively. Launching light
into port 1, the normalized amplitudes at the output port 1
can
be expanded with respect to the above :
E
11
E
0
= 2 [B
11
cos
0
+iA
11
sin
0
]
p=
J
2p
() exp(i2p
0
t)
+ 2i [B
11
sin
0
iA
11
cos
0
]
p=
J
2p1
() exp(i(2p 1)
0
t). (5)
Then, even-order and odd-order sideband peaks I
2q
and I
2q1
in the normalized optical intensity spectrumat port 1
are derived
as
I
2q
_
B
2
11
cos
2
0
+A
2
11
sin
2
0
_
J
2
2q
() (6)
I
2q1
_
B
2
11
sin
2
0
+A
2
11
cos
2
0
_
J
2
2q1
() (7)
3400307 IEEE JOURNAL OF SELECTED TOPICS IN QUANTUM ELECTRONICS, VOL. 19, NO. 6, NOVEMBER/DECEMBER 2013
respectively. Similarly, at the output port 2
, the normalized
amplitude and sideband peak intensity are:
E
21
E
0
= 2 [iA
12
cos
0
B
12
sin
0
]
p=
J
2p
() exp(i2p
0
t)
+ 2i [iA
12
sin
0
+B
12
cos
0
]
p=
J
2p1
() exp(i(2p 1)
0
t), (8)
I
2q
_
A
2
12
cos
2
0
+B
2
12
sin
2
0
_
J
2
2q
() (9)
I
2q1
_
A
2
12
sin
2
0
+B
2
12
cos
2
0
_
J
2
2q1
(). (10)
As described previously, crosstalk corresponds to the square
of the ratio between B
np
and A
nm
, so that crosstalk can be
estimated from the peak-intensity ratio of sidebands measured
at each output port. If the degree of intensity trimming by the
MZ structure is small to achieve large crosstalk suppression,
imbalance in the coupling ratio at each coupler is also small, so
that the difference would be less than the excess-loss difference.
For example, if the relative error of the coupling ratio is 10%
for both couplers, then roughly 10%trimming in intensity would
be required. In this case, the difference between A
11
and A
21
is set
to the drop port, the following relation can be derived:
B
2
11
A
2
11
=
I
0
I
1
J
2
1
()
J
2
0
()
. (11)
Since the argument of the Bessel functions in the order of 0th
and rst is derived from the peak-intensity ratio for odd-order
sidebands, crosstalk at the cross state of the switch can be esti-
mated.
For evaluating the crosstalk for high-frequency voltage, the
spectrum of light passing through the optical switch driven
by the rf signal was evaluated [13]. 10 dBm CW lightwave
with 1611.3-nm wavelength is launched into input port 1 of the
switch, wherein 10-GHz sinusoidal voltage with an rf power of
21.9 dBm is applied. The bias voltage of the main electrode was
5.9 V so as to set the switch to the cross state: i.e. port 1
was
set as a drop port so that odd-order sidebands are dominant in
the lightwave.
Fig. 5 shows the optical spectra measured at output port 1
,
using an optical spectrum analyzer (Advantest, Q8386). The
solid curve indicates the case when the light within the switch
was trimmed by the nested MZ structures in order to suppress
crosstalk, while the dotted line was obtained from the switch in
which transmittance of both MZ structures is maximum. As can
be seen, for both curves, there are few differences in the peak
power of the odd-order sidebands, indicating that the effect of
intensity trimming is negligible for the desired components in
the lightwave. For the rst-order sideband, the peak intensity
was 29.45 dBm, which was almost the same as the rst-order
sidebands at port 2
was slightly
depressed due to the imbalance in the amplitude transmittance,
though it was also conrmed that such suppression can be pos-
sible for both ports in the order of 10 dB. These results indicate
that, in addition to low crosstalk, rapid switching would be ex-
pected without accumulation of undesired lightwave signals.
IV. TRANSIENT RESPONSE OF OPTICAL SWITCHING
The aforementioned results imply the possibility of the 22
switchas anideal port-switchingdevice, possessingbothrapid
response and extremely low crosstalk, so that a transient re-
sponse of the optical switch was evaluated [14]. As the input into
port 1 of the switch, the CW light generated from an external-
cavity diode laser (wavelength: 1609 nm) followed by an optical
amplier, and a polarization controller, were employed. The bias
voltage of the main electrode EM for output port selection was
adjusted to be equal in intensity between the output ports, and
a 50% duty ratio, 77-MHz rectangular signal was superposed
on the bias. For generating the rectangular signal with 20-Gb/s
signal rate, a conventional pulse-pattern generator (PPG), which
can generate a binary signal of up to 44-Gb/s, was used. The
rectangular signal was amplied by a broadband amplier with
a bandwidth of 38 GHz and 22-dBm saturation power, and ap-
plied to the electrode EMvia attenuators. Its waveformis shown
in Fig. 6(a). Fig. 6(b) shows the output light signal detected by
inverting-output photodiode having a bandwidth of 50 GHz,
after amplication by an EDFA followed by a Gaussian-shape
optical lter (3 dB bandwidth: 0.6 nm). In this gure, a substep-
like response due to the broadband amplier characteristic is
observed before the signal reaches its high-level state, and the
rise time for 20%80% in peak-to-peak voltage is evaluated
to be 26 ps. Some uctuation observed at both signal level on
Fig. 6(b) would be mainly due to photodiode itself, since such
a trace acquired by an optical port on the sampling oscilloscope
show less uctuation.
CHIBA et al.: LOW-CROSSTALK BALANCED BRIDGE INTERFEROMETRIC-TYPE OPTICAL SWITCH 3400307
Fig. 6. Time trace of (a) an electric signal applied to the main electrode of the
22 optical switch and the intensity at the output port of the optical switch. The
range is 20 ps/div for the horizontal axis and (a) 1 V/div. and (b) 0.01 V/div. for
the vertical axis, respectively.
Fig. 7. Experimental setup for the (a) Tx side, (b) switching side, and (c) Rx
side. Solid lines and dashed lines indicate an optical signal and an electric signal
for the data signal, respectively. LD: External-cavity laser diode; P.C.: Polar-
ization controller; Mod.: Optical Intensity modulator; Amp: Optical Amplier;
BPF: Optical band-pass lter; VOA: Variable optical attenuator; 1, 2: optical sig-
nal input port of the optical switch; 1
,2
and 2
of the
switch where no port-selection signal is applied (i.e., the optical
switch acted as a 3-dB optical coupler) is also shown. As can
be seen, when each output port is at its drop state as determined
by the control signal, the output intensities of the switch are
sufciently dropped due to sufcient crosstalk enhanced by the
intensity trimmers.
BER characteristics for both output ports when the optical
data were launched into port 1 and 2 are shown in Fig. 9. Here,
the triangles and reversed triangles indicate the BERs measured
at port 1
and port 2
(Triangles) and 2
(reversed
triangles), respectively. The optical signal launched at (a) port 1 and (b) port 2,
respectively. Open circles are obtained from the signal not passing through the
optical switch.
Fig. 10. Extinction ratio at port 1
and 2
respectively, so
that the dependence on the switching timing for the data would
be negligible. This implies that the guard time of the packet-
like optical data can be decreased further by using an adequate
optical switch and developing port-selection control protocols.
VI. WAVELENGTH DEPENDENCE OF CROSSTALK
We investigated the effectiveness of the intensity trimmer for
other carrier wavelengths, by adopting the extinction ratio at
output port 1