Professional Documents
Culture Documents
Pankaj Gupta
1 Introduction
This paper reviews the state of scientific research on the effects of the ancient men-
tal process of meditation on the physiology of the brain. It first defines meditation,
as it was originally laid out in ancient religious Hindu and Buddhist texts (an ex-
planation of the various types of meditation in Hinduism and Buddhism is beyond
the scope of this paper but an overview of the most common forms is presented).
Next, the paper presents more recent scientific definitions of the term. The paper
then reviews observations published in scientific studies about the measured brain
activity of practitioners while they are in meditation as well as when they are not.
As we will see in the paper, the last few years have been especially illuminating
on the subject, aided by new technologies such as functional magnetic resonance
imaging (fMRI) as well as perhaps better access to experienced meditation prac-
titioners (such as Tibetan monks) for research. Even so, it is important to note
that this field is still in its infancy. Though studies so far have verified the positive
effects of meditation of the brain under study, we are nowhere near either scientif-
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ically proving or disproving the extraordinary claims about the positive effects of
meditation mentioned in most spiritual texts on meditation.
The potential benefits of such studies, as often mentioned in the papers them-
selves, are immense. Hopefully, with the weight of accepted scientific reason behind
it, meditation and mental fitness may come more into our mainstream lives and
not just into the mystical realm that it mostly occupies today, perhaps as physical
fitness has become.
2 What is Meditation?
The ancient Hindu texts warn a practitioner (called a yogi) that dhyana is a difficult
and long journey with the aim of achieving complete control of one’s mind on the
path to spiritual awakening (nirvana). The journey starts from first trying to grasp
1
Zen is Japanese pronunciation of Chan, which is Chinese pronunciation of the Sanskrit
Dhyana.
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that the mind is distinct from one’s self. This is achieved by simply observing the
mind and its “wanderings” (i.e., myriad thoughts sprouting in the mind) in silence
for a period of time (few minutes to many hours every day, typically while sitting
in an erect posture). The next step is to try to rein in those wanderings, by
practicing continuous and intense focus on nothing but one chosen object. This
object could be a sacred word2 or an image or one’s breath or a part of one’s own
body (e.g., the area between one’s brows). The instruction is to not forcibly curb
the thoughts from appearing in one’s mind but to simply observe them and gently
let the mind come back to the intended object of attention. Even a little success
in the beginning in this step typically reinforces in the practitioner that indeed
the mind can be controlled and that it possibly could be distinct from oneself,
because if this were not the case, then it would not be possible to observe the
mind’s distraction and to bring it back. With time and practice, the mind begins
to wander less and the effort required to bring it back decreases.
The next step for a yogi is to gradually eliminate even the object of attention
so that the mind is not focused on anything at all. This is somewhat mystically
referred to as the void (shunya). It is said that when the mind is empty, the yogi
can enter a higher level of consciousness wherein s/he experiences in full his or her
body and mind from one moment to another.
Buddhism apparently built upon the Hindu yogic form of meditation and devel-
oped its own forms. One such form is compassion meditation. In this, the ultimate
stated aim is to generate unconditional love and compassion for every being. The
instruction to the novice is to think of a loved one (such as family member or
2
For example, OM is a Hindu sacred syllable often used in both chants and as an object of
concentration.
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friend) and wish them kindness, love and freedom from suffering. Over time, the
meditator attempts to expand this loving-kindness feeling towards all beings, thus
generating a feeling of compassion at all times. Another important form is the
Vipassana form of Meditation, referred to sometimes as insight meditation, de-
scribed as a way of self-transformation through self-observation and introspection.
This form may be quite similar to the final step of the yogic meditation described
above.
Given the mystical origins of meditation, there are many challenges in coming
up with a scientifically workable definition. Lutz et al. [2008b] do a wonderful
job of this – defining two forms of meditation. First form is focused-attention
meditation, where attention is sought to be maintained on a single object, and
the second form is open-monitoring meditation where the focused-attention
meditator’s object of attention is removed and the practitioner is instructed to
continuously monitor the sum total (“stream”) of experience from moment to
moment – or in the words of the paper: “Nonreactive awareness of automatic
cognitive and emotional interpretations of sensory, perceptual and endogenous
stimuli”. These two forms are identical to the second and third steps of yogic
meditation mentioned above in Section 2.1. Frankly, while the scientific definition
of focused-attention meditation still seems understandable to the uninitiated, the
meaning of open-monitoring meditation seems difficult to grasp.3
Focused-attention meditation is also referred to as concentration meditation
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As indeed warned by the meditation texts that such a process is very difficult to comprehend
intellectually and may be only be experienced!
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in literature, e.g., by Brefczynski-Lewis et al. [2007].
3 Effects of Meditation
Lutz et al. [2008b] break down the skills required in focused-attention medita-
tion to: (1) maintaining attention, (2) monitoring attention, while detecting any
distractions, and (3) ‘releasing’ the distraction and re-engaging attention on the
focused object; and the skills required in open-monitoring meditation to: (1) non-
reactive monitoring, especially of one’s emotional experiences as well as of one’s
own body experiences, and (2) not focus attention on a single object.
As we will see below, research show heightened activity in the respective areas of
brain generally associated with that skill. In addition, there are several interesting
observations made by such studies.
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tioned above needed for focused-attention meditation indeed showed up – specif-
ically, the processes of engaging attention (visual cortex, as the study involved
gazing a visual, a dot in this study), monitoring attention and conflict (dorsolat-
eral prefrontal cortex and the dorsal anterior cingulate cortex), and attentional
orienting (e.g., the superior frontal sulcus and intraparietal sulcus).
Expert meditators showed more activity than novice meditators in multiple
attentional and other regions including frontoparietal regions, cerebellar, temporal,
para-hippocampal, and posterior occipital cortex, likely including the foveal visual
cortex of the attended dot. Novice meditators showed more activation than experts
in medial frontal gyrus/anterior cingulate and in the right mid-Insula to Posterior
Insula – these regions have otherwise been shown to be negatively corelated with
performance in a sustained attention task.
It was also observed that the extent of the neural activity is generally proportional
to the expertise of the meditator, but interestingly the activity tails off in highly
experienced meditators. In other words, the activity in these parts of the brain
shows an inverted U-shaped curve when plotted against the number of hours of
practice behind a meditator. Specifically, Brefczynski-Lewis et al. [2007] report
that expert meditators with more than 19,000 hours of meditation in their life
showed more activation than novice meditators, while those with more than 44,000
hours showed less.
This can be understood intuitively, as in the beginning, these parts of the brain
get more active as they are exercised more and more resulting in increased activity.
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However, with extensive experience, it becomes ‘effortless’ to maintain the same
level of attention – thus reducing activity in these parts. This was reinforced by
the paper above by also observing the hemodynamic response function in these
parts of the brain. Expert meditators with most experience showed a “meditative
startup increase” in hemodynamic activity at the beginning of meditation that fell
back to baseline levels quickly (10-20s) after the beginning of the meditative state.
On the other hand, other meditators showed a sustained hemodynamic response
over the course of meditation. If the hemodynamic response is influenced by effort,
experts clearly achieved effortless meditative state much quicker than the others
in the study.
traction
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ies[Hariri, 2000, Lieberman, 2007] have shown that this activates the right ventro-
lateral prefrontal cortex and attenuates responses in the amygdala through activity
in the ventro-medial prefrontal cortex. This points to “better emotion regulation
in open-monitoring meditators through processes instantiated in the ventral pre-
frontal cortex and inhibition of regions involved in automatic affective responses
in appraisal systems, diminishing their intensity and duration”[Lutz et al., 2008b].
loving-kindness-compassion meditation
Lutz et al. [2008a] studied meditators involved in the practice of compassion med-
itation with a view to understand how training of such a process could affect the
emotional and affective network of the brain. They took two groups – expert and
novice – of meditators and asked them to be in two alternating states – meditation
and rest – while they present emotional vocalizations (through human sounds) of
three valences: positive, neutral and negative. They indeed found an increased
activity in the regions of the brain underlying emotions and feelings (insula, an-
terior cingulate cortex (ACC), and possibly somatosensory areas), particularly in
response to the negative emotional vocalizations made.
Comparison between meditation and rest states between experts and novices
also showed increased activation during meditation in amygdala, right temporo-
parietal junction, and right posterior superior temporal sulcus in response to all
sounds, suggesting, greater detection of the emotional sounds and enhanced “men-
tation” about the mental states of others in experts.
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3.5 Long term effects of meditation training
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ulus and make sense of it. While certainly not an immutable number and
generally varying among individuals, an attention deficit of around 500ms is
common.
• Long term meditators can allegedly generate more stable and reproducible
mental states. In addition, some researchers claim that long term meditation
can lead to increased efficiency of basic mental functions such as attention
and emotion reactivity in daily life. More longitudinal studies on the same
individuals over time are needed to substantiate such claims.
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4 Conclusions
Many researchers have commented that their observations show that at the very
least many subcomponents of attention are trainable using meditation. This is in
fact a remarkable statement. It may provide an answer to question posed by James
[1890] more than a century ago when he asked how we might educate attention
because such education would be “the education par excellence’.
Expert practitioners of meditation have, for thousands of years, extolled the
amazing positive effects of meditation (see, for example, Gupta and Rajpal, a two-
part video interview taken by me of an expert practitioner). In this paper, we saw
how recent scientific studies have – using accepted scientific practices of controlled
experimentation and logical argumentation based on observations made in the
laboratory – pretty much verified that these effects do show up in the meditators’
brains in a manner consistent with what we know of the brain today from other
non-meditation related studies. It is clear to me that if one believes even any one
of these three sources: (1) scientific studies, (2) self-reports of expert meditation
practitioners, or (3) claims recorded in the ancient Hindu and Buddhist texts; one
has to conclude that meditation is an immensely powerful process of transforming
one’s brain, and indeed one’s self, for the better. It is therefore easy to predict
that in the near future neuro-scientific studies of meditation will continue to get
attention and patronage, hopefully helping bring meditation into the mainstream,
and, who knows, possibly into the school syllabus of future generations.
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References
M.D. et al. Lieberman. Putting feelings into words: affect labeling disrupts amyg-
dala activity in response to affective stimuli. Psychol Sci, 18:421428, 2007.
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A. Lutz, J. A. Brefczynski-Lewis, T. Johnstone, and R. J. Davidson. Voluntary
regulation of the neural circuitry of emotion by compassion meditation: Effects
of expertise. PLoS One, 3(3):171–174, 2008a.
Wikipedia. http://en.wikipedia.org/wiki/Meditation.
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