Author(s): Warren Magnusson Source: Canadian Journal of Political Science / Revue canadienne de science politique, Vol. 38, No. 4 (Dec., 2005), pp. 897-922 Published by: Canadian Political Science Association and the Socit qubcoise de science politique Stable URL: http://www.jstor.org/stable/25165885 . Accessed: 16/05/2014 05:10 Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at . http://www.jstor.org/page/info/about/policies/terms.jsp . JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact support@jstor.org. . Canadian Political Science Association and Socit qubcoise de science politique are collaborating with JSTOR to digitize, preserve and extend access to Canadian Journal of Political Science / Revue canadienne de science politique. http://www.jstor.org This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions Protecting the Right of Local Self-Government Warren Magnusson University of Victoria To date, Canadian courts have followed their British and American coun terparts in resisting claims that sovereign authority is limited by a right of local self-government (Supreme Court of Canada, 2000). The locus of sovereignty has been variously conceived in the three countries, but in no case have the courts accepted the idea that municipalities or other local authorities have a share in it. The presumption is that the bodies that do have the relevant authority?Parliament in Britain,1 the provin cial legislatures in Canada,2 or the individual states in the US3?have the right to establish whatever system of local government they deem appropriate. Although some advocates (and even a few judges) have sug gested that a right of local self-government is implicit in the principles of liberal democracy,4 the courts have been reluctant to recognize such a right or give it much substance when they do. One suspects that the judges share in the widespread fear that parochial authorities might stand in the way of economic progress and administrative efficiency, block efforts to improve public services and protect the natural environment, form bas tions of social privilege, undermine human rights, and subvert efforts to bring people together under wider public authorities.5 The courts have erred on the side of caution, and refused to turn local self-government into a justiciable right. I propose to challenge that caution. I think it is rooted in inappro priate fears about the loss of sovereignty, which arise from a particular way of understanding the nature and origins of political authority.6 That understanding is at odds with most of our best intuitions about human capacities for self-government.7 We have developed these intuitions into elaborate theories about the forms of order that can emerge from prac tices of human freedom. Ideas about liberal democracy flow from these theories, but there is a long-standing belief that sovereign authority is Warren Magnusson, Department of Political Science, University of Victoria, P.O. Box 3050, Victoria BC Canada V8W 3P5; wmagnus@uvic.ca Canadian Journal of Political Science / Revue canadienne de science politique 38:4 (December/decembre 2005) 897-922 ? 2005 Canadian Political Science Association (l'Association canadienne de science politique) and/et la Soci?t? qu?b?coise de science politique This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions 898 Warren Magnusson nonetheless necessary to secure any order that might arise from prac tices of freedom. Fears about the "loss" of sovereignty are not just about the possibility that some higher or external authority might take it away. They are also about the collapse of authority: the possible descent into "anarchy." In this context, the fear is that an entrenched and well-defended right of local self-government would be a recipe for reactionary, anti social behaviour, rooted in attachments to parochial communities with no awareness or understanding of the wider world.8 Similar fears have arisen again and again when people have suggested that we ought to put more trust in human capacities for self-government. We have made it this far: extending to everyone the rights to vote, speak and act politi cally, allowing anyone and everyone to set up businesses or charitable foundations, and de-regulating many different aspects of human life that were routinely controlled in the past. Perhaps we can go a little further, and allow people the right of local self-government.9 In the discussion that follows, I will pay particular attention to Amer ican examples, because the Americans are supposed to have gone fur thest in adopting an "ideology of localism." Thanks to that ideology, American local authorities seem to be well protected, in practice if not always in law. For some commentators, this is the way things should be, but most foreign observers (and many domestic ones) deplore the fact that local government is so highly fragmented in the United States that it becomes difficult to deal with area-wide problems. Moreover, the pat tern of fragmentation is such that people are able to seal themselves off in suburban compounds, where they can escape obligations to the wider community, while providing only for themselves (Oliver, 2001). Cana dian observers cannot fail to note the huge disparities in funding for schools and other public services from one part of an American metro politan area to another (Dreier et al., 2001; Judd and Swanstrom, 2001). These disparities are obviously bound up with the ideology of localism, which affirms the right of wealthy suburbs to exempt themselves from contributions to their poorer neighbours. Why would we want to encour age Canadians to think in such localist terms, or to encourage our courts to affirm people's right to be self-interestedly parochial? These are good questions. My view is that we can and should think of a right of local self-government differently, and not use it as an excuse for excusing people from their wider responsibilities or inhibiting public action on a wider scale. The key is to move away from a sovereigntist conception of political authority and towards one that recognizes the possibility (and necessity) for different sorts of political authority to co-exist with one another. The issue is how we are to provide for the right of local com munities to govern themselves in their own way without inhibiting the formation of wider authorities with overlapping responsibilities. To see our way through this muddle, we must attend not only to the negative This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions Abstract. Many people in Canada are frightened by the right of local self-government, because they are afraid of the privatization of public authority. This article suggests that municipalities can be otherwise conceived, and that a right of local self-government can be vindicated without impairing the capacity of the state or encouraging a debilitating privatism. The key is to under stand that municipalities can be non-exclusive public authorities, on a different register from the state or civil society. R?sum?. La crainte de la privatisation des pouvoirs publics m?ne de nombreux Canadiens et Canadiennes ? redouter le droit ? l'autonomie gouvernementale locale. Cet article sugg?re qu'il est possible d'envisager les municipalit?s autrement, et qu'on peut justifier le droit ? l'autonomie gouvernementale locale sans faire entrave aux comp?tences de l'?tat et sans encourager un privatisme d?bilitant. L'important est de comprendre que les municipalit?s peuvent exercer un pouvoir public non exclusif dans leur propre zone de comp?tence, jouant sur un registre dif f?rent de celui de l'?tat ou de la soci?t? civile. lessons of the American experience, but also to the positive lessons of associative life in liberal societies generally: i.e., the way we allow for the free creation and development of economic and social organizations. The object of my analysis is to articulate the right of local self-government in a way that clarifies the difference between this right and the claims to privilege that have sometimes been attached to it. NIMBYism cannot be justified by a right of local self-government. Nor can a refusal to con tribute to the needs of others. Properly understood, the right of local self government actually cuts against the privatism that so often masks itself as localism. Privatism, Statism and Local Autonomy The American legal scholar, Richard Briffault, offers a compelling analy sis (1990) of the way the ideology of localism has worked in the US to produce a network of inward-looking municipalities with protected juris dictions and resources.10 Key to this process was a reconceptualization of the nature of the municipality. Historically, it was assumed that obtain ing the status of municipality meant that a place had to be a "relatively built-up, diverse and economically and socially self-contained unit, set off from other localities by the density of its internal linkages?that is, a city" (361). This view gradually changed, so that by the early part of the twentieth century it was accepted that a municipality "could be a decen tralized, homogeneous, residential district, economically tied to other localities?a suburb" (361). The distinction between city and suburb dis appeared in law, and the courts actually came to think of the suburb as the prototypical municipality. On Briffault's highly persuasive analysis, suburban municipalities are conceived by the American courts as exten sions of the home and family, and thus are permitted to behave in an inward-looking, privatistic way. The suburban municipality is considered This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions 900 Warren Magnusson to be a retreat in which people separate themselves from the cares of the world, develop a common space with facilities and services to their lik ing, and use their resources for mutual benefit. To establish zoning reg ulations to maintain the "character of the community" or to husband the neighbourhood's resources for schooling the neighbourhood's children seems perfectly natural. The suburban municipality may be a public authority in one sense, but it is rooted in private interests. It is more like a condominium or a co-op than a public government.11 The fine line between public and private authority is illustrated by the proliferation of "homeowners' associations" in the United States (McKenzie, 1994; Blakely and Snyder, 1997). These associations are on the model of condominiums, but they may encompass huge residential neighbourhoods with commercial and recreational facilities within them. These neighbourhoods are often gated. The streets within them belong to the homeowners' association and not to the municipality: hence, they are private roads. The association maintains its own police force, and enforces regulations of a sort that would not be tolerated (or even be legal) in an open or unprivatized part of a municipality. Most of the key public ser vices are provided by the association, rather than by the municipality in which the area is situated. For many purposes, the association is the local government in the area. The municipality may be largely irrelevant to residents, especially if they are childless or send their children to private or parochial schools. Ten years ago, Evan McKenzie calculated that about one American in eight was living under the government of a homeown ers' association (1994: 11). That figure is certainly higher today. Most of the new suburban housing developments in the United States are set up to be governed by housing associations. Most are also designed to be gated communities. Thus, the trend is toward the further privatization of local government. One must speak of further privatization because, if Briffault is correct in his analysis, ordinary suburban municipalities are already understood as extensions of the home and family, and thus as essentially private authorities. The homeowners' association takes the underlying rationale for suburban autonomy to its logical conclusion, and capitalizes on the advantages of private authority to make the local gov ernment more repressive and exclusive as well as more congenial (com pare Cutler et al., 1999 and Bickford, 2000). To couple repression and exclusion with privatization may seem con troversial, but it should be obvious that repression and exclusion are both central to the case for privatization. Public authorities are limited in what they can do, thanks to political pressures and constitutional restrictions. Private authority is different. We take it that it is natural for parents to have rights of control over their children. Although these rights may be limited by law, they are nonetheless more extensive than ones we would normally grant to a public authority. So, to privatize responsibility for This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions Protecting the Right of Local Self-Government 901 the care of children (or the sick or elderly) is to assign responsibility to authorities (parents, family caregivers) who have the right to be excep tionally intrusive, dictatorial and (as need be) exclusionary. This may be for the best. We certainly assume that natural affection will normally put appropriate limits on what parents and other caregivers do. Nevertheless, the many cases of domestic abuse are a constant reminder that private authority can be gravely misused. The other main form of private author ity is the kind that we give to business corporations and non-profit soci eties. The assumption is that people agree to be regulated in relation to their work when they take on employment with a particular body. It is also assumed that a body can make regulations reasonably necessary for the conduct of its own activities, even if those regulations bear on people who are not part of the organization. The presumption is that people who come to Disneyland or go to shop at Wal-Mart are there voluntarily, and can choose to go somewhere else if they do not like the regulations. Thus, the private authority in question can get away with regulations?dress and speech codes, for example?that would not be tolerated elsewhere. Moreover, the authority will have rights of exclusion that are more exten sive than those that a public body could wield. The Disney or Wal-Mart people can wall off and "clean up" the spaces at issue and impose strict codes of behaviour on both workers and visitors. Families can impose "traditional values" on their children. And, homeowners' associations can enable families to band together to keep unwanted people out of their own territories. We cannot make sense of local autonomy in the United States unless we recognize that municipal corporations are at one end of a spectrum of institutions that have been organized with the principle of private authority in mind. The family is a private authority, as indeed is the "indi vidual."12 There is also an array of intermediate institutions that enable families and individuals to pursue collective purposes without assuming the responsibilities of public authority. Thus, there are for-profit corpo rations, non-profit societies, churches and other voluntary associations: in fact, a bewildering array of organizations. The principle that emerged in the nineteenth century?not only in the United States, but elsewhere in the Western world?was that people were free to create and maintain what ever organizations they wanted for lawful purposes and, moreover, they could set up "governments" for these organizations, specifically attuned to organizational purposes. General laws were established to enable incor poration. The laws were designed to facilitate the formation of private authorities. It was in this context that most American states adopted leg islation to facilitate the incorporation of suburbs as separate municipali ties. Why should the principle that enabled people to establish private authorities not be applied also to the most intimate of public authorities, ones at the level of the local community? Later on, when it became clear This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions 902 Warren Magnusson that many suburban municipalities were too small to provide all the pub lic services demanded, legislation was introduced to enable those munici palities to enter into joint-service agreements with their neighbours or to purchase what they needed from wider public authorities or private com panies. Where municipal initiative was lacking, citizens could get the authority to create special-purpose bodies to provide particular services on a cost-recovery basis. By these means, American states enabled sub urbanites (now the majority of people in the United States) to create an ever wider array of public authorities to meet private purposes. The pro liferation of local authorities in the United States is part and parcel of a practice that enables the formation of innumerable intermediate bodies that are conceived as emanations of the free activity of the people. Is "free activity" private in principle? Many people evidently think so. The distinction between state and society is often mapped onto the one between public and private: what is of the state is public, of society private. Social activity is conceived as free activity, whereas state activ ity is thought to be the effect of coercion (at least in some degree). Thus, the domain of freedom is the domain of society as opposed to the state, and society is essentially the domain of private activity. Hence, privacy and freedom are associated with the domain of the social. Social activity is differentiated into many different spheres, including those of family, friends, business, religion and charities. Among these spheres is the neigh bourhood or local community in which family, friends and neighbours come together to provide for their common needs and regulate their com mon life. This is the root from which demands for community control or local self-government often spring. Self-government in this sense is truly a practice that comes out of "society," and thus is legitimated by the right ful pursuit of private (individual, familial, communal) interest and the rightful demand to protect the private sphere from public/state intru sions. To practice communal self-government, even in the most parochi ally self-interested way, is to exercise freedom, for freedom supposedly is not a matter of doing what we ought to do, but what we want to do. This is how the right of local self-government is often conceived. The NIMBY syndrome is legitimated in these terms, as are other practices that affirm the right of the local community to do what it wants for its own benefit, regardless of possible consequences to outsiders. It is in opposition to this idea that the Canadian theory of local gov ernment has developed.13 Following British and other European prec edents, Canadian legislatures (backed by the courts) have insisted on the right of "the state" to reorganize local government for the benefit of the wider public. Thus, there has not been much sympathy in the courts for the idea that school boards or municipalities have a right to exist, or that the people who are under these authorities have a right to maintain them. The presumption is that the well being of the wider society is dependent This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions Protecting the Right of Local Self-Government 903 on the state's capacity to reorganize government to meet changing needs (and a changing understanding of the state's duties). Government in this context includes local government, so the assumption is that the reorga nization of a province's system of municipal authorities is no different from the reorganization of the Ministry of Transportation or the Ministry of Forests. After all, the latter two ministries have local offices as well, offices that may be quite important to the communities in which they are located. It may be good for the state to consult people about its plans for reorganization, and we may well criticize a government for failing to consult adequately, but we have to concede that the authority to decide how the state is to be organized rests with the leaders of the state and no one else. The system of municipal government, like the system for the administration of schools and hospitals, has to be re-organized from time to time, and it would be improper to allow parochial authorities to have a veto on the process. These are complicated administrative matters unsuitable for reference to the electorate at large, but in any case it would be wrong to give the electors in a particular area a veto. The Quebec government's recent moves in this direction were a departure from stan dard Canadian practice.14 The Canadian assumption has been that a municipality should be on a relatively large scale (Higgins, 1977; Magnusson, 1981; Higgins, 1986; Lightbody, 1995; Tindal and Tindal, 2000; Sancton, 2000): it can not simply be an extension of home and family, because it is a public authority. There is a strong current of opinion in support of the idea that city boundaries should be extended to encompass surrounding sub urbs, so that municipal units will encompass "whole" communities (i.e., ones that are reasonably self-contained in terms of day-to-day activities like work, shopping and recreation). It is supposed to be easier to orga nize services for a self-contained community. Such a community is also a convenient unit for taxation and regulation; moreover, planning for ongoing urban development can be more rational and effective if the community is considered as a whole. If the city has a historic identity, a familiar centre, established media of communications, a well-articulated group life, political traditions of its own, and a place in popular con sciousness, chances are that it can sustain a reasonably vibrant political life. Suburbs incorporated into such a city will be joining an entity that works politically and that has a reasonable measure of socio-economic cohesion. So, the city in this larger sense seems to be a natural area for local government. Unfortunately, the pattern of urban development is never as neat as this. In densely settled areas like the extended "Golden Horseshoe" (where more than a fifth of Canadians live), one city bleeds into the next, and it is difficult to draw any boundary lines that seem self-evidently cor rect. Very large urban agglomerations like this one are not very well This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions 904 Warren Magnusson integrated, and people's local loyalties are likely to be focused on smaller areas. Whether the urban agglomeration is large or small, there is still a problem with respect to the outer boundaries. City-based planners have good reasons for wanting to control the developing fringe, but people living in areas that are still largely rural are understandably reluctant to be swept into urban authorities with which they can scarcely identify and in which they are bound to have little influence. In any case, there are historic areas within any urbanized area that have a claim on people's loyalties: former villages and townships with their own histories and iden tities, planned subdivisions and communities that have emerged by var ious processes (including recent immigration). So, the idea of the enlarged city as a natural political unit is always strongly contested, even when that unit seems to make good sense to outsiders. In face of such resis tance, provincial governments in Canada have often been prepared to make compromise decisions that enlarge the scale of municipal govern ment, while retaining traces of the historical patterns. The result is a patchwork that makes no one very happy. Many suburban (and rural) municipalities are very large, and so lack the intimacy that many peo ple associate with local government. On the other hand, these same municipalities are often lacking the sources of cohesion from which cit ies can benefit. One effect of these problems is that local government boundaries always seem to be at issue everywhere, and municipalities generally have less legitimacy than they might have had otherwise. This makes it easier for the provincial governments to go on tinkering with boundaries and functions. The politically and administratively optimal unit of local govern ment is always just over the horizon. New theories emerge as fashions change: in the 1950s, there were great worries about organizing the hard services necessary for rapid urban development; in the 1960s, attention began to shift to the soft services associated with the welfare state; in the 1970s, environmental considerations loomed larger; in the 1980s, the focus was on reducing costs and enhancing efficiency by adopting private sector models for organization and management; and in the 1990s, people began talking about turning our urban centres into "global cit ies." Whatever the theory or the focus, the premise of "reform" tends to be the same: namely, that the province has the right and duty to reorganize the system of local government in the wider public interest. In the common analysis, that wider interest consists of such things as an adequate supply of new or improved housing, appropriate com mercial and industrial facilities for an expanding economy, an efficient system of transportation, good (and safe) water and sewerage, high quality schools, universally accessible health services, effective polic ing, adequate social services, good parks and recreational facilities, reasonably good air quality, and some measure of protection for the This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions Protecting the Right of Local Self-Government 905 natural environment. These good things can only come about if local government is efficient and effective. It is up to the provincial govern ment to keep the local authorities up to standard, and that means re quiring ongoing organizational change. Best practice is always the goal. In the early years after the Second World War, best practice required major increases in local expenditures. More recently, the pressure has been in the opposite direction. One effect has been that local authori ties (especially school boards) have been losing their right to set their own levels of taxation.15 The presumption is that it is for the senior governments to decide what the overall tax burden should be. If the local authorities go their own way on this matter, we may end up with a larger state and more constricted private sector than the central author ities want. The hidden truth is that privatism and statism are complementary: the one facilitates the other. In the Canadian case, statist practices are legitimated by pointing to the dangers of privatistic localism on the Amer ican model. These statist practices then forestall municipal efforts to extend the public sector or tighten the regulation of private business.16 They also confirm the idea that local public institutions are dominated by a state that is remote from the people. The perceived alternative to the remote state is a private or voluntary initiative, rather than municipal action. So, statist practices encourage the belief that free activity is private, and that public activity is necessarily an imposition upon the people. Since recent initiatives by the provincial governments are often inspired by the idea that best practice occurs in the private sector (or in the United States, where the public sector has gone furthest in modeling itself on the private), the ongoing reorganization of local government gives concrete effect to the idea that private is best.17 People are thus encouraged to think that they are well advised to free themselves from the state as much as possible, and find pri vate or voluntary solutions to their problems. The residents' associa tion or the community group appears as the model of a genuinely local organization, which emerges from the free activity of ordinary people. If a small municipality is available to run on that model, then people naturally take advantage of the possibility. Privatistic localism is thus facilitated by the practices of statism, and then used to justify statist measures that intensify privatistic localism. To date, privatistic local ism has not been embraced in Canada to quite the same extent as in the US, but the trend is probably in that direction. As we know, the American state is not weak: it simply is more limited in its func tions. Statism on the American model encourages privatism and depends upon it. In turning to statism in Canada as a way of contain ing privatism, we actually encourage the attitudes we are attempting to confront. This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions 906 Warren Magnusson The Municipality as a Form of Authority Municipalities were not always regarded as organs of the state (Gierke, 1900, 1990; Isin, 2002; Pirenne, 1925; Reynolds, 1997; Skinner and Str?th, 2003; Syed, 1966; Weber, 1978). In fact, they were originally con ceived as political authorities of a different type: "corporations" at one remove from the royal authorities. The state developed out of royal author ity, and it was not immediately obvious that municipal corporations were part of the state. Gerald Frug has argued that, in the American case, the identification of municipalities with the state only developed in the first part of the nineteenth century (1980, 1999). Before that, there was no categorical distinction in American law between a municipal corporation and any other kind of corporation. All held charters that enabled them to wield authority within their own territories and over their own members, clients and visitors. They could develop their own regulations and police their own realms. They could hold property in perpetuity and sue and be sued. In many cases, they could acquire property by compulsory pur chase. The territory of a chartered corporation could be immense and its authority practically unlimited, as the history of the Hudson's Bay Com pany or the British East India Company demonstrates. Canal companies, turnpike trusts, sanitary authorities and railway companies were fre quently given powers of expropriation, both in the British Empire and in the United States. Only gradually did the idea take hold that there had to be a clear distinction between public authorities, with rights and respon sibilities of the sort associated with the state, and private authorities, with rights and responsibilities of the sort associated with civil society. In the end, some corporations came to be understood as private businesses and others as agencies of the state. Municipalities were assigned to the latter category. Frug's point is that municipalities ended up with less freedom than other corporations as a result of this categorical distinction. For-profit corporations and non-profit societies were given most of the constitu tional protections afforded to natural individuals. A free society was sup posed to be characterized by free associative life. That meant that people had to be free to incorporate themselves for any lawful purpose: eco nomic gain, mutual benefit, charitable endowment, or whatever. There had to be as much latitude as possible in the form of corporate organi zation and hence in patterns of corporate government. Moreover, the cor porations had to be given great latitude in pursuing their own purposes. A private corporation could be?perhaps naturally would be?focused on the well being of a narrowly defined group of people. Such self interested conduct was only to be expected when people had freedom. As the doctrine of laissez faire suggested, greater freedom in civil soci ety would actually enhance everyone's well-being, since people would This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions Protecting the Right of Local Self-Government 907 relish their own freedom and seek to serve others for purposes of eco nomic gain or social recognition. Where there were deficiencies in soci ety nonetheless, the state would step in. A well-ordered state would be hedged about by constitutional restrictions, however. This was necessary to secure freedom. Because municipalities were (or ought to be) essen tially public authorities, they had to be subject to those restrictions. The courts were not inclined to read wide grants of authority into municipal charters, for fear that they would be empowering state agencies in ways that the sovereign legislatures had not intended. Thus, the ultra vires rule was applied very strictly to municipal corporations, whereas private cor porations were given more latitude. As a result, municipalities have had to ask for specific grants of power in order to do new things. Even when legislatures have granted general authority to act for local purposes, the courts have interpreted these grants restrictively. The pattern of judicial interpretation in Canada has been similar. Thus, we have the doctrine that municipalities are "creatures of the prov inces" (an echo of the American doctrine, called Dillon's Rule, that municipalities are creatures of the states). We also have restrictive inter pretations of the ultra vires rule, as applied to municipalities.18 As a result, municipalities often struggle to find authority to do new things, and are frequently cautioned by their solicitors not to go too far, lest they be sued by an individual or a private company whose interests were adversely affected by the initiative in question. Timidity reigns, because municipal ities are in a grey zone between the sovereign authority of the state and the free activity of civil society. It is significant that municipal activists have so often appealed to private-sector models as a way of underscoring the potential of municipal government. At one time, it was common to say that the municipality was essentially a "joint-stock company" belong ing to the property-holders or residents or a particular area. This was partly to encourage business-like methods and forms of organization and partly to give clearer (and narrower) definition to the purposes of the municipality; however, it was also a way of indicating that a municipal ity could and should be a vigorous body, entitled to wide freedom of action on behalf of its "shareholders." A socialistic variant of this view was that a municipality was more akin to a cooperative (Webb and Webb, 1975 [1920]). Ironically, that view is now most commonly expressed in the idea that a municipality is essentially a homeowners' association endowed with a wider grant of public authority. In any case, there is a tendency to think that a municipality needs to be like an organization in civil society if it is to be really robust. Otherwise, it will just be a minor agency of the state. The truth of the matter is that the neat divide between state and civil society ill suits municipalities (compare Magnusson, 1985, 1996.) The mythology of sovereignty19 tends to conceal the fact that there have always This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions 908 Warren Magnusson been many authorities in the world that are neither products of voluntary association nor agencies of the state. The state as we know it is a rela tively recent historical development. So is the autonomous individual. Most of the authorities that humans have ever known have a character that denies mapping onto the modern triad of individuals, civil society and the state. Many of these authorities persist. New ones emerge for reasons that are ill analyzed in terms of the dominant modern categories. In the real world, there are many different kinds of authorities with dif ferent claims to legitimacy and different powers at their disposal. This certainly can be a problem, and the doctrine of sovereignty (and the pow erful institutions associated with it) may assist some people in imposing a manageable order. Much escapes such an order, nonetheless. If it is effective, the order will limit traditional and emergent authorities to some degree, but it may also pervert them in the process. The simplifying assumptions of the order of sovereignty are certainly attractive: they make it easier to think about things and to put everything into neat and appar ently manageable categories. On the other hand, these assumptions induce us to ignore aspects of human reality and to close ourselves off from various possibilities. The treatment of municipalities is indicative of this. What were once potent authorities outside the order of sovereignty have been consigned to a grey area between state and civil society, where they have little opportunity to realize their potential.20 To understand what has been lost, we need to be cognizant of the history of municipalities. The earliest such authorities in Europe had no certain status (Reynolds, 1997). They were akin to other authorities estab lished by various means and in various forms at some remove from what were acknowledged to be the highest authorities in the land, the ones associated with the king or emperor on the one hand or the pope and his bishops on the other. In a number of important instances, municipalities won recognition by a form of rebellion or simply asserted themselves in a way that ultimately had to be tolerated, even if it was not formally recognized in law. The reinterpretation of medieval law in terms of Roman categories enabled the higher authorities to define the entities in ques tion as municipalities within larger realms, and to assign corporate sta tus to those municipalities. This began the long process that culminated in the nineteenth-century decisions to which Frug refers. One of the fic tions introduced at an early stage was that municipalities owed their exis tence to grants of authority from the sovereign. This was very much a covering fiction, because it is clear that many cities already had munici pal governments of a sort before there were sovereigns with the relevant authority. Municipal authority was often aboriginal, but this fact had to be concealed to make sense of the legal fiction. Later distinctions between entities of the state and entities of society are clearly anachronistic when applied to early municipalities. So too are distinctions between social, This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions Protecting the Right of Local Self-Government 909 cultural, economic and political activity. In the context of the time, the key thing is that the early municipalities did not claim to be religious authorities. Nor, for the most part, did they challenge the authority of the princes to whom they owed nominal allegiance. A municipality was not a kingdom of its own, let alone a church apart. It was an authority of a different type, on another register. This difference was never well theorized. The temptation was to think of the municipality as a civic republic, and hence as a late form of the polis or city-state. On those terms, there were few options. Either the municipality had to elevate itself to the status of the most powerful polit ical entities, or it had to accept a subordinate position as a component of a larger state. Even the greatest of the civic republics, Venice, had to accept subordinate status in the end. The other way of thinking of the municipality was as an intermediate association or corporation within a larger society. This put the municipality onto the same terrain as busi nesses, charitable foundations and Protestant churches. This has not been a favourable terrain, either. Caught betwixt and between, municipalities have come to seem like irrelevancies: minor agencies of the state on the one hand or defective organs of civil society on the other. Nevertheless, municipalities are the latter-day heirs of a tradition of political organiza tion that dates back at least a thousand years (and arguably longer, if we consider the experience of the ancient world). What has been obscured is the fact that early municipalities claimed civic freedom and plenary polit ical authority, but not "sovereignty." What might we make of this at a time when sovereignty is being detached from the state and other forms of political authority are proliferating (Keane, 2003; Ougaard and Hig gott, 2002; Patom?ki, 2002; Shaw, 2000; Sinclair, 2004)? Is the munici pality a model of things to come? A crucial step is to recognize that different forms of authority can exist side by side, without being in a hierarchical relation. The sover eignty model encourages us to think of political authority as exclusive: to imagine that there can only be one state in one place, that political authority is located only in the state, and that there is a sharp distinction between the state and the society it is to govern. We do not always think in these terms; in fact, we cannot do so if we are to deal with the prob lems we confront. Nevertheless, the mythology of sovereignty makes us nervous about thinking otherwise. We know that, in a federal system, there are independent governments with overlapping authority. Things work out for the most part, but uncertainties about the ultimate locus of authority make many people uneasy. Now there are also the treaty-based transnational authorities like the WTO that appear to have independent authority, at least in relation to ordinary countries like Canada. So, sov ereignty is already parcelled out among transnational, national and pro vincial authorities with overlapping jurisdiction. Then, there are the This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions 910 Warren Magnusson "sovereignty-free" bodies like the multi-national corporations or the Roman Catholic Church. These bodies claim to be apolitical, but that is a way of extricating themselves from state authority and enabling them to act, politically and otherwise, in a different key. In countries like Can ada, Aboriginal authorities offer another model of political bodies that are other than sovereign. Again, such authorities secure themselves by acting in a different register. In this case, they do not pretend to be apo litical, but they do say that they derive their authority from an indepen dent source unrelated to the Canadian state or Canadian society. They claim to embody rights of self-government that have belonged to First Nations from time immemorial and that continue to be exercised in the present (Macklem, 2001). Sovereignty is not the issue,21 nor is it a mat ter of individual or associative freedom. The claim is to an ongoing right of self-government that has nothing to do with the presence or absence of the Canadian state or Canadian society. In principle, the right can be exercised on the territory of the Canadian state and within Canadian soci ety without trenching on the entity that is Canada. Aboriginal authority can exist side by side with the authority of the Canadian state, and be no less political for that. Some will say that the idea that parallel political authorities can exist in relative harmony is just fantasy. Perhaps so, but sovereignty is also a fantasy, and no less powerful for that. The question is how we are to respond to the presence of coexisting political authorities. Do we need to force all such authorities into an order of sovereignty? If so, why? What is it about the multiplicity of political authorities that makes us so ner vous? Why do we need to tie our political imagination to the doctrine of sovereignty? Instead, if we are to cope with all the problems we face, we may need to have different sorts of political authorities with different sources of legitimacy and different responsibilities. No one sort of eco nomic enterprise or charitable venture is sufficient. Why do we suppose that the state alone is sufficient for our political purposes? And, why do we think that all political authority has to be on the same register? To think of the municipality in a different way is to create new possibilities for political authorities of a distinctly secular and non-national character, and this may be of particular importance now. The possibilities of the municipality deserve more serious exploration, not curt dismissal on the basis of seventeenth- or nineteenth-century political theories.22 Constitutionalizing a Right of Local Self-Government Frug reminds us that all the intermediate associations of modern society share a common origin in the associative life of an earlier era. In the beginning, there was no sharp distinction between municipalities and other This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions Protecting the Right of Local Self-Government 911 associations, nor was the realm of public, political or governmental activ ity clearly distinguished from what was private, social or voluntary. The crucial modern distinctions left municipalities in limbo. In one set of moves, best exemplified by Canadian and European practice, they were reassimilated to the state.23 In another set of moves, exemplified by Amer ican suburbanism, they were pulled to the domain of civil society, thanks to an identification with home and family. Gradually lost was the sense that municipalities were political authorities of a different type, which could coexist with state and civil society, but be neither of the one nor the other. What has remained, however, is a sense that a municipality is an organization that grows out of the problems of living together in cit ies. The municipality is the elementary political form necessitated by urbanism as a way of life (Wirth, 1964). It is not about the establishment of the true religion, the formation of a national identity, the advancement of a particular tribe or clan, or the achievement of continental or global supremacy. The aims of a municipality are more modest and humane. They have something to do with economic advance, but they are equally about peace on the streets and in the markets, security in people's homes and neighbourhoods, friendly interaction between people of different com munities, common efforts to improve the urban environment, and the pro vision of services and facilities on which everyone depends. From tending to the roads, drains, schools, hospitals, streets and markets, people dis cover interests in common and form new loyalties. A new political entity emerges. It does not necessarily or even usually displace other political entities. In fact, it is usually quite vulnerable to the most powerful of these other entities. Nonetheless, it does produce something different, which we would be well advised to sustain. The main objections to giving municipalities protected status are bound up with our anxieties about the proper organization of the state. If our municipalities are to be organs of the state, we do not want them to be too small or too resistant to change. We do not want to give them over to people who are hostile or indifferent to the needs of the wider society. But suppose that we thought of municipalities in a different way, as enti ties that co-existed with the state but were not part of it. What then? Frug gives us a hint when he points to the processes by which other inter mediate associations are created and sustained. There are general enabling laws that permit people to create business corporations and non-profit societies with many different purposes in mind. Parallel legislation in many American states and some Canadian provinces enables the creation of new municipalities by popular initiative. Usually only unincorporated territory is at issue: places that had no municipal governments previ ously. On the other hand, some American states allow areas to secede from an established municipality and create their own municipal govern ments. This highlights the real issue: free incorporation of municipalities This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions 912 Warren Magnusson could lead to the fragmentation of local authority, encouraged by the spirit of privatistic localism. Once fragmented, moreover, local authority could not be consolidated, since the obverse of the principle of free incorpora tion is that a municipality cannot be dissolved without the consent of its citizens. This is a major difficulty, and it lies behind virtually every objec tion to the idea that people ought to have a constitutionally protected right of local self-government. How could such an objection be overcome? The answer is surprisingly simple. Municipal authority need not be exclusive, in relation to the state or other municipalities. A wider author ity can be formed for purposes of local government, without abolishing any existing municipality. Similarly, a smaller authority can be formed without detracting from the authority of a wider body. There is no mag ical formula that will tell us how many authorities there should be, or of what types, in any particular territory. Nor need there be uniformity from one area to the next. The pattern of human settlement is quite varied. Needs and tastes change, and they differ from one area to another. So, there is no particular reason for supposing that local government should be on the same pattern everywhere, or that the needs of an area are likely to be satisfied with one particular form of local authority. There is much to be done, in government as in business, and the proliferation of public authorities can be a sign of healthy initiative, rather than social conflict and economic inefficiency. Why is it so terrible that a hundred-year-old village retains its own municipal council after the area becomes part of a wider regional authority? Is a small rural school board a threat to the modernization of an educational system mostly funded and controlled by the provincial ministry of education? Why is it impossible to have health districts or police forces on a scale that people actually want? Why can urban neighbourhoods not have their own municipal authorities? Why can people not experiment with authorities on a scale not favoured by the politicians and officials in the provincial capitals? What do we fear other than diversity? Of course, there would be difficulties with any arrangement that rec ognized people's rights to form and maintain municipal authorities on the scale they desire. Relationships among municipal authorities and between the municipal authorities and the state would always be at issue. So too would relations between the various political authorities and pri vate citizens and associations that were ostensibly not political. We have considerable experience in this regard, however. Not only do we have charters and codes of human rights and established principles of natural justice, but we also have courts and tribunals that are charged with keep ing a watch on such matters. Arguably, it is for the state in its federal or provincial guise to develop laws that protect individual freedoms, advance social justice, enhance the environment, and so on. Municipalities are bound to stand with at least one leg on the ground provided by the laws This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions Protecting the Right of Local Self-Government 913 of the state. With the other leg, as it were, they stand on the ground pro vided by practices of local self-government. These practices need not con flict with the laws of the state. Much municipal activity consists in providing services and facilities that the state will not finance. Other activ ity involves regulations particular to the community, which may supple ment the law without replacing it. On the other hand, what municipalities could and should do is limited only by the imagination. It would be na?ve to suppose that robust municipalities would never challenge the higher authorities or irritate their neighbours. The practices of federalism give us much experience in dealing with these issues without resorting to the courts. Canada works despite the fact that the federal government has to treat the provinces as independent authorities. Similar practices could be applied to the relations between provinces, municipalities and Aborigi nal authorities. Exclusive jurisdiction is not necessary for political effectiveness: on the contrary. It is the bane of Canadian federalism that provinces claim exclusive jurisdiction over education, health care, housing, social ser vices and many other things. That they have much greater responsibility for these matters than the federal government is clear, and there is cer tainly no reason for the federal government to duplicate what they are doing. But, when the provinces fail, as they often do, it is the people who suffer when the federal government is forestalled from acting because of a supposed lack of jurisdiction. Mean-spirited, negative federalism has been the order of the day for some time. There is a different way of think ing about the possibility that more than one government might act on a particular problem. It may be that what one government does comple ments the activities of the other, and stimulates further improvements. Public action is not a zero-sum game, as some people seem to suppose. Behind negative federalism is hostility to public action, fed by fears of over-regulation and over-taxation. These fears are justified by a particu lar ideology: the very ideology that sustains privatism or particularistic localism. In recognizing a right of local self-government, we would be acknowledging people's right to go beyond the limits implicit in that par ticular ideology and begin developing their communities in other ways (even if that meant having higher taxes and more regulations than the Wall Street bond traders think appropriate). Thanks to its spending power, the federal government can play a role in freeing municipalities from the strictures that provinces have placed upon them. It might be argued that a right of local self-government is already implicit in the "principles of a free and democratic society." The courts are not yet persuaded of this, because they share in the fears that this article is intended to dispel. I would go so far as to say that the princi ples of a free and democratic society flow from the right of local self government, rather than the other way around. The right of an individual This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions 914 Warren Magnusson to be free or of a country to govern itself are particular instances of a right of local self-government, properly understood. Be that as it may, it has long been evident that there is an intimate relation between democ racy, freedom and local self-government, a relation that we are still try ing to get right. The municipality has been and could again be a political authority of a different type, one that can flourish within a universaliz ing urbanism. Recognizing people's rights to create and maintain munici palities is important for opening up the possibilities for public action and overcoming the privatism that inhibits it. We need freedom, not repres sion and exclusion. Notes 1 In Britain, the principle of parliamentary sovereignty has long been unquestioned (or at least it was until Britain joined the European Union). In the standard nineteenth century accounts, local authorities had no inherent right to exist: they derived their powers from parliamentary statute or royal charter (Loughlin, 2000). The courts had upheld this view during the quo warranto proceedings in the late seventeenth cen tury (Levin, 1969). The contrary view, rooted in the idea that there was an "ancient constitution" that guaranteed the rights of Englishmen (Pocock, 1957), still had its exponents in the nineteenth century. Joshua Toulmin Smith (1851) argued that Parliament's authority derived from previously existing institutions of local self government, which could not be abolished by parliamentary statute (compare Green leaf, 1975). Loughlin et al. (1985) and Loughlin (1986, 1996) deal with more recent British theory and practice, but the older books give a better overview of the evo lution of British thinking until 1949, when Canada's judicial independence was finally established (see Redlich, 1903; Webb and Webb, 1906-29; Griffith, 1927; Robson, 1931; Laski, 1935; Smellie, 1946; Lipman, 1949). 2 Isin (1992) argues that there was a deliberate effort on the part of the colonial author ities to forestall the development of autonomous municipal institutions in Canada. Section 92(8) of The Constitution Act (1867) gave the provincial legislatures the exclu sive right to make laws in relation to "municipal institutions in the province." Accord ing to the Supreme Court of Canada, "municipalities are entirely the creatures of provincial statutes" (R. v. Greenbaum, [1993] S.C.R. 674, at 687) and they "do not have an independent constitutional status. They essentially represent delegated gov ernment." This is despite the fact that "municipalities exercise a plenary set of legis lative and executive powers" (Nanaimo (City) v. Rascal Trucking Ltd., [2000] 1 S.C.R. 342, at 343). In Public School Boards ' Association of Alberta v. Alberta (Attorney General), [2000] 2 S.C.R. 409, the Supreme Court accepted that school boards were municipal institutions, but rejected the claim that the Canadian Constitution guaran teed "reasonable autonomy" for municipal institutions: "School boards do not enjoy reasonable autonomy from provincial control.... Under s. 93 of The Constitution Act, 1867, the provinces have plenary jurisdiction over education. A claim to an institu tional sphere of reasonable autonomy is inconsistent with, and could impair, this ple nary power" (412). This echoes the view of the English High Court in the 1680s, which declared that "if the contrary had been held, then 'little republics' would spring up all over the Kingdom, which would not be conducive to good government." (Levin, 1969: 49). 3 The American case is complex, because the principle of popular sovereignty is invoked in the preamble to the US Constitution as well as in the various state constitutions. This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions Protecting the Right of Local Self-Government 915 State constitutions often limit the authority of state legislatures in relation to munici pal and other local institutions. On the other hand, those same constitutions often empower the state electorate to impose restrictions on local authorities. Whatever the arrangements, they are conditioned by the principle ("Dillon's Rule") that municipal ities are creatures of the state, and hence have no inherent right to exist (see Syed, 1966 and Frug, 1999 for general analysis). 4 See Eaton, 1900-1901, for an attempt to read the right of local self-government into the US Constitution (compare McQuillin, 1911). American scholars have found it dif ficult to see their way past the US Supreme Court's ruling upholding Dillon's Rule in Hunter v. City of Pittsburgh, 207 U.S. 161, 178 (1907) (however, see Sullivan, 2001 for one attempt, keyed to the 10th Amendment). In Canada, claims about a right of local self-government have been advanced in various contexts: most notably in the cam paigns against the "megacity" amalgamations in Toronto (1997-98) and Montreal (2000-03), but also in the context of provincial efforts to impose spending controls on local school boards. Opponents of the Toronto amalgamation were unable to get leave to appeal to the highest court (Milroy, 2002), and in any case framed their legal case in relatively modest terms. John Sewell, a former mayor of Toronto and leading spokesman for Citizens for Local Democracy (C4LD), which spearheaded the cam paign against amalgamation (Boudreau, 2000), has broadened his efforts through the Local Self-Government Bulletin (available at http//:www.localgovernment.ca). The bul letin is now sponsored by Alan Broadbent, who was instrumental in developing a widely publicized proposal for a Toronto city charter (Keil, 2003). The claims advanced by Sewell, Broadbent and their associates (including the internationally famous urban ist, Jane Jacobs) are more modest variants of ones that emerged a generation earlier in Montreal (see, for instance, Schecter, 1978 and Roussopoulos, 1982; compare Jacobs 1980, 1984). 5 Such concerns were raised before the Supreme Court of Canada in Delgamuukw v. British Columbia [1997] 3 S.C.R. 1010, the leading case on the Aboriginal right of self-government. Lamer, C.J. et al. took the view that even the mundane require ments of the wider society, as understood by the provincial legislatures or the federal Parliament, took precedence over Aboriginal rights. Constitutionally recognized aboriginal rights are not absolute and may be infringed by the federal and provincial governments if the infringement (1) furthers a compelling and substantial legislative objective and (2) is consis tent with the special fiduciary relationship between the Crown and the aborig inal peoples. The development of agriculture, forestry, mining and hydroelectric power, the general economic development of the interior of British Columbia, protection of the environment or endangered species, and the building of infra structure and the settlement of foreign populations to support those aims, are objectives consistent with this purpose. 6 This article is one of a trio, written for different audiences (see also Magnusson, 2005a and 2005b; it follows on from the analysis in Magnusson, 1996). 7 Self-government is a Janus-faced concept, since the self is both governor and gov erned. In so far as the self is governed in accordance with universal principles?as in the Kantian notion of autonomy?the benefit is not for the self alone. Foucault drew our attention to the way in which authorities can govern "at a distance" by inducing people to govern themselves in accordance with particular principles. There is now a large critical literature on such practices, under the heading of "governmentality" (see Burchell et al., 1991; Dean, 1999; Rose, 1999). The issues raised in this litera ture will not be discussed here, but it is worth noting that Foucauldian critiques sug gest that the most worrying aspect of local self-government is not that local authorities This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions 916 Warren Magnusson will act against the norms of the larger society, but rather that such authorities will be all too conformist (for an interesting Foucauldian analysis of the amalgamation dispute in Toronto, see Isin, 1998). 8 The influential American political theorist, Iris Marion Young, articulates this fear in her discussion of local autonomy: If the whole society were to be organized as a confederation of autonomous municipalities, what would prevent the development of large-scale inequality and injustice among communities, and thereby the oppression of individuals who do not live in the more privileged or more powerful communities? ... The problems of atomism are the same whether the atoms are individuals, house holds or cities. At least since Hobbes it has been clear that without a sover eign authority to mediate and regulate relations between agents, there is nothing to prevent domination, exploitation, and oppression. (Young, 1990: 253) Note the reference to Hobbes. As John Stuart Mill put it: The localities may be allowed to mismanage their own interests, but not to prejudice those of others, nor violate those principles of justice between one person and another, of which it is the duty of the State to maintain a rigid observance. If the local majority attempts to oppress the minority, or one class another, the State is bound to intervene. (Mill, 1991: 424) Lying behind most theories of justice (including ones like Young's or Mill's, which appear to be sympathetic to difference) is a belief that normative order requires sov ereign authority for its own maintenance. 9 The question of whether the people have a right of local self-government is not the same as the question of whether municipalities have a right to exist. To put a com plicated point briefly: the right of local self-government includes the right to spec ify the relevant localities, and the latter may be different from the ones that already exist. 10 There are many other accounts, of course. Syed (1966), Teaford (1979) and Burns (1994) are particularly helpful. 11 I am following Briffault's analysis here. The American courts have rationalized sub urban autonomy by treating the municipality as an extension of the home. There is a double move involved. Insofar as the municipality is still regarded as an arm of the state (hence as a public authority), its powers are limited by the rights of property (and other rights ascribed to individuals and families). Frug (1980, 1999) analyzes this. On the other hand, insofar as the municipality is conceived as an extension of the individual, the family and the home, it can be seen to require the same sort of protections as the latter from the authority of the state or the city. Suburban auton omy is rationalized as a kind of private right, and municipalities are conceived as homeowners' associations writ large. This is an old idea, of course, dating back to the days when municipalities were conceived as "joint-stock companies" (compare Teaford, 1979). My claim is not that suburban municipalities always behave like pri vate authorities, only that the rationale for suburban autonomy is rooted in the idea that private rights (or authority) must be defended. 12 Liberals tend to make a distinction between right and authority, which enables them to efface the similarity between the two. "Dieu et mon droit" ("God and my right") was the royal motto, which underscored the king's claim to authority. The king's "right" was to rule: that is, to wield political authority as a matter of private right. The doc trine of sovereignty, which echoed certain precepts of Roman law, assigned exclusive political authority to the king (or, in later variants, to the body, representative of the people, which stood in place of the king). This exclusive authority was a right of the This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions Protecting the Right of Local Self-Government 917 highest order. It trumped all other rights, because it was supposed to be the condition for such rights to exist (as Young, 1990, following Hobbes and Kant and Mill, avers). Every right constitutes an authority of some sort: private or public, individual or col lective. An individual with a right must have the authority to do something: to act in self-defence, for instance, or to order people off his or her property. In liberal thought, authority reserved for individuals or organizations with private purposes is covered by the doctrine of rights. Rights are supposed to protect individuals or private orga nizations against public authorities. Thus, rights are on one side and dangerous author ity on the other. This is a profoundly misleading view, which obscures the plasticity of distinctions between public and private, right and authority. 13 To speak of a Canadian theory of local government seems odd, but one can trace a certain line of thought. The early texts, such as Bourinot (1887), Shortt (1914) and McKay (1914), call attention to the British resistance to American models, as well as to the attractiveness of the models themselves. Wickett (1907) and Munro (1929) write in an era in which American-style municipal reform is very much in fashion. The influence of such thinking is still apparent when Brittain (1951) and Crawford (1954) are writing, but by the time Plunkett (1968) and Feldman and Goldrick (1969) produce their work, a very different view has become dominant: one that criticizes Americans for allowing parochial interests to stand in the way of "area-wide" solu tions. Metro Toronto is symbolic, for it is a government in the wider interest, of a type that Americans seem unable to generate (Magnusson, 1981). Such an authority could not have come into existence if the province of Ontario had bowed to the objec tions of suburban municipalities. Most of the supposed advances of postwar Cana dian government were dependent on the willingness of the provinces (often encouraged by the federal government) to overcome local resistance to the reorganization of the school system, health care, welfare, etc. The British (or more broadly European) model was often in mind, (see, for instance, Brownstone and Plunkett, 1983.) The American urban riots of the 1960s (and later) were taken as evidence of a failed policy, rooted in an inability to confront the short-sighted self-interestedness of white suburbia. Later analysts have not moved far from this opinion: compare Higgins (1977), Tindal and Tindal (1979), Kaplan (1982), Magnusson and Sancton (1983), Higgins (1986), Loreto and Price (1990), Frisken (1994), Lightbody (1995), Thomas (1997), Graham and Phillips with Maslove (1998), Fowler and Siegel (2002) and McAllister (2004). Explicit comparisons of the US and Canada?for instance, Frisken (1986), Goldberg and Mercer (1986), Rothblatt and Sancton (1993) and Garber and Imbroscio (1996)? complicate the picture, but the United States usually still appears as the anti-model for Canadian local government. 14 British Columbia's 2003 Community Charter (s. 279) also provides against "forced amalgamation" of municipalities, and so this may be a trend in the opposite direction. 15 It is significant that British Columbia's Community Charter, which was supposed to enhance local autonomy, includes specific provision (s. 199) for the province to pre scribe limits on local property taxes. Such limits have been imposed in several prov inces, including Ontario. This is part of a more general practice (Magnusson, 1996: 217-40). School boards in many of the provinces have lost their right to raise their own funds (except perhaps by charitable subscription) (see Tindal and Tindal, 2004: 236-39). 16 In my view, the "megacity" amalgamation in Toronto and, more generally, the amal gamations imposed by the Conservative provincial government in Ontario are illus trative of this cycle (see Keil, 1998; Isin, 1998; Boudreau, 2000; Sancton, 2000). 17 This pattern is even more evident in Britain than Canada. The Thatcher government's effort to rein in the Labour Left local authorities in the 1980s was legitimated with reference to the sovereign right of the central government?a sovereign right that Labour itself had insisted upon in the 1960s and 1970s. Subsequent reforms, carried This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions 918 Warren Magnusson forward by the current Blair government, have been based on American models, which emphasize consumer choice and private initiative (compare Stoker, 2003). 18 The Court has recently been more generous in its rulings (see especially 114957 Can ada Lt?e (Spraytech, Soci?t? d'arrosage) and Services des espaces verts Lt?e/ Chemlawn v. Town of Hudson, [2001] 2 S.C.R. 241). 19 For the standard accounts of the doctrine of sovereignty, see Stankiewicz (1969) and Hinsley (1986). The best critical account is in Bartelson (1995). 20 To be outside the order of sovereignty is not a problem in itself, as I attempt to explain in the following pages. It becomes a problem when people assume that bodies must be either public or private: of the state or of civil society. Then, the municipality, which is on the line between the two (Magnusson, 1985), appears as both a lesser body of the state and a somewhat defective (because not fully private) organization within civil society. Privatization, effected if necessary by a robust assertion of sov ereign authority, then seems like a sensible way of overcoming the ambiguity (com pare Dean, 1999 and Rose, 1999). 21 Macklem argues that the recognition of Aboriginal claims "requires a non-absolute, pragmatic conception of sovereignty that contemplates a plurality of entities wield ing sovereign authority within the Canadian constitutional order. The legitimacy of Canadian sovereignty thus depends on constitutional recognition of territorial and jurisdictional spaces in which Aboriginal societies can take root and flourish, which in turn requires reconceiving Canadian sovereignty in non-absolute terms" (2001: 7). By invoking a "non-absolute, pragmatic conception of sovereignty," Macklem is able to work round Canada's claim to exclusive sovereignty. There are good reasons for lawyers to adopt such a pragmatic strategy, but political scientists have greater free dom. I think that it is more accurate to say that the First Nations claim something other than sovereignty. To impose the language of sovereignty onto to native claims is to impute demands that are rarely present and to foreclose opportunities for explor ing different relationships between autonomous political authorities. Sovereign subject and sovereign-sovereign are not the only possible relations between authorities. 22 These possibilities have been explored to some extent in the urban literature (for example, see Mumford, 1938; Jacobs, 1984; Bookchin, 1987; Peirce et al., 1993; Magnusson, 1996; Williamson et al., 2003), but that literature has had little effect on mainstream political theory. 23 To speak of European practice as if it were all of a piece can be misleading. There are many different systems of local government in Europe (Loughlin, 2001; John, 2001). Nevertheless, there are fundamental similarities, which are revealed by the European Charter of Local Self-Government, adopted by the Council of Europe in 1985 (European Treaty Series, no. 122). That Charter, although sympathetic to local self-government, nonetheless treats local authorities as "emanations of the state" (to quote the characterization now accepted in European law). It does not deal with the popular right to create new local authorities. References Bartelson, Jens. 1995. A Genealogy of Sovereignty. Cambridge: Cambridge University Press. Bartelson, Jens. 2001. The Critique of the State. Cambridge: Cambridge University Press. Bickford, Susan. 2000. "Constructing Inequality: City Spaces and the Architecture of Cit izenship." Political Theory, 28(3): 355-76. Blakely, Edward J. and Mary Gail Snyder. 1997. Fortress America: Gated Communities in the United States. Washington: Brookings Institution Press and Cambridge, MA: Lin coln Institute of Land Policy. This content downloaded from 111.68.103.4 on Fri, 16 May 2014 05:10:38 AM All use subject to JSTOR Terms and Conditions Protecting the Right of Local Self-Government 919 Bookchin, Murray. 1987. The Rise of Urbanization and the Decline of Citizenship. San Francisco: Sierra Club Books. Boudreau, Julie-Anne. 2000. The Megacity Saga: Democracy and Citizenship in this Global Age. 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