Page 1 of 3 Audit Location Energy Acres, P.O. Bidholi Via Prem Nagar, Dehradun-248007, Uttarakhand, India Date of Audit 2014- JULY-18 2014-JULY-19 & 2014- JULY-21
Audit Type Internal Audit ISO 9001:2008 & ISO 14001:2004
Project No UPES/ISO/02 Site contact Team Leaders Dr. V J Byra Reddy Dr Neeraj Anand(DNA) Dr Nihal Siddiquee(NAS)
Team Auditor(s) Dr Ramesh Kumar(RK) Dr Rishi Dewan(RD) Dr Amit Agarwal (AA) Dr Shyam Pandey(SP) Ms Rajeshwari Deb(MRD) Team Leader Mail address vjbyrareddy@ddn.upes.ac.in nanand@ddn.upes.ac.in nihal@ddn.upes.ac.in
Team Leader phone #
+91-7895771775 +91-9997807491 +91-9634525401 Co-auditors 1) Mr Vikram Tomar (VT) 2) Dr Pushpanjali Singh (PS) 3) Mr Charu Pant(CP) 4) Mr A P Semwal (APS) 5) Dr. Inder Singh (IS)
Scope Key Audit Objectives 1) Determination of the conformity of the QMS & EMS management system with the standard 2) Evaluation of the effectiveness of the management system to ensure the organisation is capable to: Meet applicable statutory, regulatory and contractual requirements, and Achieve specified objectives
Focus Areas System effectiveness Date : 2013-July-18 Site: University Of Petroleum & Energy Studies Time & Shift
Activity/Department Auditee Auditors 10.00- 11.00 Opening Meeting with Senior Management Briefing on QMS/EMS Procedures, importance of accreditation; Discussion on Scope and Quality Policy ---------------- All Team Members/Auditors/PVC/ Campus Director/Deans/Asso. Deans/Departmental Heads etc. 11.00- 12.15 Audit of Management System- Quality Manual, Procedures and Process control Sheets Structure of Documentation and Document Control Departmental Heads/Deans/ Directors AA/SP/RD/VT /PS /RK/MRD/APS/DNA/NAS University of Petroleum & Energy Studies Internal Audit Plan Standards: ISO 9001:2008 & ISO 14001:2004
Project No.: UPES/ISO/02 Date: 01 JULY.1
Page 2 of 3 12.15- 13.30 Course Planning & Delivery Syllabi design & review Feedback and Monitoring Asso. Dean - CoMES (Gen. S.P.S. Narang) /Asso. Dean -COES (Dr. S.C.Gupta) Asso. Director COLS (Dr.T.Ahmad) AA/SP/RD/VT /PS /RK/MRD/APS/DNA/NAS 13.30- 14.00 Lunch 14.00- 15.00 SRE CE (Dr Bhattacharya) SP/MRD/APS/DNA 15.00- 16.00 Career Services Ms Alka Madan RD/APS/RK/NAS Date : 2014-JULY-19 Site: University Time & Shift
11.30- 12.00 IT Mr Ravindr Yataigiri AA/VT/RD 12:00- 12:30 Library Dr Ranjan S.Thakur RD/VT/PS/DNA 12.30- 13.30 Enrolment Mr Vikram Tomar SP/RD/NAS 13.30- 14.00 Lunch 14.00- 14.30 Consultancy & Technical services AA/NAS 14.30- 15.30 Govt. Relations & Media Affair Mr Arun Dhand SP/DNA 15.30- 16.30 Student Development & Student Affairs Brig Anil Sharma AP/RK 16.30- 17.00 Maintenance Of Infrastructure Brig.S.S.Dhillo n DNA/NAS 17.00- 17.30 HR Mr Amal Gupta AA/SP/RD Date : 2014-JULY-19 Site: University Time & Shift
Activity Auditor 10.30- 11.30 Administration Brig SS Dhillon AA/SP/DNA 11.30- 12.30 R & D/Labs SP/RD/DNA/VT/PS/APS 12.30- 13.30 CCE Wg Cdr P K Gupta/Dr. Joji Rao MRD/SP/SG University of Petroleum & Energy Studies Internal Audit Plan Standards: ISO 9001:2008 & ISO 14001:2004
Project No.: UPES/ISO/02 Date: 01 JULY.1
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NOTE: PLEASE ENSURE THE FOLLOWING:
1. COMMUNICATE THE AUDIT AGENDA TO ALL 2. RECORDS TO BE HANDY 3. PRESENCE OF ALL KEY PROCESS OWNERS
IF YOU HAVE ANY OBJECTION TO THE INCLUSION OF ANY OF THE MEMBERS IN THE AUDIT TEAM PLEASE INFORM US IMMEADIATELY ON RECEIPT OF THIS AUDIT PROGRAMME 13.30- 14.00 Lunch 14.00- 14.30 Industrial Relation Mr Sachin Pasricha SP/VT/DNA/AA 14.30- 15.30 Outreach Services Dr Neeraj Rawat DNA/RD/APS 15.30- 16.30 Academic Affairs Dr S.R.Das RD/AA/DNA/NAS 16.30- 17.00 MR/Dy MR Dr. Sumit Gupta/RK 17.00- 17.30 Briefing of NC & Closing Meeting Team Leaders and Auditors