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,1945 ,
,( hegemonic war)

1945 ,
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,

Randall L. Schweller, Rational Theory for a Bygone Era, Security Studies, Vol. 20, No. 3, 2011, pp.

,,

460-468.

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niversity Press, 2009; David A. Lake, Escape from the State of Nature: Authority and Hierarchy in World Poli
tics, International Security, Vol. 32, No. 1, 2007, pp. 47-79

,:

, ,2011 6 , 6-32

27

,
( first-mover advantage) ,,

,,
,

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16 28
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?

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( )

1973-1974 ,

: ,: 2004 , 109

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400; Thomas Pedersen, Cooperative Hegemony: Power, Ideas and Institutions in Regional Integration, Review of
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28

2012 12

,,

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,
,

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,
,
,,
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,( )

,
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, ,,

A. F. K. Organski, World Politics, New York: Alfred A. Knopf, 1958; A. F. K. Organski and Jacek Ku

gler, The War Ledger, Chicago: University of Chicago Press, 1980; Robert Gilpin, War and Change in Interna
tional Politics, Cambridge: Cambridge University Press, 1981; Robert Gilpin, The Political Economy of Internation
al Relations, Princeton: Princeton University Press, 1987.

,( power)

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New York: W. W. Norton & Company, 2001, p. 2.

Robert Gilpin, War and Change in International Politics, pp. 197-198.

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Balancing Responses, Ph. D. Dissertation, Massachusetts Institute of Technology, 2011

29

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, 1945 ,

,1945
,1816 -1945 ,
0. 346;1946-1992 , 0. 077 ,

,,

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,,

( )

: , ,2003 3 , 140 - 150 ;Shiping Tang,

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176

Randall L. Schweller, Rational Theory for a Bygone Era, p. 466.

30

2012 12

:
,
,
,
? ( Timothy W. Crawford)

,,
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( wedge strategies)
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)
,
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, ,

,,
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,
,( Stefan A. Schirm)

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Studies, Vol. 17, No. 1, 2008, pp. 1 - 38; Timothy W. Crawford, Preventing Enemy Coalitions: How Wedge
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Timothy W. Crawford, Preventing Enemy Coalitions: How Wedge Strategies Shape Power Politics, pp.

, Richard Rosecrance and

187-188.

Chin-Cheng Lo, Balancing, Stability, and War: The Mysterious Case of the Napoleonic International System,

pp. 479-500; Victoria Tin-bor Hui, War and State Formation in Ancient China and Early Modern Europe, Cam
bridge: Cambridge University Press, 2005

164-167.

Timothy W. Crawford, Preventing Enemy Coalitions: How Wedge Strategies Shape Power Politics, pp.

31

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,
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,


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Stefan A. Schirm, Leaders in Need of Followers: Emerging Powers in Global Governance, European

Stefan A. Schirm, Leaders in Need of Followers: Emerging Powers in Global Governance, pp. 201 -

,: ,: 2001 , 328-329 ;

Journal of International Relations, Vol. 16, No. 2, 2010, pp. 197-221.


204.

M. ,: ,: 2001 , 258 -260 ;K. ,


: ,: 2005 , 115

20

: , ,2011 6 , 19 -

32

2012 12

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2013 911 , http: / / news. xinhuanet. com / world / 2012 - 02 / 14 / c _

122699716. htm

33


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1.

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rent defense) ,

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:(1) ;(2)

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20 70 ,,
( ,)
,

,: ,

,, Thomas C. Schell

: 2003 , 371

ing, Arms and Influence, New Haven and London: Yale University Press, 1966, pp. 18 -26

, Thomas C. Schelling,

Thomas C. Schelling, Arms and Influence, p. 74.

Arms and Influence, pp. 78-79

Dale C. Copeland, The Origins of Major War, Itha

ca and London: Cornell University Press, 2000

34

2012 12

2.

, ( R,) ( C)
( NC) ,( S) ( B) ( NB)

r XY , s XY
1 , r CB > r CNB ,r CB > r NCNB ;, s NCNB >

s CNB ,s NCNB >s CB , s CB >s CNB ,


( C,B) ,,

1
,
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lence) , s CB ,
, s CB s CNB ,

,
?
,,
,, s CB

,,

, ,,

: , ,2011 6 , 16 -

17 James W. Davis, Jr. , Threats and Promises: The Pursuit of International Influence, Baltimore
and London: The John Hopkins University Press, 2000, Chap. 1

35

,( inelastic demand)

, ,,

,,

,
( ) ,
,

,,,

, ,

, ( ontological security)

Robert L.

,: ,: 2010 ,

= /

Rothstein, Alliances and Small Powers, New York: Columbia University Press, 1968, p. 29
131

1 ,,
: , 130-132

, ,

,,
:,
,,
,
,,,
,,,
;,
,

,: : ,: 2005

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of International Relations, Vol. 4, No. 2, 1998, pp. 226-255; Bill McSweeney, Security, Identity and Interests: A
Sociology of International Relations, Cambridge: Cambridge University Press, 1999; Jennifer Mitzen, Ontological

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Vol. 12, No. 3, 2006, pp. 341-370

36

2012 12

,
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,
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,
,
,,

,
,,

, ,

,
/ ,
,
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,
,
,
s CNB s CB ,,

,
,,

James D. Fearon, Domestic Political Audiences and the Escalation of International Disputes, The

American Political Science Review, Vol. 88, No. 3, 1994, pp. 577 -592; Bruce Bueno de Mesquita and Randolph
M. Siverson, War and the Survival of Political Leaders: A Comparative Study of Regime Types and Political Ac

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al Conflict, International Political Science Review, Vol. 17, No. 2, 1996, pp. 179-195.

37

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( NC) ,,
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, 2

v r ,
v s c r
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2
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,,

Thomas C. Schelling, Arms and Influence, p. 70. Robert J. Art, The Four Functions of

Force, in Robert J. Art and Robert Jervis, eds. , International Politics: Enduring Concepts and Contemporary Is

sues, Upper Saddle River: Pearson Education, Inc. , 2005, pp. 142-145
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pect Theory, Political Psychology, Vol. 25, No. 3, 2004, pp. 389-411

s CNB

,,: ,:

2010 , 101

1 : , ,2007

3 , 60

38

2012 12

,(

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,

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,(,)

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r r / c r r s / c s , r r / ( c r +c0 ) ( r s +r0 ) / c s

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( assumption) :

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,

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= 0, n = r r / c r n>r r / c r ,f R( n) <0 f S( n)= 0, n = r s / c s n>r s / c s ,f S ( n) <0 ,


r r / c r >r s / c s , 0

39

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:(1)
;(2) ;(3)

( )
,
, 1945
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Alexander L. George, Forceful Persuasion: Coercive Diplomacy as an Alternative to War, Washington, D.

Todd S. Sechser, Goliath s Curse: Coercive Threats and Asymmetric Power, International Organiza

,,

C. : United States Institute of Peace Press, 1991, pp. 12-13.


tion, Vol. 64, No. 4, 2010, p. 654.

,
,,

40

2012 12

,
,;,
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( process tracing)


,,
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( )
- 960 ,

962 , 963 , ,
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ry: Perspectives on and Beyond Asia, Abingdon; New York: Routledge, 2010; Muthiah Alagappa, International

Relations Studies in Asia: Distinctive Trajectories, International Relations of Asia-Pacific, Vol. 11, No. 2, 2011,
pp. 193-230 : (2008-2011) , ,2012

2 , 85-90

, Alexander George and Andrew Bennett, Case Studies and Theory Development in

the Social Science, Cambridge: MIT Press, 2005, pp. 205-232; John Gerring, Case Study Research: Principles and
Practices, Cambridge: Cambridge University Press, 2007, pp. 172-185;: ,
,2010 4 , 97-108

41

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, 993 1010 1018

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916 , ,

Jing-shen Tao, Two Sons of Heaven: Studies in Sung - Liao Relations, Tucson: University of Arizona

,,: ,: 1983 ,

,: ,: 2006 , 14

: , 14

,,: , 104

Press, 1988, pp. 79-80.


103

,,: , 24
: , 14-15

Jing-shen Tao, Two Sons of Heaven: Studies in Sung-Liao Relations, p. 80.

,,: , 25-27

42

2012 12

,994 , ,
,, 996

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Jing-shen Tao, Two Sons of Heaven: Studies in Sung-Liao Relations, pp. 80-81.

: , 32-33 ;: ,: 2008 , 141

;Jing-shen Tao, Two Sons of Heaven: Studies in Sung-Liao Relations, p. 79

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of Prospect Theory for International Conflict, pp. 179-195; Jonathan Mercer, Prospect Theory and Political Sci
ence, pp. 1-21

43

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,,2011 11 , 105-106

:(),: 1998 , 158-160

:,:,:

2008 , 70-71

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44

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dence-building measures, CBMs) ,:


,: 2006 , 13 ;Shiping Tang, A Theory of Security Strategy for Our Time: De
fensive Realism, New York: Palgrave Macmillan, 2010, p. 122

,
,

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1967 15 1972 44 , 1 / 4
1969 3 ,
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: (1949-2001) ,: 2002 , 245

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2007 , 25

1988 , 112 : ,:
, 58

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1989 , 96 : ,:
, 51

,:

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versity of Oklahoma Press, 2009

,,: ,: 1980

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, 1594-1595

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,( coercion) Thomas C. Schelling, Arms and Influence,

p. 71; Maria Sperandei, Bridging Deterrence and Compellence: An Alternative Approach to the Study of Coercive
Diplomacy, International Studies Review, Vol. 8, No. 2, 2006, pp. 253-280

,: ,: 2006 , 62

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