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Case 2:14-cv-04898-JVS-MRW Document 15 Filed 08/06/14 Page 1 of 2 Page ID #:122

1 James Juo (State Bar No. 193852)

jjuo@fulpat.com

2 FULWIDER PATTON, LLP

Howard Hughes Center

3 6060 Center Drive, Tenth Floor

Los Angeles, California 90045

4 Telephone: (310) 824-5555

Facsimile: (310) 824-9696

Attorney for Defendants,

6 JNC WHEEL COLLECTION


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8

UNITED STATES DISTRICT COURT

CENTRAL DISTRICT OF CALIFORNIA

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11 JAT WHEELS, INC.

CASE NO. CV14-04898 JFW (MRWx)

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NOTICE OF MOTION AND MOTION


UNDER RULE 11 AGAINST
PLAINTIFFS COMPLAINT

d/b/a STR RACING

Plaintiff,
13

v.
14

JNC WHEEL COLLECTION, and

Date: September 8, 2014


Time: 10:00 AM
1:30 P.M.
Ctrm: 16
10C

15 DOES 1 through 10,


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Defendants.

Judge John F. Walter James V. Selna

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20 TO THE COURT, PLAINTIFF AND ITS COUNSEL OF RECORD:


21

PLEASE TAKE NOTICE that on September 8, 2014, at 1:30 P.M., or as

22 soon thereafter as the matter may be heard in Courtroom 16 of the above Court,
23 located at 312 North Spring Street, Los Angeles, CA 90012-4701, in the Courtroom
24 of Judge John F. Walter, Defendant JNC WHEEL COLLECTION (Defendant or
25 JNC) will move and hereby does move for sanctions against Plaintiff JAT
26 WHEELS, INC. d/b/a STR RACING (Plaintiff or STR) and its counsel Tommy
27 Wang for violating Federal Rule of Civil Procedure 11.
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NOTICE OF MOTION AND MOTION UNDER RULE 11 AGAINST PLAINTIFFS COMPLAINT

Case 2:14-cv-04898-JVS-MRW Document 15 Filed 08/06/14 Page 2 of 2 Page ID #:123

Pursuant to Rule 11, this Motion is being served upon STR at least 21 days

2 prior to the filing of the Motion.


3

This Motion is made following the conference of counsel pursuant to

4 L.R. 7-3, which took place on July 7, 2013, and on subsequent dates thereafter.
5

This Motion is based on the instant Notice of Motion and Motion and the

6 accompanying Memorandum of Points and Authorities, filed concurrently herewith,


7 as well as the pleadings and records on file in this matter, all matters of which the
8 Court may take judicial notice, any oral argument presented by counsel, and such
9 other evidence as may be requested or considered by the Court.
10

This is a frivolous lawsuit that should never have been brought. STR has

11 failed to conduct a competent pre-filing analysis before filing suit. The Court
12 should dismiss STRs Complaint, and award JNC its attorneys fees and expenses
13 incurred against STRs frivolous claims.
14
15 DATED: July 11, 2014

FULWIDER PATTON, LLP

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By:

/s/ James Juo


James Juo
Attorneys for Defendant
JNC WHEEL COLLECTION

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NOTICE OF MOTION AND MOTION UNDER RULE 11 AGAINST PLAINTIFFS COMPLAINT

Case 2:14-cv-04898-JVS-MRW Document 15-1 Filed 08/06/14 Page 1 of 3 Page ID #:124

1 James Juo (State Bar No. 193852)

jjuo@fulpat.com

2 FULWIDER PATTON, LLP

Howard Hughes Center

3 6060 Center Drive, Tenth Floor

Los Angeles, California 90045

4 Telephone: (310) 824-5555

Facsimile: (310) 824-9696

Attorney for Defendants,

6 JNC WHEEL COLLECTION


7
8

UNITED STATES DISTRICT COURT

CENTRAL DISTRICT OF CALIFORNIA

10
11 JAT WHEELS, INC.

CASE NO. CV14-04898 JFW (MRWx)

12

[PROPOSED] ORDER GRANTING


DEFENDANTS RULE 11 MOTION
AGAINST PLAINTIFFS
COMPLAINT

d/b/a STR RACING

Plaintiff,
13

v.
14

JNC WHEEL COLLECTION, and

15 DOES 1 through 10,


16

Date: September 8, 2014


Time: 10:00 AM
1:30 P.M.
Ctrm: 16
10C

Defendants.

Judge John F. Walter James V. Selna

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20

The motion for sanctions under Federal Rule of Civil Procedure 11 brought

21 by Defendant JNC Wheel Collection (JNC) against Plaintiff JAT Wheels, Inc.
22 d/b/a STR Racing (STR) is granted.
23

Rule 11 requires a court to determine (1) whether the complaint is legally or

24 factually baseless from an objective perspective, and (2) if the attorney has
25 conducted a reasonable and competent inquiry before signing and filing it. Holgate
26 v. Baldwin, 425 F.3d 671, 676 (9th Cir. 2005). A complaint is frivolous, and
27 sanctions are justified, if it is both baseless and made without a reasonable and
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Case 2:14-cv-04898-JVS-MRW Document 15-1 Filed 08/06/14 Page 2 of 3 Page ID #:125

1 competent pre-filing inquiry. Id.; see also View Engg, Inc. v. Robotic Vision Sys.,
2 Inc., 208 F.3d 981, 984 (Fed. Cir. 2000) (applying Ninth Circuit law).
3

The complaint filed by STR contains false statements and frivolous claims.

4 For example, STR falsely states that it owns U.S. Design Patents, and attempts to
5 assert patent infringement based on pending patent applications that have not issued.
6 STR also falsely states that it owns a registered trademark, and improperly claims
7 that it owns the copyrights and ownership rights to certain unidentified photographs.
8

This case is but one of four patent infringement lawsuits that STR has

9 recently filed that are based on pending patent applications, instead of a patent
10 actually issued by the USPTO. STRs pattern of filing frivolous lawsuits based on
11 non-existent patent rights is an abuse of the judicial system. See Eon-Net, 653 F.3d
12 at 1326 (inferring that a patent lawsuit was filed in bad faith and for an improper
13 purpose because the plaintiffs case had indicia of extortion).
14

Counsels legal experience may be considered in determining whether a pre-

15 filing inquiry was reasonable or not. Huettig & Schromm, Inc. v. Landscape
16 Contractors Council of N. Cal., 790 F.2d 1421, 1426 (9th Cir. 1986); see also
17 Phonometrics Inc. v. Econ. Inns of Am., 349 F.3d 1356, 1366 (Fed. Cir. 2003).
18 STRs counsel, Tommy Wang, is a registered patent attorney who claims to have
19 extensive litigation and patent experience. As such, he should have been aware of
20 the fundamental flaws and false statements in STRs Complaint which he signed and
21 filed with this Court.
22

STR has failed to show that it had an objectively reasonable basis for its

23 asserted claims before filing suit, and STRs Complaint is hereby dismissed.
24

JNC is awarded its attorneys fees and costs in connection with this action as

25 a monetary sanction against both STR and its counsel Tommy Wang jointly to stop
26 this abuse of the judicial system. See Business Guides, Inc. v. Chiromatic Commns
27 Enters., Inc., 498 U.S. 533, 111 S. Ct. 922, 933, 112 L. Ed. 2d 1140 (1991); B&H
28 Med., LLC v. ABP Admin., Inc., 526 F.3d 257, 271 (6th Cir. 2008) (both the client
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Case 2:14-cv-04898-JVS-MRW Document 15-1 Filed 08/06/14 Page 3 of 3 Page ID #:126

1 and the attorneys should have been well aware of the many fundamental
2 weaknesses in its case); Kendrick v. Zanides, 609 F. Supp. 1162, 1173 (N.D. Cal.
3 1985) (both the client and the attorney shared responsibility for litigation strategy);
4 Mercury Air Group, Inc. v. Mansour, 237 F.3d 542, 548 (5th Cir. 2001) (the purpose
5 of Rule 11 is to deter baseless filings, and the award of attorneys fees
6 approximates optimal deterrence); Judin v. United States, 110 F.3d 780, 785 (Fed.
7 Cir. 1997) (suggesting the amount of the reasonable expenses incurred because of
8 the filing of the [complaint], including a reasonable attorneys fee would be an
9 appropriate sanction under Rule 11); View Engg, 208 F.3d at 988 (affirming
10 $97,825.48 in attorneys fees against patentees counsel for failing to conduct a
11 proper pre-filing patent infringement analysis).
12

Within two weeks, JNC shall submit an accounting of its attorneys fees and

13 costs incurred in connection with this action.


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SO ORDERED.

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16 Date: ___________________

_______________________________
Judge John F. Walter

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Case 2:14-cv-04898-JVS-MRW Document 15-2 Filed 08/06/14 Page 1 of 13 Page ID #:127

1 James Juo (State Bar No. 193852)

jjuo@fulpat.com

2 FULWIDER PATTON, LLP

Howard Hughes Center

3 6060 Center Drive, Tenth Floor

Los Angeles, California 90045

4 Telephone: (310) 824-5555

Facsimile: (310) 824-9696

Attorney for Defendants,

6 JNC WHEEL COLLECTION


7
8

UNITED STATES DISTRICT COURT

CENTRAL DISTRICT OF CALIFORNIA

10
11 JAT WHEELS, INC.

CASE NO. CV14-04898 JFW (MRWx)

12

MEMORANDUM OF POINTS AND


AUTHORITIES IN SUPPORT OF
DEFENDANTS MOTION UNDER
RULE 11 AGAINST PLAINTIFFS
COMPLAINT

d/b/a STR RACING

Plaintiff,
13

v.
14

JNC WHEEL COLLECTION, and

15 DOES 1 through 10,

Defendants.

16

Judge John F. Walter James V. Selna

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763006.1

MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF DEFENDANTS MOTION UNDER RULE 11

Case 2:14-cv-04898-JVS-MRW Document 15-2 Filed 08/06/14 Page 2 of 13 Page ID #:128

TABLE OF CONTENTS

1
2
3

Page

I.

INTRODUCTION ............................................................................................. 1

II.

STATEMENT OF FACTS................................................................................ 1

A.

The Parties ............................................................................................... 1

B.

STRs Complaint Against JNC Alleging Federal Trademark


Infringement, Patent Infringement, And Copyright Infringement.......... 2

1.

STRs Alleged U.S. Design Patents .......................................... 2

2.

STRs Alleged Registered Trademark ...................................... 3

3.

STRs Alleged Copyright.......................................................... 3

10

C.

11 III.

DISCUSSION.................................................................................................... 4

12

A.

Legal Standards Under Rule 11 .............................................................. 4

13

B.

STRs Claims For Patent Infringement Are Frivolous Because


STR Is Asserting Pending Patent Applications Instead of Patents ......... 5

C.

STRs Trademark Claims Are Frivolous ................................................ 6

14
15

STRs Refusal to Disclose the Pre-Filing Basis For Its Claims ............. 3

1.

STR Falsely Asserts That It Owns A Registered


Trademark ..................................................................................... 6

2.

STR Has Refused To Disclose the Pre-Filing Basis For Its


Other Trademark and Unfair Competition Claims ....................... 7

16
17
18
19
20
21 IV.

D.

STRs Copyright Claim Is Frivolous ...................................................... 7

E.

An Appropriate Sanction Is To Dismiss STRs Complaint, And


Award JNC Its Fees And Expenses ........................................................ 8

CONCLUSION ................................................................................................. 9

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Case 2:14-cv-04898-JVS-MRW Document 15-2 Filed 08/06/14 Page 3 of 13 Page ID #:129

TABLE OF AUTHORITIES

1
2

Page(s)

FEDERAL CASES
3
4

B&H Med., LLC v. ABP Admin., Inc.,


526 F.3d 257 (6th Cir. 2008) ................................................................................ 9

5 Business Guides, Inc. v. Chiromatic Commns Enters., Inc..

498 U.S. 533, 111 S. Ct. 922, 112 L. Ed. 2d 1140 (1991) ................................... 9

6
7

Cal. Architectural Bldg. Products, Inc. v. Franciscan Ceramics, Inc.,


818 F.2d 1466 (9th Cir. 1987) .............................................................................. 5

8 Cel-Tech Comms. & Cel-Comms., Inc. v. Los Angeles Cellular Tel. Co.,

20 Cal.4th 163 (1999) ........................................................................................... 7

9
10

Cooter & Gell v. Hartmarx Corp.,


496 U.S. 384, 110 S. Ct. 2447, 110 L. Ed. 2d 359 (1990) ................................... 5

11 Eon-Net LP v. Flagstar Bancorp.,

653 F.3d 1314 (Fed. Cir. 2011) ........................................................................ 4, 8

12
13

Holgate v. Baldwin,
425 F.3d 671 (9th Cir. 2005) ................................................................................ 4

14 Huettig & Schromm, Inc. v. Landscape Contractors Council of N. Cal.,

790 F.2d 1421 (9th Cir. 1986) .............................................................................. 5

15
16

Judin v. United States,


110 F.3d 780 (Fed. Cir. 1997) .............................................................................. 8

17 Kendrick v. Zanides,

609 F. Supp. 1162 (N.D. Cal. 1985)..................................................................... 9

18
19

Mercury Air Group, Inc. v. Mansour,


237 F.3d 542 (5th Cir. 2001) ................................................................................ 8

20 Morris v. Wachovia Sec., Inc.,

448 F.3d 268 (4th Cir. 2006) ................................................................................ 5

21
22

Petrella v. Metro-Goldwyn-Mayer, Inc.,


__ U.S. __, 134 S. Ct. 1962 (2014) .................................................................... 7

23 Phonometrics Inc. v. Economy Inns of Am.,

349 F.3d 1356 (Fed. Cir. 2003) ............................................................................ 5

24
25

Q-Pharma, Inc. v. Andrew Jergens Co.,


360 F.3d 1295 (Fed. Cir. 2004) ............................................................................ 4

26 View Engg, Inc. v. Robotic Vision Sys., Inc.,

208 F.3d 981 (Fed. Cir. 2000) ...................................................................... 4, 5, 8

27
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MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF DEFENDANTS MOTION UNDER RULE 11

Case 2:14-cv-04898-JVS-MRW Document 15-2 Filed 08/06/14 Page 4 of 13 Page ID #:130

1 FEDERAL RULES AND STATUTES


2 15 U.S.C. 1114........................................................................................................ 6
3 15 U.S.C. 1116........................................................................................................ 6
4 17 U.S.C. 408.......................................................................................................... 7
5 17 U.S.C. 411.......................................................................................................... 7
6 35 U.S.C. 131.......................................................................................................... 5
7 35 U.S.C. 271.......................................................................................................... 5
8 35 U.S.C. 292.......................................................................................................... 5
9 Fed. R. Civ. P. 11 .............................................................................................. passim
10 Fed. R. Civ. P. 41 ....................................................................................................... 8
11
12 CALIFORNIA STATUTES
13 California Business and Professions Code 17200 .................................................. 7
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MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF DEFENDANTS MOTION UNDER RULE 11

Case 2:14-cv-04898-JVS-MRW Document 15-2 Filed 08/06/14 Page 5 of 13 Page ID #:131

1 I.

INTRODUCTION

The Complaint [ECF 1] filed by Plaintiff JAT Wheels, Inc. d/b/a STR Racing

3 (STR) against Defendant JNC Wheels Collection (JNC) is riddled with false
4 statements and frivolous claims.1 For example:
5

STR falsely states that it owns U.S. Design Patents [ECF 1 at 15],

and instead attempts to assert patent infringement based on pending

patent applications that have not issued;

STR falsely states that it owns a registered trademark [ECF 1 at


14];

10

11

STR improperly claims that it owns the copyrights and ownership


rights to [certain] photographs [ECF 1 at 19].

12

Even after being confronted with the many fundamental weaknesses in its

13 case (such as asserting non-existent patents) and the lack of any objectively
14 reasonable basis for its claims under Rule 11 (see Juo Exh. D), STR refused to
15 provide a substantive response (see Juo Exh. E), thereby forcing JNC to prepare this
16 motion for sanctions under Rule 11.
17 II.

STATEMENT OF FACTS

18

A.

19

STR is a distributer of automobile wheels. JNC also is a distributer of

The Parties

20 automobile wheels. Both parties normally sell wheels designed and manufactured
21 by others.
22

On December 9, 2013, a preliminary injunction was entered against STR for

23 selling wheels that infringed the design patent of a third party, Vossen Wheels. See
24 Order for Preliminary Injunction, Vossen Wheels, Inc. v. Toprich (U.S.A.), Inc., No.
25 13-7747 (C.D. Cal. Dec. 9, 2013), ECF No. 29 (see Juo Exh. F).
26
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A copy of STR's Complaint against JNC also is attached as Juo Exh. A.


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Case 2:14-cv-04898-JVS-MRW Document 15-2 Filed 08/06/14 Page 6 of 13 Page ID #:132

But STR may have learned the wrong lesson from its initial experience with

2 patent infringement litigation.


3

On June 24, 2014, STR filed this lawsuit against JNC alleging, among other

4 claims, patent infringement based on pending patent applications rather than on


5 issued patents. [ECF 1]. On that same day, STR filed a lawsuit against Spec-1
6 Racing Wheels, Inc., alleging similar claims of patent infringement based on
7 pending patent applications. Complaint, JAT Wheels, Inc. d/b/a STR Racing v.
8 Spec-1 Racing Wheels, Inc., No. 14-4897 (C.D. Cal. Jun. 24, 2014), ECF No. 1
9 (copy attached as Juo Exh. H). The following week, STR filed two more patent
10 infringement lawsuits based on the pending patent applications. Complaint, JAT
11 Wheels, Inc. d/b/a STR Racing v. DB Motoring Group, Inc., No. 14-5097 (C.D. Cal.
12 Jul. 1, 2014), ECF No. 1 (copy attached as Juo Exh. I); Complaint, JAT Wheels, Inc.
13 d/b/a STR Racing v. Trade Union Intl, Inc., No. 14-5172 (C.D. Cal. Jul. 3, 2014),
14 ECF No. 1 (copy attached as Juo Exh. J). Thus, in the span of a week, STR has filed
15 four patent infringement lawsuits based on patent applications instead of an actual
16 patent.
17

B.

18

STRs Complaint Against JNC Alleging Federal Trademark


Infringement, Patent Infringement, And Copyright Infringement

19

STRs complaint against JNC, alleged a number of claims including patent

20 infringement, trademark infringement, and copyright infringement. [ECF 1].


21

1.

22

STRs Alleged U.S. Design Patents

In paragraph 15 of its Complaint, STR states that it owns U.S. Design

23 Patents. [ECF 1]. This is false. The numbers identified in STRs Complaint are
24 actually the application numbers for patent applications that STR filed with the
25 USPTO about a month before filing its Complaint.2 Juo Decl. at 2. These are not
26
2

They follow the numbering convention for design patent applications (which
currently begin with the numerical series prefix 29) instead of that for an issued
28 design patent (which begin with the letter "D"). Juo Decl. at 2 and 8.
27

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1 issued patents. There are no actual patents identified in or attached to STRs


2 Complaint.3
3

2.

STRs Alleged Registered Trademark

In paragraph 14 of its Complaint, STR states that it owns a registered

5 trademark whose registration number is 86256705. [ECF 1]. This is false. The
6 USPTO has not issued any such trademark registration to STR. The number
7 provided by STR is actual the serial number for a trademark application that
8 STR filed with the USPTO about two months before filing its Complaint. Juo Decl.
9 at 4 and 5; Juo Exhs. B and C. Although a trademark application for STR
10 RACING was filed on April 18, 2014, the records of the U.S. Patent and Trademark
11 Office (USPTO) clearly show that a trademark registration has not been issued.
12 Juo Exhs. B and C. There is no actual trademark registration identified in STRs
13 Complaint. Moreover, STR has refused to provide JNC with copies or samples of
14 the alleged infringement which STR relied upon for its pre-filing investigation for
15 its Complaint.
16

3.

17

STRs Alleged Copyright

In paragraph 19 of its Complaint, STR states that it owns the copyrights to

18 certain photographs, but fails to identify a copyright registration for those


19 photographs. [ECF 1]. Moreover, JNC is unaware of ever using any such
20 photographs whose copyright is owned by STR, and STR has refused to identify any
21 copyright registration, or to provide JNC with copies of the photographs or the
22 alleged infringement, which STR relied upon for its pre-filing investigation of
23 copyright infringement.
24

C.

25

On July 7, 2014, counsel for JNC telephoned counsel for STR to determine

STRs Refusal to Disclose the Pre-Filing Basis For Its Claims

26 the basis for STRs Complaint. Counsel for STR declined to engage in a verbal
27

This also is true of the three other patent infringement lawsuits filed by STR in this

28 district.
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1 discussion and instead requested that JNC send its questions in writing. About an
2 hour later, counsel for JNC sent an email pointing out false statements as well as
3 legally baseless claims in STRs Complaint, and requesting that STR disclose its
4 pre-filing basis for those claims under Rule 11. Juo Exh. D. For example, there is
5 no registered trademark, or any factual basis to assert any trademark infringement or
6 unfair competition; there are no patents, and no legal basis to assert patent
7 infringement based on a patent application; and there is no copyright registration, or
8 any factual basis to assert copyright infringement.
9

However, as previously discussed, STR refused to substantively respond to

10 the questions that it had requested be made in writing. Juo Exh. E.


11 III.

DISCUSSION

12

JNC does not believe that STR has any objectively reasonable legal or factual

13 basis for its claims against JNC. STR has not conducted a competent pre-filing
14 investigation under Rule 11, and certainly has not engaged in good faith discussions
15 with JNC to resolve this matter.
16

A.

17

Rule 11 requires a court to determine (1) whether the complaint is legally or

Legal Standards Under Rule 11

18 factually baseless from an objective perspective, and (2) if the attorney has
19 conducted a reasonable and competent inquiry before signing and filing it. Holgate
20 v. Baldwin, 425 F.3d 671, 676 (9th Cir. 2005). A complaint is frivolous, and
21 sanctions are justified, if it is both baseless and made without a reasonable and
22 competent pre-filing inquiry. Id.; see also View Engg, Inc. v. Robotic Vision Sys.,
23 Inc., 208 F.3d 981, 984 (Fed. Cir. 2000) (applying Ninth Circuit law).
24

While the law of the regional circuit applies to an award of Rule 11 sanctions,

25 courts apply Federal Circuit law to determine the reasonableness of a pre-filing


26 patent infringement investigation made by a party and its attorney. See Q-Pharma,
27 Inc. v. Andrew Jergens Co., 360 F.3d 1295, 1299-1301 (Fed. Cir. 2004); Eon-Net
28 LP v. Flagstar Bancorp., 653 F.3d 1314, 1328 (Fed. Cir. 2011).
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Before filing a patent lawsuit, a competent pre-filing infringement analysis by

2 the lawyer must conclude that there is a reasonable basis for a finding of
3 infringement of at least one claim of each patent so asserted. View Engg., 208
4 F.3d at 984. Counsels legal experience may be considered in determining whether
5 a pre-filing inquiry was reasonable or not. Huettig & Schromm, Inc. v. Landscape
6 Contractors Council of N. Cal., 790 F.2d 1421, 1426 (9th Cir. 1986); see also
7 Phonometrics Inc. v. Econ. Inns of Am., 349 F.3d 1356, 1366 (Fed. Cir. 2003).
8

Furthermore, a reasonable pre-filing inquiry requires that the lawyer seek

9 credible information rather than proceed on mere suspicions or supposition for the
10 claims being asserted in the complaint. Fed. R. Civ. P. 11(b); Cooter & Gell v.
11 Hartmarx Corp., 496 U.S. 384, 401-2, 110 S. Ct. 2447, 2459, 110 L. Ed. 2d 359
12 (1990); Cal. Architectural Bldg. Products, Inc. v. Franciscan Ceramics, Inc., 818
13 F.2d 1466, 1472 (9th Cir. 1987). The complaint must be well-founded with
14 evidentiary support for its factual contentions from an objective prospective. Fed.
15 R. Civ. P. 11(b)(3); Morris v. Wachovia Sec., Inc., 448 F.3d 268, 277 (4th Cir. 2006)
16 (Factual allegations fail to satisfy Rule 11(b)(3) when they are unsupported by any
17 information obtained prior to filing.).
18
19
20

B.

STRs Claims For Patent Infringement Are Frivolous Because STR


Is Asserting Pending Patent Applications Instead of Patents

An invention is not patented merely by filing a patent application. The

21 USPTO does not issue a patent until after it is examined. 35 U.S.C. 131
22 (Examination of application). Patent pending is not the same as patented. 35
23 U.S.C. 292 (False marking). There must be an issued patent before one can
24 assert patent infringement. 35 U.S.C. 271 (Infringement of patent). Without an
25 issued patent, there are no enforceable patent rights.
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This is a fundamental aspect of patent law that every patent attorney knows.

2 Counsel for STR, Tommy Wang,4 is a registered patent attorney, yet he signed
3 STRs Complaint asserting claims of patent infringement based on pending patent
4 applications (while obscuring that fact by falsely referring to them as U.S. Design
5 Patents or Patents in STRs Complaint). With no issued patent, there is utterly
6 no basis for STRs claims of patent infringement. STR has refused to disclose any
7 legal or factual basis to support its frivolous claims of patent infringement based on
8 pending patent applications. Sanctions against STR and its counsel, Tommy Wang,
9 who signed its frivolous Complaint asserting non-existent patents, are appropriate
10 and warranted.
11

C.

12

STRs Trademark Claims Are Frivolous


1.

13

STR Falsely Asserts That It Owns A Registered Trademark

In its Complaint, STR falsely states that it owns a registered trademark.

14 [ECF 1 at 14]. In reality, STR has only filed a trademark application which is
15 still pending with the USPTO. There is no registered trademark.
16

STRs Count I asserting claims of federal trademark infringement and

17 trademark counterfeiting under 15 U.S.C. 1114 and 1116, respectively, requires a


18 registered trademark. With no issued trademark registration, there is no basis for
19 these claims. STR has refused to disclose any legal or factual basis to support its
20 claims of trademark infringement and counterfeiting based on a pending trademark
21 application. Because there is no good faith basis for asserting these causes of action,
22 sanctions against STR and its counsel, Tommy Wang, who signed its frivolous
23 Complaint falsely asserting a registered trademark, are appropriate and warranted.
24
25
26

On his law firms website, Mr. Wang touts that he "is a Registered Patent Attorney
who is licensed to practice law in California, the U.S. District Court for the Central
27 District of California, and the U.S. Patent and Trademark Office with extensive
experience representing clients in federal and state courts throughout the country."
28 Juo Exh. K.
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#:137

2.

STR Has Refused To Disclose the Pre-Filing Basis For Its


Other Trademark and Unfair Competition Claims

In view of the frivolous nature of STRs patent claims, and its false statement

4 about owning a registered trademark, JNC demanded that STR disclose the pre5 filing basis for its other trademark and unfair competition claims. This included
6 STRs claims for false designation of origin, federal trademark dilution,5 federal
7 unfair competition, California common law unfair competition, and the Unfair
8 Competition Law (UCL) under California Business and Professions Code
9 17200.6
10

STR, however, has refused to do so. A reasonable inference for STRs

11 refusal is that STR had no objectively reasonable basis for asserting its claims
12 against JNC. Sanctions against STR and its counsel, Tommy Wang, who signed its
13 frivolous Complaint, are appropriate and warranted.
14

D.

15

In its Complaint, STR fails to assert that it owns a copyright registration

STRs Copyright Claim Is Frivolous

16 which is a prerequisite for filing a copyright infringement lawsuit. Petrella v.


17 Metro-Goldwyn-Mayer, Inc., __ U.S. __, 134 S. Ct. 1962, 1977 (2014) (citing 17
18 U.S.C. 408(b), 411(a)).
19

In view of the aforementioned frivolous nature of STRs patent claims and its

20 false statement regarding owning a registered trademark, JNC demanded that STR
21 disclose the pre-filing basis for its copyright infringement claim, such as an
22 identification of the copyright registration, and copies of the photograph in question
23 and the alleged infringement.
24
25

There also appears to be no basis to assert that the STR RACING mark is

26 famous under 15 U.S.C. 1125(c)(2)) (setting forth various factors to consider).


6

A UCL claim under Section 17200 requires an unlawful business act or practice,

27 namely a business practice that violates another law. Cel-Tech Comms. & Cel-

Comms., Inc. v. Los Angeles Cellular Tel. Co., 20 Cal.4th 163, 180 (1999). There

28 appears to be no basis for STRs allegations that JNC has violated any law.
763006.1

7
MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF DEFENDANTS MOTION UNDER RULE 11

Case 2:14-cv-04898-JVS-MRW Document 15-2 Filed 08/06/14 Page 12 of 13 Page ID


#:138

Because STR has refused to do so, a reasonable inference is that STR had no

2 objectively reasonable basis for its claims against JNC, so sanctions against STR
3 and its counsel, Tommy Wang, who signed its frivolous Complaint improperly
4 asserting copyright infringement, are appropriate and warranted.
5
6
7

E.

An Appropriate Sanction Is To Dismiss STRs Complaint, And


Award JNC Its Fees And Expenses

This case is but one of four patent infringement lawsuits that STR has

8 recently filed that are based on pending patent applications, instead of a patent
9 actually issued by the USPTO. STRs pattern of filing frivolous lawsuits based on
10 false and non-existent patent rights is an abuse of the judicial system which has the
11 indicia of extortion. See Eon-Net, 653 F.3d at 1326 (inferring that a patent lawsuit
12 was filed in bad faith and for an improper purpose because the plaintiffs case had
13 indicia of extortion).
14

The Court should dismiss STRs Complaint under Rule 41(b) because of

15 STRs failure to comply with Rule 11.


16

Furthermore, an award of attorneys fees and expenses is appropriate when an

17 attorney has failed to make a reasonable investigation of the facts and the law before
18 filing a complaint. Fed. R. Civ. P. 11(c)(2); see also Mercury Air Group, Inc. v.
19 Mansour, 237 F.3d 542, 548 (5th Cir. 2001) (the purpose of Rule 11 is to deter
20 baseless filings, and the award of attorneys fees approximates optimal
21 deterrence); Judin v. United States, 110 F.3d 780, 785 (Fed. Cir. 1997) (suggesting
22 the amount of the reasonable expenses incurred because of the filing of the
23 [complaint], including a reasonable attorneys fee would be an appropriate sanction
24 under Rule 11); View Engg, 208 F.3d at 988 (affirming $97,825.48 in attorneys
25 fees against patentees counsel for failing to conduct a proper pre-filing patent
26 infringement analysis). As previously discussed, STR has refused to disclose any
27 information regarding whether its pre-filing investigation was competent or not.
28
763006.1

8
MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF DEFENDANTS MOTION UNDER RULE 11

Case 2:14-cv-04898-JVS-MRW Document 15-2 Filed 08/06/14 Page 13 of 13 Page ID


#:139

A monetary sanction should be levied against both STR and its counsel to

2 stop this abuse of the judicial system. See Business Guides, Inc. v. Chiromatic
3 Commns Enters., Inc., 498 U.S. 533, 111 S. Ct. 922, 933, 112 L. Ed. 2d 1140
4 (1991); B&H Med., LLC v. ABP Admin., Inc., 526 F.3d 257, 271 (6th Cir. 2008)
5 (both the client and the attorneys should have been well aware of the many
6 fundamental weaknesses in its case); Kendrick v. Zanides, 609 F. Supp. 1162, 1173
7 (N.D. Cal. 1985) (both the client and the attorney shared responsibility for litigation
8 strategy).
9

Should the Court award JNC its attorneys fees and costs, JNC requests two

10 weeks in which to prepare and submit an accounting of its attorneys fees and costs
11 incurred in connection with this litigation.
12 IV.

CONCLUSION

13

This is a frivolous lawsuit that should never have been brought. From all

14 indications, STR has failed to conduct a competent pre-filing analysis before filing
15 suit. JNC attempted to dissuade STR from its reckless and damaging course, but to
16 no avail. STRs Complaint should be dismissed, and JNC is entitled to an award of
17 its attorneys fees and expenses.
18
19 DATED: July 11, 2014

FULWIDER PATTON, LLP

20
21
22
23

By:

/s/ James Juo


James Juo
Attorneys for Defendant
JNC WHEEL COLLECTION

24
25
26
27
28
763006.1

9
MEMORANDUM OF POINTS AND AUTHORITIES IN SUPPORT OF DEFENDANTS MOTION UNDER RULE 11

Case 2:14-cv-04898-JVS-MRW Document 15-3 Filed 08/06/14 Page 1 of 4 Page ID #:140

1 James Juo (State Bar No. 193852)

jjuo@fulpat.com

2 FULWIDER PATTON, LLP

Howard Hughes Center

3 6060 Center Drive, Tenth Floor

Los Angeles, California 90045

4 Telephone: (310) 824-5555

Facsimile: (310) 824-9696

Attorney for Defendants,

6 JNC WHEEL COLLECTION


7
8

UNITED STATES DISTRICT COURT

CENTRAL DISTRICT OF CALIFORNIA

10
11 JAT WHEELS, INC.

CASE NO. CV14-04898 JFW (MRWx)

12

DECLARATION OF JAMES JUO IN


SUPPORT OF DEFENDANTS
MOTION UNDER RULE 11
AGAINST PLAINTIFFS
COMPLAINT

d/b/a STR RACING

Plaintiff,
13

v.
14

JNC WHEEL COLLECTION, and

15 DOES 1 through 10,


16

Defendants.

Judge John F. Walter James V. Selna

17
18
19
20
21
22
23
24
25
26
27
28

DECLARATION OF JAMES JUO IN SUPPORT OF DEFENDANTS MOTION UNDER RULE 11 AGAINST PLAINTIFFS COMPLAINT

Case 2:14-cv-04898-JVS-MRW Document 15-3 Filed 08/06/14 Page 2 of 4 Page ID #:141

I, James Juo, hereby declare as follows:

1.

I am a registered patent attorney with the law firm of Fulwider Patton

3 LLP, and I am duly licensed to practice law in the state of California. I represent
4 Defendant JNC Wheel Collection in the above-identified matter. Unless otherwise
5 indicated, I have personal knowledge of the facts stated herein, and, if called as a
6 witness, could and would testify to the following matters.
7

2.

Attached as Exhibit A is a copy of the Complaint filed by STR in this

8 action on June 24, 2014. The Exhibits A, C, E, G, and I attached to STRs


9 Complaint are not design patents, but are filing receipts for design patent
10 applications filed with the U.S. Patent and Trademark Office (USPTO) in late
11 May 2014. For example, the numbering convention for design patents is to begin
12 the patent number with a letter prefix, namely the letter D. The numbers
13 identified in STRs Complaint, however, all begin with the number 29 which is
14 the current two-digit series prefix for design patent applications. The patent
15 infringement claims in STRs Complaint are not based on actual patents.
16

3.

Attached as Exhibit B is a printed record from the Trademark

17 Electronic Search System (TESS) maintained by the USPTO for U.S. trademark
18 application serial no. 86256705 filed on April 18, 2014, for the STR RACING mark.
19 STRs Complaint states that STR owns a registered trademark and that the STR
20 Trademark registration number is 86256705. This is not a trademark registration
21 number, but instead appears to be a trademark application serial number, and there
22 is no indication that the USPTO has issued a trademark registration for this
23 application.
24

4.

Attached as Exhibit C is a printed record from the Trademark Status &

25 Document Retrieval (TSDR) system maintained by the USPTO for U.S. trademark
26 application serial no. 86256705 filed on April 18, 2014. There is no indication that
27 the USPTO has issued a trademark registration for this application. Instead, under
28 Status, the TSDR record states, New application will be assigned to an
DECLARATION OF JAMES JUO IN SUPPORT OF DEFENDANTS MOTION UNDER RULE 11 AGAINST PLAINTIFFS COMPLAINT

Case 2:14-cv-04898-JVS-MRW Document 15-3 Filed 08/06/14 Page 3 of 4 Page ID #:142

1 examining attorney approximately 3 months after filing date. Thus, application


2 serial no. 86256705 is not expected to even be assigned to an trademark examiner
3 for examination until mid-July 2014.
4

5.

Attached as Exhibit D is a copy of an email dated July 7, 2014 from

5 myself as counsel for JNC, to Tommy Wang, counsel for plaintiff JAT Wheels, Inc.
6 d/b/a STR Racing. This email was sent about an hour after a telephone conversation
7 with Mr. Wang in which I had identified myself as counsel for Defendant JNC, and
8 questioned Mr. Wang about the basis for the claims in STRs Complaint. Mr. Wang
9 requested that I send him something in writing rather than engage in a verbal
10 discussion. This July 7 email attached as Exhibit D is a copy of that writing
11 requested by Mr. Wang.
12

6.

Attached as Exhibit E is a copy of an email dated July 8, 2014 from

13 Tommy Wang, counsel for STR, to me as counsel for JNC. In this July 8 email, Mr.
14 Wang declined to address the substance of the issues raised in the email that he had
15 requested from me.
16

7.

Attached as Exhibit F is a copy of an Order for Preliminary Injunction

17 issued against STR in Vossen Wheels, Inc. v. Toprich (U.S.A.), Inc., No. 13-7747, by
18 Judge Audrey B. Collins of the U.S. District Court for the Central District of
19 California on December 9, 2013.
20

8.

Attached as Exhibit G is a copy of U.S. Design Patent No. D681,541

21 which was the patent-in-suit in Vossen Wheels, Inc. v. Toprich (U.S.A.), Inc. The
22 numbering convention for design patents is to begin the patent number with a letter
23 prefix, namely the letter D. Also, as shown on the face of the design patent, the
24 application number for a design patent application begins with a two-digit numerical
25 series prefix. For U.S. Design Patent No. D681,541, its application had 29 as its
26 series prefix.
27
28

DECLARATION OF JAMES JUO IN SUPPORT OF DEFENDANTS MOTION UNDER RULE 11 AGAINST PLAINTIFFS COMPLAINT

Case 2:14-cv-04898-JVS-MRW Document 15-3 Filed 08/06/14 Page 4 of 4 Page ID #:143

9.

Attached as Exhibit H is a copy of a Complaint filed by STR in JAT

2 Wheels, Inc. d/b/a STR Racing v. Spec-1 Racing Wheels, Inc., No. 14-4897 in the
3 U.S. District Court for the Central District of California on June 24, 2014.
4

10.

Attached as Exhibit I is a copy of a Complaint filed by STR in JAT

5 Wheels, Inc. d/b/a STR Racing v. DB Motoring Group, Inc., No. 14-5097 in the U.S.
6 District Court for the Central District of California on July 1, 2014.
7

11.

Attached as Exhibit J is a copy of a Complaint filed by STR in JAT

8 Wheels, Inc. d/b/a STR Racing v. Trade Union Intl, Inc., No. 14-5172 in the U.S.
9 District Court for the Central District of California July 3, 2014.
10

12.

Attached as Exhibit K is a biographical profile of Tommy Wang

11 printed from the Yang & Wang website at http://www.yangwanglaw.com/tommy12 ZDQJ. The first paragraph of his profile states he is a Registered Patent Attorney
13 who is licensed to practice law in California, the U.S. District Court for the Central
14 District of California, and the U.S. Patent and Trademark Office with extensive
15 experience representing clients in federal and state courts throughout the country.
16
17

I declare under penalty of perjury that the foregoing is true and

18 correct. Executed on July 11, 2014.


19
20
21

__________________
James Juo

22
23
24
25
26
27
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DECLARATION OF JAMES JUO IN SUPPORT OF DEFENDANTS MOTION UNDER RULE 11 AGAINST PLAINTIFFS COMPLAINT

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 1 of 69 Page ID #:144


Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 1 of 69 Page ID #:7

EXHIBIT A
Page 1 of 69

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Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 2 of 69 Page ID #:8

Plaintiff, JAT WHEELS, Inc. a California Corporation, dba STR Racing

(hereinafter Plaintiff), hereby files this Complaint against Defendant JNC

WHEEL COLLECTION (hereinafter Defendant), and DOES 1 to 10, and alleges

as follows:

INTRODUCTION

1. Plaintiff files this action to combat the willful sale of unlicensed and

counterfeit products (hereinafter Infringing Products) bearing the

Plaintiffs exclusive Trademark and utilizing the Plaintiffs exclusive

design patents, and unauthorized use of Plaintiffs copyrighted

10

photographs. The Defendant is a corporation specializing in the research,

11

manufacture and sales of aftermarket automobile wheels.

12

2. Plaintiff seeks a Permanent Injunction, damages, costs, and attorneys fees

13

as authorized by the Lanham Act, the patent laws of the United States,

14

Title 35, United States Code, Californias common law, and California

15

Business & Professions Code.

16

JURISDICTION AND VENUE

17

3. This Court has subject matter jurisdiction under 28 U.S.C. 1331 (federal

18

question) and 28 U.S.C. 1338(a) (action arising under an Act of

19

Congress relating to patents or trademarks).

20

4. The Court has personal jurisdiction over Defendant since Defendant has

21

committed acts of trademark infringement and unfair competition in this

22

district and/or Defendant has sufficient minimum contacts with this

23

district to such that the exercise of jurisdiction over Defendant by this

24

Court does not offend traditional notions of fair play and substantial

25

justice. Among other things, Defendant has advertised, offered to sell and

26
JAT WHEELS INC.S COMPLAINT
2

EXHIBIT A
Page 2 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 3 of 69 Page ID #:146


Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 3 of 69 Page ID #:9

sold products that infringe Plaintiffs Trademark rights to consumers

within this judicial district, knowing or having reason to know that

consumers, including those within this judicial district, would purchase

said goods from Defendant, believing that they were authentic goods

produced by and/or associated with Plaintiff or its authorized licensees.

5. Further, this Court has jurisdiction over Plaintiffs California state

statutory and common law claims pursuant to 28 U.S.C. 1367.

6. Supplemental jurisdiction exists over Defendant because on information

and belief, Defendant conducts business in California and in this judicial

10

district, has purposefully availed itself to California and in this judicial

11

district, or has otherwise availed itself of the privileges and protections of

12

the law of the State of California, such that this Courts assertion of

13

jurisdiction over Defendant does not offend traditional notions of fair play

14

and due process.

15

7. Venue is proper within the Central District of California pursuant to 28

16

U.S.C. 1391(b) and 1400(a) because on information and belief, a

17

substantial part of the events or omissions giving rise to the claim

18

occurred in this judicial district, and has caused damages to Plaintiff in

19

this district.

20
21

THE PARTIES
8. Plaintiff, JAT WHEELS, INC., dba STR Racing, is a California

22

corporation duly organized and existing under the laws of the State of

23

California, and whose office is located at address 2107-D W.

24

Commonwealth Ave. #392, Alhambra, California 91803.

25
26
JAT WHEELS INC.S COMPLAINT
3

EXHIBIT A
Page 3 of 69

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Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 4 of 69 Page ID #:10

9. Upon information and belief, Defendant, JNC WHEELS COLLECTION,

is, and at all times mentioned herein was, a corporation organized and

existing under the laws of the State of California, having its principal

place of business at 4525 Whittier Blvd, Los Angeles CA 90022.

10. The true names and capacities, whether individual, corporate, associate or

otherwise, of Defendants herein named DOES 1-10, inclusive are

unknown to Plaintiff. Plaintiff therefore sues said Defendants by such

fictitious names. When the true names and capacities of said Defendants

have been ascertained, Plaintiff will amend this pleading accordingly.

10

11. Plaintiff further alleges that Defendant and DOES 1-10, inclusive sued

11

herein by fictitious names are jointly, severally and concurrently liable

12

and responsible with the named Defendant upon the causes of action

13

hereinafter set forth.

14

12. Plaintiff is informed and believes and thereon alleges that at all times

15

mentioned herein Defendant, and DOES 1-10, inclusive, and each of

16

them, were the agents, servants, and employees of every other Defendant

17

and the acts of each Defendant, as alleged herein, were performed within

18

the course and scope of that agency, service or employment.


FACTS

19
20
21

13. Plaintiff owns the exclusive rights to numerous patents, copyrighted and
trademarked properties.

22

14. Plaintiff owns and holds the exclusive rights, title, and interest to market

23

and sell merchandise bearing the STR Trademark (the STR Trademark

24

or Trademark). Plaintiff registered its trademark on April 18, 2014 with

25
26
JAT WHEELS INC.S COMPLAINT
4

EXHIBIT A
Page 4 of 69

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Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 5 of 69 Page ID #:11

the United States Patent and Trademark Office. The STR Trademark

registration number is 86256705.

15. Plaintiff is the owner of all right, title and interest in the following U.S.

Design Patents: 1) Application No. 29,492,155 (the 155 patent); 2)

Application No. 29,492,156 (the 156 patent); 3) Application No.

29,492,157 (the 157 patent); 4) Application No. 29,492,158 (the 158

patent); and 5) Application No. 29,492,159 (the 159 patent),

(collectively, the Design Patents).

16. As a result of Defendants unlawful infringement of the Plaintiffs

10

Design Patents, Plaintiff has suffered and will continue to suffer damages.

11

Plaintiff is entitled to recover from Defendant the damages suffered as a

12

result of Defendants unlawful acts.

13

17. In or around May 2014, Plaintiff discovered that Defendant was

14

manufacturing and selling automobile parts on the Internet that infringed

15

on Plaintiffs Design Patents. Some of these parts also bore Plaintiffs

16

STR Trademark.

17

18. Defendant uses the STR Trademark in connection with its aftermarket

18

automobile parts that are in direct competition with Plaintiffs aftermarket

19

automobile parts. Defendant has used Plaintiffs trademark in its

20

advertising for such products and services, thereby competing unfairly

21

with Plaintiff, infringing upon Plaintiffs trademark rights, and improperly

22

trading on the goodwill established by Plaintiff.

23

19. In or around May 2014, Plaintiff published photographs to its website

24

displaying its aftermarket automobile parts. Plaintiff owns the copyrights

25

and ownership rights to these photographs.

26
JAT WHEELS INC.S COMPLAINT
5

EXHIBIT A
Page 5 of 69

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Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 6 of 69 Page ID #:12

20. Without Plaintiffs consent, Defendant sporadically, but consistently, used

Plaintiffs copyrighted images to promote and sell the Infringing Products

on Defendants website.

21. Defendants infringing activities have caused damages to Plaintiff by

causing customer confusion as to the source of the STR Trademark. In

addition, Defendants use of the aforementioned Design Patent and STR

Trademark has and continues to dilute Plaintiffs goodwill in its products

and business that it has invested significant time and resources.

22. On information and belief, Defendants infringement of one or more of

10

the Plaintiffs Patents is willful and deliberate, therefore entitling Plaintiff

11

to enhanced damages and reasonable attorney fees and costs.

12

23. On information and belief, Defendant intends to continue their unlawful

13

infringing activity, and Plaintiff continues to and will continue to suffer

14

irreparable harmfor which there is no adequate remedy at lawunless

15

Defendant is enjoined by this Court.

16

COUNT I- FEDERAL TRADEMARK INFRINGEMENT AND

17

TRADEMARK COUNTERFEITING

18

24. Plaintiff repeats and re-alleges, as set forth herein, the allegations

19

contained in paragraphs 1 through 23, and brings the following claim for

20

trademark infringement pursuant to 15 U.S.C. 1114 against the

21

Defendant.

22

25. Plaintiff owns or is licensee of the exclusive rights to the STR

23

Trademark. The trademark registration is in full force and effect and is

24

owned by the Plaintiff or Plaintiffs licensors.

25
26
JAT WHEELS INC.S COMPLAINT
6

EXHIBIT A
Page 6 of 69

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26. Plaintiff, and/or those under its authority, manufactures, sells, and

distributes all of its advertising and products in conformity with the

provisions of the United States Trademark law.

27. Despite having actual and constructive notice of the Plaintiff and/or its

licensors federal registration rights, prior common law and statutory

rights to the STR Trademark, Defendant has adopted and used the STR

Trademark in conjunction with the sale of merchandise in the State of

California and interstate commerce.

28. Defendant has distributed, sold, or offered for sale merchandise

10

displaying Plaintiffs Trademark without Plaintiffs authorization.

11

Defendants distribution, sale, or offer for sale of merchandise bearing

12

Plaintiffs Trademark in California and interstate commerce has and will

13

cause the likelihood of confusion, deception, and mistake in that

14

consumers will conclude that the products sold by the Defendant are

15

authorized, sponsored, approved, or associated with the Plaintiff.

16

29. Defendants use in commerce of Plaintiffs Trademark in conjunction

17

with the sale of merchandise is an infringement of Plaintiffs registered

18

STR Trademark in violation of 15 U.S.C. 1114(1).

19

30. Defendant committed the acts alleged herein intentionally, fraudulently,

20

maliciously, willfully, wantonly, and oppressively with the intent to injure

21

the Plaintiff and its business.

22

31. The Plaintiff has suffered damages as a result of the Defendants acts.

23

32. The Infringing Products bearing the Plaintiffs Trademark that the

24

Defendants manufactured, sold, distributed, or offered for sale constitutes

25

a counterfeit product pursuant to 15 U.S.C. 1116(d).

26
JAT WHEELS INC.S COMPLAINT
7

EXHIBIT A
Page 7 of 69

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33. Pursuant to 15 U.S.C. 1117, Plaintiff is entitled to recovery of (1)

Defendants profits; (2) Plaintiffs damages, including lost profits; and (3)

costs of the action. Plaintiff is further entitled to trebled damages above

the amount of actual damages in a sum of not more than three times the

amount of actual damages. Defendants intentional and deceitful actions

make this a case in which the Plaintiff is entitled to an award of attorneys

fees.

8
9

34. By reason of the aforementioned acts by Defendant, Plaintiff has suffered


and will continue to suffer irreparable damage, in an amount to be

10

determined, and damages will continue unless and until enjoined by Order

11

of this Court.

12

COUNT II- FALSE DESIGNATION OF ORIGIN [15 U.S.C.

13

1125(a)/Lanham Act 43(a)]

14

35. Plaintiff repeats and re-alleges, as set forth herein, the allegations

15

contained in paragraphs 1 through 34 and brings the following claim for

16

false designation of origin pursuant to 15 U.S.C. 1125(a) and the

17

Lanham Act 43(a) against the Defendant.

18

36. Defendant has used Plaintiffs registered STR Trademark in commerce in

19

connection with its own goods, where use is likely to cause confusion, or

20

to cause mistake, or to deceive as to the origin, sponsorship, association or

21

approval of such goods.

22

37. By utilizing the Plaintiffs Trademark in its advertising for, and in

23

connection with its products, Defendant has misrepresented and falsely

24

described to the general public the origin and the source of the products

25
26
JAT WHEELS INC.S COMPLAINT
8

EXHIBIT A
Page 8 of 69

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Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 9 of 69 Page ID #:15

offered for sale. Further, it creates a likelihood of confusion, mistake or

deception to the ultimate purchaser as to the source of the products.

38. For example, Defendant markets, conducts business, and publicly

represents that the STR Trademark is associated or connected to the

Defendants business thereby creating a false designation of origin of

Plaintiffs brand of goods and services.

39. The confusion, mistake, or deception referred to herein arises out of the

aforementioned acts of Defendant and the acts of the Defendant constitute

false designation of origin and unfair competition in violation of 15

10
11

U.S.C. 1125(a) and Section 43(a) of the Lanham Act.


40. Upon information and belief, the aforesaid acts of the Defendant were

12

undertaken willfully with the intention of causing confusion, mistake or

13

deception. Plaintiff is entitled, pursuant to 15 U.S.C. 1117, to recovery

14

of: (1) Defendants profits; (2) Plaintiffs damages, including lost profits;

15

and (3) costs of the action. Plaintiff is further entitled to treble damages

16

above the amount of actual damages in a sum not more than three times

17

the amount of actual damages. Defendants intentional and deceitful

18

actions make this a case in which the Plaintiff is entitled to an award of

19

attorneys fees.

20

41. By reason of the aforementioned acts by Defendant, Plaintiff has suffered

21

and will continue to suffer irreparable damage, in an amount to be

22

determined, which damage will continue unless and until enjoined by

23

Order of this Court.

24
25
26
JAT WHEELS INC.S COMPLAINT
9

EXHIBIT A
Page 9 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 10 of 69 Page ID


#:153
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 10 of 69 Page ID #:16

COUNT III- FEDERAL TRADEMARK DILUTION [15 U.S.C. 1125(c)]

42. Plaintiff repeats and re-alleges, as if set forth herein, the allegations

contained in paragraphs 1 through 41 and brings the following claim for

trademark dilution pursuant to 15 U.S.C. 1125(c) against the Defendant.

43. Plaintiffs registered Trademark is distinctive, well known and famous.

44. Defendant is diluting the distinctiveness of Plaintiffs Trademark by

marketing and selling inferior goods bearing marks virtually identical or

confusingly similar to Plaintiffs registered Trademark. Upon information

and belief, Defendant has engaged in the conduct alleged in these claims,

10

willfully intending to trade on Plaintiffs reputation and/or to cause

11

dilution of the reputable and distinctive Trademark owned by Plaintiff.

12

45. Defendant markets, conducts business, and publicly represents that the

13

Trademark is associated or connected to the Defendants business thereby

14

creating a false designation of origin of Plaintiffs brand of goods and

15

services. Thus, Defendants acts violate 15 U.S.C. 1125(c).

16

46. As a direct and proximate result of Defendants trademark dilution,

17

Plaintiff has and will continue to suffer damages to its business, reputation

18

and good will, and the loss of royalties and profits that Plaintiff would

19

have made but for Defendants acts. Upon information and belief,

20

Defendants acts of infringement have also resulted in substantial profits

21

for the Defendant. The amount of these damages will be proven at trial.

22
23
24
25

COUNT IV-FEDERAL COPYRIGHT INFRINGEMENT


47. Plaintiff repeats and re-alleges, as set forth herein, the allegations
contained in paragraphs 1 through 46.

26
JAT WHEELS INC.S COMPLAINT
10

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1
2

48. Plaintiffs were and are the exclusive holder of all rights, title and interest
in their photographs, as separate and distinct works.

49. Defendant has infringed and is infringing the copyrighted photographs by

unlawfully reproducing and using such photographs in violation of the

United States Copyright Act, 17 U.S.C. 106.

50. Defendants infringement was and is willful, in bad faith, and executed

with full knowledge of Plaintiffs copyright, and in conscious disregard

for Plaintiffs exclusive rights in the protected work.

9
10
11

51. Defendants deliberate infringement of Plaintiffs copyrights has greatly


and irreparably damaged Plaintiff.
52. Defendants production of infringing products and copyrighted material,

12

and Defendants wrongful conduct, have deprived and continue to deprive

13

the Plaintiff of their opportunity of expanding their goodwill. Plaintiff is

14

entitled to an injunction restraining Defendant, its officers, agents, and

15

employees, and all persons acting in concert with it, from engaging in any

16

further acts in violation of the copyright laws.

17

53. Plaintiff is further entitled to recover the damages, including attorneys

18

fees, they have sustained and will sustain, and any gains, profits, and

19

advantages obtained by Defendant as a result of Defendants acts of

20

infringement alleged above. At present, the amount of such damages,

21

gains, profits, are in an amount to be determined.

22
23
24

COUNT V- INFRINGEMENT OF THE 155 PATENT


54. Plaintiff repeats and re-alleges, as if set forth herein, the allegations
contained in paragraphs 1 through 53.

25
26
JAT WHEELS INC.S COMPLAINT
11

EXHIBIT A
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#:155
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55. Plaintiff is the owner of all right, title, and interest in the 155 patent,

titled STR513 Wheel Design duly and properly issued by the U.S.

Patent and Trademark Office on May 29, 2014. A copy of the 155 patent

is attached as Exhibit A.

56. Defendants have been and/or are directly infringing and/or inducing

infringement of and/or contributory infringing the 155 patent by, among

other things, making, using, offering to sell or selling in the United States,

or importing into the United States, products that are covered by the

design patent, including, by way of example and not limitation, the

10
11

JNC003 wheel, attached as Exhibit B.


57. Plaintiff is informed and believes, and on that basis alleges, that

12

Defendants infringement of the 155 patent has been and continues to be

13

intentional, willful, and without regard to Plaintiffs rights. Plaintiff is

14

informed and believes, and on that basis alleges, that Defendants

15

infringement of the 155 patent is and has been intentional, deliberate, and

16

willful at least because it had knowledge of the 155 patent through direct

17

or indirect communications with Plaintiff and/or as a result of its

18

participation in the aftermarket automobile parts industry.

19

58. Plaintiff is informed and believes, and on that basis alleges, that

20

Defendant has gained profits by virtue of its infringement of the 155

21

Patent.

22
23

59. Plaintiff has sustained damages as a direct and proximate result of


Defendants infringement of the 155 Patent.

24
25
26
JAT WHEELS INC.S COMPLAINT
12

EXHIBIT A
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COUNT VI- INFRINGEMENT OF THE 156 PATENT

1
2
3
4

60. Plaintiff repeats and re-alleges, as set forth herein, the allegations
contained in paragraphs 1 through 59.
61. Plaintiff is the owner of all right, title, and interest in the 156 patent,

titled STR514 Wheel Design duly and properly issued by the U.S.

Patent and Trademark Office on May 29, 2014. A copy of the 156 patent

is attached as Exhibit C.

62. Defendants have been and/or are directly infringing and/or inducing

infringement of and/or contributory infringing the 156 patent by, among

10

other things, making, using, offering to sell or selling in the United States,

11

or importing into the United States, products that are covered by the

12

design patent, including, by way of example and not limitation, the

13

JNC005 wheel, attached as Exhibit D.

14

63. Plaintiff is informed and believes, and on that basis alleges, that

15

Defendants infringement of the 156 patent has been and continues to be

16

intentional, willful, and without regard to Plaintiffs rights. Plaintiff is

17

informed and believes, and on that basis alleges, that Defendants

18

infringement of the 156 patent is and has been intentional, deliberate, and

19

willful at least because it had knowledge of the 156 patent through direct

20

or indirect communications with Plaintiff and/or as a result of its

21

participation in the aftermarket automobile parts industry.

22

64. Plaintiff is informed and believes, and on that basis alleges, that

23

Defendant has gained profits by virtue of its infringement of the 156

24

Patent.

25
26
JAT WHEELS INC.S COMPLAINT
13

EXHIBIT A
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1
2
3
4
5
6

65. Plaintiff has sustained damages as a direct and proximate result of


Defendants infringement of the 156 Patent.
COUNT VII- INFRINGEMENT OF THE 157 PATENT
66. Plaintiff repeats and re-alleges, as set forth herein, the allegations
contained in paragraphs 1 through 65.
67. Plaintiff is the owner of all right, title, and interest in the 157 patent,

titled STR522 Wheel Design duly and properly issued by the U.S.

Patent and Trademark Office on May 29, 2014. A copy of the 157 patent

is attached as Exhibit E.

10

68. Defendants have been and/or are directly infringing and/or inducing

11

infringement of and/or contributory infringing the 157 patent by, among

12

other things, making, using, offering to sell or selling in the United States,

13

or importing into the United States, products that are covered by the

14

design patent, including, by way of example and not limitation, the

15

JNC006 wheel, attached as Exhibit F.

16

69. Plaintiff is informed and believes, and on that basis alleges, that

17

Defendants infringement of the 157 patent has been and continues to be

18

intentional, willful, and without regard to Plaintiffs rights. Plaintiff is

19

informed and believes, and on that basis alleges, that Defendants

20

infringement of the 157 patent is and has been intentional, deliberate, and

21

willful at least because it had knowledge of the 157 patent through direct

22

or indirect communications with Plaintiff and/or as a result of its

23

participation in the aftermarket automobile parts industry.

24
25
26
JAT WHEELS INC.S COMPLAINT
14

EXHIBIT A
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70. Plaintiff is informed and believes, and on that basis alleges, that

Defendant has gained profits by virtue of its infringement of the 157

Patent.

4
5
6
7
8
9

71. Plaintiff has sustained damages as a direct and proximate result of


Defendants infringement of the 157 Patent.
COUNT V- INFRINGEMENT OF THE 158 PATENT
72. Plaintiff repeats and re-alleges, as set forth herein, the allegations
contained in paragraphs 1 through 71.
73. Plaintiff is the owner of all right, title, and interest in the 158 patent,

10

titled STR617 Wheel Design duly and properly issued by the U.S.

11

Patent and Trademark Office on May 29, 2014. A copy of the 158 patent

12

is attached as Exhibit G.

13

74. Defendants have been and/or are directly infringing and/or inducing

14

infringement of and/or contributory infringing the 158 patent by, among

15

other things, making, using, offering to sell or selling in the United States,

16

or importing into the United States, products that are covered by the

17

design patent, including, by way of example and not limitation, the

18

JNC026 wheel, attached as Exhibit H.

19

75. Plaintiff is informed and believes, and on that basis alleges, that

20

Defendants infringement of the 158 patent has been and continues to be

21

intentional, willful, and without regard to Plaintiffs rights. Plaintiff is

22

informed and believes, and on that basis alleges, that Defendants

23

infringement of the 158 patent is and has been intentional, deliberate, and

24

willful at least because it had knowledge of the 158 patent through direct

25
26
JAT WHEELS INC.S COMPLAINT
15

EXHIBIT A
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or indirect communications with Plaintiff and/or as a result of its

participation in the aftermarket automobile parts industry.

76. Plaintiff is informed and believes, and on that basis alleges, that

Defendant has gained profits by virtue of its infringement of the 158

Patent.

6
7
8
9
10
11

77. Plaintiff has sustained damages as a direct and proximate result of


Defendants infringement of the 158 Patent.
COUNT V- INFRINGEMENT OF THE 159 PATENT
78. Plaintiff repeats and re-alleges, as set forth herein, the allegations
contained in paragraphs 1 through 77.
79. Plaintiff is the owner of all right, title, and interest in the 159 patent,

12

titled STR618 Wheel Design duly and properly issued by the U.S.

13

Patent and Trademark Office on May 29, 2014. A copy of the 159 patent

14

is attached as Exhibit I.

15

80. Defendants have been and/or are directly infringing and/or inducing

16

infringement of and/or contributory infringing the 159 patent by, among

17

other things, making, using, offering to sell or selling in the United States,

18

or importing into the United States, products that are covered by the

19

design patent, including, by way of example and not limitation, the

20

JNC012 wheel, attached as Exhibit J.

21

81. Plaintiff is informed and believes, and on that basis alleges, that

22

Defendants infringement of the 159 patent has been and continues to be

23

intentional, willful, and without regard to Plaintiffs rights. Plaintiff is

24

informed and believes, and on that basis alleges, that Defendants

25

infringement of the 159 patent is and has been intentional, deliberate, and

26
JAT WHEELS INC.S COMPLAINT
16

EXHIBIT A
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willful at least because it had knowledge of the 159 patent through direct

or indirect communications with Plaintiff and/or as a result of its

participation in the aftermarket automobile parts industry.

82. Plaintiff is informed and believes, and on that basis alleges, that

Defendant has gained profits by virtue of its infringement of the 159

Patent.

7
8
9
10

83. Plaintiff has sustained damages as a direct and proximate result of


Defendants infringement of the 159 Patent.
COUNT VI-FEDERAL UNFAIR COMPETITION [15 U.S.C. 1125(a)]
84. Plaintiff repeats and re-alleges, as set forth herein, the allegations

11

contained in paragraphs 1 through 83 and brings the following claim for

12

unfair competition pursuant to 15 U.S.C. 1125(a) against the Defendant.

13

85. As a direct result of the Plaintiffs longstanding use, sales, advertising,

14

and marketing, Plaintiffs Trademark has acquired a secondary and

15

distinctive meaning among the public who have come to identify

16

Plaintiffs Trademark with the Plaintiff and its respective products.

17

86. Plaintiff is informed and believes that thereon alleges that as early as May

18

of 2014, Defendant has infringed Plaintiffs Trademark rights by

19

marketing and selling goods bearing marks virtually identical or

20

confusingly similar to the recognized and distinctive registered

21

Trademark, owned by Plaintiff.

22

87. The Infringing Products and related merchandise that the Defendant has

23

sold and distributed duplicates and appropriates Plaintiffs Trademark and

24

deludes and confuses the public into believing that the Plaintiff approved,

25
26
JAT WHEELS INC.S COMPLAINT
17

EXHIBIT A
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authorized, or sponsored the products and related merchandise sold,

offered for sale, or distributed by the Defendant.

88. Defendant, by misappropriating and using the likenesses of Plaintiffs

Trademark in connection with the sale of products and related

merchandise, is misrepresenting and will continue to misrepresent and

falsely describe to the general public the origin and sponsorship of their

products. Defendant has caused such products to enter into interstate

commerce willfully with full knowledge of the falsity of the designation

of their origin and description and representation in an effort to mislead

10

the purchasing public into believing that their products are authorized or

11

emanate from the Plaintiff.

12

89. Defendants actions, as alleged herein, were and are likely to deceive the

13

consuming public and therefore constitute unfair and fraudulent business

14

practices in violation of 15 U.S.C. 1125(a).

15

90. Defendants unlawful, unfair, and fraudulent business practices described

16

above present a continuing threat to members of the public in that they are

17

likely to be deceived by the origin and quality of Plaintiffs products.

18

91. Upon information and belief, Defendants acts of unfair competition have

19

resulted in substantial profits for the Defendant in an amount to be

20

determined. Defendants acts of unfair competition have also resulted in

21

damages to Plaintiff by causing a diversion of sales from Plaintiff to

22

Defendant, lost royalties and other damages resulting from irreparable

23

harm to Plaintiffs goodwill. The exact amount of Plaintiffs damages is to

24

be determined.

25

92. Plaintiff has also incurred costs and attorneys fees to bring this action.

26
JAT WHEELS INC.S COMPLAINT
18

EXHIBIT A
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1
2
3
4

93. Defendants conduct has caused and will continue to cause irreparable
injury to Plaintiff unless permanently enjoined.
COUNT VII- CALIFORNIA COMMON LAW UNFAIR COMPETITION
94. Plaintiff repeats and re-alleges, as set forth herein, the allegations

contained in paragraphs 1 through 93 and brings the following claim for

unfair competition pursuant to Californias common law against the

Defendant.

95. The Court has jurisdiction over this Cause pursuant to 28 U.S.C. 1367.

96. By Defendants acts alleged herein, the Defendant has engaged in unfair

10
11

competition under the common law of the State of California.


97. Defendant has distributed and sold Infringing Products displaying the

12

Trademark of the Plaintiff in California, thereby creating a false

13

designation of origin of Plaintiffs brand of goods and unfairly competing

14

with Plaintiffs business.

15

98. Upon information and belief, Defendant has knowingly and willfully

16

misappropriated Plaintiffs Trademark in an effort to create the impression

17

that the Defendants counterfeit products are sanctioned by the Plaintiff

18

and to misappropriate the goodwill associated with Plaintiffs Trademark,

19

entitling Plaintiff to an award of exemplary damages and attorneys fees.

20
21
22

99. The aforesaid acts of the Defendant have caused damage to Plaintiff, in
an amount to be determined.
100.

By reason of the acts of the Defendants alleged herein, Plaintiff has

23

suffered, is suffering and will continue to suffer irreparable damage,

24

which damage will continue unless enjoined by Order of this Court.

25
26
JAT WHEELS INC.S COMPLAINT
19

EXHIBIT A
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COUNT VI- UNFAIR COMPETITION UNDER CALIFORNIA

BUSINESS & PROFESSIONS CODE 17200, et seq.

101.

Plaintiff repeats and re-alleges, as set forth herein, the allegations

contained in paragraphs 1 through 100 and brings the following claim for

unfair competition pursuant to California Business and Professions Code

17200.

7
8
9

102.

The Court has jurisdiction over this Cause pursuant to 26 U.S.C.

1367.
103.

By acts complained of herein, Defendant has engaged in unfair

10

competition under Section 17200 of the Business and Professions Code of

11

the State of California.

12

104.

Defendants use of the infringing mark complained of herein

13

constitutes deceptive and misleading advertising and is likely to, and is

14

intended to, cause confusion to the purchasers and potential purchasers of

15

the products.

16

105.

Defendant markets, conducts business, and publicly represents that the

17

Plaintiffs registered Trademark is associated or connected to the

18

Defendants business and thus creates a false designation of origin of

19

Plaintiffs brand of goods and services.

20

106.

Upon information and belief, the aforesaid acts of Defendant was

21

undertaken willfully and with the intention of causing confusion, mistake

22

and deception, entitling the Plaintiff to an award of exemplary damages

23

and attorneys fees.

24
25

107.

The aforesaid acts of Defendant have caused damage to Plaintiff in an

amount to be determined.

26
JAT WHEELS INC.S COMPLAINT
20

EXHIBIT A
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#:164
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108.

By reason of the acts of the Defendant alleged herein, Plaintiff has

suffered injury in fact and has lost money or property as a result of

Defendants acts of unfair business practices alleged herein, is suffering

and will continue to suffer irreparable damage, which irreparable damage

will continue unless enjoined by Order of this Court.


PRAYER FOR RELIEF

6
7
8

WHEREFORE, Plaintiff demands entry of a judgment against the Defendant as


follows:

1. The Defendant, its officers, agents, servants, employees, attorneys, and

10

all those in active concert or participation with them be enjoined and

11

restrained:

12

a. From further using Plaintiffs registered Trademark or any other

13

confusingly similar mark, in connection with the manufacture,

14

sale, advertisement or promotion of any product or any other

15

similar infringement of Plaintiffs Trademark rights, for products

16

not originating from Plaintiff or authorized by Plaintiff;

17

b. From diluting any of Plaintiffs Trademark or any other

18
19

confusingly similar mark;


c. From further using Plaintiffs Design Patents or any other

20

confusingly similar design, in connection with the manufacture,

21

sale, advertisement or promotion of any product or any other

22

similar infringement of Plaintiffs Design Patent rights, for

23

products not originating from Plaintiff or authorized by Plaintiff;

24

and

25
26
JAT WHEELS INC.S COMPLAINT
21

EXHIBIT A
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d. From engaging in unfair competition by making and selling its

products or otherwise using confusingly similar marks and designs,

in such a way as to misrepresent the origin of any of the

Defendants products;

2. For an order requiring Defendant to deliver and be impounded during the

pendency of this action all material in Defendants possession, custody or

control that include or incorporate products that infringe Plaintiffs

Trademark rights, or Design Patent rights, including but not limited to,

any containers, packages, labels and advertisements in their possession or

10

under their control bearing any of Plaintiffs Trademark or utilizing

11

Plaintiffs Design Patents, or any simulation, reproduction, counterfeit,

12

copy, or colorable imitation thereof;

13

3. Directing that the Defendant report to this Court within thirty (30) days

14

after a Permanent Injunction is entered to show its compliance with

15

paragraphs 1 and 2 above;

16

4. For compensatory damages in an amount to be proven at trial;

17

5. For all gains, profits and advantages derived by Defendant by its

18

infringement of Plaintiffs trademark rights and Design Patent rights;

19

6. For punitive damages in an amount sufficient to punish Defendant for its

20

wrongful conduct and to deter others from engaging in similar conduct in

21

the future;

22

7. For statutory damages as provided by law;

23

8. For permanent injunction against Defendant, preventing Defendant from

24

any future usage of any identical or similarly confusing marks related to

25

Plaintiffs registered Trademark or Design Patents;

26
JAT WHEELS INC.S COMPLAINT
22

EXHIBIT A
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9. Directing such other relief as the Court may deem appropriate to prevent

the trade and public, or individual members thereof, from gaining the

erroneous impression that the Plaintiff authorized or approved any

products manufactured, sold, or otherwise circulated or promoted by the

Defendant or that such products are in any way related to the Plaintiff;

10. For a judgment declaring that this case is exceptional and awarding to

the Plaintiff from the Defendant, as a result of the Defendants sale of

Infringing Products bearing the Plaintiffs Trademark or using Plaintiffs

Design Patents, three times the Plaintiffs damages and three times the

10

Defendants profits, after an accounting, or statutory damages, should the

11

Plaintiff opt for such relief, consisting of Five Hundred Thousand Dollars

12

($500,000.00) for each of the Plaintiffs Trademarks infringed upon by

13

the Defendant, and to the extent this Court concludes such infringement

14

was willful, Five Million Dollars ($5,000,000.00) for the Plaintiffs

15

Trademark infringed upon by the Defendant pursuant to 15 U.S.C.

16

1114 and 1117;

17
18

11. Awarding to the Plaintiff its reasonable attorneys fees and investigative
fees pursuant to 15 U.S.C. 1117;

19

12. Awarding to the Plaintiff its costs in bringing this action; and

20

13. Awarding other such relief to the Plaintiff as this Court deems just.

21
22
23
24
25
26
JAT WHEELS INC.S COMPLAINT
23

EXHIBIT A
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EXHIBIT A
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EXHIBIT A

EXHIBIT A
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Electronic Acknowledgement Receipt


EFS ID:

19153968

Application Number:

29492155

International Application Number:


Confirmation Number:

Title of Invention:

First Named Inventor/Applicant Name:


Customer Number:
Filer:

2886

STR513 Wheel Design

Tom Luo
101028
Elizabeth Yang

Filer Authorized By:


Attorney Docket Number:
Receipt Date:

29-MAY-2014

Filing Date:
Time Stamp:

03:07:56

Application Type:

Design

Payment information:
Submitted with Payment

yes

Payment Type

Credit Card

Payment was successfully received in RAM

$ 380

RAM confirmation Number

12608

Deposit Account
Authorized User

File Listing:
Document
Number

Document Description

File Name

File Size(Bytes)/
Message Digest

Multi
Pages
Part /.zip (if appl.)

EXHIBIT A
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#:170
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 27 of 69 Page ID #:33
99997

Application Data Sheet

WebADS.pdf

no

no

no

1d3057dd4df71842d9595419e18aa281eeb
c0af6

Warnings:
Information:
2

101925

Drawings-only black and white line


drawings

STR513_v1.pdf

Fee Worksheet (SB06)

fee-info.pdf

bfcac86549757cb253e733e6b83c565ab47
ce446

Warnings:
Information:
32064

1fb8019d925a6cd6d59ffa495e66ccc0a481
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Warnings:
Information:
Total Files Size (in bytes):

233986

This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
Post Card, as described in MPEP 503.
New Applications Under 35 U.S.C. 111
If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.C. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary components for
an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
the application.

EXHIBIT A
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Case 2:14-cv-04898-JFW-MRW Document#:171
1 Filed 06/24/14 Page 28 of 69 Page ID #:34

&'(

!"#$%&

EXHIBIT A
Page 28 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 29 of 69 Page ID


Case 2:14-cv-04898-JFW-MRW Document#:172
1 Filed 06/24/14 Page 29 of 69 Page ID #:35

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EXHIBIT A
Page 29 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 30 of 69 Page ID


Case 2:14-cv-04898-JFW-MRW Document#:173
1 Filed 06/24/14 Page 30 of 69 Page ID #:36

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EXHIBIT A
Page 30 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 31 of 69 Page ID


Case 2:14-cv-04898-JFW-MRW Document#:174
1 Filed 06/24/14 Page 31 of 69 Page ID #:37

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EXHIBIT A
Page 31 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 32 of 69 Page ID


#:175
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 32 of 69 Page ID #:38

EXHIBIT B

EXHIBIT A
Page 32 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 33 of 69 Page ID


#:176
6/23/2014
JNC003
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 33 of 69 Page ID #:39
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EXHIBIT A
Page 33 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 34 of 69 Page ID


#:177
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 34 of 69 Page ID #:40

EXHIBIT C

EXHIBIT A
Page 34 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 35 of 69 Page ID


#:178
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 35 of 69 Page ID #:41

Electronic Acknowledgement Receipt


EFS ID:

19153988

Application Number:

29492156

International Application Number:


Confirmation Number:

Title of Invention:

First Named Inventor/Applicant Name:


Customer Number:
Filer:

2099

STR514 Wheel Design

Tom Luo
101028
Elizabeth Yang

Filer Authorized By:


Attorney Docket Number:
Receipt Date:

29-MAY-2014

Filing Date:
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03:35:24

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EXHIBIT A
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Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 36 of 69 Page ID


#:179
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 36 of 69 Page ID #:42
96124

Application Data Sheet

WebADS.pdf

no

no

no

08a853a3deb99279c42046f01ecab7a1c63
04fcd

Warnings:
Information:
2

105870

Drawings-only black and white line


drawings

STR514_v1.pdf

Fee Worksheet (SB06)

fee-info.pdf

8b25767101bff978f0d240926024d4bd01cf
b6f7

Warnings:
Information:
32127

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This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
Post Card, as described in MPEP 503.
New Applications Under 35 U.S.C. 111
If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.C. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary components for
an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
the application.

EXHIBIT A
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Case 2:14-cv-04898-JFW-MRW Document#:180
1 Filed 06/24/14 Page 37 of 69 Page ID #:43

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EXHIBIT A
Page 37 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 38 of 69 Page ID


Case 2:14-cv-04898-JFW-MRW Document#:181
1 Filed 06/24/14 Page 38 of 69 Page ID #:44

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EXHIBIT A
Page 38 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 39 of 69 Page ID


Case 2:14-cv-04898-JFW-MRW Document#:182
1 Filed 06/24/14 Page 39 of 69 Page ID #:45

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EXHIBIT A
Page 39 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 40 of 69 Page ID


Case 2:14-cv-04898-JFW-MRW Document#:183
1 Filed 06/24/14 Page 40 of 69 Page ID #:46

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EXHIBIT A
Page 40 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 41 of 69 Page ID


#:184
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 41 of 69 Page ID #:47

EXHIBIT D

EXHIBIT A
Page 41 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 42 of 69 Page ID


#:185
6/23/2014
JNC005
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 42 of 69 Page ID #:48
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EXHIBIT A
Page 42 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 43 of 69 Page ID


#:186
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 43 of 69 Page ID #:49

EXHIBIT E

EXHIBIT A
Page 43 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 44 of 69 Page ID


#:187
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 44 of 69 Page ID #:50

Electronic Acknowledgement Receipt


EFS ID:

19154004

Application Number:

29492157

International Application Number:


Confirmation Number:

Title of Invention:

First Named Inventor/Applicant Name:


Customer Number:
Filer:

8784

STR522 Wheel Design

Tom Luo
101028
Elizabeth Yang

Filer Authorized By:


Attorney Docket Number:
Receipt Date:

29-MAY-2014

Filing Date:
Time Stamp:

03:56:29

Application Type:

Design

Payment information:
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yes

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$ 380

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EXHIBIT A
Page 44 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 45 of 69 Page ID


#:188
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 45 of 69 Page ID #:51
96125

Application Data Sheet

WebADS.pdf

no

no

no

34b9fc5eb62c3a2e4b3405602c5bfdb3d3e
2be16

Warnings:
Information:
2

100384

Drawings-only black and white line


drawings

STR522_v1.pdf

Fee Worksheet (SB06)

fee-info.pdf

afe10f54305ef04f54b7ba4dc7ce27c80fe8d
548

Warnings:
Information:
32064

ff00f6727a8eebf74937a833506eca3d981b
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Warnings:
Information:
Total Files Size (in bytes):

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This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
Post Card, as described in MPEP 503.
New Applications Under 35 U.S.C. 111
If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.C. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary components for
an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
the application.

EXHIBIT A
Page 45 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 46 of 69 Page ID


Case 2:14-cv-04898-JFW-MRW Document#:189
1 Filed 06/24/14 Page 46 of 69 Page ID #:52

&'(

!"#$%&

EXHIBIT A
Page 46 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 47 of 69 Page ID


Case 2:14-cv-04898-JFW-MRW Document#:190
1 Filed 06/24/14 Page 47 of 69 Page ID #:53

&()

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!"#$%'

EXHIBIT A
Page 47 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 48 of 69 Page ID


Case 2:14-cv-04898-JFW-MRW Document#:191
1 Filed 06/24/14 Page 48 of 69 Page ID #:54

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!"#$%'

EXHIBIT A
Page 48 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 49 of 69 Page ID


Case 2:14-cv-04898-JFW-MRW Document#:192
1 Filed 06/24/14 Page 49 of 69 Page ID #:55

()(

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!"#$%'

EXHIBIT A
Page 49 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 50 of 69 Page ID


#:193
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 50 of 69 Page ID #:56

EXHIBIT F

EXHIBIT A
Page 50 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 51 of 69 Page ID


#:194
6/23/2014
JNC006
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 51 of 69 Page ID #:57
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EXHIBIT A
Page 51 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 52 of 69 Page ID


#:195
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 52 of 69 Page ID #:58

EXHIBIT G

EXHIBIT A
Page 52 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 53 of 69 Page ID


#:196
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 53 of 69 Page ID #:59

Electronic Acknowledgement Receipt


EFS ID:

19154009

Application Number:

29492158

International Application Number:


Confirmation Number:

Title of Invention:

First Named Inventor/Applicant Name:


Customer Number:
Filer:

1577

STR617 Wheel Design

Tom Luo
101028
Elizabeth Yang

Filer Authorized By:


Attorney Docket Number:
Receipt Date:

29-MAY-2014

Filing Date:
Time Stamp:

04:01:15

Application Type:

Design

Payment information:
Submitted with Payment

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EXHIBIT A
Page 53 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 54 of 69 Page ID


#:197
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 54 of 69 Page ID #:60
96124

Application Data Sheet

WebADS.pdf

no

no

no

4fc7e6261a5bd0010b191523b2241b30a48
86c03

Warnings:
Information:
2

101923

Drawings-only black and white line


drawings

STR617_v1.pdf

Fee Worksheet (SB06)

fee-info.pdf

57fe6c8f46acfad6b4b44695b2b436592b9c
e48a

Warnings:
Information:
32011

41ad279f59940a41e576a21a5db28846c19
46de0

Warnings:
Information:
Total Files Size (in bytes):

230058

This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
Post Card, as described in MPEP 503.
New Applications Under 35 U.S.C. 111
If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.C. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary components for
an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
the application.

EXHIBIT A
Page 54 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 55 of 69 Page ID


Case 2:14-cv-04898-JFW-MRW Document#:198
1 Filed 06/24/14 Page 55 of 69 Page ID #:61

&'(

!"#$%&

EXHIBIT A
Page 55 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 56 of 69 Page ID


Case 2:14-cv-04898-JFW-MRW Document#:199
1 Filed 06/24/14 Page 56 of 69 Page ID #:62

&()

!"#$%&

!"#$%'

EXHIBIT A
Page 56 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 57 of 69 Page ID


Case 2:14-cv-04898-JFW-MRW Document#:200
1 Filed 06/24/14 Page 57 of 69 Page ID #:63

()&

!"#$%&

!"#$%'

EXHIBIT A
Page 57 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 58 of 69 Page ID


Case 2:14-cv-04898-JFW-MRW Document#:201
1 Filed 06/24/14 Page 58 of 69 Page ID #:64

()(

!"#$%&

!"#$%'

EXHIBIT A
Page 58 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 59 of 69 Page ID


#:202
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 59 of 69 Page ID #:65

EXHIBIT H

EXHIBIT A
Page 59 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 60 of 69 Page ID


#:203
6/23/2014
JNC026
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 60 of 69 Page ID #:66
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EXHIBIT A
Page 60 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 61 of 69 Page ID


#:204
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 61 of 69 Page ID #:67

EXHIBIT I

EXHIBIT A
Page 61 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 62 of 69 Page ID


#:205
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 62 of 69 Page ID #:68

Electronic Acknowledgement Receipt


EFS ID:

19154013

Application Number:

29492159

International Application Number:


Confirmation Number:

Title of Invention:

First Named Inventor/Applicant Name:


Customer Number:
Filer:

5156

STR618 Wheel Design

Tom Luo
101028
Elizabeth Yang

Filer Authorized By:


Attorney Docket Number:
Receipt Date:

29-MAY-2014

Filing Date:
Time Stamp:

04:05:49

Application Type:

Design

Payment information:
Submitted with Payment

yes

Payment Type

Credit Card

Payment was successfully received in RAM

$ 380

RAM confirmation Number

12664

Deposit Account
Authorized User

File Listing:
Document
Number

Document Description

File Name

File Size(Bytes)/
Message Digest

Multi
Pages
Part /.zip (if appl.)

EXHIBIT A
Page 62 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 63 of 69 Page ID


#:206
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 63 of 69 Page ID #:69
96126

Application Data Sheet

WebADS.pdf

no

no

no

88305c64b7812fe2d18495e4dc1324d6544
033e0

Warnings:
Information:
2

97695

Drawings-only black and white line


drawings

STR618_v1.pdf

Fee Worksheet (SB06)

fee-info.pdf

d427a6b311159e6305845eeb26175e4593
193d84

Warnings:
Information:
32113

fe8e25f603a0bfb6281e5f531f7d1abd2c02a
6a9

Warnings:
Information:
Total Files Size (in bytes):

225934

This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
Post Card, as described in MPEP 503.
New Applications Under 35 U.S.C. 111
If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.C. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary components for
an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
the application.

EXHIBIT A
Page 63 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 64 of 69 Page ID


Case 2:14-cv-04898-JFW-MRW Document#:207
1 Filed 06/24/14 Page 64 of 69 Page ID #:70

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EXHIBIT A
Page 64 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 65 of 69 Page ID


Case 2:14-cv-04898-JFW-MRW Document#:208
1 Filed 06/24/14 Page 65 of 69 Page ID #:71

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EXHIBIT A
Page 65 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 66 of 69 Page ID


Case 2:14-cv-04898-JFW-MRW Document#:209
1 Filed 06/24/14 Page 66 of 69 Page ID #:72

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EXHIBIT A
Page 66 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 67 of 69 Page ID


Case 2:14-cv-04898-JFW-MRW Document#:210
1 Filed 06/24/14 Page 67 of 69 Page ID #:73

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EXHIBIT A
Page 67 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 68 of 69 Page ID


#:211
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 68 of 69 Page ID #:74

EXHIBIT J

EXHIBIT A
Page 68 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-4 Filed 08/06/14 Page 69 of 69 Page ID


#:212
6/23/2014
JNC012
Case 2:14-cv-04898-JFW-MRW Document 1 Filed 06/24/14 Page 69 of 69 Page ID #:75
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EXHIBIT A
Page 69 of 69

Case 2:14-cv-04898-JVS-MRW Document 15-5 Filed 08/06/14 Page 1 of 1 Page ID #:213


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EXHIBIT D
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78

Case 2:14-cv-04898-JVS-MRW Document 15-8 Filed 08/06/14 Page 1 of 5 Page ID #:218

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James,

Please be advised that I will not be replying to your emails with a point-by-point rebuttal. Both emails
contain so many factual inaccuracies and unrelated issues that attempting to address each one would
be an inefficient use of my firms time and our clients money.

From your emails, it appears that you represent JNC Wheels Collection, even though you never
confirm that in writing. If this is not correct, please let me know.

Again, as indicated in our letter to JNC Wheels Collection, we are willing to dismiss this case on the
following conditions:
1.

JNC Wheels Collection must stop selling the STR 513 immediately.

2.
JNC Wheels Collection must hand over all remaining inventory of the STR 513 to us or
provide proof that they destroyed them.
3.
JNC Wheels Collection must stop referring to, or designating themselves as an authorized
STR manufacturer, seller, or dealer.
4.
JNC Wheels Collection, from here on out, must not infringe on any other patents JAT currently
holds or will hold in the future.
5.
JNC Wheels Collection must pay for the cost of litigation, attorneys fees, damages, and
anything else that JAT is monetarily entitled to.
We have yet to formally effectuate service of process of JNC. Please advise if you are willing
to accept service on their behalf by July 11, 2014.
The foregoing is written for purposes of comprise and settlement, and is covered by Federal
Rule of Evidence 408. Additionally, nothing herein shall limit or be constructed to limit any position,
right, or claim that our client may have, all of which are expressly reserved.

Regards,

EXHIBIT E
Page 1 of 5

79

Case 2:14-cv-04898-JVS-MRW Document 15-8 Filed 08/06/14 Page 2 of 5 Page ID #:219

Tommy Wang

On Tue, Jul 8, 2014 at 10:03 AM, James Juo <jjuo@fulpat.com> wrote:


Tommy,

Following up on my earlier email, please note that before filing a patent lawsuit, Rule 11 requires a competent
pre-filing infringement analysis by a lawyer to find a reasonable basis for a finding of infringement of at least
one claim of each patent so asserted. View Eng'g., 208 F.3d at 984. Furthermore, a reasonable pre-filing
inquiry requires that the lawyer seek credible information rather than proceed on mere suspicions or supposition
for the claims being asserted in the complaint. Fed. R. Civ. P. 11(b); Cooter & Gell v. Hartmarx Corp., 496
U.S. 384, 401-2, 110 S. Ct. 2447, 2459, 110 L. Ed. 2d 359 (1990); Cal. Architectural Bldg. Products, Inc. v.
Franciscan Ceramics, Inc., 818 F.2d 1466, 1472 (9th Cir. 1987). The complaint must be well-founded with
evidentiary support for its factual contentions from an objective prospective. Fed. R. Civ. P. 11(b)(3); Morris v.
Wachovia Sec., Inc., 448 F.3d 268, 277 (4th Cir. 2006) (Factual allegations fail to satisfy Rule 11(b)(3) when
they are unsupported by any information obtained prior to filing.).

In addition to my prior inquiry as to whether JAT is asserting any issued patents for its patent infringement
claims (since no issued patents are identified in the complaint), please let me know if you inspected any of the
actual accused products as part of your pre-filing infringement analysis (and, if so, please identify those
products).

James Juo
Partner
FULWIDER PATTON LLP
Intellectual Property Law
6060 Center Drive, Tenth Floor, Los Angeles, CA 90045
T: 310.824.5555 | DD: 310.242.2656 | F: 310.824.9696
Email: jjuo@fulpat.com | website: www.fulpat.com
If you have received this communication in error, please notify us immediately by return e-mail or by telephone, 310-824-5555, and delete and/or destroy all copies of
the message.

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EXHIBIT E
Page 2 of 5

80

Case 2:14-cv-04898-JVS-MRW Document 15-8 Filed 08/06/14 Page 3 of 5 Page ID #:220

Tommy,

Following up our earlier telephone conversation (in which I was immediately transferred from you to
your associate Andrew, and then back to you again), there are severe deficiencies in the complaint JAT
filed against JNC.

The complaint was not clear on what trademark rights were being asserted. Andrew confirmed that
the STR RACING work mark is the only trademark being asserted by JAT in this litigation. Please
confirm that is correct.

The complaint asserts that Plaintiff registered its trademark on April 18, 2014, the STR Trademark
registration number is 86256705, and JNC infringed Plaintiffs registered STR Trademark in violation
of 15 U.S.C. 1114(1). Those are false statements. Although a trademark application for STR
RACING was filed on April 18, 2014, the USPTO has not issued a trademark registration. You have no
basis to assert federal trademark infringement and trademark counterfeiting under the Lanham Act
which require a registered trademark.

To the extent you are asserting unregistered rights under a different statute, please identify the specific
factual and legal basis for your claim. The complaint only makes general allegations against JNC.
During our short telephone conversation, Andrew asserted that JNC used the STR RACING mark on the
JNC website and on its Facebook page. I am unaware of any such use. Please provide me with the Rule
11 factual basis, including any screenshots, to support your assertion that JNC has infringed the STR
RACING mark.

The complaint also asserts dilution, but there appears to be no basis to assert that the STR RACING
mark is famous as required by the Lanham Act . Please provide me with the Rule 11 factual basis for
your assertion that the STR RACING mark is famous (i.e., widely recognized by the general
consuming public under 15 U.S.C. 1125(c)(2)).

The complaint also asserts copyright infringement of an unidentified photograph, but provides no
identification or sample of the alleged work. Nor does the complaint assert that JAT has obtained a
copyright registration (which is a prerequisite for filing suit). Petrella v. Metro-Goldwyn-Mayer, Inc.,
134 S. Ct. 1962, 1977 (2014) (citing 17 U.S.C. 408(b), 411(a)). Again, you appear to have no basis
to assert copyright infringement. Please provide me with the Rule 11 factual basis for your assertion
that JNC has infringed any copyright.

EXHIBIT E
Page 3 of 5

81

Case 2:14-cv-04898-JVS-MRW Document 15-8 Filed 08/06/14 Page 4 of 5 Page ID #:221

The complaint further alleges patent infringement, but there is no basis for that assertion. 35 U.S.C.
271. The complaint does not identify any issued patent. The complaint identifies several pending
design patent applications, and during our telephone conversation, you suggested that a patent
application could be a basis for patent infringement under the AIA. We believe your statement is
unsupported by law or fact. You have no legal or factual basis to assert patent infringement. If you
have any legal authority to support your position, please provide it immediately.

We further note that a UCL claim under Section 17200 requires an unlawful business act or practice,
namely a business practice that violates another law. Cel-Tech Comms. & Cel-Comms., Inc. v. Los
Angeles Cellular Telephone Co., 20 Cal.4th 163, 180 (1999). As already discussed, there appears to be
no basis for JATs allegations that JNC has violated any law.

If we do not receive a satisfactory response from you, we will proceed to move under Rule 11 for
attorneys fees against you. An immediate dismissal of JATs complaint would be deemed a satisfactory
response.

James Juo
Partner
FULWIDER PATTON LLP
Intellectual Property Law
6060 Center Drive, Tenth Floor, Los Angeles, CA 90045
T: 310.824.5555 | DD: 310.242.2656 | F: 310.824.9696
Email: jjuo@fulpat.com | website: www.fulpat.com
If you have received this communication in error, please notify us immediately by return e-mail or by telephone, 310-824-5555, and delete and/or destroy all
copies of the message.

-Regards,
Tommy SF Wang
Yang & Wang, P.C.
355 S. Grand Ave. Suite 2450 Los Angeles, CA 90071
18645 E. Gale Ave. Suite 205 City of Industry, CA 91748
Tel: 888-827-8880 x 2 (Office) | 909-520-4381 (Mobile)
E-Mail: twang@yangwanglaw.com | Web: www.yangwanglaw.com

EXHIBIT E
Page 4 of 5

82

Case 2:14-cv-04898-JVS-MRW Document 15-8 Filed 08/06/14 Page 5 of 5 Page ID #:222

****************************************************
This e-mail and any attachments thereto, is intended only for use by the addressee(s) named herein and may
contain legally privileged and/or confidential information. If you are not the intended recipient of this e-mail,
you are hereby notified any dissemination, distribution or copying of this e-mail, and any attachments thereto, is
strictly prohibited. If you receive this e-mail in error please immediately notify Attorneys at
twang@yangwanglaw.com and permanently delete the original copy and any copy of any e-mail, and any
printout thereof.
****************************************************

EXHIBIT E
Page 5 of 5

83

Case 2:14-cv-04898-JVS-MRW Document 15-9 Filed 08/06/14 Page 1 of 3 Page ID #:223


Case 2:13-cv-07747-ABC-CW Document 29 Filed 12/09/13 Page 1 of 3 Page ID #:178

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EXHIBIT F
Page 1 of 3

84

Case 2:14-cv-04898-JVS-MRW Document 15-9 Filed 08/06/14 Page 2 of 3 Page ID #:224


Case 2:13-cv-07747-ABC-CW Document 29 Filed 12/09/13 Page 2 of 3 Page ID #:179

"

&

'

EXHIBIT F
Page 2 of 3

85

Case 2:14-cv-04898-JVS-MRW Document 15-9 Filed 08/06/14 Page 3 of 3 Page ID #:225


Case 2:13-cv-07747-ABC-CW Document 29 Filed 12/09/13 Page 3 of 3 Page ID #:180

"

&

'

EXHIBIT F
Page 3 of 3

86

Case 2:14-cv-04898-JVS-MRW Document 15-10 Filed 08/06/14 Page 1 of 3 Page ID #:226

EXHIBIT G
Page 1 of 3

87

Case 2:14-cv-04898-JVS-MRW Document 15-10 Filed 08/06/14 Page 2 of 3 Page ID #:227

EXHIBIT G
Page 2 of 3

88

Case 2:14-cv-04898-JVS-MRW Document 15-10 Filed 08/06/14 Page 3 of 3 Page ID #:228

EXHIBIT G
Page 3 of 3

89

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 1 of 71 Page ID


#:229
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 1 of 71 Page ID #:7

EXHIBIT H
Page 1 of 71

90

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 2 of 71 Page ID


#:230
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 2 of 71 Page ID #:8

Plaintiff, JAT WHEELS, Inc. a California Corporation, dba STR Racing

(hereinafter Plaintiff), hereby files this Complaint against Defendant JNC

WHEEL COLLECTION (hereinafter Defendant), and DOES 1 to 10, and alleges

as follows:

INTRODUCTION

1. Plaintiff files this action to combat the willful sale of unlicensed and

counterfeit products (hereinafter Infringing Products) bearing the

Plaintiffs exclusive Trademark and utilizing the Plaintiffs exclusive

design patents, and unauthorized use of Plaintiffs copyrighted

10

photographs. The Defendant is a corporation specializing in the research,

11

manufacture and sales of aftermarket automobile wheels.

12

2. Plaintiff seeks a Permanent Injunction, damages, costs, and attorneys fees

13

as authorized by the Lanham Act, the patent laws of the United States,

14

Title 35, United States Code, Californias common law, and California

15

Business & Professions Code.

16

JURISDICTION AND VENUE

17

3. This Court has subject matter jurisdiction under 28 U.S.C. 1331 (federal

18

question) and 28 U.S.C. 1338(a) (action arising under an Act of

19

Congress relating to patents or trademarks).

20

4. On information and belief, Defendants are subject to personal jurisdiction

21

in the Central District of California (the District), consistent with the

22

principles of due process and the California Long Arm Statute, because

23

Defendants offer their products for sale in this District, have transacted

24

business in this District, have committed and/or induced acts of patent

25

infringement in this District, and/or have placed infringing products into

26
JAT WHEELS INC.S COMPLAINT
2

EXHIBIT H
Page 2 of 71

91

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 3 of 71 Page ID


#:231
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 3 of 71 Page ID #:9

the stream of commerce through established distribution channels with the

expectation that such products will be purchased by residents of this

District.

5. Further, this Court has jurisdiction over Plaintiffs California state

statutory and common law claims pursuant to 28 U.S.C. 1367.

6. Supplemental jurisdiction exists over Defendant because on information

and belief, Defendant conducts business in California and in this judicial

district, has purposefully availed itself to California and in this judicial

district, or has otherwise availed itself of the privileges and protections of

10

the law of the State of California, such that this Courts assertion of

11

jurisdiction over Defendant does not offend traditional notions of fair play

12

and due process.

13

7. Venue is proper within the Central District of California pursuant to 28

14

U.S.C. 1391(b) and 1400(a) because on information and belief, a

15

substantial part of the events or omissions giving rise to the claim

16

occurred in this judicial district, and has caused damages to Plaintiff in

17

this district.

18
19

THE PARTIES
8. Plaintiff, JAT WHEELS, INC., dba STR Racing, is a California

20

corporation duly organized and existing under the laws of the State of

21

California, and whose office is located at address 2107-D W.

22

Commonwealth Ave. #392, Alhambra, California 91803.

23

9. Upon information and belief, Defendant, SPEC-1 RACING WHEELS,

24

INC (hereinafter Defendant), is, and at all times mentioned herein was,

25

a corporation organized and existing under the laws of the State of

26
JAT WHEELS INC.S COMPLAINT
3

EXHIBIT H
Page 3 of 71

92

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 4 of 71 Page ID


#:232
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 4 of 71 Page ID #:10

Florida, having its principal place of business at 8419 Sunstate St.,

Tampa, FL 33634.

10. The true names and capacities, whether individual, corporate, associate or

otherwise, of Defendants herein named DOES 1-10, inclusive are

unknown to Plaintiff. Plaintiff therefore sues said Defendants by such

fictitious names. When the true names and capacities of said Defendants

have been ascertained, Plaintiff will amend this pleading accordingly.

11. Plaintiff further alleges that Defendant and DOES 1-10, inclusive sued

herein by fictitious names are jointly, severally and concurrently liable

10

and responsible with the named Defendant upon the causes of action

11

hereinafter set forth.

12

12. Plaintiff is informed and believes and thereon alleges that at all times

13

mentioned herein Defendant, and DOES 1-10, inclusive, and each of

14

them, were the agents, servants, and employees of every other Defendant

15

and the acts of each Defendant, as alleged herein, were performed within

16

the course and scope of that agency, service or employment.


FACTS

17
18
19

13. Plaintiff owns the exclusive rights to numerous patents, copyrighted and
trademarked properties.

20

14. Plaintiff owns and holds the exclusive rights, title, and interest to market

21

and sell merchandise bearing the STR Trademark (the STR Trademark

22

or Trademark). Plaintiff registered its trademark on April 18, 2014 with

23

the United States Patent and Trademark Office. The STR Trademark

24

registration number is 86256705.

25
26
JAT WHEELS INC.S COMPLAINT
4

EXHIBIT H
Page 4 of 71

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15. Plaintiff is the owner of all right, title and interest in the following U.S.

Design Patents: 1) Application No. 29,492,155 (the 155 patent); 2)

Application No. 29,492,156 (the 156 patent); 3) Application No.

29,492,157 (the 157 patent); 4) Application No. 29,492,158 (the 158

patent); and 5) Application No. 29,492,159 (the 159 patent),

(collectively, the Design Patents).

16. As a result of Defendants unlawful infringement of the Plaintiffs

Design Patents, Plaintiff has suffered and will continue to suffer damages.

Plaintiff is entitled to recover from Defendant the damages suffered as a

10
11

result of Defendants unlawful acts.


17. In or around May 2014, Plaintiff discovered that Defendant was

12

manufacturing and selling automobile parts on the Internet that infringed

13

on Plaintiffs Design Patents. Some of these parts also bore Plaintiffs

14

STR Trademark.

15

18. Defendant uses the STR Trademark in connection with its aftermarket

16

automobile parts that are in direct competition with Plaintiffs aftermarket

17

automobile parts. Defendant has used Plaintiffs trademark in its

18

advertising for such products and services, thereby competing unfairly

19

with Plaintiff, infringing upon Plaintiffs trademark rights, and improperly

20

trading on the goodwill established by Plaintiff.

21

19. In or around May 2014, Plaintiff published photographs to its website

22

displaying its aftermarket automobile parts. Plaintiff owns the copyrights

23

and ownership rights to these photographs.

24
25
26
JAT WHEELS INC.S COMPLAINT
5

EXHIBIT H
Page 5 of 71

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20. Without Plaintiffs consent, Defendant sporadically, but consistently, used

Plaintiffs copyrighted images to promote and sell the Infringing Products

on Defendants website.

21. Defendants infringing activities have caused damages to Plaintiff by

causing customer confusion as to the source of the STR Trademark. In

addition, Defendants use of the aforementioned Design Patent and STR

Trademark has and continues to dilute Plaintiffs goodwill in its products

and business that it has invested significant time and resources.

22. On information and belief, Defendants infringement of one or more of

10

the Plaintiffs Patents is willful and deliberate, therefore entitling Plaintiff

11

to enhanced damages and reasonable attorney fees and costs.

12

23. On information and belief, Defendant intends to continue their unlawful

13

infringing activity, and Plaintiff continues to and will continue to suffer

14

irreparable harmfor which there is no adequate remedy at lawunless

15

Defendant is enjoined by this Court.

16

COUNT I- FEDERAL TRADEMARK INFRINGEMENT AND

17

TRADEMARK COUNTERFEITING

18

24. Plaintiff repeats and re-alleges, as set forth herein, the allegations

19

contained in paragraphs 1 through 23, and brings the following claim for

20

trademark infringement pursuant to 15 U.S.C. 1114 against the

21

Defendant.

22

25. Plaintiff owns or is licensee of the exclusive rights to the STR

23

Trademark. The trademark registration is in full force and effect and is

24

owned by the Plaintiff or Plaintiffs licensors.

25
26
JAT WHEELS INC.S COMPLAINT
6

EXHIBIT H
Page 6 of 71

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26. Plaintiff, and/or those under its authority, manufactures, sells, and

distributes all of its advertising and products in conformity with the

provisions of the United States Trademark law.

27. Despite having actual and constructive notice of the Plaintiff and/or its

licensors federal registration rights, prior common law and statutory

rights to the STR Trademark, Defendant has adopted and used the STR

Trademark in conjunction with the sale of merchandise in the State of

California and interstate commerce, including, by way of example and not

limitation, the SP-4 wheel, attached as Exhibit J.

10

28. Defendant has distributed, sold, or offered for sale merchandise

11

displaying Plaintiffs Trademark without Plaintiffs authorization.

12

Defendants distribution, sale, or offer for sale of merchandise bearing

13

Plaintiffs Trademark in California and interstate commerce has and will

14

cause the likelihood of confusion, deception, and mistake in that

15

consumers will conclude that the products sold by the Defendant are

16

authorized, sponsored, approved, or associated with the Plaintiff.

17

29. Defendants use in commerce of Plaintiffs Trademark in conjunction

18

with the sale of merchandise is an infringement of Plaintiffs registered

19

STR Trademark in violation of 15 U.S.C. 1114(1).

20

30. Defendant committed the acts alleged herein intentionally, fraudulently,

21

maliciously, willfully, wantonly, and oppressively with the intent to injure

22

the Plaintiff and its business.

23

31. The Plaintiff has suffered damages as a result of the Defendants acts.

24
25
26
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7

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Page 7 of 71

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32. The Infringing Products bearing the Plaintiffs Trademark that the

Defendants manufactured, sold, distributed, or offered for sale constitutes

a counterfeit product pursuant to 15 U.S.C. 1116(d).

33. Pursuant to 15 U.S.C. 1117, Plaintiff is entitled to recovery of (1)

Defendants profits; (2) Plaintiffs damages, including lost profits; and (3)

costs of the action. Plaintiff is further entitled to trebled damages above

the amount of actual damages in a sum of not more than three times the

amount of actual damages. Defendants intentional and deceitful actions

make this a case in which the Plaintiff is entitled to an award of attorneys

10
11

fees.
34. By reason of the aforementioned acts by Defendant, Plaintiff has suffered

12

and will continue to suffer irreparable damage, in an amount to be

13

determined, and damages will continue unless and until enjoined by Order

14

of this Court.

15

COUNT II- FALSE DESIGNATION OF ORIGIN [15 U.S.C.

16

1125(a)/Lanham Act 43(a)]

17

35. Plaintiff repeats and re-alleges, as set forth herein, the allegations

18

contained in paragraphs 1 through 34 and brings the following claim for

19

false designation of origin pursuant to 15 U.S.C. 1125(a) and the

20

Lanham Act 43(a) against the Defendant.

21

36. Defendant has used Plaintiffs registered STR Trademark in commerce in

22

connection with its own goods, where use is likely to cause confusion, or

23

to cause mistake, or to deceive as to the origin, sponsorship, association or

24

approval of such goods.

25
26
JAT WHEELS INC.S COMPLAINT
8

EXHIBIT H
Page 8 of 71

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37. By utilizing the Plaintiffs Trademark in its advertising for, and in

connection with its products, Defendant has misrepresented and falsely

described to the general public the origin and the source of the products

offered for sale. Further, it creates a likelihood of confusion, mistake or

deception to the ultimate purchaser as to the source of the products.

38. For example, Defendant markets, conducts business, and publicly

represents that the STR Trademark is associated or connected to the

Defendants business thereby creating a false designation of origin of

Plaintiffs brand of goods and services.

10

39. The confusion, mistake, or deception referred to herein arises out of the

11

aforementioned acts of Defendant and the acts of the Defendant constitute

12

false designation of origin and unfair competition in violation of 15

13

U.S.C. 1125(a) and Section 43(a) of the Lanham Act.

14

40. Upon information and belief, the aforesaid acts of the Defendant were

15

undertaken willfully with the intention of causing confusion, mistake or

16

deception. Plaintiff is entitled, pursuant to 15 U.S.C. 1117, to recovery

17

of: (1) Defendants profits; (2) Plaintiffs damages, including lost profits;

18

and (3) costs of the action. Plaintiff is further entitled to treble damages

19

above the amount of actual damages in a sum not more than three times

20

the amount of actual damages. Defendants intentional and deceitful

21

actions make this a case in which the Plaintiff is entitled to an award of

22

attorneys fees.

23
24

41. By reason of the aforementioned acts by Defendant, Plaintiff has suffered


and will continue to suffer irreparable damage, in an amount to be

25
26
JAT WHEELS INC.S COMPLAINT
9

EXHIBIT H
Page 9 of 71

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determined, which damage will continue unless and until enjoined by

Order of this Court.

3
4
5

COUNT III- FEDERAL TRADEMARK DILUTION [15 U.S.C. 1125(c)]

42. Plaintiff repeats and re-alleges, as if set forth herein, the allegations

contained in paragraphs 1 through 41 and brings the following claim for

trademark dilution pursuant to 15 U.S.C. 1125(c) against the Defendant.

9
10

43. Plaintiffs registered Trademark is distinctive, well known and famous.


44. Defendant is diluting the distinctiveness of Plaintiffs Trademark by

11

marketing and selling inferior goods bearing marks virtually identical or

12

confusingly similar to Plaintiffs registered Trademark. Upon information

13

and belief, Defendant has engaged in the conduct alleged in these claims,

14

willfully intending to trade on Plaintiffs reputation and/or to cause

15

dilution of the reputable and distinctive Trademark owned by Plaintiff.

16

45. Defendant markets, conducts business, and publicly represents that the

17

Trademark is associated or connected to the Defendants business thereby

18

creating a false designation of origin of Plaintiffs brand of goods and

19

services. Thus, Defendants acts violate 15 U.S.C. 1125(c).

20

46. As a direct and proximate result of Defendants trademark dilution,

21

Plaintiff has and will continue to suffer damages to its business, reputation

22

and good will, and the loss of royalties and profits that Plaintiff would

23

have made but for Defendants acts. Upon information and belief,

24

Defendants acts of infringement have also resulted in substantial profits

25

for the Defendant. The amount of these damages will be proven at trial.

26
JAT WHEELS INC.S COMPLAINT
10

EXHIBIT H
Page 10 of 71

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1
2
3
4
5
6

COUNT IV-FEDERAL COPYRIGHT INFRINGEMENT


47. Plaintiff repeats and re-alleges, as set forth herein, the allegations
contained in paragraphs 1 through 46.
48. Plaintiffs were and are the exclusive holder of all rights, title and interest
in their photographs, as separate and distinct works.

49. Defendant has infringed and is infringing the copyrighted photographs by

unlawfully reproducing and using such photographs in violation of the

United States Copyright Act, 17 U.S.C. 106.

10

50. Defendants infringement was and is willful, in bad faith, and executed

11

with full knowledge of Plaintiffs copyright, and in conscious disregard

12

for Plaintiffs exclusive rights in the protected work.

13
14
15

51. Defendants deliberate infringement of Plaintiffs copyrights has greatly


and irreparably damaged Plaintiff.
52. Defendants production of infringing products and copyrighted material,

16

and Defendants wrongful conduct, have deprived and continue to deprive

17

the Plaintiff of their opportunity of expanding their goodwill. Plaintiff is

18

entitled to an injunction restraining Defendant, its officers, agents, and

19

employees, and all persons acting in concert with it, from engaging in any

20

further acts in violation of the copyright laws.

21

53. Plaintiff is further entitled to recover the damages, including attorneys

22

fees, they have sustained and will sustain, and any gains, profits, and

23

advantages obtained by Defendant as a result of Defendants acts of

24

infringement alleged above. At present, the amount of such damages,

25

gains, profits, are in an amount to be determined.

26
JAT WHEELS INC.S COMPLAINT
11

EXHIBIT H
Page 11 of 71

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COUNT V- INFRINGEMENT OF THE 155 PATENT

1
2
3
4

54. Plaintiff repeats and re-alleges, as if set forth herein, the allegations
contained in paragraphs 1 through 53.
55. Plaintiff is the owner of all right, title, and interest in the 155 patent,

titled STR513 Wheel Design duly and properly issued by the U.S.

Patent and Trademark Office on May 29, 2014. A copy of the 155 patent

is attached as Exhibit A.

56. Defendants have been and/or are directly infringing and/or inducing

infringement of and/or contributory infringing the 155 patent by, among

10

other things, making, using, offering to sell or selling in the United States,

11

or importing into the United States, products that are covered by the

12

design patent, including, by way of example and not limitation, the SPT-2

13

wheel, attached as Exhibit B.

14

57. Plaintiff is informed and believes, and on that basis alleges, that

15

Defendants infringement of the 155 patent has been and continues to be

16

intentional, willful, and without regard to Plaintiffs rights. Plaintiff is

17

informed and believes, and on that basis alleges, that Defendants

18

infringement of the 155 patent is and has been intentional, deliberate, and

19

willful at least because it had knowledge of the 155 patent through direct

20

or indirect communications with Plaintiff and/or as a result of its

21

participation in the aftermarket automobile parts industry.

22

58. Plaintiff is informed and believes, and on that basis alleges, that

23

Defendant has gained profits by virtue of its infringement of the 155

24

Patent.

25
26
JAT WHEELS INC.S COMPLAINT
12

EXHIBIT H
Page 12 of 71

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1
2

59. Plaintiff has sustained damages as a direct and proximate result of


Defendants infringement of the 155 Patent.

3
4
5
6
7
8
9

COUNT VI- INFRINGEMENT OF THE 156 PATENT


60. Plaintiff repeats and re-alleges, as set forth herein, the allegations
contained in paragraphs 1 through 59.
61. Plaintiff is the owner of all right, title, and interest in the 156 patent,
titled STR514 Wheel Design duly and properly issued by the U.S.

10

Patent and Trademark Office on May 29, 2014. A copy of the 156 patent

11

is attached as Exhibit C.

12

62. Defendants have been and/or are directly infringing and/or inducing

13

infringement of and/or contributory infringing the 156 patent by, among

14

other things, making, using, offering to sell or selling in the United States,

15

or importing into the United States, products that are covered by the

16

design patent, including, by way of example and not limitation, the SP-6

17

wheel, attached as Exhibit D.

18

63. Plaintiff is informed and believes, and on that basis alleges, that

19

Defendants infringement of the 156 patent has been and continues to be

20

intentional, willful, and without regard to Plaintiffs rights. Plaintiff is

21

informed and believes, and on that basis alleges, that Defendants

22

infringement of the 156 patent is and has been intentional, deliberate, and

23

willful at least because it had knowledge of the 156 patent through direct

24

or indirect communications with Plaintiff and/or as a result of its

25

participation in the aftermarket automobile parts industry.

26
JAT WHEELS INC.S COMPLAINT
13

EXHIBIT H
Page 13 of 71

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64. Plaintiff is informed and believes, and on that basis alleges, that

Defendant has gained profits by virtue of its infringement of the 156

Patent.

4
5
6
7
8
9

65. Plaintiff has sustained damages as a direct and proximate result of


Defendants infringement of the 156 Patent.
COUNT VII- INFRINGEMENT OF THE 157 PATENT
66. Plaintiff repeats and re-alleges, as set forth herein, the allegations
contained in paragraphs 1 through 65.
67. Plaintiff is the owner of all right, title, and interest in the 157 patent,

10

titled STR522 Wheel Design duly and properly issued by the U.S.

11

Patent and Trademark Office on May 29, 2014. A copy of the 157 patent

12

is attached as Exhibit E.

13

68. Defendants have been and/or are directly infringing and/or inducing

14

infringement of and/or contributory infringing the 157 patent by, among

15

other things, making, using, offering to sell or selling in the United States,

16

or importing into the United States, products that are covered by the

17

design patent, including, by way of example and not limitation, the SPT-8

18

wheel, attached as Exhibit F.

19

69. Plaintiff is informed and believes, and on that basis alleges, that

20

Defendants infringement of the 157 patent has been and continues to be

21

intentional, willful, and without regard to Plaintiffs rights. Plaintiff is

22

informed and believes, and on that basis alleges, that Defendants

23

infringement of the 157 patent is and has been intentional, deliberate, and

24

willful at least because it had knowledge of the 157 patent through direct

25
26
JAT WHEELS INC.S COMPLAINT
14

EXHIBIT H
Page 14 of 71

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or indirect communications with Plaintiff and/or as a result of its

participation in the aftermarket automobile parts industry.

70. Plaintiff is informed and believes, and on that basis alleges, that

Defendant has gained profits by virtue of its infringement of the 157

Patent.

6
7
8
9
10
11

71. Plaintiff has sustained damages as a direct and proximate result of


Defendants infringement of the 157 Patent.
COUNT V- INFRINGEMENT OF THE 158 PATENT
72. Plaintiff repeats and re-alleges, as set forth herein, the allegations
contained in paragraphs 1 through 71.
73. Plaintiff is the owner of all right, title, and interest in the 158 patent,

12

titled STR617 Wheel Design duly and properly issued by the U.S.

13

Patent and Trademark Office on May 29, 2014. A copy of the 158 patent

14

is attached as Exhibit G.

15

74. Defendants have been and/or are directly infringing and/or inducing

16

infringement of and/or contributory infringing the 158 patent by, among

17

other things, making, using, offering to sell or selling in the United States,

18

or importing into the United States, products that are covered by the

19

design patent, including, by way of example and not limitation, the SP-8

20

wheel, attached as Exhibit H.

21

75. Plaintiff is informed and believes, and on that basis alleges, that

22

Defendants infringement of the 158 patent has been and continues to be

23

intentional, willful, and without regard to Plaintiffs rights. Plaintiff is

24

informed and believes, and on that basis alleges, that Defendants

25

infringement of the 158 patent is and has been intentional, deliberate, and

26
JAT WHEELS INC.S COMPLAINT
15

EXHIBIT H
Page 15 of 71

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willful at least because it had knowledge of the 158 patent through direct

or indirect communications with Plaintiff and/or as a result of its

participation in the aftermarket automobile parts industry.

76. Plaintiff is informed and believes, and on that basis alleges, that

Defendant has gained profits by virtue of its infringement of the 158

Patent.

7
8
9
10
11
12

77. Plaintiff has sustained damages as a direct and proximate result of


Defendants infringement of the 158 Patent.
COUNT V- INFRINGEMENT OF THE 159 PATENT
78. Plaintiff repeats and re-alleges, as set forth herein, the allegations
contained in paragraphs 1 through 77.
79. Plaintiff is the owner of all right, title, and interest in the 159 patent,

13

titled STR618 Wheel Design duly and properly issued by the U.S.

14

Patent and Trademark Office on May 29, 2014. A copy of the 159 patent

15

is attached as Exhibit I.

16

80. Defendants have been and/or are directly infringing and/or inducing

17

infringement of and/or contributory infringing the 159 patent by, among

18

other things, making, using, offering to sell or selling in the United States,

19

or importing into the United States, products that are covered by the

20

design patent.

21

81. Plaintiff is informed and believes, and on that basis alleges, that

22

Defendants infringement of the 159 patent has been and continues to be

23

intentional, willful, and without regard to Plaintiffs rights. Plaintiff is

24

informed and believes, and on that basis alleges, that Defendants

25

infringement of the 159 patent is and has been intentional, deliberate, and

26
JAT WHEELS INC.S COMPLAINT
16

EXHIBIT H
Page 16 of 71

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willful at least because it had knowledge of the 159 patent through direct

or indirect communications with Plaintiff and/or as a result of its

participation in the aftermarket automobile parts industry.

82. Plaintiff is informed and believes, and on that basis alleges, that

Defendant has gained profits by virtue of its infringement of the 159

Patent.

7
8
9
10

83. Plaintiff has sustained damages as a direct and proximate result of


Defendants infringement of the 159 Patent.
COUNT VI-FEDERAL UNFAIR COMPETITION [15 U.S.C. 1125(a)]
84. Plaintiff repeats and re-alleges, as set forth herein, the allegations

11

contained in paragraphs 1 through 83 and brings the following claim for

12

unfair competition pursuant to 15 U.S.C. 1125(a) against the Defendant.

13

85. As a direct result of the Plaintiffs longstanding use, sales, advertising,

14

and marketing, Plaintiffs Trademark has acquired a secondary and

15

distinctive meaning among the public who have come to identify

16

Plaintiffs Trademark with the Plaintiff and its respective products.

17

86. Plaintiff is informed and believes that thereon alleges that as early as May

18

of 2014, Defendant has infringed Plaintiffs Trademark rights by

19

marketing and selling goods bearing marks virtually identical or

20

confusingly similar to the recognized and distinctive registered

21

Trademark, owned by Plaintiff.

22

87. The Infringing Products and related merchandise that the Defendant has

23

sold and distributed duplicates and appropriates Plaintiffs Trademark and

24

deludes and confuses the public into believing that the Plaintiff approved,

25
26
JAT WHEELS INC.S COMPLAINT
17

EXHIBIT H
Page 17 of 71

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authorized, or sponsored the products and related merchandise sold,

offered for sale, or distributed by the Defendant.

88. Defendant, by misappropriating and using the likenesses of Plaintiffs

Trademark in connection with the sale of products and related

merchandise, is misrepresenting and will continue to misrepresent and

falsely describe to the general public the origin and sponsorship of their

products. Defendant has caused such products to enter into interstate

commerce willfully with full knowledge of the falsity of the designation

of their origin and description and representation in an effort to mislead

10

the purchasing public into believing that their products are authorized or

11

emanate from the Plaintiff.

12

89. Defendants actions, as alleged herein, were and are likely to deceive the

13

consuming public and therefore constitute unfair and fraudulent business

14

practices in violation of 15 U.S.C. 1125(a).

15

90. Defendants unlawful, unfair, and fraudulent business practices described

16

above present a continuing threat to members of the public in that they are

17

likely to be deceived by the origin and quality of Plaintiffs products.

18

91. Upon information and belief, Defendants acts of unfair competition have

19

resulted in substantial profits for the Defendant in an amount to be

20

determined. Defendants acts of unfair competition have also resulted in

21

damages to Plaintiff by causing a diversion of sales from Plaintiff to

22

Defendant, lost royalties and other damages resulting from irreparable

23

harm to Plaintiffs goodwill. The exact amount of Plaintiffs damages is to

24

be determined.

25

92. Plaintiff has also incurred costs and attorneys fees to bring this action.

26
JAT WHEELS INC.S COMPLAINT
18

EXHIBIT H
Page 18 of 71

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1
2
3
4

93. Defendants conduct has caused and will continue to cause irreparable
injury to Plaintiff unless permanently enjoined.
COUNT VII- CALIFORNIA COMMON LAW UNFAIR COMPETITION
94. Plaintiff repeats and re-alleges, as set forth herein, the allegations

contained in paragraphs 1 through 93 and brings the following claim for

unfair competition pursuant to Californias common law against the

Defendant.

95. The Court has jurisdiction over this Cause pursuant to 28 U.S.C. 1367.

96. By Defendants acts alleged herein, the Defendant has engaged in unfair

10
11

competition under the common law of the State of California.


97. Defendant has distributed and sold Infringing Products displaying the

12

Trademark of the Plaintiff in California, thereby creating a false

13

designation of origin of Plaintiffs brand of goods and unfairly competing

14

with Plaintiffs business.

15

98. Upon information and belief, Defendant has knowingly and willfully

16

misappropriated Plaintiffs Trademark in an effort to create the impression

17

that the Defendants counterfeit products are sanctioned by the Plaintiff

18

and to misappropriate the goodwill associated with Plaintiffs Trademark,

19

entitling Plaintiff to an award of exemplary damages and attorneys fees.

20
21
22

99. The aforesaid acts of the Defendant have caused damage to Plaintiff, in
an amount to be determined.
100.

By reason of the acts of the Defendants alleged herein, Plaintiff has

23

suffered, is suffering and will continue to suffer irreparable damage,

24

which damage will continue unless enjoined by Order of this Court.

25
26
JAT WHEELS INC.S COMPLAINT
19

EXHIBIT H
Page 19 of 71

108

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COUNT VI- UNFAIR COMPETITION UNDER CALIFORNIA

BUSINESS & PROFESSIONS CODE 17200, et seq.

101.

Plaintiff repeats and re-alleges, as set forth herein, the allegations

contained in paragraphs 1 through 100 and brings the following claim for

unfair competition pursuant to California Business and Professions Code

17200.

7
8
9

102.

The Court has jurisdiction over this Cause pursuant to 26 U.S.C.

1367.
103.

By acts complained of herein, Defendant has engaged in unfair

10

competition under Section 17200 of the Business and Professions Code of

11

the State of California.

12

104.

Defendants use of the infringing mark complained of herein

13

constitutes deceptive and misleading advertising and is likely to, and is

14

intended to, cause confusion to the purchasers and potential purchasers of

15

the products.

16

105.

Defendant markets, conducts business, and publicly represents that the

17

Plaintiffs registered Trademark is associated or connected to the

18

Defendants business and thus creates a false designation of origin of

19

Plaintiffs brand of goods and services.

20

106.

Upon information and belief, the aforesaid acts of Defendant was

21

undertaken willfully and with the intention of causing confusion, mistake

22

and deception, entitling the Plaintiff to an award of exemplary damages

23

and attorneys fees.

24
25

107.

The aforesaid acts of Defendant have caused damage to Plaintiff in an

amount to be determined.

26
JAT WHEELS INC.S COMPLAINT
20

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108.

By reason of the acts of the Defendant alleged herein, Plaintiff has

suffered injury in fact and has lost money or property as a result of

Defendants acts of unfair business practices alleged herein, is suffering

and will continue to suffer irreparable damage, which irreparable damage

will continue unless enjoined by Order of this Court.


PRAYER FOR RELIEF

6
7
8

WHEREFORE, Plaintiff demands entry of a judgment against the Defendant as


follows:

1. The Defendant, its officers, agents, servants, employees, attorneys, and

10

all those in active concert or participation with them be enjoined and

11

restrained:

12

a. From further using Plaintiffs registered Trademark or any other

13

confusingly similar mark, in connection with the manufacture,

14

sale, advertisement or promotion of any product or any other

15

similar infringement of Plaintiffs Trademark rights, for products

16

not originating from Plaintiff or authorized by Plaintiff;

17

b. From diluting any of Plaintiffs Trademark or any other

18
19

confusingly similar mark;


c. From further using Plaintiffs Design Patents or any other

20

confusingly similar design, in connection with the manufacture,

21

sale, advertisement or promotion of any product or any other

22

similar infringement of Plaintiffs Design Patent rights, for

23

products not originating from Plaintiff or authorized by Plaintiff;

24

and

25
26
JAT WHEELS INC.S COMPLAINT
21

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d. From engaging in unfair competition by making and selling its

products or otherwise using confusingly similar marks and designs,

in such a way as to misrepresent the origin of any of the

Defendants products;

2. For an order requiring Defendant to deliver and be impounded during the

pendency of this action all material in Defendants possession, custody or

control that include or incorporate products that infringe Plaintiffs

Trademark rights, or Design Patent rights, including but not limited to,

any containers, packages, labels and advertisements in their possession or

10

under their control bearing any of Plaintiffs Trademark or utilizing

11

Plaintiffs Design Patents, or any simulation, reproduction, counterfeit,

12

copy, or colorable imitation thereof;

13

3. Directing that the Defendant report to this Court within thirty (30) days

14

after a Permanent Injunction is entered to show its compliance with

15

paragraphs 1 and 2 above;

16

4. For compensatory damages in an amount to be proven at trial;

17

5. For all gains, profits and advantages derived by Defendant by its

18

infringement of Plaintiffs trademark rights and Design Patent rights;

19

6. For punitive damages in an amount sufficient to punish Defendant for its

20

wrongful conduct and to deter others from engaging in similar conduct in

21

the future;

22

7. For statutory damages as provided by law;

23

8. For permanent injunction against Defendant, preventing Defendant from

24

any future usage of any identical or similarly confusing marks related to

25

Plaintiffs registered Trademark or Design Patents;

26
JAT WHEELS INC.S COMPLAINT
22

EXHIBIT H
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9. Directing such other relief as the Court may deem appropriate to prevent

the trade and public, or individual members thereof, from gaining the

erroneous impression that the Plaintiff authorized or approved any

products manufactured, sold, or otherwise circulated or promoted by the

Defendant or that such products are in any way related to the Plaintiff;

10. For a judgment declaring that this case is exceptional and awarding to

the Plaintiff from the Defendant, as a result of the Defendants sale of

Infringing Products bearing the Plaintiffs Trademark or using Plaintiffs

Design Patents, three times the Plaintiffs damages and three times the

10

Defendants profits, after an accounting, or statutory damages, should the

11

Plaintiff opt for such relief, consisting of Five Hundred Thousand Dollars

12

($500,000.00) for each of the Plaintiffs Trademarks infringed upon by

13

the Defendant, and to the extent this Court concludes such infringement

14

was willful, Five Million Dollars ($5,000,000.00) for the Plaintiffs

15

Trademark infringed upon by the Defendant pursuant to 15 U.S.C.

16

1114 and 1117;

17
18

11. Awarding to the Plaintiff its reasonable attorneys fees and investigative
fees pursuant to 15 U.S.C. 1117;

19

12. Awarding to the Plaintiff its costs in bringing this action; and

20

13. Awarding other such relief to the Plaintiff as this Court deems just.

21
22
23
24
25
26
JAT WHEELS INC.S COMPLAINT
23

EXHIBIT H
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EXHIBIT H
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#:253
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EXHIBIT A

EXHIBIT H
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#:254
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New Applications Under 35 U.S.C. 111
If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.C. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary components for
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national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
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EXHIBIT B

EXHIBIT H
Page 32 of 71

121

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 33 of 71 Page ID


#:261
6/23/2014
SPT-2 | Spec-1 Racing WheelsSpec-1 Racing Wheels
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 33 of 71 Page ID #:39

TAMPA: (813) 673 8393 | MIAMI: (305) 704 7623

(HTTP://YOUTUBE.COMC/SPEC1WHEELS)
(HTTPS://TWITTER.COM/SPEC1WHEELS)
(HTTPS://WWW.FACEBOOK.COM/SPEC1WHEELS)

SPT-2
Spec-1 Racing Wheels has revolutionized the wheel industry with
futuristic designs. Precision cut Spec-1 Racing SPT-2 Wheels.

Available in Sizes:
158

Finishes:
Gloss Black Machined

Size
15X8

Bolt 1
4X100

Bolt 2
4X114.3

Offset
20

Bore
73.1

Color
GLOSS BLAC

(http://spec1wheels.com/wp-content/uploads/2014/04/spec1_spt-2_15x8-1403-276-00-1000.jpg)

(http://www.flickr.com/photos/spec1wheels/13900837913/)
(http://www.flickr.com/photos/spec1wheels/13900772835/)
(http://www.flickr.com/photos/spec1wheels/1390
(http://www.flickr.com/photos/spec
(http://www.flickr.com

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EXHIBIT H
Page 33 of 71

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EXHIBIT C

EXHIBIT H
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Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 35 of 71 Page ID #:41

Electronic Acknowledgement Receipt


EFS ID:

19153988

Application Number:

29492156

International Application Number:


Confirmation Number:

Title of Invention:

First Named Inventor/Applicant Name:


Customer Number:
Filer:

2099

STR514 Wheel Design

Tom Luo
101028
Elizabeth Yang

Filer Authorized By:


Attorney Docket Number:
Receipt Date:

29-MAY-2014

Filing Date:
Time Stamp:

03:35:24

Application Type:

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Payment information:
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yes

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RAM confirmation Number

12642

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Document Description

File Name

File Size(Bytes)/
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EXHIBIT H
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New Applications Under 35 U.S.C. 111
If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.C. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary components for
an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
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national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
the application.

EXHIBIT H
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EXHIBIT H
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#:269
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EXHIBIT D

EXHIBIT H
Page 41 of 71

130

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 42 of 71 Page ID


#:270
6/23/2014
SP-6 | Spec-1 Racing WheelsSpec-1 Racing Wheels
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 42 of 71 Page ID #:48

TAMPA: (813) 673 8393 | MIAMI: (305) 704 7623

(HTTP://YOUTUBE.COMC/SPEC1WHEELS)
(HTTPS://TWITTER.COM/SPEC1WHEELS)
(HTTPS://WWW.FACEBOOK.COM/SPEC1WHEELS)

SP-6
Spec-1 Racing Wheels has revolutionized the wheel industry with
futuristic designs. Precision cut Spec- 1 Racing SP-6 Wheels.

Available in Sizes:
188, 189

Finishes:
Gloss Black Machined

(http://spec1wheels.com/wp-content/uploads/2014/04/spec-1_sp6s_18x9-1403-269-00-1000.jpg)

Size
18X8
18X8
18X9
18X8
18X9

Bolt 1
BLANK
5X114.3
BLANK
BLANK
BLANK

Offset
35
35
40
22
25

Bore
73.1
73.1
73.1
73.1
73.1

Color
GLOSS BLACK MACHINE
GLOSS BLACK MACHINE
GLOSS BLACK MACHINE
GLOSS BLACK MACHINE
GLOSS BLACK MACHINE

(http://www.flickr.com/photos/spec1wheels/13900837913/)
(http://www.flickr.com/photos/spec1wheels/13900772835/)
(http://www.flickr.com/photos/spec1wheels/1390
(http://www.flickr.com/photos/spec
(http://www.flickr.com

Like

Tweet

(http://www.flickr.com/photos/spec1wheels/13900773685/)
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1/3

EXHIBIT H
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EXHIBIT E

EXHIBIT H
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Electronic Acknowledgement Receipt


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International Application Number:


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Title of Invention:

First Named Inventor/Applicant Name:


Customer Number:
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8784

STR522 Wheel Design

Tom Luo
101028
Elizabeth Yang

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New Applications Under 35 U.S.C. 111
If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.C. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary components for
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national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
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EXHIBIT H
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EXHIBIT F

EXHIBIT H
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#:279
6/23/2014
SPT-8 | Spec-1 Racing WheelsSpec-1 Racing Wheels
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 51 of 71 Page ID #:57

TAMPA: (813) 673 8393 | MIAMI: (305) 704 7623

(HTTP://YOUTUBE.COMC/SPEC1WHEELS)
(HTTPS://TWITTER.COM/SPEC1WHEELS)
(HTTPS://WWW.FACEBOOK.COM/SPEC1WHEELS)

SPT-8
Spec-1 Racing Wheels has revolutionized the wheel industry with
futuristic designs. Precision cut Spec-1 Racing SPT-8 Wheels.

Available in Sizes:
158

Finishes:
Gloss Black Machined

Size
15X8

Bolt 1
4X100

Bolt 2
4X114.3

Offset
20

Bore
73.1

Color
GLOSS BLAC

(http://spec1wheels.com/wp-content/uploads/spt-8-websitev2.jpg)

(http://www.flickr.com/photos/spec1wheels/13900837913/)
(http://www.flickr.com/photos/spec1wheels/13900772835/)
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(http://www.flickr.com/photos/spec
(http://www.flickr.com

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1/3

EXHIBIT H
Page 51 of 71

140

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 52 of 71 Page ID


#:280
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 52 of 71 Page ID #:58

EXHIBIT G

EXHIBIT H
Page 52 of 71

141

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 53 of 71 Page ID


#:281
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 53 of 71 Page ID #:59

Electronic Acknowledgement Receipt


EFS ID:

19154009

Application Number:

29492158

International Application Number:


Confirmation Number:

Title of Invention:

First Named Inventor/Applicant Name:


Customer Number:
Filer:

1577

STR617 Wheel Design

Tom Luo
101028
Elizabeth Yang

Filer Authorized By:


Attorney Docket Number:
Receipt Date:

29-MAY-2014

Filing Date:
Time Stamp:

04:01:15

Application Type:

Design

Payment information:
Submitted with Payment

yes

Payment Type

Credit Card

Payment was successfully received in RAM

$ 380

RAM confirmation Number

12658

Deposit Account
Authorized User

File Listing:
Document
Number

Document Description

File Name

File Size(Bytes)/
Message Digest

Multi
Pages
Part /.zip (if appl.)

EXHIBIT H
Page 53 of 71

142

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 54 of 71 Page ID


#:282
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 54 of 71 Page ID #:60
96124

Application Data Sheet

WebADS.pdf

no

no

no

4fc7e6261a5bd0010b191523b2241b30a48
86c03

Warnings:
Information:
2

101923

Drawings-only black and white line


drawings

STR617_v1.pdf

Fee Worksheet (SB06)

fee-info.pdf

57fe6c8f46acfad6b4b44695b2b436592b9c
e48a

Warnings:
Information:
32011

41ad279f59940a41e576a21a5db28846c19
46de0

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This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
Post Card, as described in MPEP 503.
New Applications Under 35 U.S.C. 111
If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.C. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary components for
an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
the application.

EXHIBIT H
Page 54 of 71

143

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 55 of 71 Page ID


Case 2:14-cv-04897-DMG-MAN Document#:283
1 Filed 06/24/14 Page 55 of 71 Page ID #:61

&'(

!"#$%&

EXHIBIT H
Page 55 of 71

144

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 56 of 71 Page ID


Case 2:14-cv-04897-DMG-MAN Document#:284
1 Filed 06/24/14 Page 56 of 71 Page ID #:62

&()

!"#$%&

!"#$%'

EXHIBIT H
Page 56 of 71

145

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 57 of 71 Page ID


Case 2:14-cv-04897-DMG-MAN Document#:285
1 Filed 06/24/14 Page 57 of 71 Page ID #:63

()&

!"#$%&

!"#$%'

EXHIBIT H
Page 57 of 71

146

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 58 of 71 Page ID


Case 2:14-cv-04897-DMG-MAN Document#:286
1 Filed 06/24/14 Page 58 of 71 Page ID #:64

()(

!"#$%&

!"#$%'

EXHIBIT H
Page 58 of 71

147

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 59 of 71 Page ID


#:287
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 59 of 71 Page ID #:65

EXHIBIT H

EXHIBIT H
Page 59 of 71

148

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 60 of 71 Page ID


#:288
6/23/2014
SP-8 | Spec-1 Racing WheelsSpec-1 Racing Wheels
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 60 of 71 Page ID #:66

TAMPA: (813) 673 8393 | MIAMI: (305) 704 7623

(HTTP://YOUTUBE.COMC/SPEC1WHEELS)
(HTTPS://TWITTER.COM/SPEC1WHEELS)
(HTTPS://WWW.FACEBOOK.COM/SPEC1WHEELS)

SP-8
Spec-1 Racing Wheels has revolutionized the wheel industry with
futuristic designs. Precision cut Spec- 1 Racing SP-8 Wheels.

Available in Sizes:
188.5, 189.5, 198.5, 199.5, 209, 2010.5

Finishes:
Gloss Black Machined

(http://spec1wheels.com/wp-content/uploads/2014/04/spec-1_sp8y_20x9-1403-275-00-1000.jpg)

Like

Tweet

Size
18X8.5
18X8.5
18X9.5
20X9
20X9
20X10.5
20X10.5
20X9
19X9.5
19X8.5
20X10.5

Bolt 1
BLANK
5X114.3
BLANK
5X114.3
BLANK
5X114.3
BLANK
BLANK
BLANK
BLANK
BLANK

Offset
32
35
38
35
20
40
25
32
38
32
38

Bore
73.1
73.1
73.1
73.1
73.1
73.1
73.1
73.1
73.1
73.1
73.1

Color
GLOSS BLACK MACHINED
GLOSS BLACK MACHINED
GLOSS BLACK MACHINED
GLOSS BLACK MACHINED
GLOSS BLACK MACHINED
GLOSS BLACK MACHINED
GLOSS BLACK MACHINED
GLOSS BLACK MACHINED
GLOSS BLACK MACHINED
GLOSS BLACK MACHINED
GLOSS BLACK MACHINED

(http://www.flickr.com/photos/spec1wheels/13900837913/)
(http://www.flickr.com/photos/spec1wheels/13900772835/)
(http://www.flickr.com/photos/spec1wheels/1390
(http://www.flickr.com/photos/spec
(http://www.flickr.com

(http://www.flickr.com/photos/spec1wheels/13900773685/)
View stream on flickr (http://www.flickr.com/photos/123459618@N03)

http://spec1wheels.com/wheels/spec-1-racing/sp-8/

1/3

EXHIBIT H
Page 60 of 71

149

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 61 of 71 Page ID


#:289
6/23/2014
SP-8 | Spec-1 Racing WheelsSpec-1 Racing Wheels
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 61 of 71 Page ID #:67

GET IN TOUCH

Tampa: (813) 673 8393


Miami: (305) 704-7623
spec1wheels@gmail.com (mailto:spec1wheels@gmail.com)
Mon - Fri 9:00am - 6:00 pm

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CAR BUILDER (http://spec1wheels.com/car-builder/)
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Volkswagen GTI on 18 Spec-1 Racing SP-8 Concave Wheels (http://spec1wheels.com/volkswagen-gti-18-spec-1racing-sp-8-concave-wheels/)
Posted April 17, 2014
By Spec1Wheels (http://spec1wheels.com/author/admin/)

(http://spec1wheels.com/spec-1-racing-website-updated/)
Spec-1 Racing Website Updated! (http://spec1wheels.com/spec-1-racing-website-updated/)
Posted April 17, 2014
By Spec1Wheels (http://spec1wheels.com/author/admin/)

http://spec1wheels.com/wheels/spec-1-racing/sp-8/

2/3

EXHIBIT H
Page 61 of 71

150

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 62 of 71 Page ID


#:290
6/23/2014
SP-8 | Spec-1 Racing WheelsSpec-1 Racing Wheels
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 62 of 71 Page ID #:68

INFORMATION
Spec 1 Warranty (http://spec1wheels.com/wp-content/uploads/2014/01/Spec1-warranty.docx)

NEWSLETTER
your email

S UBMI T

Copyright 2014 Spec-1 Racing Wheels. All Rights Reserved.

http://spec1wheels.com/wheels/spec-1-racing/sp-8/

3/3

EXHIBIT H
Page 62 of 71

151

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 63 of 71 Page ID


#:291
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 63 of 71 Page ID #:69

EXHIBIT I

EXHIBIT H
Page 63 of 71

152

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#:292
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 64 of 71 Page ID #:70

Electronic Acknowledgement Receipt


EFS ID:

19154013

Application Number:

29492159

International Application Number:


Confirmation Number:

Title of Invention:

First Named Inventor/Applicant Name:


Customer Number:
Filer:

5156

STR618 Wheel Design

Tom Luo
101028
Elizabeth Yang

Filer Authorized By:


Attorney Docket Number:
Receipt Date:

29-MAY-2014

Filing Date:
Time Stamp:

04:05:49

Application Type:

Design

Payment information:
Submitted with Payment

yes

Payment Type

Credit Card

Payment was successfully received in RAM

$ 380

RAM confirmation Number

12664

Deposit Account
Authorized User

File Listing:
Document
Number

Document Description

File Name

File Size(Bytes)/
Message Digest

Multi
Pages
Part /.zip (if appl.)

EXHIBIT H
Page 64 of 71

153

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 65 of 71 Page ID


#:293
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 65 of 71 Page ID #:71
96126

Application Data Sheet

WebADS.pdf

no

no

no

88305c64b7812fe2d18495e4dc1324d6544
033e0

Warnings:
Information:
2

97695

Drawings-only black and white line


drawings

STR618_v1.pdf

Fee Worksheet (SB06)

fee-info.pdf

d427a6b311159e6305845eeb26175e4593
193d84

Warnings:
Information:
32113

fe8e25f603a0bfb6281e5f531f7d1abd2c02a
6a9

Warnings:
Information:
Total Files Size (in bytes):

225934

This Acknowledgement Receipt evidences receipt on the noted date by the USPTO of the indicated documents,
characterized by the applicant, and including page counts, where applicable. It serves as evidence of receipt similar to a
Post Card, as described in MPEP 503.
New Applications Under 35 U.S.C. 111
If a new application is being filed and the application includes the necessary components for a filing date (see 37 CFR
1.53(b)-(d) and MPEP 506), a Filing Receipt (37 CFR 1.54) will be issued in due course and the date shown on this
Acknowledgement Receipt will establish the filing date of the application.
National Stage of an International Application under 35 U.S.C. 371
If a timely submission to enter the national stage of an international application is compliant with the conditions of 35
U.S.C. 371 and other applicable requirements a Form PCT/DO/EO/903 indicating acceptance of the application as a
national stage submission under 35 U.S.C. 371 will be issued in addition to the Filing Receipt, in due course.
New International Application Filed with the USPTO as a Receiving Office
If a new international application is being filed and the international application includes the necessary components for
an international filing date (see PCT Article 11 and MPEP 1810), a Notification of the International Application Number
and of the International Filing Date (Form PCT/RO/105) will be issued in due course, subject to prescriptions concerning
national security, and the date shown on this Acknowledgement Receipt will establish the international filing date of
the application.

EXHIBIT H
Page 65 of 71

154

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 66 of 71 Page ID


Case 2:14-cv-04897-DMG-MAN Document#:294
1 Filed 06/24/14 Page 66 of 71 Page ID #:72

&'(

!"#$%&

EXHIBIT H
Page 66 of 71

155

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 67 of 71 Page ID


Case 2:14-cv-04897-DMG-MAN Document#:295
1 Filed 06/24/14 Page 67 of 71 Page ID #:73

&()

!"#$%&

!"#$%'

EXHIBIT H
Page 67 of 71

156

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 68 of 71 Page ID


Case 2:14-cv-04897-DMG-MAN Document#:296
1 Filed 06/24/14 Page 68 of 71 Page ID #:74

()&

!"#$%&

!"#$%'

EXHIBIT H
Page 68 of 71

157

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 69 of 71 Page ID


Case 2:14-cv-04897-DMG-MAN Document#:297
1 Filed 06/24/14 Page 69 of 71 Page ID #:75

()(

!"#$%&

!"#$%'

EXHIBIT H
Page 69 of 71

158

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 70 of 71 Page ID


#:298
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 70 of 71 Page ID #:76

EXHIBIT J

EXHIBIT H
Page 70 of 71

159

Case 2:14-cv-04898-JVS-MRW Document 15-11 Filed 08/06/14 Page 71 of 71 Page ID


#:299
6/23/2014
SP-4 | Spec-1 Racing WheelsSpec-1 Racing Wheels
Case 2:14-cv-04897-DMG-MAN Document 1 Filed 06/24/14 Page 71 of 71 Page ID #:77

TAMPA: (813) 673 8393 | MIAMI: (305) 704 7623

(HTTP://YOUTUBE.COMC/SPEC1WHEELS)
(HTTPS://TWITTER.COM/SPEC1WHEELS)
(HTTPS://WWW.FACEBOOK.COM/SPEC1WHEELS)

SP-4
Spec-1 Racing Wheels has revolutionized the wheel industry with
futuristic designs. Precision cut Spec- 1 Racing SP-4 Wheels.

Available in Sizes:
177.5, 188, 189

Finishes:
Gloss Black Machined, Gold Metal Lip

(http://spec1wheels.com/wp-content/uploads/2014/04/spec-1_sp4s_18x9-1403-262-00-1000.jpg)

Size
17X7.5
17X7.5
17X7.5
17X7.5
18X8
18X8
18X9

Bolt 1 Bolt 2
5X114.3
4X100
4X114.3
BLANK
BLANK
5X114.3
BLANK

Offset
38
38
38
38
35
35
40

BoreColor
73.1 GLOSS BLACK MACHINE
73.1 GLOSS BLACK MACHINE
73.1 GLOSS BLACK MACHINE
73.1 GLOSS BLACK MACHINE
73.1 GLOSS BLACK MACHINE
73.1 GLOSS BLACK MACHINE
73.1 GLOSS BLACK MACHINE

(http://www.flickr.com/photos/spec1wheels/13900837913/)
(http://www.flickr.com/photos/spec1wheels/13900772835/)
(http://www.flickr.com/photos/spec1wheels/1390
(http://www.flickr.com/photos/spec
(http://www.flickr.com
Like

Tweet

(http://www.flickr.com/photos/spec1wheels/13900773685/)
View stream on flickr (http://www.flickr.com/photos/123459618@N03)

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1/3

EXHIBIT H
Page 71 of 71

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EXHIBIT I
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EXHIBIT I
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EXHIBIT I
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EXHIBIT I
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EXHIBIT I
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EXHIBIT J
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