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Sr. No. Name of the trading member Clg. No.

1 Transparent Shares & Securities Pvt. Ltd. 3259


2 Sushil Financial Services Pvt. Ltd. 636
3 Krone Research & Brokerage Pvt. Ltd 3045
4 Dynamic Stock Broking (India) Pvt. Ltd. 115
5 Motilal Oswal Securities Ltd. 446
List of the trading members who have been issued show -cause notice for dealing entities debarred by SEBI
List of the trading members who have been issued show -cause notice for dealing entities debarred by SEBI
Scrip Name /Entity Nameof the clients PAN No. Flag Date of Order Order & Period of the Order
Karuna Cables Ltd. Karuna Cables Ltd AAACK8292M # @ 29/11/2005 Karuna Cables Ltd is further directed that it shall not issue
any equity shares or any other instruments convertible into
equity shares, in any manner, or shall not alter its capital
structure in any manner, till further directions in this regard.
Karuna Cables Ltd. Mahendra C. Shah, AANPS7782G # @
Karuna Cables Ltd. Sanjay B Shah, ADYPS0396J # @
Karuna Cables Ltd. Ceetee Trading And Leasing Pvt. Ltd AAACC4311M # @
Karuna Cables Ltd. Richtone Fintrade & Investment Pvt. Ltd., Not Provided @
Karuna Cables Ltd. Vinayak Trimbak Sarkhot Not Provided @
Karuna Cables Ltd. Pradnya Sarkhot Not Provided @
Karuna Cables Ltd. Bipin Shah Not Provided @
Karuna Cables Ltd. Bhavana Bipin Shah Not Provided @
Karuna Cables Ltd. Vintel Securities Pvt Ltd AABCV0925H @
Karuna Cables Ltd. Ritedeal Trading Company Pvt Ltd, Not Provided @
Karuna Cables Ltd. Ajit Suryavanshi, AVOPS4111P @
Karuna Cables Ltd. Santosh Rohidas Jagtap, AFUPJ0681F @
Karuna Cables Ltd. New Leader Trading Co. Pvt. Ltd., AACCN0923G @
Karuna Cables Ltd. Ramdas Kshirsagar, Not Provided @
Karuna Cables Ltd. Umesh Choukekar, AEGPC1262A @
Karuna Cables Ltd. Rightstar Trading Company Pvt. Ltd., AACCR9880Q @
Karuna Cables Ltd. Dattu Shitole, AZRPS4603H @
Karuna Cables Ltd. Amar Adhav AEBPA2694B @
Karuna Cables Ltd. Rajkishore Singh, Not Provided @
Karuna Cables Ltd. Santosh Pawar ALSPP7445F @
Karuna Cables Ltd. Vijay Suryavanshi AYNPS6546C @
Latesh Chheda AFCPC2413E
*
Neptune Fincot P Ltd AACCN0451F
*
Chetan Rathod AGSPR0171R
*
Bhavin Chheda ADCPC4050H
*
Viren Kenia AABPK6675N
*
RSS Investment Pvt Ltd AACCR0364F
*
Dhiren Pajwani AAFHD0633M &
AABPP6643B
*
MANISH MARWAH AIYPM7765N
*
DILIP NABERA AABPN6830C
*
MAYROSE CAPFIN PVT LTD. AACCM4957H
*
SAMRADHAFINSTOCK LTD AAFCS3316K
*
ADHUNIK FINANCE PVT LTD(DILIP
NABERA)
AACCA3263G
*
SPARKLINE MERCANTILE COMPANY PVT
LTD
AAHCS5558D
*
EMERGING CAPITAL ADVISORS LTD. AABCE3807H
*
SADHANA DILIP NABERA AAFPN5685D
*
HEM KANAK MERCAHNTILE P LTD. AABCH3822M
*
STRATEGIC RESEARCH INTELLIGENCE
LTD.
AAGCS7475N
*
WINSTAR E COM PVT LTD() AAACW5741R
*
NEOL EQUITY RESEARCH (P) LTD.() AAPTN9872K /
AABCN8351P
*
MITUL DOSHI AACPD4995K
*
not to buy, sell or deal in securities of Atlanta Ltd., directly or
indirectly, till further directions in this regard.
Shall hereby cease and desist from dealing in shares in the
manner described in the order as would impart artificiality to
the order book with the concomitant impact on the market in
violation of Reg. 4 (2) (a) & ( g) of SEBI (Prohibition of
Fraudulent and Unfair Trade Practices Relating to Securities
Markets) Regulations, 2003
not to buy, sell or deal in securities , directly or indirectly, on
the day of listing of any securities on the stock exchanges ,
till further directions in this regard.
Pochiraju Industries Ltd
Cambridge Technology Enterprise
Ltd.
Mindtree Consulting Ltd.
Shree Astavinayak Cine Vision Ltd,
Pyramid Saimira Theatre Ltd,
AI Champdany Industries Ltd
Atlanta Ltd.
Ad-interim order
dt.26/04/2007.
Order
confirmed on
3.9.2007.Revoc
ation Orders
dt.5.11.2008
Ad-interim order
dt.26/04/2007.
Ad-interim order
dt. 22/02/2007.
Confirmed the
order on
27/09/2007.
(Revoked
order vide
SEBI order
dated
17.09.2008
against 23
entities)
(Disposes of
the directions
vide SEBI
Order dated
26.06.2009
against 4
entities)
(Disposes of
the direction
vide SEBI
Order dated
January 8,
2010 against
Pine Tree
Consultants
Pvt.Ltd.Notice
No.20100111-
28)
directed not to buy, sell or deal in securities of Karuna Cables
Ltd, directly or indirectly, till further directions in this regard
directed not to buy, sell or deal in securities of Karuna Cables
Ltd, directly or indirectly, till further directions in this regard.
These entities have already come to SEBIs adverse notice in
the cases of IFSL Ltd and Mega Corporation Ltd. and are
hereby directed not to buy, sell or deal in any securities
directly or indirectly, till further directions in this regard.
Scrip Name /Entity Nameof the clients PAN No. Flag Date of Order Order & Period of the Order
MUKUND DOSHI AAAHM1185Q
*
Kishore P. Thakural AABPT2518H
*
Jay Thakural ADVPT1405A
*
KUBER CAPITAL SERVICES PVT.
LTD(MUKUND DOSHI)
AAACK1824F
*
Pine Tree Consultants AADCP8816F
*
Vikram Jain AABPJ9700H
Sachin Jain AFRPJ0159D
*
Rajhoo Bbarot AENPB9154P
*
Rikiin Bbarot AENPB9147G
*
Smita Doshi AAIPD1313P
*
Bhavana R Bbarot
*
Ridhima M Doshi
*
Ambalal P Barot (HUF)
*
Rajendra A Bbarot, (HUF)
*
Eden Realty Private Ltd. Not Available
*
Him Realty Private Ltd. Not Available
*
Ellis Equity Advisiors Private Ltd. AABCE5533G
*
Spot Light Securities Private Ltd. AAJCS6343L
*
Shadilal Chopra AAAPC6067F 10/8/2009 Directed not to buy, sell or deal in the securities market,
directly or indirectly, for a period 45 days from the date of the
order.
Also disgorge the unlawful gains made by him within a
specified period, as mentioned in the order, along-with the
interest @ 12% p.a. for a period 3 yerars.
Further, it is also ordered that in case the amount is not paid
within the specified time, the entity shall be restrained from
buying, selling or dealing in securities market in any manner
whatsoever or accessing the securities market, directly or
indirectly, for a further period of five years without prejudice to
SEBIs right to enforce disgorgement.
Confirmed by SEBI vide its email dated 01/10/2009 that they
have not received the payment. Hence entity is debarr for a
further period of five years
Atlanta Ltd. AAACA8865E
*
shall not issue any equity shares or any other instruments
convertible into equity shares, in any manner, or shall not
give effect to any alteration in its capital structure in any
manner till furhter directions in this regard.
Design Auto Systems Ltd. AAACD5974H
Sarvesh Garg ABSPG4063E
Rita Garg ABQPG0616H
Rajendra Tare Not Available
Prashant Rajgarhia Not Available
entities of Jalco group & its associates Pan No.
Carissa Investment Pvt Ltd. (Promoter GHCL
Ltd.)
AAACC3277A
not to buy, sell or deal in securities of Atlanta Ltd., directly or
indirectly, till further directions in this regard.
GHCL
Atlanta Ltd.
3/6/2007 Design Auto
Ad-interim order
dt. 22/02/2007.
Confirmed the
order on
27/09/2007.
(Revoked
order vide
SEBI order
dated
17.09.2008
against 23
entities)
(Disposes of
the directions
vide SEBI
Order dated
26.06.2009
against 4
entities)
(Disposes of
the direction
vide SEBI
Order dated
January 8,
2010 against
Pine Tree
Consultants
Pvt.Ltd.Notice
No.20100111-
28)
shall not buy, sell or deal in securities in any manner directly
or indirectly for a period of seven years from the date of this
order.
Shall not buy, sell or deal in shares of GHCL directly or
indirectly.
4/25/2007
Scrip Name /Entity Nameof the clients PAN No. Flag Date of Order Order & Period of the Order
Antarctica Investment Pvt Ltd. (Promoter
GHCL Ltd.)
AAACA1366N
Jalco Financial Services Pvt Ltd AAACJ2791E
*
Wilful Finance & Investment Co Pvt Ltd. AAACW0280H
*
Darpan Garden Exports Pvt Ltd. AABCD3406B
*
Pathik Merchandise Pvt Ltd AACCP5777G
*
Rajshree Tobacco Co Pvt Ltd. AACCR7343A
*
Grotto Pharmaceuticals Pvt Ltd AAOCG4023E
*
Comosum Investment Pvt. Ltd AAACC0819J
Altar Investment Private Ltd. AAACA6687J
ILAC Investment Private Ltd. AAACI1924Q
Dalmia Housing Finance Ltd. AABCD7104J
Shape N Style India (P) Ltd. AAICS5971P
*
Sofed Retailer Pvt. Ltd AADCS8089F
*
Directors of Jalco group Pan No.
Alok Kumar Srivastava ARVPS9022N
*
Bhairav Dutt Naliwal Not Available
*
Sanjay Jalan Not Available
*
Pradeep Kumar
*
Balbeer Singh
*
Manohar Ram Not Available
*
Vinay Kumar Mehta AJFPM5709A
*
Rajesh Kumar AHMPK4090M
*
Suruj Gurung Not Available
*
Vishnu Sarup Gupta AACPG1925E
Padmini Technologies Ltd. Not Available
Vivek Nagpal
Praveen Kumar Jain
Aftek Infosys Ltd. Vidyut Investments Ltd. AAACV0129J
#
1/24/2007 Not to buy, sell or deal in securities for a period of two
years, excepting for the shares pledged with it in its capacity
as NBFC (other than the shares pledged by Ketan Parekha &
his entities) till the date of this order
GHCL
Not Available
Padmini Technologies Ltd.
Shall not buy, sell or deal in shares of GHCL directly or
indirectly.
4/25/2007
Not Available
1/31/2007 prohibited from associating with the capital market related
activities including buying and selling and dealing in
securities directly or indirectly and also from accessing the
capital market in any capacity whatsoever and associating
with any of the intermediary in the capital market for a period

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