Professional Documents
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cent). Only urban Ouro Preto, also studied by Ramos, had a higher proportion
of solitary households (49 percent in 1804 and 34 percent in 1838).
39
Five of the nine solitary heads, according to the census, lived entirely
alone (excluding slaves); that is, their households contained neither resident
kin nor free dependents of any kind. The ve included captains Francisco
Pereira de Macedo and Joaquim de Oliveira Guimares, who owned the en-
genhos Campina and Calemb, respectively. Both, according to the census,
were married. Presumably their wives and children resided elsewherein all
likelihood, in Salvador or perhaps in the nearby town of Cachoeira. It is impos-
sible to know, from the census, whether this represented a permanent or tem-
porary arrangement.
40
Also among the ve heads living entirely alone were two
women: dona Francisca Maria Vitria das Mercs e Arago, a 37-year-old sin-
gle lavradora who employed 22 slaves at her cane farm, and the 43-year-old
widow dona Maria de So Jos, owner of the Engenho dos Patos and its 73
slaves.
The census also registers complex planter and lavrador households that
come closer to conventional depictions of the casa-grande. Three households,
for example, contained extended kin. Another two included, beyond the heads
immediate family, at least one married couple and their children. One of these
was the Engenho Brando, owned by dona Francisca Rosa de Morais, a
60-year-old widow. Dona Francisca Rosa shared her household with her un-
married adult daughter andin an arrangement that seems to have been
uncommon in the Recncavowith a tenant cane farmer, Francisco Gil Gar-
cia, his wife, and their three young children. The second household of this type
represents, in some ways, an even more unusual case. The large Engenho do
Revisiting the Casa-grande 643
39. Marclio, Caiara, 132; Ramos, City and Country, 366. In one rural district
studied by Ramos (Cachoeira), 22% of all households had solitary heads in 1801, but by
1831 that proportion had fallen to 14%. Work by Marclio (Crescimento, 100103) with
1798 and 1828 censuses of more than 30 townships shows that the proportion of solitary
households in So Paulo was generally 515%.
40. E.g., the wives may have been in the city with the children while they attended
school, a common arrangement by the early twentieth century; Borges, The Family, 59. Or
perhaps the planters had temporarily relocated their families for reasons of security.
Between 1807 and 1835, Bahia witnessed a series of slave uprisings and conspiracies that
included the 1835 Mals rebellion in Salvador and three revolts in Iguape in 1814, 1827,
and 1828. In the 1828 revolt, slaves attacked the Engenho Campina and an estate
neighboring the Engenho Calemb; Joo Jos Reis, Rebelio escrava no Brasil: A histria do
levante dos mals em 1835, 2nd ed. (So Paulo: Comp. das Letras, 2003), esp. 11011. Also
note that, according to the census, the planters families were not living in the village of
Santiago do Iguape.
Desterro belonged, by the early 1830s, to the heirs of Francisco Cavalcante e
Albuquerque. None of them were, it seems, interested in buying out the shares
of the other inheritors (or perhaps none had the necessary nancial resources).
The heirs were also apparently unwilling to divide the estate among them-
selves or to operate it jointly. In any event, in 1834, they rented it to an absen-
tee tenant, who hired an administrator to supervise day-to-day operations at
the estate. Under the unusual rental agreement, some of the heirs retained the
right not only to cultivate cane as lavradores at their own engenho, but also to
reside in Desterros main dwelling house. The result was a complex household
that brought together under one roof Manoel Rodrigues Mono, his wife, and
their daughter; Jos Francisco Lus, along with his wife and son; and nally the
unmarried dona Isabel Joaquina de Santanaall of whom were co-owners of
the plantation.
41
The case deserves attention, insofar as it shows how efforts to circumvent
partible inheritance could, under some circumstances, give rise to complex
households. But such households, it must be stressed, were not the norm in
Iguape, where only ve fogos belonging to planters and well-to-do lavradores
displayed a complex structure. Those ve represented a mere 14 percent of the
37 fogos, a substantially smaller share than the 24 percent headed by solitary
individuals.
Rather than being complex, the most common variety of plantation and
cane-farming household had a nuclear core; that is, it consisted of a married
couple with or without children or a widowed spouse living with children (as
well as, in some cases, domsticos and other free nonkin dependents). As can
be seen in table 4, such households accounted for 60 percent of the total.
42
The
table also shows that 11, or fully half, of the nuclear-core households did not
contain a single domstico or other free nonkin dependent; in other words, the
head together with his or her immediate family made up the entire free com-
ponent within those households. Cane-farming households were more likely to
be organized around a simple nuclear unit than those belonging to planters.
644 HAHR / November / Barickman
41. Livro de notas e escrituras: Santiago do Iguape, 18311845, ARC, fols. 1012
v
,
73
v
74
v
. Manoel Rodrigues Mono, Jos Francisco Lus, and dona Isabel Joaquina are
listed as lavradores in the census. Therefore I have classied the household as a cane-
farming fogo. The household headed by a fourth heir (Francisco dAmorim Cavalcante) is
also included among the 22 cane-farming households. Note that the hired administrator,
according to the census, lived in his own household.
42. The 22 nuclear-core households contained 115 free individuals (61% of all free
residents in the 37 households).
Nevertheless, even among senhores de engenho, nuclear-core households out-
numbered those with a complex structure by a ratio of two to one.
The heads of the 22 nuclear-core households included some of the wealth-
iest cane farmers and sugar planters in the parish. Among them was Manoel
Estanislau de Almeida, a lavrador who owned 64 slaves, or nearly four and a
half times more than the average slaveholding cane farmer in the parish. In
fact, in his day, Manoel Estanislau would have ranked as one of the wealthiest
cane farmers in the Recncavo. The labor of his 64 slaves would have more
than sufced to operate a decent-sized engenho in early nineteenth-century
Bahia. Yet, when the census takers visited his fogo, they did not nd anything
even remotely resembling the casa-grande household as commonly depicted in
the secondary literature. If we set aside the slaves he owned, then the 58-year-
old Manoel Estanislau shared his household with only his wife and their
unmarried adult son.
The census takers encountered an equally simple domestic unit at the
large Engenho da Cruz, where Captain Tom Pereira de Arajo employed 163
slaves. Despite his wealth, Captain Tom did not live surrounded by numerous
kin and free dependents; instead, he resided with his wife and their two young
daughters. The census does not list any other free household members. Colonel
Domingos Amrico da Silva was even wealthier than Captain Tom; he owned
not one, but two plantations: the adjoining engenhos So Domingos and Santa
Catarina, with a combined workforce of 237 slaves. But, once again, ownership
of a large number of slaves and, in this case, two engenhos did not result in a
complex household. At So Domingos, where he had his residence, Colonel
Domingos Amrico presided over a household that consisted of only his wife,
their children, and two freed domsticas.
Households such as those headed by Colonel Domingos Amrico da Silva,
Captain Tom Pereira de Arajo, and Manoel Estanislau de Almeida, which
were relatively small in size (if slaves are excluded) and simple in structure,
obviously stand in sharp contrast with the traditional image of the casa-grande.
But, perhaps equally important, the proportion of nuclear-core households
headed by planters and cane farmers in the parish roughly matches or, in some
cases, even surpasses the share of households with the same structure found in
some nonplantation areas of Southeastern Brazil. For instance, no more than
approximately one-third of all fogos in the city of So Paulo in 1836 were orga-
nized around a nuclear unit. The 37 households might also be compared with
those in the town of Ouro Preto, Minas Gerais, where Donald Ramoss re-
search indicates that only 38 percent displayed a nuclear core structure in 1801.
Revisiting the Casa-grande 645
By contrast, that structure, it bears repeating, characterized 60 percent of the
households headed by planters and wealthy lavradores in Iguape.
43
Of course, such households were, in many cases, far more common in
rural areas of Southeastern Brazil in the early nineteenth century. Again, re-
search by Ramos offers a point of comparison; he has calculated that 78 percent
of all households in the farming community of Cachoeira, in Minas Gerais,
were organized around a nuclear core in 1831. Likewise, Maria Luiza Marclio
reports that the same domestic structure could be found in 75 percent of all
fogos in Ubatuba, So Paulo, in 1830. But even these much higher percentages
are roughly comparable to the 73 percent for the 22 cane-farming households
in Iguape. That is true despite the signicant differences in levels of wealth and
context. The average household owned only 7.5 slaves in Ubataba and fewer
than 2 in Cachoeira. The averages in both cases fall well below the mean of
28.6 slaves for the 22 cane farmers in Iguape. Moreover, neither Cachoeira nor
Ubatuba were well-established centers of plantation agriculture. Indeed,
although coffee production took root in Ubatuba in the rst decades of the
nineteenth century, Marclio describes the township as a mainly peasant and
shing community.
44
Notwithstanding the traditional image of the casa-grande, it is perhaps
not surprising that so few senhores de engenho and wealthy cane farmers in
Iguape headed complex multigenerational households or that nuclear-core and
solitary households accounted for nearly 84 percent of the fogos examined
here. On the one hand, those fogos, without exception, were headed by wealthy
(or, at the very least, quite prosperous) slave-owning agriculturalists in one of
the wealthiest sugar-producing parishes in Bahia. As such, those heads would
have had the resources to sustain large and complex domestic units that brought
together under one roof married sons and daughters with their spouses, grand-
children, and other extended kin, as well as numerous domsticos and the like.
646 HAHR / November / Barickman
43. Samara, As mulheres, 34, reports that 35% of all households in So Paulo were
nuclear in 1836, but her modications of Lasletts scheme allow for only rough
comparisons; Ramos, City and Country, 366. By 1838, the proportion of nuclear-core
households in Ouro Preto had grown to 55%, which still falls short of that found among
the 37 households in Iguape.
44. Ramos, City and Country, 36566; Marclio, Caiara, 105, 13233. (The
average for Ubatuba is only for slave-owning households.) Marclio (Crescimento, 1023)
shows that, in various districts in late colonial and early nineteenth-century So Paulo,
8085% of all households had a nuclear-core structure, clearly a higher proportion than
that found among the 37 households considered here but not dramatically higher than the
73% for lavrador households in Iguape.
Incorporating such nonnuclear members into the household could, in turn,
augment the pool of labor available to the domestic unit.
45
But Iguapes
planters and well-to-do cane farmers were not peasants; they did not need the
extra labor of adult children, more distant relatives, or retainers. After all, they
had slaves at their command: in all cases, at least 15 slaves and, far more often,
several dozen slaves. Whatever services domsticos or more distant relatives
may have provided, those services would not have been in any way crucial to
the survival of lavrador and planter households.
On the other hand (and for similar reasons), the married children of
Iguapes sugar planters and wealthy cane farmers would not have needed to live
with their parents after marriage. The Brazilian proverb Quem casa quer casa
(He who marries wants [or needs] a house) no doubt reects a widespread
desire among newlywed couples to set up their own households.
46
But doing so
would have required nancial resources. The resources needed to establish a
reasonably comfortable and productive household would have certainly been
available to the children of planters and wealthy cane farmers in the parish:
daughters could count on dowries and sons could request advances on their
inheritances. Indeed, in only one of the 37 households does the 1835 census
register the presence of an adult son and his children. In this rare case, a wid-
ower son resided with his widowed 64-year-old mother.
Concluding Remarks: Revisiting the
Casa-grande and Revisiting Freyre
At least at rst view, it would be possible to summarize the ndings from the
1835 census of Santiago do Iguape with a few brief and straightforward obser-
vations. The census indicates that, once slaves are excluded, the households
headed by sugar planters and wealthy cane farmers in the parish were not espe-
cially large, nor, as a rule, did they contain numerous extended kin, retainers,
and other free dependents. Likewise, a complex and extended structure did not
characterize the majority of the planter and lavrador households in Iguape. On
the contrary, more than 80 percent of the 37 households had at their core
either a nuclear unit or a solitary individual. Thus, far more so than would have
been expected, engenho and cane-farming households in the parish resembled
Revisiting the Casa-grande 647
45. See Marclio, Caiara, 13031; Costa, Revisitando; Kuznesof, Household Economy,
15761; and Barickman and Few, Ana Paulinha.
46. See Lewin, Politics, 130; and Borges, The Family, 73 (who cite the same proverb in
different, but related, contexts).
those found in nonplantation areas of Southeastern Brazil in the late eigh-
teenth and early nineteenth centuries.
And, in line with arguments put forth by several scholars who have carried
out census-based research in Southeastern Brazil, the ndings from the 1835
census might be used to challenge the traditional view of the patriarchal
planter family and casa-grande household, which is so closely associated with
Gilberto Freyre. That view would seem to nd little support in the census of
this wealthy and well-established sugar parish in one of the oldest and most
important plantation regions of Northeastern Brazil. Apparently, then, it
would be possible to apply to the Iguapes plantation and cane-farming house-
holds the same conclusion that Maria Luiza Marclio reaches in one of her
many studies of family and household in colonial and early nineteenth-century
So Paulo. The widely held idea of the patriarchal and extended family in our
traditional societies, Marclio writes, does not hold up when the evidence is
examined more closely. That conclusion would, perhaps, gain even greater
strength if the focus of this essay were broadened to include the fogos headed
by shermen, seamstresses, small farmers, artisans, middling and poor cane
farmers, and the like, which accounted for more than 95 percent of all the
households surveyed in the parish. The 1835 census might, in that case, be
used to support Eni de Mesquita Samaras argument, based on studies using
late eighteenth- and early nineteenth-century censuses from several districts in
So Paulo and Minas Gerais. Samara, who in this context refers explicitly to
Freyre, argues that those studies call into question the view that the extended
family was historically common in Brazil. Thus, for Samara, the ndings from
the census-based research make it difcult to conceive that the generic notion
of the patriarchal family can be applied to the various moments of our history
and to families of different social groups.
47
But matters may, in fact, be rather more complicated and less straightfor-
ward. To begin, Iguapes plantation and cane-farming households were small in
size only if slaves are excluded. Otherwise, those households were not merely
large, but, in fact, almost implausibly large, according to the 1835 census.
Scholars working with Brazilian manuscript censuses often exclude slaves in
their discussions of household size and composition for solid analytical reasons.
As Donald Ramos points out, it is reasonable to assume that in most cases
slaves were peripheral members of the household given their peculiar status.
48
648 HAHR / November / Barickman
47. Marclio, Caiara, 134; Samara, A famlia, 82; Samara, As mulheres, 169. In 1835,
the other 929 households in Iguape had, on average, only 3.5 free members.
48. Ramos, City and Country, 364.
That assumption would certainly apply to the plantation and cane-farming
fogos analyzed here. It is hard to believe that eld hands on estates in Iguape
with 30, 60, or, in some cases, more than 150 slaves had any regular close con-
tact with their masters and their masters families.
Yet, although useful and legitimate for certain analytical purposes, ex-
cluding slaves also entails introducing a denition of fogo, or household, that
Brazilian census takers did not themselves employ. They did not exclude slaves,
but instead counted them (even eld hands) as members of their owners
households. That means that census takers did not dene the fogo exclusively,
or even chiey, as a physical dwelling space where all resident members slept
under a common roof. Such a denition would no doubt t many of the
smaller and generally poor fogos listed in the census that this essay sets aside,
as well as most households enumerated in censuses of urban areas in South-
eastern Brazil. It would not, however, t the engenhos and cane farms under
consideration here. With the exception of a few house servants, slaves on larger
rural estates did not sleep in the casa-grande, described in local inheritance
records as the casa de morar (dwelling house) and occupied by the planter or
lavrador, his or her immediate family, and all or nearly all of the fogos other
free residents. Slaves, instead, slept in the senzalas, or slave quarters. On some
estates, those quarters were long rows (carreiras) with internal divisions, in
which different groups of slaves occupied discrete dwelling spaces. But often,
at least in the Recncavo, the senzalas consisted of a series of small huts. Post-
mortem estate inventories suggest that each hut typically housed two to ve
slaves.
49
For the census takers, however, slave huts did not, and could not, in them-
selves constitute independent households; rather, from their point of view, the
senzalas together with the casa de morar formed a single domestic unit a sin-
gle fogo under the authority of a slave-owning household head, who in the
Revisiting the Casa-grande 649
49. Postmortem inventories often simply list senzalas without specifying their
number or the type of construction. But I was able to locate information on the number of
huts, etc., in 39 inventories of sugar planters and cane farmers, dated between 1780 and
1865, from Iguape and elsewhere in the Recncavo. The inventories (which list a total of
2,031 slaves) suggest an average of 3.4 slaves per senzala, which takes into account
subdivisions within single structures. APEB, SJ, IT; and ARC, IT. On senzalas in Bahia, see
also Schwartz, Sugar Plantations, 13536; and Esterzilda Berenstein de Azevedo,
Arquitetura do acar: Engenhos do Recncavo baiano no perodo colonial (So Paulo: Nobel,
1990), 15561; and, more generally, Robert W. Slenes, Na senzala, uma or: Esperanas e
recordaes na formao da famlia escravaBrasil Sudeste, sculo XIX (Rio de Janeiro: Nova
Fronteira, 1999), 149208.
cases studied here was either a planter or a cane farmer. Thus, at least for the
purposes of the census, slaves were integral (if by no means equal) members of
their masters households. The census, in this regard, matches Portuguese
usage at the time. Antnio de Moraes e Silva, the rst Brazilian-born lexicog-
rapher to publish a Portuguese dictionary, gave casa, ou famlia (house, or
family) as the denition of fogo (in the sense of household). In turn, his 1823
dictionary dened famlia as meaning, broadly, relatives and allies. But
Moraes e Silva also supplied a narrower denition of famlia: those persons
who make up a house and, more properly, those subordinated to the heads, or
pais de famlia. The expression pai de famlia, it should be noted, did not mean
simply father of a family; rather, it was the Portuguese equivalent of paterfa-
milias. Thus, subordination and hence authorityand, more specically, patri-
archal authoritywere seen as characterizing relationships within the house-
hold and the family. The overlapping denitions of fogo and famlia could, as
a result, be easily expanded to accommodate slaves as members of their masters
households. Indeed, Brazilians in the colonial period and the early nineteenth
century sometimes used famlia with the same meaning that ancient Romans
assigned to the Latin word familia: both terms could encompass not only imme-
diate kin, other relatives, and free servants, but also the slaves attached to a
household or rural estate. For instance, in 1807, Manoel Ferreira da Cmara, at
the time the owner of the Engenho da Ponta in Iguape, could publicly refer to
the expenses he incurred in supporting a family of more than 250 persons,
taking it for granted that his audience would understand that the majority of his
family consisted of slaves employed at his plantation.
50
650 HAHR / November / Barickman
50. Antonio de Moraes e Silva, Diccionario da lingua portugueza . . ., 3rd ed. (1789;
Lisbon: Typ. de M.P. de Lacerda, 1823), s.vv. familia, fogo, and pai; Raphael Bluteau,
Vocabulario portuguez, e latino . . . (Coimbra: Collegio das artes da Companhia de Jesu [sic] /
Lisbon: Ofcina de P. da Sylva, 171221), s.vv. familia, fogo, and pai; Antnio Houaiss et al.,
Dicionrio Houaiss da lngua portuguesa (Rio de Janeiro: Objetiva, 2001), s.vv. pai and pter-
famlias; M[anoel] F[erreira] da C[amara Bittencourt e S], Carta II [1807], in Joo
Rodrigues de Brito et al., Cartas economico-politicas sobre a agricultura e commercio da Bahia
(Lisbon: Imprensa Nacional, 1821), 84, emphasis added. Also see, e.g., Srgio Buarque de
Holanda, preface to Thomas Davatz, Memrias de um colono no Brasil, trans. and annot.
Srgio Buarque de Holanda (1850; So Paulo: Livraria Martins, 1941), 2627; Richard
Graham, Patronage and Politics in Nineteenth-Century Brazil (Stanford: Stanford Univ. Press,
1990), 20; and, on Latin usage, P. G. W. Glare, ed., Oxford Latin Dictionary (Oxford: Oxford
Univ. Press, 1972), s.v. familia; David Herlihy, Medieval Households (Cambridge, MA:
Harvard Univ. Press, 1985), 23. In Reading, I discuss in greater detail the denition of
the fogo used in the 1835 Bahian censuses. Note that U.S. censuses also enumerated slaves
as members of their owners households. Margo Anderson, The History of Women and
the History of Statistics, Journal of Womens History 4, no. 1 (1992): 1720.
The practice of enumerating slaves as members of their owners fogos
therefore represents more than a simple census-taking convention; it reects
the patriarchal notions of household and family that were current in
Brazilian society in the early nineteenth century. Those notions made slaves an
integral part of their masters family and household, subordinating them to
their masters patriarchal and domestic authority. At least in this regard, the
census would seem to conrm, rather than refute, the traditional view of the
casa-grande household usually presented in the secondary literature.
51
There are, moreover, other difculties in trying to use the results of the
1835 census, or of any other late colonial and early nineteenth-century census,
to disprove the traditional plantation-based view that patriarchal family struc-
tures have historically characterized Brazilian society. Those difculties begin
with the notion that household composition and structure, as recorded in cen-
suses, can provide evidence for the existence or absence of patriarchy and the
patriarchal family. Like the 1835 census of Iguape, those from Southeastern
Brazil reveal a wide variety of domestic living arrangements. But, as Ronaldo
Vainfas has pointed out, it is altogether unclear what special relevance those
arrangements have for discussions of patriarchy. In commenting on the revi-
sionist census-based literature, Vainfas correctly notes that the diversity of
domestic arrangements in no way diminished the dominant patriarchal struc-
tures [o patriarcalismo dominante], unless one wishes to claim that, simply be-
cause they did not reside within the casa-grande, the so-called alternative fam-
ilies lived outside and beyond patriarchal power and patriarchal values.
52
Indirectly, Vainfass remarks also point to the conceptual confusion that
has sometimes marked the revisionist census-based literature on the Brazilian
family. That literature has tended to equate the patriarchal family with the
extended family, or, more precisely, with the extended family household. The
equation makes it relatively easy to disprove the existence of the patriarchal
Revisiting the Casa-grande 651
51. But, even here, matters may be more complex. Some passages suggest that Freyre
saw the casa-grande and the senzalas as clearly distinct (although closely linked) residential
spaces: e.g., The two expressions that make up the title [casa-grande and senzala] . . . have
here a symbolic intention, the purpose being to suggest the social antagonism and cultural
distance between masters and slaves . . . as marked by the residence of each group; The
Masters, xvi (the passage is from the preface to the 1st English edition, which is not
reprinted in the 43rd Brazilian edition). See also Freyre, Casa-grande, 46, 49.
52. Vainfas, Trpico, 110. Also see Angela Mendes de Almeida, Notas sobre a famlia
no Brasil, in Pensando a famlia no Brasil: Da colnia modernidade, ed. Angela Mendes de
Almeida (Rio de Janeiro: Espao e Tempo, 1987), 5366; and Santos, Sertes temerosos,
chap. 4.
family by demonstrating that extended family households were not the norm in
a particular district. Yet patriarchy (which, at the very least, means the author-
ity and power invested in fathers and husbands over their wives and children)
has little, if anything, to do with the presence of extended kin within a house-
hold.
53
The conceptual confusion in some cases goes still further. Part of that con-
fusion appears in the contradictory conclusions reached in the historical liter-
ature on the family in Brazil. Elizabeth Kuznesof has noted that while some
scholars have afrmed the endogamous and highly extended character of the
Brazilian family, other authors, through their research, have proven that the
Brazilian family is and always has been small and conned to the nuclear
unit. But the contradictions, as Kuznesof points out, are more apparent than
real: in large part, they stem from different denitions of family and from the
failure to distinguish between family as a kinship network and family as a
coresidential domestic groupin other words, as a household.
54
Kuznesofs observations are pertinent, because much of the more recent
census-based literature has targeted its revisionist arguments at the notion of a
large, extended, patriarchal household or family as supposedly expounded by
Gilberto Freyre in Casa-grande & senzala and Sobrados e mucambos. Freyre most
denitely did refer to patriarchy (patriarcalismo) in those works; indeed, the
patriarchal family and its decline stand out as central themes in his interpreta-
tion of Brazilian history. But because Freyres method of developing his argu-
ments was often slippery and less than precise, those arguments are not always
easy targets to hit. For example, it is possible to read Casa-grande & senzala as
referring specically and only to the plantation regions of Northeastern Brazil,
652 HAHR / November / Barickman
53. On the tendency to equate the extended family with the patriarchal family, see
Mello, O m, 41213; Vainfas, Trpico, 10713; and Faria, Histria, 255. Also note that,
in dealing with extended-family households, the census-based literature on Brazil has
generally failed to consider Ruggless arguments (The Transformation) about the need to
ask not only whether such households predominate in a particular place and time, but also
whether they are the preferred domestic arrangement. Determining preference requires
controlling for demographic constraints (mortality, fertility, generation length, etc.) that
limit the potential number of multigenerational households. Thus, in the late nineteenth
and early twentieth centuries, only a small share of all U.S. households were extended. Yet,
by controlling for demographic constraints, Ruggles shows that most elderly parents who
could have lived with their adult children did so, suggesting a preference for that
arrangement. The available sources do not allow a replication of Ruggless analysis for the
households examined here, but I suspect that such an analysis would also suggest a
preference for simpler household structures among planters and lavradores.
54. Kuznesof, Household Economy, 5n11. Also see Metcalf, Family, 2021.
with a heavy emphasis on the sugar districts of Freyres native Pernambuco. Yet
the books subtitle (The Formation of the Brazilian Family) and some passages in
its preface suggest that Freyre intended his arguments to apply to Brazil as a
whole, or at least to major plantation regions throughout Brazil, including the
coffee districts in Rio de Janeiro and So Paulo in the nineteenth century. It is
also less than clear what chronological boundaries Freyre placed around his
arguments. The sixteenth and the nineteenth centuries, and all the intervening
years, seem to blend together to form an almost timeless whole within the
book. If, however, Casa-grande & senzala is read in conjunction with its sequels
(Sobrados e mucambos and Ordem e progresso), then the book would seem to deal
primarily with colonial Brazil.
55
The problem of Freyres imprecision arises here because in neither Casa-
grande & senzala nor Sobrados e mucambos did he dene what he meant by
patriarchal family or, even more simply, by family. It is most certainly true,
as Dain Borges has noted, that, for Freyre, the identication between the
house and the family was overwhelming. Houses shaped and formed the lives
lived in them.
56
The titles of Casa-grande & senzala and Sobrados e mucambos
point in precisely that direction. Even so, it is quite possible that, just as he
slipped back and forth between different denitions of patriarchy, Freyre also
conceived of the family both as a coresidential domestic group and as a kinship
network that embraced more than one household.
57
Census materials, how-
Revisiting the Casa-grande 653
55. See Arajo, Guerra e paz, on imprecision and ambiguity as recurring features of
Freyres mode of analysis. On Freyres chronological vagueness in a different context, see
Marcus J. M. de Carvalho, Liberdade: Rotinas e rupturas do escravismo no Recife, 18221850
(Recife: Ed. Universitria da UFPE, 1998), 26. Note that, from the 6th edition onward
(1950), Casa-grande & senzala was published as volume 1 of a planned four-volume Histria
da sociedade patriarcal no Brasil, with Sobrados e mucambos and Ordem e progresso as volumes 2
and 3. Freyre never published the fourth and nal volume.
56. Borges, The Family, 4.
57. E.g., in summarizing his arguments for an English-speaking audience, Freyre
wrote, The family is a signicant fact even today in the Presidential Palace; it is not just
one individual who becomes important around him, it is an entire family, a whole gamut of
legal and consanguineous relationships ( parentela). The same thing happens when
governors, state ministers, and mayors are ofcially invested with fuller political power;
The Patriarchal Basis of Brazilian Society, in Politics of Change in Latin America, ed.
Joseph B. Maier and Richard W. Weatherhead ( New York: F.A. Praeger, 1964), 171. Also
see, e.g., Freyre, Sobrados, 402. On the notion of parentela, which does not imply
coresidence, see Lewin, Politics, chap. 3. In turn, Dain Borges (The Family, 4) points out that
at times Freyre used patriarchy to refer to the supposedly self-sufcient character of the
plantation and, in other contexts, to designate the power of the father over others in the
family: wife, daughter, and all women, sons, sons-in-law, and all younger men; servants,
slaves, and dependents.
ever, do not lend themselves readily to investigations of the family as a broader
kinship network; instead, they tend to focus the researchers attention on (census-
dened) coresidential units and can easily encourage the researcher to equate
those units with families.
58
Yet historians working with other sources have
amply demonstrated the importance of family as a kinship network in the
social, cultural, and political life of colonial, nineteenth- and early twentieth-
century Brazil. The family as a kinship network, it is worth noting, also falls
within one of the two denitions of famlia provided by Moraes e Silva in his
1823 dictionary: relatives and allies. That denition, as Sheila de Castro Faria
has pointed out, does not presume cohabitation or even consanguinity.
59
Moreover, we can safely assume that, insofar as Freyre identied the fam-
ily with the house, he did not have in mind the fogos, or census-dened
domestic units, that are analyzed here and in much of the more recent histori-
cal literature on household and family in Brazil. Even though Freyre has a
well-deserved reputation for mentioning and using what was for the time a
wide variety of sources, those sources did not include manuscript household
censuses. That should not come as a surprise. On the one hand, although com-
mon for So Paulo and Minas Gerais, such censuses are, as noted earlier, rare
for Northeastern Brazil. Indeed, to date, researchers have failed to uncover any
late colonial or early nineteenth-century manuscript household censuses of
sugar-producing districts in local archives in Freyres native Pernambuco.
60
On
654 HAHR / November / Barickman
58. Even if we set aside family as a broader kinship network, automatically equating
the census-dened household with family can prove problematic. The equation, for
instance, would lead to the conclusion that captains Francisco Pereira de Macedo and
Joaquim de Oliveira Guimares had no family, since at the time of the census they lived
alone at their estates. But the census indicates that both men were married, and notarial
records reveal that Captain Joaquim had not only a wife, but also a son and a married
daughter; partilha inter-vivos of his estate (1854), APEB, SJ, IT (Cachoeira). For a rare
attempt to use censuses to analyze cross-household kinship links, see Kuznesof, Household,
42 43.
59. Moraes e Silva, Diccionario, s.v. familia; Faria, A colnia, 41 43. On family as a
broader kinship network, see, e.g., Lewin, Politics; Borges, The Family; Graham, Patronage;
Wadsworth, Agents; Faria, A colnia; Joseph L. Love, So Paulo in the Brazilian Federation,
18891937 (Stanford: Stanford Univ. Press, 1980), 155, 33738; Darrell E. Levi, The Prados
of So Paulo: An Elite Family and Social Change, 18401930 (Athens: Univ. of Georgia Press,
1987); Elizabeth Anne Kuznesof, A famlia na sociedade brasileira: Parentesco,
clientelismo e estrutura social (So Paulo, 17001980), Revista Brasileira de Histria 9, no.
17 (198889): 3763; and Zephyr Frank, Elite Families and Oligarchic Politics on the
Brazilian Frontier: Mato Grosso, 18821937, Latin American Research Review 36, no. 1
(2001): 4974.
60. I thank Marcus Carvalho for conrming this point. There is a published 1857
nominal census of Jaboato (cited in n. 20 above). Also see n. 69 below.
the other hand, scholars were apparently unaware that local archives in South-
eastern Brazil held a large body of such censuses until the late 1930s. It was
only in 1948 that Lucila Hermann published the rst major study drawing
heavily on late colonial and early nineteenth-century household censuses from
So Paulo. Hermanns study thus appeared more than a decade after Freyre
published the rst editions of Casa-grande & senzala (1933) and Sobrados e
mucambos (1936). It is entirely understandable then that he did not rely, in
either book, on work with manuscript censuses or refer to the household in the
sense of a census-dened coresidential group.
61
Perhaps even more important, in Casa-grande & senzala, Freyre never
spelled out in any clear way who, in his view, regularly lived within the typical
casa-grande. Obviously, the planter, his wife, and legitimate unmarried chil-
dren were part of the household; so too were house slaves and also, at least in
some cases, slave women who served as concubines and their children. The
reader can, to be sure, easily take away from the book the impression that the
patriarchal casa-grande household must have also sheltered large numbers of
extended kin and retainers. But, for the most part, that is merely an impression.
It is in fact difcult to locate, in either Casa-grande & senzala or Sobrados e
mucambos, any sustained discussion about the composition of the plantation
household. Likewise, although at scattered points both books do refer (almost
always in passing) to extended kin and retainers, those references receive no
special emphasis; indeed, quite characteristically, they are often ambiguous.
62
It
Revisiting the Casa-grande 655
61. Lucila Hermann, Evoluo da estrutura social de Guaratinguet num perodo de
trezentos anos, Revista de Administrao 2, nos. 56, facs. repr. (1948; So Paulo: IPE-USP,
1986). Apparently the rst scholar to call attention to the censuses in Paulista archives was
Samuel Harman Lowrie, Bibliographical Sources Concerning Population Statistics in the
State of So Paulo, Brazil, Handbook of Latin American Studies (1937): 490501, and shortly
thereafter republished, in Portuguese, in Revista do Arquivo Municipal de So Paulo 54 (1939):
4356. Later editions of Casa-grande & senzala list Hermanns study in the bibliography.
But, in revising later editions of that book and of Sobrados e mucambos, Freyre did not
analyze the Paulista censuses. Moreover, in the introduction to the 2nd edition (1951) of
Sobrados e mucambos ( pp. 740 41 in the 12th ed.), he criticized merely quantitative
sociology, comparing it to merely chronological and descriptive history.
62. One of the very few explicit references in either book to extended family members
as residents of casa-grande occurs in a passage dealing not with household composition,
but with the architecture of the big houses: enormous kitchens; vast dining rooms;
numerous rooms for sons and guests; a chapel; annexes for the accommodation of married sons;
small chambers for the all but monastic seclusion of unmarried daughters; The Masters, xli,
emphasis added, p. 55 in the original. Other references tend to be ambiguous. See, e.g., the
passage in Sobrados, 68, on who ate meals in the casa-grandes dining room (discussed in
n. 68 below). Also see ibid., 402: [a] constelao familial ou patriarcal constituda pelo
patriarca e pela mulher, pelos lhos, pelos descendentes, pelos parentes pobres, pelos
is not that the presence of numerous extended kin and retainers as residents of
the casa-grande is incompatible with Freyres arguments, but rather that it is
altogether unclear that Freyre regarded their presence as dening characteris-
tics of the patriarchal plantation household.
63
By contrast, an apparently clear outline of who made up the patriarchal
household can be easily found in Antnio Cndidos 1951 essay on the Brazil-
ian family. The patriarchal family, he wrote, was composed not merely of
the married couples subordinated to the chief but included the householdthat
is, the servants, the retainers, the slaves, and the children of all, from whom
were recruited the occasional mistresses and the concubines of the white men,
and among whom lived the children born from such unions.
64
Scholars of
more than one persuasion have often cited Freyre and Antnio Cndido jointly
as the common source for the traditional view of the Brazilian family, some-
times melding together their arguments.
65
But it goes without saying that
Antnio Cndidos arguments cannot be ascribed to Freyre or vice versa.
656 HAHR / November / Barickman
agregados e pelos escravosem geral pessoas de casa ou da famlia do mesmo patriarca.
The expression constelao familial would seem to point to a broader kinship network
(rather than a coresidential group) over which the patriarch exercised authority; the last
part of the passage points in the same direction and suggests that not all those listed
necessarily lived within the patriarchs casa. Note that em geral pessoas de casa ou da
famlia do mesmo patriarca is translated simply and misleadingly as the patriarchal
household in Freyre, The Mansions and the Shanties: The Making of Modern Brazil, trans.
Harriet de Ons ( New York: Knopf, 1963), 248. Other passages also suggest that Freyre did
not see retainers and the like as residents of the plantation household; e.g., a semi-feudal
society, with a minority of whites and light-skinned mulattoes dominating, patriarchally
and polygamously, from their Big Houses of stone and mortar, not only the slaves . . . in
the senzalas, but the sharecroppers, as well as tenants or retainers, those who dwelt in huts
of mud and straw. The Masters, xxix; p. 46 in the original. Note that tenants or retainers
corresponds to os agregados in the original.
63. On this matter, also see Vainfas, Trpico, 110; and Mello, O m, 41213.
64. Antnio Cndido, The Brazilian Family, 299300 (emphasis in the original).
Note that, since the essay was never published in Portuguese, it is unclear exactly what
Portuguese term corresponded, in Antnio Cndidos thinking, to household as used in the
translated essay. At least in part, it would seem to correspond to what he called the
periphery of the patriarchal family; ibid., 204, 300. Also see Vainfas, Trpico, 110.
65. See the authors listed in n. 4 above, esp. Samara, A famlia, 1116; and Samara,
Mulheres, 1522; none of whom cite any specic passage from Freyre referring to the large,
extended, and complex character of the plantation household or planter family. Instead,
they simply cite, without page references, Casa-grande & senzala and also, in some cases,
Sobrados e mucambos. Vainfas (Trpico, 110), a critic of the revisionist interpretations, does,
however, quote a passage from Casa-grande & senzala ( p. 137 in the 43rd Brazilian edition),
Indeed, perhaps the closest Freyre came in Casa-grande & senzala to
spelling out his views about the composition of the planter household is a fold-
out illustration by Ccero Dias included in the books front matter. The illus-
tration, which is based on the casa-grande of the Engenho Noruega in Per-
nambuco and which Freyre certainly approved, shows a household overowing
with individuals, both free and slave.
66
A chaplain, with a slave woman at his
side, rests in a chair in a bedroom located just off the plantations chapel, which
forms part of the casa-grande.
67
White women, accompanied by female slaves,
occupy other bedrooms. A dozen or so slaves are at work in the casa-grandes
two kitchens, while in another room two slave women are busy ironing clothes.
In the courtyard, other slaves slaughter chickens, sleep, and amuse themselves.
Two young white boys are at play in the same courtyard: one on a teeter-totter
with a slave boy, and the other, whip in hand, using another slave boy as a hob-
byhorse. Meanwhile, in the dining room, at least 20 individualsall of them
apparently whitesit around a large table with three slaves ready to serve them.
The illustration leaves no room for doubt; it portrays a bustling casa-grande
household, lled with both free and enslaved individuals. But it does not spec-
ify who the free individuals were, what relationship they shared with the
planter who headed the household, or even whether all of them lived perma-
nently within the casa-grande. Thus, we are left not knowing whether the illus-
tration was intended to represent an everyday scene or a special occasion ( per-
haps a feast day) that brought to the big house more distant kin, guests, and
neighbors.
68
Revisiting the Casa-grande 657
in which Freyre remarked that, alongside the dominant patriarchal family, other forms of
family organization also existed historically in Brazil. Also note that some scholars (e.g.,
Borges, The Family, 56; and Kuznesof, Sexuality, 120) perceive signicant differences
between Freyre and Antnio Cndido in their views about the family in Brazil.
66. In the 43rd Brazilian edition, the illustration is attached to p. 9. I thank Dain
Borges for calling my attention, in this context, to the illustration and for suggesting that it
might portray a special occasion.
67. As in Pernambuco, chapels could be found on larger engenhos in the Recncavo.
See Azevedo, Arquitetura, 12526, 16970. Some wealthier Bahian planters did maintain
resident chaplains on their estates in the colonial period, but many did not. See Schwartz,
Sugar Plantations, 314. Indeed, the practice seems to have become rare by the early
nineteenth century. The 1835 Iguape census lists, beyond the parish vicar and two
presbyters, only two priests, and both headed their own households. One of them (Fr.
Francisco de Borja dos Santos) is among the 22 cane farmers considered here.
68. Even if the illustration is taken as representing an everyday scene, it does not
follow that all the free individuals depicted permanently resided in the casa-grande. In
discussing who took meals in the casa-grande dining room (Sobrados, 68, 246), Freyre did
By way of conclusion, it can be said that the 1835 census clearly indicates
that planters and wealthy cane farmers in Iguape did not, for the most part,
head large, extended households. But and perhaps far more important it is
unclear how, if at all, the results of the census truly challenge older interpreta-
tions that insist on the patriarchal character of the planter family and the casa-
grande household. The problem does not lie primarily in the fact that the nd-
ings presented here come from a single census of just one sugar-producing
parish. Without doubt, other censuses, if they can be found, would expand our
understanding of planter households in the sugar districts of Northeastern
Brazil.
69
Yet locating such documents would not solve the chief problem, which
is conceptual and hence also methodological. Solving that problem requires
dening more clearly notions such as patriarchy and family and specifying
more carefully, for analytical purposes, the relationship between the census-
dened fogo and family. It also requires grappling with the meanings assigned
historically, in Brazil, to terms such as family and household.
70
658 HAHR / November / Barickman
mention poor relatives, but, within a list that also includes travelers, peddlers, entire
families from other engenhos on day-long visits, and other guests, as well as
compadres, free plantation employees, and papa-pires and papa-jantares (i.e., self-
invited guests who simply showed up for meals). Thus, even in the case of the poor
relatives, it is not clear that they were members of the household rather than guests.
69. Although he does not provide a quantitative analysis, Evaldo Cabral de Mello
(O m, 468n27) cites the published 1857 census of Jaboato to argue that a nuclear
structure represented, at least in the nineteenth century, the predominant trait of the
aristocratic plantation family in Pernambuco. My preliminary work with a set of partial
censuses (dated 182526) of various districts in the township of Cachoeira in the
Recncavo also suggests that sugar planters generally did not head large, complex
households (once slaves are excluded). Also note that there are some indications that future
research in Portugal may locate late colonial household censuses of major sugar districts in
Pernambuco. See Marclio, Crescimento, 36n19. Likewise, a 1762 census of Oeiras in the
backlands of Piau, discovered in a Portuguese archive, has been recently transcribed and
published, with an introduction, by Miridan Britto Falci in A cidade de Oeiras do Piau,
Revista do Instituto Histrico e Geogrco Brasileiro 407 (2000): 25199.
70. On the meanings assigned historically to family, etc., and related matters, see, e.g.,
Graham, 1723, 20; Borges, The Family, 7981; Faria, A colnia, esp. 40 45, 35593;
Lewin, Politics, chap. 3; and Luciano Raposo de Almeida Figueiredo, Barrocas famlias: Vida
familiar em Minas Gerais no sculo XVIII (So Paulo: HUCITEC, 1997), esp. 15763. I
explore some of the issues raised above in Reading.
It should be stressed that this essay does not aim at rehabilitating Freyre or his
views about the supposedly mild character of slavery in Brazil or about racial democracy.
Rather, one of the main goals is to call attention to the methodological and conceptual
problems that characterize some of the more recent historical literature on family and
household in Brazil.
And, in the end, the ndings presented here are not necessarily incompat-
ible with Ccero Diass illustration of the casa-grande at the Engenho Noruega.
Wealthy planters in Iguape and elsewhere in the Recncavo did build impres-
sive casas-grandes on their estates, comparable to the big house that Dias
depicts. Today, for the most part, the plantation mansions of the Recncavo
have disappeared or exist only as ruins. But, from the descriptions of those
mansions found in postmortem inventories, from the mansions that have sur-
vived, and from accounts by nineteenth-century travelers and the like, it is not
at all impossible to imagine Iguapes senhores de engenho presiding over, in
patriarchal fashion, an elaborate feast-day meal that brought together, for the
occasion, a whole houseful of extended kin, neighbors, and other guests.
71
Revisiting the Casa-grande 659
71. See, e.g., Anna Ribeiro de Goes Bittencourt, Longos seres do campo, ed. and annot.
Maria Clara Mariani Bittencourt, 2 vols. (Rio de Janeiro: Nova Fronteira, 1992), 2:38 46;
Maximiliano de Habsburgo, Bahia 1860: Esboos de viagem, trans. Antonieta da Silva
Carvalho and Carmen Silva Medeiros, with a preface by Katia M. de Queirs Mattoso,
introd. and annot. Moema Parente Augel (Rio de Janeiro: Tempo Brasileiro / Salvador:
Fundao Cultural do Estado da Bahia, 1982), 19596; Julius Naeher, Land und Leute in der
brasilianischen provinz Bahia (Leipzig: Verlag von Gustav Weigel, 1881), 130, 157. Also see
Pinho, Histria, 43334. In Narrative of a Recent Visit to Brazil . . . (London: Edward Marsh,
1853), 5556, John Candler and Wilson Burgess described more intimate meals at the
Engenho Vitria in Iguape that brought together (beyond the two English travelers) only
the planter, his immediate family, and a hired European tutor. Their description of meals at
Vitria is also compatible with the ndings from the 1835 census. On the architecture of
casas-grandes in the Recncavo, see Azevedo, Arquitetura.