In the current debate over the EUs political crisis the concept of European
identity has taken centre stage. By evoking a sentiment, backed by a
common history, of we the Europeans the ties between EU institutions and the citizen are supposed to be strengthened and conicts of interest among the member states overcome. From this vi ewpoint, the root cause of the crisis has nothing to do with the inadequate institutional design of the EU, or the shortcomings of its policies, but everything to do with a lack of identity and identication on behalf of its citizens. This lack of identity is partly attributed to territorial expansion and the deepening of functionality at EU level over the last two decades. To put it more bluntly, the creation of an internal market and the inclusion of twelve new member states are accused of alienating citizens from EU institutions whilst simultaneously weakening the thick identities of the old Community. As Jacques Derrida and Jrgen Habermas stated exemplarily in their joint appeal to the European public in 2003, the policy of further expanding the EU is running up against the limits of the existing administrative steering mechanisms. Until now, the functional imperatives of creating a common economic and currency zone have propelled reforms. However, these driving forces are now exhausted. An active policy that calls not just for the obstacles to competition but also for a common will on the part of Chapter 4 Edgar Grande 45 European identity: a dangerous obsession Chapter 4 Edgar Grande Rescuing the European project: EU legitimacy, governance and security 46 the members states is dependent on the motives and convictions of the citizens themselves. 1 For Derrida and Habermas, the European Constitution project was supposed to create a new political identity among European citizens while the Constitutional Treaty was to have transformed the EU from an obscure elite enterprise into a joint democratic project of European citizens, thus giving the integration process a new drive. The failure of the Constitutional Treaty and the rejection of the Lisbon Treaty in the rst Irish referendum have reinforced calls for the strengthening of European identity. Meanwhile, however, the debate has taken a somewhat different turn. The idea of a European identity is no longer linked to a political identity created by constitutional norms; rather it is connoted with common cultural norms and values. European identity ought to be thickened by reanimating the common cultural heritage of Europe. This cultural turn in the public debate on European identity gives rise to a number of important questions the most important of which are related to practical feasibility. Whereas it is possible to link the strengthening of political identity to a concrete, though contested, political project, the practical connotations of a culturally dened European identity seem to be vague and unclear. Even if it were possible to positively inuence such an identity by means of (European) policies, the effects of such policies can only be expected to materialise in the long run. Therefore as a short term remedy for acute problems, efforts to strengthen a culturally dened European identity seem inappropriate. Furthermore, the problem with the political debate on European identity is much more deep seeded than the observation that it might not deliver what it promises. As I will argue in this chapter, appeals to a culturally dened European identity are highly contentious in a political sense as they nurture exclusionary sentiments that have been, in recent years, successfully articulated and mobilised by nationalistic movements. Thus, they are counter-productive. It is precisely for this reason that the debate on European identity must be considered as a dangerous obsession which could seriously obstruct the integration process as a whole. The restructuring of politics in western democracies In essence, the concept of European identity is based on an inadequate diagnosis of the EUs current political crisis. So far, questions relating to the legitimacy challenge have only produced euro-centric explanations which attribute citizens dissatisfaction with the EU almost exclusively to its institutions, procedures and policies. Central to this assessment lies the remoteness and bureaucratic rigidity of the Commission, the non- transparent decision-making processes, the neo-liberal imbalances of the Single Market, the lack of information and engagement on behalf of the citizens, together with a host of other readily cited problems. While it is true that these factors might represent serious shortcomings in EU policy processes, and therefore difcult obstacles to any further integration, this diagnosis only scrapes the surface when it comes to the real causes of public dissatisfaction with the European project. Rather, the EU political crisis that we are now witnessing must be interpreted in the context of the fundamental restructuring of politics in western democracies. In the last two decades, the process of globalisation or, to be more precise, de-nationalisation has been transforming the very basis of politics in western Europe, giving rise to a new integration- demarcation cleavage. 2 This is not to say that globalisation has added an entirely new conict dimension to the existing national political space in west European countries; rather, it has transformed the existing cultural conict dimension. This new integration-demarcation cleavage has so far been embedded into the existing two-dimensional structure of political conict. Whereas, the cultural dimension, up until the 1970s, was dominated by issues linked to cultural liberalism and religion, over the last two decades new issues such as immigration and European integration have played a much more prominent role in political spaces. Immigration has been the key player in this respect a theme which was absent from debate before the 1980s and has become a very polarising and salient issue. In addition to this, empirical evidence has increasingly drawn attention to the use of this cultural dimension as the predominant basis on which new parties of the populist right seek to mobilise their electorate against mainstream parties. 3 Over the last two decades the result has been the substantial polarisation of national party systems in most EU member states. Winners and losers of globalisation Why does globalisation have the potential to create such a new social cleavage? And how exactly is this new cleavage related to European integration? In short, the consequences of globalisation are not the same for all members of a national community and among national communities. As a result, globalisation (and Europeanisation) tends to give rise to new disparities, new oppositions and new forms of competition. These new forms of economic, cultural and political competition create Chapter 4 Edgar Grande 47 Rescuing the European project: EU legitimacy, governance and security 48 new groups of winners and losers, which in turn creates political potential for the articulation of conicting interests as well as new demands by political parties, interest groups and social movements. Such new forms of opposition crosscut, not align with, traditional structural and political cleavages. 4
The literature on globalisation and de-nationalisation has identied at least three types of conict that contribute to the formation of globalisation winners and losers: economic competition, cultural diversity and political integration. First of all, globalisation has resulted in an increase in transnational economic competition. In advanced west European welfare states, this has led to the dramatic erosion of protected property rights and of the streams of income linked to them. In the post-war decades, industrialised countries introduced a variety of measures to disconnect income streams (in the form of wages, employment or prots) from the outcome of the market. However, the increasing transnational mobility of capital has produced signicant downward pressure on domestic regulation, tax rates, and wages. 5 Individuals and rms that previously operated in sheltered sectors, i.e. sectors that were protected from market pressures through (national!) public regulation, are now, as they increasingly become exposed to international competition, most directly affected by this erosion.
At the same time, globalisation should not be solely reduced to its economic dimension given that it has also led to a signicant increase in diversity within our societies. Since the 1960s, west European countries have been faced with mass immigration of ethnic groups who are in many respects distinct from the indigenous European population. Of course, these migratory movements can have many different catalysts, e.g. the dissolution of colonial empires, civil wars and the decline of statehood, and scarcity of national resources or political persecution, but they all contribute to a strong increase in socio-cultural diversity in European societies. 6 One of the crucial questions then is how they cope with this new, culturally dened diversity. Cultural diversity might not only intensify economic competition for scarce jobs and shrinking welfare benets, but it may also threaten the cultural identity of indigenous populations. As a result, cultural diversity has the potential to create new political conicts which transcend the structure of those conicts produced by the formation of the nation-state and of industrialisation in western Europe. A third source of conict is political integration and the transfer of political authority to institutions beyond the nation-state. 7 In particular, this refers to those cases in which such a transfer jeopardises national sovereignty. The result is an increase in political competition between nation-states on the one hand, and supra-, trans- and international political authorities on the other which equally creates winners and losers among their citizens. To begin with, a transfer of political authority can effectively lead to a downsizing of the public sector at the national level, thus creating material losers. More importantly, however, winners and losers emerge from differences in identication with national norms and institutions. Individuals who possess a strong identication with their national community and are attached to its exclusionary norms will perceive a weakening of the national institutions as a loss. Conversely, citizens with universalistic or cosmopolitan norms may perceive this weakening as a gain, if it implies a strengthening of a specic type of cosmopolitan political institutions, rather than a mere retreat of the state. The attachment to national traditions, symbols and values plays a prominent role here, as does the integration into transnational networks. 8 Signicantly, in each case the conicts created by this political competition do not t into the old cleavage categories. The new groups of winners and losers of globalisation created by these three types of conict are not ideologically predened. Rather, they constitute new political potential, which can and must be articulated by political organisations. However, given the heterogeneous composition of these groups, we cannot expect that the preferences formed as a function of this new antagonism will be closely aligned with the political divisions on which domestic politics has traditionally been based. In fact, as we can observe from the development of national party systems in western Europe over the last two decades, it has become difcult for established national political actors to organise around and tap into this new political potential. So far, this political potential has been exploited most successfully by right-wing populist parties who have been able to mobilise the losers of globalisation by articulating their fears and anxieties in relation to both immigration and European integration. Over the past two decades, they have succeeded in linking cultural diversity and economic competition in such a way as to turn ethnically different groups into symbols of potential threats not only to the collective identity, but also to the standards of living among indigenous populations. Consequently in the 1990s and early 2000s the new populist right has clearly constituted the driving force behind the transformation of west European party systems. Chapter 4 Edgar Grande 49 Rescuing the European project: EU legitimacy, governance and security 50 Hence, if we are to fully understand the restructuring of political conict in western Europe, we must distinguish between the two different logics of political conict: the economic and the cultural. Both logics, it can be said, articulate structural conicts of globalisation, but they do so in different ways. A cultural logic of conict emphasises the negative consequences of cultural diversity and political integration, and in doing so re-frames economic conicts in cultural terms. An economic logic of conict stresses the negative consequences of economic competition and re-frames cultural and political conicts in such a way that they allow intensifying economic confrontation. While the cultural logic of conict predominated in the 1990s and 2000s and strengthened the cultural conict dimension of the political space, the possible resurgence of economic conicts as a consequence of the global nancial crisis could strengthen the economic conict dimension in the political space. Finally, the two logics of conict allow different mobilisation strategies as well as beneting different political actors. In recent years, the successes of the radical right in western Europe have been based on a cultural logic of political conict, while the economic logic of political conict has been articulated by new left-wing populist parties (in Germany and the Netherlands, for example). Both groups not only support protectionist and interventionist programmes, but also mobilise against the EU in its existing form and against an expansion of the integration process. Without doubt, the successes of right- and left-wing populist parties have put established political parties under pressure. This holds in particular for those social democratic parties that moved to the centre of the political space in the 1990s and early 2000s. They are now in danger of being simultaneously squeezed between new contenders on the left and on the right of the ideological spectrum. European integration and the new social cleavages What does this restructuring of political conict mean for European integration and European identity? Three important implications come to the fore. First, in both logics of political conict, Europe is perceived as being part of the problem and not part of the solution. Using the economic logic, losers of globalisation consider the EU not as a counter-weight to neoliberal globalisation, but as its intensication and acceleration. From their point of view, it is difcult, if not impossible, to distinguish between the benets of an internal European market and the negative consequences of global economic integration. Meanwhile, using the cultural logic, the transfer of sovereignty to the EU is primarily perceived as an immediate threat to national identities, national institutions and national democratic practices and an enlargement process without limits and clear ends is seen as a threat to the cultural homogeneity, particularly of old Europe. At best, European integration seems to produce a delicate trade-off for its citizens: they have to accept a loss of sovereignty and national identity in exchange for new, and vaguely dened, economic and political powers. Unsurprisingly, the EU has therefore become an easy target for all kinds of populist parties and movements. Second, the restructuring of political conict has considerably politicised the process of European integration. Yet, the manifestations and consequences of this must frustrate those who debate the possibilities and opportunities of increased politicisation at EU level. Notwithstanding the remarkable successes of some anti-European parties at the last election to the European Parliament, we must acknowledge that the politicisation of Europe mostly takes place at the national level. Since the 1990s, Europe has become a salient and hotly contested issue in national election campaigns and, as a result, an issue of mass politics in most member states. 10 Moreover, the politicisation of Europe did not take place along the traditional left-right axis; rather, it is the product of anti-European parties and political movements. Thus, ironically, the mobilisation of European citizens on European issues has been achieved most successfully by the critics of the EU and by the defenders of national identity and sovereignty. The third implication which comes as a direct consequence of the second is that appealing to a culturally dened European identity would be like pouring oil on a re. It has to be said that broader political campaigns and debates on identity, outside of academia, would largely benet the radical populist parties on the right and on the left, who have already successfully mobilised along the lines of identity, immigration and integration. It is true that the concept of European identity is in itself highly ambiguous, not least because most of its multiple varieties try to combine unity and diversity in some way. 11 However, one commonality that runs through all of the denitions is that by emphasising a European we, the concept is based on constructions of some kind of sameness. If we cast our minds back to the Copenhagen Declaration in 1973, it can be observed that it was precisely this idea of sameness that was highlighted. The declaration acknowledges the diversity of cultures within Europe and the importance of common interests, but puts particular emphasis on the framework of common European civilisation, the attachment to common values and principles and the increasing convergence of attitudes to life which are supposed to give the European identity its originality and its own Chapter 4 Edgar Grande 51 Rescuing the European project: EU legitimacy, governance and security 52 dynamism. While such an idea of European identity has become outdated in scientic discourses, 12 it still informs the majority of public debates, where the emphasis is on Europe as a distinctive cultural entity united by shared values, culture and identity. 13
The dangers of European identity Such an understanding of European identity will inevitably run into two difculties. The rst one is identifying the norms and values that constitute the common cultural heritage of Europe. Usually, references are made to Europes heritage of classical Greaco-Roman civilisation, christianity, and the ideas of enlightenment, science, reason, progress and democracy as the core elements of this proclaimed European legacy. 14 This approach is obviously euro-centric and completely neglects the importance of non-European cultures, global processes and dependencies for the emergence and transformation of European values. Therefore dening sameness without reference to others is not only incomplete but inadequate. 15 Moreover, as controversy over the reference to the Christian tradition in the European Convention in 2003-4 revealed, there is no agreement on the relative importance of the various different components of a European civilisation. Consequently, any debate on common values will inevitably spark off conicts within European societies and between member states. There is then a second difculty which is both highly signicant politically and closely related to the current restructuring of political conict in Europe. The construction of a cultural boundary necessarily entails a process of inclusion and exclusion. It requires the designation of the differences between insiders and outsiders, members and non- members. 16 Indeed, the concept of cultural identity formation and the cultural logic of political conict have much in common. They both employ symbolically dened codes of exclusion, and, as debates on immigration and EU membership for Turkey have demonstrated in recent years, these codes have already been dened largely by the political right. The intense debate on EU boundaries, provoked by the decision to start membership negotiations with Turkey, is certainly most instructive in this respect. 17 Here, the question of Turkeys EU membership was transformed into a question about the cultural identity of Europe. References to a common geography, a common history and common values were made in order to permanently exclude Turkey from the EU. Turkey served as a symbolic code for the Islamic east which was sharply set apart from the Christian west. This symbolic code was subsequently used to establish a distinct culturally dened boundary between Europe and non- Europe. An empirical analysis of this debate in west European countries reveals that the frames used are not only defending national identity, but also a nascent European identity that is exclusive (against Turkey) and inclusive (within Europe) at the same time. 18 As alluded to above, it is the populist right who have successfully exploited this argument with the help of identity-based arguments emphasising the threat of mass immigration and islamisation. The political dangers here are signied; not least due to the fact that Christian-Democratic and conservative parties, despite their more general pro-European commitment (with the notable exception of the British Conservative Party), are in rm opposition to further EU enlargement, in particular the accession of Turkey. This debate reveals that it is just as difcult to determine the borders of Europe as it is to establish the identity of its citizens on the basis of cultural criteria. Many territorial borders in Europe were drawn and altered in the past with outright arbitrariness Polands history demonstrates this exemplarily; not to mention the fact that the historic and cultural ties of European countries extended well beyond Europe due to their imperialist and colonial pasts. 19 Moreover, we should not forget that in the age of globalisation borders have fundamentally changed in their signicance and character. Borders, even territorial ones, are increasingly becoming unclear, permeable and in need of political denition and decision. That is not to say that Europes borders cannot or should not be laid down, but that they cannot be found in a common history, culture or geography. Europes borders must be dened politically. In other words, instead of cultural criteria, we need political criteria. European integration as an open political project Past debate and experience in Europe clearly show that it is conceptually inadequate and politically dangerous to construct a European identity on the basis of common cultural values. This does not do justice to the heterogeneity that the EU has already attained, nor to the internal pluralism of its societies. In particular the latter holds true in the case of the status of Islam within Europe. Moreover, the EU cannot be dened by a pre-established set of geographic borders. Any attempt to do so has faltered and will falter due to the dynamic character of the European integration process. This does not mean that the EU can survive without its own identity and affective ties to its citizens, or that it is principally impossible to limit or nalise the European integration process. Rather that we should approach Chapter 4 Edgar Grande 53 Rescuing the European project: EU legitimacy, governance and security 54 these questions in an entirely different manner. The present recipes to resolve the political crises of the European project are based on a serious misunderstanding. Essentially, concepts from the history of nation- building in Europe are being transferred to the EU without qualications. Instead, the EU and the European integration process must be understood and promoted as an open political project. 20 Doing so, primarily, means that European identity must be xed to political criteria and not to historic or cultural attributes. Europe cannot be united in the long run by a cultural identity, no matter how it is dened. The European project must be accomplished through a common political identity. This political identity, in turn, cannot be imposed top down but needs to emerge from the European citizens everyday experience with the norms, institutions, procedures and conicts of the European political process. Nor can it be based on abstract principles. The European Union must develop its identity through daily practice as a community of political actions and communications. This is where one of the EUs major decits becomes most evident: Brussels seems incapable of offering European citizens sufcient opportunity to participate in the political process, something which would reinforce identication with the European project. The EU has struggled to create a positive and convincing tie between its politics and the living conditions and life chances of its citizens and due to this lack of political identity, compensation by cultural means is insufcient. The circle can only be squared by the by strengthening the political identity itself. Therefore, it is essential that EU citizens are given greater opportunity to participate in European politics. Furthermore the EU needs to expand its competences in political areas where citizens expect a strong EU presence most importantly in foreign and security policy. Dening the European identity politically and not culturally does not imply that Europe can succeed entirely without a common normative foundation. Even the European project needs a normative foundation and this foundation requires a historic dimension. However, neither the Christian culture nor the universal values of the Enlightenment can be used to form the normative basis of Europes political identity. In reality it is the dialectic of Enlightenment 21 on the positive side, the commonly shared expectations of a social and political order based on reason and, on the negative side, the common experiences from the horrors of totalitarianism in the 20th century, the Holocaust, the Stalinist terror, the Armenian genocide in Turkey and the self-imposed dangers to humanity and civilisation posed by new technologies. Together and only together do these attributes constitute a common horizon of experiences along which the European project has been promulgated in the past and through which its political identity must also be established normatively in the future. Chapter 4 Edgar Grande 55