A sociology without social structure: neoinstitutional theory Meets Brave New World. A new institutionalism does not have the guts of institutions in it. In this isomorphic brave new world, compliance is the goal shared by all institutional theories.
A sociology without social structure: neoinstitutional theory Meets Brave New World. A new institutionalism does not have the guts of institutions in it. In this isomorphic brave new world, compliance is the goal shared by all institutional theories.
A sociology without social structure: neoinstitutional theory Meets Brave New World. A new institutionalism does not have the guts of institutions in it. In this isomorphic brave new world, compliance is the goal shared by all institutional theories.
Sociology without Social Structure: Neoinstituional Theory Meets Brave New World
Author(s): Paul M. Hirsch
Source: American Journal of Sociology, Vol. 102, No. 6 (May 1997), pp. 1702-1723 Published by: The University of Chicago Press Stable URL: http://www.jstor.org/stable/10.1086/231132 . Accessed: 06/08/2014 11:52 Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at . http://www.jstor.org/page/info/about/policies/terms.jsp . JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact support@jstor.org. . The University of Chicago Press is collaborating with JSTOR to digitize, preserve and extend access to American Journal of Sociology. http://www.jstor.org This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions Review Essay SOCIOLOGY WITHOUT SOCIAL STRUCTURE: NEOINSTITUTIONAL THEORY MEETS BRAVE NEW WORLD 1 Institutions and Organizations: Theory and Research. By W. Richard Scott. Thousand Oaks, Calif.: Sage Publications, 1995. Pp. xvi178. $39.95 (cloth); $18.95 (paper). Paul M. Hirsch Northwestern University The trouble with the new institutionalism is that it does not have the guts of institutions in it. (Stinchcombe 1997) Stability, said the Controller, stability. No civilization with- out social stability. (Huxley, Brave New World, 1939) W. Richard Scotts Institutions and Organizations is impressive and pro- vocative. It brings some of organizational sociologys recent experiments with neoinstitutional theorys expansive claims about culture and cogni- tion to a perverse but logical conclusion: a sociology without social struc- ture. In this isomorphic brave new world, compliance is the goal shared by all institutional theories. In the preferred cognitive version, deviance seems dened out. Social control just happens. Freed from the restraints of the values and norms modeled by alternative realist social theories, people instead appear empowered to more freely select behavioral scripts from a menu of prescreened, time-tested, societally legitimate, and 1 Workshops and many colleaguesat Northwestern Universitys Workshop on Or- ganizations and Institutions, Carnegie Mellons Graduate School of Industrial Admin- istration, and several sessions at the American Sociological Associations annual meet- ingshave contributed to the ideas presented here. I amespecially grateful to Howard Aldrich, Mitchel Abolaa, Joseph Baumann, Kimberly Boal, Daniel Corneld, Lex Donaldson, Mark Granovetter, Joseph Guseld, Michael Lounsbury, John Meyer, Marshall Meyer, Mark Mizruchi, Woody Powell, Gerry Salancik, Mark Shanley, Ji- tendra Singh, Art Stinchcombe, Marc Ventresca, Mary Vogel, and Ed Zajac for their insights and their reactions to some of the positions taken here. While many of these discussions preceded the writing of this text, and some may strongly disagree with my conclusions, the comments and clarications fromall these colleagues are acknowl- edged with thanks. Direct correspondence to Paul Hirsch, J. L. Kellogg Graduate School of Management, Northwestern University, Evanston, Illinois 60208-2001. E-mail: paulhirsch@nwu.edu. 1997 by The University of Chicago. All rights reserved. 1002-9602/97/10206-0006$01.50 1702 AJS Volume 102, Number 6 (May 1997): 170223 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions Review Essay taken-for-granted assumptions. These always-stabilizing cultural rules appear, in turn, to be picked up by those far below and diffused as rou- tines and performance programs, aligned with the larger frameworks and metascripts apparently constructed and mysteriously signaled (without clear or consistent transmission mechanisms) by a time-traveling, institu- tional version of the Wizard of Oz. Institutions and Organizations is a fascinating, sometimes unwieldy me lange of several books and ideas, with contrasting messages presented in several voices and writing styles. First and foremost, this is an effort by organizational sociologys senior statesman, whose fundamental gen- erosity and years of leadership are unquestioned here, to redene and transform it into the interesting but also, unfortunately, authoritarian new institutional version he has been aligned with since the mid-1980s. It is an important statement for anyone interested in following both insti- tutional and organization theories. In this book, Scott develops a new typology to incorporate many competing denitions of institutions, and his clear preference for one of them, along with a discussion of exemplars for each perspective (chap. 3) and a further coding of the literature along this and several other dimensions (chaps. 46). The books 178 densely packed pages also provide the opportunity to admire the enormous wealth of scholarly works marshaled and reviewed while, at the same time, leaving ample room to disagree with, debate, and revise some of the conclusions and interpretations offered. While not always clear in the book, anyone who knows Dick Scott from meetings and other conversa- tional settings knows he is more open to such alternative perspectives than a literal reading of Institutions and Organizations may suggest. This essay, however, is limited to the messages conveyed in the book under review. The rst section of the book is the strongest. It provides two daunt- ingly well-researched and characteristically insightful overviews of (1) the historical roots of the multidisciplinary concept institution and (2) the owering of organization studies in sociology as a testing ground for Mertonian middle-range theory. The diplomatic and nonpartisan guide to the eld that many will recall from Scotts nearly three decades of valuable integrative texts and review articles (see, e.g., Scott 1964, 1992) is present here, but this remains only through the books two outstand- ing introductory chapters. The reader should be forewarned that an important shift in agenda and tone follows. After its opening chapters, Institutions and Organizations is no longer an extension of these earlier, evaluatively more neutral projects, nor does it present a dispas- sionate update. Quite the contrary. From here on, underneath the still- gracious and inclusive narrative, Scott presents a partisan and pro- grammatic vision from which a signicant body of the eld is now excluded. He is a key player in the intramural wars going on between these factions. The new roadmap of the eld in Institutions and Organizations thus 1703 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions American Journal of Sociology presents a new Scott personathat of the warrior-advocate seeking to move and rechannel organizational (also here renamed institutional) so- ciology in a new and different direction. Staking out and popularizing a series of what will be controversial positions, expanding and redirecting which frameworks and perspectives t best into this subeld (which is the American Sociological Associations third largest member group), In- stitutions and Organizations invites more challenges than the fait ac- compli tone of this work seems to presume. It should stimulate and pro- voke more programmatic debates than have Scotts earlier, more integrative, and less controversial works. I specically note ve such issues here: (1) The books advocacy of a forced-choice conceptual dichotomy, rather than collaboration and con- tinuum, between (good) ideational and cultural versus (bad) realist and more materialist formulations; (2) its largely untestable, nonpredictive and necessarily post hoc, rather than present or future orientation toward research and social issues; (3) an unnecessarily reied and functionalist framing of key concepts that ignores or denies institutional, cultural, and structural conicts, contests, and ongoing changes in real time, hence dis- couraging their study; (4) its increasing disinterest in, verging on dis- missal of, substantive actions taken by associations or organizational sub- units at the local (community) level rather than at the more procedural and formally controlling, abstracted, global and centralized (headquar- ters, national regime) layers of society; and (5) its persistent indifference to or avoidance of the strong capacity of large and powerful organizations, like multinationals and international nancial rms, to inuence and enact the rules and environments that frame governmental policies and affect peoples lives, rather than be seen as always simply responding to even larger (however mysterious) cultural forces bigger than these giant organizations. An expansive neoinstitutionalism seeking to shift the organizational subelds focus more toward the macrosociological units of nation-states and the world system will need to encompass more research on policy setting and the interplay of competing interests. It should address, and provide analytical tools to assess, the wider political implications (raised by Tocqueville, among others) of its theoretically stripping the intermedi- ate levels of society of a role in creating, reframing, or challenging the rules and orders they are strictly conceived here as more blindly imitating and following. Such neoinstitutionalism should also attend more, among its variables and problematics, to the important distinction between ob- taining compliance through the use of coercive means versus reliance on voluntaristic action. By placing a higher priority on achieving conformity than on that conformitys content and the means by which it is achieved, the neoinstitutional perspective invites serious questions about both the values it conveys and their broader implications. I will come back to these issues below. Fortunately, Institutions and Organizations also provides a great deal of substance and theoretical value, to which we now turn. 1704 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions Review Essay Institutional Theories before Institutionalism Much of the challenge of this subjectto the author as well as to the readerresides in the many varying meanings and usages associated with the concept of institution. (Scott 1995, p. xiv) Institutionalism purportedly represents a distinctive approach to the study of social, economic, and political phenomena; yet it is often easier to gain agreement about what it is not than about what it is. (DiMaggio and Powell 1991, p. 1) Because no single institutional theory can encompass all sociologists claims to the concept, Scott notes at the outset of Institutions and Organi- zations the long-standing and wide diversity of denitions and the confu- sion over what meanings to attribute to the term institutional. Much like the more recent contest and continuing confusion over the term so- cial construction, this ambiguity is only exacerbated when use of the same terms can simultaneously reect and evoke entirely unrelated mean- ings on the parts of both their employers and recipients. Scott addresses this dilemma up front by starting out with a brilliant review of the concept of institution: its variety of meanings and its uses and denitions across disciplines and over the last hundred years. This fascinating account of the sociology of knowledge and of the rich ironies found in early institutionalisms reversals of fortune is a scholarly tour de force that shows Scott at his best. We learn here, for example, that the pathbreaking social policy studies made by sociologist William Ogburn in the 1930s were made possible by an institutional economist, Westley Mitchell, who was a founder of the National Bureau of Economic Re- search. (As contemporary neoinstitutional economics no longer houses such interesting or important social research, one wonders which institu- tional subeld or disciplines would include work like Ogburns today?) This survey of diverse literatures, yielding such a broad range of interest- ing information and intellectual connections, is important reading for both students and scholars of sociological theory. The early institutionalists at the start of the 20th century came from economics and political science as well as from sociology. Although short- lived in these other disciplines, the earliest conceptions of institutions in economics and political science shared a strong interest in the variability and nonuniversalistic aspects of social institutions. While always aware of the rule-creating and rule-enforcing character of the law, constitutions, and habits and customs, Scott notes that the economists Veblen, Com- mons, and Mitchell all criticized conventional economic models for their unrealistic assumptions and inattention to historical change (p. 2). Where do new rules come from? Are they legitimate? Which parties had standing to participate in the negotiations? These are perennial questions from the dynamics side of the various institutional schools; they remain the is- 1705 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions American Journal of Sociology sues underlying many of the debates that still range around the rule- enforcement emphasis of subsequent neoinstitutional theories. In other disciplines, political scientists Woodrow Wilson, L. A. Wil- loughby, and others, anticipating some of the interests of what are now called new institutionalists, examined and compared the construction and historical development of constitutions, legal codes, charters, and governance structures. In sociology, early institutionalism was fostered by Weber and Durkheim in Europe and independently developed in the United States by social interactionists (Cooley), pragmatists (Dewey), and pioneers of the Chicago school (e.g., Thomas, Hughes). Most of the early institutionalists (who might agree with, but whose time period must be clearly distinguished from, the old institutionalism label used by DiMaggio and Powell [1991] to characterize much contem- porary sociology) emphasized the capacity of institutions to change and be redened, the importance of their symbolic and subjective meaning, their potential for instability, and the likelihood of conict, negotiations, and contests surrounding their establishment and uninterrupted continu- ation. In political science (where institutionalism has since experienced a revival) and economics, this openness to the concrete and to process and realism made institutional scholars vulnerable to a successful attack in what Scott calls the perennial and still ongoing battle between studies of the temporal and particular versus more timeless and general models and formulations. In losing out to the more equilibrium-based and deductive framework of neoclassical economics on the one side and the more indi- vidualistic and behavioralist formulations of political science on the other, these early institutional frameworks were casualties and warning signs for what I have elsewhere called the continuing contest between dirty hands and clean models (Hirsch, Michaels, and Friedman 1987). After tracing institutionalisms shaky beginnings, Scott turns to sociol- ogys distinction as virtually the only discipline to retain an institutional focus after its exile from these other elds during the 1920s. Here, an institutional perspective has held forth pretty steadily (albeit in different versions; see Abbott 1992), from the beginnings sketched in chapter 1, through the works of, among others, Parsons and, most important, Mer- ton in the 1940s and many of their disciples in the 1950s and early 1960s. These were followed by Janowitz, Zald, Berger and Luckmann, Perrow, and the more ideational turn by Meyer and his associates in the 1970s, through the contributions of Zucker, Granovetter, DiMaggio, Powell, and others from the 1980s through the present. Because sociology has pursued an interest in institutions and their con- stituent rules far longer than in the workings of what were, until recently, the less powerful organizations that both administer and disrupt them, Scott next traces the fascinating story of how the still-tenuous connection between studies of institutions and organizations developed in the United States. In chapter 2, he also provides an interesting clue to the origin and recent regeneration of a mutual ambivalence, some continuing fault lines, and the competition between them over problem denitions. 1706 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions Review Essay Scott documents the rise of organization studies as the perhaps ironic by-product of the enormous impact that Mertons insistence on conduct- ing empirical studies in the middle range, rather than pursuing more grand theory, had on the discipline. In his famous manifesto against deriving explanations from preexisting and already worked-out master conceptual schemes, Merton ([1949] 1967, p. 51) advocated the realist alternative of developing special theories from which to derive hypothe- ses that can be empirically investigated, and evolving, not suddenly re- vealing, a progressively more general comparative theoretical frame- work that can encompass greater variation and multiple cases. For researchers with middle-range ambitions, complex organizations provided a cornucopia of research opportunities, sites in and around which theories could be developed and hypotheses constructed and tested. While the scope and number of organizations had mushroomed over the half century during which institutional theories were developing, organizations remained largely unexamined, providing rich grounds for carrying out middle-range research. Organizations offered a vast number of bounded entities with internal structures and processes for examina- tion, administered by sets of formal rules and informal networks, but also with connections to an outside world with which they exchanged the goods and services produced for needed supplies, nancial support, and institutional legitimation. For Merton, his students, and others, these quickly became ideal research sites for research and theory building. 2 The new subeld grew quickly. Scott inventories how, in short order, several generations of remarkable Columbia Ph.D.s and their followers, inuenced by Mertons injunction to look at middle-range issues, came to establish much of the corpus of organizational sociology. These include the large group of now-classic studies by, among others, Selznick, Gouldner, Guseld, Stinchcombe, Lipset, Coleman, Zald, Clark, and Per- row. Other Columbia faculty, notably Amitai Etzioni and C. Wright Mills, added additional and important perspectives on organizations and their increasingly critical role in American society. Scott also points out here the inuential and fortuitous result of the then-growing new elds perhaps-unexpected revisit to, and reconcilia- tion with, grand theory when James Thompsonas Administrative Sci- ence Quarterlys rst editorcommissioned Parsonss (1956a, 1956b) foundational essays on formal organizations. This formulation estab- lished the base for much of the open-systems and institutional theory to follow in organizational sociology by setting out and demarcating the technical, managerial, and institutional levels of organization. Scott cred- its Parsons as the rst to so dene the analytical boundaries separating the production- and efciency-related aspects of organizations, at the 2 For a discussion of how Mertons development of middle-range theory, in collabora- tion with Paul Lazersfeld, also built and transformed the subelds of public opinion, mass communication, and community studies, see Frenzen, Hirsch, and Zerillo (1994). 1707 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions American Journal of Sociology technical level, from the more cultural and legitimacy-directed activities found at their institutional level. It is interesting that Scott further points out, and dryly credits, Parsons for the continuities between this critical formulation of multiple levels and its later utilizations (reframed as decoupling) and reinvention in new institutional theories. As we shall see, these more strongly contrast and dichotomize the different explanatory parts played by (a) the techni- cal, more material level of organizations on the one hand versus the (b) now-greater and more important contribution attributed to myth, cul- ture, legitimacy, and ritual on the other. While the latter still ts both Parsonss institutional level and his IL cells (Parsons 1951), his interest in the former, more economic and technical level (also found in his AG cells) is largely rejected and abandoned (Hall 1992). This important chapter, suggesting how Parsonss and Mertons re- spective visions of (grand) institutional and (middle-range) organizational theories were earlier bridged by the eld carries some important implica- tions for proponents in their more recently renewed battles, with seg- mented analogues carrying titles like new, old, recent, and tradi- tional institutionalisms (Hirsch and Lounsbury 1997). Institutional Theories Updated, Newly Codied, and Redirected Enough of history! Where does the area of institutional theory stand at this point in time? (p. 33) With this exclamation, Scott shifts away from his valuable recounting of how organizational sociology arose in order to present the analytical centerpiece of the volume. His new typology offers three institutional pillars, created to explicitly emphasize the differences (underlying theoretical fault lines) that separate perspectives on institu- tions. Here, Scott also clearly rejects the counterstrategy of seeking ways to view each of these facets as contributing, in interdependent and mutu- ally reinforcing ways, to a powerful social framework (p. 34). This deci- sion to look for, focus on, and so emphasize the differences between per- spectives is unfortunate, especially considering the authors demonstrated talents and earlier predilection to bring together, nd similarities, and integrate divergent perspectives. 3 For this ambitious new etic typology, Scott creates three nominal cate- goriesthe regulative, normative, and cognitive pillars, into which vir- tually all of the work he sees pertaining to institutions, across disciplines and subelds, has been coded. These three categories incorporate the le- gal (regulative), social (normative), and cultural (cognitive) aspects of in- stitutional theories and research. For Scott, these must be kept analyti- 3 When he discusses and himself takes note of this decision (p. 34), Scott also refers the reader to his chapter, Institutions and Organizations: Toward a Theoretical Syn- thesis (Scott 1994), which largely coincides with and anticipates much in the book under review. 1708 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions Review Essay cally and, by implication, operationally distinct. Each pillar is self- contained, embodying its own internally consistent set of isomorphic rules, guidelines, and internal variations for all (micro- through macro-) levels of society. As Scott elaborates: The models are differentiated such that each identies a distinctive basis of compliance, mechanism of diffusion, type of logic, cluster of indicators, and foundation for legiti- macy claims (p. 60). Research cutting across these pillars is largely ruled out, discouraging interpillar communication and making the cross- fertilization of ideas unusual and unlikely. Scotts requirement that these pillars remain analytically independent and separated seriously weakens the power of this otherwise intriguing and creative new typology. Operationally, I doubt all works touching on institutions can (or should) be tted into the domain of just one of these pillars; or that many of the authors cited (myself included) would agree with the view that their work cannot also productively straddle them. 4 Each vertical institutional pillar, self-contained and isomorphic, is set up by Scott to address, account for, and explain actions and behavior, in or at the following units and levels of analysis: individual and group, organization, organizational subsystem, sector and industry, organiza- tional population, organizational eld, societal, and world system. Into this grand scheme, feeder subelds from across disciplines are cross- classied in the resulting columns and rows of gure 3.1s institutional pillars and varying levels: illustrative schools (p. 59). These include eco- nomic history, historical institutionalism in political science, neoinstitu- tionalism in economics, traditional institutional sociology, neoinstitu- tional sociology, population ecology, evolutionary theory in economics, and ethnomethodology. Encompassing so much takes on the risk of mak- ing them unwieldy; as the boundaries and domain of the organizational subeld so expand, the lines previously distinguishing organizations, institutions, world systems, and the rest of the discipline also become hazy. The challenge of so ordering and interpreting such a wide diversity of divergent thinking is, as Scott avers, indeed daunting. He begins this task with an omnibus denition of institutions: . . . Institutions consist of cognitive, normative, and regulative structures and activities that provide 4 Throughout their exposition, each pillars exemplars are presented as belonging in and illustrative of that pillar only. While late in the book, Scott speculates that ad hoc combinations may be possible, the only (three) works coded as bridging pillars almost serve as exceptions to the noncrossing rule. After recognizing studies by Peter Hall, Richard Whitley, and Neil Fligstein for accomplishing this, Scott further charac- terizes them as all institutional histories at the macrosocietal level and then, as if to explain away the possible anomoly of their so bridging pillars, he adds, Perhaps, at the macrolevel, where complex institutions such as markets are constructed to stabilize relations and behavior, the use of power and sanctions, up to some point, to reinforce these arrangements does not undermine their cognitive and normative supports (p. 102). By implication, this cross-pillar interaction remains the exception and is not found at levels less macro than the market and the state. 1709 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions American Journal of Sociology stability and meaning to social behavior. Institutions are transported by various carrierscultures, structures, and routines; and they operate at multiple levels of jurisdiction (p. 33; emphasis added). For each institu- tional pillar to work, as we have seen, compliance is required. In keeping witha long traditionof sociological theory, this denitionof institutionana- lytically hones in on the problem of order, on stability and its retention. While not necessary to discuss alongside institution, introducing the corollary concept of institutionalization here as well would provide an early recognition and engagement with the more dynamic, process- oriented problems connected with the study of institutions. With the emergence and dissolution (as well as ongoing moves to assure the stabil- ity of) the structures and activities constituting present institutions, comes competitions over which candidates will succeed in becoming, and re- taining, the mantle of being institutions. While discussions of these dy- namics of the institutionalization process do appear in Institutions and Organizations (usually as very macro and longitudinal social construc- tions), they are not central to its main exposition nor easily aligned with the typology within which the book frames institutions and organizations. Scotts decision to treat separately and to defer raising these process is- sues until well after presenting the orienting omnibus denition is con- sistent with what Powell (1991), Zucker (1988), and Perrow (1985, 1984) have noted as the lower priority accorded political dynamics, social movements, and social change by neoinstitutional theory more gener- ally. Echoing parts of Etzionis (1961) earlier, comparatively less macro ty- pology of compliance structureswith its columns for coercive, utili- tarian, and normative categories, but also an important provision for hybrid cells combining themthe subtext across Scotts three pillars ad- dresses how the formulations grouped into each pillar assure stability, conformity, and compliance to rules of all kinds. In two pillars, these are assured by the individual or corporate actors socialization into and internalization of values and norms that provide consciously understood legal, social, or moral rules and guidelines for behavior. In the third, cog- nitive framework, these assumptions and mechanisms are rejected. Here, people and organizations are conceived as selecting and conforming to behaviors to which they have no substantive or moral commitment. In- stead, their conformity to rules is driven unreectively by a more proce- dural mechanism: they are followed (no questions asked and without de- viation) because, while external to the adopter, the rules are culturally legitimate if others with whom one socially interacts also follow them. This pillars substitution for commitment is a world of subjective mean- ings without affect. The regulative pillar.For theory and research within the regulative pillar, coercion is the driver of compliance. In this Weberian legal order, correct procedures are specied with clear sanctions for noncompliance. The rule of law is clear, monitored, and enforced; utility functions are materialist and easy to construct. In the regulatory pillars framework of 1710 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions Review Essay coercive isomorphism, all sectors of society conform to rules because it is expedient. Rational choice and instrumentalism prevail. The subelds listed for this pillar in Scotts gure 3.3 (p. 57) are eco- nomic history, historical institutionalism in political science, and neoin- stitutionalism in economics. Exemplars coded by Scott as regulative insti- tutionalists in these respective subelds include North and Thomas (economic historians), 5 Schmitter and Skocpol (each, individually, as a political institutionalist), and Williamson (a neoinstitutional economist). The regulative pillars connection to sociological conceptions of institu- tions, organizations, and rule breaking seems coded as peripheral, as this pillar is the only one for which Scott omits an explicit reference to the discipline in the illustrative summary gure (p. 59; some additional, mainly rational choiceoriented, sociological works coded as regulative also occasionally appear in the text). If there were room in any of the three pillars for studies of nonconfor- mity or efforts to change laws, the regulative pillar would seem a logical place to begin. But in the midst of widespread disagreements over laws and social policy (especially at analytical levels below the regime and the nation-state), much organizational/institutional research on these dis- putes seems precluded from inclusion in this pillar. Analysts working within this framework struggle a bit to explain why it is that institutions emerge . . . , but once they are in place, they have no difculty in ex- plaining why rules are obeyed (p. 37). The logic of coercive isomorphism, and Scotts conception of this pillar as a stable system of rules backed by surveillance and sanctioning power (p. 37), channel potential studies of contests and uncertainty over rules or laws away from inclusion in the regulative institutional framework. Ongoing contests over sociological topicssuch as assisted suicide, access to abortion, the utility of afrma- tive action or environmental protection, conicts over which rules to en- force vary and are subject to changemay not provide rules stable enough for the subjects to be coded in the regulative pillar. Prospective studies of such social conicts still awaiting societal (legal) disposition seem to be left hanging, perhaps to be postponed until after the issues in contention have been resolved. Scott may not intend to convey this conclusion; but his selection of exemplars that focus on and emphasize historical analyses at high macro levels leave unclear (1) if these examples qualify as regulative and (2) if not, then which organizational and institu- tional aspects of such contested rules and laws-in-process would or would not be claimed or welcomed in other parts of the typology. If the regulative pillars parameters are thus narrowed, the issue posed 5 The intellectual journey of Douglass North, from the regulative pillar in which Scott codes his earlier work, through his increasingly greater emphasis on the importance of taking volition more into account when examining large-scale change, is traced and elaborated in Hirsch and Lounsbury (1996). Here, Norths broader frameworks are, additionally, contrasted with that of Williamsons, whose work Scott also places in the regulative pillar. 1711 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions American Journal of Sociology here is no criticism of the research which is coded therein, for Scotts exemplar studies are all interesting, important, and rst rate. If this pil- lars primary focus is on unambiguous and uncontested rules and laws (with enough time-series data available to frame problems historically), then the more restrictive focus required for good work in this framework should be addressed and explained more directly. (Its converse should also be more clearly noted if known outcome and time-frame require- ments are less of a prerequisite for inclusion.) While Scott does cite a few studies showing that laws governing issues such as property rights law emerged from a series of contests and negotiations between competing interests (p. 68), the image that still comes through is that these issues are not central to this pillars problematics. Ironically, the regulative pillar is thus narrower than the eld of law and social science, which encompasses more of the dynamics surrounding the creation and retention of laws as well as their enforcement. This focus on competing and contending interests is compatible with the realist on- tology that Scott denes the regulative pillar as following. Since monitor- ing is so integral to the successful administration of rules in this pillar (as Scott also observes in noting the necessity for third-party [e.g., govern- ment] enforcement of rules), the treatment of this pillar would also be strengthened by including more detailed examinations of the intermedi- ate-level organizational mechanisms enforcing compliance. 6 While these issues are all touched on by Scott, his treatment signi- cantly understates the dynamics and variability of actions taken in the regulative pillar to develop information on how the rules are monitored, 6 Game theorists studying incentives at this intermediate level, e.g., would point to Americans near-automatic payments of income tax as an excellent case in point. Among the intermediate-level mechanisms at work here are variations in, and political campaigns around, the enforcement budget and practices of one of the largest monitor- ing organizations in the world, the Internal Revenue Service. Another mechanism assuring compliance, by salaried and most hourly employees, is the automatic deduc- tion of taxes and the reporting of incomes and interest payments by employers and nancial institutions. Deeper knowledge of the operations of these important institu- tional facilitators and mechanisms, including variations associated with their own staffs incentives, is a critical component for explaining the dynamics of how these organizational aspects of the regulative pillar actually play out (Stinchcombe 1997). In addition to focusing on the mechanisms of how rules are enforced and behavior monitored, game theorists have also long emphasized the importance of providing a combination of (not always coercive) incentives to encourage and induce compliance (Baird, Gertner, and Picker 1994; Libecap 1986; Milgrom and Roberts 1992). The dual issues of material self-interest and compliance based on a belief in the systems overall fairness are both included in many of these models. Policy-oriented game theo- rists explicitly address the contribution of perceived fairness and equity as incentives to peoples willingness to comply. For example, the twin institutional goals of ob- taining tax revenue both equitably (through redistribution) and efciently (through monitoring and equal enforcement) have long occupied game theory economists (such as Nobel laureate William Vickrey [1994]). 1712 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions Review Essay enforced, and even renegotiated at intermediate organizational levels. The regulative pillar, in which social control is most explicit and straight- forward, cannot ignore or operate in a vacuum so free of politics, process, and value conicts. Much as Scott cursorily acknowledges Webers obser- vation that raw power works less effectively than willing compliance, an important insight of game theory is also to take compliance in the regula- tive pillar as a serious problematic, as more of a variable than a given; in short as more fragile and sociological than the more simple coercion- as-sole-mechanism Scott seems to dene for this pillar. The normative pillar.With sociologys place in the regulative pillar restricted largely to studies framed in rational choice assumptions, we move next to the normative pillar. Given only two remaining forced- choice coding categories, if a study concerned with organizations or insti- tutions is not in the regulative pillar, it will either be tted into the nor- mative framework or else the last available but far more restrictive cognitive pillar. Presented with this choice, we discover a giant residual category: most sociological work touching on institutions and organiza- tions must be coded as belonging in the normative pillar. Depending on the issue at hand, Scott variously denes the normative framework as occasionally allied intellectually with both the otherwise unbridgable realist-versus-social constructionist ontologies, and with their related reg- ulative and cognitive pillars. The normative pillar catches studies that may fail the more restrictive conceptual purity tests for inclusion in each of these other pillars more narrow denitions. The social realist ontology conceives the everyday real world as tangible, down to earth, and objectively out there. In March and Olsens (1989) terms, compliance in the regulative pillar (with which Scott identies realism most closely) follows the logic of instrumentality, in contrast to the normative pillars comparatively broader logic of ap- propriateness. While the former is not complicated, since the correct rule to follow is always clear and mandatory, the logic of appropriateness per- mits a greater social orientation. In the normative framework, there is thus more volition, with the more social, as well as purely material and instrumental, bases inuencing the resulting decisions. With the normative pillar dened as the exclusive home for the disci- plinary concepts of socialization, norms, values, and social context, we nd the broadest overall framework for sociological work. We have al- ready seen that, for Scott, the normative pillar also overlaps in some in- stances with ontologies and concepts more strictly coded in the other pil- lars. In addition, the normative framework is also the only institutional category to welcome broadly designed studies of intentional, self- conscious actions and competing interests; power and conict; and the dynamics of change, social action, and policy issues. By broadly designed, I mean this pillar incorporates aspects of the concept institution (e.g., language changes) that overlap with, and would be otherwise assigned to, different pillars exclusively. As sociology (as well as organizational studies) is generally taught and 1713 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions American Journal of Sociology understood, these wide-ranging concepts and topics are among those in the core of the discipline. Nearly all of them appear to be coded and channeled by this typology into the normative pillar and to be homeless and unwelcome in both of the others. What brings together these concepts and topics in the normative category is their common provision for in- cluding both culture and social structure in the same studies and building in the capacity for individual and collective actors to act, and pursue independent goals (see Hirsch and Lounsbury, 1997). With such a wide array of issues and topics, the number and range of leading sociologists coded into the now-bulging normative pillar is enor- mous. In fact, unlike the depiction of the other two institutional pillars, each featuring some sociology along with models from economics and political science, sociology is the only discipline Scott nds producing the works coded in, and constituting, the normative pillar. Merton and (much of) Parsons are reunited in the illustrative samples provided. Also combined and coded here as exemplars of normative institutionalism (who might not agree with each other about much else) is the following diverse group: Burawoy, March and Olsen, Singh, Hughes, Krasner, Durkheim, Stinchcombe, Salancik, DiMaggio (sometimes), Mezias, Roy, and, at one point (p. 38), possibly Berger and Luckmann. In a wondrously rhetorical slight of hand, the larger corpus of concepts and research, which these represent and which encompass most of the discipline, are next further combined and collapsed under the label, tra- ditional [sic] sociological institutionalism (emphasis added). With so much of the discipline piled into the normative institutional pillar, what features exempt sociological work in the two other categories from this rhetorically negative framing and attribution? As we have seen, little from sociology is coded into the regulative framework. To qualify for inclusion in the remaining cognitive pillar, the work must avoid real- ism and be coded as addressing symbols or as apparently belonging in one of the following four schools: evolutionary theory in economics, population ecology, ethnomethodology, or, at the most ideational macro level, neoinstitutional sociology. 7 A common (normative?) interpretation of scholarship labeled tradi- tional is that it is unoriginal and should be avoided, so it may surprise readers, and many of the exemplars not coded into one of the specialized schools in the new institutional and more recent cognitive pillar, to learn that these works are so out of date. One of my own studies actually is included as an exemplar for the more politically correct cognitive pillar. However, I see this particular study (Hirsch 1986), like others Scott seems to reductively code into a single category, as spanning at least two 7 It is interesting that the terms organization and organizational also progressively disappear after Scott introduces these adverbs, which also serve to substitute the terms traditional institutional sociology and neoinstutitional sociology for the normative and cognitive pillars, respectively, in later sections of the book. 1714 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions Review Essay of them (normative and cognitive). For now, I will just claim dual citizen- ship, even though Scott provides little reassurance that his coding scheme provides for this status. Because Scott also frequently characterizes studies in the normative pillar as early (while also acknowledging that his literature review is skewed toward selections in the alternative, neoinstitutional cognitive category), it needs to be emphasized how many more innovative, impor- tant, serious, and creative organizational and institutional studies are re- cent and currently owing into the normative pillar, than early implies. Too many such books and articles, in areas ranging from industry and market formations, historical contests and social policy studies, through industrial relations, organizational downsizings, and interorganizational networks, are neither discussed nor cited in Organizations and Institu- tions. 8 The issues addressed in these more normative contributions are also close, in both spirit and intent, to the work of many of the early institutionalists introduced in chapters 1 and 2. The cognitive pillar.The cognitive pillar is the last institutional per- spective in Scotts new typology. In its social constructionist ontology, actions are legitimated by their accordance with a range of appropriate external cultural scripts and assumptions, rather than the conscious ad- herence to internalized values, social obligations, formal laws, or quasi- moral norms, all of which better characterize the realist ontology. The cognitive pillar replaces the preceding pillars logics of instrumentality and appropriateness with its own logic of orthodoxy. Here, behavior is driven by understandings (social constructions) that although perhaps once contested, over time become so ingrained in and synonymous with the actors surrounding culture and own subjective identity that they now comprise the set of taken-for-granted assumptions that constitute normalcy, to which no one can imagine alternatives. These now- preconscious premises and heuristics for actors rules and scripts (nar- rowing the thought process and making the choice of correct answers more obvious) also enable a much more routine, automatic, and change- resistant decision-making process (Zucker 1977). Within this framework of mimetic isomorphism, culturally legitimate constructions are widely understood, imitated, and carried out. Change is conceived to occur slowly, over long time periods (DiMaggio and Pow- 8 For example, among the more notable works in this set of missing citations are criti- cal and noteworthy contributions by Abolaa and Kilduff (1988), Baker and Faulkner (1993), Granovetter (1992), Vicki Smith (1990), and Harrison White (1992). And, at the more macro, policy-relevant level of this pillar, at which cognitive neoinstitu- tional works are disproportionately cited while the normative pillar is underrepre- sented. Selznick (1992), Selznick and Nonet (1978), Etzioni (1988, 1993), Etzioni and Lawrence (1991), and Perrow (1984), e.g., have all published and continue to write important, institutional, and policy-relevant works; their publication dates are as re- cent as many of the cited studies in the cognitive category, for which this label seems reserved. 1715 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions American Journal of Sociology ell 1991). 9 Though some alternative scripts and solutions may become socially constructed within these parameters, they must conform to and be legitimated by the wider culture before the potentially displaced rou- tines, rules, premises, and holds on behavior can give way. The decision to adopt the unfamiliar or the unorthodox will be taken only if (a) those with whom one socially interacts are also doing so and share the same social construction, and (b) there already are culturally accepted working models of the (otherwise too deviant) behavior operating and available for imitation. In Scotts focus on population ecology, ethnomethodology, semiotics, and evolutionary economics as the cognitive pillars exemplar schools, he correctly credits them as major contributions. Collectively, they have reminded organizational sociology and the larger institutional eld to ac- cord more attention to the impressive staying power of existing industries, organization forms, structures, customs, and other long-lasting social ar- rangements. (Their stability and retention is Scotts primary interest here, more than population ecologys additional foci on birth and death rates, and, less frequently, variation and selection [cf. Singh 1994].) As exem- plars in the cognitive pillar, Scott includes Glenn Carroll and Michael Hannan, Frank Dobbin, (some of) Paul DiMaggio, and earlier contribu- tions at more micro levels by Burton Clark and Donald Zimmerman. To these, he also adds the more macro and ideational, culture-, and symbol- oriented school of neoinstitutional sociology, noting the work of John Meyer as exemplary for its tracking of the diffusion and convergence of new constitutional forms across both state and world systems. Three critical features Scott sees distinguishing the cognitive from the other two institutional pillars are (1) its choice of unit(s) of analysis, (2) the questions asked (vs. those neither asked nor seen as problematic), and (3) the lengthy time intervals deemed necessary to have passed before a study should be undertaken. A remarkable example of framing (and discounting) questions to study at different units of analysis occurs in the following illustrative contrast. Here, Scott lays out what organizational researchers in the normative and cognitive pillars, respectively, should nd most problematic in studying schools or hospitals. Studies in the normative pillar will inquire into why the mortality rate of surgeries is lower in some hospitals than in others, why some high schools do better at graduating students and sending them on to college than others, and (I would add) how the hospi- tal or school is organized now and how it came to be that way. For the researcher being trained in the cognitive pillar, such empirical and so- cially relevant questions seem dismissed as dull and mundane or, at best, 9 DiMaggio and Powells (1991) inuential essay about new institutionalism is an invaluable guide for background on these theories underpinnings and philosophical basis. Scotts text sometimes appears to assume the readers prior familiarity. See also DiMaggio (1997) for another excellent and more recent review. A close reading of their essay can ll in some of this information. 1716 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions Review Essay of second-order relevance. Skeptical about measuring performance in general, the cognitive view insists that . . . as students of organizations, our task becomes not simply to explain why one hospital is more effective than another, or why some schools exhibit more conict than others, but to explain why some organizations are constituted as hospitals and others as schools. Where do these organizational templates come from, and how are they reproduced and transformed? (p. 44; emphasis added). Finding answers to these two latter questions requires covering (a) a much longer time period and (b) also downgrades the importance of investigating the more immediate empirical and policy-relevant research questions of why some schools and hospitals perform better than othersregardless of how they came to be named and assigned their respective tasks. This illustration serves as a good example of the cognitive pillars di- recting attention away from problems we can study and learn about to- day. Examining the histories and cultural characteristics of institutions appears to be mistakenly framed here as mutually exclusive from investi- gating why some of the organizations in them do a much better job than the others (notwithstanding Scotts earlier-quoted salute to the task hav- ing been merely expanded). Should violence in schools or malpractice in hospitals be dismissed as simply part of the natural order and not be studied as institutional? Are such topics to be shunted off to seek a place in the other institutional pillars so we can better redirect attention to more serious long-term questions? Both types of questions are legiti- mate problems for study. Indeed, even if the problematics of each could be so neatly coded into the separate institutional pillars, they may turn out to be interrelated: neither should be treated as a separate world in itself, set up as superior to the other, or framed as completely indepen- dent. While Scotts typology of three pillars provides useful analytical distinctions between these ideal types, the eld must beware of their re- ication. The long-range and constitutive issues addressed in the cogni- tive pillar are obviously important, warrant serious study, and remain highly regarded in the discipline; but to frame them as a separate ontol- ogy, fully independent of their own consequences, is too limiting and can be self-defeating. This shifting the focus of study, from the normative and regulative pillars more substantive and structural foci to the cognitive frameworks emphasis on ideal and cultural formulations, recurs throughout Institu- tions and Organizations. In addition to rejecting the more realistic as- sumptions and shorter time periods often studied by works in these other frameworks, studies in the cognitive pillar are also less likely to look at, or dene as interesting, problems of organizational resistance, that is, ad- aptations, efforts, and strategies taken to overcome and reverse negative signals or feedback from their environments. For example, the contribu- tion of works that could also be coded into the normative pillar for em- phasizing the interests and contests involved in inuencing regulators, bringing innovations to market, or pushing and pulling for political changes, would still show up, but only for providing valuable examples 1717 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions American Journal of Sociology of organizations carrying out approved cultural ritualsrather than for also actively seeking to manipulate situations, to carry out entrepreneur- ial visions, to inuence the pace at which laws already passed are (or are not) being implemented, or to press for the passage of new ones. These aspects of social structure are all passed over and reframed as more sym- bolic and less dynamic. Organizational and political sociology.In his coding of studies con- tents and his framing of the topics and issues addressed, Scott thus consis- tently highlights cultural and symbolic aspects while deemphasizing what may be an equal or even greater focus on more structural and substantive elements. The value of their emphasis on structural issues like resources, competition, and power is downplayed and reinterpreted as displaying the appropriate rituals and imagery for their cultural framing. Attention, in these examples, may be limited disproportionately to how the relevant language and symbols changed or, once established, to how quickly an innovation diffused and set a new standard; in both cases, their relation to the structural elements in the same study is minimized (Tolbert and Zucker 1995; Kraatz and Zajac 1996). 10 A related theoretical transformation is a shift away from viewing orga- nizations as organic entities and minisocial systems, with their own inde- pendent histories, decision-making authorities, cultures, and routines. Under the normative framework, organizations retain some analytical au- tonomy as tangible, midlevel units of analysis, whose employees and exec- utives may exercise power and discretion to control uncertainties in their environments (Hirsch and Shanley 1996; Hirsch 1993). In the cognitive framework, there is much less provision for independent actions to de- velop or occur at this intermediate level. The diffusion or convergence of externally generated forms, symbols and activities, housed in or trans- ferred among organizations, becomes the topic for empirical studies to focus upon. Within the cognitive pillars framework, topics and research sites at the intermediate levelranging from voluntary groups like the United Fund, church congregations, and grassroots political organizations, to small and large businessesall disappear as independent and culturally signicant units to study. The organization itself is conceived as more of a passive collection point, to administer activities and to house and trans- mit new cultural accounts, following the legitimate rules and agendas institutionalized at a higher level. Rather than actively negotiate or co- opt elements of their environment (either singly or when combined into trade associations), organizations in this pillar are, instead, penetrated by 10 A good example of this anomaly occurs in Scotts coding of my own study (Hirsch 1986) of complementary cultural and structural elements of the corporate takeover movement. Focusing on just the former makes it eligible to be coded as cognitive (as it is), while focusing on just the structural elements could frame it as normative. The explicit point of my article was that focusing on just one or the other is not sufcient and that, rather, both vary and need to be examined together. 1718 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions Review Essay an institutionalized culture, to which their decisions, activities, and rou- tines all comply. The structural contingency view of organizations as actors striving to reduce uncertainty is replaced by a formulation closer to Famas (1980) and agency theorys more economic framings of organi- zations as bundles of contracts and substitutable personnel from top to bottom. In this disconnect between how each of these pillars denes what an organization is and what it can do, the cognitive categorys units for anal- ysis move both up and down a hierarchy of levels, away from organiza- tions, per se, to study (1) social and linguistic interactions between indi- viduals (from ethnomethodology) and (2) more societal, sectoral (eld), and industrywide examinations of which cultural framings and organiza- tional forms are the legitimate social constructions (from population ecol- ogy and neoinstitutional sociology). It is from these constructions that the appropriate rules for behavior, in turn, trickle down to be conformed to in organizations and other intermediate-level units. The cognitive pil- lars illustrative schools have no reason to focus on organizations because the framework precludes them from exerting independent inuence on what goes on inside or outside their (legal) boundaries. When actors con- form to preconscious and external scripts that they have no part in writ- ing, and their organizations have no distinctive (beyond legal) boundaries within which to act independently, there is nothing organizational, per se, left to examine (Donaldson 1995). Organizations as units, like most other intermediate units in society operating between interacting individ- uals and their external societally framed cognitive scripts, become treated (and delegitimated here) as no longer a serious source of ideas, activities, or social change. Taking these intermediate units out of the sociological loop raises some very serious, even early institutional political issues that is surprising to see unaddressed in Institutions and Organizations. Following Tocque- villes analysis of the American political systems stability, Kornhauser (1950) noted and warned that a prime contributor to preventing overcen- tralized, top strata and powerful elites from unilaterally constructing and dictating all the rules is a middle, intermediate-level stratum of healthy organizations and associations, developing and pursuing a wide diversity of forms and policies, and free from requirements to habitually comply with orders coming down from on high. Here, local is seen as an impor- tant countervailing force to global, rather than written off as needing to be brought more in line with and to reproduce external denitions. Unfortunately, Scotts presentation and advocacy of the assumptions underlying the cognitive pillar has the unintended consequence of invit- ing questions about its political and social implications, in not only its organizational, but other dimensions as well. With the cognitive pillars effective abandonment of social contracts built on shared values, norms, socialization, intentionality, affect, obligations, and, more generally, an awareness or concern with the consequences of ones actions, it remains a mystery how people and organizations handle the unexpected, the non- 1719 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions American Journal of Sociology routine, the conicts whose resolution would otherwise be guided by the provision of an internalized set of moral or ethical values and norms (Selznick 1996). Unquestioning and preconscious compliance with asser- tions of historically legitimated, institutional mandates to kill ones for- mer neighbors should not be the analytical equivalent of conforming to a taken-for-granted custom such as putting the garbage out every Tues- day in an American suburb. These kinds of broad political questions need to be seriously addressed and claried before the cognitive pillar and neoinstitutionalism diffuse too far in our eld; when those explications occur, I can remove the refer- ence to Huxleys Brave New World as important to this discussion. More questions about their political implications and other unanticipated con- sequences are raised and discussed in recent debates over the relationship between the constructs of legitimacy and density dependence (Zucker 1989; Baum and Powell 1995; and Hannan and Carroll 1995). Continuities and Complementarities in Institutional Frameworks Like many excellent books, Institutions and Organizations raises many questions in addition to providing interesting answers. In codifying and explicating recent developments in institutional theory, this book is very provocative, providing contributions that I applaud and arguing for posi- tions with which I have taken issue. While the distance between some of these opposing perspectives will narrow over time, a large unsettled question is whether the pillars in Scotts new typology differ only by mat- ters of degree orand this is more seriouswhether they are conceptu- ally different, as unresolvable kinds. Can the three pillars be comple- mentary perspectives, with all candidates granted equal standing in the broader institutional eld? Or do their different treatments of social real- ism versus social construction constitute barriers that may not be crossed? Where the cognitive pillar is treated as a more stand-alone insti- tutional theory, I have argued that it is incomplete and that, rather than going its separate way, it is the openness of the normative framework to the insights and contributions of works in the cognitive pillar that should be better reciprocated. One of the ironies of this, I believe, exaggerated dispute, is that there is no critical test available to empirically resolve whether, indeed, compli- ance is based on following external cultural scripts or adhering to inter- nalized norms or both at varying times. Psychology cannot scientically resolve which of these general models best explains the internal workings of individual decisions and behaviors that are outwardly identical. With- out testable variation, the underlying causal path remains only a specula- tion. If the underlying psychological assumptions we adopt have no more empirical grounding than their alternatives, then the power granted com- peting ontologies relying on one or another of these assumptions may be unwarranted: neither realist nor social constructionist assumptions about information processing or motivation have marshaled enough evidence 1720 This content downloaded from 200.16.5.202 on Wed, 6 Aug 2014 11:52:30 AM All use subject to JSTOR Terms and Conditions Review Essay to warrant becoming the foundation for a stand-alone institutional pillar that is demonstrably superior to its alternatives. The strong contribution of Scotts typology is its success in laying out complementary perspectives, each of which can inform and learn from the others, and collaborate to further develop an inclusive and more inte- grated institutional framework. There are points in the book where Scott leads in this direction. 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