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NEW URBANISM AND THE ELDERLY IN URBAN AND SUBURBAN
NEIGHBORHOODS
by
PATRICIA KAY PATTERSON
A dissertation submitted in partial fulfillment of the requirements for the degree of
DOCTOR OF PHILOSOPHY
in
URBAN STUDIES
Portland State University
1997
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UMI Number: 9724466
Copyright 1997 by
Patterson, Patricia Kay
All rights reserved.
UMI Microform 9724466
Copyright 1997, by UMI Company. All rights reserved.
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DISSERTATION APPROVAL
The abstract and dissertation of Patricia Kay Patterson for the Doctor of Philosophy in
Urban Studies were presented March 7, 1997, and accepted by the dissertation
committee and the doctoral program.
APPROVALS:
Nancy J. Cnapman, PhT>., Committee Chair
Qj dUo-
Carl Abbott, Ph.D., Committee Member
7 tfx ?
David Morgan, Ph.IX/Committee Member
\S
Caroline McCoy White, Dr.P.R, RN.,
Committee Member
Lee Haggerty, Ph.D.,
Representative of the Office of Graduate Studies
Sy Adler, Ph.D., CoordiMtor, Ph.D. Program in Urban Studies
Nohad A Toulan, Dean, SchooFofUrban and Public Affiurs
/
* * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * * *
ACCEPTED FOR PORTLAND STATE UNIVERSITY LIBRARY
by on
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ABSTRACT
An abstract of the dissertation of Patricia Kay Patterson for the Doctor of Philosophy
in Urban Studies presented March 7, 1997.
Title: New Urbanism and the Elderly in Urban and Suburban Neighborhoods
Most older Americans live in suburban communities and want to age in place,
but there is growing concern about whether suburban settings can sustain frail elders.
This study focused on the influence of neighborhood physical environment features on
suburban seniors.
The approach was to compare suburban and urban older house-dwelling
residents and their neighborhoods by testing the new-urbanism community design
theory. This framework was selected for its potential benefit to aging persons, since
new urbanists claim that traditional communities are more appealing, generate more
pedestrian activity, and yield a higher quality of life than suburban communities do.
Six Portland, Oregon area census tracts were selected with indicators such as
area and aging density. Female single-householder registered voters aged 70 and older
(n = 133) provided survey data and observations were made of their 1/4-mile
neighborhoods with the New Urbanism Index, a reliable 29-item tool developed as part
of the study. The new urbanism groups were those with high ratings (mostly in older,
urban areas) and those with low ratings (mostly in newer, suburban areas).
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Three hypotheses were tested and several group comparisons were made.
Urban subjects were more positive than suburban subjects about their local
environment features, although neighborhood satisfaction and moving plans were
similar in both groups. Urban women also use more neighborhood services such as the
grocery store, pharmacy, and beauty shop, they walk for more reasons, and they make
more public transportation trips. However, new urbanism features do not influence
recreational neighborhood walking, which is high among both groups. When personal
and residential area characteristics were controlled, new urbanism did not influence
quality of life, as measured with the Quality of Life Index (QLI) (suburban: M = 25.1,
SD = 3.2; urban: M = 23.2, SD = 4.3, df = 115, t = -.95, p = .004). Evidence suggests
that urban and suburban environments may attract different populations, and
longitudinal research is recommended to further explore suburban aging in place.
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ACKNOWLEDGMENTS
Regarding the accomplishment of this study, I wish to acknowledge the
contributions of my team. First, I sincerely appreciate the generous support and
creative guidance of my advisor, Dr. Nancy Chapman. Having come into the Urban
Studies Doctoral Program because of her expertise in environmental psychology, I feel
fortunate to have had her as a mentor and fiiend throughout the process. Thanks to her
ideas for the study and her gentle encouragement, I now have a product I value.
I also very much appreciate the ideas and the time given by the other Portland
State University professors on my committee, Dr. Carl Abbott, Dr. David Morgan, and
Dr. Lee Haggerty. They each influenced my thinking about this study long before the
dissertation stage, and they made essential contributions to the study design and
interpretation. A special thanks goes to my colleague, Dr. Caroline White, of Oregon
Health Sciences University School of Nursing, for sharing her talents on my behalf I
benefited not only from her critical thinking but also from her warmth and enthusiasm.
Others who were instrumentally helpful were Dr. Kenneth Duecker, who lent
advice and resources to create the geographical information system maps, and Dr.
George Hough, who provided me with useful census information.
My dear husband, Tom Satterlee, has been a saint. In addition to cooking meals,
being my computer expert, driving me around to collect some of the early neighborhood
data, taking care of my printing, and endless listening, he has been a constant source of
humor and devotion in helping me reach my goal I am exceedingly grateful to him.
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TABLE OF CONTENTS
PAGE
ACKNOWLEDGEMENTS............................................................................................... ii
LIST OF TABLES.......................................................................................................... vi
LIST OF FIGURES........................................................................................................ ix
CHAPTER
I. INTRODUCTION............................................................................................... I
The Aging American Population........................................................... 2
Growth of the Elderly Population in Suburban Communities............... 8
Aging and Environment Conceptual Framework............................... 14
The Research Problem........................................................................22
O. BACKGROUND AND PURPOSES................................................................ 23
Neighborhood Environments and Aging Persons.............................23
New Urbanism Theory and Research.................................................. 49
Study Purposes................................................................................... 62
m. METHODS........................................................................................................ 64
Research Design................................................................................... 64
Setting and Sample...............................................................................65
Measurement.........................................................................................88
Research Procedures........................................................................... 119
IV. RESULTS........................................................................................................ 122
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CHAPTER PAGE
Overview.............................................................................................. 122
Description of the Sample....................................................................123
New Urbanism Comparison Group Designations................................ 137
Hypotheses Testing.............................................................................. 141
V. DISCUSSION AND IMPLICATIONS..........................................................166
Discussion............................................................................................ 166
Implications for Research and Practice.................................................183
REFERENCES...............................................................................................................188
APPENDIX
A New Urbanism Index of Neighborhood Characteristics.................................200
B Census Tract Sampling Decision Data............................................................ 204
C Letters to Subjects and Consent Form........................................................... 211
D Instruments Given to Subjects........................................................................215
Neighborhood Resident Survey.............................................................. 216
Letter From Author of Quality of Life Index......................................... 221
Dartmouth COOP Charts and Letter................................................... 223
E Content Validity.............................................................................................227
Literature Review: Content Analysis of New Urbanism Descriptors
(Sections 1and 2)................................................................................... 228
Key New Urbanism Concepts (Summary)............................................ 243
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APPENDIX PAGE
Letters and New Urbanism Items Sent to Urban Planners....................246
F New Urbanism Pilot-test Item Ratings............................................................. 252
G Census-tract Sample Demographic Characteristics......................................... 254
H Reasons for Moving to the Neighborhood...................................................... 256
I New Urbanism Index Item-Total Correlations................................................. 258
J Neighborhood Improvement Suggestions....................................................... 263
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LIST OF TABLES
TABLE PAGE
I Measures of well-being and neighborhood physical environment in
community studies...............................................................................................38
II Steps in the census-tract selection process.......................................................... 67
i n 1990 Census tract population and housing characteristics...................................70
IV Participation and response by census tract........................................................... 86
V Reasons why potential subjects were ineligible....................................................87
VI Quality of Life Index internal consistency results................................................92
VII Quality of Life Index sub scale internal consistency results................................. 92
VIE Correlates of well-being in the elderly............................................................... 93
IX Well-being correlates mapped to Quality of Life Index dimensions................... 95
X New urbanism pilot-test rating frequencies, 32 items (N = 18 census-tract
core areas)..........................................................................................................103
XI Census-tract sample sizes.................................................................................. 124
XII Analysis of variance for demographic characteristics in the six census-tract
samples............................................................................................................... 125
XDI Analysis of variance for health indicators in the six census-tract samples. . . . 129
XIV Analysis of variance for housing indicators in the six census-tract samples. . . 131
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vii
TABLE PAGE
XV Census-tract sample means and standard deviations for New Urbanism
Index.................................................................................................................. 136
XVI Analysis of variance for New TJrhanism Index by census-tract sample............ 136
XVH Priority importance of neighborhood environment conditions......................... 144
XVm Summary of hierarchical regression analysis for variables predicting
neighborhood quality attitudes (N = 106)......................................................... 145
XIX Inter-item correlations for indicators of neighborhood quality and
neighborhood satisfaction................................................................................ 147
XX Neighborhood improvements recommended by TRADITIONAL and
MODERN neighborhood respondents............................................................. 149
XXI Use of neighborhood services by TRADITIONAL and MODERN
groups...............................................................................................................152
XXE Mean distance traveled to services among all respondents (N = 117)............. 153
XXm Percent of sample who use each travel mode to access services....................154
XXIV Summary of hierarchical regression analysis for variables predicting
driving activity (N = 112)................................................................................ 155
XXV Neighborhood walking activities among able women in urban and
suburban new urbanism groups, (N= 122)..................................................... 156
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viii
TABLE PAGE
XXVI Summary of hierarchical regression analysis for variables predicting
total number of walking activities in the neighborhood (N= 111).................15S
XXVH r-Test new-urbanism group comparisons for Quality of Life Index
missing responses........................................................................................... 161
XXVm /-Test new-urbanism group comparisons for Quality of Life Index
subscales....................................................................................................... 162
XXIX Summary of hierarchical regression analysis for variables predicting
quality of life (N= 106)..................................................................................164
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LIST OF FIGURES
FIGURE PAGE
1. Census Tracts Sampled in the Portland Metropolitan Area..................................69
2. Census Tract 1: Selhvood.....................................................................................72
3. Census Tract 12.02: Ladds Addition, Colonial Heights...................................... 74
4. Census Tract 17.01: East ofMontavilla............................................................... 76
5. Census Tract 93: South CHendoveer................................................................... 78
6. Census Tract 94: North Glendoveer......................................................................80
7. Census Tract 314.01: Cedar Hills, Beaverton.................................................... 82
8. Predictive model of neighborhood new urbanism characteristics on
neighborhood environment attitudes, neighborhood activity, and
quality of life.......................................................................................................106
9. New urbanism score distribution (N = 133)........................................................139
10. New urbanism subjects per census-tract sample (N = 133)................................ 142
11. Revised model of neighborhood new urbanism characteristics on
neighborhood environment attitudes, neighborhood activity, and
quality of life...................................................................................................... 179
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CHAPTER 1: INTRODUCTION
One challenge posed by our aging society is the provision of built and natural
environments that enhance the opportunity for seniors to live in their communities as
long as possible. Most older people are independent homeowners, want to age in place,
and live in suburban neighborhoods (Golant, 1992; Howe & Chapman, 1989; Tilson &
Fahey, 1990), but there is growing concern that the suburbs may be unsuitable for frail
elders (Chapman, 1994; Committee on an Aging Society, 1988; Logan, 1984; Ward,
La Gory & Sherman, 1988). This study of suburban appropriateness for aging persons
focused on how neighborhood design affects older residents.
The approach was to test the community design theory of new urbanism,
selected for its potential to meet the needs of aging persons. Since new urbanism
communities are scarce in the Northwest, six Portland, Oregon metropolitan area
census tractsthree urban and three suburbanwere systematically selected by
demographic characteristics such as aging density and home ownership. Names of older
female single householders living in single-family dwellings in these census tracts were
obtained from voter precinct records. Data obtained from the 133 subjects who agreed
to participate included personal responses to a written, self-report survey and
observations of their neighborhood. The observations were rated with the New
Urbanism Index, developed as part of the study. Based on the new urbanism scores,
two groups of subjects were compared: those whose neighborhoods had high new
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urbanism ratings (mostly in older, urban areas) and those whose neighborhoods had
low new-urbanism ratings (mostly in newer, suburban areas). Census-tract samples
were compared for demographic characteristics, and the new urbanism groups were
compared for attitudes about the neighborhood, including new urbanism features,
general satisfaction, and moving plans; community service use, walking, and driving
behavior, and quality of life.
The next sections describe demographic trends in aging, health risks of aging,
aging in suburban areas, and person-environment theories that influenced this research.
The chapter concludes with a statement of the research problem.
The Aging American Population
By now nearly everyone is aware that there are more older Americans than ever
before and that this population is growing. In 1991 there were 31.8 million persons 65
years or older, representing 12.6 percent of the U.S. population (American Association
of Retired Persons [AARP], 1992). By 2020, in just 24 years, the senior population will
have grown to 51 million, representing over 18 percent of the U.S. population (Serow
& Sty, 1988). Anticipated reductions in mortality will also ensure the continued growth
of the old old. This population, aged 85 and older, will increase from the 1991 level of
3.2 million to nearly 7.1 million by the year 2020.
While the elderly population has been increasing and undergoing a substantial
shift in age composition, its sex composition has also changed dramatically. This will
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3
continue because of the relative improvements in survival rates among women (Serow
& Sly, 1988). hi 1940, women represented about half of the older population. By 1991,
women made up 60 percent of the population age 65 and older and 70 percent of the
population 85 and older.
Several other trends that have already affected the growing elderly population
will surely influence the quality of life and opportunities for future cohorts. A majority
of the aged increasingly will be better educated, and probably better ofif financially, and
more people, particularly men, will retire early (Serow & Sly, 1988). However, there
will continue to be a substantial group of poor older persons, and most of these will be
women. In 1991, for instance, nearly half of all elderly persons living alone or with
nonrelatives had incomes of $10,000 or below, and 12.4 percent of those 65 and older
lived below the poverty level (AARP, 1992). To put these rates in perspective, in 1980,
about a third of those 65 and older lived alone, and about half of those 85 and older
lived alone. More than twice as many elderly women as elderly men were single
householders (Scannell & Baggett, 1989).
Family trends will also affect quality of life for older people. Age at childbearing
influences how old people are when their parents reach old age, and this influences the
ability of employed children to care for their aging parents. Smaller families and more
family disruptions through divorce also portend fewer informal resources to care for
future elders. In addition to these trends, older persons are at risk for personal health
changes that can progressively dimmish quality of life.
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Health Status Factors Among Older Persons
Effective planning for an aging society requires attention not only to
quantitative trends, but also to qualitative aspects such as health changes in individuals.
Common indicators of health status are the presence or absence of disease and the
degree of disability in an individuals level of functioning (Kane & Kane, 1981; Soldo
& Longino, 1988). Aging and disease are often linked, because normal declines in
organ capacity and protective mechanisms progress more rapidly after age 80, or even
70, and make elders more prone to sickness. The following synopsis of normal aging
processes and disease and accident risks illustrates the multiple ways in which
independent older persons become vulnerable.
Biological aging. Based on longitudinal studies reviewed by Hooyman and
Kiyak (1993), we know that the greatest deterioration occurs in functions that require
coordination among multiple systems, muscles, and nerves. For example,
cardiovascular changes affect an individuals ability to maintain physical activity for
long periods, there is increasing tendency to fatigue easily, and maximum breathing
capacity is decreased. Nervous system changes affect cognitive and motor function
resulting in poorer eye-hand coordination, balance problems, slower reaction times, and
lagging reflexes. These changes may be compounded by sensory deprivations such as
diminished vision, hearing, taste, smell, and touch. Common visual impairments in the
elderly include reduced acuity, faulty depth perception, and reduced sensitivity to
contrasts in color or light.
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Other changes include gastrointestinal system slowing and enzyme reduction;
loss of hair, bone mineral, muscle mass, weight, height, and overall strength; and
shorter sleep cycles. Muscles lose elasticity and flexibility, and the spine becomes more
curved. Skin changes delay wound healing and affect temperature regulation. Declines
in kidney function, bladder capacity, and bladder muscle sensation commonly result in
medication intolerance, elimination frequency, or urinary incontinence.
Fortunately, the aging process is gradual, allowing most individuals to learn
how to compensate for age-related changes. Also, there are significant differences in
the rate and severity of decline in various organ systems. Similarly, there are wide
variations across individuals in the aging process, due to differences in heredity, diet,
living conditions, and medications. Nevertheless, the risk of disease and impairment
increases along with normal biological aging.
Acute and chronic disease. While acute conditions such as infections decrease
with age, they are more debilitating when they do occur. The elderly have recuperative
periods that are three to four times longer (31-33 days per year of restricted activity,
with 14 spent in bed) than younger people (AARP, 1992; Hooyman & Kiyak, 1993),
and, in 1990, older people accounted for nearly half of all hospital days. They are much
more likely than the young to suffer from chronic conditions, which affect four out of
every five aging persons in the community. That is, most older persons have at least
one chronic condition and many have multiple conditions. Chronic conditions are
defined as lasting three months or longer, leaving residual (ofien painful) disability, and
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requiring ongoing care or monitoring (Hooyman & Kiyak). In 1990, the most
frequently reported chronic conditions for the elderly were: arthritis (47%);
hypertension (37%); hearing impairment (32%); heart disease (29%); and orthopedic
impairments (17%; AARP).
Mental health problems Older people are also at risk for emotional or cognitive
disorders, primarily depression or dementia. For some people, the stress of old age
aggravated by losses of role identity, spouses, children, or friends predisposes them to
depression. Estimates of its prevalence vary widely, from 3 to 22 percent of community
elderly, depending on the criteria used to diagnose depression (Hooyman & Kiyak,
1993). Recent studies also suggest that depression may be a risk factor of the type of
dementia known as Alzheimers Disease (Devanand et aL, 1996; Kokmen, Beard,
O/Brien & Kurland, 1996).
One of the most devastating conditions associated with aging, dementia
includes a variety of conditions that are caused by or associated with brain tissue
damage. It is progressive and results in impaired cognitive function and, in more
advanced stages, impaired behavior and personality. Some degree of cognitive loss is
experienced by approximately 10 percent of the population over age 64 .(Ringler,
1981), and about 14 percent of the population aged 75 to 85 (Crystal, Ortof Frishman,
Gruber, Hershman & Aronson, 1995).
Accidents. Because people over age 65 are at greater risk for infirmities
associated with the aging process and/or with chronic diseases, they are also more
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likely to have accidents. Older drivers incur more injury-related hospitalization and
death than any age group except teenagers (DeKeyser, Carolan & Trask, 1995; Meier,
1992), and older walkers are most likely to have pedestrian accidents that result in
death (Hooyman & Kiyak, 1993). Although older people drive fewer miles per year
than younger drivers, they have more accidents per miles driven. The elderly are also
more likely to be victims of falls (DeKeyser et aL).
Functional limits. In contrast to an epidemiological approach of looking at the
causes and patterns of morbidity which might limit an elderly person, a functional
limitation assessment focuses on the consequences of morbidity and is a practical way
of estimating individual and population needs for assistance. Individuals with
instrumental activity of daily living (IADL) dependencies need assistance with
managing money, shopping, light housework, meal preparation, making phone calls, or
taking medications. Those with activity of daily living (ADL) dependencies need help
with basic functions such as eating, dressing, toileting, or bathing (Becker & Cohen,
1984; Katz, 1983). hi two large national surveys conducted in the 1980s, about 20
percent of those 65 years and older living in the community had difficulty in at least one
IADL or ADL. Among those age 85 and older, the reported IADL and ADL
dependency rates ranged from 33 to 57 percent (Leon & Lair, 1990; Scannell &
Baggett, 1989; Soldo & Longino, 1988).
Among the 1982 National Long-Term Care Survey respondents with IADL or
ADL dependencies, over half expressed global dissatisfaction with their neighborhood,
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citing problems with local crime or inconvenient food or drug stores; one half had less
than desired contact with family or friends; one quarter had income less than the 25th
percentile of the income distribution; and one third had unmet needs for special housing
modifications. When Soldo and Longino (1988) defined vulnerability in this
multidimensional way, they concluded that nearly 90 percent of the frail elderly were
not simply disabled, but were socially, economically, or environmentally impoverished
as well This pattern was true even for those who were able to sustain their community
residences in spite of extreme disability.
Another trend is the expanding senior population in suburban communities. The
following sections describe this growth, beginning with a definition of suburban.
Growth of the Elderly Population in Suburban Communities
Defining suburban. To understand the distinctions made about suburban
locations and populations, a definition is necessary. The term suburb evolved from
early urban sociology theories which posited that communities were developed by the
outward movement and deconcentration of metropolitan population and activities
(Ebner, 1985). Whereas the limits of central cities are defined by their political
boundaries, or city limits, suburban perimeters are usually agricultural or natural
green edges. Suburbs are either incorporated or unincorporated communities that are
socially and economically dependent on the nearby city, and they are nonagricuhural
places (Schwab, 1982). hi other words, suburban areas are located between urban and
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9
rural areas, and they also reflect a blend of urban and rural life. Typically, in contrast to
urban areas, suburbs are characterized as having relatively higher socioeconomic status,
lower density, more owner-occupied homes, more single-family dwellings, and greater
separation between workplace and residence (Abbott, 1987; Chapman, 1994; Ellin,
1996). As suburban populations age, however, this profile is expected to become more
diverse.
For consistency, most researchers rely on definitions used by the U.S. Census
Bureau for population measurement. Although the bureau does not define suburb per
se, each census report defines areal sections that are compatible with the concept
described above. Currently, a metropolitan area (MA) is a large population nucleus,
together with adjacent communities that have a high degree of economic and social
integration with that nucleus, and each MA contains either a place with a minimum
population of 50,000 or a Census Bureau-defined urbanized area (UA) with a total
population of at least 100,000 (U.S. Bureau of Census, 1993, p. A-12). Although some
variations apply when there is either no central city or more than one city, suburbs are
usually represented by the part of the UA that is outside the central city.
Suburban Elderly Population
Growth in suburban elderly. As recently as 1960, only 26 percent of the
nations noninstitutionalized elderly lived in suburban areas, and by 1991, this had
surged to 44 percent (AARP, 1992; Fitzpatrick & Logan, 1985; Golant, 1992). By
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10
1977, the majority of U.S. metropolitan seniors (50.6%) lived in suburban areas, and by
1988, the rate had increased to 57 percent (Fitzpatrick & Logan; Golant, 1990).
Between 1970 and 1988, the number of suburban elders grew by 90 percent, while the
number of urban elders expanded by only 42 percent.
Another perspective on the growth of suburban elderly is gained by looking at
the age distribution patterns of older populations. In a cohort study using U.S. census
data, Golant (1990) found that between 1975 and 1984 the young-old population (ages
65 to 74) had a faster rate of suburbanization than the old-old population (which he
defined as ages 75 and over). Subsequently, from 1984 to 1986, the suburbanization
rate for the old-old slightly exceeded that of the young-old. These rate shifts resulted in
net migration gains of the aged in suburban areas.
Reasons for Growth
Multiple causes. Net gain in the suburban elderly population is usually explained
by three demographic processes: (1) younger cohorts moving to the suburbs during
periods of metropolitan expansion; (2) selective migration by the older population to
suburban areas; and (3) residential inertia or aging in place of younger cohorts during
later stages of their lives (Golant, 1990; Longino et aL, 1984; Rogers, 1989). Following
are brief discussions of two of these processeselderly relocation and aging in place.
Relocation. In Cincinnati, Varady (1990) found that empty nesters (home
buyers over age 50) were more likely to choose the suburbs, although they also were
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more likely to stress urban characteristics in their preferences. He suggested that
perhaps they were able to find more moderately priced housing in the suburbs than
expected. In Golants (1987) study of change-of-address rates between 1975 and 1980,
relocation was relatively low for all persons age 65 and older: urban (26%); suburban
(21%); and rural (20%). Of those who did move, however, suburban settings were the
choice of suburban movers from other metropolitan areas (74%); of urban movers from
other metropolitan areas (67%); and of nonmetropolitan, or rural, movers (66%).
These people may have been seeking newer housing, moderately dense areas, and/or a
location near their children.
Intrametropolitan movers also show a strong suburban preference. Between
1975 and 1980, the number of elderly relocating from central cities to outer suburbs
was three times higher than the flow of elderly going from surrounding suburbs into
cities. The extent of migration was parallel to the urban exodus of the middle-age
population (Golant, 1987).
Aging in place. Once people settle, either by birth or relocation, they integrate
socially and psychologically within their communities, so tend to remain in those
familiar settings. In one study, among heads of households over age 65 and living
within communities with populations under 50,000, close to 40 percent had lived in the
same residence for over 20 years (Golant, 1975). In a subsequent study, Golant (1987)
found that 79 percent of suburban dwellers had not changed their address between
1975 and 1980. Other evidence that the preference to age in place may be growing is
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12
that in 1989, 86 percent of the elderly (compared with 78 percent in 1986) agreed with
the statement, What Id really like to do is stay in my own house and never move
(AARP, 1990).
Aging in place has also been identified with housing age. Gutowski and Feild
(1979) found that 40 percent of the variance between census tracts in the proportion of
the population that was elderly could be explained by the age of housing in that tract,
hi a 1960-1980 study of 810 small incorporated suburban communities, the more
central suburbs had been settled decades before, so the houses were older, and these
communities had the highest rates of aging residents (Fitzpatrick & Logan, 198S).
Aging in place bv default. As suburban neighborhoods age, some evidence
suggests that lower-income elderly may be left behind, while other evidence suggests
that poorer elderly move to central cities. Among elderly homeowners in three major
Texas cities, older people who had moved in before age 45 were less educated, had less
income, and had lower lifetime mobility than those who had moved in after age 45. The
residential satisfaction of early movers stemmed from good memories, while their
neighborhoods showed the strongest signs of deterioration; later movers lived in better
areas and gained satisfaction from neighborhood attractiveness (Pandey, 1988). In an
earlier Los Angeles study, those who settled in the 1940s and 1950s were likely to
own homes of moderate value, while recent movers were likely to own homes of higher
value. However, the group with lowest incomes were recent movers to the central city
(Wachs, 1979). Thus, conditions that influence aging in place may be fairly complex.
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13
Declmin|g socioeconomic status of aging suburbs. Aging in place is not only
associated with psychological attachment to community (Rowles, 1978), but is also
thought to result from limited financial means and perceived high moving costs
(Golant, 1992). Collectively, as suburban elders remain in place, and incomes dwindle,
their communities also tend to decline in socioeconomic status, hi both 1960 and 1980,
suburbs with elderly rates of 10 to 20 percent had lower socioeconomic status (as
measured by median family income, rent, and home value) than suburbs with elderly
rates below 10 percent. This downward economic effect is compounded, according to
Fitzpatrick and Logan (1985), by the increasing aging density in multiple communities,
making it more difficult for the elderly to compete for scarce social services.
Socioeconomic status and home ownership of suburban elderly. On the whole,
however, suburban elderly tend to have higher incomes, are less likely to live alone, and
report themselves in better functional health than central city elderly (Logan & Spitze,
1988; Reitzes, Mutran & Pope, 1991). Suburban senior home ownership (80%) is also
higher than urban senior home ownership (64%; Golant, 1992, citing the U.S. Bureau
of the Census, 1990). However, the suburbs where older people live tend to have more
rental housing, lower home values, and higher population densities than the suburbs
that are populated with younger families (Fitzpatrick & Logan, 1985). With mixed
socioeconomic conditions such as these reports suggest, there is a need to build
knowledge about suburban community variation and resulting effects.
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Aging and Environment Conceptual Framework
Theoretical Framework
Effective societal planning also requires attention to another qualitative aspect
of agingthe living environment. Along with biologic disposition, home and
neighborhood may be the most influential determinants of wellness and health
maintenance for individuals of all ages. A salient rationale for addressing the living
environment is contained within the framework of p erson- environment theory. The
next sections define environment, then describe the conceptual relationships of person
and environment, as well as research related to aging persons and neighborhood or
community environments.
Defining environment Interpretations of environment incorporate multi
dimensional aspects that vary in scale and levels of abstraction, and they represent both
the influence of persons on environments and the influence of environments on persons.
Environment has been defined as: (1) surroundings (Webster, 1969); (2) a setting for
behavior (Krupat, 1985); (3) all phenomena external to a population which influences
itincluding raw materials and other social systems (Schwab, 1982); (4) not only a
physical container, but a social and cultural product as well (Ward, La Gory &
Sherman, 1988); (5) the context for activities as well as the stimulus with which an
individual interacts (Hooyman & Kiyak, 1993); and (6) a complex phenomenon,
bounded in space and time and possessing a structure that interrelates cultural, physical,
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15
and social properties to elicit patterns of behavior (Barker (1968, cited in Lawton,
1986).
Classifying the environment According to Lawton (1986), if we knew the most
meaningful dimensions of the environment and their interrelationships, a taxonomy
could be developed with multiple classifications that ranged in scale from
microenvironment to macroenvironment for research purposes. Lacking a model, he
proposed this typology of environments:
(1) personal (significant persons in the life of a subject);
(2) group (the set of presses attributable to the behaviors of individuals acting
as a group in some structural relationship to the subject, Le. social norms or
group pressure);
(3) suprapersonal (characteristics of the aggregate of individuals in physical
proximity to the subject, Le. average age and average income of
neighbors);
(4) social (the stimulus configuration represented by phenomena such as social
movements, economic cycles, and cultural values);
(3) physical (the natural or built environment, reducible to grams, centimeters,
and seconds). A suggested scale of physical environments is home,
neighborhood, city, and region.
The micro and macro, as well as the social and physical, environments are
interrelated. For instance, a residential area includes a large neighborhood space
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consisting of streets, dwellings, and services, as well as the interpersonal environment
of neighbors and, sometimes, family, in which the individual is embedded. Those social
networks, which may be local or wide ranging, make up the basic affective and daily
living ties between person and society. The following philosophies provide an
orientation to aging and environment theory, which has guided p erson- environment
research in gerontology, and offers a conceptual foundation for the present study.
Person-envirnnment interaction philosophies. Philosophical views of people-
environment relations point in three directions (Stokols, 1990). The minimalist view
assumes that physical environments exert negligible influence on behavior, health, and
the well-being of users. In this view, designers indulge their own aesthetic whims,
considering only the basic needs for shelter and safety. The emergence of people-
environment studies during the late 1960s fostered the instrumental view, in which
knowledge about the physical environment is a means for promoting individual well
being and economic efficiency. Accordingly, research is an objective process that
emphasizes refinement of instruments for gathering reliable and valid data. Recently,
the spiritual view considers the sociophysical environment an end, in that settings are
designed to facilitate smooth performance of everyday activities as well as to give
expression to psychological and sociocultural meanings. This view emphasizes
qualitative research methods and customized design strategies.
Person-envirnnment theory development. Person- environment theory
development had roots in both sociology and psychology. An environmental emphasis
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came from the study of societal changes from rural to urban life, which led to
assumptions that city environments (identified by density, diversity, and size) predict
stressed behavior in individuals (Wirth, 1938). Based on locational studies over time,
this environmental determinism has been rejected in favor of one in which
environment influences but does not shape behavior (Krupat, 1985; Reitzes et al.,
1991). A Wirth contemporary, Murray (1938, cited in Hooyman & Kiyak, 1993),
coined the term environmental press and developed a theory of personality which states
that individuals attempt to maintain equilibrium as their environments change.
Building on the notion of persons as responders to environmental stimuli,
Lawton and Nehemow (1973) classified environments on the basis of environmental
press, or hypothetical demand on an individual. They also viewed environment as the
context in which the person behavesthus, treating persons more like actors than
reactors. They depicted an individual as a set of observable and perceived
competencies, defined as the theoretical upper limit of ones functional capacity in the
areas of biological health, sensation-perception, motives, behavior, and cognition.
Lawton (1986) explained that human perceptions are necessary to bring order and
comprehension to the immensity and complexity of all that is outside oneself
More specific understanding of the psychological aspects that shape human
perceptions can be credited to Kahana (1975). Based on her research in institutional
settings, the congruence model of person-environment interaction recognizes that
people vary in their types and relative strengths of perceived needs and preferences, and
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that congregate environments vary in the extent to which they are capable of satisfying
these needs. Thus, congruence between preferences and environmental conditions
results in psychological comfort and represents person-environment fit based on a
variety of combinations of individual preferences/needs and environmental conditions.
Incongruence produces stress and results from individual attempts to modify the
environment without situational improvement. This theory supports matching personal
needs with environmental situations.
Environmental probabilism, another p er son- environment interpretation,
suggests that the environment makes certain behavioral choices more likely than others,
because the environment can reinforce modes of behavior and can create a range of
new awareness by making opportunities explicit; it can also limit behavior (Krupat,
1985; Rapoport, 1977; Reitzes et al, 1991). For example, local spatial arrangements
and land use patterns offer opportunities such as medical, shopping, religious, or
recreational services which may encourage well-being, but also offer potential liabilities
in terms of cost and inaccessibility which may hamper well-being.
Finally, Lawton and Nehemow (1973) conceived a dynamic person-
environment interaction with the Ecological Model of Environment and Aging. In
contrast with person-environment fit based on matching environment to person, and
probable fit based on matching persons and environmental opportunities, the
ecological, or competence, model assumes that the impact of environment is mediated
by personal ability, and vice versa (Lawton, 1990). The implication here is that
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modification of either the environment or personal aspects (through strengthening,
treatment, teaching, etc.), or modification of both environment and person, will achieve
an adaptive fit. For example, grocery shopping in a large supermarket on a busy day
may become an overwhelming task for an older person who has impaired hearing and
difficulty walking. To the extent that this person can adapt, perhaps by shopping at
nonpeak hours and locating a bench for periodic rests, independence can be retained. A
limitation of the ecological model is that it focuses heavily on physical or functional
capacity. In this sense, Kahanas congruence model is complementary. Because the
elderly represent a heterogeneous population despite common needs and risks, the
interactive competence model of p er son- environment transactions is most appropriate.
It recognizes that improvements can be tailored or pre-planned to enhance individual
and aggregate well-being. The goal of both environmental and personal modifications
should be to maximize older persons opportunities to negotiate and control their
situations.
Principles re|gardin|g aging persons and their environments. Several principles
regarding the elderly and their environments are useful for gaining an understanding of
their needs. First people adept over time to sensory stimulation of mild to moderate
intensity so they eventually ignore the stimulus (Lawton, 1986). This axiom may
explain why so many older people express satisfaction with their neighborhood, despite
obvious deterioration. A second principle is that as environmental press increases to
surpass a persons competence limits, stress ensues and awareness of the environment
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increases. For instance, as roadway traffic increases or as shrubs limit vision for safe
turning, an older driver may respond with increased anxiety. A third principle is that the
less competent the individual is, the greater the impact of environment on that person.
Thus, older persons appear to be more sensitive to environmental variations than
younger people (Lawton & Nehemow, 1973; Golant, 1979). For instance, seniors are
more apt than younger people to be bothered by sidewalk cracks and traffic changes.
A fourth principle is that the environment needs to be challenging, but not too
challenging. When environmental stimulation is lower than a persons competence
requires, this situation can create anxiety or fail to appropriately stimulate the
physiological processes (Lawton, 1986). Slight increases in environmental challenge
motivate individuals to use higher levels of competence and to use environmental
resources for enjoyment. A fifth principle is that persons with weak competence are
most capable of functioning in environments with low environmental press. This
explains why ones local environment constricts with age (Rowles, 1978). The
accompaniments of aging, such as role loss, reduced income, and decreased physical
and cognitive competence narrows the spatial experience. This can place people at a
disadvantage, since the range of modem support networks in many areas lies beyond
localized neighborhoods (Carp, 1976; Fischer & Jackson, 1976; Ward et al, 1988). A
sixth principle is that reduced competence in the individual is associated with
operating in a more limited scope of environmental press and with greater
disengagement from the environmental range. As functional limits compound,
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behavior becomes more dependent on environmental conditions and the individual
takes a less active role in attempting to modify the environment to satisfy needs
(Lawton & Nahemow, 1973). Thus, frail elderly have more limited mobility choices
than younger healthy persons when there are architectural barriers. Finally, a seventh
principle is that as the spatial experience constricts, there is greater reliance on
fantasy modes of environmental experience (Rowles, 1978). The remembered
neighborhood becomes the neighborhood of reference for home-bound elderly, and this
allows continuation of an orientation of self to community.
Theoretical implications. These theories and principles explain that an individual
is more likely to experience life satisfaction in an environment that is congruent with his
or her physical, cognitive, and emotional needs and abilities. Progressive vulnerability in
the elderly and their potentially delicate interaction with the urbanized environment are
compelling reasons to study suburban living areas. Although many older people
function as well as younger persons in a wide range of physical surroundings, it is
important to plan environments that provide preventive, practical support at reasonable
cost for most older people most of the time. Based on this imperative, environmental
psychologists and others believe we must search for ways of enhancing wellness and
quality of life through the physical environment. Lawton (1986), for example, suggests
that if we could design neighborhoods with more enriching resources, the benefit would
far exceed the cost with improved functional capabilities and lower institutional rates
among older people. Chapman (1994) elaborates, noting that the physical layout of
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cities and suburbs, our housing alternatives, and our transportation systems are often
less than ideal for those with physical, mental, or financial limitations, particularly for
those who cannot drive.
The Research Problem
Most elderly Americans now live in suburban communities and want to
continue aging in place. To make this possible, social scientists and health experts agree
that our social and built environments must be structured to enhance quality of life and
foster ties with informal and formal support systems (Committee on an Aging Society,
1988). This research addressed the problem of uncertainty about the suitability of
suburban neighborhood physical environments for aging persons.
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CHAPTER 2: BACKGROUND AND PURPOSES
This chapter contains a review of literature that was guided by these questions:
How is neighborhood defined? What do we know about suburban neighborhood
satisfaction among the elderly? What are the sociospatial neighborhood environment
needs of the elderly? What is known about the relationship of the neighborhood
sociospatial environment and well-being, or quality of life, for the elderly? After
exploring these issues, the new urbanism community design framework is described,
along with a synopsis of suburban problems described in the architectural and urban
planning literature. Included is a section that reviews research designed to explore the
effects of new urbanism. The chapter concludes with statements of the study purposes.
Neighborhood Environments and Aging Persons
Definition of Neighborhood
Neighborhood is difficult to define, because its meaning is personal and derived
from social, political, business, or cultural experience. Abbott et al. (n. d.) reviewed
over 100 reports of neighborhood-oriented research and concluded that neighborhood
is so central and ubiquitous to the field of urban studies that its usage and definition has
been ambiguous and vague. Neighborhood is typically defined as a community in which
residents share space and, as a result, engage in interactions, norm-shaping, and
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location-protection in ways that are unique to that neighborhood (Taylor, 1988; Ward,
et al., 1988).
Objective indicators of neighborhood can be aggregate characteristics, such as
population density, age and condition of dwellings, and ethnic, religious, and
occupational composition. Another measurement approach is to obtain behavioral
information about places to shop, work, and play; and some use collective mental maps
or boundary definitions to define neighborhoods (Regnier, 1976). Each approach
provides slightly different areal units and a different understanding of the local
neighborhood. The following definitions describe prevailing concepts of neighborhood.
Street-block or face-block. For most of this century, urban sociologists have
named the streetblockdefined as the area bounded by the houses on both sides of the
street, and the cross streetsas an important sociospatial arena (Taylor, 1988). Suttles
(1972) found that individuals construct cognitive maps at three levels of community
the face-block, the defended neighborhood, and community of limited liability. He
defined the face-block as a network of acquaintances who are recognized from face-to-
face encounters because they live on the same block, use the same bus stop, or
otherwise develop familiarity based on frequent encounters within a small area. Taylor
suggests that such local encounters are also a function of siting arrangements such as
entranceway layouts and sidewalks. His review led him to conclude that the streetblock
is more likely than a larger community arrangement to be the locus of neighborly ties,
interhousehold communication, and local improvement activities.
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Defended neighborhood. The defended neighborhood is composed of numerous
face-blocks, and is commonly the smallest area within the metropolis that has an
identity known to both its residents and outsiders (Schwab, 1982). There may be urban
and suburban differences in the scope of the defended neighborhood, with suburban
residents having larger spheres of territorial control that extends to public spaces near
the home (Taylor & Stough, 1978). The defended neighborhood is the area outside the
face-block in which residents have greater familiarity and relative security on the
streets, when compared with adjacent areas (Suttles, 1972). A threat to this area will
lead to a defensive response that promotes cohesion among residents. Defended
neighborhoods normally include the schools, churches, and stores that area residents
use on a day-to-day basis.
Walkable neighborhood. According to Regnier (1976), the most powerful
incentive and the variable that is of greatest consequence in determining the shape and
direction of the perceived neighborhood is convenient access to goods and services.
Older persons in a northern New York metropolitan area defined their service area as 7
blocks in radial distance, compared with 3.7 blocks for the social area neighborhood
(Ward et al., 1988). The average estimated walking time to reach the edge of the social
neighborhood was 13 minutes for suburbanites and 11.6 minutes for urbanites. Because
only 18 percent of respondents walked within the service area, these researchers did
not consider it a walkable neighborhood.
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In sum, levels of community in the residential area are based on degree of social
relationships, distance from home, and access to services. One level is the street-block
neighborhood, another is the social area, akin to the defended or walkable
neighborhood, and yet another is the service area. Within this framework, studies of
neighborhood satisfaction, residential area needs, and well-being among older persons
are reviewed next.
Neighborhood Satisfaction
Determinants of neighborhood satisfaction Neighborhood satisfaction is the
result of a process linking three components: (1) the objective qualities of the
neighborhood; (2) the person's own subjective definitions of neighborhood; and (3) the
psychological and physical state of the person making the evaluation (Campbell,
Converse & Rodgers, 1976; La Gory, Ward & Sherman, 1985; Lee & Guest, 1983).
However, a limitation of neighborhood satisfaction research is that most studies have
tested the effects of only one or two of these components.
Objective neighborhood qualities and neighborhood satisfaction. Another
limitation of these studies is the narrow range of objective environmental variables that
have been entered into predictive models of neighborhood satisfaction. Most include
community location, size, or density, but few have looked at the effects of observable
design features. Exceptions include measures of distance from home to downtown,
grocery store, other stores, or public transportation (Burby & Rohe, 1990; Carp &
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Carp, 1982a; Chapman & Beaudet, 1983; Regnier, 1976; Ward et al., 1988); land use
(Carp & Carp; Chapman & Beaudet); vacancies (Chapman & Beaudet; La Gory et al.,
1985); and recreational, open vegetation within 1/4 mile of home (Carp & Carp; Fried,
1982). Chapman and Beaudet also assessed type of housing, and found that apartment
dwellers had higher satisfaction and greater likelihood of neighbor interaction, after
controlling for distance to the city center. Other studies show that home owners are
more satisfied (O'Bryant, 1982; O'Bryant & Wolf 1983).
The least satisfied seniors are in urban, age-dense, and minority neighborhoods,
and they report greater fear of crime and more unhappiness with neighbors (Ward et
aL, 1988). Safety, or fear of crime, is sometimes the strongest subjective predictor of
neighborhood satisfaction (Carp & Carp, 1982a; Jirovac, Jirovac & Bosse, 1984,
1985). When environmental conditions are extreme, such as distressed inner city
conditions of run-down houses, street noise, and trash and litter, these objective
conditions significantly influence neighborhood dissatisfaction (Lawton, 1980).
These studies point out several key factors that influence residential satisfaction.
However, there is a paucity of evidence about the effect of a comprehensive set of
environmental features on neighborhood satisfaction. Such features might include the
availability of convenient services, nearby public transportation access, building design,
parking arrangements, park locations, street patterns, and so on.
Subjective predictors of neighborhood satisfaction. In some studies, subjective
perceptions have explained more variance in satisfaction than objective neighborhood
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28
conditions or individual attributes (Herting & Guest, 1985; Lee & Guest, 1983; La
Gory et aL, 1985). The strongest predictors have been perceptions of local safety,
public service and transportation adequacy, relationships with neighbors, and housing,
street, or neighborhood upkeep (Hummon, 1992; Lawton, 1980; Lee & Guest; Ward et
aL, 1988). Others have found that area beauty and antiquity (Jirovac, Jirovac & Bosse,
1984, 1985; Miller, Tsemberis, Mafia & Grega, 1980), recreational facilities (Fried,
1982), privacy (Fried), quietness (Jirovac et aL; Ward et aL), noise (Lawton) or air
quality (Jirovac et aL) correlate with neighborhood satisfaction. Among seniors,
without controlling for functional capacity, neighborhood assets tend to be neighbors,
peace and quiet, and convenience to shopping. Negative aspects are typically noise
level, traffic and neighborhood maintenance (Carp & Carp, 1982b; La Gory et al,
1985).
Residential preferences are also mediated by peoples evaluations of residential
attributes such as location, cost, and size. Lindberg, Hartig, Garvifi, and Garfing (1992)
found that when older people were given a choice of six ideal distances from city
center, they selected the three nearest the center. The variety of perceptions that have
been linked with community satisfaction indicates that satisfaction is a function of ones
values regarding the residential environment. As La Gory et aL (1985) suggest,
everyone has slightly different environmental needs, so individuals should be the unit of
analysis. Each persons judgments of satisfaction should be weighted by his own
judgments of importance about community dimensions.
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Personal attributes associated with neighborhood satisfaction. Individual
attributes known to predict residential satisfaction include higher socioeconomic status
and the presence of children in the household (Fried, 1982; Lee & Guest, 1983). Age
also consistently affects community satisfaction. Older people express greater
residential environment satisfaction than younger people, and they are more positive
about their settings than objective conditions of income and housing would suggest
(Rubinstein, Kilbride & Nagy, 1992; Lawton, 1980; Miller et aL, 1980). Some suggest
that positive ratings may reduce cognitive dissonance between actual and preferred
neighborhood conditions.
Although most residential area satisfaction studies control for individual
characteristics such as age, socioeconomic status, or length of residency, few have
included variables representing the psychological and/or physical status of individuals
who are rating community satisfaction. An exception is the La Gory et aL (1985) study,
which controlled for vulnerability by asking respondents to indicate whether they had
difficulty in going outdoors, walking up and down stairs, getting about the house, and
doing household chores. The least able persons based their satisfaction on subjective
environmental perceptions, consistent with the principle of vicarious or remembered
environmental experience, while competent individuals were influenced by median
income, community size and density.
Both demographic and functional personal characteristics, in addition to
objective neighborhood features and perceptions about those features, need to be
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included in neighborhood satisfaction analyses in order to understand levels of
community fit for elders. Although some objective neighborhood physical environment
preferences and negative conditions have been identified in the residential satisfaction
literature, a comprehensive approach is lacking.
Studies of Neighborhood Physical Environment Needs Among the Elderly
Service and facility preferences. Evaluation of community environments should
be based on what older people have deemed important or valuable in their residential
areas. An interview study of older women living alone in Oakland, California, provides
some evidence of the ideal distance to various services and facilities (Carp & Carp,
1982a). As items were read to them, the women indicated whether the services should
be within walking distance, or farther, or whether they had no opinion. At least 60
percent of the respondents decided that these features should be within walking
distance: a stop for a bus that takes you anywhere you want to go (91%), favorite
grocery store (79%), own bank (68%), favorite library (67%), senior center (65%),
own place of worship (65%), and favorite pharmacy (62%). Items that should not be
within walking distance, based on less than 15 percent response were: lawyer (except
own), movie theater (except favorite), bars, beauty shop (except own), pre-school,
elementary school, or high school
Facility access. Sometimes, the proximity of service facilities is not always
positive. Subsequent analyses of data from the same sample of older women in Oakland
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showed that most food-related facilities were considered convenience items, except
fast-food stores, which correlated highly with robbery rates, liquor stores, cocktail
lounges, and adult entertainment in the area (Carp & Christensen, 1986a). Most older
residents want handy food stores, but convenience and quality can be outweighed by
fear, if crime is prevalent in the area (Burby & Rohe, 1990), by sharp topographic
changes between home and destination, by heavy traffic patterns that become crossing
barriers, and by industrial land use patterns (Regnier, 1976).
Feasibility for walking to commercial and service resources is especially
important when transportation options become limited for older persons (Lindberg et
al, 1992; Smith, 1991). However, pedestrian access is not always an issue, since social
networks often include persons who can drive older residents to preferred shopping
places (Chapman & Beaudet, 1983). Smith discovered that grocery shopping for the
elderly in central as well as outer suburban communities was mainly confined to the
home area regardless of whether large chain-store outlets were available locally. Other
evidence suggests that among persons who drive themselves, there is a tendency to
travel as far as necessary for goods and services, and those with higher incomes seek
services in a wider territory (Ward et aL, 1988). Whether walking, riding, or driving,
access to goods and services is essential, since delivery services are costly.
Transportation needs among the elderly. Individual travels needs are associated
with freedom of choice and control, although travel needs change during a persons life
cycle. Although driving among the elderly varies by gender, age, income, ethnicity, and
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location, they rely largely on automobiles for travel and this has become more intense in
recent years (Cutler & Coward, 1992; Wachs, 1988). According to Rosenblooms
(1994) report of national travel study results, for example, urban elderly aged 70 to 74
took 90 percent of their trips in a private vehicle, compared with 83 percent in 1983.
The only urban elderly cohort which did not increase their travel by private vehicle
from 1983 to 1990 were those aged 85 and older; about 75 percent of this group use an
automobile for all trips. Couples in their eighties average about one trip per day for
about 3 miles of travel, in contrast with the heavy commuting patterns of younger
persons (Wachs, 1988). Men drive more than women, and suburban residents drive
more than urban residents, hi 1990, among all elderly age 65 and older, suburban
women drove more miles per year (4,054) than central city women (4,630 miles per
year). Like the rest of the population, older people who drive are most satisfied with
their mode of transportation (Carp, 1988) and with their life situation (Cutler, 1972).
Driving may not be an option for those with financial limitations. The costs of
owning, maintaining, and operating a car may become prohibitive for those living on
fixed incomes. Analysis of 1980 census data for personal transportation access showed
that 52 percent of urban women ages 75 to 84 had no vehicle in the household,
compared with 36 percent of suburban women in the same age group (Cutler &
Coward, 1992). Within a suburban population, Gutowski and Feild (1979) found that
over half of the older renters, but less than 20 percent of older homeowners, lacked an
automobile.
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As driving has increased among the elderly, walking has decreased in the last
decade. In 1990, about 7 percent of the young old and about IS percent of the old old
reported taking all trips by walking, compared with about 10 percent of the young old
and 20 percent of the old old who walked for all trips in 1983 (Rosenbloom, 1994).
Similarly, the use of public transit for all trips declined from 1983 to 1990, when only
about 2 percent of urban elderly reported using this mode (Rosenbloom).
Safety considerations for various travel modes are especially important for the
elderly. Although elderly drivers experience fewer accidents per miles driven, they are
more apt to drive slower and to have difficulty reading road signs and making left
turns. Along with age comes slower reaction times and changing vision, which
increases the risk of accidents. Those who walk may have trouble crossing busy, wide
intersections in the time allotted by lighting signals. Hoxie and Ruben stein (1994) found
that about 27 percent of nearly 600 older persons were unable to reach the opposite
curb when the light turned green for oncoming traffic, and of these, nearly one fourth
were stranded at least a full traffic lane away from the curb. Among those who did not
cross in time, 74 percent considered themselves in danger, 63 percent crossed the street
at least daily, and 25 percent had Men in the past year. City records showed that four
elderly pedestrians had been hit by an automobile at the same intersection in the prior
five years. Seniors experience these risks in busy cities as well as in suburban areas with
especially wide streets that often serve as quasi-highways. Narrow streets and
adaptations such as central islands and signals that are timed to accommodate the
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slower walking speeds of the average older person are advantageous for seniors
(Chapman, 1989; Wachs, 1988).
hi addition to safety considerations, there are convenience factors that may also
affect the feasibility of use among seniors with disabilities. For instance, those who
depend on public transportation may have to deal with remote stop sites, limited trip
schedules and destination points, and/or physical barriers in boarding or riding buses
and trains. They may also experience problems associated with weather and crime while
approaching and waiting at boarding points. To counteract these stressful situations,
environmental recommendations such as curb cuts and sheltered bus stops have been
made to facilitate public transportation access.
Considering the continued growth of the suburban elderly population and then-
extensive use of automobile transit, their increasing pedestrian activities, their risk of
accidents, and their limited use of public transportation systems, research regarding
relevant community environment conditions is overdue. Evaluations should include
assessment of recommendations such as grid street patterns that disperse traffic,
flexible timed crossing signals, advance-warning signage, bus stop shelters, frequent
street lighting, and continuous sidewalks (Chapman, 1989).
Housing needs and availability Housing, another basic need of older persons,
varies in quality and availability across types of communities- For instance, Wachs
(1979) described housing diversity among metropolitan elderly in Los Angeles census
tracts by lifestyle variation. Early suburbanites lived in post World War II urban fringe
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tracts and owned homes of moderate value. Central city dwellers either resided in older
rental units into which they had recently moved, or they had lived for many years in
expensive homes which they owned. Newer development suburban residents lived in
their own homes or in large apartment complexes.
Home ownership is the most common way that seniors finance their housing,
but there is a disparity in ownership between urban and suburban elders. Eighty percent
of older suburbanites and only 64 percent of older city dwellers own their homes.
Regardless of type of financing or location, the majority of elderly live in single family
detached houses (Golant, 1992). Urban homeowners are more apt to live in attached or
duplex housing, and mobile homes are more common in suburban areas (Gutowski &
Feild, 1979). Elderly renters are more likely to occupy one of five or more dwelling
units in the same building, and about one in five senior renters live in buildings with
four or more stories (Lawton, 1986). Older suburban renters tend to rent single-family
detached houses (Golant), which may be due to either preference or lack of options.
Other housing modes advocated for the elderly include single-room occupancy
hotels, group homes, cottage or modular housing on the property of others, accessory
apartments within a single-family building, and small apartments over garages known as
granny flats (Howe & Chapman, 1989; Golant, 1992; Lawton, 1986). Compared to
well elders, socially isolated suburban elders express more interest in moving to a
residential hotel, creating an accessory apartment or separate dwelling on their own
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36
property, or moving into someones home as a housemate (Gonyea, Hudson & Seltzer.
1993).
Since the older population is heterogeneous, experts suggest that communities
need housing choices to satisfy various needs (Chapman, 1994; Golant, 1992; Soldo &
Longino, 1988). Some evidence suggests that mixed use is unattractive to the suburban
elderly (Ward et aL, 1988) and that retail operations on the same block may be
associated with stress and perceived crowding (Fleming, Baum & Weiss. 1987).
Overall, research regarding neighborhood housing for seniors is weak. Most studies are
national and fail to assess local variations in cost and supply of subsidized rental
housing, nor do they consider both population demand and housing supply (Golant.
1992; Howe & Chapman, 1989). Housing is treated as a homogeneous commodity
without distinguishing associated service packages and age-segregation status, and
there is almost no information regarding the adequacy middle- or high-rent
accommodations for the elderly population demand. Location differences, including
differences within the same category such as older and newer suburbs, may also vary in
housing adequacy and availability. Research regarding housing for the elderly has
focused largely on publicly subsidized multiple-family housing, retirement communities,
congregate care, and life-care communities, generally omitting community housing
analyses.
In sum, residential area needs, according to seniors, include an array of
convenient facilities, such as major grocery stores, and access that supports pedestrian
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37
safety, driving safety, and public transportation convenience and safety. Although most
seniors live in detached homes, experts wonder whether mixed housing options should
be available.
Neighborhood Sociospatial Environment Effects on Well-Being
Conceptualization of well-being. The impact of community and urbanism on
well-being has had a long tradition in both sociology and gerontology. The consistent
use of well-being as a dependent variable in this research has been important for
progressive understanding about the meaning of environment to older residents. The
various operational definitions of well-being that have been reported in the literature
are displayed in Table I. Morale was a popular interpretation of well-being in earlier
studies (Buhena & Wood 1969; Felton, Hinrichsen & Tsemberis, 1981; Schooler,
1969, 1970). In other studies, morale has been one of several outcome indicators
(Lawton & Kleban, 1971; Lawton et aL, 1980; Liang & Warfel, 1983; Ward et aL,
1988; Windley & Scheidt, 1982). Well-being has also been operationally defined as
social psychological adjustment, or affect (Reitzes et aL, 1991; Windley & Scheidt),
and negatively as loneliness or remoteness from others (Fengler & Danigelis, 1982) or
as social isolation (Krause, 1993).
Life satisfaction has been the outcome variable in several residential
environment studies (Chapman & Beaudet, 1983; Cutler, 1972; Fengler & Danigelis,
1982; Golant, 1985; Liang & Warfel, 1983). Most investigators used the 20-item Life
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Table I
Measures of Well-being and Neighborhood Physical Environment in Prior Studies
Investigator Measures of Well-being Measures of Neighborhood
Physical Environment
Bultena &
Wood 1969
morale =
Life Satisfaction Index, A
type/location of community =
in WI, age-integrated;
in AZ, age-segregated or age-
integrated
Schooler
1969, 1970
morale =
fears and worries
self-image and alertness
life-long accomplishments
sustained unhappiness
financial situation as
compared with others
neighborhood tenure
dwelling age
age density
distance from services
availability of common residential
indoor areas
availability of common residential
outdoor areas
Lawton &
Kleban 1971
PGC Morale Scale
leisure-time activity
motility in neighborhood
housing satisfaction
interaction with Mends
interaction with family
interviewer ratings of
subject:
vigor
interaction
response
location near:
transportation
park
amenities
distance to shopping
independent household (own TV,
stove, toilet, reMgerator)
busy block (traffic and people)
maintenance of block and building
nonresidential block (commercial,
vacant houses, or lots)
Cutler
1972
life Satisfaction Index, A distance from city center in 1/4
mile increments
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39
Table I
Measures of Well-being and Neighboihood Physical Environment in Prior Studies
Investigator Measures of Well-being Measures of Neighborhood
Physical Environment
Lawton, housing satisfaction community size
Nahemow & friendship behavior community age composition
Yeh activity participation housing administrators
1980 motility (mobility in the perceptions o f :
community) crime risk
morale (2 items) distance to 24 types of medical,
contact with relatives shopping and enriching
facilities
interviewer ratings of
neighborhood:
noise and traffic
activity
overall quality (location and
attractiveness)
Fengler & life satisfaction = urban or rural =
Danigelis feeling bored census data re community size +
1982 feeling depressed or very
unhappy
feeling lonely or remote
from other people
(other subjective and
objective person factors
were tested as predictors of
life satisfaction)
population density
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Table I
Measures of Well-being and Neighborhood Physical Environment in Prior Studies
Investigator Measures of Well-being Measures of Neighborhood
Physical Environment
Windley & housing satisfaction subject perceptions of
Scheidt activity participation sensory stimulation in
1982 feelings of security neighborhood
contact with friends and cognitive legibility of
relatives neighborhood
mobility sociality of settings
functional health community accessibility
availability of a confidant population density
PGC Morale Scale attachment to setting
Bradbum Affect Balance community aesthetic appeal
Scale
these and several dwelling
Langner Assessment of
variables yielded 2 factors:
p sycho-phy siologic
satisfaction with dwelling features
symptoms
(includes satisfaction with
these yielded 5 factors: neighborhood quality)
mental health
activity
security
contact with friends
contact with relatives
environmental constriction
Liang & Warfel life satisfaction = size of community in 5 categories
1983 modified PGC Morale
Scale (1 data set)
an undefined 8-item life
satisfaction scale (3 data
sets)
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Table I
Measures of Well-being and Neighborhood Physical Environment in Prior Studies
Investigator Measures of Well-being Measures of Neighborhood
Physical Environment
Chapman & Life Satisfaction Index, A distances to:
Beaudet activity level market
1983 social contact frequency pharmacy
neighbor interaction hank
neighborhood satisfaction bus line
city center
type of house
interviewer ratings of
neighborhood quality:
noise
traffic
house vacancies
land use
neighborhood upkeep
crime rate
census block and area ages
area social status
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Table I
Measures of Well-being and Neighborhood Physical Environment in Community Studies
Investigator Measures of well-being Measures of Neighborhood
Physical Environment
Ward, La Gory
& Sherman
1988
access to services =
someone who phones or
visits older persons
facilities for group meals
or meal delivery
legal services and advice
visiting nurses or aides
special transportation
use of these services
service information source
lives in neighborhood
subjective well-being =
satisfaction with:
health
income
housing
neighborhood
social contacts and
supports
PGC Morale Scale
urban, suburban, rural =
census tract definitions
racial composition
income
housing age
housing value
interviewer rating of housing
use frequency, proximity and
mode of transportation, and
within-neighborhood rating for:
grocery store
drugstore
church
doctor or clinic
bank
bus stop
proximity of a club/organization
for seniors
distance and time to edge of
neighborhood
perceptions of neighborhood as a
place to live (convenience,
housing conditions, kinds of
people, feelings of safety)
best and worst things re
neighborhood
whether and how neighborhood
has been changing
extent of local attachment
(feelings and plans re moving,
how easy it would be)
Reitzes, positive and negative affect central city, suburban, or
Mutran & = Bradbums Affect nonmetropolitan =
Pope Balance Scale census definitions
1991
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Table I
Measures of Well-being and Neighborhood Physical Environment in Prior Studies
Investigator Measures of Well-being Measures of Neighborhood
Physical Environment
Krause social isolation (low)= interviewer ratings:
1993 number of neighbors dwelling exterior condition
known overall dwelling condition
number of close friends, condition of other houses and
family
buildings
respondent ratings:
condition of other houses and
buildings
street and road condition
noise level
air quality
safety from crime
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44
Satisfaction Index or the Form A modification (Neugarten, Havighurst & Tobin, 1961),
valued because they are not contaminated with personal opinion about the
environment.
A multi-factor construct of well-being has also been used by several
researchers. Correlation and regression analyses that integrate subjective variables have
been used to identify antecedents that explained well-being in an environmental context
(Chapman & Beaudet, 1983; Lawton et aL, 1980; Lawton & Kleban, 1971; Windley &
Scheidt, 1982; Ward et aL, 1988). Collectively, these studies illustrate that well-being is
probably multi-faceted. Ward et aL expanded well-being by incorporating measures of
satisfaction for several domains including health, income, housing, neighborhood, and
social contacts and
supports, in addition to morale. Many researchers agree that broader and more
consistent measures of well-being are essential for meta-analysis in the field of aging.
Validation of well-being. At least two studies have validated the construct of
well-being. After comprehensive analyses with an extensive battery of instruments and
items, Lawton, Kleban, and diCarlo (1984) derived two multi-item well-being factors
defined as:
(I) negative affect, psychophysiological symptoms, expression-denial
of negative affect, self-esteem, self-rated health, satisfaction with
family, congruence of expectation with attainment, social anxiety,
and happiness; and
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45
(II) happiness, residential satisfaction, positive affect, time use,
wish to move, and satisfaction with friends (p. 92).
Using a similarly large item pool and analytic approach, Carp and Christensen (1986b)
also found that well-being represented two factors measured as:
(I) adjective checklist self-description (reversed), depression,
uselessness, number of neurotic ailments, and Bradbum Positive
Affect reversed; and
(II) Campbell, Converse and Rogers Well-Being Index, Caven, Burgess,
Havighurst, and Goldhamer Happiness, Bradbum Negative Affect
(reversed), and Attitude Toward Aging (p. 417).
In both studies, the two factors represented positive affect/contentment and negative
affect/depression. However, the measures differed, demonstrating that well-being is a
construct that needs farther development. Linkage between well-being and quality of
life is also needed, because the terms are often used interchangeably. Although
reference to quality of life has escalated lately in the aging and environment literature
(Ward et aL, 1988), community environment studies of quality of life are not
prominent.
Operational measurement of environment- The scope of residential area physical
environment indicators used in aging and community environment studies is limited
(see Table I). Schoolers (1969, 1970) innovative work expanded the conception of
environment. Although only three of his environmental indicators represented physical
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46
aspects, and only two pertained to residential area rather than dwelling, they partially
predicted morale when personal attributes were entered into the model first. Predating
the demand for heterogeneity and variety in neighborhoods, he concluded that
community planning and design should account for individual perceptions and
preferences, hi Krauses (1993) study, dilapidated neighborhoods predicted social
isolation, but there were also measurement limitations. These included a lack of
distinction between behavioral maintenance and structural conditions, no measures of
places for social interaction or service use, and merged objective and subjective
environment perspectives. In addition, the study did not control for neighborhood
condition, nor for personality factors that might influence the choice of poorer
neighborhoods. Several other studies utilized a limited array of objective physical
environment measures (Chapman & Beaudet, 1983; Lawton et aL, 1980; Lawton &
Kleban, 1971; Windley & Scheidt, 1982; Ward et aL, 1988).
Windley and Scheidt (1982) measured the well-being effects of small town
ecological/architectural and psychosocial attributes on nearly 1,000 Midwestern elderly
living primarily in single-family houses. Although this study incorporated more design
features, the resulting factors (satisfaction with dwelling features and perceived
environmental constriction) represented p erson- environment interaction effects rather
than environmental effects on well-being, hi studies without objective environment
measures (e.g. Golant, 1985), the findings represented a relationship between two types
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47
of subjective judgments: attitudes about the environment and feelings of life
satisfaction.
Important theoretical progress was made when investigators began to use more
comprehensive neighborhood environment measures. Among older minorities,
Philadelphia slum conditions partially explained two aspects of well-beingmobility
within the neighborhood and subject responsiveness (Lawton & Kleban, 1971). In the
latter study, all environmental indicators represented physical aspects, except household
status (a social environment characteristic), and maintenance could be construed as a
behavioral factor. Another strength of this study was that the environment and person
constructs were separate, thus validating the ecological person-environment theory idea
that residential environment has an independent effect on personal well-being. In
another study, Lawton et al (1980) found that a cluster of social and ambient physical
neighborhood factors had small but significant effects on well-being.
Other evidence of cnmmnnitv environment effect in well-being. A uniform
strength of the studies which have measured well-being as life satisfaction is that they
have controlled for individual characteristics such as personality, health, and activities,
thus separating dependent and independent variables. Results have shown that
residential area environment does influence older persons, and there is considerable
evidence that suburban elders are happier. For instance, Fengler and Danigelis (1982)
determined that more urban widows than rural widows perceived themselves to be
disadvantaged, although income, functional capacity, and social participation were
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48
similar in both groups. Liang and Warfel (1983) found that older residents of large
cities had lower psychological well-being, and Reitzes et al. (1991) found that retired
suburban men had more positive affect than urban men. These investigators suggested
that location may influence well-being by mediating social composition and
opportunities for interaction. Afler finding that both neighborhood quality and distance
to the city predicted well-being, Chapman and Beaudet (1983) suggested that the quiet,
well-maintained nature of suburban environments may be more important than
convenient services, and that residents of different locales may have different values
and residential preferences.
Other residential factors can also mediate the effect of urban or suburban
location on well-being. For instance, both urban and rural widows residing with
children had higher life satisfaction than urban widows living alone (Fengler &
Danigelis, 1982). Health also has a strong impact on life satisfaction, and some have
found that urban residents are more affected by poor health (Liang & Warfel, 1983).
Others have found that suburbanites are affected to a greater extent (Reitzes et al.,
1991). Another factor that influences well-being is availability of personal
transportation, especially for those farthest from shopping and services (Cutler, 1972).
In summary, although several studies have explored the effect of community
environment on the well-being of elderly residents by using an array of well-being
measures, the impact of neighborhood on quality of life has not been systematically
tested. Few studies used objective measures of neighborhood environment and they
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49
were rarely physical characteristics. Tangible environment observations are needed in
addition to person factors in order to advance person-environment theory. Also, some
studies have not included controls for personal variables, nor for neighborhood
conditions. To explore the dimensions of overall neighborhood environment further,
the next section describes the community design framework known as new urbanism. It
offers an interesting perspective of livability that deserves consideration..
New Urbanism Theory and Research
New IJrhanism Cnmmunitv Theory
History of new urbanism. Urban designers have dreamed for nearly a century of
ideal neighborhoods that would foster quality of life for people of all ages, but there has
not been an enduring formula (Duany & Plater-Zyberk, 1994). Ellins (1996) review of
postmodern urbanism from 1945 to 1995, includes numerous contributions of writings,
conferences, and exhibitions to urban design theory, and illustrates successive efforts to
understand community form both architecturally and in terms of rational livability. A
few examples of early predecessors to the recent new urbanism trend are described
here.
Considered most influential, Ebenezer Howard designed an imaginative planned
city in 1898. It featured central gardens and central commercial, chib, and cultural
places. There were residential lots 20 feet by 130 feet that would enable enough
farming to feed a family of five and a half people, industrial worksites, and a
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50
surrounding greenbelt (Jacobs, 1961; Nicholson-Lord, 1987). These self-sufficient
towns, or garden cities, for 30,000 people were envisioned to repopulate the
declining outer villages of London and to allow the citys poor to live close to nature.
In a sort of a regional plan, each town was separated from the next by two miles of
open country. A cluster of six garden cities and one central city made up the social city
with a population of 250,000. Howard, who actually had two towns built, projected a
blend of society and nature that would create a new civilizationone controlled by
public authority to prevent speculation and land use changes. Except for the civic
ownership and an agricultural base, this framework is strikingly similar to new
urbanism.
Lewis Mumford, Clarence Stein, Henry Wright, and others later concentrated
on decentralized regional planning to reduce urban density (Jacobs, 1961). Some of
their ideas were that houses should be turned away from the streets to free sheltered
greens, that frequent streets were wasteful, that commerce should be separated from
houses and greens, and that commercial space should be allotted based on calculated
neighborhood demand for goods. Radbum, New Jersey, conceived on these principles,
was designed to house industry and workers and to serve the safety needs of the motor
age with separated roads and walks and a core communal area. It launched the
American New Town movement (Audirac & Shermyen, 1994).
Another community design pioneer, Clarence Perry, is credited with
formulating one of the first attempts to orient suburban development toward family life
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51
with his 1929 neighborhood unit (Audirac & Shermyen, 1994). It was based on the
proximity of homes to schools, public institutions, parks, and local shops, and the size
was determined by a population required to support an elementary school.
Neighborhood entrances were marked by impressive gateways and through traffic was
discouraged. As with new urbanism, benefits anticipated from this scheme were better
pedestrian safety, neighborhood identity, and community pride.
Still another prominent line in the history of new urbanism was the City
Beautiful movement. In 1893, the Chicago Fair ignored popular modem architecture of
the day and dramatized an imitation Renaissance style with heavy, grandiose buildings
(Jacobs, 1961). After that, cities throughout the country built monumental civic centers
that were arranged along a boulevard, a mall, or were interspersed with a park.
Although architecture styles have changed, the idea behind these centers has not been
questioned. New urbanists Duany and Plater-Zyberk (1994) are especially known for
integrating classic, traditional-style buildings into their planned communities.
Although the new urbanism framework is based on principles of the Garden
City, New Town, Neighborhood, and City Beautiful movements, it evolved in reaction
to later iterations of the New Town, or post-World War II suburban development. The
next sections describe perceived problems with suburbs from several perspectives.
Problems with Suburbs
Problems from a gerontology perspective. There are a few, somewhat
conflicting references to three types of suburban problems in the aging literature. One is
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52
access to services. Golant (1992) reports that shopping and services are typically
spread out along arterials and separated by large parking lots, so they are difficult to
reach either on foot or by bus. Sometimes communities lack shopping, medical, or
financial facilities altogether. On the other hand, Smith (1991) found that inner city
suburbs had easier walking access to grocery stores than downtown Winnipeg.
Related to service distribution, public transportation is also generally faulted as
inadequate in suburban areas. Gutowski and Feild (1979) found that 34 percent of
suburban elderly, compared with 10 percent of urban elderly, cited transportation as a
problem. Area features that could cause problems for suburban seniors include the
potential lack of sidewalks, inadequate street lighting, and wide streets that make
crossing difficult in heavy traffic areas.
A third problem of non-retirement suburbs that affects the elderly is the lack of
housing alternatives to family dwellings. Urban housing typically consists of an array of
multi-unit, smaller dwelling units, which enables downsizing while remaining in the
community, but this option is not generally associated with suburban environments.
However, evidence regarding the adequacy of suburban housing and preference among
elders who encounter difficulty living independently is limited, primarily to national
annual housing survey reports and these do not provide specific information. For
instance, the 1979 incidence of housing deficiencies and excess expenditures were
available for elderly by poverty and home ownership status, but not metropolitan
location (Struyk, 1988). However, among all ages of suburban respondents, about 22
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53
percent reported physically deficient housing and about 55 percent reported excessive
housing expenditures. These deficiencies do not necessarily equate to senior demand
for alternatives, but they provide an indirect estimate.
Problems from a design perspective. Suburbs are often characterized in the
architectural literature as sanitized, banal, amorphous, monotonous, isolated and filled
with endless houses, lawns, cars, highways, and commercial strips (Ellin, 1996; Katz,
1994). Except for streets and malls, they tend to lack public spaces. These communities
also lack connectivity, legibility, identity, and human-scale perspectives, according to
Ellin. She points out that most modem developments have an excessive separation of
functions, and this lack of diversity is not only contrary to the essence of urbanism, but
it also stresses environmental resources due to excessive transportation demands.
Problems from a socio-political perspective. Some architects believe that
suburbs have also caused serious social problems of constantly rising crime rates,
creeping neighborhood deterioration, increasing alienation of large segments of society,
and widespread environmental degradation (Bressi, 1994; Calthorpe, 1993, 1994; Katz,
1994). Another criticism of suburbs is their low density zoning, which has forced
encroachment onto agricultural lands in order to accommodate growing populations in
many metropolitan areas. Others observe that suburbanites have excessive privacy
demands which point to individualism, rather than a sense of communalism which
emphasizes proximity, walkability, sociability, and sharing (Ellin, 1996; Southworth,
1995). This view is based on market analyses which show that the auto-oriented, home-
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54
oriented, and gated-commimity models are growing in popularity. All this despite the
fact that living in suburban areas can be costly for families. Maintaining a fleet of cars
and travel costs now takes about 18 percent of the average household budget (Adler,
1995).
New Urbanism Movement
Recently, the assumed problems with suburbia have motivated developers,
architects, and urban planners to react fervently with a revised paradigm for community
form known as new urbanism (Adler, 1995; Cahhorpe, 1993; Kreiger & Lennertz,
1991; Katz, 1994). In the last decade, more than a hundred developments designed by
architects affiliated with the Congress for New Urbanism have been completed or are in
progress nationwide (Muschamp, 1996). Clearly, the concept is attracting attention, in
both the press and the real estate market. Peihaps one reason is that new urbanism
benefits have been consistently articulated, and Americans find the claims meaningful.
These have been described as follows.
New nrhanism claims. New urbanism offers a theoretically constructive and
potentially humanistic means to meet the needs of both society and individuals
throughout the lifespan. Proponents believe that their ideas, actualized in community
design, will offer convenient commuting, a superior quality of life, naturally occurring
community interaction, and sustained natural environments (Audirac & Shermyen,
1994; Cahhorpe, 1993; Duany & Plater-Zyberk, 1994). The fundamental assumption
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appears to be that buih and natural environment design will influence public attitudes
and behavior toward acceptance of more compact, interactive, and pedestrian-focused
living (Adler, 1995; Church, 1996; EUin, 1996; Muschamp, 1996). However, as
Cahhorpe warns, it is just as simplistic to claim that the form of communities has no
impact on human behavior as it is to claim that we can prescribe behavior by physical
design (p. 9). Ellin advises that the search for urbanity which falls into the trap of
environmental determinism is misguided. She cites Belmont (1987), who believes that
the use of existing urban forms without rationale is a process of engaging in urban art
rather than in urban development, an essentially political process. In view of these
challenges, consider now the themes of new urbanism
Neotraditionalism Evoking a return to the compact, close-knit pedestrian life of
small-town America, new urbanism attempts to incorporate qualities of traditional
communities into modem developments. This aspect of the construct is known as
neotraditionalism (Church, 1996; Duany & Plater-Zyberk, 1994; Krieger & Lennertz,
1991; Muschamp, 1996). Cahhorpe (1993) intones that, certain traditional values
diversity, community, frugality, and human scaleshould be the foundation of a new
direction for both the American Dream and the American Metropolis. He claims that
the ideas are not a retreat to nostalgia, but a recognition that certain classic urbanism
qualities are timeless and should be incorporated regardless of location or density (p.
16). Symbolic traditional characteristics are thought to integrate an historic context and
contribute to the essential identity of a place. Features include traditional building
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56
styles, variation in building facades, front porches, narrow streets, detached garages at
the side or rear of the house, small lots, small front yards, and above-shop apartments.
Emphasis on the public aspects of the environment New urbanism also posits
that truly successful communities have strong public identities. Thus, there should be
considerable shared spaceplazas and green parks; core centers with retail, business,
and civic facilities; streets and walkways; and public transportation access nodes.
Descriptions specify lot sizes, densities, grid-street patterns, tree intervals along the
streets, off-street-parking modes, public plaza sitings, walkway sizes, and spatial
relationships between streets, houses, and greenery. There is an attempt to balance
community spaces that are allocated to housing, commerce, travel, and nature in order
to create a harmony of maximum social interaction and minimal demand on the natural
ecosystem. As the American family has grown more complex and diverse, the suburban
form has grown less accessible and, thus, more demanding on populations and the
environment, according to Cahhorpe (1993). He believes we must combine the utopian
ideal of an integrated and heterogeneous community with the imperatives of ecology,
affordability, equity, and technology for the public good. These goals warrant
systematic evaluation, which so far is limited to a few studies that are described next.
Research Based on New Urbanism Theory
Descriptive studies. One descriptive new urbanism study assessed how
neotraditional communities differ from conventional communities by making
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observations about community form and circulation patterns (Southworth, 1995). The
sample included two new-urbanism communities which were 3000 miles apart. They
were compared with one older traditional streetcar suburb (in yet a different region)
and with generic conventional suburbs of the late twentieth century. While providing
technical design detail (Le. street-pattem analyses) from three settings, this study had
several limitations. There were unequal comparison group sizes, there were no
sampling criteria and no behavioral measures, and there were no controls for regional
and socioeconomic differences. Southworth concluded that the new urbanism
communities were anti-urban sanitized versions of the small town...rather rigid
architectonic visions that offer instant identity and....lack basic environmental qualities
such as scale, grain, transparency, the relation between buildings and streets, a
connectedness, and access to daily needs (p. 36). For future research, he
recommended studying older traditional communities as proxies for neotraditional
communities, since most incorporate transit and mixed uses, contain walkable and
livable neighborhoods, and have been successful for nearly a century.
Visual preference studies. Another type of descriptive study that incorporates
new urbanism ideas are the visual preference studies. These have helped to gather
public input about community development while informing the public about trends.
After talking with Anton Nelesson of Rutgers University, who has surveyed
populations for local governments across the country to identify community
preferences using photographs, models, and questionnaires, Adler (1995) defined new
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58
urbanism in a Newsweek cover story by describing IS ways to fix the suburbs. These
were: (1) give up big lawns; (2) bring back the comer store; (3) make the streets
skinny; (4) drop the cul-de-sac; (5) draw boundaries; (6) hide the garage; (7) mix
housing types; (8) plant trees curbside; (9) put new life into old malls; (10) plan for
mass transit; (11) link world to home; (12) make a town center; (13) shrink parking
lots; (14) turn down the lights; and (15) think green.
Another example of Nelessens work is the Portland, Oregon Visual Preference
Survey (1993). Photos that represented a range of development forms were shown 34
times to over 3,000 adults over a two-month period in 29 metropolitan locations.
Images evoked neighborhoods, main streets, and transit station core areas. Potential
bias was controlled by image-selection criteria such as scale, a typical public view, and
similar weather conditions. The highest-rated neighborhood images featured
streetscapes consisting of Northwest Craftsman homes with short front yard setbacks,
covered porches, rows of shade trees separating the sidewalk and street, and attention
to property care and maintenance. Also prominent were back-yard garages that were
accessed by alleys and allowed the sidewalks to be uninterrupted by driveway openings.
In contrast, the lowest-rated images contained front-yard vehicle access, wide
driveways and streets, highway-style light poles, no sidewalk trees or parkways, and
plain housing without architectural details.
The visual preference surveys have contributed specificity for new urbanism
community planning. They also reflect public interests, thereby lending different
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59
perspectives from those of architects, urban planners, and gerontologists. However,
this marketing approach is limited because the samples are voluntary, so the results
only approximate the relative opinion of those willing to participate (A. Nelessen,
1993). Also, it is not possible to interpret the findings based on sample characteristics
other than zip code. Another problem in the Portland study was the large number of
images (240) rated by each individual, which could result in low respondent
discrimination. In addition, the wide photo-rating scale, from -10 to +10, may have
affected reliability.
Observations of market behavior. One way to look at the reaction to new
urbanism is to observe consumer behavior. For instance, Dueker and Bianco (1996)
described two examples of poor market response to such developments. One was a
Portland area new urbanism development, Fairview Village. It consists of high-density
housing plans with a post office, a school, shops, and offices. After several months of
heavy local marketing, only a few houses had sold, and retail response was nil. At
Laguna West, designed by Peter Cahhorpe in the Sacramento area, the original
developer went bankrupt, planned high-density housing was replaced with low density
housing, and when people objected to the centralized transit center, it was moved
outside the development. The only commercial facility was an auto lubrication service
and people resorted to shopping at a nearby strip mall. Although these examples do not
incorporate occupant population perspectives nor behavior, they allow a glimpse of
societal reaction to new urbanism
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60
Controlled comparison studies. A few systematic studies based on new
urbanism have explored travel behavior. Handy (1996) compared four older
neighborhoods, two traditional and two modem, in one metropolitan area. She found
that travel patterns were at least partially dependent on the range of mode and
destination choices (Le. number of stores, banks, etc.) that were available to residents.
This led to a conclusion that urban form has greater direct, day-to-day influence on
nonwork trip choices than on work-trip choices. Higher accessibility, in terms of both
short distances and greater variety of potential destinations, was associated with higher
trip frequencies to convenience stores and regional shopping centers and a with greater
number of walking trips to destinations.
Two neighborhood environment studies in Portland, Oregon have also been
influenced by new urbanists claims. One project defined pedestrian access with an
index comprised of street-crossing ease, sidewalk continuity, topography, and cul-de-
sac or gridded street pattern (1,000 Friends of Oregon, 1993). Results showed that
greater pedestrian accessibility decreased the daily household vehicle miles traveled and
the number of car trips. Dueker and Bianco (1996) hypothesize that community
development appears to be moving toward more decentralizationnot concentration,
and that intra-metropolitan trains have changed neither public transit behavior nor land-
use development patterns. The Portland metropolitan light-rail service was used by only
10 percent of suburban commuters in 1980, and in 1990. Buses were used even less,
and this use declined in 1990. Within areas zoned for multifamily housing, development
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61
was faster along bus stop routes and arterials than along the light-rail tracks. These
urban planning researchers believe there may be different market segmentsthose who
prefer dense housing, multi-use development, and transit travel, and those who prefer
more spacious housing and single-use communities.
Finally, recent studies in California have looked at two core aspects of new
urbanismpublic transportation access and street design. In one, community
comparisons in two California metropolitan regions explored differences in commuter
behavior between automobile-oriented communities and public-transit-oriented
communities (Cervero & Gorham, 1995). Trip generation, walking, and bicycling
traffic shares were greater in transit neighborhoods in only one metropolitan area. A
surrounding regional circulation pattern may have affected this difference, as well as the
aggregated data and missing variables such as number of workers per household,
according to Crane and Crepeau (1996). In their own study, Crane and Crepeau
surveyed householders who kept travel diaries of non-work trips under 5 miles, and
households were sorted into grid, cul-de-sac, or mixed neighborhoods for comparison.
Except for higher trip speed in cul-de-sac areas, street pattern did not affect car or
pedestrian travel
Limitations of controlled comparison studies of new urbanism These controlled
comparison studies were limited to only one or two aspects of community life: non
work travel work travel pedestrian access, or housing density. There were also
limitations in the measures of urban form, and none measured new urbanism
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62
specifically. Crane and Crepeau (1996) referenced five neotradhionar studies that
defined neighborhood in terms of census geography, but not in comprehensive new
urbanism design facets. Using geographic information system techniques, they
improved upon the use of aggregated census tract data by observing the neighborhood
street design within a specified 1/2-mile zone around each household. However, new
urbanism was defined using only one characteristic (street design). Handy (1996)
utilized a more comprehensive measurement of new urbanism by using qualitative new
urbanism descriptions to distinguish traditional and modem neighborhoods. However,
those measures could not be replicated. For greater understanding of the validity and
effects of new urbanism, more reliable and complex measures of new urbanism are
needed.
Study Purposes
This study was influenced by the need to plan for long-term aging in place in
suburban neighborhoods. It was also influenced by the new urbanism community design
framework, which has the potential to significantly and positively influence quality of
life for older residents by meeting their residential area needs as described in the
literature review. These needs include nearby access to grocery and other frequently
utilized facilities, availability of housing options, handy public transit access, nearby
parks, grid-pattem streets, and a system of continuous sidewalks for safe walking.
Environmental planning theorists have called for empirical studies to test the new
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63
urbanists claims that village-style communities can yield higher quality lifestyle than
single-function suburban communities can (Audirac & Shermyen, 1994; Hubbard,
1992; Sime, 1986). Also, the review of new urbanism literature revealed that there is a
need for more reliable measurement of new urbanism in future studies to test for the
effect of this framework. After calling several environmental research and new
urbanism experts (R. Bechtel, personal communication, December 12, 1994; P.
Cahhorpe, personal communication, April 14, 1995; and R. Moos, personal
communication, December 16, 1994), h was determined that no instruments had been
developed that would measure new urbanism objectively. The purposes of this study
were (1) to develop and test a new-urbanism rating instrument for use in established
neighborhoods, using standards taken from new urbanism conceptual framework, and
(2) to evaluate the suitability of suburban neighborhoods for older residents.
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CHAPTER 3: METHODS
Research Design
Study overview. A comparison-group design with stratified sampling was used
to test the new urbanism framework for relevance to older persons. Senior residents
were surveyed in six census tracts that had been systematically selected from all the
census tracts in two counties. Census-tract selection was based on criteria (described
below) that were chosen to achieve adequate sample size and similarity, as well as a
range of urbanism that typified urban and suburban settings. This part of the process
also served as an initial test for the New Urbanism Index of Neighborhood
Characteristics (Appendix A), an instrument that was used to rate subjects
neighborhoods for objective environmental features based on new urbanism design
descriptions from the literature. Comparison groups were formed based on the ratings.
These consisted of subjects whose neighborhoods were rated as either high (urban-like)
or low (suburban-like) in new urbanism characteristics. Subjective perspectives
including neighborhood environment attitudes, activity, and quality of life were also
incorporated into the design- Analytic methods included correlation, analysis of
variance, factor analysis, and regression analysis.
Hypotheses. The following hypotheses, based on the new urbanism claims, were
tested.
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1. Women with high new urbanism neighborhoods will have more positive
attitudes about the physical environments of their residential areas than
women with low new urbanism neighborhoods will.
2. Women with high new urbanism neighborhoods will report more
intensive neighborhood activity than women with low new urbanism
neighborhoods wilL
3. When personal characteristics are controlled, new urbanism
neighborhood features will partially explain quality of life variance
among older women.
The remaining sections in this chapter describe selection of the geographic
sample and study setting, the subject sample selection, the measurements (including
instruments and variables), the process for developing the New Urbanism Index of
Neighborhood Characteristics for rating neighborhood environments, and the research
procedures.
Setting and Sample
Setting. The study was conducted in residential areas of Multnomah and
Washington Counties of Oregon, and data collection took place in respondents'
neighborhoods and homes. A description of the area-selection process follows.
Census-tract area selection: Stage I. In order to obtain sampling areas with
neighborhoods that were likely to represent either high or low new-urbanism, and were
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66
also similar in socioeconomic characteristics, it was determined that census tracts
would enable comparison. This was possible because there are consistent aggregate
socioeconomic data for each census tract. In addition, census tracts have clear
geographic
borders that enable identification of discrete areas which can be transposed to other
data or mapping systems such as voter records that can be used for resident sampling.
A stratified sample was used in order to assure an adequate sample of both high
and low new urbanism neighborhoods. Also, three high new-urbanism tracts and three
low new-urbanism tracts were selected so that the multiple tracts would serve as
controls within the urban and suburban sets.
The stage I sampling pool consisted of all 224 census tracts in Multnomah and
Washington Counties, located within the Portland Metropolitan Statistical Area
(MSA). These two counties were selected because they contained primarily urban and
suburban, rather than rural, areas.
Census-tract area selection: Stage H The 224 census tracts were rated using
data from the 1990 Census of Population and Housing Characteristics for Census
Tracts and Block Numbering Areas in the Portland, Oregon MSA (U.S. Bureau of the
Census, 1993). The census tract sampling decision data are shown by steps of
elimination in Appendix B. Six criteria were used to rate each tract. All tracts that met
the first criterion were retained, then, of those, all tracts that met the second criterion
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67
were retained, and so on. This resulted in the selection of 15 census tracts. Table II
displays the tract-selection criteria and the number of tracts retained in each step.
Census-tract area selection: Stage HI. The 15 census tracts were then assessed
for community form and environmental characteristics in order to select the six
geographic sampling areas. The process consisted of marking a center point on each
targeted census-tract map in The Thomas Guide (1993). These center-point blocks and
their 1/4-mile radial areas were rated with the New Urbanism Index, which is described
Table H
Steps in the Census-tract Selection Process
Step Criteria Number of Tracts
Retained, N = 224
1 1989 per capita income within $12,000 to $17,999 104
2 At least 150 females over age 75+ 45
3 At least 70% owner-occupied housing units among
householders age 65+, n > 200
19
4 Density = all persons/(square miles x 640 acres) <
1.0/acre
18
5 At least 150 householders age 65+ living alone 15
later in this chapter. Index rating scores, which are a sum of the items, ranged from 79
to 44 for this sampling stage.
From this set of scores, three high-scoring tracts, representing urban or
traditional neighborhoods, and three low-scoring tracts, representing suburban or
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68
modem neighborhoods were chosen as the sampling areas. The selection decision was
based on highest and lowest total scores plus observation of the area to determine if it
fit with the concept of urban or suburban community. One of the lowest tracts (92.01)
was not selected after observing the area, because it was somewhat rural in character
and most older female voters listed for this tract lived at the same multi-unit address.
Distribution of the selected tracts across the Portland metropolitan area are displayed in
Figure 1. Five tracts were in Multnomah County and one (314.01) was in Washington
County. The urban tracts were 1, 12.02, and 17.01; the suburban tracts were 93. 94.
and 314.01.
Description of Sampling Census Tracts
Table III displays sampling-tract population and housing indicators derived
from census data and county assessment data. All the tracts have high senior-
population rates, and census tract (CT) 94 has the highest rate due to a planned
retirement community in the area. Recent growth in the aging female population is
apparent in suburban CTs 93 and 94, while some loss has occurred in two of the urban
tracts. The urban tracts have smaller lot sizes, higher net population, higher net housing
density for both single-family and multi-family types of dwellings, and older housing,
and they are nearer to the city center. Historically, the urban tracts were early streetcar
communities, while the suburban tracts were post-World War II automobile
communities.
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Table ffl
1990 Census-tract Population and Housing Characteristics
Census Tracts
Urban Suburban
1 12.02 17.01 93 94 314.01
Population 5,563 3,245 6,434 6,926 6,186 9,895
Net population density (N/acre allocated to lots) 19.7 25.8 24.4 12.2 12.0 13.7
Aging density: 1990 all 65+ in total population (%) 13.1% 16.1% 16.5% 14.6% 22.0% 11.2%
Female population age 75+ 234 164 426 249 218 225
Aging density: 1990 females 75+ in total population (%) 4.2% 5.0% 6.6% 3.6% 3.5% 2.3%
Difference in females 75+/total population, 1990-1980 (%) 10% -30% -20% 180% 210% 100%
Per capita income (K) $17.9 $15.0 $12.0 $12.2 $17.4 $14.7
Average lot size (square feet) 4,648 4,929 4,906 11,454 7,687 8,925
Net single-family housing density (units/acre) 6.6 7.7 6.9 3.2 4.7 4.6
Net multi-family housing density (units/acre) 1.3 0.7 0.8 0.2 0.2 0.0
Modal dwelling age (years) >57 >57 >57 37-46 37-46 27-36
Distance to city center (miles) 3.2 1.6 4.0 8.4 8.4 6.2
71
Following are the sample census-tract descriptions and color maps. These
display street patterns, lots, single- and multi-family dwellings, commercial/industrial
land use, schools, parks, and supermarkets and are in the same scale for comparison.
Census Tract 1. Sellwood and the western section of Westmoreland, between
the Willamette River and a north-south arterial street, contains two busy junctions that
have become nodes of retail, civic, and service activity for residents as well as tourists.
Housing is mixed with large traditional homes as well as bungalows, duplexes and
apartments, and there are sidewalks and some older street trees throughout the area.
Green spaces line the river edge. These include a large mature park and recreational
area adjacent to homes and, below a bluf a wildlife preservation area and historic park
and entertainment center. This community has a strong identity because of the well
known commercial section of antique shops. It is fairly self-contained with the river as
a natural boundary, and a major arterial street as another boundary.
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Figure 2.
Census Tract 1: Sellwood and Westmoreland
i
I I I H H I I f T I f f E
mmmtms
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m r o i m r n w B w i i g i f f i r n f rtlltfil m=
Grocery Stores
I 1Multi-Family Residential
Schools
Parks
Commercial/Industrial
I I Single Family Residential & Others
Census Tract: Sellwood
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m i n i _
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0.91 Miles
^ v g i a n w i g i g
f * 0.91 Miles
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73
Census Tract 12.02. The least populated tract includes the section consisting of
East Ladds Addition and Colonial Heights. Also fairly close to the river, Ladds
Addition was an early planned community with an unusual diagonal and circular street
pattern that directs traffic flow toward center gardens. This creates a feeling of
enclosure which is augmented by streets lined with huge trees and densely built large
and medium-size traditional homes with small front yards. The section to the east of
Ladds Addition has a grid-street pattern and is bounded on the north and south by
east-west commercial streets allocated primarily to commercial land use with small
businesses. This section also has interesting older homes, sidewalks, and some street
trees.
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1 Figure 3.
' Census Tract 12.02: Ladd's Addition and Colonial Heights
Grocery Stores
Multi-Family Residential
Schools
Parks
Commercial/Industrial
Single-Family Residential &. Others
Census Tract: Colmial Heights
4
1" = 0.91 Miles
Census Tract 17.01. The third urban census tract has no particular identity,
although one respondent provided early documents showing the plat map and 1908
deed for Jonesmore in the center. Its unique street pattern allows north-south
continuous traffic flow, but east-west traffic flow in the residential blocks requires
frequent turns. This street plan was apparently intended for noise and safety control.
The census tract is almost entirely residential, bounded by a highway barrier on the
north and a major commercial street to the east. One east-west commercial street does
have continuous, and heavy, traffic flow across the tract center. There are scattered
businesses such as a bank, small grocery stores, and a few churches. The area has small
single-family homes and a few apartment complexes. There are no parks or green
spaces, and some streets are unpaved and have no sidewalks.
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Figure 4.
Census Tract 17.01: East of Montavilla
a
s
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I
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BBIBS
[Grocery Stores
| Multi-Family Residential
S B Schools
Parks
I Commercial/Industrial
I 1Single-Family Residential & Others
Census Tract: West Montavilla
092 0 8 2 M i l a
r = 0.91 Miles
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Census Tract 93. South Glendoveer is an East Portland tract that is dominated
by the large Glendoveer Golf Course. This feature provides public recreation, and its
facilities, including the restaurant and coffee shop, function as a center of social
activity. Except for the Menlo Park Shopping Center, which includes a large grocery
store and a restaurant, there are few other commercial and service sites along the
arterial streets and boundaries. The southern border street includes the light-rail public
train and a few access stations. Pedestrian sidewalks are almost non-existent
throughout the area.
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Census Tract 94. Tract 94, directly north of CT 93, is almost exclusively
residential This tract has an older population, with a median age of 54, and most
homes are owner-occupied. It is bounded by a highway and three arterial streets, none
of which have much commercial enterprise. In one comer of this large area, there is a
shopping center with a house-repair supply store and a fast-food restaurant, but there
is no grocery store. However, there are nearby supermarkets outside the tract
boundaries. Within the tract, there are three schools, two small parks, and a few
churches. There is only one east-west non-commercial through street and the north-
south streets are widely spaced. At the east end of the tract is Summerfield, a relatively
new semi-walled community for senior citizens. This area has closely built single-family
houses, a few condominiums, a clubhouse, and the only sidewalks in the tract. Access
to the area is open.
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Figure 6.
Census Tract 94: North Glendoveer
111 i i a i i t m i n i ------- -
:: miiimimirr<lu>>|>|j)rM
- - i i i t i i 1 1 i i 111 j f f f j
I I I l l l l l l l f l l l l l nl'mm
m Grocery Stores
| | Multi-Family Residential
m Schools
m H Parks
Commercial/Industrial
I | Single Family Residential & Others
I I Census Tract: North Glendoveer
Census Tract 314.01. Cedar Hills, the third suburban area, is characterized by
curving street patterns, widely spaced streets, and medium density housing. It is the
most populated tract, with nearly 10,000 residents. Most homes are single-family
dwellings and about two thirds are owner-occupied. A large park with a small lake and
water fowl occupies the center of the tract, and there are three other small parks at the
edges. Most streets have sidewalks, and some have parkways lined with trees. There
are no grocery stores within the area and there is a limited commercial space in one
comer. An important integrating factor in this community is the Home Owners
Association, which ensures that zoning codes are enforced.
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Figure 7.
Census Tract 314.01: Cedar Hills
m Grocery Stores
I | Multi-Family Residential
m Schools
m Parks
m Commercial/Industrial
I | Single-Family Residential & Others
Census T r a c t: Cedar Hills
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83
Subjects and Sampling
Subjects. From each census tract, women age 70 and older who lived alone in
houses and had available telephone numbers were selected as subjects for this study.
Female subjects were selected because they are more prevalent than men in the oldest
age groups of the population. The age range was purposive, because this is the
population of interest for the research problem. Although persons over 80 were
considered more vulnerable in terms of ability to remain in the community, it was
necessary to sample younger old persons (ages 70 to 79) to ensure adequate sample
sizes. House dwellers, rather than a mix of house and apartment or duplex dwellers,
were selected to improve statistical power and minimize the number of regression
model items. Houses were the dwelling choice because they are thought to cause
property-management challenges that may influence ability to age in place. Residents
who lived alone were chosen because of the possibility that they may be more
dependent on the community than residents with domestic partners. Home telephones
were necessary for contacting potential respondents.
Sampling sources and process. The subject sampling sources included voter
precinct lists, reverse telephone lists, and commercial telephone-survey lists. The first
step was to match census-tract boundaries with purchased precinct voter lists from the
Elections Board offices in Multnomah and Washington Counties. The sampling process
began by screening the electronic precinct lists, which contained anywhere from 2,500
to 7,500 registered voter names per census tract. All addresses with two or more voters
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were deleted, as were addresses that appeared to be apartments and male names. When
a name could not be identified by gender, it was eliminated. Telephone numbers were
then identified from primary or secondary sources. The resulting lists were the primary
sampling source. Three secondary sources were used to validate names or search for
missing telephone numbers. They were the Portland White Papes (US West Direct,
1995), Coles 1995 Cross Reference Directory (available in the public library), which
lists telephone numbers by address and census tract, and five census-tract lists of senior
citizen names, addresses, and telephone numbers purchased from Survey Sampling,
Inc. This Fairfield, Connecticut company sells telephone survey sampling lists (K. Price,
personal communication, December 21, 1995) that derive from a randomly generated
database that is updated twice a year from telephone, motor vehicle, and voter
databases.
Sample recruitment. Over a period of six months, in the spring and summer of
1996, an introductory letter (Appendix C) was sent to all women who met the sampling
criteria. Within a week, those women were telephoned to invite participation in the
study. Nearly all calls were made during the day. For most of the recruitment period,
the telephone approach was to briefly describe the study, answer questions, and
attempt to establish trust before asking if the resident would be willing to participate by
agreeing to a brief home visit for the purpose of delivering and explaining the
questionnaires. This solicitation method was later modified to screen by asking if they
met all the criteria of living alone, being at least 70 years old, and living in a house.
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Thus, the person could answer "no without divulging which criteria she did not meet.
Since so many women expressed anxiety about security, this strategy was more
expedient and comfortable for both the investigator and the residents. If a resident were
willing to participate, but did not want to have a home visit, the survey instruments
were mailed with a cover letter (Appendix C) and stamped return envelope.
Eligibility screening and participation rates. Among those eligible, 147 (40%)
agreed to participate: 118 by visit and 29 by mail. Table IV displays, for each census
tract, the population size, the number and percent eligible for the study and the number
and percent willing to participate. There were 529 women voters age 70 and older, and
152 with unknown birth dates who lived alone, for a total of 681 potential subjects in
the six tracts. Letters were mailed to 488 potential subjects, and 451 (92%) were
reached by telephone. Of these, 372 (82%) were eligible because they met the study
criteria. Table V shows the reasons why potential subjects were ineligible.
Among those eligible, younger women were more willing to participate than
older women. From those with birth dates listed on the voter records the participation
willingness rate for the eligible old old (aged 85 and older) was 28 percent, and for the
young old (aged 84 and younger) it was 42 percent. Suburban women were slightly
more willing to participate (43%) than urban women (36%).
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Table IV
Participation and Response By Census Tract
Census Tract Total
1 12.02 17.01 93 94 314.01
Sample n % n % n % n % n % n % n %
Female, one voter/address with
phone number, precinct birthdate:
Age 70+ 60 32 88 75 163 111 529 78
No birthdate listed 32 20 35 15 50 0 152 22
Total 92 100 52 100 123 100 90 100 213 100 111 100 681 100
Participation
Received letter, met criteria 63 68 42 81 88 72 66 73 46 22 67 60 372 55
Of these: Willing 25 40 20 48 24 32 29 44 22 48 26 39 147 40
Declined 38 60 22 52 64 68 37 56 24 52 41 61 225 60
Mail Response
Total surveyed by mail 4 16 1 5 6 25 10 34 5 22 3 12 29 20
Returned complete 2 50 0 0 5 83 5 50 4 80 3 100 19 66
Did not return or incomplete 2 50 1 100 1 17 5 50 1 20 0 0 10 34
Home Visit Response
Total surveyed by home visit 21 84 19 95 18 75 19 66 18 78 23 88 118 80
Returned complete 18 86 19 100 18 100 19 100 18 100 22 96 114 97
Did not return or incomplete 3 14 0 0 0 0 0 0 0 0 1 4 4 3
Total completed returns 20 80 19 95 23 96 24 83 22 96 25 96 133 90
Table V
Reasons Why Potential Subjects Were Ineligible
Census Tract Total
1 12.02 17.01 93 94 314.01
Lives with others 6 2 10 5 2 2 27
Lives in attached housing 7 2 10 7 0 0 26
Did not answer telephone 8 1 3 2 4 5 23
Telephone disconnected 3 2 4 0 1 2 12
< Age 70 1 1 1 3 1 0 7
Incoherent,unable to concentrate 3 0 0 2 0 1 6
In a care center or foster home 0 0 2 3 1 0 6
Died 0 0 1 1 1 0 3
Moved 0 1 2 0 0 0 3
Wrong telephone number 1 0 1 0 0 0
2
Non-English speaking 0 1 0 0 0 0 1
Total Ineligible 29 10 34 23 10 10 116
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88
Measurement
Instruments
This section describes the study measurement tools. Subjects were given a
respondent packet which contained three instruments: the Neighborhood Resident
Survey; the Quality of Life Index (QLI); and the Dartmouth COOP Functional Health
Charts. The survey and chart instruments are in Appendix D, along with a letter from
the QLI author, Carol Ferrans. These tools are described by their order in the packet
given to subjects.
Development of the New Urbanism Index of Neighborhood Characteristics
(Appendix A), which was used by the investigator to rate each subjects neighborhood,
is also described in this chapter. The process occurred in several steps and was
integrated with the sampling process, hi this chapter, instrument-testing results are
described for each stage of the process prior to final testing with the study sample (n =
133). The final testing results are reported in Chapter 4.
Neighborhood Resident Survey
Description. The first instrument in the packet was a four-page questionnaire
developed for this study to assess subjects behavior and attitudes about their
neighborhood. The tool also contained questions about personal and socioeconomic
characteristics. Items were developed from the literature review and from collaboration
with colleagues. Each section of the tool includes directions. The introduction explains
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89
that the survey purpose was to learn about the Irving arrangements and needs of older
people. The instrument was tested on three older women outside the study areas, and
no changes were required after this pre-test.
The first two pages contain questions about the subjects housing and purpose
for moving to the neighborhood, as well as sections for rating first the importance and
then the quality of 12 neighborhood characteristics associated with new urbanism. The
ratings use Likert-type response scales that range from (5) very important to (1) not at
all important, and from (5) very good to (1) very poor. Other items are a general
neighborhood livability rating, an opportunity to recommend neighborhood
improvements, and a short section on the importance of some neighborhood features
for a future home. Page three contains questions about moving plans; about the use.
distance, and method of accessing nine types of services typically used by older women;
and about various recreational reasons for walking within the neighborhood. The last
page addresses walking frequency and endurance, driving pattern, and demographic
characteristics.
Quality of Life Index
Conceptual basis. The second instrument in the packet was the Quality of Life
Index, developed by Ferrans and Powers (1985). They defined quality of life as. a
person's sense of well-being that stems from satisfaction or dissatisfaction with the
areas of life that are important to him or her (Ferrans & Powers, 1992, p. 29). This
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meaning reflects a cognitive, judgmental experience regarding personal values, which
vary in their impact on quality of life. The instrument was developed because quality of
life has become a major planning concern for implementing therapeutic health
programs, and existing global measures did not provide information about specific
aspects that could be improved among healthy persons, as well as those who have
various illnesses. The QLI measures subjective satisfaction with multiple life domains
and the importance of those domains to the subject.
Validity. The instrument has had considerable validity testing. Content validity
was derived from literature review (dimensions and sources cited in Ferrans & Powers.
1985) and from reports of patients regarding the effects of the hemodialysis procedure
on quality of life. Criterion validity was tested by correlating QLI scores and overall life
satisfaction scores in three samples (Ferrans & Powers, 1985, 1992): graduate nursing
students (n = 88), r = 0.75; dialysis patients (n = 69), r = 0.65, and breast cancer
patients (n = 111), r = 0.80. These scores demonstrated a high amount of overlap and
supported the QLI validity.
Construct validity was established by factor analysis of responses from 349
hemodialysis subjects (Ferrans & Powers, 1992). This yielded four primary factors: (I)
health and functioning, 12 items; (II) socioeconomic, 9 items; (III)
psychological/spiritual, 7 items; and (IV) family, 4 items; and one higher order factor.
The QLI items which correlated most strongly with the higher order factor were
satisfaction with life (r = 0.78) and happiness in general (r = 0.78). Correlations
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between QLI weighted items and the life satisfaction hem were similar to correlations
between QLI weighted hems and the higher order factor, which represented quality of
life. This finding corroborated earlier evidence (Campbell et aL, 1976) that quality of
life and life satisfaction were similar constructs.
Construct validity was also tested by contrasting known groups. When low-
income subjects were compared with higher income subjects, a significant difference in
mean subscale and overall scores was found only for the social and economic subscale
(Ferrans & Powers, 1992). In another sample, breast cancer patients (// = III) who
had less pain, less depression, or who were coping better with stress had significantly
higher mean QLI scores and psychological/spiritual subscale scores (Ferrans, 1990).
Reliability. Test-retest reliability was tested with a two-week interval (graduate
students, n = 69, r = 0.87) and a one-month interval (dialysis patients, // = 20, r = 0.81)
(Ferrans & Powers, 1985). Internal consistency of the overall QLI has been reported
(Ferrans, 1990; Ferrans & Powers, 1985, 1992; Zacharias, Gilg & Foxall, 1994) as
shown in Table VI. These Cronbachs alphas were sufficiently high to demonstrate that
the inter-item correlation among weighted items had little attenuation due to random
measurement error. Sufficiently high Cronbachs alphas were also reported for the QLI
subscales in three samples, as shown in Table VII (Ferrans & Powers, 1992; Zacharias
et aL, 1994).
To determine whether the QLI was suitable for the present study, the correlates
of well-being and life satisfaction in previous residential area research (Table VIII)
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Table VI
Quality of Life Index Internal Consistency Results
Sample n Alpha
Graduate students 88 0.93
Dialysis patients 37 0.90
Dialysis patients 349 0.93
Gynecology cancer patients 44 0.94
Gynecology cancer patients 44 0.93
Breast cancer patients 111 0.95
Table VH
Quality of Life Index Subscale Internal Consistency Results
Subscale Range of Alpha Scores
Health and functioning 0.93 - 0.87
Socioeconomic 0.83 - 0.80
Psychological/spiritual 0.92 - 0.87
Family 0.80 - 0.65
were mapped to underlying dimensions (subscales) of the QLI (Table EX). It was
possible to cluster the well-being indicators into the same groupings as the QLI
subscales. For this and other reasons, the Quality of Life Index was selected for the
study. Its roots were life satisfaction and well-being research (Campbell et aL, 1976, for
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93
Table VIII
Correlates of Well-Being in the Elderly
Investigator Indicators
Carp & Christensen (1986b) contentment
no depression
Chapman & Beaudet (1983) apartment living
area age concentration
area social status
block age concentration
distance to city center
distance to services
life satisfaction
low crime rate
neighborhood interaction
neighborhood quality
neighborhood satisfaction
social contact
Fengler & Danigelis (1982) availability of someone for care
community participation
financial satisfaction
home ownership
living with others
perceived health
physical capacity
short time lived in community
transportation adequacy
urban residence (>6,000 population density)
Golant (1985) control over own life
dominant personality
enough money for wanted things
favorable health rating, especially vision
housing expenses not a burden
interest in historical aspects of the environment
low concern for having enough money
married
not annoyed with appliance breakdowns
not bored in dwelling
not lonely
often think about memories of personal things
often had good times in the community
satisfied with community stores & shopping facilities
Krause ( 1993) no social isolation
no neighborhood deterioration
female
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Table Vm
Correlates of Well-Being in the Elderly
Investigator Indicators
Lawton & Nahemow(1979) activity participation
Lawton, Nahemow& Yeh (1980) activity participation
contact with relatives
friendship behavior
housing satisfaction
morale
motility
resources (shopping, medical, enrichment)
Lindberg (1992) living in central location
neighborhood quality
Reitzes, Mutran & Pope (1991) suburban living area
Scarbrough (1991) health
income
social network
Windley & Scheldt (1982) age
community involvement
community satisfaction
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95
Table IX
Well-being Correlates Mapped to Quality of Life Index Dimensions
Well-Being Factors Quality of Life Index Factors
age
Factor I Health and Functioning
ability to meet family responsibilities
activity participation ability to travel on vacations
favorable health rating, esp vision health care
health leisure time activities
physical capacity own health
perceived health physical independence
apartment living
potential for happy old age/retirement
potential for long life
sex life
stress of worries
usefulness to others
Factor II Socioeconomic
education
appliance satisfaction emotional support from others
area/block age concentration financial independence
area social status friends
availability of someone for care home (furniture, house/apartment)
community involvement/participation/good times job/unemployment
contact with relatives neighborhood
crime rate overall conditions in USA
distance to city center standard of living
distance to services time lived in community
few transportation problems
friendship behavior
financial satisfaction
having enough time for wanted things
having enough money
home ownership
housing satisfaction
income
living in central location
motility
neighborhood/community satisfaction
neighborhood deterioration
neighborhood interaction
neighborhood quality
resources (shopping, medical, enrichment)
social contact/isolation
social network
stores/shopping facilities
urban/suburban residence
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Table IX
Well-being Correlates Mapped to Quality of Life Index Dimensions
Well-Being Factors Quality of Life Index Factors
Factor III Psvcholoeical/Soiritual
contentment achievement of personal goals
control over own life happiness in general
depression peace of mind
dominant personality personal appearance
interest in historical aspects of environment personal faith in God
life satisfaction satisfaction with life
morale satisfaction with self in general
not bored in dwelling
not lonely
often think about memories of personal things
Factor IV Family
living with others children
married
family's happiness
familys health
relationship w/ spouse/significant other
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97
example); it is a comprehensive and practical extension of well-being, a major focus in
aging and environment research; and it measures satisfaction with specific life domains
according to how the individual values that aspect of his or her life.
To determine whether the QLI was appropriate for use with older subjects, the
issue was discussed with Carol Ferrans (personal communication, November 9, 1994).
She described two unpublished studies which incorporated older subjects. One was a
mail survey she had conducted among older persons in the community, and she stated
that both return- and item-response rates were similar to rates achieved with younger
populations. Kleinpell (1991) included a population of patients admitted to intensive
care units in three age groups: 45 to 64 years, 65 to 79 years, and 80 years and older.
Sixty-four percent agreed to participate, and of these, 52 percent returned completed
questionnaires.
Instrument description and directions. The QLI, which takes about 15 minutes
to complete, asks respondents to first rate their satisfaction with 34 domains of life
(listed on Table IX) and then to rate the importance of those same domains Subjects
respond to the items on Likert-type scales that range in Part I from (6) very satisfied to
(1) very dissatisfied, and in Part II from (6) very important (1) to very unimportant.
During the study orientation, in person or by telephone and letter, subjects were
coached to complete all four pages, and the difference between the sections on
satisfaction and importance was emphasized. They were also advised that there were no
right or wrong answers, and that they should answer all items that applied to them
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98
Dartmouth COOP Functional Health Charts
The third instrument was the set of nine Dartmouth COOP Functional Health
Charts (Nelson et aL, 1987; Wasson et aL, 1992), developed by the Dartmouth COOP
Project for use in medical offices to assess patients health status. Extensive reliability
and validity testing have been conducted in several settings on a combined total of
more than 2,000 medical-office patients (Nelson et aL, 1987; Nelson, Landgra Hays,
Wasson, & Kirk, 1990). The highlights are as follows.
Reliability. Reliability of the charts when administered in different practices by
different clinical staff to the same patients resulted in an average correlation of r = 0.77
with a range from 0.50 to 0.98 (Nelson et aL, 1990). Test-retest reliability at one hour
among elderly patients ranged from r = 0.78 to 0.98, and from 0.73 to 0.98 with low-
income patients. After two weeks, correlations ranged from r = 0.50 to 0.98. In
another study with a split-half design among primarily middle-aged females,
illustrations did not affect responses to the charts (Larson, Hays & Nelson, 1992).
When the internal consistency of eight COOP Charts (excluding Change in Health) was
tested among 153 elderly subjects, Cronbachs alpha = 0.78 (Siu et aL, 1993).
Validity. Comparative measures used to test validity were relevant Rand scales,
which are standard measures of health status for adults (Ware et aL, 1985, cited in
Nelson et aL, 1990). The average convergent validity correlation in chronic disease
patients (n = 1,007) was r = 0.62, and in elderly males (n = 231) r = 0.64, indicating
reasonably good agreement between different measures of the same dimension. The
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99
average off-diagonal correlations were r = 0.39 and 0.32, supporting the discriminant
validity of the measures. Construct validity was tested by comparing the amount of
explained variance attributed to 16 chronic diseases (independent variables) in paired
regression analyses that utilized COOP and Rand measures. Except for emotional
status, the R2 values were similar for each dimension. For example, in physical function,
the COOP hf - 0.30 and the Rand R2= 0.27; in role function, the COOP R1= 0.23 and
the Rand i?2= 0.26. However, there was a wide difference in emotional status (COOP
R2= 0.29, Rand R2 = 0.52). In another study, when compared with the Rand Mental
Health Inventory, the single-item COOP Chart of Feelings could correctly predict
depression in two-thirds or more of the patients (McHomey, Ware, Rogers, Raczek &
Lu, 1992; Wasson et aL, 1992). Finally, among older persons (M = 84 years),
responses from seven COOP Charts were similar to other self-report measures and to
performance measures in persons with normal to mildly impaired cognitive function
(Shx et aL, 1993).
Description and directions. The set of charts, which takes 2 to 5 minutes to
complete, includes ratings for physical fitness, feelings, daily activities, social activities,
pain, change in health, overall health, social support, and quality of life. Each one-page
chart consists of a nontechnical title, a question referring to the past four weeks, and
five response choices. Response choices are illustrated with drawings that graphically
represent equivalent levels of a five-point ordinal scale. Score values were reversed for
analyses.
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100
During the orientation, subjects were shown each chart, they were told to circle
one answer (number) that represented themselves, and their questions were answered.
The first chart, Physical Fitness, seemed most confusing, since it contained cues for
both mobility and strength. Questionnaires that were mailed had hand-written
directions to circle one answer over the column of numbers on the first chart.
New Urbanism Index of Neighborhood Characteristics
Development of the New IJrhanism Index of Neighborhood Characteristics for
rating observed environmental characteristics within existing neighborhoods occurred
in steps as follows.
Step one: Content validation: literature review. Content analysis of the new
urbanism literature (Appendix E) was accomplished by quoting descriptors directly
from architectural and urban planning authors (A. Nelessen Associates, 1993; Bressi,
1994; Audirac & Shermyen, 1994; Cahhorpe, 1994; 1993; Duany & Plater-Zyberk,
1994, 1993; Moule & Polyzoides, 1994; Scully, 1994; Southworth, 1995). Another
valuable content source was the May 15, 1995, Newsweek cover story on the subject.
The various quotations were sorted into three sections: streets and circulation;
dwelling units and lots; and neighborhood core. These were then synthesized into
themes that were sorted into items which could be observed and rated.
Step two: Content validation: professional opinion. Validation was also
accomplished by expert review. Two City of Portland urban planners were asked to
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101
rate each proposed item for measurement suitability and construct salience (see item
lists and letters in Appendix E). In individual follow-up meetings, they provided their
perspectives. Their chief concerns pertained to the difficulty of measuring existing
communities for a concept that was originally applied to the generation of new
communities. After these meetings, some items were revised.
Step three: Item formatting Neighborhood observation tools developed for
territoriality research (Douglas Perkins, personal communication, December 19, 1994)
served as structural examples for the instrument. The items were formatted with
descriptive rating scales of 3 (high), 2 (medium), and 1 (low). Half the items measured
the face-block, or set of buildings across from each other on one city block (Taylor,
1988; Perkins, Wandersman, Rich, & Taylor, 1993). The rest of the items measured the
neighborhood within an approximate quarter-mile (1,320 feet) radius from the home.
This represented a smaller pedestrian walking community than the 2,000 feet radial
distance recommended by Calthorpe (1993, p. 59). However, the quarter-mile size was
considered feasible for measurement purposes.
Step four: Pre-testing. Next, the preliminary instrument was pre-tested and
evaluated for inter-rater reliability. The method for sampling the neighborhoods at this
stage, as described earlier (Census Tract Area Selection: Stage m), was to select a
center address in each of the census tracts.
On the first day, the investigator and one partner, a doctoral student and a nurse
with community network leadership experience, independently rated three addresses,
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102
using the preliminary instrument. Scoring ranged from 3 to 1, as above, except when
the item was considered not applicable, and then it was scored as 0. Thus, a 4-point
scale was used for some items. At this stage, the instrument had 33 items. Of a possible
99 paired ratings, 91 were completed. The agreement rate was 80 percent. After this,
28 item descriptors were slightly modified, one descriptor was split into two items, two
items were dropped, and two items were not changed. This resulted in 32 items in
Version 2.
On the second day, the investigator and another partner, an environmental
psychologist and advisor to the investigator, rated another three addresses. By this
time, a calibrated wheel to measure street width and length had been acquired.
Therefore, all items were measured in this round, resulting in 96 paired ratings. The
agreement was 93 percent. Afterward, the house-facade and house-style descriptors
were revised.
Step five: Pilot testing. In the pilot-test phase, the revised instrument was re
applied to two census tracts from the Day 1 pre-test, two census tracts from the Day 2
pre-test, and an additional 14 census tracts, for a total of 18 areas. Fifteen tracts were
in the 1989 per capita income range of $12,000 - $17,999 and the other three tracts
had slightly lower per capita income. The New Urbanism pilot-test item ratings are in
Appendix F and the item-rating frequencies are shown in Table X.
After this analysis, four items were eliminated for the following reasons. Two
items (street-light poles were pedestrian scale, and arterial streets have landscaped
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103
Table X
New Urbanism Pilot-test Rating Frequencies (Ar= 18 Census-tract Core Areas)
Item 0 1
Rating
2 3 Deleted
I Block is small (street length) 0 14 2
2
2 Street interconnects with other streets 0 1 3 13
3 Intersections have right-angle comers 0 2 1 15
4 Street width is narrow 0 0 6 12
5 Street-light poles are pedestrian scale 0
2
16 0 X
6 Street has sidewalks 0 J 3 12
7 Street has planted strips along walkways 0 5 3 10
8 Streets have trees at regular intervals 0 15 3 0
9 Front yards are small 0 16 1 1
10 Residences have front porches 0 12 3 3
11 Residential garages are not in front 0 6 6 6
12 There are garage apartments 0 17 1 0
13 Residential facades vary 0 3 4 11
14 Residential designs are traditional 0 10 1 7
15 Street is interesting' visibility 0 0 1 16
16 Street is interesting landscaping 0 7 9
2
X
17 There is a centralized area of retail/civic buildings 0 10 7 1
18 There are convenient stores 0 6 9 3
19 Neighborhood has mixed uses 0 1 13 4
20 Buildings have architectural distinction & cohesion 8 6
2 2
21 Buildings have minimal setback from street 9 2 5 2
22 Commercial streets have curbside parking 9
2
0 7
23 Off-street parking is away from sidewalks 10 4 4 0
24 A green open space provides neighborhood focus 0 3 9 6
25 There are greenbelt areas at neighborhood edges 0 12 1 5 X
26 Housing types vary across the neighborhood 0 4 3 11
27 Streets form a rectilinear grid pattern 0 1 8 9
28 Arterial streets have landscaped medians 0 18 0 0 X
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104
Table X
New Urbanism Mot-test Rating Frequencies (N= 18 Census-tract Core Areas)
Item 0 1
Rating
2 3 Deleted
29 There are mid-block alleys 0 15 3 0
30 Transit stops are convenient 0 4 5 9
31 Neighborhood streets have sidewalks 0 2 4 12
32 Street trees provide overhead shade 0 8 9 1
medians) had poor frequency distribution, largely because the light poles are standard
heights throughout metropolitan Portland, and the area has virtually no landscaped
street medians. Two items (street landscaping is interesting to pedestrians and greenbeh
areas at neighborhood edges) were dropped because agreement was not reached in
either reliability test. One item was added to address residential-style consistency,
which had been inadvertently omitted earlier. This left 29 items. Of these, three had
poor distribution in the pilot test, but they were retained because conceptually they are
important features of new urbanism Those items were: small front yards, garage
apartments, interesting streets with visible lots. Thus, the final instrument contained 29
items, and Cronbachs alpha with those items (n = 18) was a = 0.88.
Step six: Final revisions. For the final instrument, modifications were made in
scoring, in the descriptors, and in the formatting. The rating scale was changed from 4
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105
points to 3 points, e.g. if the hem was not applicable, h was scored as 1 (instead of
0). This change was made to assure better reliability by using the same scale for all
hems, rather than using 3 points for some and 4 points for others. The hem order was
changed and descriptors were refined on three face-block hems and seven
neighborhood hems. The rating section was formatted into one page, and the
descriptors were formatted into two separate pages and encased in plastic for
portability.
Step seven: Testing the study sample. Finally, the instrument was used to rate
the neighborhoods of 133 subjects selected purposively from urban and suburban
census tracts. The results of this phase will be described along with other findings in
Chapter 4.
Variables and Their Measures
Independent and dependent variables. Figure 8. displays the independent and
dependent variables utilized in this study. The independent variables were personal
characteristics, residential area socio-economic characteristics, and residential area new
urbanism characteristics. The dependent variables were attitudes about aspects of new
urbanism, activity within the neighborhood, and perceived quality of life. The variables
and their measures are described next.
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Figure 8.
Predictive Model of Neighborhood New Urbanism Characteristics on Neighborhood
Environment Attitudes, Neighborhood Activity, and Quality of Life
INDEPENDENT VARIABLES
Personal Characteristics (Controls)
Age
Education
Income
Occupational Status
Functional Health
Social Support
Walking and Driving Abilities
Dwelling Age
Dwelling Tenure
Home Ownership
Residential Area Socioeconomic Characteristics
1990 Population Density
1990 Aging Density
1989 Per Capita Income
1990 Housing Density
Distance to City Center
Residential Area New Urbanism Characteristics
DEPENDENT VARIABLES
Attitudes About Neighborhood Environment
New Urbanism Features Importance x Quality
Neighborhood Livability
Neighborhood Importance x Satisfaction
Recommended Improvements
Future Neighborhood Needs & Moving Plans
Activity Within the Neighborhood
Services Used
Walking Activities and Frequency
Driving Activity
Oualitv of Life
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107
Independent Variables
Personal Characteristics
Age. Age was defined in this study as the subjects age in years at the time of
data collection, based on month and year of birth.
Sex. Sex was limited to female gender for this study, and was controlled by
sampling to minimize the number of variables entered into the predictive models.
Education. Amount of education was the number of years of school completed.
In a couple of cases, the subject described the type of education such as beauty
school, or the number of masters degrees, rather than providing the number of years.
Education years were estimated in these situations.
Marital status. Marital status was coded as either married, widowed, never
married, or separated/divorced.
Income. Income was defined as 1994 household income range. Subjects
indicated their income on a scale from 1 (under $10,000 per year) to 4 (over $30,000
per year).
Occupational status. In a limited-space open-ended question, respondents
described the type of work they had done during pre-retirement, or were doing
currently. The statements were sorted into Hollingsheads (1967) occupational status
scale, which was part of his Two Factor Index of Social Position. The scale ranks
professions into different groups and business by their size and value. The categories
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108
range from 7 (higher executives of large concerns, proprietors, and major
professionals) to 1(unskilled employees).
Functional health. Because the environment is a critical factor to those with
declining health and increasing dependence on others (Gonyea et aL, 1993, Scarbrough,
1991; Golant, 1985; Fengler & Danigelis, 1982; Lawton & Nahemow, 1979; Rowles,
1978), health status, defined as functional health, was an independent variable in this
study. It was measured by the Dartmouth COOP Functional Health Charts, 1through 7
(Nelson et aL, 1987; Appendix D) described earlier. The questions were about the
hardest physical activity the subject could do for at least 2 minutes, about how much
had she been bothered by emotional problems (examples were stated), about how much
difficulty she had doing usual activities inside and outside the house because of physical
and emotional health, about whether physical and emotional health had limited social
activities with friends, family, neighbors or groups, about how much bodily pain she
had had; and about how would she rate her health in generaL The seven functional
health responses were treated as a scale, with a possible range 5 to 40. Cronbachs
alpha in the study sample (n = 131) was a = 0.82.
Social support. The eighth Dartmouth COOP Chart measured social support.
Respondents were asked whether, during the past 4 weeks, someone was available to
help if they needed and wanted help (five examples of help were given). Response
choices ranged from 1 (yes, as much as I wanted) to 5 (no, not at all). Social support
was treated as a separate variable from the functional health scale for conceptual
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109
reasons, in order to restrict the domain of functional health to factors within the
individual (Guralnik, Branch, Cummings & Curb, 1989; Siu et aL, 1993).
Walking ahilitv Two other functional health variables were the subjects ability
to walk outside (yes or no) and the walking distance ability. A single question asked
approximately how far she could walk without getting tired. The response scale was 0
(not able to walk outside), 1(1 to 3 blocks) and so on to 4 (more than 9 blocks).
Driving ability. Driving ability was measured with a scale of 0 (does not drive).
1(driving time and/or place are limited), and 2 (driving is unlimited).
Type of dwelling. Although subjects were given a choice of five types of
dwellings, only those living in single-family dwellings were entered into the study. This
was done to control the number of variables in the predictive models.
Dwelling age Dwelling age was the age of the house, based on the year the
respondent thought the house was constructed.
Dwelling tenure Years in the same dwelling was defined as the number of years
between 1996 and the year the subject had moved into the home.
Home ownership. Subjects rated themselves as a home owner or not (yes or
no).
Number of people in the household. Although subjects were asked how many
other persons lived with them in the house, only those living alone (i.e. without
roomers, night companions, or temporarily housed children) were entered into the
study.
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110
Reason for moving to the neighborhood. This variable was an open-ended
question about why the subject had moved to the neighborhood. The statements were
broken into separate ideas and grouped into themes for comparison by samples.
Residential Area Socio-economic Characteristics
Measures used to gather data from the subjects census tracts defined the
descriptive residential area socio-economic characteristics. These items were used as
descriptors, because neighborhood social status, age mix, and service distance are
thought to influence older persons' quality of life and mobility within the area.
Population. Population was defined as the number of persons in the census tract
in 1990.
Net population density. Population density is often used as an indicator to
distinguish urban from suburban communities The net population density was
determined by dividing the total 1990 population per census tract by the total tract land
area in acres that is assessed for taxes.
Female population age 75+. The older female population was defined as the
number of females aged 75 and older listed for the census tract in 1990.
Aging density. The extent of aging integration was of interest because
neighborhoods with fewer elderly are likely to have fewer senior services and
neighborhoods with more elderly tend to decline in socioeconomic status (Fitzpatrick
& Logan, 1985). For this study, aging density was defined for descriptive purposes as
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Ill
the percent of persons age 65 and older in the census tract. For analysis purposes,
aging density was also defined as the percent of females aged 75 and over in the
census-tract population.
Percent difference m females aee 75 and older in the population. 1980 to 1990.
This descriptive variable was calculated from census tract data in 1980 and 1990 for
each sample tract. The rates were first calculated as the difference in the number of
females age 75 and older, divided by the total number of females in each decade; then
the numbers were converted to a percentage.
Per capita income. Another residential context variable was the 1989 per capita
income in dollars (U. S. Bureau of Census, 1993, Table 19). Eight types of income are
reported in the census for persons age 15 and over, and there are some data limitations
such as a tendency toward underreporting of income (U. S. Bureau of Census, page B-
16). This indicator of neighborhood socio-economic status was selected over median
household income because the population of interest was single householders, and per
capita income allows person-by-person and person-by-area comparisons.
Net housing density. Net housing density was derived from county tax
assessment data in two ways: as the 1990 number of single-family dwellings per total
assessed land area in the census tract, and as the 1990 number of multi-family dwellings
per total assessed land area in the census tract.
Average lot size. The average lot size per census tract was defined as the
number of assessed lots per total assessed area in square feet converted to acres.
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112
Modal dwelling age. The modal dwelling age was determined from U. S.
Census data (1993), Table 32, in which the year of construction is displayed in eight
categoriesbefore 1939, in 10-year periods from 1940 to 1979, and from 1980 to
1984, 1985 to 1988, and 1989 to 1990. This hem was asked of the census population
on a sample basis and is more susceptible to errors of response and nonreporting than
data on other census hems, because respondents must rely on memory. Modal dwelling
age is another indicator that can be used to distinguish older urban communities from
newer suburban communities.
Distance to citv center. This variable was measured on census-tract maps from
the center of the subjects census tract to the downtown core section of Portland at
Pioneer Square. The method was to use the map scale and a ruler. The distance to city
center is thought by some to affect livabilhy and service access for older persons.
Residential Area Physical Environment Indicators
New urbanism characteristics. As described above in the section on
development of the New Urbanism Index of Neighborhood Characteristics, the
objective environment measures were 29 aspects of the subjects residential area that
could be observed and rated. This was accomplished by walking the face-block length
and driving in the quarter-mile section surrounding the subjects house. The quarter-
mile section was identified with a template circle that was scaled to the map. For
consistency, the investigator was the only data collector.
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113
The item scoring range was 3 (high), 2 (medium), and 1 (low). Nearly all items
were based on quantifiable observations. Exceptions where judgment was required
were the items regarding the style, facade, architectural quality, and traditional design
of residential houses and buildings. The 29 items were summed and treated as a scale
for testing the study hypotheses, and the scaling process is described in Chapter 4.
Dependent Variables
Attitudes About the Neighborhood Physical Environment
New urbanism features importance and new urbanism features quality. Attitudes
about the neighborhood physical environment were measured first as importance
ratings of 12 items taken from the New Urbanism Index, and then as quality ratings of
those same items in the subjects own neighborhood. The items were: beautiful trees
and greenery; design of houses and buildings; little traffic in the area; walking-distance
grocery store; safe walking conditions; quietness in the area; variety of housing options;
a major park or open space; interesting places to shop; sidewalks throughout the area; a
bus stop within 3 blocks; and a center of activity in the area. Scores on the first set
ranged from 5 (very important) to 1(not at all important), and scores on the second set
ranged from 5 (very good) to 1(very poor).
Neighborhood features importance mean. The importance items were summed
and divided by the number of completed importance items to create an importance
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114
mean variable (scored 5 to 1). This was used as one mechanism to explore the
relationship between new urbanism and quality of life.
Neighborhood features importance x quality. Another new variable created
from this set were the weighted items formed by multiplying the importance and quality
ratings of each new urbanism opinion item, if both the importance and the quality rating
had been answered. The 12 weighted items were scaled and were found to be reliable
with Cronbachs alpha (N = 132, a = 0.83). The weighted item values were summed
and divided by the number of weighted items completed to obtain the Neighborhood
Quality Index score.
Neighborhood livability. neighborhood satisfaction, and neighborhood
importance x satisfaction. Three other subjective neighborhood variables represented
neighborhood in a general sense. Those items were neighborhood livability, scored 5
(very good) to 1 (very poor), satisfaction with the neighborhood from the Quality of
Life Index, scored 6 (very satisfied) to 1 (very dissatisfied), and importance x
satisfaction with the neighborhood from the Quality of Life Index, scored 36 to 1. If
either the neighborhood importance or satisfaction items were missing, then the
weighted score was also missing.
Recommended improvements. Subjects were asked in an open-ended question
to make suggestions for improvements that could be made in their neighborhoods.
These ideas were clustered into themes and compared.
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115
Future neighborhood needs. Six additional items asked subjects to forecast how
important certain environmental features would be if they were to select another home
now. These were rated as 3 (very important), 2 (somewhat important), or 1(not
important).
Moving plans. Projected moving plan was also a measure of neighborhood
attitudes. Two variables were derived from three items on the Neighborhood Resident
Survey regarding a potential household move in the future. One variable was intention
to move within 5 years, scored as yes or no. The second variable was the time frame
for moving, which was scored as 0 (none), 1 (3 to 5 years), 2 (2 to 3 years), or 3
(within the year). Additional qualitative questions asked if a new place had been
selected and why the subject had chosen to move there.
Activity Within the Neighborhood
Indicators of the subjects activity within the neighborhood were as follows.
Neighborhood service use. Neighborhood service use was assessed by asking
subjects whether they used grocery stores, banks, post offices, pharmacies, churches,
beauty shops, libraries, restaurants, and bus stops. They were also asked, in a grid of
fixed response choices, how they got to these services and how far away those services
were. Data obtained regarding each service item were the use or non-use of each
service, the distance in miles (gauged at 12 blocks per mile), and the method of
accessing the service. One indicator of neighborhood activity was the number of
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116
services within 1 mile of home that a subject used and accessed by any mode of travel,
including: walking, driving, riding with someone, using a bus, taking a taxi, or using
special senior transportation (scores = 0 to 9 to equal the number of services checked
and reported as being within 1 mile). Another indicator was the number of
neighborhood services, including bus transportation, that a subject accesses by walking
(scores = 0 to 9).
Walking activities and frequency. Recreational walking was measured as 1 (yes)
or 0 (no) for each of these items: to exercise; to catch a bus; to visit neighbors; to
attend meetings; to walk the dog or cat; to get out of the house; to see what is going
on in the area; to enjoy a park or favorite outdoor area; and other. A third indicator of
neighborhood activity was the number of recreation activities that the subject checked
when asked if she walked in the neighborhood for any of the listed activities (scores = 0
to 9 to equal the number of items checked). The fourth indicator was the total number
of neighborhood walking activities for both service access and recreational purposes
(scale = 0 to 18 to equal the number of items checked.). Subjects were also asked how
often they walk in their neighborhoods [scored 0 (never) to 6 (2 to 3 times a day)], and
whether they usually walk with someone else [scored 2 (yes), 1 (sometimes), or 0
(no)].
Driving activity. Driving activity represented the total number of neighborhood
services (Le. doctor, grocery store, bank, post office, pharmacy, church, beauty shop,
library, and restaurants) which a subject accessed by driving.
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117
Quality of Life
Two measures of the quality of life variable were used in the study. One
measure was the multi-item Quality of Life Index (Feirans & Powers, 1985) described
in the instrument section. The other measure was the single-item quality-of-life rating
from the Dartmouth COOP Functional Charts (Nelson et aL, 1987), also described in
the instrument section. The use of two measures as the outcome variable strengthens
the argument supported by the findings when results are in the same direction, even
though the magnitude may differ. Another reason for using two measures of quality of
life is that the concept is often cited as an outcome of both aging and health research,
and continued validation testing of the construct is needed.
In the Quality of Life Index, one item was modified for this study: Your
potential for a happy old age and retirement was changed to Your potential to live a
long time, as recommended by Carol Ferrans (personal communication, June 28,
1995). When subjects pointed out that items on the Quality of Life Index did not apply
to them, they were advised that scores were not influenced by missing responses.
OLI scoring. The scoring formula (C. Ferrans, personal communication, June
28, 1995), is based on the reasoning that great dissatisfaction with an important area
has a more negative impact on quality of life than great satisfaction with a very
unimportant area. Overall scores are calculated by weighting each satisfaction response
by its paired importance response. The highest scores are produced by combinations of
high satisfaction/high importance responses, and the lowest scores are produced by
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118
high dissatisfaction/high importance responses. Weighting with low importance
responses produces middle-range scores. Raw satisfaction scores are recoded to make
zero the midpoint, so that a person who was very dissatisfied with an area of high
importance would not receive the same item score as a person who was very satisfied
with an area of low importance. Final scores are achieved by dividing the stun of the
weighted interaction items by the number of items, hi this study, items with a missing
importance or satisfaction rating resulted in a missing interaction item. The same
method was used to derive the subscale scores of Health and Functioning,
Socioeconomic, Psychological/spiritual, and Family. The score range is 30 to 0 for each
subscale and for the total scale, and 18 is the borderline between a good and not good
quality of life (Oleson, 1992).
Although missing items do not influence the final score, one study to establish
QLI psychometrics eliminated subjects who had 15 percent or more missing data (5 or
more missing hems) on either of the QLI sections, thereby reducing the number of
respondents by 20 percent (Ferrans & Powers, 1992). However, Ferrans advised
retaining all eligible subjects for the present study (personal communication, October
15, 1996), since missing scores do not jeopardize the results. The hem-response rates
are reported in Chapter 4.
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119
Research Procedures
Data Collection
Data collection from subjects. After a pretest of the data collection procedures
with three older women in a non-study census tract, data collection occurred over a
six-month period. Generally, data were collected one tract at a time. All subjects signed
a consent form (Appendix C) and confidentiality and anonymity were assured. This was
usually done during visits to the home (n = 118), but some women who were reluctant
or unable to meet with the investigator preferred to receive the survey by mail (n = 29).
Subjects who were visited received an orientation to the instruments that included
leafing through each page, highlighting the content, and answering questions. Subjects
who received the response packet by mail were given a brief orientation by telephone,
as well as a letter with the packet that urged them to complete all sections. Everyone
was encouraged to telephone the investigator for questions, and a few subjects did.
Reminder cards were mailed to those who did not respond within a week.
Nearly everyone returned the questionnaire by mail, and a few were picked by the
investigator. One questionnaire had several missing pages, so the subject was
considered an unwilling participant. When subjects returned the questionnaire, but
omitted an entire page of the QLI or the COOP Charts, or missed questions (except the
income or education questions) on the Neighborhood Resident Survey, they were
telephoned to request permission to re-send them the incomplete page(s), along with a
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120
stamped return envelope. Thank you cards were sent to all respondents at the
completion of the process.
In an effort to accommodate the older subjects and still obtain a maximum
number of respondents, some flexibility was allowed. For instance, the investigator read
the entire questionnaire packet for four subjects, including one nearly blind woman.
The other three wanted this type of interactive response method. In this role, every
effort was made to simulate self-completion by the subject. In four cases the survey
was partially read to the subject. That is, the Neighborhood Resident Survey section
and the COOP Charts were read aloud; then the subject was asked to complete the QLI
independently and return the whole packet by mail.
Return rates. The overall return rate was 90 percent. For the home-visit set it
was 97 percent, while the mail-set return rate was only 66 percent (Table IV).
Data collection from subjects neighborhoods. Neighborhood data were usually
obtained on the same day as the home visit. The investigator walked the face-block, or
both sides of the street along the front of the house, in the section between the comers
on the house-side of the street. The street-width and face-block distances were
measured with a ground-distance wheel. Other neighborhood observations were made
while driving around the quarter-mile focus area. Observation ratings were recorded
immediately, and several follow-up observations were made to re-check rating
consistency.
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121
Data Analysis
Data were entered into statistical and spreadsheet databases, and new variables
were created as described above. Quantitative analyses consisted of descriptive
procedures such as frequencies, measures of distribution, and chi-square statistics;
comparative procedures such as t tests and analysis of variance; and correlational
procedures including scaling, factor analyses, and regression analyses. Simple
qualitative analyses were also done by sorting open-ended responses to three questions
into themes. One set of responses was the occupational statements, another was
reasons for moving to the neighborhood, and a third was suggestions for neighborhood
improvements. Chapter 4 reports results of the analyses to describe the samples and
test the study hypotheses.
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CHAPTER 4: RESULTS
Overview
Overall, the findings revealed that residency in a new-urbanism-style (i.e. urban)
neighborhood does influence a positive attitude about the neighborhood physical
environment quality, greater use of neighborhood services, higher frequency of walking
to services, and less driving. New urbanism did not influence the frequency of
neighborhood recreational walking activities nor perceived quality of life among the
sample of older, single, house-dwelling women. As a context for understanding these and
other associated findings, comparisons between the census-tract samples and the urban
and suburban samples are presented first. Sample differences were considered significant
if p < .05. The comparisons were based on the independent variables listed in Figure 8.
These include the personal characteristics of demographic aspects, occupational status,
perceived health, and housing circumstances, the residential-area characteristics based on
population data for the census tracts, and the new-urbanism observation results. The
descriptive comparisons show that there were similarities in most indicators. Exceptions
were urban and suburban sample differences in health status and income level.
Analyses and conclusions drawn from testing the four study hypotheses are
presented in the last section of the chapter. The predictive model of independent and
dependent variables (Figure 8) was used to test these hypotheses. Where multiple linear
regression was used, tests for muMcollinearity were conducted first. This was done by
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123
generating models in which each independent variable was put into the dependent
position, with the other independent variables and the outcome variable as predictors
(Berry & Feldman, 1985; Lewis-Beck, 1980). Variables were removed from the model if
F? exceeded .80 when they were in the dependent position. Variables used in the final
models are reported in table format.
Description of the Sample
A total of 133 women completed the survey. The census-tract (CT) sample sizes
and representations are shown in Table XI. The suburban subjects represented 53
percent of the sample and the urban subjects were 46 percent of the sample. The three
urban tracts and suburban CT 93 had fewer elderly women living alone, so it was
necessary to contact all potential subjects in those tracts to obtain the maximum possible
sample sizes, hi the more populated suburban CT 94, all but 22 names of those who
lived outside the retirement community of Summerfield were contacted. The within-
Summerfield sample was limited to 8 individuals, so that at least two-thirds of the tract
sample would represent individuals in the general community environment. In CT
314.01, all but 35 potentially eligible individuals were contacted, and this was done by
picking approximately every other name in each precinct.
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Table XI
Census-tract Sample Sizes
Census-tract Sample n %
Suburban
93 24 18
94 22 16
314.01 25 19
Subtotal
71 53
Urban
1
20 15
12.01
19 14
17.01
23 17
Subtotal
62 46
Sample Description
To determine homogeneity, the six census-tract samples were compared for the
personal characteristics and new urbanism independent variables in the predictive model.
The personal characteristic comparisons included demographic characteristics,
occupational status, health status, and housing characteristics. See Appendix G for
individual census-tract sample means or percentage-response distributions for the
personal characteristics. The results of these comparisons are described, along with
pertinent observations about suburban-urban sample comparisons or about the sample as
a whole.
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125
Comparison of Census-tract Samples for Personal Characteristics
Demographic and Occupational Descriptors
Age. The samples were similar in age (Table XII) with an overall mean age of 78
years. In fact, the tract mean ages only ranged between 77.2 and 79 years. The youngest
respondents were age 70 and the oldest was 92. Ten percent (n = 13) of the sample were
old old (aged 85 and older). Response rates by age group are discussed in Chapter 5.
Table XII
Analysis of Variance for Demographic Characteristics in the Six Census-tract Samples
Source
df
Sum of
Squares
Mean
Squares
F
Ratio
Age
Between groups 5 49.02 9.80 .36
Within groups 127 485.38 7.44
Education
Between groups 5 53.12 10.62 2.20
Within groups 124 99.77 4.84
Income Level
Between groups 5 11.22 2.24 2.78*
Within groups 114 92.10 .81
Occupational Status
Between groups 5 24.69 4.94 2.70
Within groups 122 23.19 1.83
*p<. 05
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126
Marital status. There were also no sample differences in marital status (df= IS,
X2= 21.35, p > .05). Most subjects were widows (80%) and the proportion of widows
within each tract sample ranged from 90 percent in dendoveer North (CT 94) to 65
percent in Sellwood (CT 1).
Education. Educational level was also similar among the samples (Table XII),
with tract means ranging from 12.2 years in Glendoveer South (CT 93) to 14.1 years in
Cedar Hills (CT 314.01). Compared with the general population in the same census
tracts, the subjects were better educated. Nearly all had completed high school,
compared with 75 to 90 percent of the 1990 population in the six tracts. Fifty-five
percent of the sample reported having from 1to 6 years of college education, and there
were no tract-sample differences in graduate education ( df = 25, x2 ~ 34.15,/? > .05).
Income leveL The six tract samples were different, however, with respect to
income (Table XU). The suburban subjects had higher mean income levels than the urban
respondents did {df= 116, t = -3.52, p = .001). Approximately one third of the women
in each urban tract and one suburban tract (CT 93) had annual incomes under $10,000,
and in two of the urban tracts there were no subjects with incomes over $30,000 per
year. It is doubtful that the missing-response rate of 10 percent (urban = 8%, suburban =
11%) affected the difference. The modal income range of $10,000 to $20,000 in all six
samples approximated the population per capita income levels of $12,000 to $ 18, 000.
Occupational identities. The respondents provided 49 different statements about
their types of lifetime occupations. On the occupational scale of 7 to 1, the mean
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127
rankings ranged from 4.8 in North Glendoveer (CT 94) to 3.6 in South Glendoveer (CT
93). Analysis of variance showed there were significant tract-sample differences (Table
XII), although these were not considered significant when tested with the Tukey-2? post-
hoc test.
The work experience of these older women was interesting. Nearly all (96%) had
worked at some time during their lives, and they had achieved fairly high occupational
positions. The overall mean occupational level was 4.6, though the majority (38%) had
worked in clerical, sales, or technical positions. The few women who had never worked
for income were classified, by default, as unskilled employees. Some women were still
employedtwo in a clerical positions, one in sales, one in journalism, one as a portrait
artist, and one as the owner of a sizable company.
In sum, there were no age, marital status, education, or occupational level
differences in census-tract samples, but there were income differences. Most respondents
were in their late 70s, they had been married, they had some advanced education.
Overall, they had moderately low incomes, although more suburban subjects reported
higher income levels than did urban subjects. Also, most subjects had worked in mid
level occupational status positions.
Health Status
Functional health. The next personal characteristic to be considered was health
status. To determine whether more than one construct existed within the Dartmouth
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128
COOP Functional Health Charts (Nelson et aL, 1987), the scores for self-reported
fitness, feelings, activity limitations, social limitations, pain, change in health, and overall
health were submitted to principle-components factor analysis along with the social
support scores. Although two factors were identified with Eigenvalues >1, the second
factor hovered near 1 and it did not have a distinctive placement in the scree plot-line.
Thus, it was determined that the COOP items could be treated as a whole. However, for
conceptual reasons, as explained in Chapter 3, social support was treated as a separate
variable. Since the inter-item reliability analysis of the functional health indicators
resulted in a Cronbachs alpha of a = 0.82, the health items were equally weighted and
summed to form a functional health scale.
The results of the analysis of variance for functional health in the census-tract
samples (Table XH1) showed that the suburban respondents rated their health
significantly higher. From a possible range of 35 to 5, suburban sample means were 26.6
to 25.6, while the urban sample means were 24.0 to 22.7.
Social support. Although the six samples had similar perceived social support, as
determined by analysis of variance (Table XHI), the t test showed there were urban-
suburban differences. On a scale of 5 to 1, suburban residents rated their social support
higher (M = 4.3, SD = 1.0) than did urban subjects (.M = 3.8, SD = 1.3), df = 113, t =
-2.58, p = .011.
Walking ability. Remarkably, there were 11 respondents (8% of the total) living
independently who could not walk outside their homes, except to get in and out of a car.
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129
Table Xm
Analysis of Variance for Health Indicators in the Six Census-tract Samples
Source
Sum of
Squares
Mean
Squares
F
Ratio
Functional health
Between groups 5 282.21 56.44 2.44*
Within groups 126 2912.42 23.12
Social support
Between groups 5 13.25 2.65 2.14
Within groups 126 155.99 1.24
Ability to walk outside
Between groups 5 .28 .06 .74
Within groups 127 9.80 .08
Walking distance ability
Between groups 5 1.94 .39 .28
Within groups 113 157.76 1.40
Driving ability
Between groups 5 8.45 1.69 2.67*
Within groups 126 79.81 .63
* p < . 05, **/><.01
One had an above-knee amputation, two had multiple sclerosis (one of these used a
motorized cart in her neighborhood and elsewhere), and the others had various aging
problems such as blindness, orthopedic conditions, or cardio-respiratory limitations.
Each census tract had from 1to 3 people who only walked indoors.
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130
Among those who could walk outside, there were no census-tract sample
differences and no urban-suburban sample differences in walking distance ability. The
mean walking distance before tiring was 7 to 9 blocks, and the majority (44%) said they
could walk over 9 blocks.
Driving ability. In the whole sample, only 45 percent drive whenever and
wherever they want; 30 percent limit their driving to days and nearby areas; and 25
percent do not drive. The driving-ability differences among the census-tract samples
were significant (Table XDI) and the difference in urban mean (2.0, SD = .84) and
suburban mean (2.4, SD = .75) was significant {df = 130, t = -3.24, p = .001)
In sum, health status was higher for suburban subjects as measured by functional
health, social support, and driving ability. However, there were no sample differences
regarding subjects ability to walk outside nor for their endurance.
Housing and Residential Area Characteristics
Housing
Since this study focused on person-neighborhood relationships, comparisons
were made for personal housing indicators. These included descriptive urban and
suburban comparisons of reasons for moving to the neighborhood; analysis of variance
for dwelling age, dwelling tenure, and home ownership in the tract samples (Table XIV);
and /-test comparisons of urban and suburban means where pertinent.
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131
Table XIV
Analysis of Variance for Housing Indicators in the Six Census-tract Samples
Source
df
Sum of
Squares
Mean
Squares
F
Ratio
Dwelling age
Between groups 5 35726.68 7145.34 33.91**
Within groups 119 25075.04 210.72
Dwelling tenure
Between groups 5 5834.88 1166.98 5.08**
Within groups 126 28967.66 229.90
Home ownership
Between groups 5 .17 .03 1.14
Within groups 126 3.71 .03
* p< .05, **p<. 01
Reasons for moving to the neighborhood: similarities. All except one urban
subject provided a reason for moving to the neighborhood, and half of the reasons they
shared were similar in both samples (see Appendix H). There were 34 grouped reasons
given and urban subjects mentioned a total of 108 ideas, while suburban subjects
mentioned a total of 131 ideas. The top ideas held in common were: liked the area,
(12 to 13% of ideas in both samples); price and affordability (8% of ideas in both
samples); had family nearby3 and liked the house (5 to 6% of ideas in both samples).
Reasons for moving to the neighborhood: differences There were also
differences between the samples. Schools were more important to suburbanites (9%
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of their ideas compared with 5% of the urban ideas). Easy transportation was more
important to the urban women (7% of their ideas, compared with only 3% of the
suburban ideas). Ideas mentioned exclusively by a few urban subjects were: inherited
the house (n = 9); liked the parks; church nearby; used to live in the
neighborhood; bom near here; to refurbish an old house; to keep my kids in the
same school; liked the diversity of houses; and appreciated the lack of nearby rentals
with too many children and the lack of a nearby freeway, railway, or factory emanating
pollution. The ideas mentioned exclusively by a few suburban subjects were: liked the
country-like, open, uncrowded, quiet setting (n = 12); convenience; safe area; the
amenities or the homes association; had to leave former house because of a problem,
(e.g. development or lightrail made me move, or needed more room for the dog); liked
the idea of a controlled, adult community; and liked being in an area of single-family
homes. These comments suggest that some residents seek different types of living
environments based on preferences for suburban or urban conditions, or based on prior
residential experiences.
Dwelling age. As expected, urban subjects houses were much older (M = 65.4
years, SD = 18.4 years) than suburban subjects houses (M = 34.8 years, SD = 13.7
years), df= 102, t = 10.36, p = .000. There were also differences within the urban and
suburban census-tract sets. For example, the mean age of urban Sellwood-Moreland (CT
1) homes was 75 years, and in CT 17.01, the mean house age was 53 years. In suburban
CT 93 the houses were nearly twice the age of houses in CT 94. Perhaps one reason for
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133
the lower age in tract 94 is that 8 of those respondents live in the relatively new
retirement community of Summerfield.
Dwelling tenure The mean length of dwelling occupancy, or tenure, ranged from
39 years in the Ladds Addition-Colonial Heights sample (CT 12.02) to 18 years in the
North Glendoveer-Summerfield sample (CT 94). Urban women had lived about 10 years
longer in their homes (A/ = 35.7 years, SD = 17.8 years) than had suburban women (M =
25.8 years, SD = 13.4 years), df= 110.11, t = 3.56, p = .001. Dwelling tenure was only
moderately associated with the dwelling age (r = 0.48) and was only marginally
associated with the residents age (r = 0.32).
Home ownership. In all of the sample areas nearly everyone owned their house.
Only three urban subjects and one suburban subject were renters.
In sum, the samples differed somewhat in terms of rationale for moving to their
neighborhoods. They also differed significantly in the age of their dwellings, and in the
number of years they had lived at their present address. Home ownership was essentially
the same across the samples.
Residential Area Characteristics
Table ID in Chapter 3 provides a reference for the following residential area
descriptions.
Net population density. The net population densities in the urban tracts are higher
than the net population densities in the suburban tracts, hi two urban tracts the densities
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134
are nearly twice as high and in the third urban tract the density is about one and a half
times the suburban densities.
Aging density. The sample tracts were similarly high in aging density based on
the percentage of the population who were 65 years old and older, except for CT 94. As
explained earlier, the rate of 22 percent reflects the Summerfield community planned
exclusively for older persons. When aging density is defined by the rate of females age 75
and older in the population, the urban tracts have higher rates. Thus, the senior
population is older in the urban areas.
Per capita income. The census-tract samples were similar in per capita income.
That is, in both the urban and suburban tract sets, there was one low tract, one mid-level
tract, and one higher level tract, within the selected range of $12,000 to $18,000.
Average lot size. The average urban lot sizes range from 4,648 to 4,906 square
feet, in contrast to the average suburban lot sizes that range from 7,687 to 11,454 square
feet.
Net single-family housing density. As expected, the urban census tracts have the
highest net single-family housing densities. The mean number of houses per acre in the
urban tracts range from 6.6 to 7.7, in contrast to the suburban tracts that range from 3.2
to 4.7 houses per acre.
Net multi-familv housing density. Overall, the availability of duplexes, triplexes,
and apartment houses is low in both urban and suburban tracts of this sample. However,
the urban tracts have higher net multi-family housing densities. The mean number of
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135
dwelling units per acre in the urban tracts range from 0.7 to 1.3, in contrast to the
suburban tracts with very low densities that range from 0.04 to 0.2 dwelling units per
acre.
Modal age of homes. Census information about the average construction dates of
census-tract homes was used to estimate whether seniors were living in typical-age
housing for their areas. The urban-tract homes were predominantly built during or before
1939, compared with peak suburban construction that occurred between 19S0 and 1969.
In suburban CT 94, subjects homes were slightly newer than most homes around them,
and in CT 314, subjects homes were older than most homes in their area.
Distance to citv center. Distance to the city center was another means of
differentiating the sample groups. The urban tracts are within 2 to 4 miles, while the
suburban areas are 6 to 8 miles away. These differences were expected due to the
sampling design.
New urbanism ratings. New urbanism observation ratings also differentiated the
tract samples, as intended by the research design. The mean and standard deviation New
Urbanism Index scores for each sampled census tract are shown in Table XV, and the
analysis of variance for new urbanism by census-tract sample is shown in Table XVI. The
three urban-tract samples were significantly different (M = 69.0, SD = 5.6) from the
three suburban-tract samples (M = 48.7, SD = 4.1; df = 131, t = 23.93, p = .000).
Among the urban-tract samples, there were also significant differences in new urbanism.,
but the suburban samples were similar.
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136
Table XV
Census-tract Sample Means and Standard Deviations for New Urbanism Index
Census-tract Samples
1 12.02 17.01 93 94 314.01
Mean 72.3 70.2 64.8 49.7 48.7 47.9
SD 2.3 4.1 6.1 5.0 3.2 3.8
Table XVI
Analysis of Variance for New TJrhanism Index by Census-tract Sample
Source
df
Sum of
Squares
Mean
Squares
F
Ratio
Six tracts
Between groups 5 14302.69 2860.54 154.40**
Within groups 127 2352.98 18.53
Urban tracts
Between groups 2 708.34 354.17 17.17**
Within groups 59 1216.64 20.62
Suburban tracts
Between groups 2 39.10 19.55 1.17
Within groups 68 1136.34 16.71
* p < .05, * * p < . 0 1
In sum, the urban women had lived longer in their homes, their homes were
older, and they lived nearer to the city center. As planned, the census-tract selections
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137
appropriately represented the two populations of interest: urban neighborhoods that
rated high in new urbanism features, and suburban neighborhoods that rated low in new
urbanism features. Although the urban tracts varied in new urbanism, this created a range
that was useful for testing the study questions.
The next section describes analyses conducted to determine the structural
underpinnings of the New Urbanism Index, and the designation of comparison groups for
testing the study hypotheses. This is followed by a report of the hypothesis-testing
results.
New Urbanism Comparison Group Designations
New Urbanism Index factor analysis. Before proceeding with designation of the
comparison groups, the New Urbanism Index of Neighborhood Characteristics
instrument structure was examined with factor analysis of subject responses. The
purpose was to identify whether the 29 items represented a multi-factor construct or
whether they were interacting and contributing equally to a dominant theme. Principal
components factor analysis produced seven factors with Eigenvalues > 1. However, the
scree plot only displayed one factor that was separate from the rest. Therefore, it was
concluded that the new urbanism environmental observations could be treated as a
whole.
New Urhanism Index item-total correlations. To verify in another way that the
structure of the instrument was one factor, item-total correlations were produced
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138
(Appendix I). Of the 29 items, four were highly associated with new urbanism (r > 0.80):
garages not at the front, traditional-style houses, buildings set 20 feet or less from the
street, and streets in a grid pattern. Three correlations were negative (residential styles
are consistent, commercial off-street parking is away from sidewalks, and a green open
space provides neighboihood focus). These three items were retained, however, because
they are conceptually consistent with new urbanism, based on content analysis of the
literature. Another reason to retain them was related to sampling issues. Because new
urbanism was measured in existing old urban areas, and because the sampled
residential areas were political sections (i.e. census tracts) of a large city rather than the
idealized small town model characterized by new urbanists, these new-urbanism features
were scarce in the sampled settings. Therefore, they were retained despite the lack of
evidence in the samples.
New Urbanism internal consistency. Inter-item reliability analysis helped
determine that the items could be used as a scale. Inter-item correlations ranged from r
= -0.41 to 0.78, with only 27 (6.6%) of the correlations >.60. The New Urbanism
Index was found to be highly reliable with Cronbachs alpha = 0.90 and a standardized
item alpha = 0.88.
New Urhanism Index scores in whole sample. For the entire sample of 133
addresses, out of a possible range of 29 to 87, the New Urbanism Index scores were
distributed from 41 to 77 (M = 58.2, SD = 11.2), as shown in Figure 9.
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New Urbanism Score Distribution (N = 133)
7
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SUBURBAN
i n S t R t n f S E S S B i o
New Urbanism Scores
? : f 2 f e f c > 5 8 i 8 S 5
^ URBAN
140
New urbanism cnmparison-group labels, scores, and sample representations.
Because the new urbanism scores not only had a broad range, but were also distributed
in bimodal peaks with a midpoint split, the scores were easily used to form two
comparison groups those with high new urbanism and those with low new urbanism
Ironically, new urbanism represents old, or traditional, rather than modem post-World
War II neighborhood design. Although modem-style developments have pervaded for
some 40 years, societal forces (Le. environmental protection and historic preservation
trends) are only now catching up with the economic and technical forces that fostered
those developmental designs. Thus, while modem is no longer new, it is newer in a
conceptual sense than traditional. Therefore, high ratings of new urbanism,
representing traditional urban residential areas, defined the TRADITIONAL group, and
low ratings of new urbanism, representing suburban residential areas, defined the
MODERN group. Hereafter, the comparison groups will be referred to as
TRADITIONAL and MODERN, based on the operational definitions of new urbanism,
rather than the conventional definitions of urban and suburban.
The comparison groups were nearly equal in size and had distinctive scores.
TRADITIONAL scores ranged from 59 to 77 (M = 69.2, SD = 4.6), with a modal score
of 69 and a median score of 70, and this group represented 47 percent (n = 63) of the
whole sample. MODERN scores ranged from 41 to 55 (M = 48.3, SD = 3.6), with a
modal score of 50 and a median score of 48. The MODERN group represented 53
percent ( = 70) of the entire sample.
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141
The instrument exhibited sensitivity with this sample, as shown on the stacked-
bar graph in Figure 10, since the comparison groups were comprised of nearly the same
individuals as the aggregated urban and suburban sample groups. Except for 5 cases,
urban tract subjects sorted into the high new-urbanism group, and suburban census tract
subjects fell into the low new-urbanism group, (df = 5, x2 = 152.33, p = .000). The five
cases which crossed over were three subjects from suburban tract 93 and two subjects
from urban tract 17.01. The neighborhood ratings of these five individuals did not match
the majority of those in their areas. For instance, one of the urban subjects lived on a
large, curving arterial, with no other houses on her face-block, and there was no adjacent
commercial activity in her vicinity. The other urban subject lived on a street without
paving or street trees, her house was one of only three on the face-block, and there was
no nearby commercial activity. The three suburban respondents in the high new-urbanism
group lived in more urban-like areas. Two were situated in areas with small houses that
were close to the street and another was near the Menlo Park Shopping Center.
Hypotheses Testing
Three hypotheses were tested to explore the impact of new urbanism
characteristics in the physical environment on attitudes about the neighborhood physical
environment, on function within the neighborhood, and on perceived quality of life. All
analyses conducted to test these questions were based on TRADITIONAL and
MODERN group comparisons. Hypotheses statements and findings follow.
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Hypothesis 1: TRADITIONAL neighborhood women will have more positive attitudes
about the physical environments of their residential areas than MODERN neighborhood
women will.
Importance of neighborhood features. The first indicator of attitude about the
neighborhood was the importance of 12 neighborhood physical environment indicators
of new urbanism. The whole sample agreed that the most important features were safe
walking conditions, beautiful trees and greenery, and quietness in the area (Table XVII).
There were also group differences. TRADITIONAL subjects rated three features as
more important: a nearby store (df= 116, t = 5.61,/? = .000); interesting places to shop
(df= 125, t = 2.32, p = .02); and a bus stop (df = 120, t = 3.54, p = .001). Sidewalks
were more important to the MODERN subjects (df = 79, t = 5.66, p = .000). The mean
of all 12 mean importance scores was also higher for TRADITIONAL subjects (M = 4.2,
SD = 0.4) than for MODERN subjects (M= 3.9, SD = 0.6), df= 121, t = 2.91, p = .004.
Neighborhood Quality Index. The second indicator used to test this hypothesis
was the Neighborhood Quality Index score. As described in Chapter 3, it was the sum of
combined importance x within-neighborhood quality ratings of the physical environment
items divided by the number of completed items (n = 12). On the scale of 25 to 1
TRADITIONAL neighborhood subjects rated their neighborhood environment quality
higher (M= 17.2, SD = 3.1) than MODERN subjects (M= 15.0, SD = 4.0) did, df =
127, t = 2.59, p = .000.
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144
Table XVII
Priority Importance of Neighborhood Environment Conditions (n = 133)
Neighborhood Condition n M* SD
Safe walking conditions 131 4.7 0.71
Beautiful trees and greenery 133 4.6 0.63
Quietness in the area 132 4.5 0.72
Sidewalks throughout area 130 4.4 1.02
Little traffic in the area 128 4.3 0.99
Bus stop within 3 blocks Design 130 4.1 1.14
of houses, buildings Walking 130 4.0 0.96
distance grocery 130 3.8 1.42
A major park or open space 129 3.8 1.13
Interesting places to shop 127 3.6 1.16
Variety of housing options 125 3.4 1.13
A center of activity in area 130 3.1 1.22
* Scale = 5 to 1
The influence of observed new urbanism features was tested with a multiple
linear regression model (Table XVIII). Personal characteristics were controlled and the
New Urbanism Index score was entered in block 2. New Urbanism and education were
significant predictors in the model, and new urbanism explained 10 percent of the
Neighborhood Quality Index variance (adjusted Z?2= . 19). However, the correlation of
the respondents new urbanism opinions (Neighborhood Quality Index) and the
investigators new urbanism observations (New Urbanism Index) was moderately weak
(r = 0.40).
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145
Table XVDI
Summary of Hierarchical Regression Analysis for Variables Predicting Neighborhood
Quality Attitudes (N = 106)
Variable B SEB
f i
Block 1
Age -0.05 0.08 -.06
Income 0.34 0.44 .08
Home ownership -0.96 2.19
s g
10
I
I f - *
1 1
aiELit:
I
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There la a centraHzad araa wMi ofvks
BuNdkigs, office $>reUB space
within 1/4 mile zone at respondent's
Mock there Is a focal area with civic
md commercial buildings
within 1/4 mile zone of respondent's
Block there is one or more minor
Bommerclal streets
ha neighborhood is entirely
esidentiai; there (spo
:ommercial/civic street or area
17. Thera are convenient atorea
within 1/4 mile of respondent's home
here is 1+ supermarket for groceries
and/or variety items
within 1/4 mile of respondent's home
here is a small convenience grocery,
nd no supermarket for groceries
nd/or variety items
within 1/4 mile of respondent's home
here Is no grocery or variety store
19.
The neighborhood haa faoWHea for a ndx of
aaa
wkhtri 1/4 mHe of respondent's block
here are facilities for 3+ uses
shopping, education, postal service,
ibrary, Work, recreation, fire ;
protection. atc.i residential use
withiri 1/4 mile of respondent's block
here are facilities for 1-2 uses
shopping, education, postal service,
ibrary, work, recreation, fire ,:"V
protection, etc.) + residential use
within 1/4 mile of respondent's block
he only use is residential; there are he
creational, shopping orcMo
eciWes
19.
lultdlnga h a ve architectura l variety a nd
distinction, yet a r e cohealve
at least one public/commercial
building within the 1/4 mile area has a
iistinctive, interesting architectural
design
public/commercial buildings lack
irchKectural distinction, but are
consistent with other building styles in
he area
public/commercial buildings in the
area lack design distinction and style
consistency
-
Sommer dal and civic buHdlnga have
ninlmalsetbaek from street
nost public buBdings have narrow
setbacks (w/i 20 ft) from street edge
rome pubtks buildings have narrbw
setbacks (wfi 2 0 ft) from street edge
w pubUe buildings have setbacks
within 20 ft from street ados
21. Sommerolal atraeta have ourhalda parking
nost commercial streets have parallel
mrklng
some commercial streets have parallel
Barking
ew commercial streets have parallel
Barking
22.
Bommeretal area off-street parking la away
Tom aldewa&a
nost aftetreet parking is behind
Buildings or underground & away from
ridewalks
tome off-street parking is behind
Buildings or underground A away from
ifdeWalks
ill o f f ^ r e e t parking Is between
Building front and street
23. Mousing type a vary aoroaa the community
3+ types of housing (multi-unit bldgs,
3F dwellings, row houses, garage
w t s or duplexes)
2types of housing ( multi-unit bldgs,
5F dwellings, row houses, garage
pts or duplexes)
single-family dwellings only
24. Streets form a rectilinear grid pattern
nost neighborhood streets are In a
strslght-lfne grid pattern
rome neighborhood streets curve or
here are soma cul-de-sacs or dead-
nds In the area
nost streets curve and/or there is
dearly no grid pattern of
nterconrwctlno streets
26. Tranaft atopa a r e aonvenlant
here is a bus/lite rail stop within 2
Blocks of respondent's home
here is a bus/lite rail stop 1/8-114 mile
rom respondent's home
he nearest bus/lite rail stop is over
1/4 mile from respondent's home
26. Neighborhood atraeta have sidewalks
nost neighborhood streets have
saved sidewalks on both sides
rome neighborhood streets have
Baved sidewalks
aw neighborhood streets have paved
sidewalks
27. Street t r e e a provide overhead a ha de
nost streets have an overhead canopy
Brovided by mature trees
rome streets are shaded by street-
ride trees
ew streets are shaded by street-side
rees
29. Thera era midbtook alleya
nost blocks have mid-block alleys
hat provide car thoroughfare
tome blocks have mid-block alleys
hat provide car thoroughfare
io blocks have mkl-block alleys that
provide car thoroughfare
29.
k g r e e n o pe n a p a c e providea neighborhood
loous
within 1/4 mi of respondent's house
here is a 1-3 acre open park or plaza
or a centralized focus, or off-center
ocus. if a special view
within 1/4 mi of respondent's house
here is a park or school yard, not a
lelghborhood focus and not adjacent
o civic/commercial area
within 1/4 mile of respondent's house
here is no park, plaza or square
KEY: *most* rtf a rt to more than 2/3, oma* refart to l e t t thn 2/3 and more f ta n 1/3. *few refers to l e t t than 1/3
APPENDIX B
Census Tract Sampling Decision Data
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Census Tract Selection Criteria and Decisions to Retain
Step 1 Step 2 Step 3 Step 4 Step 5
Census Tract 1969 Per Capita
Income =
$12,000-
$17,999
At Least 150
Females Age 75+
> 70% Owner-
Occupied
Housing Units
Among
Householders
Age 65+, n > 200
Density = All
Persons/
(Square Miles x
640 Acres)
> 1.Q/Acre
At Least 150
Householders
Age 66+ Living
Alone
R e f e r e n c e : 1 9 9 0
C e n s u s o f P o p u l a t i o n
a n d H o u s i n g
C h a r a c t e r i s t i c s
Table 19 Table 1 Table 32 Table 1 Table 1
Multnomah County (N = 162)
1
$17,928 234 80% 6.2 248
2 $13,238 473
3.01 $14,579 309
3.02 !
i !
4.01 $12,695 208 90% 10.6 212
4.02 j j
i ;
5.01 i i ;
5.02 i :
6.01 | !
6.02 ! j
7.01 i
7.02
8.01
8.02
9.01 : , ! I
9.02
10 . ,
11.01 ; j ; .
11.02 $13,582
12.01 $12,202 i 188:
,
12.02 i $15,031 ! 164! 79% | 12.07' 154
13.01 ! | j ; ;
13.02 ! $12,773
|
i
14 ! ; I ! !
15 $15,367 j 1581 94% i 13.5 i
-
^
i
Poa$14,576 ! 4271 95%! 8.5! 198
16.02 ! | 1 1
17.01 | $12,017 | 426 82%! 12.6! 321
17.02 ; ! i i
18.01 $12,024 . 203! i
i
18.02 $16,038 i 220|
|
i
20 |
$12,682 i 238 i
i
21 i i
-------------------------------------------!----------------------------------- .
22.01 j $13,591 ! l
22.02 | i j !
23.01 ! | I | i
23.02 i : j | i
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Census Tract Selection Criteria and Decisions to Retain, Page 2
Step 1 Step 2 Step 3 Step 4 Step 5
Census Tract 1969 Per Capia
Income =
$12,000-
$17,966
At Least 150
Females Age 75+
> 70% Owner-
Occupied
Housing Units
Among
Householders
Age 05+, n > 200
Density = All
Persons/
(Square Miles x
640 Acres)
> 1,0/Acre
At Least 150
Householders
Age 65+ Living
Alone
R e f e r e n c e : 1 9 9 0
C e n s u s o f P o p u l a t i o n
a n d H o u s i n g
C h a r a c t e r i s t i c s
Table 19 Table 1 Table 32 Table 1 Table 1
Multnomah County (N = 162)
24.01 $15,454
i
24.02 $16,161 358
25.01
25.02 $15,188 225
26 i |
27.01 $16,479
27.02 $14,492 236
28.01 $15,006
28.02 $14,026 154 91% 11.7 167
29.01 i $12,261 | 240 89% 11.9 256
29.02 ! $13,015 263
29.03 i
$13,254 !
30 $15,244 ! 265 95% 11.6 264
31 $12,897
C
M
t
o
33.01
33.02
34.01 |
34.02
35.01 $13,624 ;
35.02 i i
I
36.01 I 1 ! !
36.02 j
36.03 | $13,569 | 197
l '
37.01 ! ! ! '
37.02 j ;
38.01 ;
i !
38.02 | $12,536 | 177 87% I 11.2| 197
38.03 | | I '
39.01 ! . :
39.02 ; $13,605 : 1781 92% i 11.5: 189
40.01 | ;
40.02 | |
i i
41.01 | j
i
41.02 i |
------------------- 1
I
t
o
! ;
43 i ! !
44 ; i I i
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Census Tract Selection Criteria and Decisions to Retain, Page 3
Step 1 Step 2 Step 3 Step 4 Step 5
Census Tract 1969 Per Capita
Income =
$12,000-
$17,966
At Least 150
Females Age 75+
> 70% Owner-
Occupied
Housing Units
Among
Householders
Age 65+, n > 200
Density = All
Persons/
(Square Miles x
640 Acres)
> 1.0/Acre
At Least 150
Householders
Age 65+ Living
Alone
R e f e r e n c e 1 9 9 0
C t n s u s o f P o f s r i a t f o n
a n d H o u s i n g
C h a r a c t e r i s t i c s
Table 19 Table 1 Table 32 Table 1 Table 1
Multnomah County (N = 162)
44.99
! i i :
46
' i !
46.01
i ; i
46.02
I I !
47
: i
i I !
48 $16,052 235 | |
49 | I |
50 $14,831
51 $13,234
52 $17,872 325 i
53 i | | !
54 !
55
56 $12,951 308
57
58 J
59 ; ;
60.01 I !
60.02 : i
l
61
62 i |
63 | | !
64.01 |
:
64.02 j |
i
65.01 !
I
65.02 i i !
;
66.01 i i i ;
66.02 $14,171
i i :
67.01 $16,584 244I | i
67.02 j | 1 :
68.01
i l l !
68.02
1 i :
i I :
69 j 1 1 !
70
! !
:
71 $17,015 I !
72.01
i I
' T
72.02 i $15,042 j !
73 ! ;
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Census Tract Selection Criteria and Decisions to Retain, Page 4
Step 1 Step 2 Step 3 Step 4 Step 5
Census Tract 1969 Per Capita
Income =
$12,000-
$17,966
At Least 150
Females Age 75+
> 70% Owner-
Occupied
Housing Units
Among
Householders
Age 66+, n > 200
Density = All
Persons/
(Square Miles x
640 Acres)
> 1.0/Acre
At Least 150
Householders
Age 65+ Living
Alone
R e f e r e n c e : 1 9 9 0
C e n s u s o f P o p d a t o n
a n d H o u s i n g
C h a r a c t e r i s t i c s
Table 19 Table 1 Table 32 Table 1 Table 1
Multnomah County (N = 162)
74 i i | i
75 ! i | !
76
77
I I l
o
o
N
.
79 $12,773 | j
80.01 $13,334 2201 j
80.02 | $12,732 166 81% 8.8:
81 i $14,699 | 428
82.01 $13,636 ! ,
82.02 j j | ! i
83.01 i I j i i
83.02 I i ; i
84
: I
85
86
I |
c
o
! I :
88 i
! j |
89 | $14,219 155| 97% | 2.1!
90 j
I
91
92.01 $12,535 2761 80% 8.9' 242
92.02 i $12,227
I
93 $12,192 | 249 81% 6.4 213
94 $17,436 218 96% 6.9 242
95 i ! ! I
I ! I
96.01 $14,185
J i
96.02 $12,005 1611 i
97.01
I
i I
97.02 | 1
i
*
o o
o
o
>
i
98.02 ! $12,680 j 383!
99.01 j $14,116 |
!
99.02 $15,331 | ! |
99.03
I i I
100 $13,358 j 2881 I
101 ! | I l
102 I $16,535 1 i
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Census Tract Selection Criteria and Decisions to Retain, Page 5
Step 1 Step 2 Step 3 Step 4 Step 5
Census Tract 1969 Per Capita
Income =
$12,000-
$17,989
At Least 150
Females Age 754-
>70% Owner-
Occupied
Housing Units
Among
Householders
Age 65+, n > 200
Density = All
Persons/
(Square Miles x
640 Acres)
> 1.0/Acre
At Least 150
Householders
Age 65+ Living
Alone
R e f e r e n c e : 1 9 9 0
C e n s u s o f P o p u l a t i o n
a n d H o u s i n g
C h a r a c t e r i s t i c s
Table 19 Table 1 Table 32 Table 1 Table 1
Multnomah County (N = 162)
103.01 $13,331
103.02 $13,020
I i
104.02 $16,224 | !
104.04 $14,611! I :
104.05 $13,725
104.06 $13,969 300
r _ _ . . .
104.07 $12,638 204
105 $14,114 I
106.98 j I
i
107.98 ! i I
Washington County (N = 62)
301 ' : !
302 j | ,
303 i
304.01 : I
304.02
305.01 $16,638 2131
305.02 j $16,440 I
306 { $15,410 i 161|
307 | $12,748
!
308.01 $16,852 !
1
f
308.02 S
309 $13,353 :
!
310.03 $17,676 |
310.04 I
310.05 $15,045 I 199 79% 8.7 168
310.06 $16,232 |
311 | $12,537
i
i
312 $13,557 517|
1
313 i $14,501
!
314.01 $14,736 225 87%i 8 . 1 : 292
314.02 1
i I
315.01 |
315.04 i i |
315.05 j ! |
315.06 j j |
315.07 j \ | i
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Census Tract Selection Criteria and Decisions to Retain, Page 6
Step 1_______Step 2______ Step 3______ Step 4_______Step 5
Census Tract 1989 Per Capita
Income =
$12,000-
$17,996
At Least 150
Females Age 75+
>70% Owner-
Occupied
Housing Units
Among
Householders
Age 65+, n > 200
Density = All
Persons/
(Square Miles x
640 Acres)
> 1.0/Acre
At Least 150
Householders
Age 65+ Living
Alone
R e f e r e n c e : 1 9 9 0
C e n s u s o f P o p u l a t i o n
a n d H o u s i n g
C h a r a c t e r i s t i c s
Table 19 Table 1 Table 32 Table 1 Table 1
Washington County (N = 62)
315.08 ! ;
316.03 ! | j '
316.04 , $17,948 | I ;
316.05 j $13,265 |
I .
316.06 ! $13,960 j
i
316.07 $16,332 |
317.02 | $12,471 i i
317.03 i $13,807 j ,
317.04 $14,494 I
318.01 j $16,394 i ! '
318.02
318.03
319.01
319.03 I $17,416 i
319.04 i $17,240 j i
320 $15,965 |
321.01 $12,645 ! i
321.02 | $17,069 i j i
322 $17,526 j
323 ; $17,243 i j ,
324.02 | $14,591 I !
324.03
324.04 $14,958 i
325 j i
326.01 $13,050 | 265
i
I
326.02 $13,799 | 249
I I
I
327 $16,552 |
i I
328 $14,125 I
i i
i I
329
; i 1 !
330 $15,764 ! ! i
331 I I ! , I
332 |
I I
l
i
333 $14,867 | 157 84%
!
334 $14,658 ! I I i
335
$12,289 ! | j
336
$13,615 I I I
Retained j j i
Tracts I 104 I 4 5 i 19
18 j 15
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APPENDIX C
Letters to Subjects and Consent Form
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PATRICIA KAY PATTERSON
July 27, 1996
Ms.
NE Oregon Street
Portland, OR 97213
Dear Ms. ,
Do neighborhood conditions influence the quality of our lives, our health and our
decisions about where to live during retirement years? Since your community is included
in a study to explore these issues, your viewpoints are especially important to me.
Portland State University Office of Research has approved this project for my doctoral
degree in Urban Studies. My advisor is Dr. Nancy Chapman, School of Urban and
Public Affairs (725-4045). You can reach me at 244-3498.
I am writing to ask if you would be willing to answer a few questions about your
neighborhood and your general health and wellbeing. If so, I will bring you an Informed
Consent to sign and a questionnaire which takes about 20 to 30 minutes. You can either
return it by mail or I will pick it up later.
Thank you for considering this opportunity to contribute ideas toward planning
high quality neighborhoods in the future. I look forward to talking with you when I call
later this week.
Sincerely,
Patty Patterson, RN, MA
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PATRICIA KAY PATTERSON
March 19, 1997
Ms.
NE 79th Avenue
Portland, OR 97213
Dear Ms. ,
Thank you for your willingness to complete my Neighborhood Environment
Survey. As I may have told you on the phone last week, this research will compare
urban and suburban neighborhood livability for older residents. I certainly value your
contribution and unique perspective. The results wQl be reported in my doctoral
dissertation, which wQl add to our knowledge of community planning.
Enclosed are the questionnaire, a self-addressed stamped envelope and two
copies of the Informed Consent. Please sign and return one copy of the Consent with
the completed questionnaire. It is important to answer every page of the questionnaire.
Quality of Life items that are not applicable may be left blank. Feel free to call me at my
office or at home for clarification.
Thank you very much for your time and your goodwill. I look forward to
receiving your response in the next couple of days, if possible.
Sincerely,
Patty Patterson, RN, MA
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PORTLAND STATE UNIVERSITY
NEIGHBORHOOD ENVIRONMENT STUDY
INFORMED CONSENT
I agree to take part in this research project on neighborhood environments for older
persons. The researcher, Patty Patterson, has told me that the purpose of die study is to leam
more about community planning needs for people wishing to live in their neighborhoods as
long as possible.
I understand that this study involves completing three survey documents that will take
me about 20 to 30 minutes total time. I also understand that this study creates no apparent
risks for me, and that I may not receive any direct benefit from taking part in the study.
However, the study may help to increase knowledge that can be useful to others in the future.
I know that I can request a report of the study findings from Ms. Patterson.
She has promised that all information I give will be kept confidential and that she is
the only person who will know the names of all people in the study. 1understand that I do not
have to take part in this study, and that this will not affect my relationship with any service or
agency in my community
Ms. Patterson has offered to answer any questions I have about the study and tell me
what I am expected to do. I can call her during business hours at 503-220-8262, extension
7741, or at home (503-244-3498). I can also contact her advisor, Dr. Nancy Chapman at
Portland State University (725-4045) regarding this study.
I have read and understand the above information and agree to take part in this study.
Signature:_____________________________________Date:_________________
Ifyou have concerns or questions about this sntdy, please contact the chair of the Human
subjects Research Review Committee, Office of Research and Sponsored Projects, 105
Neuberger Hall, Portland State University, 503/725-3417.
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APPENDIX D
Instruments Given to Subjects
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Neighborhood Resident Survey
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NEIGHBORHOOD RESIDENT SURVEY
The purpose of this survey is to leam more about the living arrangements and needs o f people in your age group
Please fill in the blanks or write a brief answer to describe your opinion or situation.
Thank you for COMPLETING EVERY ITEM.
1 What type of home do you live in now?
Row house Single-family detached house
Apartment Duplex, triplex or fourplex
Condominium ____ O t h e r ___________________________________________________
2. Approximately what year was your house or building constructed? 19_________
3. What year did you move into your home? 19__________
4. Why did you move to this neighborhood?_____________________________________________________
5 How important to you are these neighborhood characteristics? (Check one answer per line)
Very
Important
Somewhat
Important
1Am Neutral Not Too
Important
Not At All
Important
Beautiful trees and greenery
Design of houses and buildings
Little traffic in the area
Walking distance grocery store
Safe walking conditions
Quietness in the area
Variety of housing options
A major park or open space
Interesting places to shop
Sidewalks throughout the area
Bus stop within 3 blocks
A center of activity in the area
l
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
6. Please rate these characteristics in your own neighborhood: (Check one answer per line)
VERY
GOOD
GOOD FAIR P OO R V E R Y
P O O R
Beautiful trees and greenery
Design of houses and buildings
Little traffic in the area
Walking distance grocery store
Safe walking conditions
Quietness in the area
Variety of housing options
A major park or open space
j
Interesting places to shop
Sidewalks throughout the area
Bus service
A focal civic &commercial area
7. Overall, how would you rate your neighborhood as a place to live?
Very good________ Good_______ Fair_______ Poor_______ Very Poor
8. What is the most important improvement that could be made in your neighborhood?
9. How important would these neighborhood features be if you were to select another home now?
Very Important Somewhat Important Not Important
a. grocery store within walking distance _____________ _____________ ___________
b. sidewalks on the streets _____________ _____________ ___________
c. flat, non-hilly area _____________ _____________ ___________
d. beautiful area______________________ _____________ _____________ ___________
e. interesting areas to walk through ____________ _____________ ___________
f pnce of homes or apartments _____________ _____________ ___________
g. other: ______________________ ____________ _____________ ___________
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10. Are you planning on moving in the future? No
Yes, within the next year
Yes, within the next 2 to 3 years
Yes, within the next 3 to 5 years
11. I f yes, have you chosen a place to move to yet? Yes_____ No_____
12. Why have you chosen to move there?_______________________________________________________
13 How do you usually get to the following places? Please write in the approximate miles (Distance)
from your home in column 1. Then select your usual way o f getting there and mark an X in one
column.
DISTANCE P
FROM | |
home r
(miles) I
WALK DRIVE RIDE WITH
SOMEONE
(KNOW
TAKE THE
BUS
TAKE A TAXI USE
SPECIAL
SENIOR
TRANSPOR
Doctor you see most
F
Grocery store you use most
8
Pharmacy you use most
I
Your church or synagogue
1
Beauty shop you use most
Your bank
j.
A restaurant you enjoy
1
Post office
i
Library
14. In addition to walking to any o f the above places, for what other reasons do you walk in your
neighborhood? (Check all that apply)
to exercise _____ to get out of the house
to catch a bus _____ to see what is going on in the area
to visit neighbors _____ to enjoy a park or favorite outdoor area
to attend meetings _____ unable to leave home
to walk the dog or cat
other ( d e s c r i b e ) ________________________________________________
3
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15. How often do you go for a walk in your neighborhood? (Select one best answer)
2 to 3 times a day ______ 1 time a day 2 to 3 times a week weekly
every 2 weeks _____ rarely never
16. Do you usually walk with someone else? Yes _____ Sometimes No
17. Approximately how far can you walk without getting tired?
1 to 3 blocks
4 to 6 blocks
7 to 9 blocks
more than 9 blocks
unable to leave home
18. Which of these statements best describes how much you drive now?
I dont drive at all
I can drive, but I have to be careful about where I drive or what time of day I drive
I can drive wherever and whenever I want
19. What month and year were you bora? Month________________Year_______________
20. What is your marital status?
Married
Widowed
Never married
Separated or divorced
21. How many other people live with you? _________________
22. Do you own your residence? Yes No
23. What was your 1994 household income range?
under $ 10,000
510.001 -520,000
520.001 - 530,000
over 530,000
24. How many years o f school did you complete?____
25. What type of work did you do during your pre-retirement years?
THANK YOU VERY MUCH
Patricia K. Patterson, Portland State University, 1/2/96
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Letter From Author of Quality of Life Index
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
I l l The University of Illinois
a t Chicago
Department of Medical-Surgical Nursing (M/C 802)
College of Nursing
845 South Damen Avenue. 7lh Poor
Chicago. Illinois 60612-7350
(312)996-7900
October 15, 1996
Ms. Patricia Patterson
4155 S.W. Dosch Road
Portland, Oregon 97201
Dear Ms. Patterson:
I am pleased that you chose to use the Ferrans and Powers Quality of Life Index (QLI) for your
dissertation study. The.QLI is copyrighted, and as a general policy we do not grant permission to
include/publish the QLI in its entirety in dissertations. Thus, we cannot grant you permission to
publish the QLI in your dissertation. Of course, you may provide copies o f the QLI to all o f your
committee members to facilitate their evaluation o f your study
Congratulations on the completion of your dissertation study. I wish you much success in your
future career.
Sincerely,
Carol Estwing Ferrans, PhD, RN, FAAN
Associate Professor
Chicago Peona Quad-Cities Urbana-Champaign
iJOfcwq wo
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
Dartmouth COOP Charts and Letter
Reproduced with permission of the copyright owner. Further reproduction prohibited without permission.
ImerStudy Quality Edge Volume l. no.
Dartmouth COOP Charts
Note: This is a conceptual outline only. It is not a usable form of the instrument.
PHYSICAL FITNESS FEELINGS DAILY ACTIVITIES
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