PRIMOS, INC.S BRIEF IN SUPPORT OF ITS MOTION FOR SUMMARY JUDGMENT
Judge Myron H. Thompson Magistrate Judge Wallace Capel, Jr.
Plaintiff Hunters Edge, LLC (Hunters Edge) asserts two counts of patent infringement against Defendant Primos, Inc. (Primos) in this lawsuit. See Complaint (Dkt. 1). Primos seeks summary judgment on both counts because there are no genuine issues of material fact and these claims can be resolved by the Court as a matter of law in favor of Primos. Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 1 of 78 i
TABLE OF CONTENTS I. UNDISPUTED MATERIAL FACTS AND STATEMENT OF ELEMENTS .............................................................................................. 3 A. Statement of Legal Elements ................................................................. 3 1. Originality ................................................................................... 3 2. Anticipation ................................................................................. 4 3. Obviousness ................................................................................ 5 4. Infringement ................................................................................ 7 B. Statement of Undisputed Facts .............................................................. 7 1. The 745 Patent ........................................................................... 7 2. The 746 Patent ......................................................................... 14 3. Bulger Failed to Disclose Prior Art .......................................... 19 4. The Abandoned 2009 Claim ..................................................... 23 II. THE DESIGN PATENTS LACK PATENTABLE ORIGINALITY ............ 26 III. THE PATENTED DESIGNS ARE EITHER ANTICIPATED OR OBVIOUS IN LIGHT OF PRIOR ART DECOYS THAT USE ACTUAL OR PHOTOGRAPHIC REPRODUCTIONS OF ACTUAL TURKEY TAIL FEATHERS ................................................................................................... 33 A. The Design Patents are Anticipated .................................................... 34 1. Claim Construction ................................................................... 36 2. The Design Patents Are Anticipated ......................................... 38 B. The Design Patents are Obvious ......................................................... 43 1. Level of Ordinary Skill in the Art ............................................. 45 2. The Hunters Edge Design Patents are Obvious ....................... 46 3. Prior Art Designs ...................................................................... 47 IV. PRIMOS ACCUSED PRODUCTS DO NOT INFRINGE .......................... 53 A. The Proper Analysis Compares the Accused Products to the Claimed Ornamental Designs, not the Commercial Embodiment or Functional Features of the Commercial Product ................................................... 55 B. Comparing the Properly Construed Claims to the Accused Design ... 58 C. Comparing the Claims to the Accused Design in Light of the Prior Art ............................................................................................... 63 Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 2 of 78 ii
TABLE OF AUTHORITIES Page(s) CASES Amgen, Inc. v. Hoechst Marion Roussel, 314 F.3d 1313 (Fed. Cir. 2003) .......................................................................... 54 Anderson v. Kimberly-Clark Corp., 2014 WL 3361130 (Fed. Cir. J uly 10, 2014) ................................................ 56, 58 Anderson v. Liberty Lobby, Inc., 477 U.S. 242 (1986) ............................................................................................ 24 Animal Legal Def. Fund v. Quigg, 932 F.2d 920 (Fed. Cir. 1991) ............................................................................ 25 Apple, Inc. v. Samsung Elecs. Co., 678 F.3d 1314 (Fed. Cir. 2012) .......................................................................... 42 Avia Group Intl, Inc. v. L.A. Gear California, Inc., 853 F.2d 1557 (Fed. Cir. 1988) ............................................................................ 6 Bernhardt, LLC v. Collezione Europa USA, Inc., 386 F.3d 1371 (Fed. Cir. 2004) .................................................................. 4, 5, 33 Bonito Boats, Inc. v. Thunder Craft Boats, Inc., 489 U.S. 141 (1989) ............................................................................................ 43 Brooks Furniture Mfg., Inc. v. Dutailier Intl, Inc., 393 F.3d 1378 (Fed. Cir. 2005) .......................................................................... 35 Celotex Corp. v. Catrett, 477 U.S. 317 (1986) ............................................................................................ 24 Contessa Food Prods., Inc. v. Conagra, Inc., 282 F.3d 1370 (Fed. Cir. 2002) .......................................................................... 34 Diamond v. Chakrabarty, 447 U.S. 303 (1980) ............................................................................................ 26 Diamond v. Diehr, 450 U.S. 175 (1981) ............................................................................................ 26 Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 3 of 78 iii
Dobson v. Dornan, 118 U.S. 10 (1886) .............................................................................................. 34 Durdin v. Kuryakyn Holdings, Inc., 440 F. Supp. 2d 921 (W.D. Wis. 2006) .................................................... 4, 26, 28 Durling v. Spectrum Furniture Co., 101 F.3d 100 (Fed. Cir. 1996) .................................................................. 6, 35, 42 Egyptian Goddess, Inc. v. Swisa, Inc., 543 F.3d 665 (Fed. Cir. 2008) (en banc) .....................................................passim Elmer v. ICC Fabricating, 67 F.3d 1571 (Fed. Cir. 1995) ............................................................ 7, 10, 35, 52 Funk Bros. Seed Co. v. Kalo Inoculant Co., 333 U.S. 127 (1948) ............................................................................................ 26 Gorham Co. v. White, 81 U.S. 511 (1871) .............................................................................. 7, 33, 52, 55 Graham v. John Deere Co., 383 U.S. 1 (1966) ............................................................................................ 6, 41 High Point Design LLC v. Buyers Direct, Inc., 2014 WL 1244558 (S.D.N.Y March 26, 2014) .................................. 5, 38, 39, 41 High Point Design, LLC v. Buyers Direct, Inc., 730 F.3d 1301 (Fed. Cir. 2013) ............................................................................ 6 Hosley Intl Trading Corp. v. K Mart Corp., 237 F. Supp. 2d 907 (N.D. Ill. 2002) .................................................................. 54 Hupp v. Siroflex of Am., Inc., 122 F.3d 1456 (Fed. Cir. 1997) ...................................................................... 5, 34 In re Finch, 535 F.2d 70 (C.C.P.A. 1976) .............................................................................. 42 In re GPAC, Inc., 57 F.3d 1573 (Fed. Cir. 1995) ............................................................................ 43 In re Klein, 987 F.2d 1569 (Fed. Cir. 1993) .......................................................................... 26 Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 4 of 78 iv
In re Mann, 861 F.2d 1581 (Fed. Cir. 1988) ...................................................................... 3, 25 In re Nalbandian, 661 F.2d 1214 (C.C.P.A. 1981) ........................................................................ 6, 7 In re Smith, 77 F.2d 513 (C.C.P.A. 1935) .......................................................................passim In re Smith, 77 F.2d 514 (C.C.P.A 1935) ............................................................... 4, 25, 27, 28 Intl. Seaway Trading Corp. v. Walgreens Corp., 589 F.3d 1233 (Fed. Cir. 2009) .......................................................... 6, 33, 34, 39 Knickerbocker Plastic Co. v. B. Shackman & Co., 184 F.2d 652 (2d Cir. 1950) ............................................................................... 27 KSR Intl Co. v. Teleflex Inc., 550 U.S. 398 (2007) ............................................................................................ 41 Markman v. Westview Instruments, Inc., 52 F.3d 967 (Fed. Cir. 1995), affd, 517 U.S. 370 (1996) .............................. 7, 52 Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574 (1986) ............................................................................................ 24 Microsoft Corp. v. i4i Ltd. Pship, 131 S. Ct. 2238 (2011) ........................................................................................ 32 MRC Innovations, Inc. v. Hunter Mfg., LLP, 747 F.3d 1326 (Fed. Cir. 2014) ........................................................ 48, 49, 50, 51 Neo-Art, Inc. v. Hawkeye Distilled Prods. Co., 883 F.2d 1027 (Fed. Cir. 1989) .......................................................................... 43 Neo-Art Inc. v. Hawkeye Distilled Products Co., 2 U.S.P.Q.2d 1371 (C.D. Cal. 1987), affd, 883 F.2d 1027 (Fed. Cir. 1989) ............................................................................................................ 27 Newel Companies, Inc. v. Kenney Mfg. Co., 864 F.2d 757 (Fed. Cir. 1988) ............................................................................ 42 Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 5 of 78 v
OddzOn Prods., Inc. v. Just Toys, Inc., 122 F.3d 1396 (Fed. Cir. 1997) .............................................................. 33, 35, 56 Parker v. Flook, 437 U.S. 584 (1978) ............................................................................................ 26 Payless Shoesource, Inc. v. Reebok Intl Ltd., 998 F.2d 985 (Fed. Cir. 1993) ............................................................................ 55 Peters v. Active Mfg. Co., 129 U.S. 530 (1889) ........................................................................................ 4, 33 R.M. Palmer Co. v. Ludens Inc., 236 F.2d 496 (3d Cir. 1956) ........................................................................... 4, 25 Richardson v. Stanley Works, Inc., 597 F.3d 1288 (Fed. Cir. 2010) .......................................................................... 52 Ryco, Inc. v. Ag-Bag Corp., 857 F.2d 1418 (Fed. Cir. 1988) .......................................................................... 32 Ryko Mfg. Co. v. Nu-Star, Inc., 950 F.2d 714 (Fed. Cir 1991) ............................................................................. 32 Sams Riverside, Inc. v. Intercon Solutions, Inc., 790 F. Supp. 2d 965 (S.D. Iowa 2011) ............................................................... 22 Scaltech, Inc. v. Retec/Tetra, LLC, 269 F.3d 1321 (Fed. Cir. 2001) .......................................................................... 18 Seirus Innovative v. Cabelas, 827 F. Supp. 2d 1150 (S.D. Cal. Oct. 25, 2011) ..................................... 65, 66, 67 Semmler v. American Honda Motor Co., 990 F. Supp. 967 (S.D. Ohio 1997) .................................................................... 42 Sun Hill Industries, Inc. v. Easter Unlimited, Inc., 48 F.3d 1193 (Fed. Cir. 1995) ............................................................................ 54 Superior Merchandise Co. v. M.G.I. Wholesale Inc., 52 U.S.P.Q.2d 1935 (E.D. La. 1999) .................................................................. 54 Thomas America Corp. v. Fitzgerald, 869 F. Supp. 221 (S.D.N.Y 1994) ................................................................ 27, 42 Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 6 of 78 vi
TriMed, Inc. v. Stryker Corp., 608 F.3d 1333 (Fed. Cir. 2010) .......................................................................... 41 Victor Stanley, Inc. v. Creative Pipe, Inc., 2011 U.S. Dist. LEXIS 112846 (D. Md. Sept. 30, 2011), affd, 2013 U.S. App. LEXIS 10265 (Fed. Cir. Feb. 20, 2013) ................................................................................................................. 59, 60, 61 STATUTES 35 U.S.C. 171 .............................................................................................. 2, 25, 27 35 U.S.C. 101 ........................................................................................................ 26 35 U.S.C. 101, 171 .............................................................................................. 25 35 U.S.C. 102 .............................................................................................. 5, 39, 43 35 U.S.C. 102(b) ............................................................................................. 18, 33 35 U.S.C. 103(a) ..................................................................................................... 5 35 U.S.C. 171 .................................................................................................passim 35 U.S.C. 282 ........................................................................................................ 32 OTHER AUTHORITIES Fed. R. Civ. P. 56(c) ................................................................................................. 24 MPEP 1503.01 ...................................................................................................... 34 MPEP 1504(d) ....................................................................................................... 27 MPEP 1504(d) ..................................................................................................... 2, 4 Fed. R. Civ. P. 11 ..................................................................................................... 23 Fed. R. Civ. P. 12(b)(6) ................................................................................ 57, 58, 59
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INTRODUCTION In its Complaint, Hunters Edge asserts infringement of its design patents, namely Design Patent No. D560,745 (the 745 patent, Dkt. 1-1) and Design Patent No. D560,746 (the 746 patent, Dkt. 1-2) (collectively the Design Patents). The 745 patent claims the ornamental design for a turkey feather and head fan decoy, depicted in two figures which are photographic reproductions of a turkeys tail feather fan (with the head). Dkt. 1-1 at 1, 3-4. The 746 patent claims the ornamental design for a turkey feather fan decoy, depicted in three figures which are photographic reproductions of a turkeys tail feather fan (without the head). Dkt. 1-2 at 3-5. Both counts of Hunters Edges Complaint against Primos should be resolved on summary judgment on any of three independent grounds. First, the Design Patents are invalid because they do not include a new, original design but only photographic reproductions of actual turkey tail feather fans already existing in nature and widely known in the prior art. Purported inventor J amie Bulger photographed a turkey and then cut-and-pasted natures designsa natural form, in a natural poseinto his two patent applications; but this is not a protectable design. Such imitation of a natural form is unpatentable. 35 U.S.C. 171. Protectable designs must include a considerable departure from the natural formoften including fanciful, grotesque, exaggerated, or caricature- like changes. The Design Patents here do not include any originality and should Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 8 of 78 2
never have issued. See Manual of Patent Examining Procedure (MPEP) 1504(d) (A claim directed to a design for an article which simulates a well known or naturally occurring object or person should be rejected under 35 U.S.C. 171 as nonstatutory subject matter in that the claimed design lacks originality.). Accordingly, the Design Patents are invalid as a matter of law because they do not include a new, original designas required by statute. Second, the Design Patents are invalid as a matter of law because they are either anticipated or would have been obvious to one of ordinary skill designing turkey decoys. Here, two prior art turkey tail feather fan decoysthe J akester and the Pretty Boyeach disclose fundamentally the same overall visual impression and features shown in the Design Patents: photographic reproductions of a turkey tail feather fan for a decoy. Additionally, for years hunters have used real turkey tail feather fans and real stuffed turkey decoys while hunting turkeys, which are also prior art. Lastly, publications showing real, living turkeys also anticipate the Design Patents photographic reproductions of the real turkeys and these images have been available for decades. To the extent the prior art designs do not anticipate the Design Patents, the Design Patents are obvious as a matter of law. Third, ignoring the lack of originality and clear invalidity, Primos accused products do not infringe the Design Patents. Design patents have almost no Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 9 of 78 3
scope. See In re Mann, 861 F.2d 1581, 1582 (Fed. Cir. 1988). The sole test for determining design patent infringement is the ordinary observer test, which asks whether two designs are so similar that an ordinary observer would buy the accused product believing it was the patented design. See Egyptian Goddess, Inc. v. Swisa, Inc., 543 F.3d 665, 670 (Fed. Cir. 2008) (en banc). Here, no rational fact finder would determine that an ordinary observer would be deceived or confused. Primos accused products include additional features not found in the Design Patentsthey are life-like, full sized, three-dimensional turkey decoys, not just a tail feather fanconfirming a different overall impression and that Primos products do not infringe either design patent as a matter of law. MEMORANDUM I. UNDISPUTED MATERIAL FACTS AND STATEMENT OF ELEMENTS A. STATEMENT OF LEGAL ELEMENTS The statement of undisputed facts must be viewed in the context of the applicable legal elements. Therefore, Primos first provides the legal elements that govern the summary judgment issues presented in this Motion. Then it presents its statement of undisputed facts. 1. Originality For a design to be patentable it must be new, original, and ornamental. 35 U.S.C. 171 ([W]hoever invents any new, original and ornamental design for an Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 10 of 78 4
article of manufacture may obtain a patent therefor, subject to the conditions and requirements of this title.). A new and original design must be more than mere imitation or simulation of known or natural form designs. In re Smith, 77 F.2d 513, 513 (C.C.P.A. 1935) (Smith I); In re Smith, 77 F.2d 514, 515 (C.C.P.A 1935) (Smith II). Designs of objects found in nature must considerably deviate from natures blueprint. R.M. Palmer Co. v. Ludens Inc., 236 F.2d 496, 497-98 (3d Cir. 1956). [A] design which simulates an existing object or person is not original as required by the statute. Manual of Patent Examining Procedure (MPEP) 1504(d). To be protectable, a design must substantially depart from the naturally occurring form and the context of the design should be examined. Durdin v. Kuryakyn Holdings, Inc., 440 F. Supp. 2d 921, 936 (W.D. Wis. 2006) (design substantially departed from natural female form by omitting head, neck, and arms, and by applying it to a motorcycle part, not a doll or other human- shaped object). 2. Anticipation Anticipation derives from the Supreme Courts statement, over 125 years ago: [t]hat which infringes, if later, would anticipate, if earlier. Peters v. Active Mfg. Co., 129 U.S. 530, 537 (1889); see Bernhardt, LLC v. Collezione Europa USA, Inc., 386 F.3d 1371, 1378 (Fed. Cir. 2004) (applying rule to design patents). Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 11 of 78 5
Accordingly, the same standard used for infringement applies for determining anticipation when comparing the design claimed in a patent with the prior art: if, in the eye of an ordinary observer, giving such attention as a purchaser usually gives, two designs are substantially the same, if resemblance is such as to deceive such an observer, inducing him to purchase one supposing it to be the other, the first one is [anticipated] by the other. Id. Design patent anticipation requires showing that a prior art reference is alike in all material respects to the claimed invention. E.g., Hupp v. Siroflex of Am., Inc., 122 F.3d 1456, 1461 (Fed. Cir. 1997). But the law does not require exact copies of the patent design to find anticipation; instead, minor design differences do not defeat a finding of anticipation. E.g., High Point Design LLC v. Buyers Direct, Inc., 2014 WL 1244558, at *6 (S.D.N.Y March 26, 2014). 3. Obviousness Section 103 of the Patent Act sets forth the test for obviousness, stating: A patent may not be obtained though the invention is not identically disclosed or described as set forth in section 102 of this title, if the differences between the subject matter sought to be patented and the prior art are such that the subject matter as a whole would have been obvious at the time the invention was made to a person having ordinary skill in the art to which said subject matter pertains. 35 U.S.C. 103(a). In the design patent context, the ultimate question is whether the claimed design [as a whole] would have been obvious to the designer of Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 12 of 78 6
ordinary skill who designs articles of the type involved . . . the inquiry is whether one of ordinary skill would have combined teachings of the prior art to create the same overall visual appearance as the claimed design. Durling v. Spectrum Furniture Co., 101 F.3d 100, 103 (Fed. Cir. 1996). See also, High Point Design, LLC v. Buyers Direct, Inc., 730 F.3d 1301, 1313 (Fed. Cir. 2013) (the precedent of this court and our predecessor court assess obviousness in a design patent case from the viewpoint of an ordinary designer). Under 103, the scope and content of the prior art are to be determined; differences between the prior art and the claims at issue are to be ascertained; and the level of ordinary skill in the pertinent art should be resolved. See Graham v. John Deere Co., 383 U.S. 1, 17 (1966). When analyzing a design patent, obviousness is determined from the vantage of the designer 1 of ordinary capability who designs articles of the type presented in the application. Avia
1 The Federal Circuit teaches that the ordinary designer is the correct viewpoint for examining obviousness. Avia Group Intl, Inc. v. L.A. Gear California, Inc., 853 F.2d 1557, 1564 (Fed. Cir. 1988) (obviousness is determined from the vantage of the designer of ordinary capability who designs articles of the type presented in the application.) (quoting In re Nalbandian, 661 F.2d 1214, 1216 (C.C.P.A. 1981)). One Federal Circuit case, in dicta, suggested that obviousness could be performed from the ordinary observer viewpoint. See e.g., Intl. Seaway Trading Corp. v. Walgreens Corp., 589 F.3d 1233, 1243-44 (Fed. Cir. 2009). However, the Federal Circuit has recently clarified that obviousness is determinedas it has been for decadesfrom the viewpoint of an ordinary designer. High Point Design, 730 F.3d at 1313.
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Group Intl, Inc. v. L.A. Gear California, Inc., 853 F.2d 1557, 1564 (Fed. Cir. 1988) (quoting In re Nalbandian, 661 F.2d 1214, 1216 (C.C.P.A. 1981)). 4. Infringement The sole test for determining infringement of design patents is the ordinary observer test. Egyptian Goddess, 543 F.3d at 678. This test requires determining: if, in the eye of an ordinary observer, giving such attention as a purchaser usually gives, two designs are substantially the same, if the resemblance is such as to deceive such an observer, inducing him to purchase one supposing it to be the other, the first one patented is infringed by the other. Id. at 670 (quoting Gorham Co. v. White, 81 U.S. 511, 526-27 (1871)). Determining design patent infringement involves a two-step process. First, one must properly construe the claim to determine its meaning and scope. E.g., Elmer v. ICC Fabricating, 67 F.3d 1571, 1577 (Fed. Cir. 1995) (citing Markman v. Westview Instruments, Inc., 52 F.3d 967, 975 (Fed. Cir. 1995), affd, 517 U.S. 370 (1996)). Then, one must compare the properly construed claim to the accused design. Id. B. STATEMENT OF UNDISPUTED FACTS 1. The 745 Patent 1. Inventor J amie Bulger filed U.S. Patent Application No. 29/272,287 (the 287 application) on February 6, 2007, which later matured into the 745 Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 14 of 78
patent. head fan In the 28 n decoy co 87 applicat omprising t tion, Bulg the followi 8 er claimed ing figures d a design s: for a turk
key featherr and Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 15 of 78
9
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745 patent file history (Ex. A 2 ) at PRIMOS 000061-65. 2. On May 18, 2007, counsel for Bulger filed an Information Disclosure Statement identifying 32 prior art patents. Id. at PRIMOS 000053-55. Importantly, Bulger failed to disclose prior art products that employed photographic reproductions of turkey tail feathers or actual turkey tail feathers, which had existed in the marketplace for years prior to this application. Id. Primos Decl. 14-20. 3. The prior art closest to the claimed design that was disclosed in the Information Disclosure Statement included U.S. Patent No. 4,590,699 issued to David Nicks on May 27, 1986 (the Nicks patent) (Ex. B) and U.S. Design Patent No. D398,697 issued to Mark Scordo on September 22, 1998 (the Scordo patent) (Ex. C). Primos Decl. 12. The Nicks patent discloses a turkey tail fan decoy in line-drawing form with a head as shown below:
2 Exhibits referenced in this brief are attached to the simultaneously filed Declaration of Will Primos (Primos Decl.). Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 17 of 78
Ex. B at 4 drawing t Fig. 1. 4. The S g form. Th Scordo pat he front vie tent claims ew is show 11 s the design wn below: n for a turk
key tail fann decoy in line- Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 18 of 78
Ex. C at 5 (Patent oath or not sho descript 6 Bulger t Fig. 1. . On A t Office) declaration own, Figu tion. Ex. A 6. In re s duty of August 15, issued a N n was defe ure 3 mus A, 745 pat esponse, c disclosure 2007, the Notice of A ective and st be dele tent file his counsel for . In addit 12 e United St Allowabilit that becau eted along story at PR r Bulger tion, Bulge tates Paten ty to Bulg use the rea g with th RIMOS 000 verified th er claimed
nt and Tra er, but ind ar view of t he corresp 0044-46. he oath, a d that the r ademark O dicated tha the design ponding fi acknowled requiremen ffice at the was igure dging nt to Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 19 of 78
cancel F fan is th cancelat 7 turkey below: Figure 3 w he same as tion of Fig . There feather an was improp s on the oth gure 3. Id. eafter, the nd head fa per becaus her side of at PRIMO 745 paten n decoy a 13 e the view f the fan, OS 00039-4 nt issued cl as shown a w of the tu but nevert 40. laiming an and descri urkey on o theless acq n ornament ibed in Fi
one side of quiesced to tal design f gures 1 an f the o the for a nd 2 Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 20 of 78
Dkt. 1-1 8 Bulger which m 292 ap See 74 best illu
3 The f patent. file hist 1. 3
2. . On F filed U.S matured in pplication a 6 file histo ustrates the
figures in This is lik tory. The 746 February 6 . Patent A nto the 74 and the 28 ory (Ex. D e claimed s
the origin kely the res 6 Patent 6, 2007 (th Application 46 patent. 87 applica D) at PRIM subject mat nal applica sult of poor 14 he same d n No. 29/2 Dkt. 1-2. ation is tha MOS 00011 tter: tion appea r quality ph day he file /272,292 ( The only at the turke 3-117. Fi ar to be d hotocopies ed the 28 (the 292 y differenc eys head i igure 2 of t different fr s of the app
7 applicat applicatio ce between is not claim the applica rom the is plication in ion), on), n the med. ation sued n the Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 21 of 78
Id. at PR 9 Informa prior ar patents, disclose product decoys 20. 1 Allowab RIMOS 00 9. In th ation Discl rt patents. , which de ed. Primo ts that use or real, ac 0. On bility, indi 00116. he 292 a losure Stat Id. at P epict line-d s Decl. 1 ed photogr ctual turkey August 1 icating tha application tement as PRIMOS 0 drawn turk 12. Once raphic repr y tail feath 18, 2007, at the oath 15 n, Bulger filed in th 000099-10 key tail fe again, Bu roductions her designs the Pate was defec s counsel he 287 ap 1. Again eathers, w ulger failed s of turkey s. Id.; Pri ent Office ctive, and l filed th pplication n, the Nick were the cl d to disclos y tail feath imos Decl. e issued indicating
e exact s disclosing ks and Sc osest prio se the prio hers in tu . 11-13, a Notice g that Figu same g 32 ordo r art or art urkey , 14- e of ure 3 Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 22 of 78 16
must be deleted along with the corresponding figure description because the rear view of the design was not shown or described in the specification. Id. at PRIMOS 000090-92. 11. On October 10, 2007, Bulgers counsel again asserted that the oath was proper and stated that the view of the turkey on one side of the fan is the same as on the other side of the fan and thus Figures 2 and 3 do not require revision, but acquiescing to the cancelation of Figure 3. Id. at PRIMOS 000085- 86. 12. On J anuary 29, 2008, the 746 patent issued claiming a turkey feather fan decoy as shown in the following drawings: Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 23 of 78
17
Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 24 of 78
Dkt. 1-2 submitt submitt turkeys a correc indicatin were v that issu 1 1-1 at p 2. Figure ed. Figu ed. The cl s tail feathe cted design ng that Fig virtually th ued as the 3. Both .1; Dkt. 1- es 1 and 2 re 3 appe laimed des er. See id. n, criticizin gure 3 wa he same ph 745 paten of the Des -2 at p. 1. appear to ears to be sign is clea at PRIMO ng the qual as correctl hotographs nt). sign Patent 18 o be poor a higher arly a phot OS 000080 lity of Figu ly publishe s as those ts have bee quality co r quality c tographic r 0 (Bulger re ures 1 and ed, and re e submitted en assigned opies of th copy of th reproductio equesting t 2 in the pr epresenting d in the 2 d to Hunte
he photogr he photog on of an ac the issuanc rinting proc g that all t 287 applica ers Edge. raphs graph ctual ce of cess, three ation Dkt. Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 25 of 78 19
3. Bulger Failed to Disclose Prior Art 14. Both of the Design Patents were filed on February 6, 2007meaning the critical date 4 for prior art is February 6, 2006. 35 U.S.C. 102(b). 15. Several turkey tail feather fan decoys were publicly available and offered for sale well before the critical date of the Design Patents. First, Flambeau, Inc. (Flambeau)a turkey decoy competitor of Primossold a turkey tail feather fan decoy called the J akester Fantail Turkey Decoy (J akester) at least as of 2002. Page 22 of Flambeaus 2002 catalog (Ex. E at PRIMOS 000018), shows the J akester, which is a photographic reproduction of a turkeys tail feather fana jake in particular. 5 Primos Decl. 15. A photograph of the J akester from Flambeaus 2002 catalog is provided below:
4 The critical date for purposes of applying Section 102(b) prior art is the date exactly one year prior to the date of application for the patent. Scaltech, Inc. v. Retec/Tetra, LLC, 269 F.3d 1321, 1327 (Fed. Cir. 2001). 5 A jake is a juvenile male turkey; a tom is a mature male turkey. The top tail feathers of a jake are often longer than the other tail feathers. All of the tail feathers of a tom are the same length. Primos Decl. at 15, n. 2, 37, 43. Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 26 of 78
Id. at PR PRIMO 1 CARRY its prod real turk fans. P Carry-L Decl. below: RIMOS 00 OS 000021 6. Secon Y-LITE bra duct line. key tail fe Primos Dec Lites 2006 16. The 00018. Se (depicting nd, Pradco and. In 20 The Pretty eather fans cl. 16, 6 Product G Pretty Bo ee also Cab g the J akest o, another 005, Carry- y Boy is a and photo 30, 37-38; Guide (Ex. oy decoy d 20 belas Spri ter decoy). Primos c -Lite adde mature tom ographic r ; Ex. G (w . H), inclu depicted on ing Turkey . competitor, d the Pret m turkey d reproductio website adv uded the Pr n the Carr y 2004 cata , sells dec tty Boy tu decoy that ons of turk vertising o retty Boy d ry-Lite web alog (Ex. F coys under urkey deco t employs key tail fea of Pretty B decoy. Pri bsite is sh F) at r the oy to both ather Boy). imos hown Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 27 of 78
Ex. G, E 1 feather to the c Bulger from y Ex. L, T
6 Ex. L because Ex. H at PR 7. Third fans and/o critical dat admits on years of h TransFan V
(Hunters e of its fil RIMOS 00 d, hunters or full stuff te of the a Hunter his own use Video, at 0
Edge Tran le type an 00024. sincludin fed turkeys Design Pa s Edge vid e and his b 0:12-00:26 nsFan Vide nd file siz 21 ng Bulger s as decoys atents. Pr deo that th brothers u 6. 6 In addi eo) is bein e. A cop r himself s in huntin rimos Decl he inspirati use of a rea ition, the in ng submitte py of this
used re ng turkeys l. 16-1 ion for his al turkey t nspiration ed by conv video an al turkey for years p 9, 39, 42, s designs c tail feather for Primos ventional f nd a Notic tail prior , 46. came r fan. s B- filing ce of Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 28 of 78 22
Mobile productaccused of infringement in this casewas a full, stuffed (taxidermized) tom turkey used as a decoy by Primos hunters and affectionately named Bob. B-Mobile is short for Bob Mobile. Primos used Bob as a decoy on videoed turkey hunts prior to the critical dateincluding in 2005. Primos Decl. 19; Ex. Q, Primos 2005 Truth Video. 7 These prior usesmade publicly available by Primos before the critical dateconstitute prior art to the Design Patents. 18. Fourth, published prior art photographs of actual living turkeys had been available for decades prior to the critical date of the Design Patents. Primos Decl. 17; e.g., Ex. P, National Wild Turkey Federation (NWTF) Websites. Any exemplary photo of a live turkey showing its tail feather fan design constitutes prior art that should have been disclosed. 35 U.S.C. 102(b) (prior art that precludes a patent includes inventions shown in a printed publication). For example, website publications of photos showing real turkeys from a well-known
Conventional Filing have been sent via United States mail to both the Court and opposing counsel on October 24, 2014. It is Primos understanding that the Court will then upload a copy of Ex. L for the record. 7 Ex. Q (Primos 2005 Truth Video) is being submitted by conventional filing because of its file type and file size. A copy of this video and a Notice of Conventional Filing have been sent via United States mail to both the Court and opposing counsel on October 24, 2014. It is Primos understanding that the Court will then upload a copy of Ex. Q for the record. Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 29 of 78 23
industry sourcethe National Wild Turkey Federation (NWTF)were available at least by 2004 and 2006. Ex. P, NWTF Websites; Primos Decl. 17, 40. 8
19. None of the prior artincluding the J akester, the Pretty Boy, the real stuffed turkey decoys, the real turkey tail feather fan decoys used by hunters, and the publications showing photos of living turkeys having tail feather fanswas disclosed to the Patent Office during prosecution of the Design Patents. Primos Decl. 11-12, 15-20. Had these prior art turkey decoys been available to the Patent Office, the Design Patents would not have issued. Primos Decl. 20. 4. The Abandoned 2009 Claim 20. On March 4, 2009, Hunters Edge and Bulger, through its patent counsel, sent a cease and desist letter to Primos. A copy of that letter is attached (Ex. I).
8 Primos provides the exemplary 2004 and 2006 National Wild Turkey Federation (NWTF) websites (Ex. P) using the Internet Archive Wayback Machine. The Wayback Machine printouts remain publicly available at www.archive.org. The Wayback Machine is a website operated by the Internet Archive, which is a non- profit organization. The Wayback Machine provides users access to a digital library of archived webpages. The Internet Archives mission is to preserve information contained on the Internet and provide permanent access to collections that exist in digital format. The Wayback Machine allows a user to access an archived webpage by typing in a website address and specifying the applicable date. The Wayback Machine websites are admissible as evidence of prior art. Sams Riverside, Inc. v. Intercon Solutions, Inc., 790 F. Supp. 2d 965, 981 (S.D. Iowa 2011). The authenticating affidavit of Internet Archive that runs the Wayback Machine will be subsequently filed. Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 30 of 78 24
21. On April 15, 2009, Primos responded, after reviewing the Design Patents and their respective file histories (Ex. J ). Specifically, Primos identified the J akester and the Pretty Boy prior art that were not disclosed by Bulger to the Patent Office during prosecution and which invalidate the Design Patents. Primos also asserted that due to Bulgers non-disclosure of these prior art designs, issues of inequitable conduct likely rendered the patent unenforceable. Primos believed the issues had been resolved when it sent its letter. Primos Decl. 23. 22. Following Primos letter, Hunters Edges/Bulgers patent counsel never further asserted any claim. Primos Decl. 24. 23. Since 2009, Primos has continued to sell its three-dimensional turkey decoy products having a turkey feather fan, and has expanded its product line. Primos now sells the B-Mobile and the Killer B products. Primos Decl. 25. Primos decoy products are life-like, full sized, three-dimensional plastic turkey decoysas shown by the B-Mobile and Killer B products depicted below. Primos Decl. 19, 25, & 49-52. Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 31 of 78
2 counsel B not rais a matter I. T T as to an See Fed K 24. Five l, filed the p Because the e any genu r of law on THE SUM The court s ny material d. R. Civ. Killer B Pr years aft present Co e lack of o uine issue n summary MMARY JU should ente fact, entit P. 56(c); roduct (left ter its init omplaint. originality of materia y judgment ARG UDGMEN er summar ling the m Anderson 25 ft), B-Mobi tial letter, y, invalidity al fact, this in favor o GUMENT NT STAND ry judgmen moving part n v. Liberty ile Product Hunters y, and non case can a of Primos. T DARD nt where t ty to a judg ty Lobby, I t (right) Edge, w n-infringem and should there is no gment as a Inc., 477 with non-pa ment issue d be decide o genuine i a matter of U.S. 242,
atent es do ed as issue law. 250 Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 32 of 78 26
(1986). The party seeking summary judgment has the initial burden to demonstrate the absence of any genuine issue of material fact. Celotex Corp. v. Catrett, 477 U.S. 317, 323 (1986). While the Court draws all reasonable inferences in favor of the non-movant, the movant does not need to disprove matters that the non-movant must prove at trial. Id. When the movant meets its burden, the burden shifts to the non-movant to provide specific facts showing that there is a genuine issue for trial. Matsushita Elec. Indus. Co. v. Zenith Radio Corp., 475 U.S. 574, 586 (1986). II. THE DESIGN PATENTS LACK PATENTABLE ORIGINALITY The Design Patents purport to protect photographic reproductions of real turkey tail feathers and therefore lack the originality required by the Patent Act. Design patents issue to [w]hoever invents any new, original and ornamental design for an article of manufacture. 35 U.S.C. 171. [D]esign patents have almost no scope. See In re Mann, 861 F.2d 1581, 1582 (Fed. Cir. 1988). Design patents protect only the novel, non-functional aspects of an ornamental design. Id. A design patent directed to a design occurring in nature is invalid as non- original. 35 U.S.C. 171. Design patents directed to a natural form, in a natural pose are invalid as a matter of law. Smith I, 77 F.2d at 513; Smith II, 77 F.2d at 515. A mere imitation or reproduction of a naturally occurring design is not protectable. E.g., Smith II, 77 F.2d at 515 (finding mere simulation or imitation Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 33 of 78 27
of natural forms, which any artisan has the right to apply to any object, is not properly the subject of a patent.). Rather, some grotesqueness, exaggeration, or considerable departure from the natural formnot just simulation or replicationis required. Id.; Smith I, 77 F.2d at 514; R.M. Palmer Co. v. Ludens Inc., 236 F.2d 496, 497-98 (3d Cir. 1956) (Fanciful, decorated productions of ornamented caricatures as patentable). Ideas directed to non-eligible subject matter cannot be patented; if the Patent Office mistakenly issues a patent on such subject matter, the patent is invalid. See 35 U.S.C. 101, 171; Animal Legal Def. Fund v. Quigg, 932 F.2d 920, 929-30 (Fed. Cir. 1991) ([W]hether patents are allowable for [challenged subject matter] is not a matter of discretion, but of law . . . Either the subject matter falls within Section 101 or it does not.). 9 The non-eligible subject matter categories include laws of nature, natural phenomena, and abstract ideas. See, e.g., Diamond v. Chakrabarty, 447 U.S. 303, 309 (1980) (Such discoveries are manifestations of . . . nature, free to all men and reserved exclusively to none.) (quoting Funk Bros. Seed Co. v. Kalo Inoculant Co., 333 U.S. 127, 130 (1948)); see also
9 The case law clarifies the relationship between 101 and 171, stating that the tests for determining the validity of a design patent issued pursuant to 35 U.S.C. 171 are identical to those for determining the validity of a utility patent issued pursuant to 35 U.S.C. 101. In re Klein, 987 F.2d 1569, 1570 (Fed. Cir. 1993). Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 34 of 78 28
Diamond v. Diehr, 450 U.S. 175, 185 (1981); Parker v. Flook, 437 U.S. 584 (1978). While the law does not prohibit patent protection of depictions modifying designs found in nature (i.e., babies, women, animals), to be protectable a design must substantially depart from the naturally occurring form. Durdin v. Kuryakyn Holdings, Inc., 440 F. Supp. 2d 921, 936 (W.D. Wis. 2006) (design substantially departed from natural female form by omitting head, neck, and arms, and by applying claimed design to a motorcycle part, not a doll or other human-shaped object). If a design lacks this departure from naturethus lacking originalitythe design is invalid because it merely simulates a naturally-occurring design that an applicant did not invent. See MPEP 1504(d) (A claim directed to a design for an article which simulates a well known or naturally occurring object or person should be rejected under 35 U.S.C. 171 as nonstatutory subject matter in that the claimed design lacks originality.); Smith II, 77 F.2d at 515. A design depicting an animal that is not stylized, caricaturized, or abnormal in any way is not patentable. MPEP 1504(d) (providing form rejection for when an animal which is not stylized or caricatured in any way); Smith I, 77 F.2d at 514. Further, even non-natural animal designs similar to other well-known, non- natural animal designs are not original. See Knickerbocker Plastic Co. v. B. Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 35 of 78 29
Shackman & Co., 184 F.2d 652, 654 (2d Cir. 1950) (the Disney product had so popularized the not too unusual idea of a grotesque animal design for this particular fowl that more than this type of change would appear to be needed to show invention.). See also Thomas America Corp. v. Fitzgerald, 869 F. Supp. 221, 225 (S.D.N.Y 1994) (simulated antique telephone not patentable: Simply put, Fitzgerald has done too good a job of reproducing early twentieth century public domain phones . . . .); Neo-Art Inc. v. Hawkeye Distilled Products Co., 2 U.S.P.Q.2d 1371, 1374 (C.D. Cal. 1987) affd, 883 F.2d 1027 (Fed. Cir. 1989) (invalidating patent for alcoholic beverage dispenser imitating medical intravenous fluid dispenser from M*A*S*H show: The Court is aware of no case . . . in which a court has held that simply designing one product to look like another, the design for which has long been in the public domain, entitles the designer to patent protection.). In addition, the designs contextmeaning the type of product on which the designed is used forsignificantly impacts the non-originality analysis. See Smith I, 77 F.2d at 513-14 (determining design imitating a baby used for baby dolls not patentable); Durdin, 440 F. Supp. 2d at 936 (finding human female design patentable because it was applied to a motorcycle part, not a doll or other human- shaped object). Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 36 of 78 30
The Design Patents at issue here are directly analogous to the baby designs used for baby dolls in Smith I and Smith II. E.g., Smith I, 77 F.2d at 513. There, the court described the design as follows: [t]he figure of the infant seems to be that of one about one year of age, and, so far as can be detected, is a representation of a normal child of that age, with no unusual features not found in the ordinary child. Id. The court found the baby doll designs invalid because the purported inventor merely took a natural form, in a natural pose, and utilize[d] it as his design. Id.; Smith II, 77 F.2d at 514 (It seems to us that there is no such departure from the natural form as to render the design sufficiently distinctive in this respect to merit allowance of the claim.). A similar analysis applies here. Bulger merely obtained a photograph of the natural form of a turkey tail feather fan and then reproduced it on a synthetic material to look exactly like the turkey tail feather fan in the photograph. No original design exists, and thus no patentable subject matter exists. Hunters Edges advertising for its patented product belies any claim of originality. Its website states: The TransFan [the patented product] replicates a gobbler in full strut . . . the TransFan is so lifelike, it could be mistaken for the real thing. See Hunters Edge website (Ex. K). Additionally, the Hunters Edge website has a link for a video in which Bulger discusses the impetus for his invention: a real Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 37 of 78 31
turkey tail feather fan used by his brother and others to hunt turkeys for several years before Bulgers purported invention. Bulger states on the video that in designing his tail feather fan, he wanted to make it look as realistic as we can. See TransFan Video (Ex. L) http://www.hunters- edge.com/movies/TransFan%20promo.html, at 02:11. But Hunters Edge is not unique in trying to make and sell products that look exactly like the turkeys found in nature. Carry-Lite, maker of the Pretty Boy, claims: Our only real competition is Mother Nature. Ex. G, EBSCO website (italics original). The Carry-Lite catalog describes the Pretty Boy as the most realistic strutting tom decoy on the market! Ex. H, Carry-Lite 2006 Product Guide at PRIMOS 000024. The Pretty Boy gobbler uses an artificial fan (included) or you can dry a real turkey fan and use it for added realism (instructions for creating your own decoy fan are included). Id. Likewise, Flambeaus J akester product is advertised to mimic a real turkey: because [the J akester] has a realistic jake fan tail in full strut printed on both sides of the poly vinyl body, toms will circle it looking for the head which means youre guaranteed a shot no matter where you set up. See http://coolhuntingstuff.com/hunting-decoys/flambeau-outdoors-jakester-fantail (Ex. M). See also Exs. E (moves like a real turkey fan in the slightest breeze) Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 38 of 78 32
and F (J akester strutting fantail decoy is the easy way to create the illusion of a jake strutting his stuff to a receptive hen). Even Primos advertising shows that its accused products derive from the desire to mimic a real turkey: The plan to hatch B-MOBILE started with a real stuffed gobbler we named Bob. He wasnt the easiest thing to carry around in the woods, but he got the job done. We decided to try and build a decoy that worked as well as Bob but was more mobile. After working with prototypes of full strutting gobblers, we finally had it all come together with B-MOBILE, short for Bob-mobile. Now you can all have all the benefits of a mounted gobbler in an easy to carry unit. Primos website (Ex. N). None of the prior art designs, nor Bulgers Design Patents satisfy the originality standard of the Patent Actespecially because the prior art real, living turkey tail feather designs have been known and published for decades. E.g., Ex. P, NWTF Websites. Simply copying Mother Natureby photographing a real turkeys tail feather fan (and head)is not enough to enjoy a monopoly granted by the patent system. 10
10 Primos does not propose a categorical prohibition on patenting naturally occurring animals or other designs. Rather, in order to enjoy design patent protection, the inventor must add originality and do something more than merely photograph, imitate, or mimic naturally occurring designs. See Smith I, 77 F.2d at 513-14 (distinguishing other baby doll designs as patentable because they had unusual, striking features, departing from the ordinary.). Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 39 of 78 33
The Design Patents claim photographic reproductions of a real turkey tail feather fan and head as they exist in a natural form and in a natural pose. By photographing a real turkeys tail feather fan, and reproducing it on a fabric so that it looks as realistic as possible, Bulger confesses that no originality exists. His unpatentable invention looks just like the real turkey photographed. Therefore, the Design Patents are invalidencompassing only non-original, non-statutory subject matter. See 35 U.S.C. 171. Accordingly, as a matter of law, summary judgment should be granted in Primos favor. III. THE PATENTED DESIGNS ARE EITHER ANTICIPATED OR OBVIOUS IN LIGHT OF PRIOR ART DECOYS THAT USE ACTUAL OR PHOTOGRAPHIC REPRODUCTIONS OF ACTUAL TURKEY TAIL FEATHERS The Courts analysis can and should end with the lack of originality. There is no place in design patent law for protection of photographic reproductions of real turkey tail feather fans (with or without heads), which is what Bulger patented. Nevertheless, if the Court overlooks this dispositive lack of originality, the Design Patents are also invalid because they are anticipated and/or rendered obvious by the prior art. Patents are presumed valid under 35 U.S.C. 282. However, questions of validity are matters of law appropriate for summary judgment. See Ryko Mfg. Co. v. Nu-Star, Inc., 950 F.2d 714, 716 (Fed. Cir 1991). The burden of showing Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 40 of 78 34
invalidity by clear and convincing evidence rests on the party asserting invalidity. Microsoft Corp. v. i4i Ltd. Pship, 131 S. Ct. 2238, 2239 (2011). This burden is more easily met where a challenger relies on prior art not previously considered by the Patent Office when examining the patent. Ryco, Inc. v. Ag-Bag Corp., 857 F.2d 1418, 1423 (Fed. Cir. 1988). Here, the prior art at issue concerns: published photographs of actual turkeys; actual stuffed turkeys; real turkey tail feather fans; and photographic reproductions of turkey tail feather fans used in commercial products (the Flambeau J akester and the Carry-Lite Pretty Boy). Primos Decl. 15-20, 23. None of this prior art was considered by the Patent Office during the prosecution of the 745 and the 746 patents. See, e.g., Exs. A and D. This prior art illustrates that the design is anticipated or rendered obvious; therefore the Design Patents are invalid. A. THE DESIGN PATENTS ARE ANTICIPATED A design patent is invalid if the claimed designs are anticipated by a public use, a patent, or a printed publication available more than a year before the patents filing date. See 35 U.S.C. 102(b). Federal courts have long established that the same test must be used for anticipation and infringement. The Supreme Court stated: [t]hat which infringes, if later, would anticipate, if earlier. Peters v. Active Mfg. Co., 129 U.S. 530, 537 (1889); Bernhardt, 386 F.3d at 1378 (applying Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 41 of 78 35
rule to design patents). Thus, the sole test for patent invalidity by anticipation is the ordinary observer testthe test for infringement. 11 Intl Seaway, 589 F.3d at 1240 (citing Egyptian Goddess, 543 F.3d at 678). The anticipation test requires the Court to 1) construe the claimed design, and 2) compare the claimed design to each anticipatory reference. OddzOn Prods., Inc. v. Just Toys, Inc., 122 F.3d 1396, 1404 (Fed. Cir. 1997). The ordinary observer test requires considering the claimed design as a whole while determining differences between the claimed and the anticipatory designs. Egyptian Goddess, 543 F.3d at 675. This mandated overall comparison should address significant differences between the two designsnot minor or trivial differences that necessarily exist between any two designs that are not exact copies. Intl Seaway, 589 F.3d at 1243; Hupp v. Siroflex of America Inc., 122 F.3d 1456, 1461 (Fed. Cir. 1997). J ust as minor differences between a patented design and an accused articles design cannot . . . prevent a finding of infringement so too minor differences cannot prevent a finding of anticipation. Intl Seaway, 589 F.3d at 1243 (internal references omitted).
11 As established, the ordinary observer test provides that if, in the eye of an ordinary observer, giving such attention as a purchaser usually gives, two designs are substantially the same, if the resemblance is such as to deceive such an observer, inducing him to purchase one supposing it to be the other, the first one patented is [anticipated] by the other. Egyptian Goddess, 543 F.3d at 678 (citing Gorham, 81 U.S. at 528). Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 42 of 78 36
1. Claim Construction As to the first step, the Court should construe the claimed design in the 745 and the 746 patents as they were presented and prosecuted at the Patent Office. Design patents are typically claimed as shown in the drawings and claim construction must be adapted to a pictorial setting. See, e.g., Contessa Food Prods., Inc. v. Conagra, Inc., 282 F.3d 1370, 1377 (Fed. Cir. 2002) (construing a design patent claim as meaning a tray of a certain design as shown in Figures 1 3). An illustration often depicts a design better than it could be by any description and a description would probably not be intelligible without the illustration. Dobson v. Dornan, 118 U.S. 10, 14 (1886); MPEP 1503.01([A]s a rule, the illustration in the drawing views is its own best description.). Written detailed descriptions of the features shown in the drawings may be used for claim construction, but are not required and simply aid in determining infringement based on the patent figures themselves. E.g., Crocs, 598 F.3d at 1302; Egyptian Goddess, 543 F.3d at 679. The detailed description translates the patent drawings into words that evoke the visual image of the claimed design. Durling, 101 F.3d at 103. The description must be specific enough to evoke a visual image constant with the claimed design. Id. at 104. [D]esign patents are entitled to almost no scope beyond the precise content of the patent drawings. Brooks Furniture Mfg., Inc. v. Dutailier Intl, Inc., 393 F.3d 1378, 1383 (Fed. Cir. Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 43 of 78 37
2005) (emphasis added) (citing Elmer, 67 F.3d at 1577). Finally, a proper construction focuses on the overall visual impression of the designs ornamental features. OddzOn Prods., 122 F.3d at 1405. The 745 patent simply claims a semi-circular shaped reproduction of a natural turkeys tail feather fan and the turkeys head. The 746 patent design shows a semi-circular shaped reproduction of a natural turkey tail feather fan, not including the turkeys head. The prosecution history makes clear that both designs are photographic reproductions. See 746 file history (Ex. D) at PRIMOS 00008 (confirming both applications employ virtually the same photographs). Accordingly, the 746 patent should be construed as designs comprising a semi-circular shaped photographic reproduction of a natural turkey tail feather fan. The 745 patent should be construed as designs comprising a semi- circular shaped photographic reproduction of a natural turkey tail feather fan and turkeys head. This construction of the Design Patents is consistent with the file history, and the inventors personal description in a video describing his alleged invention. See Hunters Edge website video (Ex. L). This description likewise follows the explanation of the commercial product on Hunters Edges website. See Ex. K. There is nothing in the file history that would suggest a more narrow construction of the claimed designs. Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 44 of 78 38
2. The Design Patents Are Anticipated Turning to anticipation, Primos first addresses the 746 patent. The claimed design is a semi-circular shaped photographic reproduction of a natural turkey tail feather fan as shown below:
This design is clearly anticipated. The prior art discloses the same semi- circular shaped photographic reproduction of a natural turkey tail feather fan. The J akester and the Pretty Boy photographically reproduce natural turkey tail feather fans having the same overall semi-circular shape with only minor, non-material differences. Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 45 of 78
L photogr claimed In fans by feather explicitl turkey years. turkey t and num alone, a before t Prior Like the de raphic repr d designs in n addition y turkey hu fan also ly admit th tail feathe Hunters tail feather merous oth and as part the critical r Art J akest sign claim roduction) n the Desig to comme unters to anticipates hat they p er fans wi Edge web r fans were her resourc t of Bob, t l date of th ter med in the a natural t gn Patents. ercially so simulate ( s the claim ersonally th real tur bsite video e the inspir es confirm the stuffed he 746 pat 39
746 patent turkey tail . ld decoys, (or duplica med desig along wi rkey tail f o (Ex. L), a ation for th m the public d tom turke tent. Prim Prior A t, these prio feather fa , the use o ate) the lo gns. Mr. ith other h feather rep at 00:12-0 he claimed c use of rea ey, publicl mos Decl. a Art Pretty B or art desig an and thus of real turk ook of a r Bulger an huntersu production 00:26. Ind d design. I al turkey t ly used by at 18-20 Boy gns mimic s anticipate key tail fea real turkey nd his bro used all-na ns for sev deed, these Id. Mr. Pri ail feather y hunters y 0; Exs. L, N
(via e the ather y tail other atural veral real imos fans years N, O Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 46 of 78 40
& Q. The use of a real turkey tail feather fan clearly anticipates the claimed designs, which are merely a photographic reproduction of the same actual turkey tail feather fan. Further, publications showing live turkeysapart from the all-natural turkey decoys described abovealso anticipate the claimed designs. Published photographs of the undeniable existence of living turkeys with Mother Natures ornamental designhaving tail feather fansare attached as Ex. P. These 2004 and 2006 websites show pictures of all-natural living turkeys having the same tail feather designs as the Design Patents. Accordingly, the designs are anticipated. The High Point Design LLC v. Buyers Direct Inc., 2014 WL 1244558, at *2, 6-7 (S.D.N.Y. March 26, 2014) case illustrates that the Design Patents here are anticipated and thus invalid. In High Point, the court determined each of two prior art referencesthe Penta and the Laurel Hillinvalidated the fuzzy slipper patent based on the courts broad claim construction. Id. at *6-7. The Penta prior art design and the invalid patent design are shown below. Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 47 of 78 41
The court determined on summary judgment that both prior art designs independently invalidated the patent because each conveyed the same overall visual effect as the claimed slipper. Id. In addition, the court disregarded an experts close study and opinion identifying indistinguishable differences as completely unnecessary and irrelevant to the ordinary observer test. Id. at *7. The court confirmed that the law does not require identical designs for finding anticipation; rather, minor, trivial differences do not defeat a finding of anticipation. Id. at *6 (citing Intl Seaway, 589 F.3d at 1243). The court also questioned how the invalid fuzzy slipper design even issued as a patent. Id. at *7 ([h]ow and why the 183 Patent ever issued in the first instance given its lack of novelty is known only to the PTO; nevertheless, that patent grant is without real force because the Court finds the patent invalid under 35 U.S.C. 102.). Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 48 of 78
T Patents Pri Pri T because natural and the impress by an or The prior ar as anticipa or Art J ake ior Art Rea The J akeste e each illu turkey tail e Pretty Bo sion of a ph rdinary ob rt dictates t ated, as sho ester (left), al Live Tur er and the ustrates a l feather fa oy, like sh hotographi server. the same r own below , 746 Pate rkey NWT e Pretty B semi-circu an. The in hading and ic reprodu 42 esult here w. ent (middle TF Website Boy prior ular shaped nsubstantia d texture, ction of tu invalidat e), Prior A e (left), Tra art anticip d photogr al differenc do not ch urkey tail f ting both th Art Pretty B ansFan Vid pate the D raphic repr ces betwee hange the feather fan he Design Boy (right)
deo (right) Design Pat roduction en the J ake overall vi as determ
tents of a ester isual mined Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 49 of 78 43
In addition, the real turkey tail feather fan public uses (Ex. L; Primos Decl. 18), the prior art publications of turkey photographs (Ex. P, NWTF Websites), and the real turkey tail feather fan on Primos Bob decoy (Ex. Q, Primos 2005 Truth Video; Primos Decl. 15-20) also convey the same overall impression to an ordinary observer as the Design Patents photographic reproductions of the same thing. Like the fuzzy slipper design, the Design Patents should never have issued and have no real force. 2014 WL 1244558, at *7. As a matter of law they are anticipated and invalid. B. THE DESIGN PATENTS ARE OBVIOUS The general obviousness analysis for patents includes several inquiries: (1) determination of the scope and content of prior art; (2) ascertainment of the differences between the prior art and the claim at issue; (3) resolution of the level of ordinary skill in the pertinent art; and (4) consideration of secondary circumstances such as commercial success, long felt but unresolved needs, and failure of others. See Graham v. John Deere Co., 383 U.S. at 17-18. Summary judgment of obviousness is appropriate if the content of the prior art, the scope of the patent claim, and the level of ordinary skill in the art are not in material dispute, and the obviousness of the claim is apparent in light of these factors. TriMed, Inc. v. Stryker Corp., 608 F.3d 1333, 1341 (Fed. Cir. 2010) (citing KSR Intl Co. v. Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 50 of 78 44
Teleflex Inc., 550 U.S. 398, 427 (2007)). Where there is no genuine issue regarding the underlying facts, summary judgment may be granted on the issue of obviousness even though the ultimate conclusion of obviousness may be disputed and even though some facts favor obviousness and some non-obviousness. Semmler v. American Honda Motor Co., 990 F. Supp. 967, 974 (S.D. Ohio 1997) (citing Newel Companies, Inc. v. Kenney Mfg. Co., 864 F.2d 757 (Fed. Cir. 1988)). In the design patent context, the ultimate obviousness question is whether the claimed design [as a whole] would have been obvious to the designer of ordinary skill who designs articles of the type involved . . . the inquiry is whether one of ordinary skill would have combined teachings of the prior art to create the same overall visual appearance as the claimed design. Apple, Inc. v. Samsung Elecs. Co., 678 F.3d 1314, 1329 (Fed. Cir. 2012) (quoting Durling, 101 F.3d at 103). In addition to directly comparing the patented designs to specific prior art designs, other naturally-occurring designs in the public knowledge should also be considered. See, e.g., In re Finch, 535 F.2d 70, 72 (C.C.P.A. 1976) (finding human body design obvious because use known for 10,000,000 years and in virtually every art form for centuries); Thomas America, Corp. v. Fitzgerald, 869 F. Supp. 221, 225 (S.D.N.Y 1994) (Unpatentable material is not only that which is known to the public, but also that which is readily deducible from publicly Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 51 of 78 45
available material by a person of ordinary skill in the pertinent field of endeavor.) (citing Bonito Boats, Inc. v. Thunder Craft Boats, Inc., 489 U.S. 141, 150 (1989)). Slight modifications of prior art designs, such as dimensions or length, do not make a design non-obvious and are the work of a mechanicnot an inventor. See Bonito Boats Inc. v. Thunder Craft Boats Inc., 489 U.S. 141, 149-50 (1989); Neo-Art, Inc. v. Hawkeye Distilled Prods. Co., 883 F.2d 1027, 1027 (Fed. Cir. 1989) (finding only dissimilar element compared to prior art was change in length that failed to render design non-obvious). 1. Level of Ordinary Skill in the Art The person of ordinary skill in the art is a hypothetical person who is presumed to know all the relevant prior art, which includes all publicly available publications, among other things. See In re GPAC, Inc., 57 F.3d 1573, 1579 (Fed. Cir. 1995); 35 U.S.C. 102. Based on the Design Patents subject matter, the innovation level and required technical background of a person of ordinary skill in this art is low. This level of ordinary skill would not require an advanced education, specialized training, scientific or technical experience, or expert knowledge; it would only require knowledge of what a turkey tail feather fan looks like. Any person with experience designing a turkey decoy would qualify as a person of ordinary skill in the art, regardless of education. Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 52 of 78
P specific living tu turkey t Howeve anticipa A compris turkey construe natural T 2. Primos beli cally, the J a urkeys (N tail fan fea er, to the ated, they a As establish sing a sem tail feathe ed as comp l turkey ta These claim The Hun ieves that akester, th NWTF web athers by h extent th are invalid hed, the cl mi-circula er fan with prising a s ail feather med design nters Edg the Desig e Pretty B bsites), and hunters pri e Court d as obvious aimed desi r shaped h a turkey emi-circul fan. ns are show 74 46 ge Design P gn Patents oy, the pub d the use of ior to the c determines s. ign of the photogra ys head. T lar shaped wn below: 45 Patent Patents ar are anticip ublications f an actual critical dat that the 745 paten aphic repr The 746 p d photogra re Obviou pated by t of photogr l turkey (B te of the D Design P nt should b roduction patented de aphic repr
s the prior a raphs of ac Bob) and ac Design Pat Patents are be construe of a nat esign shoul roduction art ctual ctual ents. e not ed as tural ld be of a Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 53 of 78 47
746 Patent 3. Prior Art Designs Flambeau is a competitor in the turkey decoy market. It has sold the J akester, depicted below, since at least 2002. Statement of Facts (SOF) 15.
Prior Art J akester Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 54 of 78 48
The J akester shows a semi-circular shaped photographic reproduction of a natural tail feather fan. While there are minor differences between the design shown in the 746 patent and the J akester, to the extent they are sufficient to avoid anticipation, one of ordinary skill in the art of designing turkey decoys would find the invention claimed in the 746 patent obvious in view of the J akester prior art. 12
Primos Decl. at 41-47. The addition of the turkeys head to the design of the 745 patent is almost meaningless in the context of the obviousness analysis for a turkey decoy. It would be obvious to any designer of a turkey decoy to add a head to a turkey tail feather fan to make it more life-like. Primos Decl. 43-45. Thus, the J akester prior art alone renders the designs claimed in the Design Patents obvious. Likewise, the Pretty Boy gobbler design offered for sale since 2005, to the extent it does not anticipate the designs of the Design Patents, renders the claimed design obvious. The Pretty Boy turkey tail fan is depicted below:
12 A jake shown in the J akester is a juvenile male turkey having different length tail feathers, while a tom is a mature male turkey having tail feathers of equal length as shown in the Pretty Boy. It would have been obvious and an obvious design choice to use a mature toms tail feather fan instead of a jakes tail feather fan as shown in a J akester. Primos Decl. 15, n. 2, 37, 43. Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 55 of 78
T shaped includes are not find the gobbler just obv In one of o patent ( The Pretty photograp s the turke identical, e designs c r decoy. T viousness. n the obvi ordinary sk (depicting Boy deco phic reprod eys head. one of ord claimed in he differen Primos De iousness an kill in the a turkey he Prior A oy, like th duction of While the dinary skill the Desig nces are m ecl. 34- nalysis, pr art, combi ead, Ex. B 49 Art Pretty B he claimed f a natura e Pretty Bo l in the art gn Patents minimal j 40. rior art ref ining the J B), the use/ Boy d designs, al turkey t oy design t of designi obvious in ustifying f ferences m J akester, th /publication includes a tail feather and the cl ing turkey n view of t finding ant may be com he Pretty B n of actual
a semi-circ r fan. It laimed des y decoys w the Pretty ticipation mbined. T Boy, the N l turkeys cular also signs would Boy not Thus, Nicks like Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 56 of 78 50
Primos Bob and the NWTF websites and actual turkey tail feather fans used in the hunting context (using any one of these as a primary reference and others as secondary references), would also render obvious the designs claimed in the Design Patents. Combining references is taught in the prior art because the objective of a turkey decoy is to realistically replicateas closely as possiblea real turkeys tail feather fan, which is what all of the prior art decoys are designed to do. See Ex. L (Bulger stating on video that in designing his tail feather fan, he wanted to make it look as realistic as we can.); Primos Decl. 42-46; Exs. H and M-P (touting realistic designs). Thus, an ordinary designer would combine features (such as adding a head to the J akester from the Pretty Boy, the Nicks patent, or Primos Bob decoy) in an attempt to most-closely reproduce Mother Natures design. See Ex. P, NWTF Websites. This case is similar to MRC where the Federal Circuit affirmed summary judgment of invalidity based on obviousness. MRC Innovations, Inc. v. Hunter Mfg., LLP, 747 F.3d 1326, 1332-33 (Fed. Cir. 2014). In MRC, the invalid design patents covered dog sports jersey designs. Id. at 1328-29. The Federal Circuit affirmed a determination that the patented design created the same overall visual impression as the prior art jerseys (V2 and Eagles J erseys) based on overall shape, similar fabric, and ornamental surge stitching. Id. at 1333. Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 57 of 78
T placeme determi invalida H a semi- feather includin fan (wit The court ent of the i ned that su ating the de Here, the D -circular r fanwit ng the J ake thout the tu identified interlockin uch differe esign paten Design Pate shaped ph th and wit ester decoy urkeys hea d slight, ng fabric an ences faile nts. Id. ents are ana hotograph thout the y (without ad), Pretty 51 merely-tri nd the orna ed to defea alogously o hic reprod turkeys h the turkey y Boy (a fu ivial diffe amental sti at a claim obvious. T duction of head. The s head), th ll three-dim erences in itching, bu of obviou The Design f a natur e prior ar he real turk mensional
n the pre ut convinci usnesswh n Patents c al turkey rt referenc key tail fea turkey dec ecise ingly holly cover tail es ather coy), Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 58 of 78
Primos only de feather shading Pri Pri W the exac as in M Bob deco esign with fanscre g, and ornam or Art J ake ior Art Rea While the D ct shading MRCfail t oy (a fully a head, E ate the sam mental tex ester (left), al Live Tur Design Pat and textur to defeat a y stuffed to Ex. B), an me overal xturing. , 746 Pate rkey NWT tents conta ring of the claim of o 52 om turkey) nd publishe l visual im ent (middle TF Website ain some s e reproduce obviousnes ), the Nick ed photogr mpression e), Prior A e (left), Tra slight, mer ed tail feat ss. 747 F. ks patent ( raphs of r based on Art Pretty B ansFan Vid rely-trivial thers, such .3d at 1333 (depicting real turkey shape, sim Boy (right)
deo (right) difference h differenc 3. In addi fan- y tail milar
es in es ition, Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 59 of 78 53
the fact that the designs are not identical, does not preclude a finding of obviousness. Id. Thus, one of ordinary skill in the art would look at all possible designs to make the decoy realistic, including publications of real living turkeys, use of a real stuffed turkey, and real turkey tail feathers in designing a turkey tail feather decoy. Primos Decl. 26-33; 43-46; Ex. K, TransFan Website; Ex. P, NWTF Websites; Ex. Q, Primos 2005 Truth Video. The designs claimed in the Design Patents appropriate no unique, novel or ornamental feature not found in the prior art including the all-natural designs of live turkeys that have existed for hundreds of years. Ex. P, NWTF Websites. The prior art conveys an overall visual impression that is the same asif not identical tothe visual impression conveyed by the Design Patents. Accordingly, the Design Patents are invalid as obvious. IV. PRIMOS ACCUSED PRODUCTS DO NOT INFRINGE The Courts analysis of this matter can and should end with the foregoing. But in the highly unlikely scenario that the Court does not find a lack of originality and construes the claims so narrowly as to avoid anticipation or obviousness, Primos does not infringe the Design Patents. The sole test for determining design patent infringement is the ordinary observer test. Egyptian Goddess, 543 F.3d at 678. This test requires determining: Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 60 of 78 54
[i]f, in the eye of an ordinary observer, giving such attention as a purchaser usually gives, two designs are substantially the same, if the resemblance is such as to deceive such an observer, inducing him to purchase one supposing it to be the other, the first one patented is infringed by the other. Id. at 670 (quoting Gorham, 81 U.S. at 526-27). Determining infringement of a design patent involves a two-step process. First, properly construing the claim to determine its meaning and scope. E.g., Elmer v. ICC Fabricating, 67 F.3d 1571, 1577 (Fed. Cir. 1995) (citing Markman, 52 F.3d at 975, affd, 517 U.S. 370 (1996)). Second, comparing the properly construed claim to the accused design. Id. Primos has undertaken the claim construction analysis in the Invalidity Section, above. Primos can conceive of no construction that would result in valid Design Patents. Nevertheless, if the Court construes the Design Patents so narrowly as to avoid invalidity, there can be no infringement. In determining infringement, the Court should note the various differences between the claimed and the accused designs and compare the overall visual effects of each from the view of an ordinary observer. See Richardson v. Stanley Works, Inc., 597 F.3d 1288, 1295-96 (Fed. Cir. 2010); Egyptian Goddess, 543 F.3d at 681 (An ordinary observer, comparing the claimed and accused designs in light of the prior art, will attach importance to differences between the claimed design Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 61 of 78 55
and the prior art depending on the overall effect of those differences on the design.). The claimed design and the accused design may be sufficiently distinct that it will be clear without more that the patentee has not met its burden of proving the two designs would appear substantially the same to the ordinary observer. E.g., Egyptian Goddess, 543 F.3d at 678. A. THE PROPER ANALYSIS COMPARES THE ACCUSED PRODUCTS TO THE CLAIMED ORNAMENTAL DESIGNS, NOT THE COMMERCIAL EMBODIMENT OR FUNCTIONAL FEATURES OF THE COMMERCIAL PRODUCT Hunters Edges barebones complaint does not specifically identify any allegation of infringement. See Dkt. 1. Hunters Edges Initial Infringement Contentions illustrate fundamental misunderstandings of design patent law. Ex. S. Hunters Edge first asserts that Primos Killer B decoy infringes Hunters Edges TransFan Turkey Decoy Turkey tail feather which is a collapsible turkey tail feather decoy made out of silk. Ex. S at 1. Thus, instead of comparing the Design Patents claims to Primos product as the law requires, Hunters Edge desires a straight product-to-product comparison to determine infringement. But the patent claims define the rights of a patenteenot the commercial product sold by the patentee. If the accused device falls within the scope of the claim, it infringes. Sole product-to-product comparisonsisolated from the patent Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 62 of 78 56
claimshave never been, are not today, and never will be appropriate in patent infringement cases. The test for infringement is not whether the accused product is substantially similar to the patentees commercial embodiment of the claimed design . . . . Such a test risks relying on unclaimed and therefore irrelevant features as grounds for similarity or difference. It is legal error to base an infringement finding on features of the commercial embodiment not claimed in the patent. Sun Hill Industries, Inc. v. Easter Unlimited, Inc., 48 F.3d 1193, 1196-97 (Fed. Cir. 1995) (finding case presented commercial embodiment distinct from patented design because embodiment contained more features and in comparing the two fact finder had obligation to carefully confine its comparison only to the claimed features, and not to unclaimed features, of the commercial embodiment.); Hosley Intl Trading Corp. v. K Mart Corp., 237 F. Supp. 2d 907, 910 (N.D. Ill. 2002) (Basing an infringement finding on features of the commercial embodiment not claimed in the patent constitutes legal error.) Unclaimed features are irrelevant; color, size and construction material cannot be the basis of similarity where these features of the commercial embodiment are beyond those described in the patent claim. Superior Merchandise Co. v. M.G.I. Wholesale Inc., 52 U.S.P.Q.2d 1935, 1940 (E.D. La. 1999); Amgen, Inc. v. Hoechst Marion Roussel, 314 F.3d 1313, 1347 (Fed. Cir. Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 63 of 78 57
2003) (The [district] court eschewed the cardinal principle that the accused device must be compared to the claims rather than to a preferred embodiment or commercial embodiment.). Proper application of the Gorham test requires that an accused design be compared to the claimed design, not to a commercial embodiment . . . . [T]he instant case clearly shows that the district court was improperly influenced by features extraneous to the claimed design and that its decision turned on those features. Payless Shoesource, Inc. v. Reebok Intl Ltd., 998 F.2d 985, 990 (Fed. Cir. 1993). In the analysis below, Primos compares the claims of the Design Patents to the accused Primos products. As a matter of law, there is no infringement. In addition to an improper product-to-product comparison, Hunters Edge also asserts functional features which are not claimed (and cannot lawfully be claimed in a design patent) as a basis for infringement. In its Initial Infringement Contentions, for instance, Hunters Edge contends the collapsible turkey tail feather component is the subject of infringement. Ex. S at 1. Hunters Edge goes so far as to suggest that the doctrine of equivalence applies in this case to prevent an infringer from stealing the benefit of a patented invention by changing only minor or insubstantial details of the claimed invention while retaining the same functionality. Id. at 1-2 (emphasis added). Hunters Edges infringement Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 64 of 78 58
contentions directly contradict fundamental design patent law. Design patents protect only ornamental features, not functional features. Egyptian Goddess, 543 F.3d at 680 (Where a design contains both functional and non-functional elements, the scope of the claim must be construed in order to identify the non- functional aspect of the design as shown in the patent.) (quoting Oddzon Prods. Inc. v. Just Toys, Inc., 122 F.3d 1396, 1405 (Fed. Cir. 1997)). 13
The correct infringement analysis requires comparing the Design Patents claimed ornamental designs directly with Primos productsnot based on Hunters Edges commercial TransFan product, which incorporates unclaimed features (such as color and the level of detail shown in the commercial product) and functional features (such as the collapsible nature of the commercial product). As a matter of law, Primos does not infringe. B. COMPARING THE PROPERLY CONSTRUED CLAIMS TO THE ACCUSED DESIGN A comparison of the accused Primos products and the Design Patents clearly shows no infringement. No ordinary observer would believe that the designs are substantially the same, if construed to avoid the prior art.
13 Hunters Edge considered the possibility of filing a utility patent application. However, its patent counsel determine that there was nothing patentably unique about the utilitarian design of Mr. Bulgers invention. See Ex. U at HE 000001-2 (Hunters Edges attorney stating the differences between your decoy and the Nicks patent would not appear to support patentability, and we do not think that meaningful utility patent protection would be available for this concept.). Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 65 of 78
T product Cir. J ul Determ patented B-Mobi The law re ts as a who ly 10, 201 mining infr d design to ile and Kil Prim equires co ole. Ander 14) (affirm ringement o o the appea ler B produ mos B-Mob mparing t rson v. Kim ming distri of a design arance of t ucts and th bile Product 59 the claime mberly-Cla ict courts n patent req the accuse he claimed t (left), 745 ed designs ark Corp., s Rule 12 quires com d products designs ar 5 Patent De to the ac 2014 WL (b)(6) dism mparing the s). The a re compare esign (right ccused Pri 3361130 ( missal, sta e drawings accused Pri ed below: t) imos (Fed. ating s of a imos
Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 66 of 78
A would n 50-5 where t patent a
14 As es not incl infringe product three-di Prim An ordinar never confu 2. Anders the court and found
stablished, lude the tu ement claim ts have a th imensional mos Killer B ry observe fuse either w son, 2014 W compared that the p
the 745 p urkeys hea m relating hree-dimen l turkey de B Product ( er evaluatin with Hunte WL 33611 photograp plaintiff d patent incl ad. That to the 746 nsional turk coy. 60 (left), 745 ng Primos ers Edge 30 at *4 (a phs of the did not sta ludes the tu difference 6 patent giv keys head Patent Desi s B-Mobi s claimed affirming a e accused ate a plau urkeys he , if anythi ven that th das a par ign (right) 1 ile or Kill designs. P a Rule 12(b design w usible claim ead; the 7 ing, streng he Killer B rt of a life-l 4
ler B prod Primos Dec b)(6) dism with the de m for why 46 patent thens the B and B-Mo like, full si
ducts cl. at missal esign y the does non- obile ized, Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 67 of 78 61
ordinary observer would be deceived into believing that [defendants products] were the same as the patented design). The Design Patents claim only a turkey tail feather fanwith and without a head. Primos accused products are full sized, life-like, three-dimensional plastic tom turkey decoys. The photographic reproduction of a turkey tail feather fan is only a component of the overall accused products. No ordinary observer would confuse Primos accused products with the claimed designs. Indeed, an ordinary observer would instantly distinguish Primos accused life-like, full sized, three-dimensional turkey decoy products from the mere tail feather fans claimed in the Design Patents. Accordingly, an ordinary observerhere a turkey hunter giving attention to choosing a turkey decoy would find the designs sufficiently distinct, not substantially the same, and would clearly and readily distinguish between the Design Patents and Primos accused products. Id. The common component of the two designs is the photographic reproduction of the turkeys tail feather fan. But even the tail feather fan components are substantially different in coloring, shading, feather patterns, edges and texture. In the eye of the ordinary observer, even the fan component products have a distinctive and different look that are not confusing. The differences between the claimed designs and Primos products make this case similar to Victor Stanley, Inc. v. Creative Pipe, Inc., 2011 U.S. Dist. Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 68 of 78
LEXIS 10265 ( non-infr thus cre patent. A taken i features accused ordinary A design m design, 112846, * (Fed. Cir. F fringing be eated a diff See the fig Additional n conjunc sillustrat d design cr y observer As affirmed may gener distinguish *56-57 (D Feb. 20, 20 ecause it ad ferent over gures from non-trivia ction with ting non-ob reated a d .); see als d by the Fe rally resem hing featur . Md. Sep 013). Ther dded a sec rall visual i m that case b al elements other dif bviousness ifferent an so Egyptian ederal Circ mble a desig res create 62 pt. 30, 201 re, the cou cond brace impression below: s influenc fferences p s. See id. a nd distincti n Goddess cuit in Victo gn that is f a different 11), affd, urt found th e and oval n than the o cing the ov provide si at *57 (fin ive look th s, 543 F.3d or Stanley functionall t and a dis 2013 U.S he accused l below the one created verall visu ignificant nding overa hat would n d at 682. y, even whe ly similar t stinctive lo . App. LE d Necati de e arm rest d by the de
ual impres distinguis all effect o not confuse ere the acc to the pate ook that w EXIS esign t and esign ssion shing f the e the used ented would Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 69 of 78 63
not confuse or deceive the ordinary observer. 2011 U.S. Dist. LEXIS 112846, at *57. Ultimately, there is infringement only if the ordinary observer would purchase one product taking it to be another. Id. As a matter of law, Hunters Edge cannot make an infringement showing here. No reasonable jury would find that an ordinary observer would purchase Primos accused productslife-like, full sized, three-dimensional turkey decoys believing that they were merely Hunters Edges turkey tail feather fan design. Indeed, despite the co-existence of these products in the market for at least 6 years, no consumer has purchased a Primos product believing it to be a Hunters Edge product. Primos therefore does not infringe the Design Patents. C. COMPARING THE CLAIMS TO THE ACCUSED DESIGN IN LIGHT OF THE PRIOR ART For all the reasons highlighted above, a direct comparison of the claimed designs to Primos accused products illustrates the designs are plainly dissimilar and no ordinary observer would buy one believing it to be the other. However, even if the different overall impression was not dispositively evident, making this comparison in light of the prior art designs, conclusively confirmsindeed leaves no doubtthat Primos products do not infringe as a matter of law. Egyptian Goddess, 543 F.3d at 679 (when the claimed and accused designs are not plainly dissimilar, resolution of the question whether the ordinary observer would consider Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 70 of 78 64
the two designs to be substantially the same will benefit from a comparison of the claimed and accused designs with the prior art.). When considering prior art in the infringement analysis, the question before this Court is whether an ordinary observer familiar with the prior artincluding publication of photos of real living turkeys, real stuffed turkeys like Bob, real tail feather fans, and the prior commercial decoys, including the J akester and Pretty Boy designs (Exs. N-Q)would be deceived into purchasing Primos products believing them to be the patented turkey tail feather designs. Egyptian Goddess, 543 F.3d at 681. The answercompelled by the visual comparison of all designsis no, the ordinary observer would not be deceived.
Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 71 of 78
Prior 745 Prior r Art Real L T Patent r Art J akest Live Turke The Design ter ey NWTF 65 ns (with B-
Website -Mobile)
Prior A Prim 746 Patent Art Pretty B mos B-Mob t Boy
bile Produ
uct Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 72 of 78
Prio
745 Prior or Art Real T Patent r Art J akest Live Turk The Design ter key NWTF 66 ns (with K
F Website Killer B)
Prior A Prim 746 Patent Art Pretty B mos Killer t Boy
r B Produc
ct Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 73 of 78
C tail fan close ca prior ar claimed S 25, 201 infringe and the
T claimed diagona the cour Comparison feather de ase. Primo rt, not Bu d designs th Seirus Inno 11) is inst ement after accused pr Patented D The court d vertical al zipper d rt compare n of the ov esigns in t os B-Mob ulgers des han the acc ovative v. C tructive. T r comparin roduct. Design (le first const zipper de design. Id ed the accu verall accu the Design bile and Ki signs. The cused Prim Cabelas, 82 There, the ng the claim ft), Prior A trued the esign comp d. at 1155-5 used produ 67 used Primo n Patents in iller B des e prior ar mos produc 27 F. Supp e court gra med neck Art (middle claims bas pared to 56. Then, uct to the p os product n view of signs incor rt designs ts. p. 2d 1150, anted sum protector e), Accused sed on th the prior , in determ patented de ts to the p f the prior rporate fea are much , 1155-56 ( mmary judg design wit d Product e figures art that i mining non esign in lig patented tu art, it is n atures from h closer to (S.D. Cal. gment of th the prio (right) and noted incorporate n-infringem ght of the p urkey not a m the o the Oct. non- or art
d the ed a ment, prior Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 74 of 78 68
art (U.S. Patent No. 6,397,403). Id. By comparing the diagonal zipper in the prior art with the vertical zipper in the patent, the court determined that the patent only covered a design with a vertical zipper. Id. In effect, the accused product included features found in the prior art (such as the diagonal zipper and borders along its edges) and did not include those claimed in the patent. Id. Accordingly, the accused product did not infringe as a matter of law because an ordinary observer would not be deceived into believing the accused products were the same as the claimed design. In the instance case, the stark differences between the claimed tail feather fans in the Design Patents and Primos accused three-dimensional decoys in view of the prior art plainly demonstrate no infringement. However, Primos overall productthe legally required comparisonincludes not only the fan, but a life- like, full sized, three-dimensional tom turkey in full strut. For Seirus to be truly analogous, it would be like the accused product in Seirus also including not only the neck gaitor, but also a human manikin (a three-dimensional bodily representation), which is not even remotely close to infringement. See Egyptian Goddess, 543 F.3d at 682. Based on the clear dissimilarity between the Design Patents and Primos accused products in light of the prior art, no reasonable fact-finder could find that Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 75 of 78 69
an ordinary observer would believe the accused Primos B-Mobile and Killer B products to be the same as the patented designs. Primos accused products do not infringe either the 745 patent or the 746 patent as a matter of law. Accordingly, this Court should grant summary judgment in Primos favor. CONCLUSION As shown above the Design Patents are invalid because they are directed to non-patentable, non-original designs for naturally occurring turkey tail feather fans and heads, and the prior art designs (J akester, Pretty Boy, real stuffed turkey, real turkey tail feather fans, and publications of photos of live turkeys) anticipate or render obvious the photographic reproductions in the Design Patents. In addition, as a matter of law, Primos accused products do not infringe the claimed designs because no ordinary observer would be deceived given the additional elements in Primos products and the clear differences between the claimed designs and Primos productsespecially in light of the prior art. Accordingly, this Court should grant summary judgment in Primos favor.
Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 76 of 78 70
Dated: October 24, 2014. Respectfully submitted,
By: /s/Brett L. Foster L. Grant Foster (pro hac vice) Utah Bar No. 7202 gfoster@hollandhart.com Brett L. Foster (pro hac vice) Utah Bar No. 6089 bfoster@hollandhart.com HOLLAND & HART LLP 222 S. Main Street, Suite 2200 Salt Lake City, Utah 84101 Phone: (801) 799-5800 Fax: (801) 799-5700
Chris T. Hellums ASB-5583-L73C chrish@pittmandutton.com PITTMAN, DUTTON, & HELLUMS, P.C. 2001 Park Place North, Suite 1100 Birmingham, AL 35203 Phone: (205) 322-8880 Fax: (205) 328-2711
Attorneys for Defendant PRIMOS, INC.
Case 1:14-cv-00249-MHT-WC Document 39 Filed 10/24/14 Page 77 of 78 71
PROOF OF SERVICE I hereby certify that on October 24, 2014, I caused the foregoing PRIMOS, INC.S BRIEF IN SUPPORT OF ITS MOTION FOR SUMMARY JUDGMENT to be electronically filed with the Clerk of the Court using the CM/ECF system, which will send electronic notification of this filing to the following persons:
Debra H. Buchanan (HEN079) Stephen G. Mcgowan (MCG071) STEPHEN G. MCGOWAN, LLC P.O. Box 2 Dothan, AL 3302 (334) 699-6688 (phone) (334) 699-6707 (fax) debbiehendersonbuchanan@gmail.com smcgowan@graceba.net
Attorneys for Plaintiff HUNTERS EDGE, LLC
/s/ TraciLyn Hales AN EMPLOYEE OF HOLLAND & HART LLP
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