British Institute of International and Comparative Law
Is International Law Really Part of the Law of England?
Author(s): J. G. Collier Source: The International and Comparative Law Quarterly, Vol. 38, No. 4 (Oct., 1989), pp. 924- 935 Published by: Cambridge University Press on behalf of the British Institute of International and Comparative Law Stable URL: http://www.jstor.org/stable/759922 . Accessed: 06/08/2014 11:33 Your use of the JSTOR archive indicates your acceptance of the Terms & Conditions of Use, available at . http://www.jstor.org/page/info/about/policies/terms.jsp . JSTOR is a not-for-profit service that helps scholars, researchers, and students discover, use, and build upon a wide range of content in a trusted digital archive. We use information technology and tools to increase productivity and facilitate new forms of scholarship. For more information about JSTOR, please contact support@jstor.org. . Cambridge University Press and British Institute of International and Comparative Law are collaborating with JSTOR to digitize, preserve and extend access to The International and Comparative Law Quarterly. http://www.jstor.org This content downloaded from 115.111.247.54 on Wed, 6 Aug 2014 11:33:24 AM All use subject to JSTOR Terms and Conditions 924 International and Comparative Law Quarterly [VOL. 38 a payment of a dividend intra vires from accumulated profits of substantially all the assets of the company, leaving the company insolvent and creditors unpaid, is a fraud upon creditors. The relevance of classifying the behaviour as a fraud on creditors is that even unanimous consent of all shareholders will not bind a company to a transaction so classified.57 Such a conclusion thus prevents company controllers charged with theft from a company under their control from raising the issue of corpor- ate consent. Such a conclusion is both equitable and desirable. Furthermore, it is in keeping with a growing body of case law in Australasia suggesting that in circumstances of insolvency or impending insolvency directors possess an obli- gation to the company to have regard to the interests of creditors, which the unanimous assent of all shareholders cannot prevent.58 F. Conclusion The reasoning found both in Roffel and Craig leads to the conclusion that "a person whom common sense would regard as a thief is not a thief in law".59 Such a conclusion is untenable and may be overcome by re-examining the question whether it is correct to utilise the doctrine of identification to circumstances where offences are committed against a company. GORDON WILLIAMS 57. Rolled Steel Products, supra n.32, at p.296. 58. Walker v. Wimborne (1976) 137 C.L.R. 1; Nicholson v. Permakraft (NZ) Ltd (In liq.) [1985] 1 N.Z.L.R. 242; Kinsela v. Russell Kinsela Pty Ltd (In liq.) (1986) 4 N.S.W.L.R. 722; Grove v. Flavel (1986) S.A.S.R. 410; see also Dabner, "Directors Duties-The Schizoid Company" (1988) 6 Comp. and Sec. L.J. 105. 59. Roffel, supra n.2, at p.343 (per Crockett J). Since the text of this was prepared, the English Court of Appeal in R v. Philippou, The Times Law Report, 6 April 1989, has reaf- firmed the conclusion reached in Attorney-General's Reference that a controlling share- holder-director can steal from the company. In Philippou counsel for the delinquent directors argued that the reasoning of the majority in Roffel supported the contention that no appropriation could exist in such circumstances. This contention was rejected by the Court of Appeal who were of the opinion that for the reasons stated by Kerr LJ in Attorney-General's Reference, there existed no consent by the company. IS INTERNATIONAL LAW REALLY PART OF THE LAW OF ENGLAND? A. Introduction Teachers of international law in universities and colleges throughout the land are all used to marking essays on the second topic of the academic year. This reads: "What theories exist to explain the relationship between international law and municipal law? Is international law part of the law of England?"-or words to that effect. The usual answer goes something like this: There are two main theories, monism and dualism. Monists, such as Triepel, Kel- sen and Lauterpacht, insist that all law is as one and that international law and municipal law are part of a single system. The monist doctrine is connected with naturalist theories and with the view that it is men and women, not States, who are really the subjects of international law in the sense of having rights and owing This content downloaded from 115.111.247.54 on Wed, 6 Aug 2014 11:33:24 AM All use subject to JSTOR Terms and Conditions OCTOBER 1989] International Law as English Law 925 duties derived therefrom. It is this doctrine which Lord Denning, in Trendtex Trad- ing Corporation v. Central Bank of Nigeria,' called "incorporation". The opposing view is held by dualists, such as Anzilotti. They maintain that inter- national law and municipal law are entirely separate systems and deal with different subject matters. Dualism is associated with positivist theories and with the notion that States, not individuals, are the primary subjects of international law. Rules of international law enter into municipal law only if the latter causes them to do so. In the case already mentioned Lord Denning called this doctrine "transformation". The English judges seem traditionally to have leaned towards the monist view; for example, in eighteenth-century cases about diplomatic immunity they averred that the law of nations is part of the law of England. Blackstone expressed the same opinion in his Commentaries and the idea was adopted in early nineteenth-century judgments. But in 1876, in R. v. Keyn (The Franconia),2 perhaps there was a sea- change. The German captain of a German ship which had collided with an English vessel less than three miles from Dover Beach was accused of manslaughter. The Court for Crown Cases Reserved, by seven to six (Archibald J had died after argu- ment was heard but before judgment was given), held that the Central Criminal Court had no jurisdiction to try the captain. Cockburn CJ had a great deal to say about international law and English law, but although almost every judge said something, some said one thing, some said another-and the case is perhaps not really very conclusive one way or the other. Then in 1905, in West Rand Central Gold Mining Company v. The King,3 Lord Alverstone CJ uttered a weighty and lengthy pronouncement which might be regarded as dualistic, and in Chung Chi Cheung v. The King,4 a 1939 case concerning a murder committed by a Chinese member of the crew of a Chinese public ship when on board that ship when it was in Hong Kong waters, Lord Atkin fired off another broadside which could be taken the same way. There matters seem to have rested until in 1974 Lord Denning MR gave his imprimatur to the dualist (transformation) doctrine in Thakrar v. Secretary of State,5 but in Trendtex Trading Corporation v. Central Bank of Nigeria three years later, the same learned judge turned turtle and said he was now an adherent of the doctrine of monism (incorporation), and thus achieved the result he wanted the liti- gation to have. So it appears that monism is now in fashion as the doctrine followed by the Eng- lish courts. However, for completeness's sake, one should add that all this is beside the point and set at naught where British statutes and treaty obligations are in point. Whether or not international law is part of English (or Scottish) law, it is obvious that if Parliament has legislated and the words of the Act are clear (or the process of interpretation makes them clear), then it must be applied by the courts, as the Scots court held in Mortensen v. Peters,6 even though its application is a contraven- tion of international law. Moreover, if the international legal obligation is con- tained in a treaty, then, because a treaty is concluded by the Crown in the exercise of the prerogative and because the Crown cannot by the prerogative alter the law of the land, the obligation does not form part of the law of England and may not be enforced by the courts unless it has been incorporated into English law by means of legislation. (See The Parlement Belge,7 per Sir Robert Phillimore.) 1. [1977] OQ.B. 529 (CA). 2. (1876) 2 Exch. D. 63. 3. [1905] 2 K.B. 391. 4. [1939] A.C. 160 (PC). 5. [1974] Q.B. 684 (CA). 6. (1906) 8 F. 93. 7. (1879) 4 P.D. 129. This content downloaded from 115.111.247.54 on Wed, 6 Aug 2014 11:33:24 AM All use subject to JSTOR Terms and Conditions 926 International and Comparative Law Quarterly [VOL. 38 Thus, in conclusion, we may say that international law is part of the law of Eng- land except when it isn't. This is a brief summary of the usual undergraduate essay. It is now proposed to examine the matter just a little more closely. We are concerned only with cus- tomary international law and English common law. The two propositions about statutes and treaties contained in the penultimate paragraph of the "essay" are, from the point of view of an English constitutional lawyer, axiomatic. When it is said that international law is part of the law of England, what exactly does this mean? How is such a proposition proved or disproved? The assertion is not par- ticularly meaningful or useful and in the English case law, there is no real evi- dence for or against it. Let us retrace our steps. B. The Early Cases In the eighteenth-century cases, which were concerned with the application of the Diplomatic Privileges Act 1708 (the Act was used by debtors-seeking to evade their creditors-who had managed to obtain employment such as chief cook at the Bavarian Legation or as chorister in the chapel of the Portuguese Minister), the view that international law is part of the law of England was indeed often reiterated. In Triquet v. Bath," a case in which the defendant, a domestic servant of the Bavarian Minister in London, successfully claimed dip- lomatic immunity, Lord Mansfield said that diplomatic privilege depended on the law of nations and that the 1708 Act was declaratory of it. He continued by saying that "The Act was not occasioned by any doubt whether the law of nations, particularly the part relative to public ministers, was not part of the law of England; and the infraction, criminal; nor intended to vary an iota from it." He recalled Lord Talbot LC in Barbuit's case9 declaring a clear opinion, "That the law of nations, in its fullest extent, was part of the law of England", and that Lord Hardwicke had declared his opinion to the same effect. Lord Mansfield repeated his earlier observations in Heathfield v. Chilton,'1 and the gist of them was subsequently repeated by other judges. In the nineteenth century, similar views were expressed. For example, in De Wutz v. Hendricks11 the court refused to enforce a contract of loan entered into in England to assist a rebellion in the Ottoman Dominions. Best CJ said: It occurred to me at the trial that it was contrary to the law of nations (which in all cases of international law is adopted into the municipal code of every civilised country), for persons in England to enter into engagements to raise money to sup- port the subjects of a government in amity with our own, in hostilities against their government. 8. (1764) 3 Burr. 478. Lord Mansfield's judgment contains an account of the passing of the Act. 9. Buvot v. Barbuit (1737) Cas. t. Talbot 281. 10. (1767) 4 Burr. 2015. See also Viveash v. Becker (1814) 3 M. & S. 284. 11. (1824) 2 Bing. 314. See also Emperor of Austria v. Day & Kossuth (1861) 2 Giff. 628, 678-679 (affirmed (1861) 3 De G. F. & J. 217), which involved the question whether a foreign sovereign could be granted an injunction to restrain the printing of notes for foreign revolutionaries. The writer confesses that he has never been able to understand why this case caused the juristic difficulties which it seems to have done, or why inter- national law entered into it. This is why it is not discussed in the text. This content downloaded from 115.111.247.54 on Wed, 6 Aug 2014 11:33:24 AM All use subject to JSTOR Terms and Conditions OCTOBER 1989] International Law as English Law 927 A more obscure remark is that of Cockburn CJ in The Charkieh,12 a case con- cerning sovereign immunity: "The questions raised relate to international law, which is recognised by the municipal law of this country." The same judge delivered a leading judgment in the famous case of R. v. Keyn (The Franconia) in 1876.13 It will be recalled that a German ship, the Franconia, collided with an English ship, the Strathclyde, in the English Channel within three miles of the English coast. The Strathclyde sank. The captain of the Fran- conia was tried for the manslaughter of Jessie Dorcas Young, a passenger on the Strathclyde. It was objected that the court had no jurisdiction to try Captain Keyn. The question before the Court for Crown Cases Reserved was whether the Central Criminal Court did have jurisdiction. The case was argued before six judges who were equally divided and again before 14 judges, one of whom, Archibald J, died between argument and judgment. A majority of seven of the remaining 13 judges (Cockburn CJ, with whom Pollock B and Field J concurred, Kelly CB, Bramwell JA, Lush J and Sir R. Phillimore) held that the court had no jurisdiction. The six judges who formed the minority (Lord Coleridge CJ, Brett and Amphlett JJA, Grove, Denman and Lindley JJ) held that the court had jurisdiction. To ascertain the reasons, it suffices to quote the headnote, which recites that the whole of the majority of the court held that: ... prior to 28 Hen. 8, c.15, the admiral had no jurisdiction to try offences by foreigners on board foreign ships, whether within or without the limit of three miles from the shore of England; that that and the subsequent statutes only transferred to the common law courts and the Central Criminal Court the jurisdiction formerly possessed by the admiral; and that, therefore, in the absence of statutory enact- ment, the Central Criminal Court had no power to try such an offence. This, it will be observed, is a question of English law only. Kelly CB and Sir R. Phillimore also held that: ... by the principles of international law, the power of a nation over the sea within three miles of its coasts is only for certain limited purposes; and that Parlia- ment could not, consistently with those principles, apply English law within those limits. The six judges in the minority dissented . . on the ground that the sea within three miles of the coast of England is part of the territory of England; that the English criminal law extends over those limits; and the admiral formerly had, and the Central Criminal Court now has, jurisdiction to try offences there committed although on board foreign ships. This has everything to do with English law also. It should be added that Lord Coleridge CJ and Denman J were also "floating islanders" since they opined that because the collision caused the death of a pas- senger on board an English ship, the Central Criminal Court had jurisdiction for that reason. So far as the headnote goes, therefore, almost everything is couched in terms of English law. There was a fair amount of discussion of international law, but 12. (1873) 8 Q.B. 197. 13. Supra n.2. This content downloaded from 115.111.247.54 on Wed, 6 Aug 2014 11:33:24 AM All use subject to JSTOR Terms and Conditions 928 International and Comparative Law Quarterly [VOL. 38 the decision of neither the majority nor the minority appears to have turned on it. It has often been contended that Keyn demonstrates a judicial shift away from the doctrine of incorporation to that of transformation, since it suggests that a rule of international law can become a rule of English law only if it is trans- formed into the latter by statute or judicial decision. It is far from certain that this is really so, since in the opinion of some members of the majority, inter- national law was at that time at the least unclear as to whether the coastal State did possess jurisdiction over foreigners for offences committed within the three- mile limit of territorial waters. In this they may have been correct, for although Parliament then asserted such jurisdiction and, doing what Kelly CB and Sir R. Phillimore denied that it could do consistently with international law, reversed Keyn by the Territorial Waters Jurisdiction Act 1878, the extent of the coastal State's sovereignty over its territorial sea seems to have been uncertain until the early twentieth century.14 In short, it is doubtful whether very much can be gleaned about international law and English law from R. v. Keyn. C. The West Rand Case The next case which is commonly referred to in discussion of this topic and which is often said to support the doctrine of transformation is West Rand Cen- tral Gold Mining Co. Ltd v. The King,15 in 1905. However, once more there is little in this case which sheds much light on the matter. West Rand brought a petition of right against the Crown alleging that before the outbreak of war between the South African Republic and Great Britain, some gold belonging to the company has been taken by officials acting on behalf of the Republic and that the government thereof was liable by the Republic's laws to return the gold or its value to the company. It was further alleged that by reason of the conquest and annexation of the territories of the Republic by Queen Victoria on 1 September 1900, the obligation of the government of the Republic towards the company in respect of the gold was now binding on the King. The King's Bench Division held that the petition disclosed no right on the part of the company which could be enforced in any municipal court against the Crown. There were several reasons for this. First, a petition of right lay only for contractual claims,16 and the petition did not and could not disclose that there was any contract between the suppliants and the government of the Republic. The simple reason for this was that there wasn't one. "For all that appears in the petition the seizure might have been an act of lawless violence", said the court. That was quite enough to dispose of the whole business. 14. O'Connell, "The Juridical Nature of the Territorial Sea" (1971) 45 B.Y.I.L. 303-383 and see now Geneva Convention on the Territorial Sea and the Contiguous Zone, 1958, Art.1(1); U.N. Convention on the Law of the Sea, 1982, Art.2(1). 15. [1905] 2 K.B. 391. 16. The need for a petition of right to enforce such claims was abolished by the Crown Proceedings Act 1947, which enabled them to be enforced by an ordinary action. This content downloaded from 115.111.247.54 on Wed, 6 Aug 2014 11:33:24 AM All use subject to JSTOR Terms and Conditions OCTOBER 1989] International Law as English Law 929 Second, any obligation owed by the Crown towards the company could arise only because of the conquest and annexation of the Republic by the Crown. But this was an act of State and by English law no alleged right against the Crown which is based on an act of State can be enforced in an English court: see Rus- tomjee v. The Queen.17 Third, the court held that there was no rule of international law that a con- quering State is liable for the obligations of the conquered State. As a matter of fact, the court did not see the need to discuss international law at all, but talked about it because the parties wished it to be debated. After all, such luminaries as Lord Robert Cecil and Sir Robert Finlay were among the counsel engaged in the case. It was argued for the company that international law is part of the law of England. The Attorney-General, Sir R. Finlay (later a judge of the Permanent Court of International Justice) 8 argued that the cases cited by the Crown "establish beyond all doubt that international law is not part of the law of England". In a much quoted passage, Lord Alverstone CJ said: It is quite true that whatever has received the common consent of civilised nations must have received the consent of our country, and that to which we have assented along with other nations in general may properly be called international law, and as such will be acknowledged and applied by our municipal tribunals when legitimate occasion arises for those tribunals to decide questions to which doctrines of inter- national law may be relevant. But any doctrine so invoked must be one really accepted as binding between nations, and the international law sought to be applied must, like anything else, be proved by satisfactory evidence, which must shew either that the particular proposition put forward has been recognised and acted upon by our own country, or that it is of such a nature, and has been so widely and generally accepted, that it can hardly be supposed that any civilised State would repudiate it . . . Barbuit's case, Triquet v. Bath and Heathfield v. Chilton are cases in which the Courts of law have recognised and have given effect to the privilege of ambassadors as established by international law. But the expressions used by Lord Mansfield when dealing with the particular and recognised rule of international law on this subject, that the law of nations forms part of the law of England, ought not to be construed so as to include as part of the law of England opinions of text- writers upon a question as to which there is no evidence that Great Britain has ever assented, and a fortiori if they are contrary to the principles of her laws as declared by her Courts. The cases of Wolff v. Oxholm"' and Rex v. Keyn are only illus- trations of the same rule-namely, that questions of international law may arise, and may have to be considered in connection with the administration of municipal law. In the crucial penultimate sentence of this extract, Lord Alverstone CJ appears to be speaking in very dualistic terms. But it is apparent that all that he was really talking about is the proof of the existence of a particular rule of cus- tomary international law to the satisfaction of an English court. It must be shown either that the proposition which is put forward as such a rule has been so widely and generally accepted as such that it can hardly be supposed that any civilised country (such as the United Kingdom) would repudiate it, or if this can- 17. (1876) 1 Q.B.D. 487; 2 Q.B.D. 69. 18. In which capacity he said that "international law, wherever applicable, is con- sidered as part of the law of England and our judges must apply it accordingly" (The Lotus case P.C.I.J. Ser. A. no.10 (1927)). 19. (1817) 6 M. & S. 92. This content downloaded from 115.111.247.54 on Wed, 6 Aug 2014 11:33:24 AM All use subject to JSTOR Terms and Conditions 930 International and Comparative Law Quarterly [VOL. 38 not be shown, that it has been recognised and acted upon by the United King- dom. If a proposed rule has been repudiated by the United Kingdom one would hardly expect that an English court, especially one presided over by the Lord Chief Justice of England, would be willing to accept that it is a rule of inter- national law. At the time the West Rand case arose, the British government was advised and strenuously argued that the proposed rule to the effect that a con- quering State was liable for the non-contractual obligations of the conquered State was not a rule of international law.20 In this it was ultimately vindicated by an award of an international arbitral tribunal.21 Two other comments may be in order. First, even supposing that the court erred in denying that the proposition was a rule of international law, its error would not show that the court was unwilling to apply a rule of international law as part of English law. It would show only that it had got international law wrong. But, second, the knock-me-down argument is surely this: in so far as the com- pany was complaining of a breach by the Crown of international law, the Crown had a clear answer. The company was registered in England and so had British national status. It is elementary that a British subject or citizen cannot, in general, complain of a breach of customary international law by the Crown in a British or any other municipal court since a State cannot commit a breach of international law upon one of its own nationals. West Rand has really nothing whatever to do with international law and so nothing to do with the present discussion. D. From West Rand to the 1970s Cases After 1905, a few stray dicta can be found. For example, in Re Ferdinand, ex Tsar of Bulgaria22 Warrington LJ said that the right of confiscating enemy prop- erty could be defeated only by "some rule or usage . . . accepted as binding by civilised states generally and by our own government in particular", words which are reminiscent of those employed by Lord Alverstone CJ. Otherwise, this case does not advance matters much. Two later dicta, according to the late Sir Hersch Lauterpacht,23 show some hesitancy in accepting the doctrine of incorporation. In The Cristina,24 which concerned sovereign immunity, Lord Macmillan quoted Lord Dunedin in Mortensen v. Peters25 and mentioned the need for "adoption in our municipal law of a doctrine of public international law". In Chung Chi Cheung v. The King26 which, as we have seen, concerned jurisdiction to try a member of the crew of a foreign public ship who had mur- dered the captain when the ship was in Hong Kong territorial waters, Lord Atkin said: 20. See Report of the Transvaal Concessions Committee, Cd.623 (1901). 21. Robert E. Brown Case (1923) 6 R.I.A.A. 120. 22. [1921] 1 Ch. 107, 137. 23. (1939) 25 Trans. Grot. Soc. 51-89. 24. [1938] A.C. 485 (HL). 25. (1906) 8 F. 93. 26. [1939] A.C. 160 (PC). This content downloaded from 115.111.247.54 on Wed, 6 Aug 2014 11:33:24 AM All use subject to JSTOR Terms and Conditions OCTOBER 1989] International Law as English Law 931 It must always be remembered that, so far at any rate as the courts of this country are concerned, international law has no validity save in so far as its principles are accepted and adopted by our own domestic law. There is no external power that imposes its rules upon our own code of substantive law or procedure. The courts acknowledge the existence of a body of rules which nations adopt among them- selves. On any judicial issue they seek to ascertain what the relevant rule is, and, having found it, they will treat it as incorporated into the domestic law, so far as it is not inconsistent with the rules enacted by statutes or finally declared by their tri- bunals. This passage seems to combine both the doctrines of incorporation and of transformation. It is not very clear which of these Lord Atkin really advocated. E. The 1970s Cases In two cases in the 1970s Lord Denning expressed both the two opposed views. In Thakrar v. Secretary of State for the Home Office,27 in 1974, Thakrar, who was born in Uganda of Indian parents, sought admission to the United King- dom. This was refused by the immigration authorities acting under the Immi- gration Act 1971. He tried to establish his right of admission under international law and so under United Kingdom law as a British protected person. The Court of Appeal held that he had lost his British status when he regis- tered as a Ugandan national. Lord Denning MR said of Thakrar's appeal to international law that "rules of international law only become part of our law in so far as they are accepted and adopted by us" and that a "rule of international law is only a rule between two states. It is not a rule between an individual and a state." (One may respectfully interject, "Quite right".) He also denied that the proposed rule that a State is bound to accept into its territory a large number of its nationals who have been expelled from another State is a rule of international law. The judgment is very strong support indeed for the theory of transforma- tion. It is true, indeed, that Thakrar's own argument that he had British status entailed that he could not rely on international law. But the case adds little to the present discussion for the reason that the plain answer to Thakrar's plea was, as Orr LJ observed, that a rule of international law cannot be treated as incor- porated when this would be inconsistent with a statute. The decision has little to do with the relationship of international law and the common law. However, from the very dualistic position he took in Thakrar, Lord Denning MR indulged in a complete volte-face in Trendtex Trading Corporation v. Cen- tral Bank of Nigeria28 and, together with Shaw LJ, adopted the doctrine of incorporation. The Central Bank of Nigeria was sued on certain commercial letters of credit it had issued in favour of Trendtex which would effect payment to Trendtex for cement it had sold to the Nigerian government. The government had instructed the Bank not to pay against the letters of credit. When it was sued, the Bank claimed to represent the Nigerian government and so to be able to claim immunity from the jurisdiction of the English courts. Until this case, the Court of Appeal had held in several decisions, the most 27. [1974] Q.B. 684 (CA). 28. [1977] Q.B. 529 (CA). This content downloaded from 115.111.247.54 on Wed, 6 Aug 2014 11:33:24 AM All use subject to JSTOR Terms and Conditions 932 International and Comparative Law Quarterly [VOL. 38 recent being Thai-Europe Tapioca Service Ltd v. Government of Pakistan29 (in which case Lord Denning MR had been a member of the Court), that a foreign State or its government enjoys sovereign immunity in respect of proceedings against itself or its property, whether the action against it arose out of a govern- mental or a commercial activity or transaction. In The Philippine Admiral3N the Judicial Committee of the Privy Council, whose advice was given by Lord Cross of Chelsea, had made a rather illogical distinction and had held that no immunity existed in respect of commercial activities if the action was in rem, but said that the Court of Appeal in England was bound by its own previous decisions to hold that immunity did exist in respect of such activities if the action was in personam (like that in Trendtex). In Trendtex the Court of Appeal held, unanimously, but with not too much certainty, that the Central Bank was not an organ of the Nigerian State, as it were, and so did not share Nigeria's sovereign immunity anyway. But Lord Den- ning, who took up with obvious glee the challenge thrown down by Lord Cross, and Shaw LJ (Stephenson LJ dissented on this point) went on expressly to hold that even had the action been against the Nigerian government itself, that government would not have been entitled to rely on the plea of immunity, since the transaction out of which the action arose was commercial and not govern- mental in nature. To achieve this result, their Lordships had to avoid or evade the previous decisions of the Court of Appeal itself, to which Lord Cross had alluded in The Philippine Admiral. It will also be recalled that in Chung Chi Cheung Lord Atkin had said that the courts will treat a rule of international law as incorpor- ated into English law "so far as it is not inconsistent with the rules enacted by statutes or finally declared by their tribunals" (emphasis added). In one sense, the question whether immunity is available in respect of actions arising out of commercial transactions had not been finally declared by the Eng- lish tribunals since the House of Lords had never answered it. In Rahimtoola v. Nizam of Hyderabad31 in 1958, in the House of Lords, Lord Denning himself had said that it was not available in such cases but this was completely obiter and the rest of their Lordships had distanced themselves from Lord Denning since the point had not been argued and the House did not have the benefit of the views of the Court of Appeal upon it. They refused to say anything more about the matter. But because of the doctrine of stare decisis the law had been "finally declared" as far as the Court of Appeal was concerned. The way out of the predicament was for Lord Denning MR to produce a "magic" argument. International law is, after all, incorporated into and is part of English law. International law knows no doctrine of precedent. So if the rule of international law has changed from the rule of absolute immunity to that of immunity in respect of governmental transactions only, then English law auto- matically changes with it. As he said:32 ... Seeing that the rules of international law have changed-and do change-and 29. [1975] 1 W.L.R. 1485 (CA). 30. [1977] A.C. 373 (PC). 31. [1958] A.C. 379 (HL). 32. [1977] Q.B. 529, 554. This content downloaded from 115.111.247.54 on Wed, 6 Aug 2014 11:33:24 AM All use subject to JSTOR Terms and Conditions OCTOBER 1989] International Law as English Law 933 that the courts have given effect to the changes without any Act of Parliament, it follows to my mind inexorably that the rules of international law, as existing from time to time, do form part of our English law. It follows, too, that a decision of this court, as to what was the ruling of international law 50 or 60 years ago, is not bind- ing on this court today. International law knows no rule of stare decisis. If this court today is satisfied that the rule of international law on a subject has changed from what it was 50 or 60 years ago, it can give effect to that change, and apply the change in our English law, without waiting for the House of Lords to do it. With all due respect to the great judge, the reason behind this complete switch of allegiance from dualism to monism over just three years is only too obvious.33 It enabled Lord Denning to achieve two results: first, to defeat the application of the doctrine of precedent, an old enemy of his; and, second, to change the law relating to sovereign immunity, which he had had a first go at in Rahimtoola.34 This decision is the latest in which the question of the relationship between customary international law and the English common law has been fully dis- cussed; in the recent International Tin Council35 case Nourse LJ regarded Lord Denning MR's observations as having settled the matter in favour of the doc- trine of incorporation. F. The Case Law Examined As was said earlier, the problem with all the decisions and dicta is to know pre- cisely what they all add up to. The occasions on which rules of customary inter- national law fall to be applied by English courts are relatively few. The cases that have been discussed are to a large extent concerned with limited types of situation. Most of them are to do with immunities of foreign States and govern- ments and of diplomatic agents or with territorial waters. That is to say, they concern questions of jurisdiction. What is more, it is unclear what difference it made in most of the cases whether or not international law is part of English law. The earliest cases, such as Triquet v. Bath, were concerned with whether a particular person was or was not a diplomatic agent and therefore whether or not he was entitled to the immunity provided for by the Diplomatic Privileges Act 1708. It is hard to see what difference it could make to the result of such an enquiry whether that Act was declaratory of the law of nations or not. De Wutz v. Hendricks would nowa- days be regarded simply as an example of the refusal by the English courts to enforce a contract which is contrary to English public policy in that to enforce it might tend to prejudice relations between Britain and a foreign friendly State (that is, one with which Her Majesty is not actually at war). As we have seen, 33. More subtle and perhaps more convincing is the judgment of Shaw LJ in the same case. 34. In Planmount Ltd v. Republic of Zaire [1981] 1 All E.R. 1110, the decision in Trendtex was applied. But in Uganda Co. v. Government of Uganda [1979] 1 Lloyd's Rep. 481, Donaldson J refused to follow it, on the ground that he was bound by the earlier Court of Appeal decisions. The House of Lords finally adopted the restrictive immunity rule in The Primo Congreso del Partido [1983] A.C. 244. The matter is now governed in respect of transactions taking place after 22 November 1978 by the State Immunity Act 1978. 35. Maclaine Watson & Co. v. Department of Trade and Industry [ 1988] 3 W.L.R. 1033, 1115 (CA). This content downloaded from 115.111.247.54 on Wed, 6 Aug 2014 11:33:24 AM All use subject to JSTOR Terms and Conditions 934 International and Comparative Law Quarterly [VOL. 38 West Rand has no, or at most very tangential, bearing on the matter, for the reasons given. The Thakrar case turned solely on the application of a statute and the discussion of international law and its doctrines could make no possible dif- ference to the result. It is also irrelevant to the present argument, since the com- mon law was not in issue. To determine whether international law is or is not part of the law of England what one must look for is a case in which the rule of English law said X and the rule of international law said Y, and the application by the court of X would bring the United Kingdom into conflict with international law by causing a breach of its obligations thereunder. There are cases of this type, but they con- cern the situations in which the rule of municipal law is in a statute or the rule of international law (or rather the international legal obligation) is in a treaty. Where the rule has been one of customary international law, as in The Cris- tina and Chung Chi Cheung, the rule of English law has been identical with it, so no conflict with any international obligation has arisen from the application of the English rule. At first glance R. v. Keyn and Trendtex appear to exemplify the kind of case we are looking for. But a closer examination of them shows that this is not so. Taking R. v. Keyn, if we assume that English law said X and international law said Y (although as we have seen it is not clear that the judges thought that it did say Y) and the court applied X rather than Y, nevertheless no conflict resulted. This was because, if we assume further that international law provided that the coastal State possesses jurisdiction to try foreigners for acts committed on foreign vessels within its territorial waters, this is merely a permissive, not a mandatory, rule. It merely says that the English court could try Captain Keyn, not that it must do so. The Court for Crown Cases Reserved held that the Eng- lish court could not do so by English law. But Captain Keyn or his national State, the German Empire, would hardly complain that he was not tried and convicted and punished for manslaughter. He left the court a free and presum- ably happy man. The German Emperor was, one assumes, not displeased at the result; indeed, as Dr Geoffrey Marston has shown us, Germany had previously been complaining stridently about the prosecution of Captain Keyn.36 In Trendtex the "old" rule of international law said that the English court could not entertain an action arising out of a commercial transaction against Nigeria or its government. The "new" rule said it could. If the court had applied the "old" rule and therefore had not acted in conformity with international law, Nigeria would hardly have complained, for it would have escaped liability. In refusing to apply the correct rule of international law, therefore, the court would not have caused a breach of any international obligation owed by this country to Nigeria. Indeed Nigeria might more plausibly argue that the court had brought about a breach of international law by changing English law to its prejudice after the action had started; that is, indeed, what the Court of Appeal did. (It is, of course, conceivable that if the "new" rule had not been applied, then, since Trendtex would have been precluded from pursuing its claim, the English court would have committed a denial of justice entitling Switzerland, as Trendtex's national State, to bring an international claim against the United Kingdom. But 36. (1976) 92 L.Q.R. 93-107. This content downloaded from 115.111.247.54 on Wed, 6 Aug 2014 11:33:24 AM All use subject to JSTOR Terms and Conditions OCTOBER 1989] International Law as English Law 935 this would not have occurred, as it happens, because of the court's holding that the Central Bank was not part of the Nigerian State or government.) Thus, the upshot of an examination of the case law is that whether inter- national law is or is not part of the law of England remains, as our Scottish col- leagues put it, not proven. G. Conclusion There is, perhaps, one real argument in favour of the incorporation doctrine which is often overlooked. When, as directed by the choice of law rules of pri- vate international law, or the conflict of laws, an English court is called upon to decide a case by applying the law of a foreign coulitry, France for example, that law has the status of fact. Like any other fact i- has to be proved by evidence and, like some other kinds of fact, by expert witnesses, should its existence or content be contested. Rules of public international law are not treated thus. They have the status of rules of law. Of course, the existence of a rule or its con- tent may be in doubt and the court will have to be satisfied in this respect, but this is done by the argument of counsel, not the evidence of witnesses, and judicial notice will be taken of the rules of public international law. However, there is one simple solution to the whole problem discussed in this article. Rather than saying that international law is part of the law of England, a kind of subdivision thereof, it is more accurate to regard it as a source of English law. Some rules of English law, such as those concerning State immunity before they were replaced by the statutory regime contained in the State Immunity Act 1978, have been consciously derived from what were regarded as rules and prin- ciples of international law and have been modelled upon them. That is to say that the English court does what it is supposed to do and applies English law as such. This was all pointed out by the late J. L. Brierly many years ago.37 There is really no mystery about it at all and there is no need for doctrinal squabbles to enter into the matter. J. G. COLLIER 37. (1935) 51 L.O.R. 31. BENEFICIAL OWNERSHIP OF INTERNATIONAL CLAIMS MUCH of the law for the diplomatic protection of citizens abroad concerns the nationality of claimants and the legal character of their rights. One aspect of this subject that has beguiled and confused both publicists and arbitrators is the beneficial ownership of such claims. One reason is that beneficial ownership, by definition, implicates the standing of a person who does not have legal title to property, but who has other rights in it that are the normal incident of owner- ship.' This article considers whether the privilege of bringing a claim before an international tribunal is just such a right incidental to ownership. 1. Black's Law Dictionary (5th ed., 1979), p.142. This content downloaded from 115.111.247.54 on Wed, 6 Aug 2014 11:33:24 AM All use subject to JSTOR Terms and Conditions