Professional Documents
Culture Documents
IN THE
LAW OF EVIDENCE
report of the
torts and general
law reform committee
CONTENTS
PAGE
INTRODUCTION
CHAPTER I
BARRISTERS AND SOLICITORS
CHAPTER II
CITIZENS ADVICE AND LEGAL ADVISORY BUREAUX
CHAPTER III
PATENT ATTORNEYS
CHAPTER IV
ACCOUNTANTS
CHAPTER V
BANKERS
CHAPTER VI
MEDICAL PRACTITIONERS
CHAPTER VII
PSYCHOLOGISTS
CHAPTER VIII
CLERGYMEN
1
11
16
18
28
35
37
38
41
CHAPTER IX
COUNSELLORS AND SOCIAL WORKERS
CHAPTER X
SCHOOL TEACHERS, LECTURERS AND STUDENT
COUNSELLORS
CHAPTER XI
JOURNALISTS
CHAPTER XII
REFORM RECOMMENDATIONS
52
57
72
78
1.
INTRODUCTION
2.
presentation of
court.
case,
3.
2.
3.
4.
The injury
1.
that
would
in
a confidence
4.
disclosure
of
the
communications
greater than the benefit thereby
gained
correct disposal of litigation.
must
be
for the
(b)
2,
Ho
the
the
any
5.
(ii)
or
the
(c)
Statements
made
without
prejudice.
To
encourage parties to settle disputes out of
court, statements made in an attempt to settle
are not admissible unless the privilege is
waived.
Without
this
privilege,
frank
discussion between the parties would often be
impossible.
(d)
Title deeds.
There is an obsolete rule under
which a witness who is not a party cannot be
compelled to produce the title deeds to his
property.
The
common
law
privilege
against
self
incrimination is modified by various statutory
provisions, notably s.5{2) provios (c) and (d)
of
the
Evidence
Act 1903, s.70 of the
Insolvency Act 1967, s.262(5) of the Companies
Act 1955 and s.297 of the Customs Act 1966.
(b)
6.
The
earlier statutory
Section 6 of
the
Evidence
not
Act
that
person
by
1908 provides
be compellable in any
communication made
during
their marriage.
(d)
Section
of
1908
confers
in the case
which
hearsay
evidence is generally
witness
by
other persons.
in
has
who
statements
of
of
of
privilege,
as
rule.
Privilege is
information
concerned
received
practitioner,
in
with
the
non-disclosure of
confidence.
The
for
medical,
evidence
would
If
proceedings,
the
then
the
by
patient's
party.
If the
communications,
were
a party to the
statements
to
There
is
could
as
be
being
a* considerable
7.
ago
3.
4.
5.
[1963] 2 QB 477.
9.
6.
Ibid. 492.
7.
Ibid. 489-90.
As will be seen, no statutory privilege
applies to clergymen or medical practitioners in England.
10.
8.
11.
CHAPTER 1
This
is
the only professional
privilege recognised by the common law.
Its
rationale
Gaskell (1) to be:
was
stated
in
evidential"}
Greenough
v.
1.
12.
(b)
(c)
2.
3.
4.
Greenough v Gaskell
(8973) 8 Ch App 361.
5.
(1833)
1 My and K 98;
Minet v
Morgan
13.
6.
7.
8.
Ibid.
9.
Ibid.
10.
14.
11.
12.
15.
13.
14.
16.
CHAPTER II
17.
18.
CHAPTER I I I
PATENT ATTORNEYS
Patent law
Patents Act 1953
Zealand
has
and
and
its
its
always
practice
are
governed
regulations.
by the
closely followed t h a t
in
the
United
and
r e l a t e d matters are
Patents
Patents
duties
Office.
however, purely
are
well
recognised
Opposition
and
an
The
Commissioner's
administrative
as
as
being
and
are
are
argued
not,
opponent
the
patent
and
Similarly
petitioner
and
(4)
patentee are determined by the Commissioner.
Apart from
proceedings
commenced
by
others,
empowered in c e r t a i n circumstances
for
patents,
to
the
Commissioner
reject
is
applications
1.
2.
See Noonan v Giant Products Ltd [1960] NZLR 202 at 204 per
McGregor J.; "Report of Commission to Inquire into and Report
upon the Law of Patents, Designs, and Trademarks" (1950) para.
94.
3.
Section 21.
4.
Section 42.
5.
Section 17.
19.
(1)
(a)
Shall be
entitled to prepare all
documents, transact all business, and
conduct all
proceedings
for the
purposes of this Act; and
(b)
Shall have
such other rights
privileges as may be prescribed.
6.
Section 22.
7.
Section 96(1).
8.
Section 96(2).
and
20.
(2)
Nothing
in
this
section
shall
authorise a patent attorney to transact
business or conduct proceedings in a Court.
(3)
A patent attorney shall not be guilty
of an offence against [section eighteen of
the Law Practitioners Act 1955] by reason
only of the preparation by him of any
document for use in proceedings under this
Act before the Commissioner."
2.
9.
Section 100;
XXX.
1954/211),
other
Trade
Part
21.
3.
4.
5.
Attendance
at hearings before the Commissioner,
Registrar or Law Officer and at interviews with
examiners and other officials.
6.
Instructing or advising
infringement, revocation
behalf of clients.
Counsel
in opposition,
or other proceedings, on
7.
Payment of
clients.
other
8.
renewal
and
fees
on behalf
of
10.
Journal
22.
11.
(1886) 55 LT 482.
23.
12.
13.
24.
"Privilege
for
certain
communications
relating to patent proceedings - (1)
This
section applies to any communication made
for
the purpose
of
any
pending
or
contemplated proceedings under the Patents
Act 1949 before the Comptroller or the
Appeal Tribunal, being either (a)
(b)
or
(ii)
25.
if
the
proceedings
mentioned
in the
foregoing subsection had been proceedings
before the High Court and the patent agent
in question had been the solicitor of the
party concerned.
(3)
For the purposes of this section a
communication made for the purpose of a
pending or contemplated application for a
patent or any other pending or contemplated
proceeding under the Patents Act 194 9 shall
be treated as made for the purpose of
contemplated proceedings under that
Act
before the comptroller
or
the
Appeal
Tribunal of every kind to which a proceeding
of that description may give rise, whether
or not any such proceedings are actually
contemplated when the communication is made.
(4)
The
to
any
means
a
as to
what
doing
so grants a
the
Committee
privilege
meant
by "proceedings", and in
virtually
as
wide
as
that
The privilege is
clearly wider than that recommended by the Committee. (14)
14.
26.
27.
exercised
We
received submissions from the
New
Zealand
Institute of Patent Attorneys and from practitioners in this
field.
The Institute submitted that
an
evidentiary
privilege, similar to that in Australia, should be enacted
in New Zealand.
It drew attention to the large number of
disputes between parties concerning trade marks.
In our
view the Australian approach is simpler and preferable to
that of the English statute.
We recommend that a provision
similar to that in the Australian Act be enacted in New
Zealand by amendment
to the Evidence Act 1908.
The
privilege should extend to communications between a patent
attorney and his client and to the work done by registered
patent attorneys in the fields of designs and trademarks as
well as patents.
In order to avoid the possibility that a
provision similar to the Australian section
could be
construed as applying only to communications between a
patent attorney and his client for the purpose of obtaining
or giving legal advice, it is recommended that the provision
be worded as follows:
"A communication between a registered patent
attorney and his client made for the purpose
of obtaining or giving advice in relation to
any patent design or trademark or to any
application in respect of a patent design or
trademark is privileged to the same extent
as a communication between a solicitor and
his client made for the purpose of obtaining
or giving legal advice."
28.
CHAPTER IV
ACCOUNTANTS
Common law
No
privilege
exists
to
protect
confidential
communications between an accountant and his client.
In
Chantrey Martin & Co v. Martin
a firm of accountants
engaged in litigation objected to the production of certain
of their documents on the ground that
1.
2.
Ibid. 695.
3.
Idem.
29.
Statutory privilege
The common law position has been modified in several
United States jurisdictions.
In all, 16 States have
granted some
form
of
evidentiary protection to theaccountant or his client.
Puerto Rico also has an
accountants' privilege.
Such privileges vary greatly in the extent of the
protection afforded.
At one extreme the Illinois statutory
privilege provides wide protection in the following terms:
30.
31.
The
analogies are not
convincing
(though this is not the
place
for a
demonstration).
Moreover, the tendency is
an unwholesome one.
Yet it threatens to
spread not only to other Legislatures but to
other occupations.
The correct tendency
would rather be to cut down the scope of the
existing privileges, instead of to create
any new ones.
We recommend that the Legislatures
refuse to create any new privileges for
secrecy of communications in any occupation;
and particularly we recommend against any
further recognition of
(A)
(B)
(C)
by
obtained by
and
journalists is
The
position
of the accounting profession has
remained in essence unchanged and it is considered that the
comments of the A.B.A.'s Committee with respect to an
accountant's privilege are still pertinent.
The view of
the A.B.A.'s Committee were found
acceptable by both the framers of the Model Code of Evidence
approved in 1942 by the American Law Institute and of the
Uniform Rules of Evidence approved in 1953 by the National
Conference on Uniform State Laws in 1953.
Neither of these
codes contains a privilege for accountants or their clients.
32.
his
9.
10.
11.
Accountants'
33.
12.
Ibid. 12.
34.
13.
35.
CHAPTER V
BANKERS
1.
Tournler
v
National Provincial and Union Bank of England
[1924] 1 KB 461.
36.
37.
CHAPTER VI
MEDICAL PRACTITIONERS
38.
CHAPTER VII
PSYCHOLOGISTS
39.
1.
Thirty-one
U.S.
jurisdications currently have
such
a
privilege.
The first was enacted in
Montana in 1935.
Twenty-one of these privileges have been enacted since- 1960.
See the tables in Schroeter, "Protection of Confidentiality in
the Courts:
The Professions" (1969) 16 Social Problems 376,
380.
2.
"Psychology and
Communications"
the Legal
(1964) 19
Process:
American
40.
In
its
submission
to
us,
the New
Zealand
Psychological
Society (Inc.), requested
that
medical
privilege be extended to psychologists and it was suggested
that a psychologist should be defined as any member of the
New Zealand Psychological Society or any person who is
clearly entitled to be a member.
Attention was also drawn to the question of privilege
in relationships between psychologists and member's of the
public in non-clinical situations, examples being given of
the occupational and the research
psychologist.
The
submission indicated that the occupational or industrial
psychologist in the course of personnel selection might
obtain information of a potential benefit both to employer
and employee, but which was potentially damaging and should
normally be regarded as confidential.
So far as the research psychologist is concerned, we
are informed that many research programmes involve obtaining
information potentially damaging to the subject of the
research if made public.
Such areas include drug use,
crime, marital relations and sexual behaviour .
The
information was regarded
as
vital
to
the research
programmes.
It was submitted that current research by
members of the Psychological Society relied on being able to
promise confidentiality and that should an occasion arise
when a research psychologist was called to give evidence,
say on drug using subjects,then the possibility of anyone
carrying out such research in the future would be severely
reduced if not prevented with a consequential loss of
necessary information from the community.
We do not recommend any specific statutory privilege
for communications to psychologists but feel that the
matters urged upon us in this area by the Psychological
Society are adequately met by the recommendations we are
making as to the court's discretion with
respect to
confidential situations generally.
41.
CHAPTER VIII
CLERGYMEN
of the
1.
Normanshaw
v Normanshaw (1893) 69
Le Marchant (1881) 17 Ch D 675, 681.
LT
468;
Wheeler
2.
Kv
3.
42.
4.
43.
44.
CHAPTER IX
has received
Australian
1.
[1949] P 94.
2.
Pool v
Pool
[1951]
P471; Mole v Mole
Theodoropoulas v Theodoropolous [1964] P 311;
[1950] P 154; Pals v Pals [1971] P 119.
3.
4.
Impliedly inConstable
[1951] P 21;
contra Bostock
in
as
45.
England.
It has yet to be considered in any reported New
Zealand decision.
It is likely that if the issue were to
arise our courts would have little hesitation in adopting
the decision.
There has been no indication of any willingness on
the part of courts to convert the decision in McTaggart into
a general privilege for social workers.
Attempts to do so
in other jurisdictions have been rejected.
The doctrine
of
"Crown privilege" offers some
evidentiary protection in respect of confidences between
clients
and
government
employed social workers
arid
counsellors.
The protection of confidential communications
by this doctrine depends on the court holding that the
evidence should be excluded because on balance the interest
of the State in excluding it outweighs the public interest
in the due administration of justice.
It is likely in the
case of communications to counsellors or social workers to
be almost impossible to sustain a claim to exclusion on this
ground of public policy.
In any event, as a substantial
part of the social services available in New Zealand are
offered by private organisations the circumstances in which
a claim to "Crown privilege" might be advanced are rare.
Statutory privilege
No legislature in any common law jurisdiction has
considered it necessary to enact a general evidentiary
privilege for social workers or their clients.
There is
5-
6.
Pollock
v
Pollock and Grey
[1970]
NZLR
771;
46.
some
evidentiary protection in the area of
marriage
guidance.
Section 18 of the Australian Family Law Act 1975
provides:
"(1)
a marriage counsellor;
(b)
(c)
(2)
Evidence of anything said or of any
admission made at a conference with a person
to whom this section applies acting in the
capacity referred to in subsection (1) is
not admissible
in
any
court (whether
exercising federal jurisdiction or not) or
in proceedings before a person authorised by
a law of Australia or of a
State or
Territory, or by consent of parties, to hear
evidence."
In New Zealand s.5(l) of the Matrimonial Proceedings
Act 1963 and S . 1 8 ( 1 ) of the Domestic Proceedings Act 1968
provide evidentiary protection for communications made to
marriage guidance counsellors who are acting pursuant to the
conciliation provisions of
those Acts.
Section 5(1)
provides:
"5.
Statements privileged (1)
No
evidence of any information received by, or
of anything said or of any admission made to
a person nominated pursuant to subsection
(1) of section 4 of this Act in the course
of an endeavour to effect a reconciliation
under that section shall be admissible in
any court
or before any person acting
judicially."
47.
7.
48.
8.
9.
49.
50.
10.
11.
51.
12.
52.
CHAPTER X
53.
in
respect
of
1.
54.
55.
56.
57.
CHAPTER XI
JOURNALISTS
1.
58.
2.
Ibid. 87.
3.
59.
clerk
and
to
ascertain whether there had been any
dereliction of duty or breach of security arrangements by
others employed in the Admiralty.
Amongst those called to
testify before the Commission were journalists who had
written articles relating to the Vassall affair.
The refusal of three journalists to disclose the
sources of their information lead to contempt proceedings
being taken against them.
In Attorney-Generalv. Clough (4)
the journalist refused to reveal the identity of his
informant.
Parker C.J. rejected the argument of counsel
that the journalist had a privilege at common law to retain
inviolate the sources of his information.
The Chief
Justice started from the viewpoint "that any privilege which
exists constitutes a shackle on the discovery of the truth
and an impediment on the due administration of the law"
and continued to state that no privilege for journalists had
been recognised at common law.
In Attorney-General v. Mulholland and Foster
one
journalist refused to disclose the source of his information
and the other refused to disclose the type of source.
Counsel for the former journalist gave in his submissions a
useful summary of the arguments in favour of a journalist's
privilege:
1.
4.
[1963] 1 QB 773.
5.
Ibid. 787.
6.
[1963] 2 QB 477.
7.
Ibid. 482.
60.
2.
3.
4.
5.
man
to disclose his
61.
8.
Ibid. 489-490.
9.
6-2.
10.
11.
12.
13.
14.
the
63.
15.
16.
17.
18
64.
19.
20.
65.
where a
newsman;
(b)
(c)
(d)
where confidentiality
would
be
without
a
legitimate
need
(22)
enforcement.
21.
Ibid. 690-691.
22.
Ibid. 709-10.
subpoena
was issued to
harrass
were
not
the
in
imperilled
for
law
66.
23.
24.
Supra., n.9.
25.
26.
Ibid. 725.
27.
67.
28.
Ibid. 1397.
29.
30.
31.
For details and citations to the various state laws see Note
by Shuford "Newsman - Source Privilege: A Foundation in
Policy for Recognition at Common Law" (1974) 26 University of
Florida Law Review 453, 462.
All statutes appear to apply to
both criminal and civil proceedings.
68.
The
Maryland
statute,
criticism of Wigmore.
substance
unique."
as
it
is
enacted
in 1896,
drew
the
form
[and]
in
(32)
of
the
treatise as to the
first
provision,
the
to the unique
opinion
in
his
unchanged:
"In recent times in the United States,
however, legislation has been sought, here
and there successfully, to establish new
privileges.
Most of these attempts have
been made by organized occupational groups
who believe that for the protection of their
own particular interests a privilege is
needed and is justified.
In no instance
has it been made
to
appear that the
occasional
disclosure,
in
judicial
proceedings, of the communication sought to
be kept secret would be injurious to the
general exercise of the occupation, or that
all the conditions exist which justify a
general privilege
,,.
Among the recent
legislation are found statutes in several
states privileging sources,of
information
given to journalists..."
in
liberties
statements of
only
law,
be
deduced
privilege
While
our
their
Constitution.
that
the
It
is in
argument
for a
32.
33.
69.
journalist's privilege
transcends that of professional
honour and pride and becomes one of public interest.
A free press is an essential requirement of a truly
democratic society.
Without a well informed public the
ability of society to carry out the democratic processes and
to appreciate and respond in a rational way to its problems
is restricted.
Thus the public has a right to receive the
widest possible range of information and comment to enable
it to act in an informed and responsible way.
Since in our
complicated world no individual has the time or resources to
gather information
himself,
the journalist's role is
extremely important.
The journalist's role of information
gathering, it is argued, will be inhibited if he labours
under the fear of compelled disclosure of his confidences in
court.
This is because to varying degrees persons who have
information that should be disseminated in the public
interest may wish to preserve their anonymity, whether
because the source was engaged in some illegal activity or
through fear of some extra-legal sanction such as loss of
employment, victimisation or simply loss of privacy.
To
put the argument in absolutes, it might be said that the
greater
public
interest
in
these situations is in
maintaining existing channels of communication and not
stifling the development of new ones.
It has been urged
upon us that the question whether disclosure is desirable in
a particular case should be left to the conscience of the
individual journalist.
The
extent
to
which local newsmen
rely
on
confidential sources of information is not known.
Research
in the United States has shown that confidential sources are
mostly
utilised
by those engaged
in
in-depth
and
investigative reporting.
Such techniques appear to be used
relatively little by local newsmen on topics which could
lead to
their
being
subpoenaed in subsequent court
proceedings.
Certainly the problem arises more often in
70.
71.
72.
CHAPTER XII
REFORM RECOMMENDATIONS
need of particular
privilege.
Our
Medical privilege
The
evidentiary
privilege
in
respect
of
communications to medical practitioners is dealt with in our
earlier Report a copy of which is published as Appendix I to
this Report. A number of changes in the law are recommended
as set out in the final section of the Report.
2.
The
professional
groups
other
than
medical
practitioners whose activities are to some extent covered by
existing privileges are barristers and solicitors (and law
students acting as agents of barristers and solicitors at
legal advisory bureaux), clergymen, and marriage guidance
counsellors.
We recommend no change in their existing
statutory and/or common law privileges.
3.
73.
1.
[1963] 2 QB 477.
See also D v National Society for the
Prevention of Cruelty to Children [1976] 3 WLR 124.
2.
74.
75.
We therefore recommend:
1.
That
the
general
conferred
by
discretionary
statute
authorities
and
disallow
question
on
persons
power
courts,
be
tribunals,
acting judicially to
or
permit
a witness to
2.
The
statute
should
determination
of
make
any
obligation of a witness
or
produce
It
should
documents
be
open
proceedings and to
evidence
ruling, either
at any
stage
for
the
to
the
as
to divulge information
obtained in confidence.
to
any
as a witness
provision
question
any
party
person
to
to
the
called to give
apply
for
such
the hearing.
The court,
the
the
appropriate
until
reached.
3.
Without limiting
the
The
to
likely
the
resolution
of
the issues to be
The
special
relationship
between
the
the
76.
(c)
on
(d)
(e)
The
desirability
of
respecting
confidences between
persons
in
the
relative positions towards each other of
the confidant and the witness, including
the
importance
of encouraging
free
communication between such persons.
77.
The
likely
evidence to
issues
to
proceedings:
significance
of
the resolution of
be
decided
in
the
the
the
(b)
(c)
(d)
(e)
The
desirability
of
respecting
confidences between persons in the
relative positions towards each other
of 'the confidant and the witness,
including
the
importance
of
encouraging free communication between
such persons.
(3)
Nothing in subsection
(1) of this
section
shall derogate from any
other
privilege or from any discretion vested in
any court or in any tribunal or in any
authority constituted by or pursaunt to any
Act and
having
power
to
compel the
attendance of witnesses or in any other
person
acting
judicially
or by other
provision of this Act or of any other Act or
by any rule of the common law.
(4)
Any application to the
court
or
tribunal or authority or person
acting
judicially for the exercise of its or his
discretion under subsection
(1) of this
section may be made by any party to the
proceedings or by the witness concerned at
any time before the commencement of the
hearing of the proceedings or
at
the
hearing."
(I.L. McKay)
Chairman
for the Committee
March 1977
78.
MEMBERSHIP OF COMMITTEE
APPENDIX I
A.
2.
INTRODUCTION
3.
be regarded as exceptional.
In general, all relevant
evidence that one of the parties wishes to place before a
Court should be admitted, so that the Court may have
before it a full appreciation of the relevant facts.
Justice is less likely to be attained if the whole truth
is not permitted to emerge.
Not all relevant evidence
is admissible, but an evidentiary privilege is a right
that a witness should not give relevant and otherwise
admissible evidence.
The interest that someone has that
another should not reveal his confidences is not in itself
a sufficient justification for granting a privilege.
One
must assess the relationship in question in terms of its
social importance, and the importance of confidentiality
to that relationship, and decide whether it is so important
that it should prevail over the interest of society as a
whole in attaining the fullest measure of justice that can
be achieved.
Similarly, the existence of the rule of
professional medical ethics already referred to is in
itself insufficient to justify an evidentiary privilege.
The existence of medical privilege, it is claimed,
encourages persons to consult their doctors and to be
perfectly frank with them in all medical matters.
This
argument leaves unanswered the essential questions
whether a medical privilege does facilitate recourse to
the medical profession in times of need, and whether it
does in fact encourage a candour on the part of patients
that would otherwise be lacking.
The scope of medical privilege
The medical privilege of a witness will generally
only be of practical significance where:
(a)
(b)
4.
(c)
(d)
5.
C.
Historical perspective
No privilege exists at common law.
Inspired by
the existence of a statutory medical privilege in
Victoria, a medical privilege was enacted by s.7 of the
Evidence Further Amendment Act 1885.
This privilege
extended to both civil and criminal proceedings and
protected communications to a physician or surgeon.
The privilege was short lived.
By the Evidence Further
Amendment Act 1895 a privilege limited to civil proceedings was enacted in its place.
The 1895 privilege remains with us today, re-enacted
with only minor linguistic variations in s.8 of the Evidence
Act 1908.
The relevant parts of this section are:
"(2)
(3)
6.
"communication"
Only the patient's communication to the
doctor are the subject of medical privilege.
Any
communication by the doctor to the patient, or
information obtained by the doctor other than from
the patient's communications, will be subject to
disclosure in Court provided it would not involve
disclosure of the patient's communications.
The Court of Appeal has held that the word
"communication" refers to that which the patient
communicates to his doctor by means of writing,
(1 )
words or signs.
The submission by a patient
of his body for medical examination was not
1.
7.
(d)
"patient"
While the issue is not beyond doubt, there
need not be any creation of a contractual relationship between a person and a doctor for the former
to be a "patient" within the meaning of the
section.
If a doctor is called to treat accident
victims, or is assigned to treat a person in
(2)
hospital, the medical privilege will apply.
2.
X.
v.
Y.
(No-
This expression serves to exclude communications to a doctor about medical matters outside of
a doctor/patient relationship.
Thus medical
privilege is confined in the same way as the
analogous legal professional privilege, which rests
on the common law,
(f)"necessarytoenable[thedoctor]toprescribe
or act"
This is an important limitation on the
extent of the privilege.
The Courts have stated
that to satisfy this requirement communications
mut have reference to something that is to be done
(k)
by the doctor.v '
3.
4.
9.
REF0RM
PR0P0SALS
I : CIVIL PROCEEDINGS
5.
10.
6.
11.
12.
2.
In its submission to the Committee the
Department of Health asserts that this portion of
the section is "archaic and ill-suited to modern
medical practice",
The Department observes that
"a doctor examines and treats; treatment may or
may not involve 'prescribing'".
The Committee recommends the deletion of the
word "prescribe" and advocatestheinsertionof
words so that the section willwillread"forthepurpose
of enabling him to examine, treat or act for such
patient".
3."Unlessthesanityofthepatientisin
dispute"
The exception to privilege incorporated in
s.8(2) is framed in terms of sanity being the matter
in dispute.
Construction of similar words in two
Australian jurisdictions has suggested that it is
sufficient if sanity is merely an issue in respect
of which medical evidence is tendered.
The
Committee is convinced that this view is correct in
principle and that the exception should not be
confined to those cases where sanity is the sole
matter in dispute.
Otherwise a party could
deliberately complicate proceedings by raising a
number of other issues in order to retain the
privilege.
The replacement of "the" by "an" as
qualifying "matter in dispute" will clarify the
ambit of the exception.
Such an issue may arise in
custody proceedings when determining the fundamental
issue, which is which of the parties should have
custody of the child.
Section 8(2) is wanting in its failure to
deal with testamentary capacity.
Here communications are of greater importance because they may
13.
7.
Lucena supra, n. 1;
14.
The psychiatrist
In contrast to other areas of medical practice, the
maintenance of confidentiality is essential to the
therapeutic relationship between psychiatrist and patient.
Psychiatric treatment has been greatly extended since 1908.
In this field the Committee believes that conferment of a
privilege does in fact usefully encourage patients to be
candid.
Accordingly, the Committee believes that
"physician or surgeon" is now too narrow, and recommends
the substitution of "registered medical practitioner".
This will make it clear beyond doubt that psychiatrists,
or any other specialists, who are registered medical
practitioners, are persons subject to the privilege which
the patient has.
If s.8(2) were to remain in its present objective
form, the Committee would have no option but to recommend
that the privilege of psychiatrists be isolated from the
privilege of other medical practitioners and treated in a
subjective manner.
If, however, the substitution of a
subjective test as recommended in the previous section is
adopted, the need for special measures to promote the
psychiatrist/patient relationship will be obviated.
Para-medical personnel
For the purposes of assessing whether para-medical
personnel should enjoy professional privilege it is
necessary to scrutinize their activities at two levels:
(i)
(ii)
15.
treatment programme.
The Committee recommends an
extension of medical privilege to persons in para-medical
categories when they perform their task while "acting on
behalf of" the medical practitioner.
This formula
envisages tasks both preliminary as well as following
actual examination or treatment by the doctor and is
intended to extend to the doctor's receptionist.
A
particular problem exists where the initial communication
by the patient to the doctor is in turn relayed to either a
consultant (who will himself be a medical practitioner) or
a para-medical person.
A Supreme Court decision of 1913
vintage established that the privilege is not lost merely
because a third party (a matron in this case) committed
the patient's communication to a case book.
This case
has been regarded in some quarters as extending privilege
to "communications" within the meaning of s,8 subsequently
repeated to others by a doctor acting in the course of
his duty.
The Committee does not share the confidence
with which this view is promoted, and recommends a legislative modification to ensure that privilege does attach
to any such relayed communication if it would have been
privileged had it been communicated to the doctor only.
When assessing whether para-medical personnel
should enjoy a privilege in their own right it is necessary
to consider some of the various categories individually:
Clinical psychologist:
The clinical
psychologist has, in the Committee's view, a valid
claim to be covered by the evidentiary privilege,
and this because the clinical psychologist like
the psychiatrist is engaged in the treatment or
diagnosis of mental or emotional problems.
Privilege is again an incentive to candour.
The
Committee, however, does not recommend that
16.
17.
18.
19.
identification.
On the other side of the coin, where the
doctor himself is the accused in criminal proceedings
he should be able to adduce evidence of the communication
in his defence.
For example, on a charge of unlawfully
performing an abortion the nature of the woman's communication relating to her reasons for seeking an abortion will
be relevant to the doctor's defence.
One area of criminal proceedings however calls for
a different assessment.
This is where the medical
consultation is itself an alternative to the criminal
process.
Just as the interests of justice demand that
there be no general extension of medical privilege into
the criminal sphere, so too in this area the public
interest in securing due compliance with the law is
achieved by successful medical treatment.
This area
primarily consists of the problem of drug abuse and
addiction.
Where society has determined that treatment
is merited rather than punishment, a privilege applicable
in criminal proceedings is essential to achieve that social
objective.
Drug addiction necessarily involves criminal
activity.
The addict is in the unfortunate position of
being caught between two worlds, the legal and the medical.
While his use of drugs outside of medical prescription is
illegal, the rigours of the criminal law cannot cure his
problem; only medical treatment can,
Thus, while
society may have a legitimate interest in preventing drug
abuse, there is little point in effecting such a policy
by the imposition of legal sanctions on those who are
beyond legal persuasion.
Public policy demands the
addict's cure; the alleviation of an individual's
medical plight, his reintegration as a valuable member
of society, and the avoidance of illegal activities both
by the addict and those that stand to benefit from his
addiction.
An evidentiary privilege protecting the
20.
21.
REFORM RECOMMENDATIONS
1.
(b)
(c)
22.
(e)
2.
3.
4.
5.
MEMBERS:
I.L.
McKay
Mr S.C. Ennor
Chairman
Mrs J.E. Lowe
Mr B. McClelland
Mr P.D. McKenzie
Mr J.P. McVeagh
Dr D.L. Mathieson
Ms R.M. Richardson (Secretary)
11 November 1974.
APPENDIX II
ORGANISATIONS WHICH MADE SUBMISSIONS
TO; THE COMMITTEE
ii.