Professional Documents
Culture Documents
Certification Examination
Handbook & Application
2009
OCCUPATIONAL THERAPIST REGISTERED OTR®
CERTIFIED OCCUPATIONAL THERAPY ASSISTANT COTA®
www.nbcot.org Page 1
Table of Contents
About NBCOT® …………………………………………..................…………........ 3
NBCOT Certification Basics …........…….……………..................…............ 3
Examination Administration ..............................……………………............ 4
Fees …................................................……………..................……..........…. 4
Eligibility Requirements .......................………...................…….….......... 5
Submitting the Application .............…………...................………..…......... 6
Special Testing Accommodations ...…………………...................….......... 8
After the Application: What’s Next? …...........……….............................. 9
Required Documentation ................................................................ 9
Authorization to Test (ATT) Letter .................................................... 11
Scheduling the Certification Examination ...................................... 11
Name Changes and Address Changes ........................................... 11
Preparing for the Certification Examination ................................... 12
The Certification Examination: What to Expect ................…………....... 13
Arriving at the Test Center ............................................................... 13
Examination Content ....................................................................... 14
Scoring .............................................................................................. 15
Score Reports and Certificates ....................................................... 16
Administrative or Technical Complaint, Exam Results
Appeals ............................................................................................ 16
Cancellation, Rescheduling, Late Arrival, No Show ....................... 17
Application WIthdrawal and Refund ................................................ 18
Repeating Examination Candidates ................….…………………………… 18
Examination Security ........................................….…………………………… 18
Certification Renewal: Keeping Your Credential Active! …....…………… 19
Summary of Examination Candidate Requests ..…………………………… 20
Appendix ...........................................……………………………………………... 23
Examination Application Procedures Checklist ...............................23
Academic Credentials Verification Form ......................................... 25
2008 Certification Examination Application .................................. 29
U.S. School Codes (OT) .................................................................... 34
U.S. School Codes (OTA)................................................................... 36
NBCOT Study Tools Order Form ....................................................... 38
NBCOT Candidate/Certificant Code of Conduct ............................ 39
Please visit www.nbcot.org for a list of Frequently Asked Questions regarding the
Certification Examination Handbook and Application.
Page 2 www.nbcot.org
About NBCOT®
Welcome to the National Board for Certification in Occupational Therapy, Inc. (NBCOT®)) Certification Examination
Handbook and Application.
NBCOT is the national certification body for occupational therapy professionals in the United States. Our mission is
to serve the public interest by providing world-class standards for certification of occupational therapy practitioners.
Through the development, administration, and continuous review of standards and processes that provide reliable
indicators of competence to practice, NBCOT has certified more than 175,000 practitioners as OCCUPATIONAL
THERAPIST REGISTERED OTR® or CERTIFIED OCCUPATIONAL THERAPY ASSISTANT COTA®.
Currently, 50 states, Guam, Puerto Rico and the District of Columbia require NBCOT initial certification for occupational
therapy state regulation, e.g., licensing. NBCOT certification programs have received and maintained accreditation
from the National Organization for Competency Assurance (NOCA).
This handbook has been developed to provide you with the information you will need to complete and submit your
certification examination application. NBCOT recognizes the responsibility exam candidates take when completing
their exam application. Our aim is to provide a smooth and positive application experience. If you have further
questions after reading this handbook, please visit www.nbcot.org, email info@nbcot.org, or phone (301) 990-7979.
To maintain the OTR or COTA certification status, certificants must satisfy a 36-unit requirement of professional
development activities every three years.
Mission Statement
Above all else, the mission of the National Board for Certification in
Occupational Therapy, Inc. (NBCOT) is to serve the public interest. NBCOT
provides a world-class standard for certification of occupational therapy
practitioners. NBCOT will develop, administer, and continually review a
certification process based on current and valid standards that provide
reliable indicators of competence for the practice of occupational therapy.
www.nbcot.org Page 3
Examination Administration
The certification examination is administered at Prometric Test Centers (PTCs) world-wide. Prometric is the leading global
provider of testing services and solutions for corporate, academic, government, financial and professional services
clients. Its comprehensive testing solutions include test design, development, administration, data management
and analysis of test results. Prometric delivers more than seven million exams annually using a robust global testing
network in 135 countries for academic admissions and certifications, employment testing and skills assessments,
professional certifications in finance and healthcare, and government licensing exams.
To insure the integrity of its testing process, Prometric maintains stringent security standards in its test centers and
across its network. Prometric is the sole provider of exams for high caliber clients including NBCOT®.
Fees
Beginning June 15, 2009, NBCOT will only accept credit card payments (MasterCard and Visa) for examination
applications and related services such as score transfer and confirmation of examination eligibility notices. Candidates
applying for the examination (OTR® or COTA®) must pay by submitting a credit card at the time of application submission.
No off-line payments will be accepted. This change is necessary to increase security and decrease processing time
enabling candidates to move through the eligibility process in a shorter period of time. Any questions should be
directed to NBCOT via email at onlineexamapp@nbcot.org or by phone at 301-990-7979.
All applicable fees must accompany the application. An application cannot be processed until all fees are paid in full.
For a detailed fee schedule, see the payment section of the application on page 33 of this handbook.
Page 4 www.nbcot.org
Eligibility Requirements
for graduates of entry-level post-baccalaureate occupational therapy programs
within the U.S. and its territories
Prior to being deemed eligible to take the NBCOT® certification examination, OTR® and COTA® applicants must:
1. Graduate from an accredited occupational therapy program recognized by NBCOT. NBCOT recognizes U.S.
occupational therapy degrees accredited by the Accreditation Council for Occupational Therapy Education
(ACOTE), of the American Occupational Therapy Association, Inc. (AOTA)
Applicants who have not yet received their Occupational Therapy degree but are “cleared for graduation” are
considered by NBCOT to have met the academic criteria. “Cleared for graduation” means that all grades have
been recorded, the thesis is complete (if required), and there are no outstanding financial obligations to the
institution.
2. Complete all fieldwork requirements.
3. Submit the examination application and receive authorization by NBCOT to take the examination. Please Note:
The application should not be submitted until the applicant has graduated or is cleared for graduation.
4. Request that the school registrar confirm the applicant’s eligibility to examine by submitting the official final
transcript or an NBCOT Academic Credential Verification Form (ACVF).
5. Agree to abide by the NBCOT Candidate/Certificant Code of Conduct (see page 39).
www.nbcot.org Page 5
Submitting the Application
There are two ways to apply for the certification examination - online and by mail using the paper application provided
in this handbook. Please follow the appropriate instructions below according to your preferred method of applying.
Online Application
for first-time exam candidates
Paper Application
for first-time exam candidates
The paper application is included in this handbook (see pages 29-33). A listing of School Codes is also included
(see pages 34-37).
Online registration
An applicant may create an account online only once. A fee will be assessed if a duplicate account is created. If a
candidate has forgotten their username or password, they may get this information by contacting NBCOT via e-mail at
onlineexamapp@nbcot.org. Do not set up another account!
Once an applicant has registered online, they can log onto their account using the username (e-mail address) and
password that was created when the account was initially set up. Applicants may make changes to their username,
password, and address by logging on to the account and selecting Update Profile, or clicking the Support at NBCOT
button on the application.
Reporting Services
NBCOT offers the following reporting services, which can be ordered before or after the exam application is submitted,
and/or after the exam has been taken, to be sent to regulatory boards or employers. Applicants can order these
services by selecting them on the application. No changes can be made to the order once the application has been
processed. Ordered items cannot be cancelled or refunded.
Important Note: Completion of the NBCOT® Certification Examination Application is not the same as
applying for state licensure. Sending a score report to a state regulatory board does not automatically
initiate the process to obtain a license or permit to work in that state. Certification by NBCOT is
independent, different, and separate from any state or jurisdiction’s law/licensure. Almost all
jurisdictions - including the District of Columbia and Puerto Rico — have some form of regulation of
occupational therapists and occupational therapy assistants. Before an applicant begins working in
any state or comparable jurisdiction, it is essential that all requirements of that jurisdiction are met.
To work without a license or permit is against the law.
On the examination application, there is a designated section for applicants to request special testing accommodations.
The applicant must also submit a Special Testing Accommodations for Candidates with Disabilities Request form, along
with documentation that supports the diagnosis and the impact of the disability. The request form and documentation
should be sent in to NBCOT after the examination application has been submitted, but before the Authorization to
Test (ATT) Letter has been issued. Authorization to take the examination cannot be issued by NBCOT until the special
accommodations request is processed and decided upon.
If a candidate needs to submit a Special Testing Accommodation request after the ATT letter has been issued, the
candidate must complete and submit a Reactivation/Reissue of Authorization to Test (ATT) Letter form, available online
at www.nbcot.org. If a candidate granted Special Testing Accommodations has taken and failed the examination and
reapplies, the request for accommodation(s) must be checked on the exam application each time an application is
submitted.
Candidates with a special accommodation(s) MUST call Prometric to schedule their examination. Candidates with a
special accommodation(s) are NOT able to schedule their examination online.
For further information regarding Special Accommodations, download the Special Testing Accommodations for
Candidates with Disabilities Handbook and Request form from www.nbcot.org (click on Examination Candidates).
Direct specific questions to:
e-mail: accommodations@nbcot.org
phone: 301-990-7979
Page 8 www.nbcot.org
After the Application: What’s Next?
Required Documentation
Applicants who were approved to take the certification examination through the NBCOT Occupational Therapy
Educational Determination (OTED) process are not required to submit any further documentation, as this requirement
was met during the OTED process.
Applicants who graduate with an accredited occupational therapy degree within the U.S. (or its territories) must
submit the following documents to NBCOT:
1. Official Final Transcript or Academic Credential Verification Form (ACVF)
2. Fieldwork Verification (for certain graduates only—see below for details)
See below for more details about these document requirements. The application process is not complete without this
documentation on file at NBCOT. These documents should NOT be sent to NBCOT until the candidate’s application
has been submitted to NBCOT.
NBCOT requires this documentation be sent directly from the registrar’s office. The transcript or ACVF must be placed
in an envelope and the registrar’s stamp should be placed across the envelope flap as evidence that the envelope is
sealed. If the candidate will be mailing the transcript/ACVF, the sealed envelope must be placed in another envelope,
as to keep the seal intact. NBCOT recommends that the documentation is sent via traceable mail. The candidate
should retain the mailing receipt, in the event proof of mailing and receipt is necessary.
NBCOT will also accept secure PDF transcript documents that are e-mailed directly from the registrar’s office. These
documents should be sent to transcripts@nbcot.org. The following will not be accepted: a student copy—marked
“student copy,” “issued to student,” or other similar language; a photocopy; a letter; or a fax of the transcript.
Applicants graduating from these programs must request that their program director submit to NBCOT documentation
that verifies the successful completion of fieldwork.
www.nbcot.org Page 9
Pictured left:
NATIONALBOARDFORCERTIFICATIONINOCCUPATIONALTHERAPY NATIONALBOARDFORCERTIFICATIONINOCCUPATIONALTHERAPY NBCOT ACVF forms for
OTR (far left) and COTA.
ACADEMICCREDENTIALVERIFICATIONFORM(“ACVF”)FOROTRCANDIDATES ACADEMICCREDENTIALVERIFICATIONFORM(“ACVF”)FOR COTACANDIDATES
The Academic Credential Verification Form (ACVF) can be completed by projected graduates of
The Academic Credential Verification Form (ACVF) can be completed by projected graduates of
ACOTE accredited Occupational Therapy Assistant educational programs who are applying to take
ACOTE accredited ENTRY-LEVEL Occupational Therapy educational programs who are applying
the NBCOT Certification Examination in the event that the official final transcript is not available.
to take the NBCOT Certification Examination in the event that the official final transcript is not
This form should not be submitted: 1) Until a Certification Examination Application has been
available. This form should not be submitted: 1) Until a Certification Examination Application has
completed and submitted to NBCOT by the candidate; and 2) No sooner than three (3) months prior
been completed and submitted to NBCOT by the candidate; and 2) No sooner than three (3)
to the candidate’s anticipated graduation date.
months prior to the candidate’s anticipated graduation date.
The candidate’s college/university OTA program director must complete Section 2. Section 3 must be completed by the
The candidate’s college/university OT program director must complete Section 2. Section 3 must be completed by the
candidate’s College/University Registrar who must sign and also include an official embossed seal on the ACVF to verify
candidate’s College/University Registrar who must sign and also include an official embossed seal on the ACVF to verify
the candidate’s completion of the occupational therapy educational program and other college/university requirements.
the candidate’s completion of the occupational therapy educational program and other college/university requirements.
SECTION1ͲͲTOBECOMPLETEDBYTHEOTASTUDENT
SECTION1ͲͲTOBECOMPLETEDBYTHESTUDENT
SECTION2ͲͲTOBECOMPLETEDBYOTAPROGRAMDIRECTOR
SECTION2ͲͲTOBECOMPLETEDBYOTPROGRAMDIRECTOR
________________________________________________ has completed the Academic and Fieldwork requirements of our
___________________________________________ has completed the Academic and Fieldwork requirements of our
school’s ACOTE accredited ENTRY-LEVEL Occupational Therapy educational program. school’s ACOTE accredited Occupational Therapy Assistant educational program.
NBCOT School Code: _______________ Date of Graduation: ______/______/_20_____ NBCOT School Code: _______________ Date of Graduation: ______/______/_20_____
NameofProgramDirector:__________________________Signature:___________________________________ NameofProgramDirector:__________________________Signature:___________________________________
SECTION3ͲͲTOBECOMPLETEDBYCOLLEGE/UNIVERSITYREGISTRAR SECTION3ͲͲTOBECOMPLETEDBYCOLLEGE/UNIVERSITYREGISTRAR
Icertifythat__________________________________WILLBEorHASBEEN Icertifythat__________________________________WILLBEorHASBEEN
Official Stamp/Seal
Official Stamp/Seal
awardedanACOTEaccreditedOccupationalTherapydegreeonthedatestated awardedanACOTEaccreditedOccupationalTherapyAssistantdegreeonthe
inSection2ofthisformandthatallobligationstothiscollege/universityand datestatedinSection2ofthisformandthatallobligationstothis
requirementsforgraduationhavebeensatisfiedbythestudent. college/universityandrequirementsforgraduationhavebeensatisfiedbythe
student.
Signature: _______________________________________________
Signature: __________________________________________
Title: ______________________________________ Date: _________________
Title: ______________________________________ Date: _________________
Mail form to: NBCOT, Inc. 12 S. Summit Avenue, Suite 100 Gaithersburg, MD 20877-4150
Mail form to: NBCOT, Inc. 12 S. Summit Avenue, Suite 100 Gaithersburg, MD 20877-4150
Effective 11/2008
Effective 11/2008
Page 10 www.nbcot.org
Authorization to Test (ATT) Letter
Upon confirmation of eligibility to examine, the candidate will receive an Authorization to Test (ATT) Letter by e-mail (or
regular mail, if no e-mail address has been provided). The ATT Letter authorizes the candidate to take the certification
examination. Please Note: The ATT Letter will be sent to the e-mail address on the candidate’s account. It is the
candidate’s responsibility to keep their e-mail address current with NBCOT. The ATT Letter will include:
The contact information for Prometric, so the candidate can schedule an examination date
Details on how to schedule an examination date with Prometric
Information on how to reschedule or cancel an examination, should that become necessary
The examination application is valid for one (1) year from date of submission. The ATT Letter is active for 90 days. If
the candidate does not take the examination within this 90-day period, the candidate may choose to reactivate the
ATT Letter for an additional 90 days. In general, the ATT Letter can be reactivated as many times as necessary during
the one-year period. There is a fee for each reactivation of the ATT Letter. After one year, the ATT Letter may no longer
be reactivated—a new examination application must be submitted.
Reactivation of the ATT Letter may be requested online, by logging onto the applicant’s account, or by submitting the
appropriate form, available on the NBCOT website at www.nbcot.org.
www.nbcot.org Page 11
To make a name change request, after the ATT Letter is issued:
1. Complete a Reactivation/Reissue of Authorization to Test (ATT) Letter form, available online at www.nbcot.
org. Be sure to include the reactivation fee.
2. Submit copies of the legal documentation that reflects the name change. See request form for list of accepted
documents.
3. Mail or fax forms, payment, and documentation to NBCOT, at the address listed on the form.
If an individual applies online prior to contacting NBCOT to update their name in the system, there is an administrative
fee to correct the online account. Payment in the form of a check, money order, or credit card (Visa/MasterCard) will
be required with submission of proper name change documentation to NBCOT. To obtain a name change request form,
follow the instructions above.
Applicants submitting paper exam applications may submit proper name change documentation, along with exam
fees, to NBCOT.
Address Change
When a candidate’s address changes AFTER the application has been submitted, the new address must be updated
on the application. Address changes can only be made to the application BEFORE the ATT Letter is generated (online
applicants are encouraged to access their application online to update their address). Once the ATT Letter is issued,
address changes cannot be made to the application. The next opportunity to change an address will be at the Prometric
Test Center on the day of the examination. Keep in mind: This applies to address changes only; name changes cannot
be made at the test center. Address changes may also be made if and when an ATT Letter is reactivated/reissued.
The official NBCOT study tools are the only OTR and COTA certification examination
study tools designed exclusively by NBCOT test development professionals. For details
visit www.nbcot.org, click on the Exam Candidate tab, then Exam Preparation Tools.
You may also purchase study guides using the order form included on page 38 of this FREE Examination Readiness Tools
handbook.
The NBCOT OFFICIAL OTR Study Guide The NBCOT OFFICIAL COTA Study Guide
Note: NBCOT does not administer, approve, endorse, or review preparatory
SECTION 1
® ®
SECTION 1
® ®
Page 12 www.nbcot.org
The Certification Examination: What to Expect
Arriving at the Test Center
Exam candidates should arrive at the test center at least 30 minutes prior to their scheduled exam time. Upon check-
in, candidates are required to present three (3) forms of non-expired ID in order to test.
• Candidate must present one (1) form of Primary ID which is defined as an official government-issued ID
bearing both a photograph and a legible signature.
• Candidate must present two (2) forms of Secondary ID which must be imprinted with the examinee’s name
and must bear the examinee’s legible signature.
Acceptable forms of Primary ID are limited to the following which must include a photo and signature:
• State driver’s license
• Military ID card
• State ID card
• Passport
What to Bring
• State driver’s permit
• Green card (permanent resident card) Three forms of identification:
√ Must match name on ATT letter
Photo must be current; signature on ID must match the name on the ATT
√ One must be government-issued
Acceptable forms of Secondary ID are limited to: photo ID with signature
• ATM card
• Employee ID card
• Voter registration card
• Student ID card
• Green card (permanent resident card)
(Social Security cards are not acceptable)
NOTE: All forms of identification must be original. The name on the candidate’s identification must match the name
on the candidate’s ATT Letter. A candidate cannot be admitted to the test site without the required documentation.
Candidates are also required to sign the roster.
www.nbcot.org Page 13
Examination Content
The OTR® and COTA® examinations are constructed based on the results of practice analysis studies. The studies
identify the domains, tasks, knowledge and skills required for occupational therapy practice relative to the respective
credential. The ultimate goal of a practice analysis study is to ensure that there is a representative linkage of examination
content to practice. The periodic performance of practice analysis studies assists NBCOT with evaluating the validity
of the test specifications that guide content distribution of the credentialing examinations.
The following charts present the domain areas and proportion of test items established for the OTR and COTA
blueprints beginning January 2, 2009.
Percent of
OTR Domain Descriptions
Exam
01 Gather information regarding factors that influence occupational performance 13%
Formulate conclusions regarding the client’s needs and priorities to develop a client-centered
02 28%
intervention plan
Select and implement evidence-based interventions to support participation in areas of
03 occupation (e.g., ADL, education, work, play, leisure, social participation) throughout the 39%
continuum of care
04 Uphold professional standards and responsibilities to promote quality in practice 20%
Percent of
COTA Domain Descriptions
Exam
Gather information and formulate conclusions regarding the client’s needs and priorities to
01 33%
develop a client-centered intervention plan
Select and implement evidence-based interventions to support participation in areas of
02 occupation (e.g., ADL, education, work, play, leisure, social participation) throughout the 47%
continuum of care
03 Uphold professional standards and responsibilities to promote quality in practice 20%
There are multiple task, knowledge, and skill statements for each of the domain areas for the respective credentialing
examinations. See www.nbcot.org for a full report on the validated domain, task, knowledge and skill statements for
the examinations.
Beginning January 2009, the examinations will consist of the following:
OTR: 3 Simulation Test Items and 170 Multiple Choice Test Items
COTA: 200 Multiple Choice Items only
Multiple Choice Items
Each multiple choice item starts with a stem or premise. This is usually in the form of a written statement or question.
Possible response options are listed beneath the stem. From the options listed, there is only ONE correct response,
the other options are distracters. Candidates need to solicit the best response based on the information presented
in the stem.
Example:
During which task would a stereognosis deficit secondary to a CVA be MOST EVIDENT?
1. Getting coins from a pocket*
2. Pouring water into a cup
3. Putting on a pair of socks
4. Opening a pill bottle
*Correct answer
Page 14 www.nbcot.org
Simulation Test Items (OTR Examination Only)
A simulation test item consists of an opening scene, sections with section headers, and a list of decisions or action statements.
These action statements consist of positive, negative, and neutral statements. An example is shown below:
Candidates select the actions that they deem appropriate from the list of actions provided. As the action statement
is selected, a feedback box will appear. Feedback is revealed response-by-response as the candidate makes each
selection, so that a candidate only receives information on the actions they have chosen throughout the course of the
problem.
From the list of actions, a candidate will score points for positive actions and have points deducted for actions that
are negative or hinder the resolution of the presented problem(s). A candidate will neither have points awarded nor
deducted for selecting a neutral action.
Once an action has been selected it cannot be de-selected. Candidates are able to scroll back to see previous screens;
however, actions cannot be added to previous screens once the candidate has progressed to a new screen.
Scoring
Each administration of the NBCOT certification examination is designed to fairly assess the knowledge and skills
required for entry-level practice. The candidate’s total raw score (the total number correct) is converted to a “scaled
score”—on a scale ranging from 300 to 600 points. Scaled scores are used to ensure that scoring on different forms
of the examination have the same meaning. Thus, candidates are not unfairly rewarded or penalized based on test
form differences.
Please allow four (4) weeks for the examination scoring process.
▪ Telephone requests for a duplicate score report are not accepted
▪ Score information will not be released to anyone via telephone, facsimile, or e-mail
▪ No candidate’s score identified by name is released to any party without the candidate’s
prior written authorization
www.nbcot.org Page 15
The certification examination is “criterion–referenced,” meaning the minimum passing score of 450 points represents
an absolute standard, and is not dependent on the performance of other candidates taking this administration of the
examination. Every form of the certification examination employs a unique combination of items. In order to compensate
for any fluctuation in the overall level of difficulty from one form of the examination to another, the passing score for
each form is statistically adjusted to balance the level of difficulty. For more information on scoring, please refer to the
NBCOT website at www.nbcot.org.
Candidates with a Passing Score will receive by mail a report of the total
scaled score on the examination and an official NBCOT® certificate and Certification Number:
Initial Certification:
Chairperson, NBCOT Board of Directors
Candidates with a Failing Score will receive a score report that includes the total scaled score, along with performance
information for each domain area of the examination. The information on the domain areas is provided for diagnostic
purposes only. Candidates with a failing score may choose to re-take the examination. The score report will include
information about how to register for another examination date (see “Repeating Exam Candidates” section on page 18
for more details).
Upon receipt of the score report, candidates who hold a state-issued limited or temporary permit(s) or license(s) which
allows them to practice are advised to immediately contact the regulatory agency in that jurisdiction to determine
whether their limited or temporary permit/license remains valid. Since the laws and regulations of each jurisdiction
vary, it is essential that the regulatory agency is contacted directly.
Candidates who do not receive their score report within four (4) weeks of taking the examination should submit the
Duplicate Score Report Request form, found online at www.nbcot.org, under “Forms.” Duplicate score reports are
provided at no cost if submitted within 4-6 weeks after examining. Beyond six (6) weeks, the Duplicate Score Report
Request form must be accompanied with the appropriate fee.
For new U.S. graduates that take the exam within one year of graduating, NBCOT reports scores (without names) to the
U.S. occupational therapy education program from which they graduated. Only the names of candidates who pass the
examination will be reported to the program on the list announcing newly certified OTRs or COTAs.
NBCOT cannot address administrative or technical complaints with Prometric if a complaint was not filed at the test
center by the candidate. Examples of administrative or technical complaints include: computer screen freezing; power
failure; approved accommodations not being available; excessive physical disruption within the testing center; or test
not available at scheduled time.
Page 16 www.nbcot.org
Appeal of Examination Pass/Fail Status: A candidate may appeal their examination pass/fail status. The appeal
must be submitted in writing to NBCOT and must specifically state the reason(s) for the appeal, and why the appeal
should be granted. Failing the examination alone is not sufficient grounds for an appeal. Appeal letters should be sent
to NBCOT by traceable mail – signature of receipt required to:
Dr. Margaret Bent, OTR
Managing Director, Competency Assessment
NBCOT
12 South Summit Avenue, Suite 100
Gaithersburg, MD 20877
The appeal letter must be received by NBCOT within 14 days of receipt of the online examination pass/fail results.
Correspondence received after this date will not be accepted. Within 21 days of receipt of the appeal letter, NBCOT will
provide a response to the candidate regarding the outcome of the appeal.
Complaints, challenges, or appeals not submitted in accordance with these policies will not be acknowledged.
Within the United States and Canada, candidates with Category 1 or 2 changes must make and confirm all cancellations/
changes through direct contact with Prometric’s Candidate Services Contact Center (“CSCC”) personnel. Leaving a message
on a recorder or a voice mail is NOT an acceptable means to confirm cancellation or examination date change.
www.nbcot.org Page 17
Application Withdrawal and Refund
The following refund policy only applies to candidates experiencing personal and/or medical emergencies:
Any candidate eligible/approved for a refund of the examination application fee will receive a partial refund. Since the
examination application remains active for one year, in order to receive a partial refund, the candidate must completely
withdraw the examination application within a year of the application date and indicate, in writing, the intention not to
take the examination within a year of the initial application date.
The candidate must request a refund, via certified mail-return receipt requested or other traceable delivery, postmarked
to NBCOT® no later than ten (10) business days after any medical or personal emergency/circumstance occurs.
Documentation of the event/circumstance must be included with the refund request. Refunds will be processed within
30 days from the date NBCOT approves the refund request.
Testing Irregularities
The examinee is not allowed to use ANY electronic device during the examination and/or break, or to bring any hard
copy documentation to the Prometric Testing Center, or store such documentation in the on-site locker. Electronic
devices include, but are not limited to, cell phones, personal digital assistants (PDAs), cameras, or digital watches. If
she/he is found using such device during any part of the test administration process, the Testing Center Administrator
(TCA) will require the examinee to step out of the test administration area. The TCA will inform the examinee that she/
he has violated test center rules and that a report will be filed. The TCA will file a detailed Candidate Proctor Report
(CPR) with NBCOT, including the make/model of the prohibited item (if applicable). The examinee will be dismissed
and the exam terminated. The examinee’s eligibility status for future exams will be reviewed/considered by NBCOT.
Examination Security
NBCOT implements standardized procedures for the purposes of securely developing and administering the OTR®
and COTA® certification examinations.
Page 18 www.nbcot.org
NBCOT® Certification Renewal:
Keeping Your Credential Active!
Upon initial NBCOT certification, a certificate is valid for a period of three (3) years. Certification renewal is required to
maintain active certification.
Fulfilling the certification renewal requirements entitles a certificant to continue using the OTR® or COTA® credential.
Why Renew?
One of the best values of certification renewal is the continued use of the NBCOT credential. The OTR and COTA
credentials are representative of practitioners who satisfy national standards in education, experience, and
professional conduct, and demonstrate that they possess the knowledge and skills to practice and be accountable
for the delivery of professional services. In a recent NBCOT survey(1), certificants identified the top reasons for
maintaining certification as recognition of…
Prior to a certificant’s renewal due date, NBCOT sends a courtesy reminder notification
and certification instructions. For this reason, it is essential that the candidate maintain OTR
CREDENTIALS ESSENTIALS ™
Upon renewal, all certificants receive an updated certificate and wallet identification card,
a certification lapel pin, and the new Credentials Essentials Toolkit. The toolkit contains
everything certificants need to promote certification from job searches through career
advancement. Included in the toolkit are customizable resources, including press release
templates and Tell-A-Friend email templates. Individuals achieving initial certification in
2009 will also receive the toolkit along with their certification documents.
www.nbcot.org Page 19
Summary Of Exam Candidate Requests
Page
Service Request Service Requirements
Reference
Name change before ATT letter is Complete Name Change Request form and submit with copies of legal
11
issued (first-time candidate) documentation reflecting name change.
Name change after ATT letter is Complete Request/Reissue of Authorization To Test (ATT) Letter form, with
12
issued (first-time candidate) fee, and copies of legal documentation reflecting name change.
Must contact NBCOT by telephone or email for instructions prior to
submitting online exam application; if candidate applies online prior
Name change (repeating candidate) 12
to contacting NBCOT, administrative fee is assessed to correct online
application.
There is a 45-day waiting period after the last examination date before the
Repeating examination candidates 18
candidate may test again.
New address changes can only be made to application before the ATT letter
is generated. New address must be updated on exam application. Once ATT
Mailing address change letter is issued, next opportunity to change address will be at Prometric Test 12
Center on day of exam. Address change may also be made if/when an ATT
letter is reactivated/generated.
Online applicants must provide a valid (working) e-mail address that is
Email address change capable of receiving e-mail from NBCOT. It is candidate’s responsibility to 7
keep e-mail address current with NBCOT.
ATT letter is active for 90 days. If candidate does not take exam within this
90 days, ATT letter can be reactivated for additional 90 days. An additional
Reactivation of ATT letter fee is required. Reactivation of ATT letter may be requested online, by 11
logging onto the candidate’s account, or by submitting the appropriate form,
available on the NBCOT website.
Exam score report request to
state regulatory boards (prior to Request when submitting exam application. A fee for each state is required. 8
submitting exam application)
Exam score report request to state Complete Official Score Transfer Request form (available at www.nbcot.org).
regulatory boards (after submitting A fee for each state is required. Increased fee after exam application has 8
exam application) been submitted.
Confirmation of Exam Registration
and Eligibility to Examine Notice
Request when submitting exam application. A fee for each state is required. 7
Request (prior to submitting exam
application)
Confirmation of Exam Registration
Complete Confirmation of Exam Registration and Eligibility to Examine
and Eligibility to Examine Notice
Notice Request form (available at www.nbcot.org). A fee for each state is 7
Request (after submitting exam
required. Increased fee after exam application has been submitted.
application)
Page 20 www.nbcot.org
Appendix
www.nbcot.org Page 21
Appendix Contents
Please visit www.nbcot.org for a list of Frequently Asked Questions
regarding the Certification Examination Handbook and Application.
Page 22 www.nbcot.org
Examination Application Procedures Checklist
Requesting Special Testing Accommodations (available to candidates taking the exam in the U.S. only)
If I have a professionally diagnosed disability covered by the Americans with Disabilities Act (ADA) and I wish
to request testing accommodations, I have submitted the required special accommodations application and
documentation.
Note: This must be done AFTER the application is submitted, but before the ATT Letter is issued.
I have contacted the Prometric Call Center to schedule my appointment. Note: An examination date cannot
be scheduled without an ATT Letter in hand.
If I need to cancel/reschedule my examination date, I will follow the procedures outlined on page 17 of this
handbook.
www.nbcot.org Page 23
Page 24 www.nbcot.org
NATIONALBOARDFORCERTIFICATIONINOCCUPATIONALTHERAPY
ACADEMICCREDENTIALVERIFICATIONFORM(“ACVF”)FOROTRCANDIDATES
The Academic Credential Verification Form (ACVF) can be completed by projected graduates of
ACOTE accredited ENTRY-LEVEL Occupational Therapy educational programs who are applying
to take the NBCOT Certification Examination in the event that the official final transcript is not
available. This form should not be submitted: 1) Until a Certification Examination Application has
been completed and submitted to NBCOT by the candidate; and 2) No sooner than three (3)
months prior to the candidate’s anticipated graduation date.
The candidate’s college/university OT program director must complete Section 2. Section 3 must be completed by the
candidate’s College/University Registrar who must sign and also include an official embossed seal on the ACVF to verify
the candidate’s completion of the occupational therapy educational program and other college/university requirements.
SECTION1ͲͲTOBECOMPLETEDBYTHESTUDENT
Degree Title:_____________________________________________________________________________________
SECTION2ͲͲTOBECOMPLETEDBYOTPROGRAMDIRECTOR
NameofProgramDirector:__________________________Signature:___________________________________
SECTION3ͲͲTOBECOMPLETEDBYCOLLEGE/UNIVERSITYREGISTRAR
Icertifythat__________________________________WILLBEorHASBEEN
Official Stamp/Seal
awardedanACOTEaccreditedOccupationalTherapydegreeonthedatestated
inSection2ofthisformandthatallobligationstothiscollege/universityand
requirementsforgraduationhavebeensatisfiedbythestudent.
Signature: _______________________________________________
Mail form to: NBCOT, Inc. 12 S. Summit Avenue, Suite 100 Gaithersburg, MD 20877-4150
Effective 11/2008
www.nbcot.org Page 25
Page 26 www.nbcot.org
NATIONALBOARDFORCERTIFICATIONINOCCUPATIONALTHERAPY
ACADEMICCREDENTIALVERIFICATIONFORM(“ACVF”)FOR COTACANDIDATES
The Academic Credential Verification Form (ACVF) can be completed by projected graduates of
ACOTE accredited Occupational Therapy Assistant educational programs who are applying to take
the NBCOT Certification Examination in the event that the official final transcript is not available.
This form should not be submitted: 1) Until a Certification Examination Application has been
completed and submitted to NBCOT by the candidate; and 2) No sooner than three (3) months prior
to the candidate’s anticipated graduation date.
The candidate’s college/university OTA program director must complete Section 2. Section 3 must be completed by the
candidate’s College/University Registrar who must sign and also include an official embossed seal on the ACVF to verify
the candidate’s completion of the occupational therapy educational program and other college/university requirements.
SECTION1ͲͲTOBECOMPLETEDBYTHEOTASTUDENT
Degree Title:________________________________________________
SECTION2ͲͲTOBECOMPLETEDBYOTAPROGRAMDIRECTOR
NameofProgramDirector:__________________________Signature:___________________________________
SECTION3ͲͲTOBECOMPLETEDBYCOLLEGE/UNIVERSITYREGISTRAR
Icertifythat__________________________________WILLBEorHASBEEN
Official Stamp/Seal
awardedanACOTEaccreditedOccupationalTherapyAssistantdegreeonthe
datestatedinSection2ofthisformandthatallobligationstothis
college/universityandrequirementsforgraduationhavebeensatisfiedbythe
student.
Signature: __________________________________________
Mail form to: NBCOT, Inc. 12 S. Summit Avenue, Suite 100 Gaithersburg, MD 20877-4150
Effective 11/2008
www.nbcot.org Page 27
Page 28 www.nbcot.org
National Board for Certification in Occupational Therapy (NBCOT®), Inc.
2009 Certification Examination Application
OTR® and COTA®
I am a graduate from a program: within the U.S. or its territories outside the U.S.
Date of Birth:
First Name:
Middle Name:
Last Name:
Mailing Address:
State Approved
City: “Licensure Only”
Candidate:
State/Province:
_______________
Postal Code: Country:
Exam
Phone: home work mobile
COTA
Phone: home work mobile OTR
Phone: home work mobile
First-Time
Social Security Number: Repeat
If no SSN, you must provide NBCOT Student ID# below.
Student ID Number:
This is the number assigned by school for U.S. graduates; assigned by NBCOT for OTED approvals (including internationally-educated).
African; Black; African American (non-Hispanic) Latin American; South American; Central American
American Indian or Native American; Inuit or Aleut Mexican; Mexican American; Chicano
Ethnicity: Asian; Asian American; Pacific Islander Multi-racial
Caucasian or White (non-Hispanic) Puerto Rican; Puerto Rican American
Hispanic or Hispanic American Other
OTED Approvals
(including internationally-educated): Entry-Level Master’s Degree Equivalence (OTR Credential)
In the event that my education program director requests my certification examination score, I hereby grant permission
to release my score. Please check one:
Yes, I grant permission to release my score to my education program director upon their request.
No, I prefer not to release my score.
If you answer “yes” to any of the character questions, you must submit all of the following:
1. A written explanation of the events regarding the incident or question to which you answered “yes”
2. Copies of any official documentation related to the incident
3. Any additional information or documentation you may wish to include, such as remedial measures taken since
the incident.
All documentation must be submitted to and reviewed by NBCOT® before the examination application will be approved.
By submitting this exam application, you are attesting to having read and understood the following NBCOT®
Certificant Attestation Statement and the information provided in the NBCOT Certification Examination Handbook.
Please read this statement carefully.
I have read, understand, and agree to adhere to the provisions of the current edition of the NBCOT Certification
Examination Handbook, the NBCOT Candidate/Certificant Code of Conduct (hereinafter referred to as the “Code of
Conduct”), and the NBCOT Procedures for Enforcement of the NBCOT Code of Conduct (hereinafter referred to as the
“Procedures”), all of which can be found on the NBCOT website at www.nbcot.org. By signing below, I am attesting that
the information I submit in this application and in any required accompanying or subsequent documentation is true
and accurate to the best of my knowledge.
Additionally, I understand that persons who apply for certification as an OCCUPATIONAL THERAPIST REGISTERED OTR®
or CERTIFIED OCCUPATIONAL THERAPY ASSISTANT COTA® or persons who have been certified by NBCOT, are subject
to the Code of Conduct and the Procedures. I understand that from time-to-time NBCOT may amend its requirements,
policies, and procedures for initial certification, certification renewal, and Procedures for Enforcement of the Code
of Conduct. During my three-year certification cycle, I agree to notify NBCOT in writing of any violation of the Code
of Conduct (e.g. felony charge and/or conviction, suspension, or revocation of a license to practice occupational
therapy).
I agree to hold NBCOT, its directors, officers, employees, and agents free from any damage or complaint by reason
of any action taken in connection with the score or score given with respect to this or any other NBCOT certification
examination, or the failure of NBCOT to issue me certification. I understand that if it is confirmed I was not eligible
at the time I examined, my examination score will be voided. If it is ever determined that I was a participant in any
testing irregularity, such as use of any electronic device during the examination and/or break, or cheating, to include
discussing, transmitting or copying a test item(s) or answer(s) to a third-party, before, during or after the examination, my
certification or eligibility status with NBCOT may be changed. Further, I understand that if I need to file an examination
administrative or technical complaint that I must file such a complaint on-site at the Prometric Test Center, and must
request a confirmation number and case summary. I also agree to notify NBCOT in writing of any address and/or
name change within thirty days (30) after the change becomes effective. If requested to do so, NBCOT may verify my
certification status. I hereby consent to NBCOT’s release of any information regarding this application, my examination
eligibility, my examination administration, or my certification status to any academic institution, employer, regulatory
agency, or other party that may inquire in writing.
Signature: Date:
I am requesting Special Testing Accommodations for the certification examination, due to a documented disability.
My initial Special Testing Accommodations application and required medical documentation was submitted
to NBCOT for review within one (1) year of my current exam application date. I am requesting identical
accommodations previously approved by NBCOT. (If you are requesting different or additional accommodations,
you must complete the full accommodations process).
Please submit a completed Special Testing Accommodations Application and supporting documentation to NBCOT.
The handbook and application can be found online at www.nbcot.org.
Note to Repeating Examination Candidates: If you took the exam with accommodations prior to 2006, you must submit
a new Accommodations application.
Please send an Official Score Transfer to the jurisdiction(s) selected below. I have included the $40 fee for EACH score
report. Please Note: No state will receive a report unless it is marked here and the additional payment for EACH state
marked is enclosed. ONLY the states listed below accept score reports.
Please send a Confirmation of Examination Registration and Eligibility to Examine Notice to the following third parties.
I have included the $45 fee for EACH notice requested. Please Note: When a confirmation notice is requested for a
third party, the candidate will receive a copy at no extra charge. Fees for confirmation notices will not be refunded.
Please Note: ONLY the states listed below accept confirmation notices.
Attn:
Company Name:
Address:
City: State: Postal Code/Zip:
Attn:
Company Name:
Address:
City: State: Postal Code/Zip:
Important Notes:
A Confirmation of Examination Registration and Eligibility to Examine Notice cannot be generated until the Examination Application
and the Official Final Transcript/ACVF have been received and reviewed by NBCOT®. Some candidates will also need to submit fieldwork
verification (see "Required Documentation" section of this handbook for more details).
The fee for the confirmation notice is non-refundable. Before making a request for this form, candidates should ensure that the third party
requires that this notice be sent to them.
Page 32 2009 NBCOT® Examination Application
Examination Application/Study Tools
Service Fees:
Phone:
E-mail:
21207 Nova Southeastern University 22304 Husson College 22902 Washington University School of Medicine
21201 University of Florida 22301 University of New England Washington University (entry-level
32902
doctoral)
21214 University of Saint Augustine for H.S. Lewiston-Auburn College, University of
22303 NEBRASKA
Southern Maine
University of Saint Augustine for H.S.
31214 23103 College of St. Mary
(entry-level doctoral)
Creighton University (entry-level
33102
doctoral)
Page 34 www.nbcot.org
TENNESSEE
23203 Touro University—Nevada 23903 Cleveland State University 34707 Belmont University (entry-level doctoral)
www.nbcot.org Page 35
U.S. School Codes (for individuals who are applying for examination eligibility through
completing a U.S. education only)
Occupational Therapy Assistant
Page 36 www.nbcot.org
NEVADA OHIO TENNESSEE
College of Southern Nevada, West Cincinnati State Technical 14703 Nashville State Tech. Comm. College
13201 13910
Charleston Campus & Community College
14706 Roane State Community College
NEW HAMPSHIRE 13905 Cuyahoga Community College
TEXAS
13919 James A. Rhodes State College
River Valley Community College (formerly
13303 14815 Amarillo College
New Hampshire Community Tech College) 13920 Kent State University-Ashtabula Campus
Army Medical Department Center and
NEW MEXICO 13913 Kent State University-E. Liverpool Campus 14801
School-Ft. Sam Houston
13503 Eastern New Mexico University—Roswell 13918 Owens Community College 14811 Austin Community College
13501 Western New Mexico University 13909 Shawnee State University
14825 Del Mar College
13912 Sinclair Community College
NEW YORK 14804 Houston Community College
13908 Stark State College of Technology
13605 Erie Community College 14827 Lone Star College - Kingwood
13911 Zane State College
13627 Genesee Community College 14822 Laredo Community College
OKLAHOMA
13635 Jamestown Community College 14817 Navarro College
Caddo-Kiowa Voc-Tech Center/
14004
13606 LaGuardia Community College SW OK State University 14823 Panola College
14002 Oklahoma City Community College
13618 Maria College 14824 South Texas College
14003 Tulsa Community College
13636 Mercy College 14807 St. Philip’s College
PENNSYLVANIA
13619 Orange County Community College Lone Star College - Tomball (formerly
14213 Community College of Allegheny County
14826 Tomball College-North Harris Montgomery
13617 Rockland Community College 14226 Kaplan Career Institute—ICM Campus C.C. District)
13631 Suffolk County Community College 14203 Lehigh Carbon Community College UTAH
13638 SUNY College of Technology at Canton 14204 Mt. Aloysius College 14901 Salt Lake Community College
Pennsylvania College of Technology-
13633 Touro College 14214 VIRGINIA
Williamsport
NORTH CAROLINA PA State University- 15104 Jefferson College of Health Sciences
14232
Berks Campus 15108 Southwest Virginia Community College
13712 Cabarrus College of Health Sciences
14224 PA State University-DuBois Campus
13709 Cape Fear Community College Southwest Virginia Community College at
14215 PA State University-Mont Alto Campus 15112
VA Highlands C.C.
13707 Durham Technical Community College
PUERTO RICO 15109 Tidewater Community College
13705 Pitt Community College
15901 University of Puerto Rico at Humacao WASHINGTON
NORTH DAKOTA RHODE ISLAND 15301 Green River Community College
13801 North Dakota State College of Science 14302 Community College of Rhode Island WEST VIRGINIA
14301 New England Institute of Technology 15402 Mountain State University
www.nbcot.org Page 37
Are you ready
for the certification examination?
Assess where you stand in your test preparation
Practice taking the exam with sample questions
Focus your study efforts on the areas where you need help
SECTION 1
® ®
► Adult learning CERTIFIED OCCUPATIONAL THERAPY ASSISTANT you prepare for the certification
Adult Learning
CERTIFICATION EXAMINATION
SECTION 1
®
references!
Adult Learning
► Specifics of NBCOT exams (OTR guide includes section on
CERTIFICATION EXAMINATION
New!
¥ Assess your readiness for the OTR exam Information
on clinical
¥ Study Tips and Test-Taking Strategies
► Practice Tests
rationales and
references!
► Sample items with answer key, rationales and references ʀ Section One - Adult Learning
A Publication of the
1 www.nbcot.org
National Board for Certification in Occupational Therapy, Inc.
ʀ
Order Online Practice and Content Tests at www.nbcot.org. Click on Exam Candidates --> Exam Preparation Tools
Principle 3
Certificants shall be accurate, truthful, and complete in any and all communications relating to their education,
professional work, research, and contributions to the field of occupational therapy.
Principle 4
Certificants shall comply with laws, regulations, and statutes governing the practice of occupational therapy.
Principle 5
Certificants shall not have been convicted of a crime, the circumstances of which substantially relate to the practice
of occupational therapy or indicate an inability to engage in the practice of occupational therapy safely, and/or
competently.
Principle 6
Certificants shall not engage in behavior or conduct, unlawful or otherwise, that cause(s) them to be, or reasonably
perceived to be, a threat or potential threat to the health, well-being, or safety of recipients or potential recipients of
occupational therapy services, students or colleagues.
Principle 7
Certificants shall not engage in the practice of occupational therapy while one’s ability to practice is impaired due to
chemical (i.e., legal and/or illegal) drug or alcohol abuse.
www.nbcot.org Page 39
National Board for Certification in Occupational Therapy, Inc.
12 S. Summit Avenue, Suite 100
Gaithersburg, MD 20877-4150
http://www.nbcot.org
© 2009 National Board for Certification in Occupational Therapy, Inc. “NBCOT®” (formerly
American Occupational Therapy Certification Board “AOTCB®”) is a service and trademark
of the National Board for Certification in Occupational Therapy, Inc. “OTR®” is a certification
mark of the National Board for Certification in Occupational Therapy, Inc, “COTA®” is a
certification mark of the National Board for Certification in Occupational Therapy, Inc.
Page
All 40 are registered in the United States of America.
marks www.nbcot.org