Professional Documents
Culture Documents
Statutory interpretation
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Consumer Product Safety Commission v. GTE Sylvania, 1980: absent a clearly expressed legislative intent to the contrary,
statutory language must be ordinarily regarded as conclusive
Rubin v. U.S., 1981: when we find the terms of a statute unambiguous, judicial inquiry is complete
Garcia v. U.S., 1984: only the most extraordinary showing of contrary intentions would justify a limitation on the
plain meaning of the statutory language
Schools of interpretation
Textualism court can rely on text-based tools, like dictionaries
o There is no singular intent of an entire congress
o Incentivizes Congress to enact clearer legislation
o Pierce v. Underwood, 1988: To treat the text as conclusive evidence of law is to treat it as law, which
under the constitution it is legislative history may illuminate but may not change the original meaning
o Brogan p. 26
Intentionalism courts can rely on legislative intent discernible through sources other than the legislation itself
o Riggs, p. 6
Purposivism knowing the intent of Congress is unreasonable, so lets assume the reasoning is reasonable instead
of trying to get into peoples heads
o Public choice theory says that purposivism isnt realistic because legislators arent reasonable, theyre
rational deal makers that benefit the powerful
Pragmatic interpretation Posner wanting as much power as Congress
o U.S. v. Marshall Posner dissent p. 27
Linguistic canons
Ejusdem generis (of the same kind)
o Hall St. Ass. v. Mattel: when a statute sets out a series of specific items ending with a general term, the
general term is confined to subjects comparable to the specifics it follows
Noscitur a sociis (known by its companions)
o A term is interpreted consistently with the surrounding words
o If there is no common feature linking the surrounding terms, a court will not apply this
Expressio unius est exclusio alteruis (a mention of one thing is the exclusion of another)
o Courts infer from the inclusion of one term that the omission of another term was intentional
Barnhart v. Peabody Canal Co.: Justified only when the terms have commonality exclusion by
deliberate choice, not by inadvertence
o Andrus v. Glover Construction Co.: where Congress explicitly gives certain exceptions to a rule,
additional exceptions arent to be implied in the absence of proof of legislative intent
Punctuation
o When one word modifies a series of words but is then separated from others by a comma, the first word
only modifies other terms not separated by that comma
o Language inside a parenthetical is given less weight than language outside a parenthetical
Last antecedent rule
o Barnhart v. Thomas: a limiting phrase only modifies the phrase that it immediately follows/precedes
o U.S. v. Hayes: not set in stone; where its more plausible that Congress meant otherwise, this rule can be
neglected
Conjunctive vs. disjunctive
o Or the surrounding terms dont modify/define each other
o As opposed to and
o Court can disregard this if it senses careless usage
May vs. shall
o May discretionary, permissive
o Shall mandatory
o Courts can say shall means may
Other canons/doctrines
Whole act courts view statutory terms as a part of the entire legislation theyre in
o Presumes that Congress sees each act in its whole, giving words the same meaning throughout and having
them work together
o Powerex Corp. v. Reliant Energy Services: identical words and phrases within the same statute should be
given the same meaning
Can be overridden when there is textual proof of an intent to give words different meanings
o TRW v. Andrews: a statute should be construed so that no clause is void or superfluous; avoid
interpretation that renders any other provision redundant
U.S. v. Atlantic Research Corp.: better for courts to render one clause redundant than to interpret
terms so as to risk making the entire provision a nullity
Whole code
o In pari materia statutes addressing the same subject matter should be read as if theyre one law
o Repeals by implication are not favored, require clear intent
Morton v. Mancari p. 12
Surplusage
o TRW v. Andrews: a statute should be construed so that no clause is void or superfluous; avoid
interpretation that renders any other provision redundant
o Constitutional avoidance
U.S. v. Atlantic Research Corp.: better for courts to render one clause redundant than to interpret
terms so as to risk making the entire provision a nullity
Constitutional avoidance where there are multiple reasonable/potential ways to define a term/provision, and one of
them encounters a constitutional issue, avoid that one
Rule of lenity resolve doubts or ambiguities in favor of the criminal
o Huddleston v. U.S.: ambiguity concerning criminal law should be resolved in favor of the
Rooted in the concern for individual rights and fair warning about what criminal conduct is
punishable by the deprivation of liberty and property
o U.S. v. Wells: the rule of lenity applies only if you can make no more than a guess as to what Congress
intended after looking through all potential avenues for aiding the definition
o Muscarello p. 9
o U.S. v. Santos p. 14
Technical definitions where there is an industry understand or a term appears in a technical context, use the
technical definition
Ordinary meaning/common law meaning/common usage
o U.S. v. Wells presume Congress incorporated the common law meaning of a term if it is relatively
settled
o Nix v. Hedden p. 8
o FCC v. AT&T p. 10
Presumption against retroactivity
o Landgraf v. USI Film Prods: courts decline to give a retroactive effect to statutes affecting private rights
unless Congress made that intent clear
o Presumption against retroactivity can be defeated if its clearly authorized
Scriveners errors: courts should correct drafting mistakes when necessary words are omitted or a phrase makes no
sense in context, etc.
o A scriveners error is not U.S. v. Locke, p. 16
Absurd results: courts should avoid interpreting statutes in a way that may produce absurd results
o Public Citizen v. DoJ: looking beyond just the text for guidance is proper when the result the plain text
prescribes is absurd or inconsistent with Congresss intent
o U.S. v. X-Citement Video: a person is subject to criminal liability if he knowingly transports or ships in
interstate or foreign commerce any visual depiction, is the producing of such visual depiction
involves the use of a minor engaging in sexually explicit conduct; court said if they applied knowingly
only to transports or ships, there would be absurd results, like UPS being liable for shipping child porn
simply because they knew they were shipping the package
Stare decisis
o Flood v. Kuhn, p. 30
Legislative history tb p. 286
Committee reports
Author or sponsor statements
Member statements
Hearing records
Legislative history of other statutes
o Seatrain Shipbuilding Corp. v. Shell Oil Co., 1980: subsequent conference reports are entitled to
significant weight where it is clear that the conferees carefully considered the issue at point
o Montana Wilderness p. 21
Presidential and agency statements
In re Sinclair p. 29 where the statute and legislative history conflict, the statute wins because Congress votes on
and the President enacts the text of the bill, not the committee reports
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Agencies
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Myers p. 40: SC said the Presidents power of removal must be unrestricted to all officers
that the President appoints
Humphreys Executor p. 42: limited Myers; upheld removal restriction on members of the
FTC over objection of President Roosevelt who tried to remove an official for policy
disagreement rather than inefficiency, neglect of duty, or malfeasance
o Court said that Congress could restrict the ability of the President to remove
independent agency members without violating the principles of separation of
powers because the members exercised quasi-legislative and quasi-judicial
functions rather than executive ones
Morrison v. Olson p. 45: SC preserved the constitutionality of independent agencies;
Congress may impose removal restrictions on agency officials as long as the restriction
doesnt unduly interfere with the Presidents exercise of executive power and
constitutionally appointed duty to make sure laws are faithfully executed
o Character: quasi-legislative, quasi-judicial
Makes rules (as well as enforces them)
Organizational chart p. 19-21
To suppress meaningful comment by failure to disclose the data relied upon is basically the same
as not allowing for comments
The burden is on the agency to articulate why the rule should apply to a large and diverse class in
light of the affects it would have on one section of that class, namely whitefish
o MVM v. State Farm p. 71: authorizes courts to look at how the agency reached its decisions, not
necessarily what the agency decided; reasoned-decision-making requirement
Burlington Truck Lines v. U.S., 1962: an agency must examine relevant data and articulate a
satisfactory explanation for its action, including a rational connection between the facts found and
the choices made
Citizens to Preserve Overton Park v. Volpe: in reviewing an agencys explanation for a choice, a
court must consider whether the decision was based on a consideration of relevant factors and
whether there has been a clear error in judgment
An agency rule is arbitrary and capricious if
The agency relied on factors which Congress didnt intend it to consider
The agency failed to consider factors an important aspect of the issue
The agency offered an explanation for its decision that runs counter to the evidence
The rule is so implausible that it couldnt be ascribed to a difference in view or the
product of agency expertise
SEC v. Chenery Corp., 1947: the reviewing court shouldnt supply a reasoned basis for the
agencys action that the agency hasnt itself given
The same arbitrary and capricious standard should be applied for making and rescinding a rule
o FCC v. Fox p. 39: arbitrary and capricious review as a substantive method for judicial control of agency
policy; under the APA, the agency has to provide a reasoned explanation for its action, and it must show
awareness that it is changing its opinion
The agency must also show good reasons for its policy
The agency need not demonstrate that the new reasons are better than the old ones
But, a reasoned explanation is required for disregarding facts and circumstances that
underlay the old policy
Judicial review of agency fact-finding
o NLRB v. Univ. Camera p. 73: when a court is reviewing agency fact-finding, the court must look at the
record on the whole, which includes the ALJs findings; the ALJs finding should be given respect only
insofar as they are worthy
o Allentown Mack v. NLRB p. 74: the NLRBs policy choice requiring a reasonable doubt standard is not
arbitrary nor capricious; the AL
APA established a scheme of reasoned decision making the agencys result must be within the
scope of its lawful authority and also reached via logical and rational process (State Farm)
Judicial control of agency statutory interpretation
o Chevron p. 75: instructs courts to defer to agency interpretations of ambiguous statutory provisions if the
interpretations are reasonable; when a court reviews an agencys construction of a statute
Step 1: find out whether Congress has directly spoken to the issue at hand
If only step one is reached, that is the interpretation until Congress passes alternative
legislation
Interpretive tools
o Textual canons for sure
o No authoritative statement on which substantive canons are okay
o Legislative history often comes in
If they did go with what they say
If they didnt step 2
o Morton v. Ruiz, 1974: if Congress explicitly left a gap for the agency to fill, there
is a delegation of authority to the agency to elucidate via regulation
MCI Telecomm p. 78
FDA v. B&W p. 79
Step 2: consider whether they agencys interpretation is reasonable
Deference preserves latitude for the agency in the future
APA p. 65
Rule
Adjudication
Formal
553 566 and 557: process that looks
like process in J. Friendlys article;
semi-judicial approach. Hearing, opps to
present evidence, record, neutral arbiter
Not much here because of FL EC Rway
554, subject to 556-557
Action is here (Schor)
Informal
Notice and comment 553(b)
Action is here
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The courts review of agency decision making should be limited to review of the administrative record
and its support for the agencys decision
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