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Universals in
Ancient Philosophy
edited by
Riccardo Chiaradonna
Gabriele Galluzzo
Table of contents
Introduction
Riccardo Chiaradonna, Gabriele Galluzzo
23
41
87
113
185
209
255
299
329
353
381
425
Bibliography
471
Index locorum
509
Index of names
537
Alexander, Boethus
and the Other Peripatetics:
The Theory of Universals
in the Aristotelian Commentators
English translations are generally adapted from those published in the series he
Ancient Commentators on Aristotle. See, in particular, de Haas, Fleet 2001; Chase
2003 (for Simplicius Commentary on the Categories); Dillon 1990 (for Dexippus). I
have also made use of the translations in Sharples 2010, pp. 75-89 (Ontology).
2
It is unclear to me whether in mentioning Boethus Dexippus was drawing from
Iamblichus or whether he added the name of Boethus to those found in his source.
Dexippus does not usually name his predecessors: this may speak in support of the
irst hypothesis. On Dexippus, see now the excellent discussion in Barnes 2009.
See, irst and foremost, the illuminating discussion in Rashed 2007. Also, see
Chiaradonna, Rashed 2010 and the discussion of Rasheds volume by Kupreeva
2010.
4
Signiicantly, Dexippus simplifying account was shared by such an eminent
scholar as Paul Moraux. See Moraux 1973, p. 156: Fr Boethos und Alexander []
ist das Gemeinsame nichts anderes als ein Produkt der abstrahierenden Fhigkeit des
Geistes, das aus den enzig un allein in der Wirklichkeit vorhandenen Einzeldingen
gewonnen wird; es besitzt nichts von der Selbstndigkeit und von der Prioritt der
platonischen ideellen Wesenheiten (my italics). Recent scholarship on Alexander has
changed this picture radically.
5
At 45, 17 Busse Dillon reads instead of (MSS), but this seems
unnecessary to me.
6
(45, 17-18 Busse) and not only with respect to us ( ) as
Dexippus too recognises (see 45, 6 Busse).
According to Dexippus, the Peripatetics hold that universals or common items are posterior in nature to particulars, because they are posterior to the extension of the particulars under them. Dexippus (see
Simpl., In Cat., 82, 22-26 Kalbleisch) replies that his opponents simply take it for granted that particulars are prior in nature, but do not
provide any demonstration of this fact. Simplicius parallel discussion
gives further details, since he remarks that Alexander of Aphrodisias
claims without any proof that common items ( ) derive
their being and their essence ( ) from particulars ( , Simpl., In Cat., 82, 24-25 Kalbleisch).
Some lines above, Simplicius sets out this thesis as distinctively Peripatetic (82, 7-8 Kalbleisch): koina do not exist at all independently, but
have their being in particulars (
, ).
he Peripatetic view rejected by Dexippus and Simplicius is not easy
to assess. As a matter of fact, the claim that universals do not exist
by themselves, independently of particulars, but are in particulars and
depend on them for their existence is an ambiguous statement that
can be interpreted in two diferent ways. (a) Universals do not possess
any kind of existence distinct from that of particulars: they are in particulars since nothing exists but particular entities; (b) universals are
entities distinct from particulars, although they are not independent
of particulars and could not exist without particulars. he reading (a)
7
For the distinction between the extensional and the intensional reading, see
Rashed 2007, p. 168 and passim. Also, see Kupreeva 2010, p. 225.
10
On the rules of natural priority, see Barnes 2003, pp. 248-53.
On Boethus, see Moraux 1973, pp. 143-79. More recently, Reinhardt 2007;
Rashed 2007, who provides an in-depth discussion of Boethus in relation to Alexander; Rashed 2013a. Sharples 2008a focuses on Boethus position within the early
reception of Aristotles Categories; on this, see also Chiaradonna 2009b. Several testimonia on Boethus have now been translated and commented upon in Sharples
2010. Griffin forthcoming provides an extensive discussion of Boethus interpretation of the Categories.
14
It is controversial whether Simplicius read Porphyrys Ad Gedalium directly.
Chase 2003, p. 109 note 194 and passim suggests that Simplicius only relied on Iamblichus.
15
he recently discovered commentary on Aristotles Categories preserved in the
Signiicantly, Simplicius paraphrase of Boethus is followed immediately by Porphyrys response (p. 78, 20 f. Kalbleisch = Porph. 58F. Smith), which Simplicius read
either directly (if he had access to Porphyrys Ad Gedalium) or via Iamblichus.
18
he translation of is famously controversial. In what follows I will
variously render this term as reality, existence or real existence. A clear-cut distinction between essence and existence is actually diicult to ind in the Greek commentators (as well as in all ancient philosophers). Neither should we assume that an
extremely common term such as always possesses the technical Stoic meaning of subsistence. See on this Burnyeat 2003, pp. 20 f.
19
Dexipp., In Cat., 22, 30 f. Busse provides a slightly diferent version of this argument and does not name Boethus. Luna 2001, pp. 279 f. compares the two versions
extensively. She concludes that, their diferences notwithstanding, [l]es lments utiliss dans les deux textes sont donc les mmes; ce qui change, ce sont leur disposition
et leur valeur (Luna 2011, p. 281).
out Aristotles secondary substances. In a similar way, Simplicius account of universal time suggests that Boethus used the (genuine Aristotelian) remark that a universal item is not a tode ti in order to argue
that universals have no reality and that even if they did, they could not
in any way be conceived of as subjects of inherence. Further passages
conirm these provisional conclusions. Boethus view about the tode ti
is referred to again in Simpl., In Cat., 104, 27 Kalbleisch (Simplicius
discussion is paralleled in Dexipp., In Cat., 51, 15-22 Busse, but Dexippus account is cursory and Boethus is not named). Simplicius asks
in which respect we shall say that the individual substance is a tode ti:
in respect of the form, the matter or the composite? In his answer, he
explains that the individual can be seen as a tode ti on account of all of
these. He mentions Boethus when he explains why the individual can
be called a tode ti on account of its form: [] in respect of the form,
insofar as it is determinate and one in number, for Boethus too determines unity by means of this20.
he reference is cursory to say the least and Simplicius seems to
mention Boethus view outside of its original context (signiicantly,
Boethus name appears immediately ater a reference to Platos theory
of matter in Ti. 50b: see In Cat., 104, 25 Kalbleisch). hus, Simplicius
discussion in these lines probably cannot be used in order to explain
the sense of Boethus original remark. hat said, we can nevertheless
assume with some certainty that Boethus determined () unity
according to the tode ti. Prudence is necessary, but the parallel with
the passages discussed above suggests that Boethus regarded the tode
ti (i.e. the individual substance) as the only kind of reality provided
with genuine unity, whereas on his account genera and species do not
20
I follow the translation by de Haas in de Haas, Fleet 2001, p. 48. he Greek text
is and it seems to me necessary to supply before ( <> : this suggestion was already made by Kalbleisch
1907, p. 559; see below, 104, 30-31 Kalbleisch: []
). Sharples translation is diferent and closer to the received text: for Boethus
too deines in this respect [ ] what is one (Sharples 2010, p. 79). As I see it,
however, this interpretation is less convincing, because Simplicius does not focus on
the deinition of what is one, but on the deinition of what can be regarded as a tode
ti. Simplicius irst points out that an individual substance can be seen as a tode ti on
account of its form, since form makes the individual determinate and one in number.
hen, in support of his point, Simplicius mentions Boethus view that being one is the
same as being tode ti.
21
and species, to the extent that they are conceived of as beret of real
existence. hus, according to Boethus Aristotles substance is simply
identical with the primary substance in the Categories, whereas secondary substances are not substances at all. Probably Boethus does not
even take the status of universal items to be the same as that of nonsubstantial qualities or quantities. Rather, he is likely to be assuming
that universal items simply do not exist as distinct from individuals. As
we shall see below, Alexander follows a diferent path and does his best
to give full emphasis to the substantial status of secondary substances.
Certainly, they are secondary, since they are not independent of individuals and could not exist without any instantiation. Yet in Alexanders view genera and species are not mere collections of particulars,
but deinable natures that exist in particulars. Boethus view about the
unqualiied ontic priority of individual substances may well be read in
connection with the philosophical climate of his time, which was determined by the Hellenistic schools and by Stoicism in particular. I also
suspect that the selection of Aristotles esoteric works among the early
commentators was heavily inluenced by late Hellenistic philosophical
debates (this holds for Aristotles Categories and On the Heaven, the
two star treatises of the early commentators)28. hese remarks are by
no means intended to reject Rasheds systematic reading of Boethus.
In my view, however, it is philosophically very interesting to situate
the genesis of Boethus reading of Aristotle within the philosophical
climate of his time. his may help to explain why the early commentators developed an opinionated reading of Aristotle, which could be
seen (and indeed later was seen) as convergent with Stoicism.
It is worth focusing on two further diicult testimonia from Simplicius. he irst passage is about the theory of speciic diferentia:
Boethus, however, says that the diferentia is properly placed with the species, not with the genus [
, ], because the diferentiae are oten
substituted for the species [ ] (Simpl., In
Cat., 97, 28-30 Kalbleisch)29.
items under the same genus (In Cat., 97, 25-26 Kalbleisch). his
deinition is an ancient one: it occurs in Porphryrys Isagoge and its
ultimate source is the Topics (Z 3, 140a27-29)30. According to Simplicius, Boethus disagrees, since he claims that the diferentia should
properly be placed with the species, not with the genus. Ater the lines
quoted above, Simplicius makes some further remarks, but it is unclear whether he is still reporting Boethus view or critically discussing it (Simpl., In Cat., 97, 31-34 Kalbleisch)31: for this reason, I will
not consider these lines in the present discussion. Simplicius remark
against Boethus at In Cat., 97, 34-35 Kalbleisch (cf. Dexipp., In Cat.,
48, 6-9 Busse) is however very interesting and can be used as a starting point in order to outline Boethus position. Simplicius says that
the diferentia is diferent from the species (Dexippus remarks that the
diferentia is diferent from the species as the part is diferent from the
whole) and it is a kind of form () of the genus, while the genus is
like a subject ().
It has been suggested that Boethus echoes Met. 12, where Aristotle
identiies the ultimate diferentia with the eidos32. his is not impossible, but I would be prudent about Boethus use of Met. , since Aristotles hylomorphism plays virtually no role in Boethus philosophy. As
I see it, Boethus silence about the genus, and his equation between the
species and the diferentia can well be read as relecting the extensional
interpretation developed so far. If, in fact, we conceive of universals in
an extensional way, i.e. as collections of individuals, any generic entity or nature will simply be suppressed. Accordingly, the genus cannot be like a subject that is determined by the diferentia: this explains
Simplicius critical remark. In Boethus view, the genus simply does
not exist as such (i.e. as a nature determined in an intensional way):
this explains Boethus parallel between the genera and Platos Ideas. If
this is the case, the diferentia must be placed with the species, because
the species is identical with the diferentia. he species cannot in fact
be composed of the genus and the diferentia, since the genus in itself
simply does not exist.
Unfortunately, we do not know how Boethus conceived of the differentia and its ontic status (we do not know, in particular, whether
See. Porph., Isag., 11, 18-19 Busse and the excellent commentary ad loc. in Barnes 2003, p. 197, with further parallels.
31
See de Haas in de Haas, Fleet 2001, p. 74 note 115.
32
De Haas in de Haas, Fleet 2001, p. 74 note 114.
30
See the critical remarks against Moraux in Tarn 1981, p. 745 f. Griffin forthcoming provides a full discussion.
37
On Plotinus and Nicostratus, see Chiaradonna 2005.
38
For further discussion, see Chiaradonna 2009b.
of Aristotles Categories, nor suggest that intelligible beings do not exist at all. Rather, he was probably claiming that a discussion about intelligible substances is redundant in the framework of Cat. 5 (whereas
in his view talking of the unmoved mover was certainly not redundant
in the discussion on and ). Accordingly, nothing rules
out the possibility that Boethus might have referred to the theory of
intelligible numbers where he thought this to be relevant to his reading
of Aristotle.
his is all the more likely, since Boethus was possibly reacting against
the Pythagorizing reading of Aristotles Categories developed by Eudorus of Alexandria, a reading which is detectable in Ps.-Archytas
treatise , as well in Philo and Plutarch. Perhaps
Boethus remark about the irrelevance of the sensible substance for
the interpretation of Cat. 5 was originally directed against Eudorus39.
Given such premises, Boethus mention of the intelligible monad is
not really surprising: he might well have referred to this theory when
discussing the views of his rival Platonic-Pythagorean readers of Aristotle (and this could explain why he would seem to ascribe the theory
of intelligible numbers to Aristotle: this would in fact be an allusion
to the exegesis developed by his opponents)40. Morauxs parallel with
Speusippus is plausible too, for the early commentators were certainly
willing to recall and possibly incorporate the views of Plato and the
Ancient Academy. As noted above, Boethus mentions Speusippus
polyonyms and refers to Plato (Simpl., In Cat., 159, 12 f.). Andronicus
mentions Xenocrates when discussing the categorial bi-partition per
se/relative and the theory of the soul41. his attitude is easily justiiable
within the philosophical climate of the irst century BCE, which was
still rather luid and marked by the renaissance of ancient dogmatic
philosophies within a philosophical debate dominated by the Hellenistic schools. Perhaps Boethus and Andronicus appeal to the Academy
was directed against the Stoics. Be that as it may, Boethus mention of
the intelligible monad can plausibly be placed within this picture.
hese remarks, however, still do not answer to the main question
39
raised by the passage quoted above: given Boethus nominalist position about substance and universals, is it plausible that he developed
a Platonizing theory of ideal numbers and that he ascribed this view
to Aristotle? Certainty cannot be attained, and Simplicius passage is
obscure. Actually Simplicius refers to two diferent solutions proposed
by Boethus. According to the irst solution, Boethus distinguished between a substantial monad, which is in the realm of intelligible number,
and a relative or quantiied monad (which should obviously be placed
in the sensible world). According to a second solution set out later,
however, Boethus says that perhaps it is better to call it a quantiied
item, for the dyad is to two as whiteness is to white. Accordingly, if
both whiteness and white are qualiied, then both the dyad and the
two are quantiied. he Greek text at 65, 14 Kalbleisch runs as follows:
. he
subect of einai poson can plausibly be identiied with the monad. If
this is the case, according to Boethus second solution both the monad
and the dyad are quantiied items. hus, given a couple of particulars,
the dyad is the quantity which corresponds to the quantiied predicate
two. his view is not incompatible with those on the status of substances and generic items and does not point to any metaphysics of
ideal numbers.
According to Simplicius, however, Boethus irst solution recognized
the existence of intelligible numbers (among which we should place
the substantial monad). If Simplicius does not misleadingly ascribe
to Boethus the Platonist-Pythagorean view that he aimed to reject
through his second solution (although this may well be the case, as
noted above), then we are forced to admit that Boethus acknowledged
the existence not only of the unmoved mover, but also of ideal numbers. While I would not endorse this reading without some hesitation,
it is crucial to note that even in this case Boethus would not be conceiving of ideal numbers as causal principles, nor taking them to be generic
of universal entities. Rather, essential numbers would have the status
of intelligible individuals, and thus be diferent from Platos Forms
(which Boethus regarded as non-substantial genika).
We ind a similar situation in Alexander (ap. Simpl., In Cat., 82, 7-10
Kalbleisch), who according to Iamblichus/Simplicius claims that
the intelligible and separate form ( ) is
called individual substance ( ). Simplicius explains that
this view is probably characteristic of the Peripatus, since according to
the members of this school common items have no independent existence ( ), but rather only have
See now the commentated translation of this work in Rashed 2007, pp. 257 f.
See on this Kupreeva 2003.
As Rashed 2007, p. 259 aptly remarks, [l]es Aristotliciens ne doivent pas combattre le platonisme en sombrant dans le nominalisme.
from the particulars which it is in. When grasped by our mind, the
object of deinition becomes common ( , 8, 3-4 Bruns).
his is a key aspect of Alexanders abstractionist realism, according to
which deinitions refer to real natures that exist in individuals. hese
are natures that are not universal as such, but only insofar as our soul
isolates them from matter and conceives of them by themselves (see
De An., 85, 14-20 Bruns).
If we come back to the parallel between Boethus and Alexander established by Dexippus, we can easily see how Alexanders essentialist thesis about the ontic priority of individuals toto caelo difers from
Boethus extensional theory. According to Alexander, what is common
is a nature that is deinable and irreducible to particulars, a nature that
exists in each particular as a whole, the same in all (8, 9-10 Bruns).
Alexander conceives of both the speciic (human being: see. Quaest.
I.3) and the generic (animal: see Quaest. I.11 a and b) deinable natures
in this way50. In both cases, he aims to rule out all possible extensional
conclusions in the theory of universals. hus, universals are connected
to formal natures that are deinable in themselves and are the proper
object of rational knowledge. Alexanders famous and controversial
thesis according to which what we call a universal is an accident of a
given thing (, Quaest. I.11a, 22, 3-6; I.11b, 23, 26-27; see I.3,
8, 12-13 Bruns) is part of this theory. As noted by M. Tweedale, the
thing which the universal is an accident of should not be equated
with a particular being, but with a deinable nature (animal or human
being)51. Alexanders terminology is not completely consistent, but a
general theory is clearly at work in his writings. Formal natures can be
determined and deined by themselves and are not necessarily universal as such. If, for example, there were only one human being, his deinable nature would not be universal (at least de facto), since it would be
instantiated by only one particular being. Nonetheless, it would equally
be possible to isolate the deinable nature human being from the unique
human being determined by this nature (Quaest. I.3, 8, 13-16 Bruns).
Hence it is an accident that the deinable nature is universal, while it
50
Tweedale 1984, p. 293 shows that Simplicius does not understand Alexanders
point correctly.
53
See Rashed 2007, pp. 253 f.
54
his text is preserved in Arab. Translation in Rashed 2007, p. 253.
55
See Rashed 2007, p. 255.
the same species. Alexanders position is instead completely grounded on a clear-cut distinction between essence and accidents. Finally,
Boethus ascribes unqualiied priority to the notion of substance as subject, thus relegating the status of enmattered forms outside substance.
Alexander, instead, accords unqualiied ontic priority to the essential
form and the theory of eidos can be seen as the philosophical focus of
Alexanders reading of Aristotle.
4. he Neoplatonic criticism and the levelling of the diferent Aristotelianisms
If the present discussion is correct, Dexippus certainly simpliies
Boethus and Alexanders views when he presents them as identical.
he parallel established by Dexippus, however, can easily be appreciated from the perspective of the post-Iamblichean Neoplatonist theory
of universals. Some preliminary remarks are necessary. Alexanders
essentialist reading of Aristotle paved the way for the later incorporation of Aristotles ontology within Neoplatonism. On the one hand,
Plotinus critical discussion of Aristotle is largely shaped by Alexander. Much work has still to be done on these issues, but Alexander can
safely be regarded as a ilter through which Plotinus understands Aristotles philosophy and criticizes some of Aristotles principal theories
(in particular his hylomorphic account of nature). On the other hand,
Porphyrys harmonizing of Plato and Aristotle is heavily inluenced by
Alexanders essentialist reading, which Porphyry incorporates into his
overall Platonist account of reality. his clearly emerges from the theory of the hylomorphic form and that of universals. Porphyry seems
to follow Alexander closely and takes a somewhat simpliied version
of Alexanders essentialism as a valid account of physical reality, with
the fundamental proviso that this account should be placed within a
broader Platonist view, which includes real intelligible principles too.
Porphyrys general programme of harmonizing Plato and Aristotle is
basically followed by all later Neoplatonists, but signiicant diferences
and nuances are to be found between one philosopher and another
within this general framework. Iamblichus (the source of the passages
from Dexippus and Simplicius discussed in this contribution) systematically develops what might aptly be called a throughout Neoplatonisation of Aristotle. Simplicius (see In Cat., 2, 9-14 Kalbleisch) says
that Iamblichus followed Porphyry closely, but, unlike Porphyry, applied his intellective theory ( ) everywhere. his expres-
natural order of things and not their order in relation to us. According to the natural order, one will give prior ranking to simple entities,
causes, things which have their being in themselves, universal, immaterial entities, indivisibles and such like ( , ,
, , ,
, Dexipp., In Cat., 45, 8-10 Busse = Simpl., In Cat.,
82, 19-20 Kalbleisch). c1) To those who regard individuals as prior in
nature, we should reply that Aristotle takes common items as prior in
his theory of sensibles as well (Dexipp., In Cat., 45, 29-31 Busse). hus,
Dexippus and Simplicius read their Neoplatonist theory of universal
and intelligible beings into Aristotle and argue that this view is set out
in the Physics57. Furthermore, they claim that universals are prior in
the account of sensible beings as well: accordingly, Dexippus and Simplicius conlate universals and immanent essential natures completely.
According to this view, the reality of an immanent nature is not
grounded in its instantiation. Rather, immanent natures exist because
they derive from separate universals and partake in them (see Iamblichus ap. Simpl., In Cat., 52, 9-18 Kalbleisch). his view is toto caelo diferent from both Boethus extensional reading of Aristotle and
Alexanders intensional one, since in both of them the metaphysical
notion of participation plays no role at all. According to the Neoplatonist metaphysics of participation (which Iamblichus and his followers read into Aristotle), we cannot in any way regard particulars as
primary according to the canonical rules of priority. In fact, Dexippus takes immanent common items to be primary because they complete the essence of particulars:
(Dexipp., In Cat., 45, 22-24 Busse). he being of the common item
will exted to all the things ranked under it (
, Dexipp., In Cat., 45,
26 Busse). hus, if the common item is removed, the whole existence
of the individual is removed as well. It is along these lines, according
to Dexippus, that one must reply to the arguments of the associates of
Alexander, Boethus and the other Peripatetics (
, Dexipp., In Cat., 45, 28
Busse). Aristotles Metaphysics is crucial for any attempt to reject the
According to Dillon 1990, p. 82 note 32 Dexippus refers to Arist., Ph., 1,
184a23; A 7, 189b31 and 1, 200b24. De Haas in de Haas, Fleet 2001, p. 70 note
44 points out the parallel with Simpl., In Ph., 14, 30-20, 27; 208, 27-32 Diels. See now
Menn 2010.
57
A detailed defence of this hypothesis can be found in Griffin forthcoming. Grifins account of Boethus is astute and difers signiicantly from that of the present
study.
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