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INTERNATIONAL AFFAIRS
1081
underinternationallaw is not adequateto preserverespectfor that law in the modern dynamic and interdependentworld. Responsibilitymust be establishedmore
immediatelyand more concretelyif the supremacyof the law is to supersedethe
balanceof power."79
lowa StateCollege
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mitted.20
EVIDENCE
FROM CRIMINOLOGY
ON THE EFFECTS
OF PUNISHMENT21
1088
conduct of school pupils has improvedover the years as corporalpunishment has been abandoned.Capitalpunishmentshowsno stable correlation
with the level of crime or with the crime-ratebefore and after-the death
penalty is introducedor abandoned.
Even a slight knowledge of the processesof personality development
should warn us against the old doctrine of original sin in a new guise.
Since punishmentestrangesthe victim and antagonizeshim, he can hardly
be expected to adopt willingly the conduct of his punisher a point that
has some bearingon the idea of rehabilitatingminor Nazi officials.In the
unlikely event that he does not gain status and glamorby being punished,
his self-respectmay be destroyed,and with it his capacityfor becomingan
accepted memberof normal society. Nor does fear of being punishedfor
violating a rule elicit an appreciationof the values behind that norm.
Punishmentdoes make the individualwary, but it is morelikely to make
him wary of being caught than of becominga criminal.If he deliberates
at all, it is not the possiblepenalty that is weighedheavily, but ratherhis
chancesof escapinga penalty.
So far as concernsthe effects upon the groupadministeringthe punishment, for the most part the members give no thought to the event. If
their interestis mobilizedby publicity or the characterof the offense,their
responseis more likely to be a sadistic outburst or a melodramaticthrill
whichnourishesthe tradition of violence more than it enhancesthe realization of the need for better instruments of social rearing and control.
Lynchings,for example,do not increasethe understandingamong whites
of the problems of Negroes. The determination by a group to make
punishmentfrequent and strict also blocks efforts to understand the
reasonsfor the occurrenceof crime and damps motivations to develop
constructivepolicies.
Whetherthe problemconcerns-ordinarycivil crimesor plans to punish
defeatedwar leaders,the social scientist raises the broad questions:What
is thsepurpose and the utility of punishment?Does punishment accomplishits purpose?To fall back upon discardedand exploded theories of
punishmentin attempting to work out new internationalrelationshipsis
toignoreone of the great bodies of knowledgein the social sciencesand to
adopta new "devil theory" of humanbehavior.
.
INTlitRNATIONAL AFFAIRS
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crlmmals.
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25
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a proceedingupon the attitudes of the Germanpeople?"Did Germanyrevert, after the last war, to a new militarismbecause she was left with a
strong army- or because she was unilatera]ly disarmed in a Europe of
armed nations?"30"Had the passions of the time permitted the Allied
Governments to make the arrangement [for trials of war crimina]s]
reciprocal,and had they been willing to bring to trial any of their own
nationals accused of similar oSenses by the GermanGovernment, the
whole procedurewould have been a valuable innovation and an earnest
of the desire of mankind to makeinternationallaw an effective reality.''3
"Particularlyafter 1919, the slogans of internationalismwere used, in the
League of Nations and elsewhere,to resist Germanclaims; and this further increased Germansuspicions of internationalismin general...."32
We are admonishedto begin filling dockets now with evidence against
particularAxis officials and soldiers. One must ask if there are no correspondingviolations among the victors. Grantedthat the list of charges
against Germansis much longer and more shocking, a sense of justice is
not nourishedby consideringonly the net excess of crimes on one side,
nor does such a reckoningremove the obligation to make the trials bilateral. There has been no invitation to supply accusations or evidence
against any of our people who may have violated the rules of war. The
failure to issue this request, however needless or however routinely, suggests a lack of thoroughgoinginterest in internationallaw as such. The
omissionraisesthe questionof whetherthose most vehemently demanding
the trials of the Nazis may be talking about the nctor's revenge rather
than about justice under internationallaw.
The writer concludesfrom the foregoingevidence that punishment of
our enemies has little likelihoodof motivating them to adopt our values.
Participationin a new order must start from now, with all on the same
footing. Beginning a new rdgimeof law by punishingdefeated leaders in
our courts with unilateraland self-righteousjustice will not convince the
defeated that we believe in justice. I have already discussedthe ways in
which the trials would arousethe Germanpeople, and I shall come back
to this point. The distinction between enemy people and enemy leaders
would not stand up in practice. The successive public opinion polls in
recent years have shown a progressivetendency for the American and
British peoplesto identify the Nazi leadersand the Germanpeople. Other
evidence of this identificationappearsin such phrasesas: "But this time
the Germanswill have to learn to be good the hard way."33
V. CONTRIBIJTION OF THE TRIALS TO THE ELIMINATION OF WAR
30
31
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INTERNATIONAL AFFAIRS
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short, it is impossibleto
predictwhat individualswill
war. Destroying those who
rise to lead the next
ruled after the last war
clearerfield for a rising clique
would have left a
of adventurers.And in
data of criminology show,
any event, as the
unlikelyto deter imitators. punishing one generation of "criminals"is
But, after all, leadershave
followers;and it is a usual
socialsciences that one
assumptionin the
learns more about social
thefollowersthan by
movements
by studying
observingthe
tionalism,stigmatizing a nation's leaders. Since this is an epoch of naleaders may only enrage the
andhumiliatednation. The
Nazis
certainly profitedfrom the defeated
ofGermansover the few
resentment
istrue that after a defeattrials that were held after the last war. While it
ifthey have not been there is often a repudiationof wartimeleaders,
martyred, what attitudes follow
gesturedepends upon many
next after this
include
the success of the new conditions. Among the factors, I should
leaders in restoringorder,
pride;
but we must also consider
how the attitude of the prosperity,and
treatment
victors and their
of the losers will affect
the success of the new
tasks.
leaders in these
When the defeated nation is
heavily
distinguish
between innocent people and punished- despite promisesto
guilty leaders- and in
its
late rulersare accused of
addition
guilt, national loyalty may
those
turn and defend
same rejectedleadersas well
as create a desirefor
victors.
revengeupon the
Critics of this analysis may
say that it rests upon
about
false assumptions
the relations between
people
and
leaders,
and
peoples
that the enemy
are really unwilling and
intimidated
cooperators
in a war whose
purposes
and programsthey reject.
seems
to me more reasonableto Whateverthe motivations at work, it
assume that leaders and
sentially
people are esunited for the purposeof
winninga war. To punish these
on
anextensive
leaders
scale-particularly when we keep in mind
obbligato
the newspaper
in the victor nations
about
while
fol]owersto say: "Ourleaders war guilt-may impel their erstcould not rea]ly have been
lains,
else how could we have
such vilfollowed
them so loyally?"We may
make
the trials fair, but the
strive to
at
allwou]d reveal that we reasonswe would offer for holding the trials
were in fact judging the
hostile
whole nation. Such
attitudes are usually
reciprocated.
"No new generationin any
tion
will take upon itself the
naguilt of its father."37
Thesubtleties of this
identification of follower with
emphasis,
leader require
for this is a pivotal point
in decidingupon the
trials
under the auspices of the
utility of these
winning nations. We have
amined
the American South after
already exthe Civil War. Two
examples
other kinds of
from Americanfolk culture
may drive the point home.
37 Dorothy
Lynching
Thompson,-op. C^t.,p. 53. See
again the quotation from
Lippmann
in note 2, supra.
Walter
1098
mobs supply one illustration. Authorities from outside a local area find
it virtually impossible to convict, or even try, the members of a lynch
mob. If broughtinto court, at least until very recentyears, they are likely
to become heroes for a day. The important element here is not that the
respectablemembersof the community necessarily approve of the outbreak; they typically do not, and have not for many years in most communities. But these same community leaders will refuse to identify the
participants, and they may even congratulatethem on escaping punishment. This seemingly paradoxicalaction flows at least in part from an
attitude that the lynchers were expressingan important sentiment and
that it is not for "foreigners"to challengethat sentiment.
A second dramaticillustrationoccurson occasionswhen a man kills his
wife's lover. Courts and legislatorshave not successfullybroughtthis act
under the category of murderin the eyes of the folk. Almost invariably,
public sentiment will favor the aggrievedhusbandif he is subjectedto the
ignominy of trial. These same citizens will deplorehis behavior, and they
may even run him out of town on a rail. But when outside accusersand
impersonaljustice enter the picture, the husband becomes one of themselves who is being persecutedfor upholding the honor of men and the
sanctity of marriage. After all, man holds many sentiments simultaneously,and respect for law as law is not usually one of the strongest of
his loyalties.
My conclusionis that if we are seekingto assist in the abolitionof war,
the trial of defeated leaders by their conquerorsis inappropriate. (Incidentally, one hears very little demand among military men for punishment of the enemy.) The justificationsthat may be offeredfor such trials
do not touch the basic causes of war. Future leaders who might lead
another war are not eliminated. The attitudes that the victors would
haveto adopt, in this day of mass democracy,in orderto assumeso heavy
a responsibilitycontradict the conditions of internationalrelations upon
whichpeace must rest. The defeated nations would not be conciliated.
The trials would drive victor and vanquished farther apart than they
wereat the end of hostilities.
VI. RESTRAINING THE DESIRE FOR VENGEANCE
INTERNATIONAL AFFAIRS
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The appropriateness
of particularactionsto the maintenanceof peace
is moredifficultto demonstrateto public
satisfactionthan is the efficiencyof militarytactics.In the controversial
realmof socialpolicy,we
aretemptedto judgeouractionsin termsof logical
or sentimentsandto rejectthe pragmatictest. So we find abstractions
scholarsof reputeendorsingplansfor the trial andpunishmentof enemy
leadersuponwhom
webelieveit just to lay the guiltof warand
persecution.
gramof this tendencyis accepted,those and other Beforeany proscholarsshouldask
somecrucialquestions.Even if the enemyare
unmistakably
guilty, can
we actuallybring them to punishment?If we
punish them, will we
strengthen
our plansfor a worldorder?Just what is our
for demandingpunishment?The conclusionwhich the writermotive
of
this
paper
reaches,
on the basisof whathe believesto be pertinent
evidenceandestablished
principlesof socialaction,is that trial and
of Nazi
leaders
by anyoneotherthan theirown countrymenpunishment
will in fact tend toward
the resultswe are strivingto avoid.
An examinationof the comparable
Reconstruction
periodin
national
historyled to the convictionthat penaltiesagainstthe our own
leaders
and
unavoidably
withthemthe followers of a defeatedgrouphinderreconciliation
and provokefresh tensions. Similarly,civil
punishment
individual
criminalsin normalsociety revealsonly meagerutility of
for
penal
controls.
On the basis of our tentativeknowledgeof the
unstableattitudesof
national
publicsduringthe transitionfromwarto peace,it appears
that if
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