Professional Documents
Culture Documents
Responsibilit
y
General
1- IT organization chart (with personnel name and designation)
2- IT policies and procedures manual (changes introduced this
year)
3- IT strategic plan and initiatives (Long term and Short Term)
4- List of hardware platforms/operating system/database for the
applications in audit scope. (Please provide the information
in the attached sheet IT Environment Sheet.xlsx)
To be provided
by BASIS team
5- Network diagram
6- Applications interface diagram
Not available
To be provided
by BASIS team
To be provided
by BASIS team
9- IT internal audit report carried out during the year (if any)
10- Penetration test report (if performed)
11- List of all employees currently employed with the entity with
minimum fields like employee code, name, designation,
department, date of joining
12- List of employees joined, resigned and transferred during the
year starting 01 Jan till date. The list should at minimum
provide the following details:
a. Employee full name
b. Employee designation
c. Employee code (HR code)
d. Employee department/section
e. Date of leaving/date of joining/date of transfer
(Note: In case of internal transfers please provide transferred
from and transferred to which department)
Access Management
13- Access Management (including access provisioning and deprovisioning) policies and procedures (please ignore if
included in IT policies and procedures manual requested in
point 2)
To be provided
by BASIS team
To be provided
by BASIS team
a. User name
To be provided
by BASIS team
To be provided
by BASIS team
To be provided
by BASIS team
To be provided
by BASIS team
To be provided
by BASIS team
I.
II.
To be provided
by BASIS team
To be provided
by BASIS team
To be provided
by BASIS team
To be provided
by BASIS team
To be provided
by BASIS team
To be provided
by BASIS team
To be provided
by BASIS team
To be provided
by BASIS team
To be provided
by BASIS team
To be provided
by BASIS team
To be provided
by BASIS team
To be provided
by BASIS team