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Journal of Clinical Anesthesia (2007) 19, 397–404

Review article

Understanding modes of moderate sedation


during gastrointestinal procedures:
a current review of the literatureB
David A. Lubarsky MD, MBA (Professor and Chair) a,⁎,
Keith Candiotti MD (Associate Professor) b , Eric Harris MD (Assistant Professor) b
a
Department of Anesthesiology, Perioperative Medicine and Pain Management,
University of Miami Miller School of Medicine, Jackson Memorial Hospital, Miami, FL 33136, USA
b
Department of Anesthesiology, Perioperative Medicine and Pain Management,
University of Miami Miller School of Medicine, Miami, FL 33136, USA

Received 17 April 2006; revised 8 November 2006; accepted 9 November 2006

Keywords: Abstract Recommendations for routine screening for colorectal cancer with colonoscopy are likely to
Colonoscopy;
substantially increase the demand for provision of sedation for these procedures. Because of this bur-
Endoscopy;
geoning caseload and associated economic constraints, it is unlikely that anesthesiologists will be
Fospropofol disodium;
available for all such procedures, particularly those involving average-risk patients. Thus, sedative agents
Propofol;
that can be safely administered by nonanesthesiologists, appropriately trained in monitoring and managing
Rapid recovery;
the patient's airway, are desperately needed. New concepts in sedation for colonoscopy include enhanced
Sedation
mechanisms for drug delivery such as patient-controlled sedation/analgesia and target-controlled
infusion, along with the development of new drugs such as a modified cyclodextrin-based formulation
of propofol and fospropofol disodium (Aquavan Injection), a water-soluble prodrug of propofol.
© 2007 Elsevier Inc. All rights reserved.

1. Introduction early detection is essential. Widespread screening for


colorectal cancer is currently the most effective method for
Colorectal cancer is associated with substantial morbidity early detection. Screening is cost-effective and it has the
and mortality. It is the second leading cause of cancer-related potential to improve patient outcomes [2]. Despite a recom-
mortality in the United States [1], and it is associated with a mendation by the US Preventive Services Task Force that
5-year survival rate of only 62% [2]. To improve survival, adults 50 years or older be routinely screened with col-
onoscopy every 10 years, the use of screening tests among US
adults remains low [1]. In 2001, the Behavioral Risk Factor
Surveillance System estimated that only 47.3% of US adults

Financial support/Disclosures: Editorial support was provided by Nexus 50 years or older had ever undergone lower endoscopy [1].
Communications, Inc., through an unrestricted grant from MGI Pharma, Inc,
In 2002, 14.2 million colonoscopies were performed in
Bloomington, MN. Dr Lubarsky serves on an advisory board for MGI
PHARMA, Inc, and has received honoraria from MGI PHARMA, Inc.
the U.S. [3]. Most of these procedures are performed with
⁎ Corresponding author. Tel.: +1 305 585 7037; fax: +1 305 545 6501. sedation in patients who are at average risk of complications
E-mail address: lubarsky@miami.edu (D.A. Lubarsky). associated with endoscopic sedation [4]. Risk stratification

0952-8180/$ – see front matter © 2007 Elsevier Inc. All rights reserved.
doi:10.1016/j.jclinane.2006.11.006
398 D.A. Lubarsky et al.

for endoscopy is not well defined. However, most practi- coronary artery disease, congestive heart failure, sleep
tioners agree that patients at average risk for developing apnea), or if deep sedation is necessary to obtain adequate
complications do not have risk factors such as cardiovascular procedural conditions, it is recommended that an anesthe-
disease, pulmonary disease, or chronic airway obstruction siologist be consulted.
[4,5]. Sedation is routinely provided to patients during However, it is not feasible, and perhaps is even
colonoscopy and is considered the standard of practice in the unnecessary, for an anesthesiologist to be present during
U.S. [6], where the performance of unsedated colonoscopy is colonoscopies involving average-risk patients. In most
highly unusual. Cotton and colleagues [7] analyzed data average-risk patients receiving moderate sedation, the airway
from 17,868 colonoscopies performed by 69 endoscopists is self-maintained and the skills of an anesthesiologist would
from 7 hospital centers across the U.S. between 1994 and not be used.
1998. They found that only 7% of endoscopists performed Health care economics also influence the delivery of
more than 4% of their procedures in unsedated patients [7]. moderate sedation. For example, policies in the U.S.
Although endoscopic procedures can be performed with- regarding payment of anesthesiologists during average-risk
out sedation, results of two studies showed that 16% to 56% colonoscopy vary across Medicare contractors [4]. In some
of such procedures are terminated because of pain [8,9]. An cases, Medicare may refuse to reimburse anesthesiologists
important goal of colonoscopy is cecal intubation [7], and for sedation performed during colonoscopy. Moreover,
without adequate sedation the endoscope is less likely to some insurers have questioned the separate reimbursement
reach that distance [9], increasing the possibility of missing for anesthesia coverage when the global reimbursement fee
adenomatous polyps or tumors. Thus, moderate sedation with for the endoscopic procedure includes administration of
or without supplemental analgesia is not only the standard of sedation under the supervision of the gastroenterologist.
practice in the U.S. for patients undergoing endoscopic Many payors have taken a position on this subject similar to
procedures, it is often necessary for successful completion of that of the gastroenterology societies, in that anesthesiology
the procedure [6,7]. Indeed, numerous clinical studies and assistance is appropriate in high-risk cases but not in average-
practice guidelines confirm the clinical benefit of adequate risk cases [4]. As a result, the rates of using anesthesiologists
levels of sedation/analgesia [10-13]. Although there are many during average-risk colonoscopy vary in different regions
different techniques and medications to achieve sedation of the country and appear dependent on regional payor
during colonoscopy, the ideal amount of sedation for a patient policies [4].
undergoing colonoscopy has not been established [14].
Current options for sedation include benzodiazepines (eg,
midazolam, diazepam), propofol, opioids (eg, fentanyl,
meperidine), ketamine, and inhaled anesthetics (eg, nitrous 2. Safety of current sedation regimens
oxide). Although dexmedetomidine has been suggested, one for colonoscopy
report showed that dexmedetomidine was not successful for
moderate sedation during colonoscopy because of side Most endoscopic procedures occur at a moderate level
effects, hemodynamic instability, complicated administra- of sedation [14]. The goal is to relieve anxiety, discomfort,
tion, and prolonged recovery [15]. and pain, and to provide amnesia while preserving
With the benefits of propofol as a sedating agent cardiopulmonary function [14]. Clinical practice guidelines
appreciated widely outside the operating room, more call for the careful titration of sedative medications using
gastroenterologists are using this agent for endoscopic small incremental doses [13]. However, the patients, their
procedures [16]. Gastroenterologists usually turn to anesthe- accompanying support individual(s), the facility, and the
siologists to provide sedation for these routine procedures gastroenterologist all have incentives to move the pace of
[4], but they are also advocating for the ability to provide sedation along. This attitude may lead to a false sense of
propofol-based sedation themselves [17-21]. In an ideal confidence and the administration of less safe, or larger,
situation, an anesthesiologist would be present during all doses of medication, which can result in unexpected or
routine cases of colonoscopy so as to optimize sedation/ prolonged apneic episodes and catastrophic consequences to
analgesia. However, the clinical merits and cost-effective- the patient.
ness of having an anesthesiologist during colonoscopy Properties and dosing regimens culled from the gastro-
involving patients who are at average risk of developing intestinal (GI) literature for the most commonly used drugs
sedation-related complications remain debatable [4]. for moderate sedation are summarized in Tables 1 and 2.
Current guidelines of the ASA recommend that the (Interestingly, the quoted side effects are not in total
person responsible for monitoring patients who undergo accordance with those noted in the anesthesia literature.)
sedation be trained in recognizing complications associated Many studies have compared these drugs, all of which
with sedation/analgesia and be competent to rescue the generally provide safe and effective sedation for colono-
patient from a deeper level of sedation [13]. In patients with scopy (Table 3).
significant sedation-related risk factors (eg, potentially There are a number of potential concerns/problems with
difficult airway, severe obstructive pulmonary disease, available sedative agents (Table 1). In fact, most complica-
Unmeet needs in moderate sedation for colonoscopy 399

Table 1 Commonly used drugs and effects in colonoscopy in the gastrointestinal (GI) literature
Drug Pharmacologic Pharmacologic Onset of Duration Adverse effects a
class effects action of action
Midazolam Benzodiazepine Sedation 1-5 min, 1-3 h Hypotension, hypoventilation, decreased tidal volume,
Amnesia peak 3-5 min increased respiratory rate, apnea, increased upper
Anxiolytic airway resistance
Diazepam Benzodiazepine Sedation 1-5 min 20-60 min Hypotension, hypoventilation, respiratory depression
Amnesia
Anxiolytic
Meperidine Opioid Sedation 5 min, 2-4 h Hypoventilation, hypotension, lower seizure threshold,
Analgesia peak 10 min respiratory depression, decreased tidal volume, nausea,
vomiting
Propofol Ultrashort-acting Sedation 30-60 s 3-10 min Dose-dependent hypotension, hypoventilation,
sedative hypnotic Hypnotic respiratory depression, pain at injection site
Droperidol Neuroleptic Neuroleptic 30 min 1-4 h Hypotension, tachycardia, hypoventilation, prolonged
Anxiolytic QT interval
Fentanyl Opioid Sedation b1 min, 30-60 min Hypoventilation, respiratory depression, decrease in
Analgesia peak 5-8 min tidal volume
a
Combinations are often more than additive (ie, synergistic) in the production of adverse respiratory depression. Adapted from Refs. [6,14,22].

tions with colonoscopy are related not to procedure, but to consecutive patients receiving diazepam or midazolam plus
sedation and include cardiopulmonary events such as hypox- meperidine, found that 45% of patients had an oxygen
emia, hypoventilation, airway obstruction, apnea, arrhyth- saturation (SaO2) of less than 90% [14,44]. The rate of
mias, hypotension, and vasovagal episodes [14,37,38]. desaturation tended to be higher among patients undergoing
Although uncommon, serious cardiorespiratory complica- colonoscopy (54%) compared with those undergoing upper
tions, including death, can occur [39,40]. Data from the endoscopy (40%) [44]. These findings may explain the
American Society for Gastrointestinal Endoscopy's compu- increasing use of propofol, because the impression is that if
ter-based management system was used to review more than desaturation does occur with propofol, it will wear off
21,000 GI endoscopies in 1988, performed primarily with quickly and the patient will start to breathe again. A lower
sedation with either midazolam or diazepam [40]. The overall
complication rate was 13.5 events per 1,000 procedures, and Table 2 Dosing of commonly used drugs for procedural
the rate of serious cardiac or respiratory complications was sedation [14]
5.4 per 1000 [40]. Death was reported in 0.3 per 1,000
Drug Dosing guidelines
procedures [40]. There was no significant difference in the
rate of complications between patients receiving midazolam Midazolam Bolus 0.5-2 mg
and those receiving diazepam [40]. More recent data Incremental doses of 0.5-1 mg every 2 min
evaluating the safety and efficacy of meperidine and titrated to effect
Diazepam Bolus 2.5-5 mg
diazepam or meperidine and midazolam, when used for
Incremental doses of 2-5 mg every 5 min
moderate sedation during upper and lower GI endoscopic titrated to effect
procedures performed over a 12-year period, revealed no Meperidine Bolus 25 mg
deaths [41]. There were no episodes of cardiopulmonary Incremental doses of 25 mg every 2-3 min
arrest or pulmonary aspiration reported in this series [41]. The titrated to effect
most recent study using sedation-trained nurses administer- Fentanyl Bolus 100 μg
ing propofol to 36,743 patients at three centers with a limited Incremental doses of 100 μg titrated to effect
selection of busy endoscopists reported no fatalities or Propofol Bolus 1.0-2.5 mg/kg
intubations, and only 0.1% to 0.2% needing assisted Continuous infusion of 1-5 μg kg−1 h−1
ventilation [42]. We are not confident that such excellent titrated to effect
results will extrapolate to other centers without an ongoing Droperidol a Bolus 2.5 mg
a
study and the extensive training commitment present in these Cases of QT prolongation and/or torsade de pointes have been
three centers. Furthermore, the incidence and severity of reported in patients receiving droperidol at doses at or lower than
recommended doses. Some cases have occurred in patients with no
desaturation episodes (except those severe enough to require known risk factors for QT prolongation and some cases have been fatal.
assisted ventilation) were not reported. Because of its potential for serious proarrhythmic effects and death,
The incidence and severity of oxygen desaturation are droperidol should be reserved for use in the treatment of patients who
critical data. Oxygen desaturation is relatively common fail to show an acceptable response to other adequate treatments, either
during endoscopic procedures, although the effect appears to because of insufficient effectiveness or the inability to achieve an
effective dose due to intolerable adverse effects from those drugs.
be dose-dependent [43]. One older study, assessing 261
400 D.A. Lubarsky et al.

Table 3 Comparative studies on sedation efficacy during colonoscopy


Study Study Pa Sedation Drug Mean time to Time to full Time to Patient
design (n) administration sedation (min) recovery (min) discharge (min) satisfaction
(superior [sup])
Propofol vs benzodiazepines
Roseveare RCT 66 P/Al vs D/M PCS (P/Al) or Not addressed P/Al = 10, Not addressed P/Al = D/M
et al [23] physician (D/M) D = 40
Koshy et al Case 150 P/F vs Md/M Nurse anesthetist Not addressed P/F = M/Md Not addressed Not
[24] control addressed
Reimann RCT 79 P/Md vs Md/N Physician Not addressed P/Md = 5, ‡ P/Md = 17 ‡ P/Md N
et al [25] Md/N = 23 Md/N = 93 Md/N ⁎
Ng et al [26] RCT 88 P vs Md PCS (P) or Not addressed P sup to Md P = 43 Md = 61 P PCS N Md ‡

anesthetist (Md)
Sipe et al RCT 80 P vs Md/M Nurse or P = 2.1 ‡ P = 14.4, ‡ P = 40.5 ‡ P N Md/M ⁎
[27] physician Md/M = 7.0 Md/M = 33.0 Md/M = 71.1
Ulmer et al [28] RCT 1000 P vs Md/F Nurse P = 2.1 ‡ P = 16.5, ‡ P = 36.5, † P = Md/F
Md/F = 6.1 Md/F = 27.5 Md/F = 46.1

Benzodiazepine vs benzodiazepine
Macken RCT 200 Md vs D Not stated Not addressed D = 31, Not addressed Not
et al [29] Md = 34 addressed
Zakko et al [30] RCT 100 Md vs D Gastroenterologist Not addressed Md = 22, D = 22 Not addressed Not
addressed

Propofol vs opioid
Moerman RCT 40 P vs R Anesthesiologist Not addressed R sup to P Not addressed P N R‡
et al [31]

Miscellaneous comparisons
Seifert et al RCT 239 P vs P/Md Physician Not addressed P = 19, ‡ Not addressed Not
[32] P/Md = 25 addressed
Morrow RCT 101 M/Md bolus vs Gastroenterologist Bolus = 3, ‡ Not addressed Not addressed Not
et al [33] M/Md titration Titration = 11 addressed
Paspatis RCT 120 P/Md vs Anesthesiologist Not addressed P/Md N Md/M ‡ Not addressed P/Md N
et al [34] Md/Me Md/M ⁎
Rudner RCT 100 P bolus/R vs Not stated Not addressed P/R = 8, ‡ Not addressed Not
et al [35] P bolus/F/Md P/F/Md = 31.2 addressed
Radaelli RCT 253 Md bolus vs Gastroenterologist Not addressed Md = Md/M Not addressed Md/M N M †
et al [36] Md/M bolus assistant
Al = alfentanil; D = diazepam; F = fentanyl; M = meperidine; Md = midazolam; N = nalbuphine; P = propofol; PCS = patient-controlled sedation; R =
remifentanil; RCT = randomized controlled trial.
⁎ P b 0.05 versus comparator.

P b 0.01 versus comparator.

P b 0.001 versus comparator.

number of oxygen desaturation events (b90%) have been anesthetist [14,47,48]. Although the respiratory depressant
observed with propofol than with midazolam/meperidine effect of propofol is dose-dependent and is most commonly
(12% vs 26%; P b 0.01) [45]. In addition, patients who are seen with deep sedation, even low-dose propofol used for
ASA physical status III and IV are at greater risk for oxygen minimal-to-moderate sedation can decrease ventilatory drive
desaturation (b90%) than those who are ASA physical and produce hypoxemia [48]. Airway manipulations to
status I and II (3.6% vs 1.7%; P = 0.036) [46]. Misjudging prevent or reverse airway obstruction may be required and
the depth of sedation with propofol is easier than with other likely correspond to the depth of sedation and/or dose of
agents, and the risk of apnea is greater although prolonged propofol during endoscopy [48-50].
oxygen desaturation may occur less frequently. The use of combination regimens increases the risk of
The primary concerns with propofol are that it has a oversedation and cardiopulmonary complications. Indeed,
narrow therapeutic window, it has the potential to cause cardiopulmonary depression is the most clinically significant
severe respiratory and cardiopulmonary complications, and it complication of benzodiazepine/opioid and propofol/opioid
requires the presence of an anesthesiologist or nurse combinations [14,18]. For example, in the American Society
Unmeet needs in moderate sedation for colonoscopy 401

for Gastrointestinal Endoscopy study, 94% of patients who administered by nonanesthesiologists [56], which is why
experienced cardiopulmonary complications had received a nonanesthesiologists in general are reluctant to use it. These
concomitant opioid, although only 65% of the total study clinicians are instead likely to continue to use sedatives with
population had received an opioid [40]. which they are comfortable, such as a benzodiazepine with
Patient characteristics also influence the safety of sedative an opioid [56,57].
regimens. Morbid obesity, older age, and underlying
cardiovascular, pulmonary, renal, hepatic, metabolic, and 3.1. Properties of an ideal agent
neurologic disease are risk factors for the development of
hypoxemia [14,51]. Therefore, current ASA guidelines The ideal agent for sedation should have certain properties
recommend that physicians conduct a preprocedural evalua- to provide safe and effective minimal-to-moderate sedation.
tion to become familiar with sedation-related aspects of a These include a consistent and predictable pharmacokinetic/
patient's medical history and physical status, and how these pharmacodynamic profile, rapid onset of action, analgesic
characteristics can influence the response to sedation/ and anxiolytic effects, immediate resolution of sedation
analgesia [13]. without any lingering effects on mental and psychomotor
function, amnestic period extending long enough for the
procedure, minimal associated risks or adverse effects, no
pain on injection, and no requirement for administration by
3. Disadvantages of currently available agents an anesthesiologist [53,58]. Although available agents have
some of these properties, none fulfill all of the criteria.
Because benzodiazepines are lipid-soluble (particularly
midazolam), repeat doses result in accumulation in adipose
tissue that is subsequently released, resulting in prolonged
effects. For example, Newcomer and colleagues [52] found 4. New Concepts in Sedation for Colonoscopy
that 4% of patients had an unplanned work absence the day
after their colonoscopy. The most common reasons for New concepts in sedation for colonoscopy include
missing work were feeling sleepy and weak, or experiencing enhanced mechanisms for drug delivery such as target-
abdominal pain and bloating. controlled infusion (TCI) and PCS along with the develop-
There is interest in using propofol for colonoscopy ment of new drugs such as a modified cyclodextrin-based
because it has properties (eg, fast onset and rapid recovery) formulation of propofol and fospropofol disodium (Aquavan
that render it an attractive alternative to benzodiazepines and Injection, MGI Pharma Inc., Bloomington, MN), a water-
opioids as a sedative agent for colonoscopy [53]. However, soluble prodrug of propofol.
when used alone, propofol can cause deep sedation, resulting Because of its poor water solubility, propofol is formulated
in hypotension and respiratory depression [17,54]. For as a lipid-based formulation. Cyclodextrins are widely used
example, a comparative study evaluating propofol versus as solubilizing agents in pharmaceutical practice to allow
midazolam/meperidine for outpatient colonoscopy found compounds that are sparingly soluble in water to be
that those patients receiving propofol achieved a signifi- formulated in an injectable format [59]. A modified
cantly greater mean level of sedation than those receiving cyclodextrin-based formulation of propofol (Fig. 1) has
midazolam/meperidine [27]. This increased sedation resulted been developed that may eliminate some of the formula-
in fewer propofol-treated patients being able to assist with tion-dependent problems of propofol, such as pain on
the procedure (eg, changing position) [27]. It has been injection and the support of microbial growth [59-61]. It is
suggested that a greater level of sedation also has the hypothesized that the cyclodextrin-based formulation of
potential to result in an increased risk of perforation because propofol would be associated with similar sedative effects
patients are not able to report pain, an important warning compared with the currently marketed lipid formulation of
signal of impending perforation [27]. Only a small number of propofol, but producing less pain on injection. Results of a
GI physicians believe this theory, as there is no evidence to single-center, double-blind, two-period, randomized, dose-
support this claim. escalating trial in healthy volunteers found no differences in
Personnel administering propofol should be able to rescue sedative, hemodynamic, or respiratory effects [61]. How-
the patient from the next deeper level of sedation and should ever, patients receiving the cyclodextrin-based formulation
be trained in the administration of general anesthesia [53]. As of propofol had statistically worse pain scores [61].
a result, the ASA and the American Association of Nurse Fospropofol disodium (Aquavan Injection) is a novel
Anesthetists issued a joint statement in 2004, that “whenever sedative/hypnotic, water-soluble prodrug of propofol with
propofol is used for sedation/analgesia, it should be pharmacokinetic and pharmacodynamic properties that differ
administered only by persons trained in the administration from those of propofol emulsion [62-64]. Aquavan is
of general anesthesia. This restriction is concordant with hydrolyzed by alkaline phosphatase to release propofol
specific language in the propofol package insert [55].” There [62-65]. The pharmacokinetic profile of Aquavan is
is controversy regarding the safety of propofol when characterized by avoidance of the high peak plasma
402 D.A. Lubarsky et al.

Fig. 1 Modified cyclodextrin-based formulation of propofol [59-61].

concentrations seen with the lipid emulsion formulation of make any definite conclusions about the application of
propofol (Fig. 2) [49]. However, the elimination kinetics Aquavan in moderate sedation.
of Aquavan are similar to those of the lipid formulation of In PCS, the medication is self-administered by the patient
propofol and plasma concentrations are shifted in time in response to pain; therefore, the patient has to be conscious
reflective of propofol liberation from Aquavan [49]. enough to press the handheld button. Specialized pumps are
Results of the most recent dose-response study con- used that deliver a preset dose of medication in response to a
ducted in 127 patients with ASA physical status I, II, III, patient pressing a handheld button [67]. A lockout time is
and IV who were undergoing colonoscopy, found that a programmed into the pump to prevent the delivery of
6.5 mg/kg dose of Aquavan produced an acceptable safety additional doses until the previous dose has taken its full
profile while maintaining a minimal to moderate level of effect. When rapid-acting drugs such as propofol and
sedation in most patients [66]. Sedation success, defined as alfentanil are used for PCS, oversedation is unlikely to
completion of the procedure without the need for alternative occur [67].
sedative medication and without requiring manual/mechan- Target-controlled infusion systems of anesthetic agents
ical ventilation, was dose-dependent and was achieved in are pharmacokinetically based, computer-controlled infusion
24.0%, 34.6%, 69.2%, and 95.8% of patients who received systems designed to deliver intravenous (IV) drugs accord-
Aquavan doses of 2, 5, 6.5, and 8 mg/kg, respectively. The ing to the drug's pharmacokinetics, using an infusion pump
median time to discharge was 6.0, 4.0, 7.5, and 11.5 minutes
in the 2, 5, 6.5, and 8 mg/kg groups, respectively. Twenty-five
percent of patients in the 8 mg/kg group went into deep
sedation compared with 3.8% of patients in both the 5 mg/kg
and 6.5 mg/kg groups. No patient required manual or
mechanical ventilation, and there were no deaths. The most
common adverse events were burning sensation and pares-
thesia. The most common adverse events reported during
clinical trials are burning sensation, paresthesia, and pruritus
(J. Jones MD, oral communication, August 7, 2006). Similar
results were reported in a recently published double-blind,
randomized study in 314 patients undergoing colonoscopy
[52,53]. Aquavan 6.5 mg/kg was associated with a high level
of sedation success (87% of patients) and a high level of
physician- and patient-rated satisfaction. Aquavan-induced
sedation was reported as well tolerated, with paresthesia
being the most common treatment-related adverse event. We Fig. 2 Plasma concentration-time points of Aquavan-derived
must await the results of large clinical trials before we can propofol [49].
Unmeet needs in moderate sedation for colonoscopy 403

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