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the channel matrix. Aside from providing a framework for performance analysis in the realistic scenario of correlated fading,
such analysis provides quantitative insight into the degradation
brought on by various degrees of statistical dependence among
diversity branches. The remainder of this paper is organized
as follows. Section II presents the statistical foundations used
in the derivation of system performance. In Section III a
lower bound is derived for the performance of MRC over
arbitrarily correlated Gaussian vector channels. Several exact
BER expressions are also presented for more specific fading
conditions. Section IV presents simulation results illustrating
the tightness of the lower bound, and quantifying the performance degradation incurred due to correlated fading.
I. I NTRODUCTION
Manuscript received October 16, 2006; revised March 27, 2007; accepted
April 17, 2007. The associate editor coordinating the review of this paper
and approving it for publication was A. Conti. This work was presented in
part at the Conference on Information Sciences and Systems (CISS 2006),
Princeton, New Jersey, March 2006.
S. Sorooshyari is with Alcatel-Lucent, Whippany, NJ 07981 USA (e-mail:
sorooshyari@alcatel-lucent.com).
D. G. Daut is with the Department of Electrical and Computer
Engineering, Rutgers University, Piscataway, NJ 08854 USA (e-mail:
daut@ece.rutgers.edu).
Digital Object Identifier 10.1109/TWC.2008.060835.
s1
ds1 ds2
(1)
(2)
with h(s1 , s2 ) 0 0 g(x, y)es1 x+s2 y dxdy. Two limiting
cases of (1) are given for a nonnegative integer k, 0 a,
0 < b, and P [X > 0] = 1 as
k
X
1
(k ,0 )
MX ,Y (0 , s) sb1 ds
(3)
E
=
Yb
(b) 0
and
E[X a ] =
c 2008 IEEE
1536-1276/08$25.00
1
(a)
0
a
(4)
1129
b1 p1
Input
Data
BPSK
Modulation
h1
Re{ r
Re{ r
v1
v2
b1
w1 }
n
Input
Data
b 2 p2
BPSK
Modulation
h2
Input
Data
b2
w 2}
. . .
. . .
bM pM
vM
BPSK
Modulation
hM
Re{r
bM
wM }
Fig. 1. Model of a Gaussian vector channel. The channel propagation vectors {hi } and the thermal noise vector n have a complex Gaussian distribution.
This model corresponds to a multiuser SIMO system with arbitrary-power users, and the received signal at each users N -branch receiver being subject to
cochannel interference, fading, and additive thermal noise.
1
N |R|
exp((x m) R1 (x m))
H
(5)
exp(m R1 m)
|I s1 RA s2 RB|
exp mH R1 (R1 s1 A s2 B)1 R1 m
=
exp(xH Ax aH x xH b) dx =
N
exp(aH A1 b).
|A|
= |F(x)|trace F
= F1 (x)
F(x)
(x)
x
F(x) 1
F (x).
x
(1 ,0 )
H
x Ax
xH Bx m=0
1
trace(RA(I ln(t)RB)1 )
1
=
(0.5) 0
|I ln(t)RB|
t3/2 dt.
(7)
(8)
1130
xH Ax
E
xH Bx
=
exp(mH R1 m) exp mH R1 (R1 + sB)1 R1 m s1/2
(0.5)
|I + sRB|
0
H 1 1
1
1
1 1
m R (R + sB) A(R + sB) R m + trace(RA(I + sRB)1 ) ds
exp(mH R1 m) 1 exp mH R1 (R1 ln(t)B)1 R1 m t3/2
(0.5)
|I ln(t)RB|
0
H 1 1
1
1
m R (R ln(t)B) A(R ln(t)B)1 R1 m + trace(RA(I ln(t)RB)1 ) dt
Thus, the analysis will be applicable to a multiuser singleinput multiple-output (SIMO) system with the received vector
r consisting of a superposition of the desired users signal,
L = M 1 interfering signals, and additive noise. By virtue
of users transmitting signals independently, the N -dimensional
propagation vectors present at a given receiver are assumed
to be mutually independent. However, the individual vector
elements, denoting the received signal present at different
branches but originating from a common source, may share a
certain amount of correlation. Mathematically, this translates
to the joint probability density function (pdf) of the desired
signal and interference as seen by user d from a set of M
active users, being given by
fhd ,h1 ,...,hL (hd , h1 , . . . , hL ) = fhd (hd )
fhm (hm ).
m=1
In
effect,
the
N -dimensional
vector
hi
=
denotes
the
[i,1 eji,1 , i,2 eji,2 , . . . , i,N eji,N ]T
complex random channel gains experienced by the transmitted
signal of the ith user among N diversity branches.
After conditioning upon the vector hd , the distribution ofthe channel
output in (8) is obtained as r
CN (bd Pd hd , i=d Pi Ri + N). It is common for the output
of a vector channel to be processed via a linear operation to
yield the decision statistic
vd = {wdH r}
(9)
H
{wd hd }
(.10)
= Q
1
H
w
(
P
R
+
N)w
i
i
d
i=d
2Pd d
In the derivation of the above expression it was recognized
that, by symmetry, the probability of error conditioned on bd =
(6)
H
{wd hd }
Pe = E Q
1
H
w
(
P
R
+
N)w
d
i=d i i
2Pd d
H
{w
h
}
d
d
(11)
Q E
1
H(
w
P
R
+
N)w
d
i=d i i
2Pd d
with the expectation taken with respect to hd . The lower
bound follows from Jensens inequality and the convexity of
the Q-function over [0, +). Within the diversity combining
literature the MRC specification requires that wd = hd . With
MRC, the lower bound in (11) can be written as
H
h
h
d d
(12)
Pe Q E
1
H
h
(
P
R
+
N)h
i
i
d
i
=
d
d
2Pd
with the argument inside the Q-function expressed
in the
form of (6) with B = 2P1 d
P
R
+
N
,
A
= I,
i=d i i
R = Rd , and m = md . It should be apparent that the
substitution of (7) into (12) would correspond to the more
specific scenario in which the desired users signal experiences
arbitrarily correlated Rayleigh fading. The tightness of the
above bound will be investigated in the following section,
however, two benefits seem evident at this point. Firstly, the
general applicability of the lower bound to various statistical
fading conditions, and secondly, the fact that the bound will
consist of a single integral (inside the Q-function) with finite
limits irrespective of the diversity order (N ) or the number of
users (M ). For reference, we provide the expression for the
exact BER with MRC combining
H
hd hd
Pe = E Q
1
H
h
(
P
R
+
N)h
i
i
d
i=d
2Pd d
/2
2
1
h
)
Pd (hH
d
d
=
exp
2
0
hH
hd
i=d Pi Ri + N)hd sin
d (
fhd (hd )dhd d
(13)
/2
H
1
Pd hd hd
d,
exp
P [e|hd ] =
2
0
P
sin
i
i
i=d
(14)
with the unconditional probability derived as
1
exp(mH
d Rd md )
Pe =
N +1
/2
1
1
a
1 1
exp mH
Rd md
d Rd (Rd + sin2 I)
I + a2 Rd
0
sin
with a = Pd /( i=d Pi i + ). Furthermore, if md = 0 and
Rd = d I with d E[|hdj |2 ] j, then the exact BER can
be expressed as
N
sin2
1 /2
Pe =
d
0
sin2 + c
k
N
1
1 2
1
2k
=
(15)
1
k
2
4
k=0
c/(1 + c) and c = Pd d /( i=d Pi i + ).
with =
Although the above expression provides an exact BER in
closed-form, the applicability of the result is limited to the
scenario of i.i.d. Rayleigh fading for the received signal of
the desired user, and i.i.d. fading among the components of
the interferers propagation vectors.
1131
Q
=
Q
M
1
sH (
2Pd d
sH
d sd
i=1, i=d
M
1
hH (
2Pd d
Pi Ci Ri Ci + N)sd
hH
d hd
i=1, i=d Pi Ci Ri Ci + N )hd
.
Pe
Q E
M
1
hH (
2Pd d
hH
d hd
i=1, i=d Pi Ci Ri Ci + N )hd
(16)
Jo (2fm ij )
2
1 + kij
with Jo (.) denoting the zero-order Bessel function. In correspondence with the notion of equal frequency spacing between
each pair of adjacent subcarriers (i.e., OFDM-based systems)
we shall assume kij = |i j|k, i, j; where k = 2(f )
indicates an equal frequency separation of f between adjacent channels. Thus, the elements of the desired users
covariance matrix are determined as
i>j
d u1ij + jd u2ij
i<j
d u1ij jd u2ij
Rd (i, j) =
(17)
i = j.
d
For convenience, in the simulations we shall assume the fading
statistics of the interferers to be identical to that of the desired
user via the specification Ri = Rd i.
It is desired to determine the tightness of the derived
lower bound on the performance of MRC over a correlated
Gaussian vector channel. Also, with the scenario of mutually
independent fading among the diversity branches as a baseline,
we wish to examine the impact of correlated fading on system
performance. The MC-CDMA system will consist of N = 32
subcarriers with each user randomly selecting a codeword.
Furthermore, a frequency separation of f = 312.5 kHz
among adjacent subcarriers (IEEE 802.11a), channel delay
1132
10
10
10
10
10
10
10
15
Interferers (L)
20
25
10
10
10
30
Fig. 2. Illustration of the tightness of the lower bound within the context of
a frequency diversity system with N = 32 subcarriers used for transmission.
10
N Pd d
2
10
15
20
25
30
Interferers (L)
1133