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doi:10.1093/bja/ael303
REVIEW ARTICLE
Methods of detecting atherosclerosis in non-cardiac
surgical patients; the role of biochemical markers
G. M. Howard-Alpe*, J. W. Sear and P. Foex
Nuffield Department of Anaesthetics, John Radcliffe Hospital, Headley Way, Headington,
Oxford OX3 9DU, UK
*Corresponding author. E-mail: georgina.howard-alpe@nda.ox.ac.uk
Atherosclerosis
Atherosclerosis affects the endothelial lining of arterial
blood vessels, resulting in atheromatous plaque formation.
The consequences of atherosclerosis include increased
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Atherosclerosis is a common condition in both the developed and developing world and is now
recognised to be an inflammatory condition leading to the development of ischaemic heart
disease, cerebrovascular disease and peripheral vascular disease. Ischaemic heart disease is a
major risk factor in the pathogenesis of perioperative adverse cardiovascular events which lead to
significant morbidity and mortality within the high risk surgical patient population. Current
methods of evaluating the likelihood of postoperative cardiovascular complications depend largely
on risk scoring systems, and the preoperative assessment of the functional status of the cardiovascular system. However, the possible role of inflammation in the generation of atherosclerosis
has led to the identification of several biochemical markers such as acute phase proteins, cellular
adhesion molecules and cytokines. An alternative approach therefore is the measurement of
preoperative levels of these biomarkers with the aim of assessing pre-existing disease activity.
This review summarises the pathophysiology of atherosclerosis and perioperative myocardial
infarction, and discusses the possible future role of biomarkers in the risk stratification of patients
undergoing non-cardiac surgery.
SMOKING
LIPID PROFILE
ENDOTHELIAL DYSFUNCTION
FAMILY HISTORY
METABOLIC
SYNDROME
DIABETES
MELLITUS
HOMOCYSTEINE
BLOOD FLOW
CHANGES:
Turbulence
Shear stress
HYPERTENSION
URIC ACID
LEPTIN
RISK FACTORS
LEUKOCYTES
INFLAMMATION
Inflammatory mediators
Cell adhesion molecules
Cytokines
Chemokines
Acute phase reactants
PLATELETS
ATHEROSCLEROSIS
ATHEROGENESIS
Fig 2 The process of atherogenesis.
Initial lesion
Isolated foam cells plus smooth muscle thickening
Fatty streak
Foam cells and intracellular lipid accumulation
Pre-atheroma
Changes of fatty streak lesion plus small extracellular
lipid pools
Atheroma
Changes of fatty streak lesion plus a core of extracellular lipid
Fibroatheroma
Lipid core and fibrotic layer, or multiple lipid cores and
fibrotic layers, or mainly calcific, or mainly fibrotic
Complicated lesion
Surface defect (ulceration or rupture), haematoma-haemorrhage,
thrombus
Fig 3 The development of an atherosclerotic plaque.
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Howard-Alpe et al.
Fibrous thickening
Foam cells
Preoperative investigation
Smooth muscle
thickening
Plaque fissure and rupture
Vessel lumen
Thrombus
At rest ECG
Holter (AECG)* monitoring
Exercise ECG
Radionucleotide ventriculography (MUGA)
Stress myocardial perfusion imaging
Resting echo LVEF
Pharmacological stress echo
Anaerobic threshold
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creatine kinase, aspartate aminotransferase and lactate dehydrogenase. However, these tests have been largely superseded by measurement of troponin I or T concentrations,
which are more specific for myocardial cell injury.
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Howard-Alpe et al.
Table 2 The sensitivity, specificity, positive and negative predictive values for studies of perioperative cardiac troponin proteins in elective non-cardiac surgical
patients and short-term adverse outcome. Sens, sensitivity; Spec, specificity; PPV, positive predictive value; NPV, negative predictive value
Type of surgery
Sens (%)
100
76.5
99
84.9
38.5
Spec (%)
NPV (%)
No. of
subjects
Troponin
protein
Abnormal
level (ng ml 1)
88.9
13.2
100
99.2
108
1175
I
T
>1.5
>0.1
97.6
62.5
93.9
139
>0.2
91.5
61.5
67
>0.2
94.1
82.8
72.2
50
100
35
I
I
>0.1
>0.5
96.4
40
85
>3.1
50
83.3
91.5
86.8
33.3
18.5
95.6
99.3
51
173
T
I
>0.1
>2
35
96
58.3
85.7
152
>0.1
100
79.4
13.8
100
501
I or T
100
68.8
7.5
100
161
>0.6
0.03
>0.02
84.8
68
37.6
27.3
391
29
I
I
>0.1
>0.5
90.2
35
100
1136
>0.5
79.7
96.6
77
97
467
>1.5
40
56.3
76.4
100
65.3
87.5
100
34.6
30.7
75
65
4910
I
I
>0.5
>0.06
100
86.7
83.3
100
76.2
75
100
within atherosclerotic plaques in both coronary and peripheral arterial vessels.84 86 In vitro, CRP binds to LDL and may
become trapped in the vessel intima attached to the
deposited lipids. It is well known that CRP can activate
the complement system, and identification of activated
complement system components along with CRP in early
atherosclerotic lesions has led to the concept of CRP being
involved in sustaining chronic inflammation within the arterial wall. Foam cells also stain positively for CRP, and it is
hypothesized that CRP has a role in the formation of these
cells by opsonization of lipid particles.84 However, CRP
levels have not been shown to consistently correlate with
the extent or burden of atherosclerotic disease when
quantified by Doppler ultrasound of the carotid arteries24
and electron beam computerized tomography for coronary
calcium.33 63
The many inflammatory processes known to raise CRP
are shown in Table 3. In general, drugs or other treatments
do not affect CRP production unless they also affect the
disease process involved, while liver impairment will affect
production of CRP.
At present, most hospital biochemistry laboratories can
measure CRP concentrations, but will not quantify low
PPV (%)
100
97.6
96
100
96.7
94.4
91.5
82.1
98.1
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Study
Trauma
Necrosis
Decreased levels
Raised BMI
Cigarette smoking
Metabolic syndrome and diabetes mellitus
Low HDL and high triglyceride
Oestrogen/progesterone hormone use
Moderate alcohol consumption
Increased activity or endurance exercise
Weight loss
significantly higher in those who later develop cardiovascular events than in those who do not,16 64 66 and these
individuals risk of future cardiovascular disease can be
stratified according to their hs-CRP level.38 The Framingham Risk Score was originally developed in 1991, and is a
widely used scoring system designed to estimate 10 yr future
risk of coronary heart disease in subjects without known
disease. Recent work has shown that inclusion of the hsCRP measurement can add additional prognostic information to this risk score especially in intermediate-risk men
and high-risk women.15 CRP retains its independent association with incident coronary events even after adjusting
for many of the confounding factors known to affect levels
including age, total cholesterol, high-density lipoprotein
(HDL) cholesterol, cigarette smoking, BMI, history of diabetes mellitus, history of hypertension, exercise level and
family history of coronary heart disease.60
In patients with stable or unstable angina, CRP concentrations can act as a predictor of the patients at high risk of
suffering a coronary event in the future.29 Similarly, CRP
concentrations are an independent predictor of ischaemic
stroke,95 and in patients with peripheral vascular disease
(PVD), the CRP concentration acts as a predictor of the severity PVD and the risk of subsequent cardiovascular events.6 86
CRP and outcome. A preoperative CRP value of greater
than 2 mg litre 1 was shown to be associated with
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Malignant neoplasia
Rheumatic fever
Erythema nodosum leprosum
Rheumatoid arthritis
Juvenile chronic arthritis
Ankylosing spondilitis
Psoriatic arthritis
Systemic vasculitis
Polymyalgia rheumatica
Reiters disease
Crohns disease
Familial Mediterranean fever
Surgery
Burns
Fractures
Myocardial infarction
umour embolization
Acute pancreatitis
Lymphoma
Hodgkins disease
Carcinoma
Sarcoma
Howard-Alpe et al.
pro-inflammatory IL are involved in the acute phase reaction, mainly IL-1, -6 and -8, and are termed acute phase
proteins. In response to these cytokines the liver produces a
number of acute phase reactants including CRP, SAA, complement and fibrinogen. IL-6 appears particularly important.
It is secreted by T-lymphocytes and macrophages, and
receptors for IL-6 are found on the surface of many cells.
The Physicians Health study showed that baseline IL-6
concentrations can predict future cardiovascular events,68
and a further study showed that baseline IL-6 is predictive
of peripheral atherosclerotic disease progression within 5 yr
independent of other risk factors.85
(ii) Tumour necrosis factor-a (TNF-a) TNF-a is a multifunctional, pro-inflammatory cytokine with effects on many
different tissues including the endothelium. It is involved in
the acute phase reaction along with some of the IL. In the
Cholesterol and Recurrent Events (CARE) trial, elevations
of TNF-a in patients after MI were associated with an
increased risk of recurrent coronary events.67
(iii) Endothelins Endothelins are powerful vasoconstrictor
peptides that are produced by a variety of tissues including
the endothelial lining of blood vessels. Endothelin-1 is
expressed by endothelial cells, macrophages and smooth
muscle cells. It is produced as an inactive precursor called
big endothelin-1. Plasma endothelin concentrations are
elevated in patients with traditional atherosclerotic risk
factors and in those with early atherosclerosis and coronary
endothelial dysfunction. In advanced atherosclerotic
disease, plasma and tissue endothelin concentrations have
been found to be raised in proportion to the extent of atherosclerosis. Endothelin is known to be a chemo-attractant
for monocytes and macrophages and is also thought to have
a role in neovascularization. The presence of receptors for
endothelin on neovessels within the atherosclerotic plaque
implies an angiogenic role of endothelin-1 in atherosclerosis.73 Levels of endothelin-1 and big endothelin-1 have
been shown to be significant prognostic factors in patients
with congestive cardiac failure and there is some evidence
that endothelin concentrations are better at predicting
survival than brain natriuretic peptide levels, but this has
not been applied to the perioperative period.87
(d) Other
(i) Matrix metalloproteinases (MMPs) The MMPs are
endopeptidases with the capacity to cleave components of
the extracellular matrix, such as collagen and elastin. They
are secreted as a pro-form and require activation for proteolytic activity. The activity of MMPs is normally low in
healthy tissue, but it is postulated that they may play a role in
the pathophysiology and progression of cardiovascular
disease. Depletion of matrix components from the fibrous
cap of atherosclerotic plaques causes an imbalance between
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Howard-Alpe et al.
Conclusion
Most work to date has focused on the identification of a
subgroup of surgical patients at high risk of PMI. Whilst
traditional preoperative tests of myocardial reserve and
coronary stenosis can be helpful in predicting those at
risk of ischaemia-induced PMI, there is no currently
available test that can reliably identify surgical patients
with vulnerable plaques.
Of those molecules and mediators of the atherosclerotic
process that can be measured in the plasma, CRP has been
investigated more extensively than others with regard to
prognostic significance. However, its role in identifying
surgical patients at risk of perioperative plaque rupture
and haemorrhage has yet to be studied. Future studies are
needed to evaluate the perioperative potential of this and
other biochemical markers.
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