Professional Documents
Culture Documents
The Early Historic Period (6th century bce to the 3rd century ce) in South Asia was a time of
profound social change. Across the subcontinent numerous rival kings competed for territorial and hegemonic supremacy. New forms of crat production and new technologies spread
between rival states as cratspeople began to organize themselves as guilds. Agricultural production was intensiied through the use of larger and more elaborate hydraulic facilities (e.g.
irrigation systems and reservoirs) as new areas were brought under cultivation. Large-scale,
formalized trade routes emerged, allowing trade goods, ideas of governance, and religious
ascetics to move between developing urban centres. Writing, though present in the subcontinent from at least the 3rd millennium bce, became common and widespread for the irst
time. Writing was used to record oral histories, religious tracts, government proclamations,
and the mundane records of land transactions and accounting. Within this dynamic urban
society new religions (such as Jainism and Buddhism) were rapidly introduced to challenge
the orthodoxy of Vedic Brahmanism. his chapter examines how one of these new
religionsBuddhismemployed mortuary facilities to centre and orient religious practice.
Until the last 20 years, the study of ancient Buddhism was textually based, with archaeology mostly serving to identify places and practices discussed within the Buddhist literature
(Coningham 2001, Trautmann and Sinopoli 2002). More recently, archaeologists have begun
to see archaeological evidence as distinct and separate from textual evidence. Buddhist texts
were written by and for Buddhist monks. his does not mean, however, that Buddhist textual
sources are primarily theological. Rather, these sources focus on issues of interest to Buddhist
monks, including theological matters but also more mundane issues of monastic life.
Archaeological evidence, on the other hand, is a palimpsest of the actions of Buddhist
monks, Buddhist nuns, Buddhist laity, and non-Buddhists of all sorts. As such, archaeological and textual evidence address diferent concerns. Diferences between textual accounts
and archaeological remains are not contradictions in need of arbitration, but rather illuminating disjunctions between Buddhist monks and laity, Buddhist theology and ritual, and
Buddhist texts and practice. his chapter explores the disjuncture between archaeological
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and textual sources in regard to Buddhist views of death, post-death veneration, and
mortuary ritual.
At the centre of these disjunctions between text and practice lies the Buddhist stupa. A
stupa, in its most basic sense, is a mound of earth containing the cremated remains of an
individual (see Fig. 13.1). In some textual accounts, upon his death in the early 5th century
bce, the Buddha was cremated and his remains placed within eight stupas. By the 3rd century bce, the eight original stupas multiplied into thousands as stupas became the primary
places of ritual for Buddhist monks and laypeople. Unlike earlier stupas, many of these later
stupas were elaborate structures made of stone, brick, and stucco. Immediately surrounding
stupas were circumambulatory paths, clearly demarcated by high railings. Circumambulatory
Chhatra
Harmika
Circumambulatory
Path
Anda
Torana
Railings
Drum
fig. 13.1 he mahastupa at Sanchi (top) and a schematic diagram of a typical pilgrimage
stupa (bottom)
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paths were used by devotees to ritually walk around stupas as an act of worship. Beyond the
circumambulatory paths was a larger assembly area where more festive, communal forms of
ritual were performed (Fogelin 2003). hose stupas that enshrined the relics of the Buddha
(mahastupas) became the focus of elaborate pilgrimages, central to the spiritual lives of the
Buddhist laity, and, despite textual prohibitions, the Buddhist clergy.
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were not limited to Buddhists, but are similar in most respects to the practices of Jains,
Brahmins, and other contemporary South Asian religions.
Subsequent passages state that the nobles should cremate the Buddhas body and place the
ashes within a stupa where those [W]ho will take a garland or perfume or paint there, or will
salute, or will cause their mind to be tranquil, that will be for their beneit and ease for a long
time. (Davids and Davids 1910: 156)
Traditionally, this account has been interpreted as contrasting the proper behaviour of the
Buddhist clergy and laity toward the Buddhas remains (Oldenberg 1882, Coomaraswamy
1927, Lamotte 1988; but see Schopen 1997: 99113 for an alternative interpretation). he
clergy, with their greater knowledge and sophistication should abstain from venerating the
Buddha, but rather focus on their own personal achievement of nirvana through religious
instruction and meditation. he laity, with their lesser understanding of Buddhism, could
obtain merit through ritual directed towards the Buddhas relics interred within stupas.
Buddhist textual sources provide far less detail on the mortuary treatment of Buddhist
monks. It appears that the most prominent monks (like Ananda discussed above) were given
similar treatment as the Buddha. hey were buried in stupas. hough the stupas of prominent monks were oten smaller than stupas of the Buddha (mahastupas) and oten omitted
circumambulatory paths, they were still large structures similar in most respects to the
Buddhas stupas. he same cannot be said of the treatment of ordinary monksthose monks
who did not warrant post-death veneration.
Textual descriptions of the funerals of ordinary monks do not occur in the same accounts as
those of the Buddha or prominent monks. Rather, these funerals are typically addressed in
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texts that provide rules and procedures for monastic life (vinayas). One account (Schopen
1995) reports that at the death of one monk the community dumped his body in a ditch outside
the monastery. When the deceased monks relatives found the body, they complained to the
Buddha. In response, the Buddha decreed that the monk should receive a proper cremation. In
another account within the Mulasarvastivada-vinaya (Schopen 1997: 20437), ater the death
of a monk the other members of the monastery go to his cell to redistribute his belongings. In
the cell they ind the dead monks ghost, who refuses to part with his belongings until he
receives a proper funeral. his funeral is then described in the text as including several elements: the removal of the body to the cremation ground, the washing of the body, the recitation
of Buddhist scripture over the body, and the inal cremation of the body. All participants were
then required to ritually wash themselves and their clothes before returning to the monastery.
While this passage does provide a detailed account of a monastic funeral, it is important to
note that this description is not the central point of the account. Rather, the account concludes by stating that only those who participate in a proper funeral are entitled to a share of
the deceased monks belongings. hat is, by this account the impetus for a proper funeral is
not religious, per se, but rather pecuniary (Schopen 1997: 20437). As in the description of
the Buddhas funeral, there appears to be a general lack of interest in the afairs of the body.
Following Buddhist theology, these texts imply that Buddhist monks only have funerals
because (1) the communities in which they lived demanded them, and (2) they were required
as a means to identify those who had a right to inheritance. As in the account of the Buddhas
mortuary treatment it appears that monastic interest in mortuary practices had little to do
with nirvana, but rather with mundane practical concerns.
If accounts of monastic funerals are limited, discussions of lay funerals are almost nonexistent in the Buddhist literature. In some Sri Lankan and Chinese vinayas (Schopen 1995:
1056), participation in lay funerals is listed as one of the few reasons monks may leave a
monastery during the normally restrictive rainy season retreat. Buddhist monks participated
in lay funerals, but no details are provided of the funerals themselves.
Overall, the picture of Buddhist mortuary behaviour that can be gleaned from texts is
ambivalent. he deceased were given funerals grudgingly or, in the case of the Buddha, given
to the laity for funeral rights and subsequent veneration. Funerals were a necessary chore, a
distraction from the real focus of their actions, meditation and learning. If it were not for the
additional information provided by Buddhist inscriptions and archaeological studies, this
would be the end of it. However, archaeological and epigraphic sources provide a radically
diferent view of the nature of Buddhist mortuary behavior.
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Buddhist monasteries in which monks lived in seclusion. his expectation, derived from the
Buddhist literature, is directly contradicted by archaeological (material) evidence. In the last
200 years, numerous early Buddhist monasteries have been found, excavated, and studied
(see Fig. 13.2). Within these monastic complexes stupas are not only present, but ubiquitous
from the earliest periods for which there is any archaeological evidence.
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he extant stupas available for archaeological study fall into two general types. he irst are
the large pilgrimage stupas described above. Archaeological investigations have been conducted at many of these sites, most notably at Sanchi (Cunningham 1854 [1997], Marshall and
Foucher 1983, Mitra 1965; Shaw 1999, 2000; Shaw and Sutclife 2001), Bharhut (Cunningham
1876 [1962], Barua 1979), Amaravati (Sewell 1880 [1973], Burgess 1882 [1972], Burgess and
Bhler 1887 [1970], Barrett 1954, Ramachandra Rao 2002), and the Dharmarajika stupa at
Taxila (Marshall 1951 [1975], Sarkar 1966). While it assumed that some of these stupas date to
the period immediately following the death of the Buddha in the 5th century bce, archaeologically there is no evidence for their presence before the rise of the Mauryan Empire in North
India in the late 4th century bce. he speciic form of the Mauryan period stupas remains conjectural, as all were signiicantly modiied in subsequent centuries. he second type of stupa
was located within Buddhist monastic complexes. he earliest of these date to the 2nd century
bce. Of the extant early monastic stupa complexes, most are located in western India, carved
directly into clif faces (Fergusson and Burgess 1880 [1988], Dehejia 1972, Nagaraju 1981). his
method of construction is the primary reason for their preservation. here are, however, a
small number of early, free-standing monastic complexes found throughout South Asia that
also date to the 2nd century bce. Among the best studied are hotlakonda (Sastry et al. 1992,
Fogelin 2006) and Bavikonda (Prasad 1993, 1994) on the east coast of the peninsula.
While the earliest monastic stupas date only to the 2nd century bce, they appear to be
modelled on earlier wooden prototypes that have not been preserved for archaeological
study (Brown 1956). At Bhaja and Kondane (Mitra 1971), for example, some architectural elements were carved to resemble wooden elements, complete with faux wooden joints and
lintels. his suggests that monastic stupas precede the earliest archaeological evidence, but it
is uncertain how long they were constructed before the 2nd century bce. Whatever the case,
by the 1st century bce the form and style of Buddhist monasteries, whether rock-cut or freestanding, had become more-or-less regularized across the subcontinent (see Fig. 13.3). Stupas
were placed within worship halls (chaityas), while the Buddhist clergy lived in nearby
monastic dormitories (viharas; see Coningham 2001 for a critique of these terms). Viharas
were generally square structures with cells arrayed around the periphery. Chaityas took the
form of an apsidal hall, with stupas placed on the far end opposite the entrance.
While taking a diferent form than the large open-air pilgrimage stupas, monastic stupas
within chaitya halls shared many of the same ritual elements. At least initially, monastic stupas contained relics. Circling the chaitya hall was a pathway demarcated with columns that
was used for circumambulating the stupa. In essence, then, monastic stupas shared almost
all the ritual elements of large pilgrimage sites: a stupa containing relic, an assembly area for
group worship, and a circumambulatory path used for more individual forms of meditative
ritual. When viewed in terms of the textual proscriptions against the monastic veneration of
the Buddha, the irst point of disjuncture emerges between archaeological and textual
accounts of early Buddhism. hese disjunctures are even more pronounced when examining
the archaeological and epigraphic evidence for the mortuary treatment of ordinary monks
and the Buddhist laity.
Surrounding many large pilgrimage stupas in South Asia are dense clusters of smaller votive
stupas. hese stupas range in size and elaboration, but share the two most basic elements of
any stupa: a shape recalling the original mound of earth the Buddha was buried in, and the
cremated remains of an individual. he diference between votive stupas and mahastupas is
that those interred within them were not intended to be venerated, but rather that their placement around a mahastupa was itself an act of veneration of another (Schopen 1997: 11447).
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Ci
r
th
Pa
mbulatory
ma
cu
Stupa
Assembly
Area
Entrance
fig. 13.3 he main chaitya at Karla (let) and a schematic diagram of a typical monastic
chaitya hall (right)
While votive stupas are common at stupa complexes throughout South Asia, little scholarly attention was paid to them until recently. In fact, at Bodh-Gaya, votive stupas were even
cleared from the courtyard surrounding the mahastupa as part of Cunninghams excavations in the 19th century (Cunningham 1892 [1998]). Despite this, ample archaeological
traces of votive stupas remain at numerous monastic and pilgrimage complexes, including
Ratnagiri (Mitra 1981), Bhaja (Mitra 1971), Sankaram (Rea 19071908: 110, Mitra 1971), and
hotlakonda (Sastry et al. 1992, Fogelin 2006). At hotlakonda votive stupas were arrayed
in a complex hierarchy based on the proximity and visibility of the main stupa at the monastery (see Fig. 13.4). he most elaborate votive stupas were immediately adjacent to the central stupa, with progressively less elaborate votive stupas located further away. he least
elaborate votive stupas were simple cairns of unmodiied stones located on hilltops surrounding the monastery. By itself, the archaeological evidence of votive stupas suggests that,
contrary to the indiference in Buddhist textual sources, Buddhists were heavily invested in
mortuary ritual. A fuller understanding of early Buddhist mortuary beliefs, however, comes
only by adding the insights gained from an analysis of early Buddhist inscriptions.
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complexes and provide a third line of evidence concerning mortuary practices of early
Buddhists. As stated by Schopen (1997: 30), these inscriptions have at least two major advantages over the analysis of Buddhist texts.
First, much of [the inscriptional material] predates what we can deinitely know from literary sources. Second, and perhaps of greater importance, this material tells us not what some
literate, educated Indian Buddhist wrote, but what a fairly large number of practicing
Buddhists actually did. (Schopen 1997: 30)
hese advantages of the inscriptional material are balanced by one major disadvantage
most of these early inscriptions are short messages recording donations to monasteries or
stupa complexes. Most oten these inscriptions record little more than the name of the donor,
and perhaps the hometown or occupation of the individual. Despite this, much can be
learned of early Buddhism from these donation inscriptions.
One of the more startling revelations about early Buddhism derived from an analysis of
donation inscriptions is that substantial proportions record the donations of Buddhist
monks and nuns. Despite the prohibition against the accumulations of personal wealth
attested to in some textual traditions, donation inscriptions unequivocally demonstrate that
Buddhist monks and nuns had access to wealth and at times this wealth was signiicant. his
disjuncture with texts is interesting on two fronts. First, it helps to explain the importance of
the textual account discussed earlier in regard to the inheritance of a deceased monks property. Simply put, participation in a monastic funeral could be very lucrative. Second, many of
236
the donation inscriptions listing monks are found in the large pilgrimage stupas rather than
in the monasteries. For example, at Sanchi about one-third of the donation inscriptions list
monks or nuns as donors (Fogelin 2003). his, in turn, suggests that monks were not as isolated from the laity as the textual accounts would suggest.
Buddhist inscriptions also provide insight into the role of votive stupas. In many cases,
short inscriptions recording the name and occupation of the deceased are carved into votive
stupas as well. As with donation inscriptions, it appears that votive stupas contain the cremated remains of people from many occupations, including Buddhist monks and nuns. hat
is, the Buddhist clergy were interred within votive stupas at both Buddhist monasteries and
surrounding mahastupas of the Buddha.
Taken together, the evidence from donation inscriptions and votive stupa inscriptions
suggests that Buddhist monks and nuns were actively engaged in stupa veneration, both
within their own monasteries and in the large pilgrimage stupas frequented by the laity.
Schopen (Schopen 1997: 11447) has referred to the placement of votive stupas adjacent to
mahastupas as burial ad sanctos. Just as proximity to the Buddha during circumambulation
was meritorious, burial adjacent to the Buddha was similarly meritorious. In fact, burial
would be one step better. Circumambulation had a deinable end point, where burial adjacent to a stupa could potentially allow for the accumulation or merit perpetually.
Inscriptions also provide an explanation for the particular conceptions that early
Buddhists brought to circumambulation and burial ad sanctos. On one relic casket found
within Shinkota 2nd century bce mahastupa in modern Pakistanan inscription
reads . . . [on] the 14th day of the month Karttika, the relic of the Blessed One Sakyamuni
which is endowed with life was established (Majumdar 1937, Lamotte 1988, Schopen 1997:
126). Similar inscriptions demonstrate that the relics of the Buddha enshrined within
mahastupas throughout South Asia were considered functionally equivalent with the
living Buddha (Schopen 1997:131; see also Trainor 1997, Strong 2004).
Understanding Disjunctures
in Early Buddhism
When comparing textual, epigraphic, and archaeological evidence of early Buddhist mortuary
ritual, several disjunctions are immediately apparent. Most obviously, the textual prohibitions
and ambivalence of Buddhist monks and nuns towards stupa veneration is almost directly contradicted by the ubiquity of stupas within early monastic complexes and the presence of clerical
votive stupas surrounding mahastupas. Buddhist monks and nuns were fully involved in stupa
veneration, whatever Buddhist textual sources may claim. More subtly, the conception of relics
as the continuing living presence of the Buddha stands in contrast to the idea that nirvana represents the complete cessation of life and ties to the mundane world. Similarly, burial ad sanctos
demands that some trace of the individual remains within the ashes interred within votive stupas. Burial near a mahastupa could not be considered perpetual veneration unless both the person being venerated and the person doing the veneration were present, at least to some degree.
One common way to explain the disjunctures between text, archaeology, and epigraphy is
to privilege one line of evidence and disregard others as unreliable. In my mind, the irst
mistake of these one-dimensional perspectives is that each line of evidence relates to
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Acknowledgements
I thank the editors for their oversight of this volume and for their guidance. I also thank Alice
Ritscherle for her comments and suggestions on earlier drats. Finally, I thank the many people I have worked with in India over the years for their time and support as I have conducted
my research.
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Additional References
Barrett, D. E. 1954. Sculptures from Amaravati in the British Museum. London: Trustees of the
British Museum.
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