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To cite this document: Edmund Pellegrino. "Chapter 1: Character Formation and the
Making of Good Physicians" In Lost Virtue. Published online: 2006; 1-15.
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CHAPTER 1
CHARACTER FORMATION AND
THE MAKING OF GOOD
PHYSICIANS
Edmund Pellegrino
ABSTRACT
Public and profession alike are troubled by what they perceive as a loss of
professional status in medicine. Can it or ought it be retrieved? How?
These questions cannot be answered without understanding what a profession is, what professing medicine entails in the way of character traits,
and whether, and how, these traits can be taught. Answers are sought in
the phenomena of the physicianpatient encounter, the theory of virtue
ethics and its implication for character formation. In addition, the moral
attitudes and practices must also be supportive of the idea of a profession.
Courses in professionalism might help but the problem is first of all a
moral one.
INTRODUCTION
Many patients, physicians and medical educators are alarmed by the perception that medicine is fast becoming deprofessionalized, with damaging
results to patient welfare and physician morale. By deprofessionalization
Lost Virtue: Professional Character Development in Medical Education
Advances in Bioethics, Volume 10, 115
Copyright r 2006 by Elsevier Ltd.
All rights of reproduction in any form reserved
ISSN: 1479-3709/doi:10.1016/S1479-3709(06)10001-1
EDMUND PELLEGRINO
they imply a loss of certain attitudes, values and character traits usually
associated with the traditional idea of a profession. For educators especially,
there is the resulting conviction that character formation and teaching of
professionalism are the required antidotes (Cruess & Cruess, 1997). For
many, virtue ethics with its emphasis on the moral agent seems the most
promising moral basis for retrieval of the idea of medicine as a profession.
In this article I will examine the validity of this line of reasoning via a
series of questions: What is the nature of the problem? Why is character
formation so central to its resolution? What is virtue ethics? How specically
does it relate to medicine and professionalism? Can virtue be taught in
medical school, and how can it be taught? What are the chances of successfully reversing todays downshift so many perceive in the professional
status of medicine?
EDMUND PELLEGRINO
you do not want is the entrepreneur, the businessman, the technician, the
bureaucrat, the jobholder, the man who presumes he knows it all or sees you
as an object for exploitation.
EDMUND PELLEGRINO
particularly, have been examined from the point of view of the virtues entailed by the ends to which those professions are directed. Almost all of
these efforts have been grounded in the virtue theory espoused in Aristotles
Nichomachean Ethics. It is this theory I will use to dene the clinical medical virtues those related to the clinical encounter those entailed by the
act of professing medicine.
into account. For a general ethic of medicine, however, the medical virtues
we shall consider are not dependent on religious belief. They may be
enriched and strengthened by such belief but do not depend on that belief
for their justication. The connection between Aristotles virtue ethics and
medicine can be made through the relation between the good of a man, and
the good of his work, that is between their relevance for the physician as a
good person and as a good physician.
In Section 6 of Book II of the Nichomachean Ethics, Aristotle puts it
this way:
We may remark then that every excellence both brings into good condition the thing of
which it is the excellence and makes the work of that thing done well (Aristotle 1006a:
1519).
Thus the virtues (the excellences) make the physician a good man or woman,
and make them do their work of medicine well. The cardiologist, e.g., who
practices the medical virtues becomes not only a good cardiologist but a
good man as well.
The medical virtues focus primarily on those traits necessary to do the
work of medicine well. The good that medicine seeks, i.e. its end in the
Aristotlean sense, is ultimately the preservation, promotion and restoration
of health. Its more proximate and immediate ends vary with the context
within which it functions.
Thus in the clinical context, the individual physicianpatient relationship,
the end is the relief of pain, suffering and disability, helping human beings to
confront their predicament of illness and cure when possible. In the case of
social or public health medicine, it is society which is the patient. In medical
science, it is the discovery and application of physical and biological science
for the good of all the sick and of society.
Our focus here is the clinical encounter, the interaction of a sick person
seeking assistance from someone who professes to be able to help and heal.
Here the most immediate end is a right and morally good decision taken on
behalf of the good of the patient. When properly made this decision, and
actions that follow on it, should facilitate achievement of the more distant
ends cure, relief, amelioration of pain and distress, and the ultimate restoration of health.
EDMUND PELLEGRINO
Fifth is courage, the willingness to defend the morally right decision and
action even when it means loss of social esteem. Without courage, neither
truth, nor moral rectitude, nor patient safety is immune to dangerous compromise. Without courage the patient with a contagious disease or in plague
times is in danger of abandonment a vice of which some of medical
historys most esteemed gures were guilty.
Sixth is justice, which can function both as a principle and a virtue. As a
virtue it is the disposition to render to others what is owed to them. In the
clinical relationship what is owed, and indeed entailed by the initiating act of
profession is the exercise of all of the virtues listed above. Justice may also
mean treating unequals unequally as well as equals equally. Here justice is
mediated by compassion, providing for the vulnerable, the aged, the infant
and the poor. Without the virtue of justice in both senses, the relationship
becomes commercialized, technicized and formulaic. The letter of the law
then dominates and eradicates its spirit
These six virtues are the major moral virtues of medicine. They underlie
the ethical responsibilities of physicians to sick persons and society. They
must be, however, accompanied by the intellectual virtues, those that assure
competence which is the promise of technical prociency.
Aristotle lists ve intellectual virtues, which predispose to truth just as the
moral virtues predispose to the moral good (Aristotle N.E. 1139b: 1417).
The intellectual virtues are: science, art, practical wisdom, intuitive wisdom
and theoretical wisdom. Each may be translated into medical virtues in the
following way.
Science, as understood by Aristotle, is concerned with the necessary and
the eternal, that which is communicable by teaching and which proceeds by
demonstration (Aristotle 1139b: 19; 1145a: 15). In medicine, this would
correspond to basic and clinical science.
Art is the disposition to do or make a thing, an object which itself is useful
for some other end. This is the ancient notion of tekne, or making things
according to a true rule. As a medical virtue it would encompass all the
techniques, procedures of medicine as well as the conduct of the clinical
encounter (Hofman, 2003).
Practical wisdom is a true disposition toward action the capacity for
deliberation and discernment by which the good can be best attained. In
medicine this would be the virtue of prudence or clinical judgment.
Aristotle adds two more intellectual virtues intuitive reason which
refers to the grasp of universal truths, and theoretical wisdom. Ross
believes the latter encompasses metaphysics, mathematics and natural
science.
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EDMUND PELLEGRINO
11
could be taught if someone could be found who knew what virtue was. Since
he did not think there was such a person virtue could not be taught.
Aristotle thought very differently. He said that virtue was the result of
certain character traits, that there were people who possessed these traits
and that they developed them by practice. They could teach by example. In
sum, one learned virtue by being virtuous. In medicine by acting virtuously
one develops the habitus of virtue, the disposition to act well and predictably in relation to the end of medicine, i.e. the good of the patient.
To teach the virtues requires models whose virtues are in turn sustained
by the society in which they live. Every society has had its paradigm gures
whose lives were considered paragons of some character trait, or traits,
admired as the best in that society. Examples would be Ulysses, Socrates,
Confucius, the Buddha, in the ancient world, or William Osler, Mother
Theresa, Ghandi, Albert Schweitzer, etc. Their virtues were different and
even contradictory but for their cultures and times they were persons who
were models for others to emulate.
We have all had the experience of being inuenced by our clinical teachers. We are attracted to them at rst because we admire their professional
skills. We then absorb their personal character traits the way they approach patients, respond to stress or confront crises. We might also be
inuenced by the example of historic gures like Hippocrates, Galen, Osler
or Francis Peabody. As we mature professionally and morally we accepted,
rejected, justied, or modied the virtues and the vices of our teachers.
The fact of the matter is that the single most powerful positive or negative
inuence on the professional conduct of medical students, residents and
colleagues, is that of their clinical teachers. Whether we agree with Platos
skepticism or Aristotles assurances about the teaching of virtue, we are
shaped professionally by our teachers, our schools and hospitals. Gatherings of classmates and colleagues are invariably lled with reminiscences,
good and bad, of clinical mentors. We cannot avoid being taught virtues
and vices. The question is how to do it as well as possible.
Platos skepticism notwithstanding, experience conrms the fact that
character traits can be and are taught by the example of clinical teachers.
There are, of course, good and bad teachers. Students who are themselves
morally mature and in possession of well-formed characters will usually be
able to tell the good from the bad. The problem is with the student who is
emotionally immature, unsure about his moral beliefs and vacillating in his
commitment to medicine. A large number of medical students are in this
category today. They need conscious attention to character formation, especially given the demoralizing context of contemporary medical practice.
12
EDMUND PELLEGRINO
13
pitched a perfect game. Few physicians would give up medicine if they had
missed a diagnosis.
Most of us try to do the right thing most of the time. In our more trivial
pursuits it is permissible to muddle along without moral reproach. This is
not the case in medicine, or any activity involving the welfare of others. To
accept the privileges and responsibilities of a medical education entails
commitment to the virtues that are requisite if the good of the patient is to
be achieved.
Another objection to virtue ethics is inherent in its conceptual structure.
Virtue ethics does not provide concrete or specic action guidelines. There is
a certain degree of subjectivity in how a virtue is dened. Despite these
objections, we must confront the ineradicable reality of the moral agent. If
we do this there is no escape from the signicance of virtue in any ethical act.
There is nothing inherent in virtue theory that makes it inconsistent with
other ethical theories. Any complete theory of ethical conduct involves the
integration of the intention of the moral agent, the nature of the act, the
circumstances and the consequences of the act. How to effect this integration is a challenge modern ethical theory, and virtue theory in particular
have yet to meet. No single theory stands alone.
Perhaps the most serious impediment to teaching virtue in medical
schools and residency programs, as well as CME programs, is not virtue
theory, the high ideals it inculcates nor its logical circularity or lack of
action guidelines. It is rather the dearth of good clinical models among the
faculty and the countervailing inuence of contemporary societal mores.
This is especially true in internal medicine where the need for traditional
medical virtues is so obvious (Kirk & Blank, 2005; Sox, 2006). Good clinical
teachers are becoming ever more scarce. Many have abandoned personal
bedside teaching of clinical fundamentals for greater emphasis on sophisticated imaging and laboratory diagnostic procedures. Some have supposed
that the virtual reality of sophisticated teaching laboratories will sufce.
The result is less opportunity for students to witness teacherpatient relationships and the way the virtues shape patient care differently with different teachers.
The second serious obstacle to teaching virtue ethics is the dramatic
change in societal mores resulting from the social revolution of the mid1960s. Transformations in what is socially legitimated and not legitimated
have been dramatic. So far as medicine goes, these changes are expressed in
a variety of attitudes, e.g. far more tolerance of pursuit of self interest,
physician ownership of hospitals and other medical facilities, much greater
concern for life style, working hours, working conditions, greater tolerance
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EDMUND PELLEGRINO
15
physicians. As has always been the case, only the virtuous can teach virtues
by their conduct in the realities of the physicianpatient relationship.
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FURTHER READING
Aquinas, T. (1945). Summa theologica, Ia, IIae, 62. In: A. C. Pegis (Ed.), Basic writings of Saint
Thomas. New York: Random House.
Ross, W. D., & Urmson, J. O. (1984). In: J. Barnes (Trans.), The complete works of Aristotle.
The revised Oxford Translation (Vol. II), The Nichomachean Ethics. Princeton, NJ:
Princeton University Press. (All citations from Aristotle from this source, pp. 1729
1867.)