Brief about the Company :

Phillip Capital is an integrated Asian financial house with a growing global presence
using information technology and distribution as our core competencies in the provision
of financial services.
Established in 18 June 1975 Started out as a stockbroker, Phillip Securities, at time of
inception, PhillipCapital has now evolved into a fully integrated financial services provider
which offers a full range of quality and innovative financial services to retail, corporate
and institutional customers.
Head office in Singapore and regulated by the Monetary Authority of Singapore
Operate in the financial hubs of 16 countries, with offices in Singapore, Hong
Kong, Malaysia, France, Australia, Sri Lanka, Turkey, Thailand, Japan, Indonesia,
United Kingdom, China and USA.
Assets under management worldwide totals more than USD 18 Billion
Shareholders funds in excess of USD 1 Billion
One of the few remaining conservative, private and family owned enterprise in
Asia
We have the largest market share for internet trading by retail investors through
its POEMS trading platform in Singapore.
Achievements
Securities Investors Association of Singapore (SIAS) Investors Choice Awards
2012 - Best Retail Broker Award 2012
2011 - Best Retail Broker Award 2011
2010 - Best Retail Broker Award 2010
You can trade the World markets with us
Europe
UK (LSE), France, Germany (Frankfurt Exchange)
America (US) NASDAQ, NYSE, AMEX,
Canada
TSX
Asia Pacific
Singapore (SGX),
China(SSE,SZSE), Japan(TSE), Malaysia(Bursa), Korea(KSE), Thailand(SET),T
aiwan(TWSE), Philippines(PSE),
Srilanka(CSE), Hongkong(HKEx), Indonesia(IDX), Australia(ASX)

Core Values
We follow Customer Driven Approach.
In our organization, Teamwork prevails over Individualism.
We follow ethical practices in our dealings.
We want to capture opportunities and constantly adjust ourselves to the needs of our customers.
To add meaningful value to our service and deliver superior experience to our clients.
To be one of the preferred broking house in India across all customer segments
Mission Statement
To provide a comprehensive suite of quality and innovative financial services for the individual, corporate and
institutional investors. We aim to be your partner in finance - a mutual relationship based on trust, transparency
and integrity.

Vision
To be a part of integrated Asian Financial House with a global presence using Information Technology
and Distribution as our core competencies in the provision of financial services.

About PhillipCapital

PhillipCapital since its origin in 1975 has grown as an integrated Asian financial house with a global presence
that offers a full range of quality and innovative services to retail, corporate and institutional customers. Phillip
Capital (with headquarters in Singapore) operates in the financial hubs of 16 countries, with offices in
Singapore, Malaysia, Cambodia, Indonesia, Thailand, Hong Kong, China, Japan, India, Sri Lanka, UAE, UK,
France, Turkey, Australia and USA.
Our comprehensive suite of financial products and services includes fund management, managed accounts,
unit trusts, insurance planning, regular savings, contracts for difference, exchange traded funds, investment
research, equity financing, property; and broking in bonds, securities, futures, foreign exchange, precious
metals and commodities. Institutions can also benefit from our corporate finance and advisory services as
well as information technology solutions. With more than 3,500 employees and over 900,000 clients
worldwide, our assets under management totals to more than USD 24 Billion with shareholders' funds in
excess of USD 1 Billion.

Awarded Best Retail Broker for 3 successive years by Securities Investors Association of Singapore
(SIAS)

The Phillip Asia Pacific Growth Fund: Top Asia Pacific Equity Fund over 10 Years by The EdgeLipper Singapore Funds Awards 2010

Phillip Growth Fund - Best Fund over 5 Years (Mixed Asset SGD Aggressive) by The Edge-Lipper
Singapore Funds Awards 2008

POEMS: No. 1 Ranking Website visited by Singapore internet users in 2007 by The Hitwise Online
Performance Award: Business and Finance Stocks and Shares Category

Phillip Growth Fund - Winner of the Asset Allocation Global Neutral (5 Year) Category by The
Standard & Poor's Singapore Funds Awards 2007

PhillipCapital (India) Pvt Ltd. is a part of the PhillipCapital Group Singapore. PhillipCapital India headquartered
in Mumbai is a financial intermediary which offers stock market trading, distribution of Mutual Funds,Margin
Funding for retail/corporate clients as well as execution and clearing services. PhillipCapital team has experience

across market and product segments and with the lineage of PhillipCapital Group, aims to provide efficient
solutions to Institution and Retail Clients. Our experience and expertise in providing world-class financial services
to our clients constantly attempt to work towards customer advantages.
PhillipCapital (India) Pvt Ltd. understands the unique business requirement of each of its client and tailors its
products and services to meet those requirements. Our Global experience has helped us in creating compliance
driven operating procedures. This ensures consistent and unbiased customer service. We are amongst the top
brokers on the local bourses in the derivatives market and are one of the pioneering service providers for access
to local commodity futures through our group company Phillip Commodities India Pvt Ltd. We have worked
extensively with institutional clients in trade facilitation across asset classes.