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Earth-Science Reviews
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a r t i c l e
i n f o
Article history:
Received 24 July 2014
Accepted 8 November 2014
Available online 15 November 2014
Keywords:
Earthquakes
Dcollement
Subduction zone
Fold-and-thrust belt
Seismogenic zone
Faults
a b s t r a c t
For years, many studies of subduction zones and on-land fold-and-thrust belts have assumed that the frontal portions of accretionary prisms are too weak to rupture coseismically and must therefore be fully creeping. We present a series of examples, both on-land and offshore, demonstrating that in many cases, shallow dcollements are
capable of large, coseismic slip events that rupture to the toes of the fault systems. Some of these events are associated with ruptures that initiate down-dip, while others appear to be limited to the frontal, shallow portion of
the wedge.
We suggest that this behavior is not limited to the examples described here, but rather is common to many (perhaps most) accretionary wedges and fold-and-thrust belts around the world. Indeed, there may be many other
examples of similar earthquakes, where existing data cannot constrain slip at the toe. We do not characterize
the regions and events described here as unusual, as they encompass a wide range of settings. This study indicates that there is an urgent need to reevaluate seismic and tsunami hazard in fold-and-thrust belts and subduction zones around the world, allowing for the possibility of shallow dcollement rupture.
2014 Elsevier B.V. All rights reserved.
Contents
1.
2.
3.
4.
Introduction . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
Evidence for shallow slip in megathrust earthquakes . . . . . . . . . . . . . . . . . . .
2.1.
The Himalaya
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.2.
Bolivia . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.3.
Western Taiwan . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.4.
Santa Barbara Channel, Southern California . . . . . . . . . . . . . . . . . . . .
2.5.
Sumatra subduction zone, Mentawai segment . . . . . . . . . . . . . . . . . . .
2.6.
Sumatra subduction zone, northern segment . . . . . . . . . . . . . . . . . . .
2.7.
Java subduction zone . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.8.
Japan Trench . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.9.
Kuril Trench . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.10.
Japan, Nankai Trough
. . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.11.
Solomon Islands . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.12.
Middle America megathrust . . . . . . . . . . . . . . . . . . . . . . . . . .
2.13.
Alaskan Trench . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.14.
Peru . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.15.
Chile . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
2.16.
Summary . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . .
How can weak decollements behave seismically? . . . . . . . . . . . . . . . . . . . . .
3.1.
The state of stress within the wedge, and preferred slip planes at geological time scales
3.2.
Variations in strength through the earthquake cycle . . . . . . . . . . . . . . . .
Consequences of seismogenic decollements . . . . . . . . . . . . . . . . . . . . . . .
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http://dx.doi.org/10.1016/j.earscirev.2014.11.003
0012-8252/ 2014 Elsevier B.V. All rights reserved.
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46
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46
5.
Discussion and conclusions
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Acknowledgements . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53
References
. . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . . 53
1. Introduction
Many regions of plate convergence are underlain by dcollement
megathrusts. They form the base of both accretionary wedges and foldand-thrust belts. These faults may extend laterally for hundreds or thousands of kilometers, and downdip for tens to hundreds of kilometers. Traditionally, estimates of seismic hazard have assumed that these faults slip
aseismically, without radiating signicant seismic energy (e.g., Pacheco
et al., 1993; Hyndman et al., 1997; Oleskevich et al., 1999). However, in
several recent cases, shallow dcollements have been shown to slip in
large, discrete events (e.g., 2011 Mw 9.0 Tohoku-Oki earthquake, Japan;
2010 Mw 7.8 Mentawai earthquake, Indonesia; 1999 Mw 7.6 Chi-Chi
earthquake, Taiwan). On land, dcollements frequently lie along the borders of large, populated basins, and therefore pose an important seismic
hazard, threatening such large cities as Dhaka (Bangladesh), Chengdu
(China), Baghdad (Iraq), and Delhi (India). Offshore, they form the
lower boundaries of accretionary prisms in subduction zones, and should
be considered in seismic and tsunami hazard assessment in subduction
zones around the world.
Unlike reverse faults, which form at dips of ~ 2060 according to
both observation and theory, dcollements dip gently, at angles of b1
10 (Davis et al., 1983). This is possible because these faults take advantage of preexisting weaknesses in the rock, forming along stratigraphic
horizons with weak materials like salt or shale (Suppe, 2007; Hubbard
et al., 2010), in some cases with high pore pressures (Behrmann et al.,
1988; Bilotti and Shaw, 2005; Cubas et al., 2013). The existence and
long-term deformation associated with dcollements is understood not
only through observation (e.g., Ye et al., 1997; Adam et al., 2004;
Moore et al., 2009; Morley et al., 2011), but also through laboratory
(e.g., Malaveille, 2010; Graveleau et al., 2012), computer (e.g., Strayer
et al., 2001; Burbidge and Braun, 2002), and theoretical modeling
(Davis et al., 1983; Dahlen et al., 1984; Dahlen, 1990). Large, active
dcollements are known to exist in regions both onshore (Himalayas;
Taiwan; Bolivia; Bangladesh; Sichuan, China;) and offshore (Sumatra,
Java, Japan, Peru, Cascadia, Antilles, Makran, Guatemala) (Davis et al.,
1983; Bilotti and Shaw, 2005; Hubbard et al., 2010; Morley et al., 2011).
Many studies of seismic hazard have assumed that because
dcollements are weak, they are unable to support large stresses and
store sufcient elastic energy to produce hazardous earthquakes, but
must rather be fully creeping, generating only small and microearthquakes (e.g., Byrne et al., 1988; Hyndman et al., 1997). Studies of
subduction zones have generally observed an updip limit to interplate
seismicity that persists for several decades (the seismic front, Byrne
et al., 1988; Fig. 1), which has led to the application of the term aseismic
to the portion of the dcollement underlying the accretionary prism. Although this term is correctly applied in that we observe little seismicity
in this region, it has also been taken to mean that this part of the wedge
never slips in association with moderate to large earthquakes an assumption rather than an observation.
Experimental studies of clay and gouge materials show that bare
rock surfaces and thin gouge layers exhibit potentially unstable
velocity-weakening behavior, while slip within thick gouge shows
velocity-strengthening behavior (Marone and Scholz, 1988). The
updip limit has been inferred to be associated with a zone of thick,
velocity-strengthening material in the accretionary prism that resists
rapid rupture (Marone and Scholz, 1988). Thus, the absence of observed
moderate to large earthquakes in this region has been used to infer a slip
behavior that in turn has been used to justify a stratigraphic model that
is consistent with creeping behavior.
47
Fig. 1. Schematic model of a subduction zone, showing the locations of different types of earthquakes. (A) Redrawn after Byrne et al. (1988). (B) Our model. We suggest that the
dcollement at the base of the accretionary prism is seismogenic and/or capable of participating in large thrust events on the subduction interface. We suggest that the faults rising
from the shallow dcollement are also capable of participating in earthquakes, either in addition to or instead of rupture all the way to the toe.
offshore. We suggest that exposed fold-and-thrust belts can provide important constraints and observations that can be used to understand the
behavior of subduction zones, where observations are much more
limited.
48
40
N
60 km
40 km
20 km
a
0
20
pre-2000
a) Aceh segment
200
40 km
92
post-2000
10
km
30
40
b) Nias/Simeulue segment
30
20
10
96
Inv
e
ac stig
a
tur
e Z tor
on
e
Fr
30
40
Number of earthquakes
0
Meg
athr us t
94
S u n da
20
10
0
40
d) Pagai
30
20
10
98
Sumatra
40
30
20
f
8
10
0
10
40
f) Enggano segment
30
6
20
10
10
10
4
10
Date of earthquakes
0
0
2002
2004
2006
2008
2010
50
100
150
200
250
300
2012
Fig. 2. (Left) Map of Sumatra showing seismicity, ltered for thrust events (data extracted from the Global CMT catalog). Contours for the subduction zone are shown as thin black lines. Dashed
lines show boundaries of regions for seismicity histograms (a-f; shown on the right). Focal mechanisms for earthquakes M N = 7.0 are shown. (Right) Histograms of seismicity along the Sumatran megathrust seismicity (red) prior to the 2000 Mw 7.9 earthquake in Southern Sumatra and the later great earthquakes, and (black) from 20002014, for six different portions of the
megathrust. Seismicity is binned into 10-km stripes down-dip. The megathrust demonstrates strong variability in seismicity, both temporally and spatially (along strike and down dip).
2000). This happens in discrete events with large amounts of slip at the
toe that can be tied to historical large earthquakes (Sapkota et al., 2013;
Bollinger et al., 2014). Thus, in Nepal it appears not only that the
dcollement is slipping in large events that reach the surface, but also
that these events are radiating signicant seismic energy.
2.2. Bolivia
The eastern side of the Central Andes forms a backarc fold-andthrust belt underlain by a shallowly dipping dcollement. Shortening
across the region is estimated at ~ 7-13 mm/yr from both geological
49
Fig. 3. Schematic diagrams of continental fold-and-thrust belts and subduction zones from around the world that show evidence of shallow dcollement earthquakes, shown at a xed
scale. Most of the regions discussed in the text are represented here.
and geodetic data (Uba et al., 2009; Brooks et al., 2011b). Like in the
Himalaya, geodetic measurements suggest that the dcollement is locked
from the toe to about 100 km downdip (Brooks et al., 2011b). In addition,
Brooks et al. (2011a) have found geological evidence for a surfacerupturing event with at least 7 m of slip at the range-front fault at the
tip of the system.
(5-8 km deep) beneath western Taiwan for tens of kilometers (Yue et al.,
2005; Rousset et al., 2012).
2.4. Santa Barbara Channel, Southern California
The southwestern margin of the Transverse Ranges extends offshore
into the Santa Barbara Channel along a set of bedding-parallel
dcollements at 36 km depth, imaged by seismic reection data
(Shaw and Suppe, 1994). Syntectonic sediments deposited on these
structures produce distinctive growth triangles that record active slip
in the Quaternary accommodating ~ 45% of the geodetically measured
shortening rate across the channel. North of the toe of the dcollement,
the Ventura-Pitas Point fault splays upward, producing the Ventura Avenue anticline (Hubbard et al., 2014); recent terrace measurements
demonstrate that this fault produces large, episodic uplift events
(Rockwell, 2011). These large uplift events would require rupture of
not only the Ventura-Pitas Point fault, but also the dcollement and
50
Although it is not possible to link this recorded heating event to a particular earthquake, both the Mw 8.1 1944 Tonankai and the Mw 8.1 1946
Nankaido earthquakes are potential candidates, as they produced
ground shaking and damaging tsunamis in this region (Kato and
Ando, 1997).
51
2.14. Peru
The Mw 7.6 Peru tsunami earthquake of Nov. 20, 1960, had a much
longer rupture duration than would have been otherwise expected for
an earthquake of this magnitude (Pelayo and Wiens, 1990), suggesting
that it occurred within the low-rigidity accretionary prism. Body waveform inversion indicates that it ruptured a fault plane dipping ~6 close
to the trench axis (Pelayo and Wiens, 1992). This earthquake occurred
in a portion of the Peru trench that previously had been mostly aseismic,
leading to the suggestion that it might not be capable of generating large
earthquakes (Nishenko, 1991). However, the 1960 event demonstrated
that shallow, tsunamigenic earthquakes can occur in this region, and
may occur in other, apparently aseismic regions as well.
The 1960 earthquake was followed by two other events with evidence of shallow slip on the Peruvian subduction zone: a Mw 7.4 tsunami earthquake in February 1996, which generated a large tsunami than
expected from its surface magnitude and exhibited a long rupture duration (Heinrich et al., 1998), and a Mw 8.5 earthquake in June 2001, for
which joint inversion of seismic and geodetic data suggest signicant
slip above 15 km depth, reaching close to the trench (Pritchard et al.,
2007).
2.15. Chile
The great 1960 Mw 9.5 Chile earthquake was the largest earthquake
ever recorded. Inversions for the slip distribution from ground deformation using a 3D fault model suggest that there was at least 1 m of slip at
the trench for a distance of 200 km, with 50 km of that distance
experiencing over 5 m of slip (Barrientos and Ward, 1990). In addition,
they note that substantial undetected offshore slip is likely, given the
large tsunami generated by the earthquake. Moreno et al. (2009) used
the same geodetic dataset combined with a 3D fault model to estimate
that over 200 km of the trench along strike slipped N 10 m, with over
50 km of that distance experiencing N 20 m of slip. A joint inversion of
geodetic and tsunami data for the 1960 earthquake estimates 13-21 m
of slip near the trench in the southern part of the source (Fujii and
Satake, 2013). These studies demonstrate the importance of considering
tsunami data in slip inversions, since geodetic data onshore cannot effectively constrain slip occurring at the trench.
2.16. Summary
The fteen regional examples that we describe include continentcontinent, continent-ocean, and ocean-ocean convergent settings, and
even oblique portions of transform margins; subduction zones with
old and young downgoing plates, with and without sediment deposition at the trench. They include fold-and-thrust belts that extend for
1000s of km and b100 km along strike, and systems that deform primarily through forethrusts, backthrusts, and combinations of the two.
They include very large and moderate-sized earthquake ruptures, and
ruptures that initiate at deep and shallow levels. Thus, it is not possible
to point to one common feature that makes rupture possible on the
shallow dcollement, implying that these faults may always have the
potential to be seismic and/or seismogenic.
3. How can weak decollements behave seismically?
Given that there is evidence for large, episodic slip at the tips of
dcollements, we must reevaluate the assumption that dcollements
are too weak to support stresses and store large strain energy. However, critical taper wedge mechanics implies that these are weak features, signicantly weaker than the surrounding rocks (Suppe,
2007). Reconciling these apparently conicting views requires us
to examine our assumptions about fault strength, earthquake dynamics and rock properties.
52
3.1. The state of stress within the wedge, and preferred slip planes at
geological time scales
We know that dcollements are weak because they form and slip at
unfavorable angles. However, we could turn this around and say instead
that these faults are oriented at unfavorable angles, and therefore the differential stress in the ambient rocks must be high in order for these faults
to slip. In fact, because we see thrust faults rising from dcollements, we
know that sometimes it is easier to break a more steeply dipping thrust
fault and slip on it than to slip on the dcollement surface. At other
times, however, it must be easier to slip on the dcollement; we know
this because we see slip at the toes.
How is it possible that both of these options are favorable at different
times? We can use a Mohr diagram, which describes the normal and
shear stresses acting on a plane of any orientation, and compares
them to failure criteria, to try to understand this problem (Fig. 4). We
propose a setting where minor changes in stress or rock properties
can cause slip on either the dcollement or on a thrust fault to be preferable at a given time.
Fig. 4. Mohr circle analysis of failure in a critical taper wedge. (A) Basic concept of a Mohr circle. Every point on the circle represents the normal () and shear () stresses acting on a plane
at an orientation that forms an angle with respect to the primary stress orientation 1. The size and location of the circle is dened by the largest (1) and smallest (3) principal stresses.
The black line represents the failure criterion of the material, with slope = the angle of internal friction, and the y-axis intercept for the failure criterion (here zero) represents the cohesion (here considered cohesionless). If the circle intersects the failure criterion, the material will fail on the plane represented by the point of intersection. (B) Mohr circle analysis of the
Alaskan wedge at the toe of the wedge and within the interior. Here we consider the potential for failure of the dcollement and a ramp rising from the dcollement. r and d represent the
angles of internal friction for the ramp and the detachment, respectively. A value of r = 0.64 was chosen to match the observed dips of the fault ramps (assumed to be the ideal orientation
for rupture). d can have a value as low as 0.035 without triggering slip on the dcollement at the toe, and must have a value below 0.187 to allow slip in the interior of the wedge. The
shaded blue area on the Mohr circles represents this range of possible d values. Note that these values would change in the presence of pore pressures or cohesion, but the principle would
remain the same. At the toe of the wedge, 1 is horizontal, and the ramp reaches failure, even though the ramp material has a higher coefcient of friction. In the interior, 1 dips slightly
towards the toe, rotating the planes represented on the Mohr circle clockwise. This causes the dcollement, rather than the ramp, to reach failure. The Mohr circle on the right shows lines
for both the unrotated and rotated 1 orientation, to better illustrate the effect of the rotation.
53
(usually near the toe) where the stress eld is less tilted, and at that point
to break upward along a thrust fault. In other words, the slip on the
ramps builds a topographic gradient that causes those ramps to shut
off, and the dcollement to propagate forward.
surface (Fig. 3). If slip propagates to the tip of the dcollement, we can
expect that it will then extend upward onto such a thrust fault and produce a band of high uplift at the toe of the wedge, resulting in larger
tsunamis.
There are additional mechanisms that could allow stress to accumulate on dcollements. In particular, the interseismic and coseismic
strengths of the dcollement may differ. In this case, the long-term record visible as the total deformation of the system may reect the weaker of the two. Low-temperature mechanical processes of weakening and
healing (abrasion, pulverization, and fusion) are not likely to be able to
dramatically affect effective friction (Biegel et al., 1992; Wang and
Scholz, 1994). However, at high slip velocities, frictional heating may
allow strong-weakening phenomena, such as melt-welts (Brown and
Fialko, 2012) and other ash-weakening effects (Rice, 2006) and pore
pressurization through thermal expansion (Ghabezloo and Sulem,
2009; Ferri et al., 2010) or mineral decomposition (Han et al., 2007).
Strong-weakening mechanisms are activated under specic conditions,
so we can expect different frictional resistance at subseismic and seismic slip speeds. For example, reaching sufciently high temperature
for melting or for substantial expansion of pore uids requires large
slip (Rice, 2006), so these strong-weakening effects are expected to
occur mostly during large earthquakes. But the complexity of fault rheology may also affect the interseismic period. For example, slow slip
events occurred near the hypocenter of the 2011 Mw 9.0 Tohoku-Oki
earthquake and the 2014 Mw 8.1 Iquique, Chile earthquake with significant overlap with the seismic rupture (Ito et al., 2013; Kato and
Nakagawa, 2014; Ruiz et al., 2014), and models of fault slip evolution
over many earthquake cycles suggest the possibility that the same segment may experience creep, slow slip, and seismic ruptures during different periods (Noda and Lapusta, 2013; Noda and Hori, 2014). This
indicates that the seismogenic potential of faults may not be fully
assessed during a short period of observation.
For many years, studies of subduction zones have assumed that the
frontal portions of accretionary prisms were too weak to rupture
coseismically (Byrne et al., 1988; Hyndman et al., 1997). Hazard studies
of fold-and-thrust belts on land have often suffered from the same assumption, based on the assumption that the shallow dcollement is
too weak to rupture in large earthquakes. We present a series of examples, both on-land and offshore, demonstrating that in many cases, shallow dcollements are capable of producing large, coseismic slip events
that rupture to the toes of the systems. Some of these events are associated with ruptures that initiate down-dip of the seismic front, while
others are limited to the frontal, shallow portion of the wedge
We suggest that this behavior is not limited to the examples described here, but rather is common to many (perhaps most) accretionary wedges and fold-and-thrust belts. Although many earthquakes in
subduction zones have been interpreted to have no slip at the tip of
the accretionary prism, this interpretation is typically driven by model
assumptions, rather than the data. In addition to the examples provided
here, there may be many other examples of similar earthquakes, where
known slip downdip obscures the need for slip at the toe (hidden tsunami earthquakes).
We do not characterize the regions and events described here as unusual, as they encompass a wide range of settings. However, we recognize that as far as reliably documented events go, these events are still
fairly limited. Whether this fact is due to a lack of data or a lack of events
is not clear, and accurately assessing this distinction may require the acquisition of new forms of data, including pre- and post- bathymetry surveys and seaoor geodesy (as has been used to observe deformation in
the 2011 Tohoku-Oki earthquake). The fraction of slip at the trench that
occurs in large seismogenic events is unknown, and likely varies between dcollements, and thus assessing the recurrence rates of such
earthquakes will in many cases be difcult, especially for subduction
zones, where paleoseismic evidence is lacking. As a result, it would be
safest to assume that trench-rupturing events can occur until we have
enough evidence to show that a particular fault system is behaving differently. Many attempts to assess seismic hazard for particular regions
have relied on extrapolating the likelihood of large earthquakes from
the occurrence of small ones, resulting in unexpected large earthquakes with striking underestimations (by two to three orders of magnitude) of expected fatalities (Kossobokov and Nekrasova, 2012; Wyss
et al., 2012). This study indicates that there is an urgent need for studies
that evaluate seismic and tsunami hazard in fold-and-thrust belts and
subduction zones around the world and allow for the possibility of shallow dcollement rupture.
Acknowledgements
We thank our two reviewers, Jeff Freymueller and Thorne Lay, for
their constructive comments. This research was supported by the National Research Foundation of Singapore under the NRF Fellowship
scheme (National Research Fellow Award No. NRF-NRFF2013-06) and
by the EOS, the National Research Foundation of Singapore and the
Singapore Ministry of Education under the Research Centres of Excellence initiative. This is EOS paper number 76.
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