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Abstract: The strong predominance of right-handedness appears to be a uniquely human characteristic, whereas the left-cerebral dominance for vocalization occurs in many species, including frogs, birds, and mammals. Right-handedness may have arisen because of an
association between manual gestures and vocalization in the evolution of language. I argue that language evolved from manual gestures,
gradually incorporating vocal elements. The transition may be traced through changes in the function of Brocas area. Its homologue in
monkeys has nothing to do with vocal control, but contains the so-called mirror neurons, the code for both the production of manual
reaching movements and the perception of the same movements performed by others. This system is bilateral in monkeys, but predominantly left-hemispheric in humans, and in humans is involved with vocalization as well as manual actions. There is evidence that
Brocas area is enlarged on the left side in Homo habilis, suggesting that a link between gesture and vocalization may go back at least two
million years, although other evidence suggests that speech may not have become fully autonomous until Homo sapiens appeared some
170,000 years ago, or perhaps even later. The removal of manual gesture as a necessary component of language may explain the rapid
advance of technology, allowing late migrations of Homo sapiens from Africa to replace all other hominids in other parts of the world,
including the Neanderthals in Europe and Homo erectus in Asia. Nevertheless, the long association of vocalization with manual gesture
left us a legacy of right-handedness.
Keywords: cerebral dominance; gestures; handedness; hominids; language evolution; primates; speech; vocalization
1. Introduction
Most people are right-handed, whether defined in terms of
preference or skill. Just why this is so remains something of
a mystery, and there is still argument as to whether the underlying cause is environmental (e.g., Provins 1997) or biological, and more specifically, genetic (e.g., Annett 1995;
Corballis 1997; McManus 1999). There is nevertheless general agreement that handedness is a function of the brain
rather than of the hands themselves, and that it is related to
other cerebral asymmetries of function, including the leftcerebral dominance for speech. For example, Knecht et al.
(2000) have recently shown that the incidence of left-cerebral dominance of cerebral activation during word generation is linearly related to the degree of right-hand preference as measured by the Edinburgh Handedness Inventory
(Oldfield 1971).
Although there are many examples of population-level
asymmetries in nonhuman species (e.g., Bradshaw &
Rogers 1993; Rogers 2000), right-handedness itself still appears to be an asymmetry that distinguishes humans from
other species, as least in degree. Indeed, if there is a hand
preference among nonhuman primates, it may more often
favor the left hand, especially for visually guided movement
(MacNeilage et al. 1987 but see also the commentaries on
this article). There is some evidence, however, for a slight
right-hand preference among the great apes. Although
Finch (1941) claimed that there was no systematic popula 2003 Cambridge University Press
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Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
any population bias and suggest that findings of weak right
handedness in captive chimpanzees may be inadvertently
shaped by the routine acts of the humans (p. 355).
One of the activities in which it is claimed that captive
chimpanzees display a population-level bias toward righthandedness is pointing, which suggests that the bias may
derive from a left-hemispheric specialization for communication. It is often claimed that great apes do not point in the
wild, although there is at least one claim of spontaneous
pointing among bonobos (Ve & Sabater-Pi 1998), and InoueNakamura and Matsuzawa (1997) recorded rare pointing
among infant chimpanzees as they began to use hammer
and anvil stones to crack nuts. In these examples, there is
no mention of consistent hand preference. According to
Hopkins and Leaven (1998), however, captive chimpanzees
can be readily taught by humans to point, and other animals
pick up the habit evidently without further human intervention; again, some two-thirds of them point with the right
hand. Although this may be taken as evidence for a biologically determined asymmetry for communication, and perhaps a precursor to human right-handedness and left-cerebral control of speech, it might again reflect a subtle
influence of human right-handedness on these captive animals.
It has also long been known that in most people, the left
hemisphere is dominant for speech (Broca 1861b; 1865).
Insofar as speech itself is uniquely human, this asymmetry
might seem to be another distinguishing characteristic of
our species. But if we regard speech simply as a means
of vocal communication, then it is an asymmetry that appears to be widespread in the animal kingdom. There is evidence of a left-hemispheric bias for vocal production in
frogs (Bauer 1993), passerine birds (Nottebohm 1977),
mice (Ehert 1987), rats (Fitch et al. 1993), gerbils (Hollman
& Hutchison 1994), and marmosets (Hook-Costigan &
Rogers 1998). Rhesus monkeys (Hauser & Anderson 1994)
and Japanese macaques (Heffner & Heffner 1984) show a
right-sided advantage in the perception of species-specific
vocalizations, suggesting a left-cerebral specialization that
may be associated with left-cerebral dominance for the production of these sounds. These findings suggest that an
asymmetry of vocal control may go far back in evolution,
perhaps to the origins of the vocal cords themselves some
170 million years ago (Bauer 1993). In this respect, then,
left-cerebral dominance for vocalization contrasts with
handedness, even though right-handedness in humans also
implies a left-cerebral dominance. Hauser and Anderson
(1994) found that in rhesus monkeys the orientation asymmetries to vocal calls were not correlated with handedness, whereas cerebral asymmetry for speech and handedness are correlated in humans (Knecht et al. 2000). It
might therefore be inferred that right-handedness in humans is a consequence of the left-cerebral dominance for
vocalization, given that the latter emerged earlier in evolution.
There have been a number of suggestions as to how the
association may have come about in the evolution of our
species. One is that a single genetic mutation might have
created the left-hemispheric dominance underlying both
asymmetries (e.g., Annett 1995; Corballis 1997; McManus
1999). Crow (1993; 1998) has taken this idea further by
suggesting that the same genetic mutation was a speciation
event that led also to the emergence of Homo sapiens,
along with such other uniquely human capacities as theory
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Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
zolatti & Arbib 1998; Steklis & Harnad 1976). This idea is
developed in detail in Corballis (2002), and only the main
points will be covered here.
2.1. Manual versus vocal control
Our primate heritage equipped us with excellent intentional control over the forelimbs and face, a sophisticated
visual system, but relatively inflexible vocal control. Other
primates, including our closest relatives the chimpanzee
and bonobo, certainly vocalize, but their vocal calls are
largely under emotional control, more akin to laughing and
crying than to articulate speech (Deacon 1997). This is not
to say there is no cortical control over primate vocalizations,
because there is evidence that vocalization in monkeys is induced by stimulation of the anterior cingulate cortex, and
damage to this region impairs the ability of monkeys to produce vocal calls (see Hauser 1996 for a review). Hauser concludes that the cingulate system is not the final motor pathway, but serves to modulate emotively based vocalizations.
Bilateral damage to the region corresponding to Brocas
area, which is critically involved in speech production in humans, or to surrounding areas, does not appear to interfere
with vocalization in monkeys at all (Jrgens et al. 1982). To
my knowledge, there is no evidence as to the neural control, cortical or otherwise, of vocalization in the great apes.
Although primate calls appear to be largely automatic,
this does not mean that they are invariant. For example,
chimpanzee food calls can vary, suggesting a degree of flexibility (Hauser et al. 1993; Hauser & Wrangham 1987), although Tomasello and Call (1997) have suggested that the
variation is probably not under voluntary control, and may
reflect variation in emotional arousal. There are also regional variations in chimpanzee pant hoot calls (Arcadi
1996; Marshall et al. 1999), although again it is by no means
clear that the differences are due to learning. For example,
Mitani et al. (1999) have documented geographic variation
in the calls of wild chimpanzees, and argued that they can
be explained in terms of differences in habitat acoustics, the
sound environment of the local biota, and body size.
But even if chimpanzee calls can be modified through
learning, there seems no good reason to question the conclusion reached by Goodall (1986, p. 125), on the basis of
prolonged and detailed observation, that [t]he production
of sound in the absence of the appropriate emotional state
seems to be an almost impossible task for a chimpanzee.
Chimpanzee calls surely have little, if any, of the voluntary
control and flexibility of human speech. This presumably
explains why attempts to teach chimpanzees to actually talk
have been futile (Hayes 1952), whereas there has been at
least modest success in teaching great apes to communicate
using manual signs (Gardner & Gardner 1969; Miles 1990;
Patterson 1978), or a system of visual symbols on a keyboard
that they can point to (Savage-Rumbaugh et al. 1998).
These enterprises have so far fallen well short of establishing true syntactic language in great apes (Pinker 1994), but
clearly have gone well beyond what was apparently achievable through vocalization.
It is also clear that chimpanzees and other apes make extensive use of gestures in the wild. De Waal (1982) noted
that chimpanzee gestures often start out as actions on objects, but become conventionalized for the purposes of
communication just as the signs in the signed languages
of the deaf lose their iconic form and become convention-
alized. Gestures are often subtle and difficult for human observers to discern, but at least some of them have been
identified and documented. For example, Tanner and
Byrne (1996) itemized some 30 spontaneous gestures developed by lowland gorillas in the San Francisco Zoo, where
the animals are enclosed in a large, naturalistic area; and
Tomasello et al. (1997) also have also identified 30 different
gestures from the repertoire of free-ranging chimpanzees
at the Yerkes Regional Primate Center Field Station. Tomasello et al. also make the point that these gestures are typically dyadic, involving exchanges between individuals, and
are in this sense more language-like than the vocalizations
of chimpanzees, which are typically not directed to specific
others.
It seems reasonable to conclude that the common ancestor of humans and chimpanzees would have had a repertoire of fixed calls perhaps similar to those of present-day
chimpanzees, but that these calls would not have provided
a basis for intentional communication. Their arboreal heritage, however, would have provided them with a gestural
system on which flexible communication might be built.
This is not to say that gestural communication would have
been particularly adaptive in an arboreal setting itself, because arboreal life keeps the hands occupied with climbing,
grasping, clinging, and so forth. Rather, the manual flexibility that evolved in this environment could later have been
exapted for communication after our bipedal forebears descended from the trees and occupied more open territory.
2.2. Mirror neurons and the role of Brocas area
The hominids split from the line leading to modern chimpanzees and bonobos around six million years ago, and the
main characteristic distinguishing them was a bipedal posture. Bipedalism would have freed the hands and arms from
locomotion, creating increased opportunity for manual expression. Chimpanzees have an extensive range of gestures
in the wild (e.g., Tomasello & Call 1997), and one can only
conjecture that this range would have been increased with
the emergence of bipedalism, perhaps to the point that effective communication was achieved through mime (DonBEHAVIORAL AND BRAIN SCIENCES (2003) 26:2
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Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
ald 1991). This is not to say that it was the adaptive advantages of manual communication that led to selection for
bipedalism, and true syntactic language probably did not
evolve until after the emergence of the genus Homo around
two million years ago. This genus is associated with the
emergence of stone tool technologies and increase in brain
size (Wood & Collard 1999), and a little later with migrations out of Africa (Tattersall 1997), all of which may reflect
increasingly sophisticated communication.
2.4. Adaptations for articulate speech
Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
lived in forested environments, near water, and not, as
previously supposed, in savanna-like conditions (Gibbons
2002; Tobias 1998). The shift to open savanna may have occurred more recently, perhaps from around two million years
ago (Wood 1992), leading to increasing use of the hands for
defensive actions, such as throwing and the use of weapons,
and for carrying. Further, migrations out of Africa appear
to have begun around two million years ago (Tattersall
1997), again suggesting the forelimbs would have been
adapted for carrying. These various factors suggest that a
shift to increasing involvement of the face in communication may have occurred from about two million years ago.
One clue that this may be so comes from the structure of
the eye. We are exceptional among primates in having eyes
in which the sclera is white rather than pigmented, and
much more of it is visible in humans than in other primates.
The human eye is also exceptionally elongated horizontally
(Kobayashi & Kohshima 2001). The dark color of the exposed sclera in nonhuman primates may be an adaptation
to conceal the direction of eye gaze from other primates or
predators, whereas the human eye seems to have evolved
to enhance communication rather than to conceal it.
Although the emphasis on the face may have occurred
fairly recently in hominid evolution, many of the gestures
made by primates are also visuofacial rather than manual,
and some of these, such as lip smacks, tongue smacks, and
teeth chatters, also create distinctive sounds, although they
do not involve voicing. Further, the posterior part of the
homologue of Brocas area in monkeys is involved in the
movements of the mouth and jaw involved in mastication
(Luschei & Goldberg 1981), and stimulation of the area immediately posterior to Brocas area in humans elicits chewing movements (Foerster 1936). These observations have
suggested to MacNeilage (1998) that speech itself might
have evolved from the repetitive movements involved in
mastication. Whereas there are some difficulties with this
argument (see commentaries to MacNeilages 1998 article),
the proximity of areas associated with manual and facial
control make it highly likely that manual and facial gestures
came to comprise an integrated gestural system. Integration may have also come about partly through the mechanics of eating. Among primates, at least, food is brought to
the mouth by hand, and eating often requires integrated
movements of the hands and mouth.
In the sign languages of the deaf, facial movements and
expressions often serve syntactic functions. For example, in
American Sign Language, a declarative sentence is converted into a question if accompanied by a forward movement of the head and shoulders, and a raising of the eyebrows. Relative clauses are signaled by a raising of the
eyebrows and upper lip, with the head tilted back. An affirmative sentence becomes a negative one if accompanied by
a shaking of the head. (Examples are from Neidle et al.
2000.) Of course, sign language does not necessarily resemble any gestural language that our ancestors, such as
Homo erectus, may have used. It is nevertheless interesting
that facial gestures should generally convey syntax, whereas
manual gestures supply content. As suggested earlier, syntax may have been grafted onto gestural communication
from around two million years ago with the emergence of
the genus Homo. If syntax was predominantly facial, this
suggests a progression from manual to facial gesture in the
emergence of language.
The next step may have been to add voicing.
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Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
with Wernickes area. This has led Tobias (1987), among
others, to proclaim that the origins of language date from
Homo habilis. As we have already seen, there are other reasons to suppose that syntactic language may have emerged
with the genus Homo.
But does the appearance of Brocas area necessarily signal the origins of speech, as distinct from language? In view
of its longstanding involvement in manual activity, its enlargement may reflect the incorporation of syntax into gestural communication. What may signal the beginnings of
vocal control, however, is the evidence that Brocas area in
Homo habilis appears to be enlarged in the left hemisphere.
This theme is explored later.
3.4. Speech itself as gesture
Some have claimed that language itself is essentially a cultural invention Lock (1980), for example, refers to the de204
Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
about 100,000 to 50,000 years ago (Mellars 1989; Yellen et
al. 1995), which would have laid the foundation for their
subsequent dominance of Europe and ultimately the rest of
the world.
The point to be derived from this scenario is that language has long involved the combination of manual, facial,
and vocal gestures, and it may be only recently that vocal
speech has come to dominate. I want to argue now that it
was through the association of the manual with the vocal aspect that right-handedness was born.
4. The emergence of right-handedness
4.1. How vocalization created handedness
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Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
her colleagues, shows quite sophisticated understanding of
spoken sentences. In one experiment he was given a list of
660 unusual spoken commands, some of them as many as
eight words long, and carried out 72% of them correctly.
Kanzi was nine years old at the time, and scored a little better than the 66% achieved by a two-and-a-half year old girl
(Savage-Rumbaugh et al. 1998). This need not imply that
Kanzi has acquired the syntax of spoken English, but it
demonstrates that he is at least able to segment spoken
words and extract their meaning.
The cortical systems for the perception of species-specific calls in nonhuman primates also appear to be lateralized. For example, Heffner and Heffner (1984; 1990) found
that discrimination of species-specific coos by Japanese
macaques was significantly more impaired by lesions of the
left auditory cortex than by lesions of the right auditory cortex, although there was substantial recovery over time following the left-sided lesions. In the majority of humans, the
temporal planum, which is associated with language comprehension in humans, is larger on the left than on the right
(Foundas et al. 1995a; Geschwind & Levitsky 1968; Jncke
& Steinmetz 1993), consistent with other evidence that the
left hemisphere is dominant for language comprehension
as well as for language production (see Corballis 1991 for a
review). This asymmetry does not appear to be present in
rhesus monkeys or baboons (Wada et al. 1975), but is clearly
evident in chimpanzees (Gannon et al. 1998; Hopkins et al.
1998). It may well have been driven by lateralization of vocal production at the subcortical level and the need for cortical elaboration of perceived vocalizations. It is likely that
this asymmetry was also present in the common ancestor of
humans and chimpanzees, and it may reflect the evolutionary origins of an association between right-handedness and
vocal communication.
4.3. From gesture to skill: Handedness goes global
what counter to the present approach, in which it is assumed that the seed for these asymmetries was sown much
earlier in the left cerebral dominance for vocalization. It is
nevertheless possible that the hypothetical genetic mutation did not create asymmetry as such, but served to establish the link between handedness and vocalization. There is
some evidence, too, that human right-handedness and
speech dominance may have been superimposed on a preexisting asymmetry favoring the left cerebral hemisphere in
about two-thirds of the population (Corballis 1997). This
could perhaps explain why a number of other human asymmetries also approximate this proportion rather than the
90% incidence of right-handedness (Previc 1991). It is perhaps also worth recalling here the evidence of Hopkins
(1996) that around two-thirds of captive chimpanzees are
right-handed for some activities, although, as we saw earlier, this asymmetry has not been corroborated among
chimpanzees in the wild (McGrew & Marchant 1997; 2001)
and remains controversial.
5.1. Lateralization of the temporal planum in
chimpanzees
Curiously, though, the leftward bias in the size of the temporal planum appears to be more pronounced in the chimpanzee than in humans, where the proportion of individuals showing the bias is again only about two-thirds. In a
post-mortem anatomical study, Gannon et al. (1998) showed
a leftward bias in 17 out of 18 chimpanzees, a proportion
that is significantly (p , .01) above the expected 12 out of
18 according to a binomial test. Hopkins et al. (1998) report
a similar degree of bias in an MRI study of the temporal
planum in great apes. Among 12 chimpanzees, only one
showed a bias favoring the right side, although in two others the authors considered the leftward bias too small to
be meaningful. Wada et al. (1975) also found no asymmetry of the temporal planum in rhesus monkeys or baboons,
although Hopkins et al. (1998) claim that they were unable
even to locate a temporal planum in samples of lesser apes,
Old World monkeys, and New World monkeys.
Left-right differences in size may of course be of little
functional significance, and some of the data are contradictory. For example, Buxhoeven and Casanova (2000) showed
the columns of cells in the temporal planum to be more
widely spaced on the left than on the right in humans, but
not in chimpanzees, and it was weakly reversed in rhesus
monkeys. It has recently been claimed that the right temporal planum in humans may be specialized for spatial attention (Karnath et al. 2001) perhaps humans have a
more highly developed spatial sense than chimpanzees do,
leading to compensatory development of the right temporal planum in humans. But, whatever the reason for the apparent discrepancy between humans and chimpanzees, the
asymmetry of the temporal planum in chimpanzees seems
clearly more pronounced than the asymmetry of hand preference. If it is of any functional significance at all, it may reflect a leftward bias in the processing of species-specific vocal calls.
5.2. Handedness and cerebral dominance in humans
There is also some indication that the incidence of leftcerebral dominance for language in humans may be higher
than that of right-handedness, supporting the idea that
Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
right-handedness may be secondary to left-cerebral dominance. A number of studies have shown that even the majority of left-handers, some 70%, are left-cerebrally dominant for language (Milner 1975; Pujol et al. 1999; Rossi &
Rosadini 1967; Warrington & Pratt 1973). If we accept the
evidence of Milner (1975), based on results of the sodium
amytal test, that 96% of right-handers are left-cerebrally
dominant, and if we further assume that some 90% of the
population are right-handed, then we can estimate that the
overall incidence of left-cerebral language dominance is
93.4% which is higher than the assumed 90% incidence
of right-handedness. If we assume that the incidence of
left-cerebral dominance in right-handers is as high as 99%,
as estimated by Rossi and Rosadini (1967) and by Pratt and
Warrington (1972), then the figure jumps to about 96%,
well in excess of 90%.
These calculations may be illusory, however, because
they are critically dependent on the proportion of left-cerebral dominance among right-handers. If we take the lower
figure of 92% estimated by Geffen et al. (1978), then the
proportion reduces to about 90%, which is the same as the
assumed proportion of right-handers.
5.3. Genetic considerations
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Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
have emerged as vocalization was progressively incorporated
into gestural language over the past two or three million
years. Consequently, we would expect to find left-cerebral
control of vocalization, but not right-handedness, in the
earlier hominids or their primate forebears. Because it is
unlikely that parallel developments would have occurred in
the great apes, present-day apes may provide the best tests
of the hypothesis developed here. We have already seen
that there is controversy over whether the claimed bias toward right-handedness in captive chimpanzees (e.g., Hopkins 1996) is caused by subtly influenced by human handedness, as suggested by McGrew and Marchant (2001), or
whether it is fundamentally biological in origin. Evidence
from chimpanzees in the wild so far indicate equal distribution of left and right handedness.
Byrne and Byrne (1991) reported a population-level
hand preference among gorillas in the wild preparing vegetable matter for consumption, favoring the right hand for
the manipulative elements in about two-thirds of the animals. The asymmetry was statistically significant only on a
directional test, however, and the authors remark that We
should . . . probably look elsewhere for the evolutionary origins of human right-handed manipulative dominance and
brain asymmetry (p. 541). Nevertheless the proportion of
right-handers does conform roughly to that claimed by
Hopkins (1996) in the chimpanzee. Further clarification of
the extent and nature of handedness in the great apes will
be critical to the hypothesis developed in this article. Even
if the two-thirds figure is verified, however, it remains possible that the shift from a two-thirds to a 90% right-hand
dominance was the result of the incorporation of a more
strongly lateralized vocal system into language gestures.
Another critical area of inquiry has to do with the nature
of Brocas area and its homologues in the primate brain.
Cantalupo and Hopkins (2001) have recently reported an
MRI study showing that Brodmanns area 44, which delineates part of Brocas area in the human brain, is larger on
the left than on the right in great apes (made up of 20
chimpanzees, five bonobos, and two gorillas). It is not clear
whether this is associated with vocalization, or, as suggested
by the authors, with manual gestures. Either way, the asymmetry may be considered evidence against the hypothesis
developed in this article. If Brocas area is involved in vocalization and is lateralized, it suggests cortical control of
vocalization in the common ancestor of humans and chimpanzees, contrary to the notion that Brocas area did not
achieve vocal control until relatively late in hominid evolution. If it is involved in manual gesture and is lateralized, it
runs contrary to the notion that handedness also emerged
relatively late.
It is possible, though, that the asymmetry relates to the
evidence on handedness in chimpanzees reported by Hopkins. Of the 20 chimpanzees examined by Cantalupo and
Hopkins, 14 showed the right-sided enlargement almost
exactly the two-thirds bias shown in Hopkinss work on
handedness in the chimpanzee, although it is not stated
whether the asymmetry was actually correlated with handedness in these animals. Again, the incorporation of vocalization into gesture may have been responsible for the shift
from a two-thirds to a 90% asymmetry, rather than for the
creation of the asymmetry de novo. It is again possible that
the asymmetry of Brodmanns area arises from the subtle
effects of human handedness on these animals, rather than
from any innate biological disposition. It also remains un208
clear whether these anatomical asymmetries have functional significance. In any event, further anatomical and,
where possible, functional studies of Brocas area should
help unravel the sequence of events in the evolution of
manual and cerebral asymmetry.
Finally, the hypothesis developed in this article rests on
the truth or otherwise of the theory that language evolved
from manual gestures, rather than from animal cries. It has
not been my intention to elaborate the gestural theory in
detail here; I have done that elsewhere (Corballis 2002).
Nevertheless, if the gestural theory can be decisively ruled
out, then the hypothesis developed here is also falsified. It
need not follow, though, that the lateralization of vocal control was not the precursor to handedness; rather, it would
simply indicate that gestural language was not the mediating factor.
The considerations of this final section suggest that my
hypothesis is not simply a just-so story. It is potentially falsifiable from further evidence from our great-ape cousins,
and perhaps from further fossil evidence on anatomical and
inferred functional asymmetries in the early hominids. My
hope is that the hypothesis might help focus future research
on the evolution of language, lateralization, and manual activity. And, of course, be proven correct.
ACKNOWLEDGMENTS
I thank Dick Byrne, Andrew Carstairs-McCarthy, Steve Harnad,
and several anonymous reviewers for their helpful comments. Correspondence should be addressed to Michael C. Corballis, Department of Psychology, University of Auckland, Private Bag 92019,
Auckland, New Zealand, or by electronic mail to m.corballis@
auckland.ac.nz.
Corballis argues that the human species bias toward right-handedness originates from the location of control for manual and vo-
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
cal gestures in Brocas area of the prefrontal cerebral cortex. Both
types of gesture probably have something to do with mirror neurones. This is almost certainly true, but is it useful or reasonable
to try to determine whether asymmetries of vocal control, or of
hand control, evolved first?
Evolutionary scenarios can be fascinating, but so can the myths
of first cause told in all human societies. The argument that vocalisation came first and right-handedness was secondary depends on
evaluating evidence of these asymmetries in other species. The upshot of Corballiss appraisal is that there is better evidence for early
asymmetries in the control of vocalisation in nonhumans than for
asymmetrical control of the limbs. Undoubtedly there are asymmetries of vocal control in some song-birds, but there is also footedness in parrots (Bradshaw & Rogers 1993). Questions about the
origins of human handedness and speech require evidence for nonhuman primates. All primates vocalise and all have handedness, but
in none other than humans is there unequivocal evidence of species
asymmetry. It is the divergence of humans from apes in these respects that is most impressive. Asymmetrical control of vocalisation
in humans, birds, and marine mammals is more likely to depend on
convergent evolution than descent. The similarities suggest the importance of unilateral control for complex vocal output. They suggest why nature came up with a similar strategy for human speech.
But the mechanisms involved are not likely to have been preserved
through intervening species that do not have these adaptations.
The nature and quality of the evidence cited here for asymmetries in nonhuman species is debatable. Independent replication
must be the criterion. In the published literature, negative evidence tends to be neglected in favour of positive findings. Similarities with humans are likely to be stressed in applications for
funding. To be fair to Corballis, it must be acknowledged that almost every sentence in the target article includes a may be or a
perhaps, but I still find speculations woven from doubtful evidence. This is not to deny that there must be an important role for
mirror neurones in the story of primate and human evolution.
Beyond their role in manual gestures, they are likely to be involved
in the production and interpretation of other nonverbal behaviours in primate social interactions. Both frontal and temporoparietal areas were aroused in a study of theory of mind awareness
(Gallagher et al. 2000). Much more than vocalisation and hand use
may be involved. To assert a link between handedness and vocalisation is not the same as specifying what it might be. The jump
from vocalisation to speech is barely touched upon.
The target article lacks a clear account of human individual differences for brain asymmetry or handedness. Pathology remains
the implicit default explanation, in the absence of a theory of natural variation. Corballiss estimates of the prevalence of right brain
speech (sect. 5.2) neglect evidence from a population representative series of dysphasics (Annett 1975; Annett & Alexander 1996).
Estimates from these sources were confirmed by a community
survey (Pederson et al. 1995), with an incidence of just over 9% in
the general population. The incidence tends to be underestimated
by arguments from Wada tests on epileptic patients classified as
right- or left-handed. If cerebral asymmetries for human vocalisation truly have the ancient lineage argued here, why should any
modern humans be right-brained or left-handed? Was there a period when everyone was left-brained and right-handed? Was a
new genetic mutation required to re-introduce variability? Where
was this supposed universally right-handed species? Corballis
seems ambivalent about these ideas.
The right shift (RS) theory (see Annett 2002 for a review) agrees
with the thesis that the human bias toward right-handedness depends on the bias toward left-hemisphere speech, but it is as fruitless to ask which came first here, as it is with the chicken and the
egg. The theory suggests that a single gene promotes left-cerebral
dominance for speech by weakening speech related cortex in the
right hemisphere. An incidental weakening of the left hand displaces a chance distribution of hand skill asymmetry in favour of
the right. The chance distribution depends on nongenetic accidental variation in the growth of every individual. The right shift
Abstract: The intriguing observation that left-cerebral dominance for vocalization is ancient, occurring in frogs, birds, and mammals, grounds Corballiss argument that the predominance of right-handedness may result
from an association between manual gestures and vocalization in the evolution of language. This commentary supports the general thesis that language evolved From hand to mouth (Corballis 2002), while offering alternatives for some of Corballiss supporting arguments.
The numbered passages in italic below are based on the corresponding sections of the target article; unnumbered paragraphs
convey my comments.
1. Human language emerged from gestural communication. Vocalizations were gradually incorporated into the gestural system.
I agree with this statement but note the problem that it might
be taken to suggest that a complete human language in gestural
mode existed prior to the incorporation of vocalization. I offer instead The Doctrine of the Expanding Spiral: that is, that our ancestors had a form of protosign (a manual precursor of language)
that provided essential scaffolding for the emergence of protospeech, but that the hominid line saw advances in both protosign
and protospeech, feeding off each other in an expanding spiral.
2.3. True syntactic language probably did not evolve until after the
emergence of the genus Homo around two million years ago.
I would speculate, to the contrary, that the protosign and protospeech of early Homo, and even of Homo sapiens until perhaps
50,000 years ago, had little or no syntax. However, contrary to
Bickerton (1995) and in agreement with Wray (1998), I would argue that such protolanguage did not consist primarily of words
akin to todays words, only lacking syntax, but rather was holophrastic that is, consisting primarily of utterances without internal syntax but whose translation into English, say, would require several words and the syntax to combine them. I speculate
that the transition from protolanguage to modern human language
with syntax and a compositional semantics was the result of cultural innovation across many millennia of the history of Homo
sapiens (Arbib 2002). Protosign had the great advantage over protospeech in that it could convey many meanings by pantomime, with
far greater richness than protospeech could gain from expressive
grunts or onomatopoeia.
[A] third person sees you and a companion together, leaves for a moment, returns, and shows surprise at seeing you alone. You immediately . . . make a gesture [that means], She went that way. But your
gesture [also] shows which way she went . . . [Y]our hand pointed out
the direction of your companions departure, but your hand also stands
for her, the one who departed. (Stokoe 2001, pp. xiixiii)
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Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
Against this, I offer the hypothesis that syntax is more a cultural
than a biological phenomenon and therefore speak of a language-ready brain as one that can acquire language in a modern
human society, while denying than human brains have syntax biologically precoded.
2.5. Sign languages invented by the deaf have all the essential
properties of spoken language, including a sophisticated syntax.
Indeed. But it may be asked whether full sign language was a
necessary precursor to spoken language or whether an Expanding
Spiral of protosign and protospeech provided early Homo sapiens
with a language-readiness that fell short of full language, signed or
spoken. In many cases, full sign languages reflect, in part, the attempt of deaf people to import the richness of spoken or written
language back into sign.
2.5. Syntax could have emerged from the structure of individual
gestures themselves.
In similar vein, Stokoe (2001; continuing the quote from Stokoe
above) asserts that: The gesture also has . . . syntax because the
hand for the person and its movement telling what she did are subject and predicate (or noun phrase [NP] 1 verb phrase [VP]).
I think this is a mistake. It is true that a linguist can sometimes
dub the hand shape of a sign as denoting an object and the movement of the hand as denoting an action, but these are not necessarily separable. And if they are not separated, they do not need
syntax to put them together again. It is only the translation to, for
example, English that has this syntax. Moreover, airplane is signed
in ASL with tiny repeated movements of a specific handshape,
while fly is signed by moving the same handshape along a trajectory (Supalla & Newport 1978). Here, both verb and noun combine handshape and motion. For me, the import of the airplane/
fly distinction is that, while a natural gesture is unitary, extending the range of discourse requires distinctions that cannot be
mimed directly. Thus, early humans might have developed a natural pantomime which stood equally for a bird is flying, the flying bird, flying, or bird relying on the listener to interpret
the sign correctly in context. As it became useful to distinguish
these meanings, a community had to develop conventions to mark
them, initiating the transition from pantomime to a conventionalized system of signed communication (Arbib 2003b).
3.1. Facial gestures generally convey syntax, whereas manual gestures supply content, suggesting a progression from manual to facial gesture in the emergence of language.
The first statement is false, thus invalidating the second. Emmorey et al. (2002, Fig. 1) show how a sequence of hand movements may employ classifier constructions to express spatial syntax. But note, too, that signers make fuller use of the facial
musculature than speakers do. Is this because protosign evolved
the appropriate muscle control, or because signers can exploit a
more generic human capacity for fractionation of motor skills? Recent modeling of the development of manual skills seems to suggest the latter (Oztop et al. 2003). And consider learning to play
the piano (surely not part of the experience of early Homo!) with
its cumulative mastery of finger exercises and the hierarchical progression from note to chord to phrase and on to syncopation.
3.1. The next step may have been to add voicing.
Since other primates have vocalization, we can expect that some
voicing was always present. I suggest that the development of conventionalized gestures in protosign, rather than any syntactic
structure in sign, provided the evolutionary drive for the development of a rich protospeech and the concomitant neural apparatus to control the articulators. The Expanding Spiral then allowed the expressiveness of protosign and protospeech to feed off
each other to yield the evolution of the language-ready brain. By
contrast, I find the frame/content theory of MacNeilage (1998)
unconvincing because it grounds the syllable in mastication with
no indication of how evolving modes of communication could provide the selection pressure for relevant changes in the articulators
and their neural control.
3.3. In view of the longstanding involvement of Brocas area in
manual activity, its enlargement in Homo habilis, nearly two mil-
210
lion years ago, may reflect the incorporation of syntax into gestural
communication.
Again, why posit syntax this early? The switch from a closed
repertoire to the ability to create, learn, and use an open set of
holophrastic utterances would possibly have been enough for this.
The stasis of tool use in Homo habilis argues for a long period of
stasis in protolanguage (cf. Noble & Davidson 1996), which might
be more consistent with a limited stock of holophrastic utterances
than with a flexible syntax. This would seem to accord better with
Corballiss later statement (sect. 3.6) that autonomous speech may
have emerged gradually in Africa over the period from 170,000 to
50,000 years ago. I would suggest that language (as distinct from
protolanguage) and rich systems of syntax also emerged, postbiologically, during this period.
ACKNOWLEDGMENT
Preparation of this commentary was supported in part by a fellowship from
the Center for Interdisciplinary Research of the University of Southern
California.
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
Table 1 (Arcadi). Gestures documented in wild chimpanzee
communicative interactions1
Name
Type
Context
Compressed-lips face
Sneer
Full open grin
Low closed grin
Full closed grin
Horizontal pout
Pout
Facial
Facial
Facial
Facial
Facial
Facial
Facial
Aggression
Fear/threat
Fear/excitement
Fear/excitement
Fear/excitement
Distress
Distress
Head tip
Sitting hunch
Quadrupedal hunch
Swaying branches
Postural
Postural
Postural
Object
manipulation
Object
manipulation
Object
manipulation
Object
manipulation
Locomotion
Locomotion
Locomotion
Manual
Manual
Aggression
Aggression
Aggression
Aggression
Presenting
Crouching, bowing
Bobbing
Bending away
Kissing
Embracing
Mounting
Reaching toward with
palm up
Offering back of wrist
Postural
Postural
Postural
Postural
Body contact
Body contact
Body contact
Manual
Submission
Submission
Submission
Submission
Submission
Submission
Submission
Submission
Manual
Submission
Branching
Object
manipulation
Object
manipulation
Object
manipulation
Manual
Manual
Object
manipulation
Attention-getting
sex
Attention-getting
sex
Attention-getting
grooming
Attention-getting
grooming
Appeasement
Attention-getting
play
Manual
Draw attention to
Throwing
Flailing (stick)
Drag branch
Bipedal swagger
Running upright
Charging
Arm raise
Hitting toward, flapping
Leaf clipping
Leaf grooming
Arm high
Arm high
Play start
Pointing
1The
Aggression
Aggression
Aggression
Aggression
Aggression
Aggression
Aggression
Aggression
dominance interactions. Indeed, the repertoire of gestures chimpanzees use to mediate aggressive conflicts appears unexceptional
when compared with those of similarly social species with frequent
status interactions (e.g., canids: Harrington & Mech 1978; Lehner
1978). Beyond the mostly facial and postural gestures used in agonistic contexts, wild chimpanzees occasionally use a small number
of attention-getting gestures that solicit physical approach, but do
not elicit communicative responses, in receivers. The most interesting gesture from the point of view of the gestural origins hypothesis pointing has been observed just once, and that in an
infant, in tens of thousands of hours of wild chimpanzee observational research at many field sites across the species range.
While overstating the complexity of gestural communication
among wild chimpanzees, Corballis also downplays the complexity of wild chimpanzee vocal behavior by emphasizing its dependence on emotional state. However, although it seems clear that
chimpanzee vocalizations are tightly linked to emotional state, this
is apparently also true of many of their gestures, as revealed by reports of attempts to conceal uncontrollable facial expressions (de
Waal 1982; Goodall 1986). In addition, chimpanzees do have some
control over vocal production; they can suppress calls in some contexts (e.g., during territorial patrols: Goodall 1986; when raiding
village crops: personal observation), and they can modify call
structure to a greater degree than has been observed in other primate species (Arcadi 1996; Arcadi et al. 1998; Mitani & Brandt
1994; Mitani et al. 1992; 1999). And finally, it is clearly not the
case, as asserted in section 2.1, that chimpanzee vocalizations are
typically not directed to specific others. Of the 15 chimpanzee vocalizations defined acoustically by Marler and Tenaza (1977), at
least eight of them (cough, scream, squeak, whimper or hoo series, hoo, pant, pant grunt, and pant hoot) are directed at specific
individuals with whom the vocalizers are interacting (Goodall
1986; Hayaki 1990), and one of these (pant hoot) is frequently
used in long-distance calling exchanges, probably with known individuals (Arcadi 2000; Mitani & Nishida 1993).
In part based on his interpretation of wild chimpanzee behavior,
Corballis concludes that gestures came under voluntary control before vocalizations in a population of human ancestors. But current
research on wild chimpanzees offers no obvious justification for
this hypothetical order of events. In the absence of human influence, nothing chimpanzees do vocally or manually bears much resemblance to language or to modern human gestural communication (Arcadi 2000). Consequently, the evidence from chimpanzees
does not make a compelling case to eliminate the alternative and
simpler evolutionary hypothesis, that is, that vocalizations came
under voluntary control through selective pressures on an already
variable and possibly socially influenced vocal repertoire (Arcadi
1996; Marshall et al. 1999; Mitani & Brandt 1994; Mitani et al.
1992; 1999), and that the integration of manual gestures into linguistic interactions evolved during or after this process.
Abstract: Corballis presents a plausible evolutionary mechanism to explain the tight linkage between cerebral lateralization for language and for
handedness in humans. This argument may be bolstered by invoking
Stokoes notion of semantic phonology to explain the role of Brocas area
in grammatical functions.
211
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
been less than convincing. The lateralization of language functions
is often thought of as a uniquely human trait, but as Corballis
points out, lateralization for vocalization is far from unique; in fact,
it is quite common in the animal kingdom. What probably is
unique is the consistent, population-level handedness seen in
human beings. What is new here is Corballiss assertion that the
initial step was the introduction of a gesture-based language, followed by the recruitment of vocalization by a developing gesturelanguage capability. If there is some inherent tendency for vocal
functions to be lateralized to the left side of the brain, then, as
speech came to predominate, it could have influenced the development of handedness first for gesture, later more globally.
The correlation between left cerebral hemispheric lateralization for language and for handedness makes sense if we assume
that it is communication-through-gesture that underlies both
functions. In support of this assertion, Corballis mentions the
fairly well-known association of sign language functions with
Brocas area in deaf native signers. This association has been taken
as evidence of an abstract linguistic function for Brocas area (see
Emmorey 2001, p. 292); that is, if Brocas area can deal with language in such divergent modalities, then it must function linguistically at a highly abstract level. Corballis offers us an alternative
explanation. If his hypothesis is correct, then Brocas area has been
built up from a practical action/recognition system.
How, then, can we account for Brocas area as a syntax or
grammatical processing center? First, we can repeat that this area
in the human brain may be homologous with the seat of mirror
neurons in the brains of nonhuman primates. Second, we could
repeat a suggestion of Armstrong et al. (1995) (noted by Corballis) that syntax evolved through a series of stages in which hominids parsed grammatical elements out of meaningful but potentially componential manual gestures. The appearance of syntax
has generally been construed as a chicken and egg problem
how can you have the grammatical components of a sentence
without first having a sentence, but how can you have a sentence
without first putting together a string of components that have
grammatical roles? (In this regard, see Jackendoff 2002.) One solution has been to assume that syntax arrived all at once, perhaps
enabled by a genetic mutation. Stokoe (1991) proposes an alternate solution to this problem in terms of what he calls semantic
phonology, which was elaborated on by Armstrong et al. (1995).
In this formulation, an iconic manual gesture, such as the grasp
gesture described by Corballis, is seen as having an agent/action
semantic structure built into its physical expression. This structure
is also parsable into a primitive noun phrase and verb phrase
for example, a hand and its movement. So, if we assume that, instead of having to build up sentences from elementary components that could only be identified within the context of existing
sentences, early hominids could have seen the components as
parts of already meaningful wholes, we can see a way for grammar
to develop gradually. Incidentally, Stokoe also saw elements of the
phonological system of an incipient sign language in these iconic
manual structures. Hence, there would have been the possibility
for carving the combinatorial elements of the phonological, syntactic, and semantic systems out of these elementary, transparently meaningful structures.
Another source of support for Corballiss hypothesis comes
from the observation that hand preference appears in signing before it does for object manipulation in young children (Bonvillian
& Richards 1993). This original preference in signing is then
highly correlated with the hand that eventually becomes the
childs dominant hand for other purposes. I have suggested elsewhere (Armstrong 1999, p. 122) that a tight linkage between handedness and signing might help to solve the mystery of the linkage
between lateralization for language and for handedness. By proposing his current hypothesis, Corballis has proposed a plausible
mechanism for the manner in which this association developed
phylogenetically.
Perhaps harder to support is Corballiss notion that a shift from
gestural (or signed) to spoken language was the key to the rapid ex-
212
Abstract: The role of Brocas area is currently unclear even with regard to
language. Suggestions that this area was enlarged on the left in certain of
our hominid ancestors are unconvincing. Brocas area may have nothing to
do with a lateralized gestural or vocal system Handedness may have
evolved more than four million years ago.
In the target article, Corballis has proposed a theory of how handedness arose in humans. Other authors have proposed similar evolutionary scenarios. What is novel in Corballiss proposal is the idea
that vocalization was lateralized before language and that lateralized gestures preceded, rather than followed, a right hand superiority for skilled action.
Considerable theoretical weight is attached to the role of Brocas
area in the target article. However, despite more than a century of
research, we are still not entirely clear as to the significance of this
area in humans (Bub 2000). In discussing the celebrated case of
Leborgne, Broca (1861b) dismissed the significance of neighbouring areas of damaged cortex, thereby inviting a strict localisationist
view of the role of the third frontal convolution. In a later publication, he drew attention to the fact that in each of the eight patients
discussed in the 1861 paper, the damage also involved this area
(Broca 1865). Although Broca himself was cautious about drawing
any conclusion therefrom, the critical role of the inferior frontal
gyrus in language articul became widely accepted by many
(Pierre Marie was a notable exception). However, damage to this
convolution alone does not appear to produce a permanent Brocas
aphasia (Mohr et al. 1978), notwithstanding the confident assertions of generations of neuropsychologists and neurologists.
Broca was uncertain about whether patients who have lost the
power of speech should be regarded simply as having forgotten
how to articulate (ont seulement oubli lart de larticulation),
which Broca thought of as an intellectual or cognitive deficit, or
whether the impairment constituted a type of motor deficit confined to speech sounds (dune ataxie locomotrice limite la partie de lappareil nerveux central qui prside aux mouvements de
larticulation des sons), which he considered to be a somewhat
lower-level deficit. Either way, the essential nature of Brocas
aphasia, and hence the role of the inferior frontal gyrus, has been
obscure ever since.
Another reason the role of Brocas area is obscure, arises from
the discovery of mirror-neurones. Corballis argues that mapping of perception onto execution seems to provide a natural starting point for language and supports the idea that language originated in gesture, not in vocalization (sect. 2.2). However, not all
manual movements should be considered gestures (a concept that
is somewhat underspecified in the target article). In both humans
and monkeys, mirror neurones appear to be related to actions related to object manipulation (Rizzolatti et al. 1996b). In any event,
the presence of mirror-neurones in monkeys does not seem to
support an ability in these animals to mirror or reflect, that is, to
imitate, actual manual behaviour (see Hauser et al. 2002). Vocal
imitation, too, appears to be absent in monkeys, yet this might be
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
regarded as a fundamental prerequisite for attaining spoken language. The implication is that the presence of mirror-neurones in
humans may be irrelevant to our faculty of language, despite being associated with Brocas area.
Corballis is impressed by the suggestion (Holloway 1983) that
there was an anatomical asymmetry in Brocas area in Homo habilis (see also Falk 1983). I am less convinced. Given the individual variability of gyral morphology in extant brains, any inferences
(e.g., Falk 1983) made from patterns on endocasts of fossil skulls
to underlying cortex must be regarded with caution, if not downright scepticism, and are, according to Oakley (1972), no more
reliable than any other form of phrenology (p. 48).
Even if we accept the evidence concerning Brocas area, there
remains the possibility that an asymmetry in this region, as with
the planum temporale (Annett 1992; Beaton 1997), relates to
handedness (see Foundas et al. 1998) rather than to speech. Toths
suggestion, based on examination of ancient stone tools and modern tool-making experiments, that Homo habilis was largely righthanded as long ago as 1.9 to 1.4 million years ago, is well known,
although not without its critics (see Marzke & Shackley 1986; Noble & Davidson 1996). It is conceivable that some even earlier ancestor of modern humans was right-handed perhaps for such actions as throwing sticks or stones (Calvin 1983a).
The claims that Australopithecus (Ardipithecus) ramidus
(White et al. 1994) and Australopithecus anamensis (Leakey et al.
1995), not to mention Orrorin tugenensis (Senut et al. 2001) and
Sahelanthropus tchadensis (Brunet et al. 2002), were bipedal raise
the possibility (see, for example, Previc 1991) that handedness
emerged more than four million, and possibly more than six million, years ago. The available fossils do not provide relevant evidence, but it may be appropriate to note that the Homo erectus (or
H. ergaster) specimen referred to as Nariokotome boy shows certain features, such as a longer right than left ulna bone (Walker &
Leakey 1993), which are found on the skeletons of modern, and
therefore predominantly right-handed, humans (Steele 2000). If
this was also the case for any of the other putative hominid species,
it might indicate that a right-hand superiority for most actions, not
just gestures, was present much earlier than Corballis proposes.
Regardless of when language or handedness evolved, it is a mistake, in my view, to think of handedness purely in categorical terms.
Most discussions of laterality tend to ignore its variability (see
Beaton 2003). With regard to preference, there is no clear dividing
line between right- and left-preferent individuals when a range of
manual activities, rather than a single task such as writing, is considered (Annett 1970). Thus, mixed- and left-handedness have to
be explained as well as right-handedness. Those genetic theories
which introduce an element of chance or randomness into their postulates (Annett 2002; Laland et al. 1995; McManus 1985a) can cope
with this, but theories such as the one under scrutiny here have difficulty in accounting for the discrepancy that sometimes occurs between laterality of speech and the side of the preferred hand.
Corballis refers to the possibility that one allele of a handedness gene codes for some underlying gradient to be expressed
whereas the other essentially leaves handedness to chance (sect.
5.3, last para.). It is thus not clear that his theory differs in principle from theories such as those of Annett and McManus. The only
issue that distinguishes his evolutionary theory from the genetic
theories concerns whether handedness should be considered a
byproduct of speech lateralization or of an earlier lateralization for
vocalization and gestures.
In speculating on the origins of laterality, it may be misleading
to concentrate on handedness, albeit this is the most conspicuous
behavioural asymmetry exhibited by humans. There are many
other kinds of lateral preference of which the preference for one
or other foot is perhaps the strongest. There is no obvious connection between meaningful gestures and footedness, eyedness,
or various other forms of side preference. If only these aspects of
laterality, rather than handedness, were to be under consideration,
it is unlikely that any causal link with vocalization or language
would be postulated by Corballis or by anyone else.
Abstract: An intervening gestural stage in language evolution, though seductive, is ultimately redundant, and is not necessarily supported by modern human or chimp behaviour. The findings and arguments offered from
mirror neurones, anatomy, and lateralization are capable of other interpretations, and the manipulative dextrality of chimps is under-recognized.
While language certainly possesses certain unique properties, its roots are
ancient.
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Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
that captivity, or any subtle effects of human handedness, would
cause a systematic bias absent in the wild, though it may unmask
or release latent effects.
Corballis claims that, unlike our speech, vocal control is relatively inflexible, involuntary, and emotional though he also, separately, argues that manual gesture progressed to facial gesture,
and thence to speech proper, by the addition of voicing, perhaps
initially as emotional accompaniment; and that, therefore, chimps
cannot be taught to speak. However, that bonobos do understand
quite complex spoken commands, suggests that the problem for
apes may be more in the realization of speech sounds than in their
comprehension.
As Hauser et al. (2002) note, animal communication, though
sharing many features with human language, lacks its rich expressiveness and open-ended recursive and re-combinatory power.
We cannot yet conclude whether the evolution of the latter was
gradual or saltatory; and if gradual, whether it extended pre-existing primate systems, or whether important features such as recursion were exapted away from other, previous, irrelevant but
adapted functions like tool-making or social behaviour, and then
made available for language. Thus, certain features of language
may be spandrels, by-products of pre-existing constraints, rather
than end-products of a history of natural selection.
In conclusion, I applaud Corballiss ingenious and seductive hypothesis, but I dispute whether handedness would have emerged
as vocalization was progressively incorporated into gestural language (sect. 6, para. 3); the roots of both are surely far older than
the latter.
Abstract: We add evidence in support of Corballiss gestural theory of language. Using transcranial magnetic stimulation, we found that productive
and receptive linguistic tasks excite the motor cortices for both hands. This
indicates that the language and the hand motor systems are still tightly
linked in modern man. The bilaterality of the effect, however, implies that
lateralisation is a secondary issue.
In attempting to construe a biological model for language, the issue of lateralisation cannot be ignored. The long-known correlation between manual dexterity and language lateralisation certainly was a starting point for the development of a gestural theory
of language. Furthermore, language lateralisation is the single
most critical factor for determining whether an ischemic stroke
will lead to aphasia (Knecht et al. 2002). At this point, however, focusing on lateralisation issues may not be of additional help. It may
simply distract from more important issues in enhancing language
recovery. A comprehensive neurobiological understanding of the
human language system will aid in the development of effective
treatment options for language disorders, the most prevalent being stroke-related aphasia.
One methodological problem is that the evidence put forward
with respect to language development is necessarily circumstantial, because of the retrospective character of the study designs.
The gestural theory of language, as eloquently outlined by Corballis, has nevertheless substantially contributed to the construction of such a biological model of language. It relates language to
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Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
Abstract: Corballiss claim that the origin of syntax lies in solely gesture is
contested. His scenario does not explain why constraints on syntactic
movement are apparently part of the human biological endowment for
language. It also does not pay enough attention to the internal structure of
sentences, and how they contrast with other linguistic units such as noun
phrases.
Michael Corballiss scenario raises fascinating questions for physiologists and neurologists. I will concentrate here on three linguistic points, the last being the most important.
Corballiss use of the term voicing is odd. It is true, as he says in
section 3.2, that [p], [t], and [k] are in many languages distinguished from another series of plosives, [b], [d], and [g], by voicing, in that the vocal folds vibrate during the production of the latter but not the former. But that is not the main way in which the
so-called voiceless and voiced stops are distinguished in English,
as it happens (more important factors are voice onset time in following vowels and the length of preceding ones). Besides, there
are many languages in which contrastive voicing plays no role at
all; that is, vibration of the vocal folds is entirely predictable (vowels, liquids, and nasals being voiced and plosives being usually
voiceless). But that does not mean that in those languages the vocal folds are redundant. Consonantal place of articulation is signalled acoustically by formant characteristics of neighbouring
vowels, even when the consonant itself is voiceless. So adding vocal fold vibration to facial gesture (if that is what happened) would
have served mainly not to increase the repertoire of consonant
sounds, but rather to increase their audibility at a distance and in
particular to render them auditorily more distinct.
In section 2.5, Corballis argues that the origin of syntax can be
traced to iconic gesturing. Different aspects of syntax almost certainly originated at different times and in different ways; but at
least some of those aspects that belong to our biological endowment (rather than our cultural environment) more probably originated at a time when language was primarily spoken rather than
signed, I think. Consider the sentences When did the boy say he
hurt himself? and When did the boy say how he hurt himself? The
first is ambiguous (it may relate to the time of the boys injury or
the time of his statement), whereas the latter is not (it can relate
only to the time of the boys statement). This is apparently not a
cultural fact, relating to the English language in particular, because it is not something that children learning English natively
make mistakes about (like saying bringed or brung for brought, for
example). Yet, there is nothing semantically odd about interpreting the second sentence as relating to the time of the injury. Indeed, that interpretation is available to the variant of it, without
WH-movement, that conveys incredulity (Surely my ears deceived me!): The boy said how he hurt himself WHEN?! Why this
discrepancy between the two sentences? It seems to have to do
with constraints on the sort of movement that transports question-words such as when and how to the beginning of the clause
in English. This relates to the gestural origin theory as follows. It
is not clear whether syntactic movement plays such a large part in
sign languages as in spoken languages. Indeed, it is understandable why it should not: some manual signs can be superimposed
on one another, or made simultaneously, whereas spoken words
cannot be superimposed in an utterance. The role of linear order
is thus somewhat different in the two kinds of language. So, because that part of the human endowment for syntax which rules
out one conceivable interpretation of the When . . . how . . . sentence seems crucially to do with constraints on reordering, it
seems unlikely to have originated at a stage when language was
mainly gestural (even if such a stage existed).
Corballis bases his belief in a gestural origin for syntax on suggestions by Armstrong et al. (1995). He says (sect. 2.5): there are
many gestures in common use that can be understood as a simple
sentence, such as the shrug, or the dismissive wave of the hands
that says, in effect, forget it. But what makes a sentence a sentence, (e.g., Columbus discovered America) rather than, say, a
noun phrase (e.g., Columbuss discovery of America) is not its
meaning but its internal structure. It is true that some sentences
in some languages consist of a single word, and in that sense lack
structure. But that is the exception rather than the norm. The gesture of grasping the left forefinger with the right hand does indeed
have a structure that can be interpreted as sentence-like, but many
other gestures do not including the shrug. That is the flaw in
Armstrong et al.s scenario for the origin of syntax (CarstairsMcCarthy 1996). Indeed, it is precisely the lack of structure in
the Neapolitan equivalent of the shrug that, according to one famous anecdote (Malcolm 1958, p. 69), persuaded the philosopher
Wittgenstein that the analysis of propositions proposed in his
Tractatus Logico-Philosophicus was on the wrong track.
What research on language evolution urgently needs is input
from experts on the grammar of sign language. It is they who can
comment most expertly on whether or not any biologically fixed
characteristics of syntax-as-it-is, spoken as well as signed, can plausibly be seen as the residue of a predominantly gestural stage. Sign
language experts may be reluctant to become involved in this area
because it hints at the possibility that sign languages are different
from spoken ones in a fundamental fashion that is not purely attributable to the medium which in turn hints at the discredited
notion that sign languages are inferior. However, difference does
not imply inferiority. It may be that some of the poor design features of spoken language grammar (and poor design features certainly exist!) are attributable to an origin in something other than
gesture (namely, the structure of the syllable in the phonology of
spoken languages), and it may even be that contemporary sign languages lack some of these poor design features simply because
deaf children are not exposed to spoken syllables (CarstairsMcCarthy 1999).
Abstract: What do the relationships observed in the occurrence of various limb, facial, and speech apraxias following left hemisphere damage
mean for Corballiss theory? What does the right hemispheres role in nonpropositional and automatic speech production tell us about the coevolution of right hand preference and speech; how could the possibility that
the right hemisphere may be dominant for some aspects of speech be
accommodated by his theory?
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Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
mann (1913/1979) suggested that the word limb here, refers to
the tongue, palate, and oral mechanism (p. 56). In the same
tradition, Kimura (1976; 1982; Kimura & Archibald 1974) proposed that the reason for the apparent close relationship between
speech and praxic impairment is explained with reference to the
finding that speech processing is highly dependent on praxic skills,
and that the development of the capacity to speak is built on a phylogenically earlier capacity for action and gesture. Corballis recognises the relationship but sees the causality running in the
opposite direction. First there was vocalisation, then gestural
communication developed to augment that. A left hemisphere
dominance for vocalisation and gesture, the latter controlled by
Brocas area, gave rise over time to right hand dominance for the
great majority of us. This contrasts with Rizzolatti and Arbibs
(1998; see also Arbib, submitted) scenario based on mirror neurone research, which sees vocalisation and gestural communication as essentially separate before the development of speech
(which they see also as coming predominantly from a preexisting
capacity for gestural communication based on Brocas area). Arbib (submitted) points to the marked relative anatomical distance
between the vocal anterior cingulate and a gestural Brocas area as
supporting this view.
A further issue not considered in Corballiss target article is the
role of the right hemisphere in speech encoding; both hemispheres are engaged in language processing, and even in speech
encoding. While it is clear that the left hemisphere is the most important for the mediation of speech encoding, there is a range of
evidence from imaging studies and brain damage that the right
hemisphere is engaged for most of us in at least the nonpropositional, holistic, emotional, and automatic aspects of speech encoding (Code 1997), and may be dominant for these aspects. Studies of aphasic speech automatisms (Code 1994) and the remaining
speech of adults who have undergone left hemispherectomy
(Code 1996; 1997) provide evidence for right hemisphere engagement in nonpropositional, emotional, and automatic aspects
of speech production.
Early studies using regional cerebral bloodflow during automatic counting (Ingvar & Schwartz 1974; Larsen et al. 1978; Skinhoj & Larsen 1980) and recent positron emission tomography
scanning during repetition (e.g., Cowell et al. 2000; Wise et al.
1999) show that the right hemisphere is active during automatic
and repetitive speech. Larsen et al. (1978) found no significant differences between right and left hemispheres during automatic
counting in 18 right-handed volunteers. Bloodflow was predominantly in the upper premotor and sensorimotor mouth areas and
the auditory areas of the temporal lobes, with no significant activation of Brocas areas on either side. More recently, Ryding et al.
(1987) examined 15 nonaphasic right-handed volunteers reciting
the days of the week and humming a nursery rhyme with a closed
mouth. Significantly more activity was observed in the right than
left hemisphere during automatic speech, but not for humming,
which showed equal bilateral activation. Ryding et al. suggest a left
hemisphere control for motoric control of speech but right hemisphere control of vocalisation.
Speedie et al. (1993) described a right-handed Hebrew-French
bilingual whose automatic speech was disrupted following haemorrhage involving the right basal ganglia. He was not aphasic but
had marked difficulties counting to 20, reciting the Hebrew
prayers and blessings before eating that he had recited daily
throughout his life, or singing highly familiar songs, although he
was able to correctly hum some. His ability to swear and curse was
also impaired following the right basal ganglia lesion. This case appears to demonstrate a dissociation between nonpropositional and
propositional speech and provide evidence of right hemisphere
dominance for automatic and nonpropositional aspects of speech
and vocalisation.
This possible right-left dissociation in propositionality in speech
may be more prominent in left-handers than right-handers. Using
the Wada technique, Milner and associates (Milner 1974; Milner
et al. 1966) showed that seven of 17 left-handed (but neurologi-
216
Abstract: Unlike all other lateral specializations, the necessity for unilateral dominance is clear only for the case of the motor control of the speech
organs lying on the midline of the body and innervated from both hemispheres. All functional asymmetries are likely to be a consequence of this
asymmetry of executive control.
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
the-same speech organs would inevitably imply a dysfunction that
would make coherent speech impossible. Left-right functional
asymmetry (~dominance) for speech is more accurately described
as a motoric necessity than a luxury of efficient storage.
Passinghams theoretical argument has found empirical support
in brain imaging studies on chronic stutterers. Unlike the relatively strong unilateral left hemispheric activation seen in normal
speakers, stutterers exhibit an abnormal pattern of bilateral activation. Moreover, training to reduce the stuttering is associated
with the emergence of left dominance (Fox et al. 1996). The underlying neurophysiological mechanisms remain unclear, but the
bilateral activation in stutterers (and unilateral left activation in
stutterers who arent stuttering) is direct evidence that a behavioral disorder can result from a failure to achieve unilateral dominance.
What the argument concerning the necessity of unilateral
dominance for speech means is that the underlying reason for human functional asymmetries is grounded in comprehensible issues of behavior. For vocal communication, unilateral dominance
will be favored to the degree that the phonological message is a
complex sequence of motor commands that cannot be coherently
delivered from two quasi-independent cerebral hemispheres. For
the highly complex behavior of human speech, the need for precise, millisecond control is clear, but the same advantage of unilateral control should also hold for other species, insofar as their
vocalizations imply relatively complex motor sequences (e.g., the
song of songbirds). At the other extreme, where the barking of
dogs and the screeching of monkeys has little temporal organization and is not informationally complex, the need for unilateral
control is less critical (and, in fact, empirically ambiguous). Insofar as fear, anger, and mating vocalizations of many species are a
consequence of bilaterally symmetrical limbic activations, unilateral motor control is simply unnecessary as both hemispheres
holler their similar messages.
In terms of human evolution, it is clear that increased manual
dexterity in general would be advantageous, but it is not obvious
how the very slight asymmetries of precision-versus-power (etc.)
of the hands in primates or early Homo sapiens could have had
evolutionary significance. In contrast, a severe impediment of
stuttering or the confusion created by both hemispheres simultaneously attempting to convey different vocal messages using the
same organs of speech would be socially disadvantageous. For this
reason, it seems likely to me that the traditional argument advocated by Brain (1945) (and supported by Corballis, sect. 1), that
is, that modern human laterality is first and foremost an issue of
the motor control of speech, is correct for the evolutionary reasons given by Passingham. However, the evolutionary argument
implies contrary to Corballiss gestural argument that, as a consequence of the executive dominance required for speech acts, a
host of asymmetries subsequently evolved with one hemisphere
becoming dominant for executive control (Goldberg 2001). These
include the asymmetries of handedness and footedness, and the
emergence of the paralinguistic functions of the right hemisphere
(Cook 2002). The many known lateral asymmetries might be generalized into some overarching duality of fine-motor-control versus support functions, but the underlying behavioral necessity of
unilateral motor control arises initially from the problem of control of the midline organs of speech. Nothing comparable is known
in the realm of gestures and handedness.
I conclude that the flip-flop causal chain advocated by Corballis (manual gestures speech asymmetry handedness) is less
plausible than the traditional view (animal vocalizations speech
asymmetry handedness), but I fully agree that a combination of
evolutionary speculations, modern neuropsychological data and
backward extrapolation from current genetic data (e.g., Crow
2002) will remain the main tools for explaining the remarkable
switch from the relative symmetry of the primate brain to the
functional asymmetry of the human brain.
Abstract: Recent studies with human infants and nonhuman primates reveal that posture interacts with the expression and stability of handedness.
Converging results demonstrate that quadrupedal locomotion hinders the
expression of handedness, whereas bipedal posture enhances preferred
hand use. From an evolutionary perspective, these findings suggest that
right-handedness may have emerged first, following the adoption of
bipedal locomotion, with speech emerging later.
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Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
occurred when infants began to stand up and perform their first
independent steps. Initially, when infants began to walk, and their
upright balance was quite precarious, they increased their rate of
two-handed responses for reaching and retrieving concealed objects. Yet, as soon as they developed relatively steady gait patterns
and gained better upright balance, stable one-handed lateral responses reemerged (Corbetta in press; Corbetta & Bojczyk 2002).
Converging observations have been reported in studies aimed
at assessing the role of posture on handedness in nonhuman primates (Spinozzi et al. 1998; Westergaard et al. 1998). Similar to
human infants, and as reported by Corballis, nonhuman primates
do not display clear hand preference at the population level. However, evidence shows that it depends the strength of hand preference in nonhuman primates can be altered by task and postural
constraints, just as in humans. In particular, Spinozzi et al.s (1998)
and Westergaard et al.s (1998) research revealed that when subjects were asked to retrieve food from a quadrupedal posture, no
clear pattern of hand preference emerged. In contrast, when the
same subjects were constrained to adopt a bipedal posture to solve
identical manual tasks, preferred biases in hand use increased significantly.
Together, these studies with human infants and nonhuman primates confirm the existence of a close interaction between posture and the lateral organization of the upper limbs. Moreover,
these studies suggest that the adoption of the upright posture contributes significantly to enhance and stabilize the expression of
manual preferences. Based on this evidence, it seems plausible
that when bipedalism emerged in human evolution, about six to
four million years ago, the progressive anatomical and neurophysiological changes that such adaptation incurred, entailed and
facilitated the formation of right-hand use and brain lateralization.
Moreover, based on the above-mentioned evidence, it is conceivable that the emergence of right-handedness might have come before the emergence of speech in human evolution, as handedness
would have emerged closely aligned with the evolution of bipedalism. Our alternate proposal, however, would still be compatible
with part of Corballiss scenario that gesture and supposedly, in
our account, lateralized forms of gesture may have been associated with vocalizations and may have subsequently led to the evolution of congruent lateralized speech functions.
ACKNOWLEDGMENT
We would like to thank Todd Freeberg for his comments on an earlier draft
of this commentary.
Corballis traces gestural protolanguage in earlier hominids to vocal protolanguage in later hominids, giving rise to a legacy of overwhelming right-handedness in humans. His argumentation follows an extended path, one that is unfortunately more frequently
based on appealing to intuitive plausibility than providing a critical evaluation of data. Here, we will be working the handles on two
of Corballiss intuition pumps, arguing that neither the mirror
system nor human gesturing produce the flow of evidence he desires.
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Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
As before, the strongest implication may be that convergence
among perceptual and motor systems is a critical underlying component of language. As Kendon (1991) points out, multimodal information is continually brought forth as an essential part of human cognition. That gesture can effectively stand in for signaling
in the auditory-vocal modality highlights that integration is important, but not that the manual component per se has played a
special role. On the contrary, speech is the normal means of linguistic communication across the entire human species, with gesturing always being ancillary. Gesture takes on language properties only by dire necessity, which is surely not the sort of evidence
that compels a view that language evolved sequentially from gesture to speech. It instead suggests primacy for the latter, but with
both modalities being more fundamentally rooted in the integration of sensory and motor channels in underlying neural organization.
While ultimately about right-handedness, Corballiss argument
relies most heavily on the gestural-origins hypothesis and the various bits of evidence that can be marshaled in its support. In our
view, he has not produced a straightforward progression of inexorable inferences and necessary implications. Instead, he presents
a series of intuition pumps and primes the reader to think along
the lines desired. Making the case requires rather more than intuitively pumping for it, and a critical and balanced evaluation of
the data would be a better way to proceed.
Abstract: This commentary takes issue with Corballiss claim to have presented a falsifiable hypothesis. It argues that Corballis has instead presented a framework of weak inferences that, although unfalsifiable, might
help to constrain future theory-building.
Corballis ends his article with the claim my hypothesis is not simply a just-so story (sect. 6, last para.) and that it could be falsified.
In making this statement Corballis is displaying a sensitivity to past
criticisms of the evolutionary endeavour, and he is laudably trying
to expose his speculations to due scrutiny. Prior to this, Corballis
lays out the structure of his argument and indicates possible points
of weakness, but despite this openness, I am not convinced that
the overall hypothesis in this paper is falsifiable, and I shall present my concerns in this commentary.
Falsificationism was proposed by Popper (1959) both as a response to the problem of induction and also as a principle of demarcation, a method of distinguishing the natural sciences from
all other epistemological effort. Falsificationism is not a loose position, but it is one that places strict constraints on the structure of
scientific hypotheses. Hypotheses must contain a lot of information enabling detailed and precise predictions to be drawn, and it
is this detail that increases the probability of the falsity of the hypothesis, as well as making it clear how to falsify it. Nonetheless,
when falsification does not occur, the utility of the statement is enhanced by this precision. There are many problems with falsification as a philosophy of science not least, issues surrounding the
theory-dependence of methods but as a guiding principle of scientific clarity, it is much sought after.
Corballiss article consists of a number of hypotheses, rather
than a single one, and as such the overall collection might best be
viewed as a story, which does not make the work less scientific,
simply synthetic. The story is a long conditional argument of approximately the following form:
1. If spoken language gradually evolved from a system of manual gestures (hypothesis 1) and:
2. If mirror neurons (in area F5) are important for establishing
and maintaining a system of manual gestures (hypothesis 2) then:
3. The point in time at which area F5 became left-lateralized
might mark the point at which vocal language took over from gestural communication (hypothesis 3), and:
4. This lateralization might explain the drive to predominant
right-handedness in humans (hypothesis 4).
Each of these hypotheses is fleshed out with a variety of comparative, empirical, and archaeological arguments from the literature, and, as such, they are grounded in substantial amounts of
theory. However, Corballis sees the whole story as critically dependent on the veracity of hypothesis 1. If this can be falsified, the
rest of the story dies with it, although he cautions that this would
not mean that left-lateralized vocal control did not precede handedness. But how might one attempt to falsify the hypothesis that
vocal language evolved from manual gestures? A hypothesis of this
sort, about a possible phylogenetic event, is very low in detail and
precision. For example, there is no comment about how this might
have happened and what characteristics it would lend spoken language. Instead, as with all gestural theories of language, it is predicated upon a set of tantalising facts the existence of full, natural sign-languages, home-signing, infant use of deictic cues and
the common act of gesturing whilst speaking (see Dickins 2002 for
a discussion of gestural theories) and Corballis has reproduced
some of these facts. None of these behaviours carry signatures
of an ancient, prelinguistic, or even prevocal heritage and role. All
could equally be interpreted as evidence of gesture supporting
speech at any given moment in the long history of language. This
hypothesis does not meet Poppers standard and is perhaps best
regarded as a weak inference.
Over recent years, there has been much discussion about the
role of mirror neurons in the evolution of language. Such neurons
are in area F5 in monkeys, a homologue of Brocas area, and this
fact has raised much excitement. Researchers have wondered
whether the imitative possibilities permitted by mirror neurons
are a precursor to a communication system with intentional properties (Rizzolatti & Arbib 1998). Corballis has incorporated this as
hypothesis 2, suggesting that such neurons might be used in establishing a gestural system of communication, and the novelty of
this system, combined with the comparative evidence, might be
taken to indicate an ancient, prelinguistic provenance for gesture.
Hurford (2003) has recently argued that although mirror neurons indeed afford imitation, and this imitation might be a function of the later emerging (and lateralized) Brocas area to some
extent, the critical aspect of language that of attaching an arbitrary sound to a representation of a concept in a symmetrical relation cannot be a part of this system. If the system imitates, it
has to have something to imitate see a gesture, perform the same
gesture and this alone will not afford symbolic representation.
Mirror neurons may simply have been of use when the critical innovations for language emerged. This hypothesis fails to make
claims precise enough to open it to falsification, because it significantly fails to account for the core aspects of the phenomenon to
which it is addressed. However, we can salvage something of Corballiss story. The existence of mirror neurons does not necessarily support a gestural theory, but it is the case that Brocas area is
left-lateralized in most humans. It might be that this aspect of the
evolution of vocal control did drive handedness, whether or not
there is a relationship between gesture and speech. So, in effect,
we can divorce hypothesis 4 from the preceding three. Nonetheless, hypothesis 4 is not sufficiently fleshed out to make the order
of predictions that Popper would demand of it, and Corballis presents only correlation data to support it, which he admits might be
illusory, and this is again a form of weak inference.
Corballiss story is not falsifiable, but this does not mean we
need dismiss it as a just-so story. Instead, such speculative arguments should be seen as an important precursor to constructing
tight hypotheses. Corballiss weak inferences provide a form of
BEHAVIORAL AND BRAIN SCIENCES (2003) 26:2
219
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
possible world argument in which prescientific hypotheses can be
explored. This is not a process amenable to falsification, even
though it borrows data from the natural sciences, but it is a process
that helps us to think hard about hypotheses we might like to construct. It was this kind of thinking that Darwin put to great effect
when constructing his natural history.
Abstract: Corballis seems to have not considered two points: (1) the importance of direct selection pressures for the evolution of handedness; and
(2) the evolutionary significance of the polymorphism of handedness. We
provide arguments for the need to explain handedness in terms of adaptation and natural selection.
According to Michael C. Corballis, the brain lateralization for vocalization might precede the lateralized control of the hands. This
certainly has to be taken seriously. However, we would like to comment on two points that he has apparently not considered: (1) the
importance of natural selection for the evolution of handedness;
and (2) the significance of the polymorphism of handedness.
In the theory presented by Corballis, handedness is described
as a neutral character. Right-handedness is regarded as a direct
consequence of the left-hemisphere dominance for vocalization.
It is, however, difficult to consider handedness as a neutral character. For most manual tasks, especially those tasks involved in
competitive activities, increasing performance by the specialization of one hand is certainly adaptive. For example, lateralized cats
are faster at catching a virtual prey on a screen with one paw, compared to cats that have not specialized one of their paws (FabreThorpe et al. 1991). In humans, hand or arm lateralization, whatever the side, is probably an adaptation for many activities, such
as tool making and tool use (MacNeilage et al. 1987) or stone
throwing (Calvin 1982; 1983a; 1987; 1993).
In fights, being lateralized certainly is an advantage. For example, many weapons are held with only one hand. Increasing the
power, speed, and maneuverability of a particular arm or hand,
that is, specializing it, is certainly pivotal. Aggressive interactions
are responsible for fundamental selection pressures acting during
primate and human evolution (e.g., Archer 1994; Bridges 1996;
Daly & Wilson 1989; Furlow et al. 1998; Guilaine & Zammit 2001;
Haas 1990; Wrangham & Peterson 1996; Zollikofer et al. 2002).
The higher prevalence of right-handedness might well be due to
a previously existing cerebral bias. But the specialization of one
forelimb leading to right- or left-handedness is better viewed as
the result of natural selection. The constitutive cerebral bias might
well have driven the adaptive lateralization towards right-handedness. Nevertheless, it is unclear how the left-brain lateralization
for vocalization alone, without natural selection for hand or arm
specialization, would lead to the actual right-handedness.
An important problem is not tackled by Corballiss theory. The existence of a polymorphism of handedness remains unexplained. Yet,
it is observed in all known human populations (Raymond & Pontier,
in press) and described since the Palaeolithic (e.g., Bermdez de
Castro et al. 1988; Gronen 1997a; 1997b; Lalueza & Frayer 1997).
Left handedness is associated with several fitness costs (e.g., Aggleton et al. 1993; Annett 1987a; Coren & Halpern 1991; Daniel & Yeo
1994; Gangestad & Yeo 1997; Geschwind & Galaburda 1985a;
1985b;1985c; Grouios et al. 1999; McManus & Bryden 1991). The
persistence of an apparently stable proportion of left-handers implies the balancing of these costs by some advantages.
One of the observed costs is the smaller size and weight of left-
220
Abstract: Right-hand preference for conversational gestures does not imply close connections between the neural systems controlling manual and
vocal communication. Use of speech and gestures may dissociate in some
cases of focal brain damages. Furthermore, there are limits in the ability
to combine spoken words and concurrent hand movements. These findings suggest that discourse production depends on multiple components
which probably have different evolutionary origins.
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
through spatial contiguity. That classification is not complete and
it is possible to further subdivide conversational gestures according to a range of discourse functions. As far as representational
gestures are concerned, recent observations indicate that the performance of this kind of movement relates to the mental activation of motor images (Beattie & Shovelton 2002; Feyereisen &
Havard 1999). In that sense, these conversational gestures derive
from action and the right hand is probably preferred because it is
the dominant hand during interactions with objects, not the other
way around.
Gesture laterality varies with gesture form and meaning. The
right hand is preferred for performing representational gestures,
but no asymmetry is found as far as beat gestures are concerned
(Hostetter & Hopkins 2002; unpublished study of Debra Stephens
quoted by McNeill 1982, p. 332). Thus, the claim that vocalisation
created right-handedness is not true for all types of gestures: The
beat gestures are simple, nonfigurative movements that are
closely related to speech but are performed by the two hands in
the same proportions.
Unilateral brain damages affect gestures and speech in different ways, and in agreement with Corballiss view, left-hemisphere
dominance is stronger for language than for manual activity. Left
hemispheric stroke patients were found to perform the same
amount of conversational gestures as control subjects: fewer righthand gestures but more left-hand and bilateral gestures (Foundas
et al. 1995b). It was concluded that the right hemisphere contributes to the production of speech-related gestures (see also the
complex pattern of lateralization described in a split-brain patient
by Lausberg et al. 2000). In a picture description task, the rate of
representational gesture production was higher in aphasic patients suffering from naming or repetition impairments than in
control subjects, or in aphasics suffering from conceptual impairments (Hadar et al. 1998a). This rate of representational gesture
production was lower in right-hemisphere patients suffering from
visuo-spatial impairments (Hadar et al. 1998b). Therefore, some
aspects of speech production (lexical access, phonological encoding) depend on different brain structures from those controlling
the production of representational gestures, which entail visuospatial processing. Motor and verbal representations may be combined on another, preverbal level, during the conceptualisation of
the message.
Combining words and gestures in discourse has a cost, however,
and it constitutes a particular instance of dual-task performance.
Vocal responses were delayed in a choice reaction time task when
a representational or deictic gesture was to be performed concurrently (Feyereisen 1997; Levelt et al. 1985). Similarly, temporal
characteristics of speech were altered when manual signs and spoken words were combined in simultaneous communication, a procedure aimed at augmenting the input available to deaf listeners
(e.g., Whitehead et al. 1997). Thus, we see that there is competition between the two production systems and there are constraints
in the development of a integrated bimodal system. In natural
conversations, representational gestures are often performed during silent pauses to reduce such interference.
There are also limits to the combination of words and gestures
on a morpho-syntactic level. Unlike manual signs, conversational
hand gestures do not display the dual patterning found in spoken
language. They are not built from elementary, meaningless units
(kinemes) and they do not combine to form larger phrasal units.
Nonetheless, in some circumstances, when speakers are prevented from using language to communicate, more complex manual signs can be invented (Goldin-Meadow et al. 1996). Similarly,
during language acquisition, there is a transition phase during
which hearing children combine a word and a gesture but provide
no instances of gesture sequences (e.g., pointing to a bottle of milk
and miming the act of drinking: Capirci et al. 1996). The development of vocal communication prevents manual gestures from
developing into a full-fledged sign language, as happens in deaf
communities. As a result, conversational gestures lack syntactic
properties, and it is somewhat difficult to imagine that during evo-
lution, syntax first appeared in a proto-sign language and then disappeared in the manual modality when vocal communication became dominant.
Analyses of conversational gestures in normal and brain-damaged individuals are consistent with the hypothesis of piecemeal
evolution of separate components of language and action (Feyereisen 1999). In its broad sense, language use, be it vocal or manual, involves several specialised subsystems, some of which operate on distinct parameters and depend in part on specific brain
regions.
ACKNOWLEDGMENT
The author is funded as Research Director by the National Fund for Scientific Research, Belgium.
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Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
The hemispherical competition for the control of the tongue
eventually is resolved by one hemisphere taking over its sole control. When unresolved, the hemispherical competition can result
in stuttering ( Jones 1966). The lateralized control of the tongue
is what causes humans as a species and as individuals to become
hemispherically unbalanced. The tongue is used extensively in
speech and is controlled by one cerebral hemisphere. As a result,
the controlling hemisphere receives more blood and nutrients,
and, like a well-used muscle, becomes larger with regard to
dendritic branching and sheer weight of gray matter (Gur et al.
1980). This in turn helps establish that hemisphere as the dominant one, which in turn produces the byproducts of handedness,
footedness, and so on. The dominance and accompanying relative increase in gray matter in a particular hemisphere influences
the type of cognitive processing at which that hemisphere can
excel.
The second major issue concerns Corballiss thesis on syntax,
and may actually be more damaging to his proposed timing for the
evolution of language and the relationship between the lateralization of handedness. This issue arises with the lateralization of
Brocas and Wernickes areas in extant apes (Cantalupo & Hopkins
2001; Gannon et al. 1998). It is our position that, rather than posing a hindrance to gestural theories of the evolution of language,
such evidence would be predicted by a functional analysis of these
areas. This would support the hypothesis that the basis of syntax
is inherent in holistic gestures.
Corballis suggests that the transfer of modality from manual to
vocal gestures is related to the enhancement of holistic gestures
by facial gestures in the development of syntax. To the contrary,
Armstrong et al. (1995) point out that the development of syntax
is inherent in the holistic gestures. This is not to suggest that accompanying facial gestures and vocalizations were not important
enhancements to holistic gestures. However, while facial gestures
may provide a basis for inflections, much of the basis for syntax is
found in the gestures themselves. For example, the assignment of
syntactic roles such as object and agent by verbs is more parsimoniously related to the semantic assignment of actor and object by
the movement of hands in space. This is further supported by the
observations that great ape gestures more often represent actions
rather than objects (Plooij 1978; Tanner & Byrne 1996), and by
the use of movement by signing chimpanzees to assign who is to
give or receive the action (Rimpau et al. 1989).
With regard to the transfer of modality and the role of gesture
for the evolution of syntax, the differential grips represented by
mirror neurons in the homologue to Brocas area in rhesus monkeys take on more significance (Rizzolatti & Arbib 1998). These
grips serve both as a mechanism for shaping vocalizations that accompany gestures, and as a neurological representation of the
component parts of a holistic gesture. Furthermore, lateralization
of Wernickes area in the nonhuman apes, which functions in
the prediction of visual sequences (Bischoff-Grethe et al. 2000),
provides a mechanism for parsing the components of a holistic
gesture (Fouts & Waters 2001). The result is a gestural origin of
language that includes neurological continuity and functional relevance to data from extant apes. (For a more detailed explanation,
see Fouts 1987; Fouts & Mills 1997; Fouts & Waters 2001; and
Waters & Fouts 2002.)
A functional account of the neurological structures involved in
language use, which takes into account behaviors of extant apes,
suggests that the lateralization of these structures should not be
treated as information to be explained away but rather central to
a gestural theory of the evolution of language. If these structures
are integral to the foundation of syntax, then handedness may be
the effect of the push toward the use of a medial organ for a function that originated with the movement of objects (hands) in
space, or a general push toward a left lateralization for communication. In either situation, Corballis has reiterated that the variability and genetic effects of handedness are available for selection; however, we believe that to raise the evolution of handedness
and language above the rank of an interesting coincidence re-
222
Abstract: Wittgenstein shifted from a picture theory of meaning to a usebased theory of meaning in his philosophical work on language. The latter
picture is deeply congenial to the view that language and the use of our
hands in practical activity are closely related. Wittgensteins theory therefore offers philosophical support for Corballiss suggestion that the development of spoken language is the basis of dominance phenomena.
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
using and it bore the marks of that use much as the dirty hands of
human workers bore the marks gained by actually dealing with the
stuff of everyday reality.
Wittgensteins later philosophy was deeply informed by the naturalism that pervaded early twentieth century thought. He was interested in the nature of the link between concepts and natural
history (1953, p. 230). He could see that we used words for different purposes and compared our lexicon to a tool box, indicating
that the simplistic picture of a one-to-one correspondence between words and canonical conditions in the world was deeply
mistaken (1953, p. 6). He argued that our concepts are shaped by
our interests and that the language that expresses them is like a set
of instruments for enunciating the results of our investigations and
directing our activity (1953, p. 151). Therefore, for the later
Wittgenstein, language is deeply linked to and shaped by our doing things to each other and the world around us. Language has
its primary affinity with the work of the hands rather than the data
delivered by the eyes (which itself should be regarded as purposedriven and organically connected to the rest of our activity). His
remarks about the natural history of human beings let us examine
Corballiss argument armed with philosophical thought that is directly relevant to its plausibility.
If Wittgenstein is right, language is intricately interwoven with
our practical activity in the world such that it not only informs, but
also elaborates, and extends our capacities to do things, collectively and individually, to the environment (Gillett 1992). On this
view, that part of the brain uniquely suited to the rapid temporal
sequencing of acoustic stimuli, as seems to be the case with the
left temporal and associated inferior parietal areas (Altmann
1997), would have interesting relations to language. First, it would
be closely involved in the complex patterns comprising gesture,
utterance, and conventional use. Second, it would be poised to
mediate the complex interconnections between the growing use
of signs to facilitate our activity and the development of structured
patterns of movement informed by neural connections associated
with signs. Therefore, the dual facts that the left hemisphere is, in
most higher animals, the side of the brain that is primed to serve
as the substrate for rapid acoustic processing and that the left side
of the brain controls the right hand, makes it plausible that the left
side of the brain would be used to create the neuronal assemblies
which allow the extension of gesture into speech as an adaptive
tool. This would also imply that language is an intensely practical
or world-involving activity and that the hand controlled by the left
hemisphere would become the one entrusted with acting in concert with the discourse that has such a formative effect on much
of our human activity.
Our great adaptation is language use and the advantages it provides, and language, according to the variety of philosophical naturalism I have sketched, is dependent for its soul on engagement
with our practical activity. Therefore, it is not at all surprising that
the hand linked to the area of the brain most fit for the cerebral
realisation of language use should become dominant for most human beings.
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Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
appear to have human-like Brocas regions, with or without asymmetry.
A number of minor issues require considerable skepticism. I
would not take the MacLarnon and Hewitt (1999) argument regarding the spinal column diameter for the Nariokotome youth as
evidence for lack of enough musculature to make speech sounds,
given the wide range of variation in the spinal foramen aperture.
The Kay et al. (1998) speculations regarding tongue movement
abilities and the size of the hypoglossal canal have been thoroughly
refuted (DeGusta et al. 1999; Junger & Pokempner 2002). Similarly, I find it difficult to believe that either the elongated horizontally or white sclera eyes really separate us in any meaningful
way from our ape cousins (see target article, sect. 3.1). Gorilla,
chimp, and orangutan eyes look very expressive to me. If repetitive movements involved in mastication are so important, wouldnt
one expect bovids to have speech? I doubt that the proximity of
manual and facial control help to give this hypothesis any real
weight.
In sum, I still believe our best chance for putting together convincing scenarios regarding speech and language will rest with
better analyses of stone tool making, and the interrelationships
with neurological processes (e.g., Stout 2002). The brain endocasts of our ancestors will always be limited in proving this or that
neurological/behavioral pattern, but the asymmetries are extremely important and should be considered more fully. I can only
agree that it is our sociality that has most likely driven our behavioral and neurological evolution. The asymmetries are also important for considering the possibilities of cerebral hemispheric functional asymmetries, which we are just beginning to plumb with
fMRI and PET scanning.
224
the lateral portion, and the medial portion following the formula
[(AQ 5 (R 2 L)/(R 1 L)*.5)]. Shown in Table 1 are the correlation coefficients between BA44, and the HI values for gestural
communication and simple reaching. We have also presented
partial correlation coefficients for the association between the HI
values for gestures and BA44 when adjusting for the association
between simple reaching and BA44.
The correlations between the HI gesture values and BA44 are
negative, indicating that increased right-hand use is associated
with larger left-hemisphere BA44 values. Although in the initial
analysis, the values do not reach conventional values of significance (p , .05), they are nonetheless close and may eventually be
significant with a larger sample size. When the coefficients are adjusted for simple reaching, the HI values gestures are significantly
associated with the medial portion of BA44 and borderline significant with the total BA44. Interestingly, the HI values for gestures
do not correlate with the hand-motor region of the central sulcus,
nor with the planum temporale (see Hopkins & Pilcher 2001;
Hopkins et al. 1996 for description). If the association between
BA44 and hand use for gestural communication association
reaches statistical significance with a larger sample size, it would
push back the time frame of the theory proposed by Corballis to
at least five million years ago, when the ape-human-lineage split.
A second recurring theme of the target article is the presumed
discrepancy between the findings in captive compared with wild
chimpanzees. Some have suggested that the discrepancy in findings between captive and wild chimpanzees presumably reflects
some type of acquisition of right-hand use by captive chimpanzees
through observation of right-hand use by the humans who care for
the animals. We wish to make several points in response to this argument. First, as has been argued elsewhere, there are many differences in types of measures used to evaluate handedness between captive and wild chimpanzees, and this might just as easily
explain the discrepancy in findings as compared to inherent differences in the populations. Second, a recent study on handedness
for coordinated bimanual actions reported population-level righthandedness in a second colony of chimpanzees, and the degree of
asymmetry was nearly identical to those reported in the Yerkes
chimpanzees (Hopkins et al., in press). In addition, a comparison
of wild-caught, captive-born mother-reared, and captive-born human-reared chimpanzees in the combined sample of chimpanzees
revealed a significant effect of rearing condition, with captiveborn mother-reared chimpanzees being the most right-handed.
The relevance of this finding is that the groups of chimpanzees
that had been either directly exposed to human rearing (captiveborn, nursery-reared), or been living in captivity and been exposed to humans the longest (wild-caught at ages less than two
years), were the least right-handed. If either direct contact with
humans or prolonged exposure to a right-handed human model of
hand use was the sole means by which handedness was developed,
then these individuals should have been the most right-handed,
not the least. Third, recent meta-analyses of handedness in wild
HI-YesVoc
Overall correlation
Total BA44
2.314
.031
Lateral BA44
2.340
.096
Medial BA44
2.237
2.032
Partial correlations (adjusted for simple reaching)
Total BA44
2.3881
2.005
Lateral BA44
2.338
.079
Medial BA44
2.470*
2.063
Reaching
.227
.215
.184
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
chimpanzees do suggest population-level right-handedness (see
Hopkins & Cantalupo, in press). For example, Boesch (1991) reported data on handedness for reaching, grooming, wade dipping
(a form of tool-use), and nut-cracking (another form of tool-use).
A one-sample t-test on the percentage right-hand use data presented in this paper (Boesch 1991) revealed a significant righthand bias for grooming t(14) 5 2.45, p , 03 and the wade-dipping data approached statistical significance (mean % right-hand
use 5 65). Others have similarly reported population-level righthandedness in wild great apes for behaviors including bimanual
feeding in mountain gorillas (Byrne & Byrne 1991) and simple
reaching in bonobos (Ingmanson 1996). Perhaps more important,
when the collective data are pooled in wild chimpanzees, the ratio of right- to left-handedness is about 2:1, a value approximating
the distribution in captive chimpanzees. The primary difference
is that our studies on handedness in captive chimpanzees have
nearly four times as many subjects as some of the largest sample
sizes in wild chimpanzees. A 2:1 ratio in right- to left-handedness,
if truly the biological representation of handedness in chimpanzees, is a relatively small effect; therefore, large samples of
subjects are and will be needed to detect the effect a point often lost or overlooked in the comparison of findings between wild
and captive chimpanzees. We believe that under the right conditions and the appropriate sampling, population-level right-handedness will be manifest in wild chimpanzees, and likely other great
apes, with continued research in these magnificent animals.
We conclude by suggesting that the basic premise that lateralization for language and handedness are related in humans may
be erroneous, and that perhaps it is better to consider them as separate abilities with distinct neural pathways rather than part of one
modular system. The results from WADA tests and more recent
blood-flow studies in humans are often cited as findings supporting the association between handedness and cerebral dominance
for speech. However, it is important to emphasize that 70% of lefthanded individuals are left-hemisphere dominant for speech
which, although statistically lower than the 96% of right-handed
subjects who are left-hemisphere dominant for speech, still leaves
the statistical majority of left-handed individuals left-hemisphere
dominant for speech. The association between handedness and
language dominance is relatively weak, and by no means are the
two necessarily causally related (see Yeo et al. 2002 for review).
From an evolutionary perspective, right-handedness may have
evolved after the emergence of asymmetries associated with gestural communication, as Corballis has proposed, but handedness
may not have been a direct consequence of selection for motor
systems associated with language and speech in modern humans.
Abstract: The evolutionary scenario described in this target article parallels developmental patterns observed in human infants. Early vocalizations
are largely expressive, manual control develops more rapidly than intentional vocal articulation, and vocal and manual activity are linked. In ontogenetic development, language is strongly rooted in bodily action and
gesture.
The notion that human language evolved from manual gestures can
be traced at least as far back as Romanes (1888). What is new in
this target article is the connection made between the emergence
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Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
play a role in the development of vocalization. In parallel to the
evolutionary scenario outlined by Corballis, we believe that the
co-occurrence of manual and vocal behaviors is a key factor in
the development of vocal control. For example, the emergence of
reduplicated babbling (strings of repeated syllables, e.g., /bababa/)
at six to eight months may be at least partially driven by a sharp
increase in rhythmic hand and arm activity that appears during
this time (e.g., Thelen 1979). Several studies have reported strong,
positive associations between the ages at which hand banging and
canonical babbling emerge (e.g., Cobo-Lewis et al. 1996; Eilers et
al. 1993). That the increase in rhythmic arm activity precedes babbling onset is suggested by the finding that frequency of such behaviors is significantly higher in prebabblers relative to babblers
(Iverson 2003); babbling may therefore be a product of rhythmic
manual activity pulling in activity in the vocal system, resulting
in the rhythmic organization characteristic of reduplicated babbling. Indeed, acoustic analyses have revealed that relative to vocalizations produced alone, vocalizations co-occurring with rhythmic movement have significantly shorter syllable lengths and
formant-frequency transitions. These are precisely the dimensions that distinguish the syllabic structure of reduplicated babble
(and mature syllables in general) from prebabble vocalizations
(Ejiri & Masataka 2001).
Finally, Corballiss argument that right-handedness may have
evolved from the synchronization of manual gestures with a lateralized system of vocal production has a possible counterpart in the
relation between the onset of infant babbling and growing hemispheric specialization. Although the evidence is not unequivocal,
it does suggest that at babble onset, there is a preference for unilateral hand reaching (Ramsay 1984; 1985), some indication of a
right-hand bias in collaborative reaching (Bresson et al. 1977; but
see Ramsay & Willis 1984), and significantly higher rates of rhythmic shaking with the right relative to the left arm in a laboratory
rattle-shaking task (Locke 1995). However, hand preference is by
no means fixed at this early age; correlations between handedness
and language fluctuate over the course of the first two years, suggesting that, at least in development, relations between these two
domains are complex and dynamic (Bates et al. 1986).
Although we do not wish to suggest that the course of phylogenetic change is recapitulated in ontogenesis, the evolutionary story
outlined by Corballis is complemented by what is known about relations between vocalization and manual activity in human infants.
In ontogenetic development, language is strongly rooted in bodily action and gesture; and it is at least possible that this might also
have been the case in phylogenesis.
ACKNOWLEDGMENTS
Jana M. Iverson is supported by NIH 1 R01 HD41677-01A1 and Esther
Thelen by NIH R01 HD2283017.
Abstract: A premise of Corballiss theory is that speech arose when vocalization co-opted existing gestural functions in the left ventral premotor
cortex. Yet, visuomotor functions in this region remain largely unchanged
between humans and macaques and have no discernible connection to
gestural communication. This functional continuity suggests that language
production is not the result of modifying existing motor functions in this
region.
226
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
1999a; Ehrsson et al. 2001). Like F5ab, BA45 is selectively activated during perceptual processing of graspable visual objects
(Chao & Martin 2000). BAs 44 and 45 exhibit properties similar
to mirror neurons in area F5c. More precisely, PET studies report
activation of BA45 during observation of grasping (Grafton et al.
1996; Rizzolatti et al. 1996b) and meaningful hand actions (Grezes
et al. 1998). Investigations with functional magnetic resonance
imaging (fMRI) reveal activation in BA44 during observation of
finger movements (Iacoboni et al. 1999) and grasping actions
(Buccino et al. 2001). A similar finding has been reported using
magnetoencephalography (MEG) during the observation of
grasping actions (Nishitani & Hari 2000). These neuroimaging
studies report activitations primarily within the left ventral premotor cortex during action observation. As Corballis points out,
this may indicate that the human mirror system is intimately tied
into language processes in Brocas area. By contrast, this asymmetry may be related to confounding effects of subvocalization during task performance (Heyes 2001). A recent fMRI study in my
lab that controlled for this possibility detected bilateral BA44/45
activation during observation of transitive prehensile actions
(Johnson, under review).
In conclusion, despite the emergence of language processes in
Brocas area, visuomotor functions of the rostral ventral premotor
cortex have remained relatively unchanged over the millennia
separating humans and macaques. These processes were and continue to be involved in constructing representations of transitive
prehensile actions, not gestural communication. This continuity
across species suggests that language came to this region not by
co-opting existing visuomotor functions but rather as a separate
and entirely unrelated adaptation. Corballis may be correct in suggesting that handedness arose from a bias originating with the lateralization of vocal communication to the left hemisphere. But,
like the left-hemisphere bias for language production, the handedness asymmetry did not take root in a pre-existing gestural communication system.
Abstract: The possibility that two forms of asymmetry underlie handedness is considered. Corballis has proposed that right-handedness developed when gesture encountered lateralized vocalization but may have
been superimposed on a preexisting two-thirds dominance. Evidence is
reviewed here which suggests that the baseline asymmetry is even more
substantial than this, with possible implications for brain anatomy and genetic theories of handedness.
At first sight, Corballis appears to be proposing that the high incidence of right-handedness among humans is a consequence of a
single factor, namely, an association between manual gestures and
vocalization (dominant in the left hemisphere) in the evolution of
language. It becomes clear, however, that a second source of asymmetry is also envisioned, and it is observed (sect. 6) that the association with vocalization may have been responsible only for a
shift from a two-thirds to a 90% right-hand dominance. What is
the evidence for this two-to-one preexisting asymmetry (sect. 5)
in favor of using the right hand rather than the left? Corballis
refers to an earlier article (Corballis 1997) in which he proposed
a modification of the single-gene, two-allele model developed by
McManus (1985a; 1999). According to the model, a dextral allele,
D, codes for right-handedness, whereas a chance allele, C, leaves
handedness open to chance. McManuss assumption that the DD
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Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
Finally, an attractive aspect of Corballiss present hypothesis is
the central role within the gestural origin of language that is ascribed to mirror neurons (e.g., Nishitani & Hari 2000; Rizzolatti
et al. 1996a) in Brocas area and its monkey homologue. Jeannerod
(1994; 1997) has used the general term of motor imagery for those
patterns of neural activation that occur in the absence of movement but that nevertheless resemble the patterns accompanying
actual movements. Relatively small but consistent associations between handedness and level of cognitive performance have been
observed for a number of tasks in the laboratory, appearing to provide evidence for the involvement of motor imagery in processes
that include those of memory and perception (e.g., Martin &
Jones 1998; 1999) and categorization (e.g., Viggiano & Vannucci
2002). The identification of motor imagery as mediating the interaction between characteristic patterns of motor behavior and
relatively abstract cognitive processes would appear to fit well with
Corballiss hypothesized nexus for gesture, language, and vocalization.
Abstract: Anatomo-functional studies in humans point out that handedness and language-related functional laterality are not correlated except
during language production; and that the convergence of language and
hand control is located in the precentral gyrus, whereas executive functions required by movement imitation and phonological and semantic processing converge onto Brocas area. Multiple domains are likely to be actors in language evolution.
228
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
Figure 1 ( Josse & Tzourio-Mazoyer). Plots of activity in BROCA during movement imitation (white dot: Chaminade; Iacoboni), working memory (stars: Hautzel; Braver) and executive control tasks (mainly inhibition, grey dots: Dagher; Goel; Houd; Jonides; Konishi).
The sagittal (left) and axial (right) slices pass through the mean dot coordinates in x and y, respectively, in the common stereotactic space
(MNI single subject, SPM99; x 5 248 6 4, y 5 19 6 8, z 5 16 6 11).
result from multiple domain interactions (motor, perceptive, executive, etc.) leading to multiple new competencies (Hauser et al.
2002).
NOTE
1. Nathalie Tzourio-Mazoyer is the corresponding author for this commentary.
229
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
230
with the fact that F5 contains a motor representation of the larynx, suggest that the cortex around the inferior arcuate sulcus is
predisposed for audiovocal as well as visuogestural communication systems.
The above-mentioned arguments do not explain, of course, how
right-handedness evolved. It should be kept in mind, however,
that right-handedness at the individual level is not a recent, that
is, hominid phenomenon, but is found in many nonhuman primates as well (McGrew & Marchant 1997). The question to which
Corballis relates, accordingly, is not that of how right-handedness
developed per se, but of which selection pressures were responsible for changing the ratio between right-handers and left-handers
from about 1 to 1 to 9 to 1. I agree with Corballis that the factors
responsible for the shift toward left-hemisphere dominance in
both handedness and in language might have been the same. The
high percentage of right-handed people with left-hemisphere
dominance for language supports this assumption. On the other
hand, the low percentage of left-handers with right-hemisphere
dominance for language, and the finding of Foundas and colleagues (Foundas et al. 1998) that side of handedness correlates
better with area 44 size than area 45 size, and side of language representation correlates better with area 45 size than area 44 size,
make clear that handedness and language representation are not
coupled as tightly as the high percentage of right-handers with
left-sided language representation suggests.
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
For example, Morford and Goldin-Meadow (1992) discovered
that spontaneous hand gestures produced by an adult facilitated
one- and two-year-olds understanding of the adults accompanying speech. Moreover, Kelly (2001) argued that hand gestures may
interact synergistically with speech to help toddlers break into
an understanding of complex pragmatic communication (e.g., saying Its almost time for dinner while pointing to a mess in front
of a child). Finally, Kelly et al. (1999) demonstrated that speech
and gesture mutually disambiguated one another during adult language comprehension that is, gesture not only disambiguated
the meaning of speech, but speech itself disambiguated the meaning of gesture.
Hence, there are solid behavioral data that suggest that speech
and gesture are tightly integrated in present-day communication.
But what is going under the surface of this behavior? The
strongest evidence that speech and gestures are linked during
communication comes from recent neuroscience studies investigating how the brain processes language. For example, Rizzolatti
and Arbib (1998) theorized that traditional language areas in the
human brain (e.g., Brocas area) may be involved in both the processing of language and the processing of hand motions. Further
support that language and gesture may be linked in the brain
comes from Pulvermller and colleagues (Pulvermller et al.
2001). They used a high-resolution EEG technique during a verb
comprehension task and discovered that comprehension of action
verbs activated parts of the primary motor cortex that were physically associated with those verbs (e.g., the verb catch activated
arm regions, and the verb kick activated leg regions). These
studies suggest that language and action regions in the brain have
a close relationship during production and comprehension. However, no study to date has directly investigated how speech and
gestural actions are integrated in the brain during real-time language processing.
Currently, this commentator is using a high-density event-related potential (ERP) technique to investigate this issue (Kelly
2003). This study measured ERPs to speech while adults viewed
video segments of people speaking and gesturing about various
objects. Preliminary analyses suggest that bilateral frontal sites differentiated speech that was not accompanied by gesture (e.g., saying the word tall without gesturing), from speech that was accompanied by matching gesture (e.g., saying the word tall while
gesturing to a tall, thin object) and mismatching gesture (e.g., saying the word tall while gesturing to a short, wide object). Specifically, there was a greater negativity from 320 msec to 600 msec
for the no-gesture stimuli compared to the matching and mismatching stimuli. This suggests that the brain processes speech
that is accompanied by gesture differently from speech that is not.
The most interesting finding was that ERPs to the speech were
different even within the different gesture conditions. Specifically,
there was a classic N400 effect in the bilateral temporal regions
for the mismatching but not matching stimuli.1 It is important to
note that the speech tokens in both conditions were identical, with
the only difference between conditions being the different accompanying gestures. These results suggest that the brain integrates gestural information into its processing of speech fairly
early in the comprehension process, and provides evidence that
gesture and speech are tightly integrated in language processing.
This type of research provides vestigial support for Corballiss general argument that speech and gesture were linked in our evolutionary past.
With specific regard to Corballiss lateralization argument, an
interesting follow-up to the above study would be to investigate
the influence that handedness plays in the brains production of
speech and gesture. For example, does the brain process righthanded gestures differently from left-handed gestures in language
production? Perhaps by using neuroscience techniques that are
relatively resistant to motion artifacts, one could investigate
whether right-handed individuals demonstrate different neural
patterns of language activation when they produce right-handed
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Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
driven by selection pressures to sequence, manipulate, and impose hierarchical order on low-cost digital alternations internally
as if in a vacuum. But one side of the brain must be anchored in
necessity if the other is to experiment with such freedom. One part
of the brain must stay alert if the other is to become lost in its own
signals. In just the same way, one foot must bear the weight of the
dancers body if the other is to trace fancy patterns in the air, or
one hand must grip the slate if the other is to draw marks across
its surface. Where the overall context is purely biological, the
freely autonomous normally left-lateralised activity of imposing structure can certainly still take place. But the resulting movements will not qualify as socially trustworthy signals, being disqualified precisely for appearing so variable and unconstrained.
Even in nature, however, the songs of songbirds and cetaceans
show that low-cost autonomous modulations can play a signalling
role on condition that they occur as variables within an otherwise costly, nonarbitrary, and therefore meaningful display. An example will illustrate this point. A weak or frightened animal is
likely to be cautious, tentative, and exploratory. It must alternate
between action and reaction, coordinating inputs from both hemispheres as it scans the environment for fresh information in advance of each new decision. Normally, for example, it would be
risky for a songbird to shut its eyes or block off its ears. Paradoxically, however, for a babbler to show off that it can afford to do
just that to sing as if only the song mattered can be an impressive display of self-confidence. Zahavi and Zahavi (1997) explain this as follows:
Why do babblers use precisely spaced syllables only when they are eager to fight? In order to emit rhythmic, regularly spaced, and clearly defined syllables, one has to concentrate on the act of calling. Any distraction such as a glance sideways distorts both the rhythm and the
precision of sound; an individual cannot at one and the same time collect information and concentrate on performance. A call composed of
precise, rhythmic syllables testifies that the caller is deliberately depriving itself of information, which means either that it is very sure of
itself or that it is very motivated to attack, or both. (p. 21)
The Zahavis add that a human being who is in control of a situation likewise tends to issue threats in an ordered, rhythmic sequence, as if celebrating the fact that external reality can be ignored.
To disconnect from reality is to lose touch with the right brain.
Less dominant figures cannot afford to do this, which may explain
why they tend to rely more heavily on the right hemisphere while
speaking (Armstrong & Katz 1983; Ten Houten 1976). Phonological processing is certainly less lateralised in human females than
in males (Shaywitz et al. 1995). Lack of dominance makes it vital
to stay sensitive to the total environment, drawing on the right
hemisphere in order to do so. But autonomous left hemispheric
control does not necessarily imply personal dominance. Its fundamental precondition is simply that low-cost signals whether
manual or vocal need take no account of environmental feedback or resistance. The confident songbird shows off by deliberately depriving itself of information, ceding priority to the left
hemisphere in the process. When signals need only connect up
with one another, free of any requirement to engage with the external environment, it makes sense to encapsulate the computational circuits close together in one cerebral hemisphere while allowing the other to remain in touch with temporarily irrelevant
reality.
Following Kobayashi and Kohshima (2001), Corballis notes that
humans differ from primates in that human eyes are not inscrutable but enhance cognitive transparency. But this difference
is more than an incidental curiosity. Ancestral social networks
even for sexually mature humans must have been by primate
standards anomalously supportive, making it safe to assume that
anyone close enough to see the whites of the eyes was likely to be
friend, not foe. Direction of gaze is an aspect of ordinary vision.
But it may incidentally serve as a signal. A deliberate wink can
speak volumes at virtually zero cost. Speech may be conceptu-
232
alised as an extension of the same principle. Where trust is sufficiently high, resistance on the part of listeners disappears, allowing the subtlest of signals to produce effects. Comprehension now
involves inserting oneself imaginatively in the signallers mind
(Tomasello 1999). Speech signals do not need to generate their
own trust at the most basic processing level, an assumption of
automatic trust is already built in. In fact, on this level it is legitimate to assume a conflict-free in Chomskys (1965, p. 3) terms,
completely homogenous speech community. So great is the
trust, that language works almost as if one component of the brain
or one component of a computing machine were simply transmitting digital instructions to another (Chomsky 1995; 2002).
Quite regardless of whether signs are manual or vocal, it is this
bizarre situation which liberates the potential of one hemisphere
to arrange complexity independently of the other. We are left with
a puzzling intellectual challenge: to elucidate how the necessary
levels of trust could ever have been compatible with our selfish
genes. Because I believe this to be the key theoretical issue, it will
not surprise Corballis that I am critical of his thought-provoking
but non-adaptive account, preferring my own more explicitly Darwinian alternative (Knight 1998; 1999; 2000; 2002).
ACKNOWLEDGMENT
Support from the Leverhulme Trust in the associated research is gratefully
acknowledged.
Abstract: Corballis suggests that apes lack voluntary control over their vocal production. However, recent evidence implicates voluntary control of
vocalizations in apes, which suggests that intentional control of vocal communication predates the hominid-pongid split. Furthermore, the ease
with which apes in captivity manipulate the visual attention of observers
implies a common cognitive basis for joint attention in humans and apes.
Corballis suggests that intentionality in communication is exhibited in the visual domain by many primate species (sect. 2.1), but
that voluntary control of vocalizations evolved uniquely within
our lineage, sometime after the time when gestural language
emerged, possibly as late as several hundred thousand years ago.
Corballis states that chimpanzee calls surely have little, if any, of
the voluntary control and flexibility of human speech (sect. 2.1).
Voluntary control over gestural communication by apes is well
established (e.g., Leavens 2001; Leavens et al. 1996; Tomasello &
Call 1997; Woodruff & Premack 1979), as Corballis notes (sect.
2.1). No researcher can speak to the state of mind of their ape (or
human infant) subjects, but operational criteria for intentional
communication are relatively standard and uncontroversial in
both comparative psychology (e.g., Leavens & Hopkins 1998) and
developmental psychology (Bard 1992). Among other criteria, intentional communication requires an audience and is sensitive to
changes in the behavioral cues to attention in the audience. With
some few exceptions (e.g., Povinelli & Eddy 1996), virtually all experimental and observational studies have confirmed these operational criteria of intentional communication in the gestural production of both free-ranging and captive apes (e.g., Bard 1992;
Call & Tomasello 1994; Hostetter et al. 2001; Krause & Fouts
1997; Leavens et al. 1996; Tomasello et al. 1994).
Evidence is growing which is consistent with the interpretation
that some voluntary control over vocal production is exhibited by
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
apes in some circumstances. This evidence derives from regional
variations in vocal production, playback experiments in different
populations of feral apes, and experimental observations of the codeployment of gestures and vocalizations by apes in captivity. To
briefly elaborate, van Schaik and colleagues (2003) reported regional variations in which wild orangutans (Pongo pygmaeus) from
Sumatra and Borneo exhibit three vocalizations: kiss-squeak with
leaves, kiss-squeak with hands, and raspberries. Because these
vocalizations were exhibited by representatives of only some
groups and in fairly constrained contexts, this implies that these
particular vocalizations have a learned component. Wilson et al.
(2001) reported that the probability of calling by feral male chimpanzees (Pan troglodytes) in response to the playback of the panthoot calls of an unfamiliar male increased with the number of allied males present, suggesting that chimpanzees can suppress
their vocal behavior when it is tactically wise to do so such as
when they may not have a superiority in numbers in the apparent
presence of a stranger. Recent studies have also shown that captive chimpanzees deploy their vocalizations seemingly as an attention-getting tactic, vocalizing most when experimenters are
less attentive or facing away from the signaler (Hostetter et al.
2001; Leavens et al. 1996; in press). Hence, the data are consistent with the idea that apes can exert voluntary control over their
vocal production. Given Corballiss evolutionary assumptions
about laterality of function, we might therefore expect to find evidence of functional linkages in the patterns of behavioral asymmetry exhibited by apes. Such evidence has been presented by
Hopkins and his associates (cf. Hopkins & Cantero 2003; Hopkins
& Leavens 1998; Hopkins & Wesley 2002): Chimpanzees who vocalize while gesturing are more likely to gesture with the right
hand than are chimpanzees who do not vocalize while gesturing.
Corballis asserts that captive chimpanzees can be readily
taught by humans to point, and other animals pick up the habit evidently without further human intervention (sect. 1). We have
never consciously trained any of the more than 130 individual
chimpanzees we have studied to point or otherwise gesture in the
presence of unreachable food. This spontaneous development
of pointing in captive apes has been noted by others (e.g., Call &
Tomasello 1994). That pointing develops so easily in the absence
of any explicit training and in populations of apes who have limited interaction with humans is significant insofar as human parents do not consciously train their children to point, yet children
begin pointing, typically, by one year of age. We have suggested
that in natural habitats, the problem space, in which one ape is
dependent upon another ape to acquire something distant to both
interactants, is relatively rare (Leavens et al. 1996). This problem
space is encountered on a daily basis not only by apes in captivity,
who cannot directly obtain desirable but unreachable food, but
also by human children who only slowly develop locomotor independence.
By virtue of the fact that key elements in infants daily routines
involve artifacts that are unreachable by them (e.g., toys, bottles),
a problem space exists for year-old human infants in which adult
humans must be manipulated to achieve the infants goals. The
relative locomotor autonomy and reduced artifactual dependence
of similarly aged apes in the wild (cf. Tomasello 1999) means that
they do not encounter, or only very rarely encounter, this problem
space. When an object of desire is visible to the cage-bound ape
or the relatively immobile human infant, and there is also present
an adult human who has delivered similar such objects to the subject, then both ends and means are obviously available. The act of
pointing implies that the signaler is aware of the need to draw the
visual attention of an observer to the desired entity.
These observations that some ape vocalizations seem to be either cultural (van Schaik et al. 2003) or tactically deployed (e.g.,
Leavens et al., in press; Wilson et al. 2001), and that apes in captivity spontaneously deploy pointing behavior (Leavens & Hopkins 1998; Leavens et al. 1996) suggest an earlier evolutionary
linkage between vocal and gestural production than that proposed
by Corballis. The data are consistent with a claim for continuity
There is an old story about a driver in Maine who was trying to get
from one place to another and asked a local for directions. The response was You cant get there from here. If we reverse the origin and the destination, the Mainiacs problem is my problem with
Corballiss assertion that there were two modality switches in the
history of language: the first, from vocal to manual language, and
the second, back again.
One reason to doubt that either of these transformations occurred at all is that by the time behavior had gone sufficiently up
one garden path to be called language, additional selection pressures could not have been strong enough to make us abandon the
enterprise in one modality and take it up in the other. We are seriously hampered here in being given virtually no conception of
how far up the garden path language had actually gone before we
sacrificed one modality for another on each occasion. But I want
to take up a more accessible question, the question of how these
transformations might have been made.
I speak here as one who takes seriously the question of how language transmission modalities actually work. In an earlier paper
in this journal, I have argued that modality-specific constraints
played a huge role in determining how the mental apparatus underlying modality use in speech (phonology) gets set up in the first
place (MacNeilage 1998; see also MacNeilage & Davis 2000a).
Corballis for the most part soars above the level of modality constraints. But if, as I suspect, bodily aspects of the transmission
modality have a crucial formative role in language phonology,
whether spoken or signed, this must have put severe constraints
on the freedom to change modalities in my opinion, too severe.
First, let us consider the basic properties of the two transmission
modalities, using present-day sign languages as the best available
model for the putative early hominid manual language. The manual system consists of two anatomically symmetrical but functionally asymmetrical multijoint limbs arrayed in a signing space centered on the torso and the face. Convention has it that there are four
major parameters of sign (Klima & Bellugi 1979): hand shape, hand
orientation, location (where in signing space a sign is made), and
movement, with some auxilliary functions provided by the face. The
vocal system has three subcomponents respiratory, phonatory,
and articulatory with a directional layering whereby there is resBEHAVIORAL AND BRAIN SCIENCES (2003) 26:2
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Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
piratory input to phonation and phonatory input to articulation. All
three components contribute to prosodic features such as intonation, stress, and rhythm, counterparts of which seem less important
in sign language. Tongue, lip, mandible, and soft palate positioning
contribute to the segmental (consonant-vowel) level. Major parameters for consonants are place and manner of articulation and voicing. For vowels, it is tongue position and lip rounding.
As a frame of reference for considering how modality transformations might have occurred, let us consider the only comprehensive theory of evolution of the phonological component of
language in any modality currently available, the frame/content
theory of evolution of speech (MacNeilage 1998). According to
this theory, the mouth close-open alternation underlying the syllable (closed for consonants, open for vowels) is the main functional property of speech. It is considered to have evolved from
mandibular cyclicities associated with feeding in mammals (chewing, sucking, licking). This mandibular motor frame component
eventually evolved a parallel cognitive frame component which
now participates in the syllable structure constraint on segmental
serial ordering errors whereby consonants and vowels (content
elements) never get misplaced into each others positions in syllable structure. No never becomes own. The existence of this
cognitive or, more correctly, cognitive-motor component in
modern speech, probably mediated by the supplementary motor
area, is indicated by the production of involuntary CVCV (consonant-vowel-consonant-vowel) . . . automatisms (e.g. babababa)
in some different classes of neurological patient, including Brocas
original patient Tan (MacNeilage & Davis 2001). Ontogeny of
speech is considered to recapitulate phylogeny, in that infants initially go through a frame stage of early speech characterized primarily by mandibular oscillation alone before entering a frame/
content stage with independent control of the placement of consonantal and vocalic segments in a cognitive-motor syllable frame
(MacNeilage & Davis 2000b).
Let us now use this conception to evaluate the phylogenetic
problem of moving out of a vocal mode of language to a manual
mode in Homo habilis and back into a vocal mode in Homo sapiens. For example, the first switch could have been from a frame
stage of language to sign language, and the second could have been
from sign language to the frame/content stage of spoken language.
The putative first switch is a little remote for evaluation purposes,
but as to the second switch, we know there is no homologue to
frames, let alone a frame/content mode of organization in presentday sign language. It has no single biphasic rhythmic carrier, homologous to mandibular oscillation, on which the signaling complexities of the medium are superimposed. There is no equivalent
to the syllable structure constraint on sign language errors. In fact
there is little agreement as to how the term syllable should be applied to sign language, if it should be applied at all (Coulter 1993).
I expect to find no repetitive sign language automatisms in signing
patients homologous to the CVCV . . . automatisms of speech, because there is no functional component of sign language which has
the required property. This, to me, takes away the most obvious basis for a systematic intermodality transformation process.
The picture does not seem to be any brighter at the grammatical
level than it is at the phonological level. The way that the two modalities presently handle this level is very different. Spoken language
makes primary use of the time domain, as it must, by employing
word order, including free and bound grammatical morphemes,
which have specified positions in the sentence and word, respectively. In sign languages, contrarily, syntax seems to be signaled primarily in space, by actions made simultaneously with those that signal the main semantic content (Klima & Bellugi 1979). The use of
the face for grammatical purposes, which Corballis mentions, is a
relatively minor factor. There is even evidence for grammatical universals in sign language that do not exist in spoken language (Sandler & Lillo-Martin 2000), implying that the most recent modality
switch would have meant dropping language universals.
Another consideration that militates against there having been
modality switches in the evolution of language is the well-known
234
lack of a systematic relation between American English and American Sign Language (ASL), even though ASL must have been
formed in the presence of some knowledge of American English.
It used to be thought that sign languages in general were derivative of available spoken languages, but the fact that they are not
can be taken as further evidence of the problem of a conception
of language evolution that requires a history of modality shifts.
My conclusion is that until we have some scenario as to how the
two proposed modality switches occurred, that deals at least to
some extent with the overall properties of spoken and sign languages (as we know them today), we should be very skeptical of
the story Corballis gives us.
ACKNOWLEDGMENT
This paper was prepared with support from research grant No. HD 2773309 from the Public Health Service.
If left cerebral dominance for vocal communication evolved before right-handedness in humans and left-hemisphere dominance
of speech (vocal communication) led to right dominance for hand
use, then how can handedness become associated with vocalization? Corballis offers the very interesting solution that language
evolved first as a manual and facial gesture system and vocalization was later incorporated into language gestures. Left-dominant
vocal, manual, and facial gestures yielded right-handedness. However, when attempting to provide an evolutionary account for the
occurrence of a species-typical trait, explanations of the development of the trait are often either ignored or simplified. Yet, how
the trait develops constrains the optimality of the traits adaptive
character and can reveal much about the sequence of the emergence and transformation of the trait during phylogeny (Michel &
Moore 1995).
A peculiarity about handedness is that although there are only
two hands, the trait is not categorical. Instead, the trait distributes
continuously among individuals in a manner similar to height.
However, because there are two hands, we can take the equivalent use or preference for each hand as a zero-point when examining the distribution of handedness. Unlike those species for whom
there is a forelimb preference of use, the distribution for humans
shows that there are significantly more individuals whose handedness scores exhibit a right preference than those who exhibit a
left preference. Hence, the species-typical aspect of human handedness is the population bias in distribution that favors righthandedness (although chimps may show a population bias toward
right-handedness that may reflect confounding in the research
designs, as Corballis notes). Unfortunately, the exact proportion of
right-handed individuals depends on the criteria used to define
right- and left-hand use preferences. This dependency has plagued
studies that have examined the relation of handedness to other
functions, or neural anatomy (Bryden & Steenhuis 1991). The
proportions of right-handers can vary from 95% to 65% (depending on criteria) and the remainder is usually defined as non-righthanded, reflecting the fact that they are a much more heterogeneous group.
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
In my own work on the development of handedness during infancy, I have chosen to use probability estimates to categorize the
distribution into three groups: right-, left-, and undeterminedhandedness (Michel 1998). With these categories, about 45% to
52% of infants during their first year had reliable (p , .05) righthand use preferences (the variation depends on whether the preference is based on reaching or object manipulation), 13% to 18%
had reliable left-hand use preferences, and 30% to 42% exhibited
hand use that could not be reliably categorized (undeterminedhandedness) (Michel et al. 2003). Latent class analysis revealed
that there is a group of infants whose development seems to reflect the influence of a hidden variable that is biasing them toward
a right preference (Michel et al. 2001). However, the proportion
of such infants varies from 32% to 61% depending on the criteria
used to define their hand-use preference. The results do confirm
that even during infancy, there is a right bias in the distribution of
handedness.
Previously, I had shown that the right bias in hand-use preference when reaching for objects during the first 18 months was predictable from the direction of the infants preference for orienting
his/her head to one side when supine or when inclined in a seated
position. Approximately 63% of neonates exhibit a significant
preference for orienting the head to the right during their first two
months postpartum (Michel 1981). Infants with a distinct early
preference for orienting the head to the left manifested a lefthand use preference when reaching for objects beginning at four
to five months postpartum, and those with a distinct preference
for orienting the head to the right manifested a right-hand use
preference (Michel & Harkins 1986). Because tactile perception
of texture and shape is not transferred between the hands (and
presumably the cerebral hemispheres) until about 11 months
postpartum (Michel 2003), the hand preference for acquiring
objects will provide one hemisphere with sensorimotor experiences for about six to seven months that are not shared between
hemispheres. This raises interesting questions about the consequences of such experience on the cerebral circuits underlying the
manual-facial gestural system upon which Corballis wants to base
language.
The evolution of an upright, two-limb, locomotion strategy had
such profound effects on the female pelvic skeletal structure that
humans seem to be born some two to three months earlier than
would be estimated from the general characteristics affecting primate gestation lengths. Consequently, unlike the chimpanzee, the
human mother must carry her infant for several months postpartum as she locomotes. And when the mother is not carrying the
infant, it is frequently deposited in a supine position. This permits
the opportunity for brain-stem asymmetries influencing head orientation (which occur prenatally in other primates) to contribute
to the development of lateral asymmetries in infant cortical neural
circuits either directly or via their influence on arm movements
and self-induced events in the visual field (e.g., hand regard).
The infant manifests a handedness pattern that is very similar
to that of the adult, and the infant handedness may be a consequence of a preferred head position. That preferred head position
may reflect simple lateral asymmetries in brain-stem development
that increase their influence on cortical development because the
human infant is typically born prematurely for a primate of its
type. Elucidating the relation between manual-facial gestures
(and language/speech) and right-handedness will require much
more sophisticated research on the development of handedness
(especially during infancy) and the development of infant vocalizations, manual and facial gestures, and their relation to the
neural circuits that contribute to their expression and ontogeny.
Corballiss theory has set an important task for developmental psychobiological research.
I believe that Corballiss attempt to explain the origin of behavioural and cognitive modernity at 170,000 years may be a step too
far in his argument. His idea (sect. 3.6) is that at this time speech
became fully autonomous so that it no longer required gesture. He
speculates that this may have allowed modern behaviour to develop and that it may have done so in two ways. I believe both of
these to be weak. First, Corballis argues that because fully verbal
communication would have freed the hands from communicative
tasks, they could be more available for toolmaking, facilitating the
development of manufacture. However, this alone is not sufficient
to explain why toolmaking became more sophisticated; it is only
to say that the hands would have had more time to make tools; and
better tools do not necessarily take longer to make.
Second, Corballis argues that this freeing of hands would have
made it possible to explain the manufacturing process to others
verbally while demonstrating manually. This would have increased
the transmission of knowledge and improved the quality of the
tools. However, there is emerging evidence both from the ethnographic record and from experimental knapping studies that spoken communication is much less important in learning to make
tools than one might think. In a number of hunting-and-gathering
societies, such as the Ngatatjara of Western Australia (Gould
1968) and the Northern Dene of the Canadian Subarctic (Christian 1977; Gardner 1976), knowledge of environment and subsistence is not transferred by means of verbal instruction but rather
through watching and trying (Gardner 2002). The transmission of
knowledge in these cultures occurs in a more implicit fashion than
one might expect. Indeed, in the Paliyan of South India, issuing
verbal descriptions of the manufacturing processes is considered
to be offensive (Gardner 2000, pp. 8993).
In an experimental knapping study (Ohnuma et al. 1997), two
groups of students were taught how to manufacture a Levallois
flake. Both groups had the opportunity of watching an experienced knapper make the product. In addition, members of the
verbal group received verbal descriptions that accompanied the
knapping; members of the nonverbal group had to communicate
using gestures alone. Despite the fact that the teacher found that
he could communicate complicated and precise details (e.g., how
to smooth out the flaking surface; what angle to strike at) much
more effectively using words than gestures, the increased communication did not lead to any improvement in performance.
Those in the verbal group took just as long to learn the technique,
and the flakes that they made were of only the same quality as the
other groups.
It should be noted that this study was limited both in terms of
just one tool type and of not having very many subjects. But it is a
valid study nonetheless, and one that points the way forward towards a much-needed program of experimental knapping. In any
case, I am not claiming that verbal communication is never helpful in the acquisition of skills, nor that such communication does
not occur in any hunting and gathering society it is helpful and
it does occur. Nevertheless, these examples must temper the extent to which increases in verbal communication would have led
to the widespread changes that Corballis seems to be proposing.
In any case, the real challenge is not to explain how humans
taught each other existing manufacturing techniques, but rather
to explain what caused the innovation of new types of tools and
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Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
new ways of living. It must be stressed (as always) that the behavioural changes that accompanied the evolution of anatomically
modern humans were multifaceted and not merely to do with tool
making. If Corballis wishes to make the case that the mode of language alone completed the process of human cognitive evolution,
then he must explain why it led to the whole suite of changes art,
symbolism, the inclusion of grave goods in burial contexts, trade,
use of new raw materials, and increasing transport of raw materials, to name just a few that accompany the evolution of anatomically modern humans.
Having said all of this, Corballiss proposal is intriguing enough
for me to want to have a go at enhancing it to lift it above these
problems. I begin by seeing two interesting questions arising from
what Corballis argued. First, it may be asked how the transmission
of knowledge does take place in these societies, and second, it may
be asked what people do talk about during manufacturing sessions
if they are not talking about the manufacturing process itself. I believe that both these questions have the same answer: People tell
stories. That is, in at least a number of hunter-gatherer societies,
knowledge is transmitted indirectly through narrative descriptions
of events. This occurs in the Yupik of the Western Alaskan coast
(Morrow 1990), it occurs in the Northern Dene of the Canadian
Subarctic (Christian 1977), and it occurs in the !Kung (Gardner
2002). The !Kung, for example, spend much of their time conversing not instructing while they make tools and gifts to serve
their elaborate hxaro system of mutual reciprocity (Wiessner
1982). They make their tools slowly and talk quickly. Members
of these groups may be unwilling to provide instruction but they
are much more willing to produce narrative accounts of their experience, and these accounts provide a vehicle for the transmission of knowledge. These narrative descriptions are not produced
specifically to transmit knowledge, they are produced because of
a more general human tendency to think and talk in terms of narrative.
The question which then arises is this: Why did humans start
telling stories? Well, here I can do no better than offer Corballis
some of his previous work. In a 1997 paper (Suddendorf & Corballis 1997), Corballis introduced to scholars of evolution the concept of episodic memory. Episodic memory is autobiographical,
containing records of our past experiences. It includes such things
as the events, people, and things that we have personally encountered. They are crucially related to a particular place and time.
They always have a subjective element and refer to the individual
who holds them. This, surely, is the very essence of narrative, and
it forms a significant portion of human conversation. Thus, the
evolution of episodic memories may have allowed these huntergatherers (both past and present) to talk in the way that they do.
Indeed, in that earlier paper Corballis himself suggested that, a
good deal of human conversation consists of mutual time travel
down memory lane. Shared memories are the glue for the enlarged and complex social nets that characterise our species and
go well beyond mere kinship (Suddendorf & Corballis 1997,
p. 139). But it may do more; I believe that recounting events in
this way would have been a good vehicle for sharing knowledge of
hunting, toolmaking, and any other area of subsistence.
The feeling I have about Corballiss present argument about
modern human behaviour (I am not addressing the other dimensions of his article) is that learning to speak with the mouth instead
of with both the mouth and the hands seems to be a rather pragmatic change; and yet, the changes that modern humans bring
seem much more profound than that. Indeed, to many scholars,
the diversity and speed of the changes has suggested that some
kind of fundamental cognitive transformation occurred that led to
the radically new types of behaviour on display. The development
of episodic memory is just such a transformation, and scholars of
human cognitive evolution stand to benefit from including it in
their discourse. If Corballis sees fit to incorporate this kind of notion into his own narrative, then I believe that what will emerge is
an even more comprehensive account of language origins than he
already has.
236
Corballis discusses handedness and lateralities in general as phylogenetically developed when he states that there is a general
agreement that handedness is a function of the brain rather than
of the hands themselves, and that it is related to other cerebral
asymmetries of function (sect. 1). We will argue that handedness
is very much a function of the hands. Furthermore, he talks about
handedness whether defined in terms of preference or skill
(sect. 1). Others make clear distinctions between hand preference
and hand performance or skill, and we will argue that this distinction is crucial. Even if initial hand preference might be phylogenetically determined, performance and eventual preference are
determined in large part by ontogenetic development.
In this commentary, we discuss how lateralities develop ontogenetically, using the development of early handedness and footedness as illustration. We will further argue that lateral preferences are probability functions not necessarily fifty-fifty and
that probabilities fluctuate during ontogenetic development. In
the case of hand performance, we will argue that an initial lateral
bias leads to excessive and prolonged use of the preferred hand
over the nonpreferred hand. This causes increasing lateral differences between the two hands.
Lateral biases in early infancy. Early lateral biases have been
found in various activities such as spontaneous head-turning (e.g.,
Rnnqvist et al. 1998), spontaneous hand closure (e.g., Cobb et al.
1966), and grasp reflex strength (e.g., Tan & Tan 1999). Furthermore, Corbetta and Thelen (1999) showed that biases in infants
arm movements are not stable characteristics but fluctuate during
early development before they stabilize into clear lateral differences. Typically, hand skill develops towards greater asymmetry
(Singh et al. 2001). However, most studies of hand skill tested performance on unimanual tasks that have a clear division of labor between the hands. This division often implies manipulation from
one of the hands and a stabilizing function from the other. Such
tasks would favor specialization of each hand, with prolonged
practice leading to increased differences between the hands. This,
again, would strengthen hand preference.
Changing lateral biases in foot performance. As with hand
skill, foot skill is typically measured using unilateral tasks. In such
tasks, one foot often stabilizes the body while the other acts on or
manipulates an object (see Peters 1988). In such unilateral tasks,
lateral differences in performance between the two feet typically
increase with increasing age, although this pattern is less clear
than for handedness. For bilateral tasks, such as, for example,
walking, a more symmetrical use of the two legs would be favorable, which should lead to decreased lateralities over practice.
This is exactly what we found in a recent study on the development of postural control in early walking.
At the onset of independent walking, infants walked in an asymmetrical pattern, indicating an early lateral bias (Pedersen et al.
2002). This bias was stronger when they carried extra loads. As
they became more skilled walkers, lateral differences in this symmetrical task decreased. However, when we increased task demands by loading the infants, the lateral differences reappeared,
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
in that placement of one foot was systematically changed to create a larger base of support. Hence, whereas foot skill in unilateral
tasks developed towards asymmetry, the opposite occurred in the
symmetrical task of walking.
Hand preferences in primates. Corballis argues that the strong
predominance of right-handedness appears to be a uniquely human characteristic (target article, Abstract). We argue that this
may stem from the high incidence of manipulative actions in humans. As indicated above, manipulating objects favors specialization of the hands, thereby strengthening initial biases. Support for
this position can be found in animal studies. Although a general
bias towards one hand is not reported on a species level, nonhuman primates have been reported to show right-handedness
under certain conditions. For example, gorillas, chimpanzees, and
orangutans show a population-level right-hand preference in
reaching from a bipedal posture but not so from a quadrupedal
posture (Hopkins 1993; Olson et al. 1990). Only a bipedal posture
frees both hands, allowing them to assume differential functions
and thereby strengthen a lateral bias. Furthermore, Hopkins
(1996) reports a weak right-handedness in chimpanzees, but only
for some activities for example bimanual feeding and only in
captivity. The latter may indeed have been inadvertently shaped
by the routine acts of the humans (McGrew & Marchant 2001,
p. 355).
Ontogenetic development of literalities. Empirical evidence
indicates that lateral biases are present very early in development
but fluctuate as a function of task characteristics and practice.
From a dynamical systems perspective, development in general
and movement behavior in particular are not deterministic but
probabilistic (Thelen et al. 2001). Behavioral patterns are not prescribed but self-organize under the confluence of constraints resulting from the organism, the task, and the environment (Newell
1986). Within this framework, the expression of any lateral performance difference would be a function of initial asymmetries,
subsequent environmental pressures towards further asymmetry
or increased symmetry, and practice. The general dominance of
the left hemisphere in vocalizations, handedness, footedness, and
head-turning suggests that an initial asymmetry is indeed phylogenetically determined, in line with Corballiss argument. An
eventual lateral preference, however, is as much a result of ontogenetic development as it is of evolution.
In conclusion, we agree that initial lateral biases might exist.
These initial biases lead to small performance differences that increase the probability of choosing one side over the other. With
further practice and under the influence of task constraints, the
strength of the lateral bias may change, creating either increased
symmetric performance or stable lateral preferences.
ACKNOWLEDGMENT
This work was supported by a research grant from the Norwegian Research Council (No. 129273/330) awarded to the second author.
237
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
metries. Hence, the happenstance of left-brain lateralization for
vocalization in birds and one frog, and for language in humans, is
by no means conclusive. It is, however, worth noting that lateralization in birds seems to be determined by the eye that is first
opened, which is determined by the normal posture of the embryonic chick in the egg (Rogers & Bradshaw 1996). We suspect
that this method of introducing lateralization is likely to be
species-specific. Further, vocalization in birds is very different
from language in humans. Specifically, the target article does not
address nonlinguistic vocalizations in humans. Whether these
mechanisms relate to Brocas area, or are lateralized, is of significance to the theory.
Corballis admits that he cannot explain how population-level
lateralization for vocalization might develop or what sort of evolutionary advantage it might confer. Within this context, Skoyles
(2000), in a commentary on the gestural theory proposed by Place
(2000), provided an interesting alternative explanation of language lateralization. Skoyles claimed that gestures . . . are more
easily learnt and comprehended when those making and those
perceiving them do so uniformly with one hand. This account
seems feasible: It provides a strong evolutionary drive towards language lateralization and handedness and explains the interaction
between them.
One final concern we wish to raise addresses the fundamental
concept of a gestural theory of language. At the basis of such a theory is the claim that gesture and language, or gesture and vocalization, are tightly coupled. Two examples serve to illustrate the
spectrum of views regarding this claim. On the one hand, Bates
(Bates & Dick 2002; Elman et al. 1996) argues that language is a
freeloading system superimposed on sensorimotor areas, causing
language and gesture to be planned and orchestrated together because they share the same neural system. Bates views language as
spilling into gesture, which is a by-product or an epiphenomenon.
Consistent with this understanding, Brocas area is active not only
during speech but also upon hand-waving, and motor and premotor areas are activated by language tasks even in the absence of
motor activity such as silent reading (cf. Grafton et al. 1997; Toga
& Thompson 2003). These findings suggest that gesture and
speech are two outlets for the same thought processes (which
some have argued are inextricably linked to a theory of mind, thus
connecting these processes with the mirror neurons of the monkey). On the other hand, Donald (1991; 1999) maintains that language skates on the surface of gesticulations, and whether or not
somewhere in our evolutionary history speech took over from gesture as the main conduit of language, mime survives as a separate
channel of communication even in adulthood. Corballis does not
view mime and speech as separate channels; he construes them as
a progression of forms. However, his approach to this issue seems
inconsistent: At times his view reminds us of Donalds, whereas at
other times it is reminiscent of Batess.
In conclusion, it seems to us that, despite a dearth of hard evidence, Corballiss arguments for a gradual development of language are very compelling. Initially, the target article left us skeptical, but reading Corballiss recent book (2002) significantly
clarified his arguments. It seems reasonable that gesture played
an important role in the development of language, and that part
of this role may have related to the development and understanding of the actions of others. On the other hand, picking a particular component of the system (e.g., gestures) to be a precursor for
a different isolated component of the system (e.g., vocalization
and spoken language) seems arbitrary. We feel that the arguments
for an explicit gestural theory of language, which requires a
grammar-laden and symbolic gestural language to precede sign
language, are less convincing, and that the connection to lateralization of vocalization in birds is overreaching.
238
Abstract: I would like to stress that early development repeats the evolution of the species. Hence, to understand the origins of functional brain
asymmetry and the underlying mechanisms involved in handedness, we
have to seek information not only from what we know about human evolution, but also from how an early hand preference develops in our own
species.
To understand the evolution and the development origins of hemispheric specialization is an important part of understanding what
it is to be human. However, despite a number of different theories and models, this is still unclear (e.g., see Hopkins & Rnnqvist
1998). Hence Corballiss target article is a good attempt to bring
this understanding further.
When evaluating the evolutionary depth of human handedness,
we need to bear in mind the distinction between hand preference
and manual specialization something that is not always done in
studies addressing the evolutionary origins of human handedness.
To develop a hand preference, we obviously need to have hands.
Hence, Corballiss comparison between a uniquely strong righthandedness in humans and a left cerebral dominance with regard
to vocalization in animals (without hands) which are ontogenetically far from Homo sapiens, does not establish any convincing
comparative norms with an animal model of human developmental processes. Indeed, asymmetries in both brain structures and
behaviors have been found among many species much closer to
our own. Lateralized brain functions have also been found in a lot
of other species without hands and even in those who do not have
a vocal tract (e.g., Bisazza et al. 1998; Bradshaw & Rogers 1993).
Adult rhesus macaques also exhibit a pattern of hemisphere dominance for processing species-specific vocalizations analogous to
that of adult humans (Kimura 1993).
Lateralization of movement patterns appears very early in human life. There is a considerable body of evidence of postural and
other motor biases in both spontaneous movements and various
responses (e.g., head-turning, Moro response), which, in most
newborns, show a right-side bias (e.g., Hopkins et al. 1987; Michel
1981; Rnnqvist 1995; Rnnqvist & Hopkins 1998). Even in fetuses, a right-sided preference for both arm activity and thumb
sucking is reported to occur already at 10 and 15 weeks gestational
age (Hepper et al. 1991; 1998), as well as a postural bias to the
right (de Vries et al. 2001). This is in line with the suggestion of a
normal lateralized gradient of neuronal differentiation and maturation from right to left (Best 1988). Such evidence indicates that
laterally differentiated cerebral systems are relatively invariant (at
spinal, supraspinal, and cortical levels) relative to later-appearing
functional asymmetries. Hence, the point to be made is that although gestures may be precursors to speech, the neural system
controlling early movements is probably lateralized long before
vocalization.
Contrary to the general view, recent findings from human infants suggest that the control of more refined right-arm movements controlled by ipsilateral motor pathways from the right
hemisphere precede the left-hemisphere control of the right hand
(Hopkins & Rnnqvist 2002). In a recent study comparing the
three-dimensional kinematics of both arms during reaching in
five- to six-month-old infants, we were able to bring to light a hitherto unreported expression of a lateral bias (Hopkins & Rnnqvist
2002). This consisted of fewer movement units in the right than in
the left arm, both for unimanual and bimanual reaches. In conjunction with the fact that we did not find a hand preference for
contacting the object, this relative precocity of the right arm raises
an interesting point about the nature of the early development of
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
handedness. The crux of the matter is that the ventromedial pathways develop before the direct corticospinal system (Kuypers
1985). These pathways contain the vestibulospinal tract which
projects bilaterally to the spinal cord and controls the proximal
muscles of the arm.
Therefore, when a goal directed arm-hand movement first
emerges, it would be subject to ipsilateral control, with subsequent contralateral control of the fingers being dependent on the
establishment of direct corticospinal connections. Hence, the initial manifestations of lateral biases in reaching should be regarded
as primarily indicative of an arm rather than a hand preference
(Hopkins & Rnnqvist 1998). In line with a proximal-distal trend
in motor development, the neural systems controlling the head,
the trunk, and the proximal arm movements develop before the
systems controlling the distal arm and hand movements involved
in manual gestures. Therefore, the initial manifestations of hemispheric dominance related to gesture communication and later
vocalization should be regarded as primarily the development of
a trunk, head, and arm preference rather than a hemispheric dominance for vocalization. This suggests that we should also start to
look for signs of a right-arm preference in our ancestors and
closely related species rather than a hand preference.
Primates such as capuchins and chimpanzees do not make highspeed accurate throws and neither do they seem to have any consistent side preference when tossing an object forward (Calvin
1983b; Watson 2001), even if they are relatively good at manipulating objects with their hands. Of course, we should be happy that
this is not the case when we visit the zoo. Calvin (1983b) has further proposed that the timing mechanism involved in throwing has
subsequently been co-opted into motor sequencing more generally, particularly in speech.
Indeed, a major problem in evaluating the evolutionary depth
of human handedness is that artifacts indicative of tool use in the
earliest hominids may have been made from wood and so are not
preserved in the fossil record. Homo habilis (Leakey et al. 1964;
Steele 1999), who was perhaps the first to develop refined and
successful throwing, would definitely have had the prerequisites
for hunting and fighting. Throwing involves a complex chain of coordinated movements (and activation of the motor cortex) and not
only the position and regulation of the speed of the hand movement and its location in space, but also the regulation of head,
shoulder, and arm.
There is evidence that mirror neurons in the monkeys premotor cortex discharge both when the monkey makes a particular action and when it observes another individual, monkey or human,
making a similar action (Rizzolatti & Arbib 1998). Learning by imitation may also play an important part in the acquisition of motor
skill during infancy (e.g., Meltzoff & Moor 1992). According to
Kohler et al. (2002), these mirror neurons may be a key to gestural
communication. In monkeys, the mirror neuron system appears to
be bilateral, whereas in human adults it is largely located in the
left hemisphere. However, little is known about the developmental processes of mirror neurons in relation to the early development of hand preference in humans.
Hence, we should not underestimate the difficulty of learning
to execute rapid, precise, aimed movements of the arm and the
hand such as those needed for successful throwing. In human infants at about two to three years of age, throwing is one of the most
prominent and consistently lateralized behaviors, although far
from an adults precision. Even if a ball or a stone is grasped with
the left (nonpreferred) hand, most children move it over to the
right (preferred) hand for executing the action of throwing.
Our understanding of the evolutionary and developmental origins of hemispheric specialization will probably come only from
process-oriented models on the developmental and evolutionary
origins of laterality which can illustrate how early (motor) asymmetries may be linked to later functional and structural specialization. The development of human right-left asymmetry should
be regarded as a complex, multidimensional trait involving different developmental processes. Proper understanding of the devel-
In the target article, Corballis summarizes several intriguing findings in monkeys, apes, hominids, and humans. He succeeds in incorporating them into a theory of the evolution of human speech
and right-hand preference from animal gestures. A central statement is that communication by manual gestures evolved to a more
vocally based language.
Evidence for this theory is derived from the function of the inferior frontal area in monkey and man. The mirror neurons, located in the monkeys homologue of Brocas area and its contralateral homotope, can initiate a grasping movement, but can
also recognize the same movement performed by another animal.
These cells may have provided the essential neurological basis on
which language developed. The dual function of these mirror neurons guarantees the necessary parity between speaker and listener,
which requires that the two parties have a common understanding of the communicative elements. This parity is essential to account for the human ability to perceive the invariant articulatory
units, despite great variability in the acoustic signal (i.e., pitch,
loudness, velocity, and emotional color). This dual function of the
neurological substrate for language is the core premise of one of
the most influential theories of language: the motor theory of
speech perception (Liberman & Whalen 2000). This theory assumes that the basic phonetic elements of speech are not the
sounds but the articulatory gestures that generate these sounds.
This assumption is supported by the finding of functional imaging
studies, that listening to speech activates the frontal areas of the
brain (the motor lobe) much more than the temporal areas (the
sound lobe) (Bookheimer 2002). Hence, part of the frontal neurons that represented the production and perception of gestures
in monkeys, may have gradually acquired the ability to generate
and recognize facial mimicry and eventually speech.
However, basic language functions in human are generally lateralized to the left hemisphere, whereas the monkeys mirror neurons appear to be bilaterally similar. Whatever evolutionary mutation took place, it appears to have particularly affected the left
hemisphere.
An explanation for this unilateral evolution could be found in
an evolutionary principle in molecular genetics. At the molecular
genetic level, an evolutional change often starts with the duplication of a gene (Cooper 1999). One gene copy maintains functioning as before, thereby preventing loss of a vital protein, while the
redundant copy is free to mutate into a potentially useful variant.
The latter gene copy may accumulate formerly lethal mutations
and in some instances acquires a hitherto nonexisting function.
Evolution of the human brain may have progressed parallel to
BEHAVIORAL AND BRAIN SCIENCES (2003) 26:2
239
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
this molecular principle. The left cerebral hemisphere could be
viewed as the redundant copy, the one that gradually adopted a
new function language while the right hemisphere warranted
the continuation of conventional attainments the production
and perception of automatic emotional utterances.
The monkeys vocal productions are characterized by Corballis
as automatic, emotional utterances without semantic or syntactic
content. This description bears close resemblance to the speech
of aphasia patients who have suffered severe left-hemispheric
stroke. These patients can hardly produce any intentional speech
but can sometimes produce unexpected automatic speech (frequently curses) in emotional situations. As in the monkey, this
speech is not under voluntary control and most likely originates
from the right hemisphere, because it is lost after a second infarction at the right side (Kinsbourne 1971). It could thus be hypothesized that the verbal capacity of the human right hemisphere
is the homologue of the monkeys vocal system.
Evolution of language areas in one hemisphere only could result from a new gene (or genes), most likely a transcription factor,
which has an expression pattern restricted to the left hemisphere.
Such unilateral expression patterns have previously been discovered for transcription factors that induce asymmetric development of the heart and great vessels (Levin & Mercola 1998). Parallel to asymmetry of the heart, asymmetry of the brain may also
result from an asymmetric expression pattern of certain gene
products (discussed by Sommer et al. 2002).
Presently, only one gene has been identified as having a major
role in human language: the transcription factor FOXP2 (Enard
et al. 2002). However, the importance and the uniqueness of this
gene for human language capacity have yet to be established.
If we accept that FOXP2 or other language-related genes enable language functions in the brain, then the human variance in
language lateralization could be explained as a genetic polymorphism that affects not the function but only the expression pattern
of these genes. Aberrant expression patterns of the hypothesized
language genes would cause the language areas to develop normally but at a different location (i.e., bilaterally or in the right
hemisphere).
According to our view, motor dominance is not likely to result
from the same gene or genes as language dominance, because
70% of left-handed subjects have left cerebral language dominance (Knecht et al. 2000). However, genetic and environmental
factors that disrupt the unilateral left-sided expression pattern of
the language gene or genes, may also disrupt unilateral expression
of the gene or genes that supports the development of manual dexterity. This could explain why deviant language lateralization is
more common but not standard in subjects with deviant motor
dominance.
There are two separate sources of evidence for this. First, as discussed by Corballis, great apes and possibly other large primates
such as baboons (Cain & Wada 1979) have left-right asymmetries
in homologues of the human language areas, but evidence for either population-handedness or language capacities in apes remains extremely weak. Second, although there is a weak associa-
240
Commentary/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
scanning tools became available; e.g., Tanaka et al. 1999). Although as Good et al. (2001) point out, there is a strong presumption throughout the neuroanatomical literature that all structural
left-right asymmetries strongly indicate functional asymmetries,
there are many inconsistencies in textbook accounts, including the
larger frontal lobe of the nondominant hemisphere and the lack
of gender differences in language performance to parallel the sex
differences found in degree of structural asymmetry (Good et al.
2001; Walker 1980). The most reasonable conjecture based on the
studies above would, I suggest, be the acceptance of the null hypothesis for the relationship between structural and functional
left-right asymmetries in the human brain. This in itself would
have little impact on Corballiss claim that functional asymmetries
for spoken language lead the human population asymmetry in
hand preference. Indeed, accepting that some of the volume
asymmetries in human and great ape brains are unrelated in either case to functional language specializations would solve problems that Corballis otherwise has with Cantalupo and Hopkins
(2001) and Pilcher et al. (2001). Kennedy et al. (1998) suggested
that the major source of variance in human cortical volume is individual differences applying to individual gyri, which is relatively
independent of larger-scale variation; and that, in particular, local
variations in the frontal and temporal language specific regions do
not correlate well with total cortical volume.
Much of the target article is speculation which may never be
disconfirmed by evidence. But there are accumulating data on the
(largely conserved) genetic factors that control structural asymmetries of the kind that are disturbed in situs inversus (Hamada
et al. 2002; Hobert et al. 2002; Mercola & Levin 2001) and the
faint beginnings of knowledge of the genetic factors responsible
for uniquely human capacities, some of which often, but not always, display left-right asymmetry (Ennard et al. 2002; though see,
e.g., Meaburn et al. 2002). A detailed molecular account of the extent to which speech entails handedness may therefore be eventually attainable, but it is unlikely to correspond very closely to
Corballiss narrative.
Gestures are much less strongly lateralised, and the cortical areas involved do not overlap closely with the areas involved in language, whether spoken or signed. Although gesture and sign language use the same modality, observation of communication
abilities following brain injury exhibits a clear dissociation (Corina
et al. 1992; Hickok et al. 2002, Marshall et al., in press). Left-hemisphere injury strongly impairs signing, regardless of the degree of
sign iconicity, whereas gestures remain largely intact. In contrast,
right-hemisphere injury leaves most features of sign language intact, even in the presence of substantial visuospatial impairment
(Atkinson et al., in press; Corina et al. 1999; Loew et al. 1997). This
dissociation also highlights the different processing capacities of
the left and right hemispheres (in adults).
We suggest that this evidence speaks against the occurrence of
a gestural protolanguage; although speech and language developed from vocalisations that accompanied gesture, gesture itself
did not achieve linguistic structure. There are also several lines of
evidence to suggest that sign language was not an intermediate
step between gesture and speech, the most striking being that
both signed and spoken language are processed in the same regions of the left auditory cortex (MacSweeney et al. 2001; 2002).
The later-evolved communication was built on cortical areas used
in earlier forms of communication. In analogy to the communicative twinning of gesture and speech, sign language may be accompanied by distinct syllabic vocal gestures (echo phonology)
(Woll 2001).
We agree with Corballis that there must be an evolutionary reason why both language and hand dominance are predominantly
located in the left hemisphere, but we caution against the comparison with anatomical lateralisation. Although there may be subtle differences in the volume of specific homotopic areas in the
mature human brain, it is well known that the right hemisphere
can assume the functions of the dominant left side following injury in early childhood. Both halves of the brain are pluripotential;
the observed differences are not organic but functional-developmental, possibly related to different maturational rates of the
hemispheres. Although left-hemisphere dominance for specific
functions was established early in evolution, this has occurred
without leaving any convincing anatomic trace.
We consider that hemispheric lateralisation is related to a
fundamental neurobehavioural division that occurred early in evolution. The left hemisphere has become specialised for targetdirected behaviour (including vocalisation), whereas the right hemisphere is specialised for monitoring of the environment (Sieratzki
& Woll 2002).
As a result, the left hemisphere directs sequential processing,
and the right hemisphere controls holistic spatial processing. It is
therefore reasonable to hypothesise that target-directed vocalisations became localised in the left hemisphere and that later,
the particular capacity of Brocas area to map perception onto execution, to which Corballis refers, led to its becoming the site of
language. Handedness is less strongly determined by an overall
neurobehavioural disposition, with a variety of independent determinants (genetic, ergonomic, social) coming into play.
In conclusion, we suggest that the contrasting functional specialisation of the hemispheres reflects the fundamental duality of
behavioural challenges that a species faces in its interaction with
the environment. The homolaterality of language and hand dominance is more an outcome of this specialisation rather than the
expression of a specific evolutionary link.
241
Response/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
Abstract: Toolmaking requires motor skills that in turn require handedness, so that there is no competition between the two sides of the brain.
Thus, handedness is not necessarily linked to vocalization but to the origin of causal beliefs required for making complex tools. Language may
have evolved from these processes.
242
Authors Response
Hand-to-hand combat, or mouth-to-mouth
resuscitation?
Michael C. Corballis
Department of Psychology, University of Auckland, Private Bag 92019,
Auckland, New Zealand. m.corballis@auckland.ac.nz
R1. Introduction
Perhaps not surprisingly, a number of commentators were
concerned about my thesis that language originated in manual gestures, which was the main premise of my argument
that handedness may have been driven by asymmetric control of vocalization. I therefore consider the gestural theory
first, and then go on to issues about laterality.
Response/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
R2. On gestural theory
R2.1. General points
A number of commentators (Bradshaw, Feyereisen, Holloway, Jrgens) argue that gesture and speech evolved in
parallel, and that it is gratuitous to insert an extra gestural
stage when animal communication has long been vocal, as is
speech. One of my arguments, though, was that animal vocalization is an unlikely platform for the development of
speech. Speech is very different, involving the construction
of new meanings according to complex combinatorial rules,
whereas animal calls are holistic and unsegmented. Chomsky (1966) wrote: Modern studies [of animal communication] so far offer no counterevidence to the Cartesian
assumption that human language is based on an entirely different principle (p. 77), and I know of no reason to revise
this opinion. It suggests to me that language required a more
sympathetic medium in which to find initial expression.
Chimps cannot talk, but they can communicate in a language-like way using gestures. This suggests to me that if you
wanted to build language in the common human-chimp ancestor, you would start with gestures. She just would not be
ready for speech.
R2.3. Did gesture come first?
Other commentators accept a gestural component, but disagree as to its primacy. Arcadi usefully provides a list of
primate communicative gestural interactions, and then suggests that I overemphasized gestures relative to vocalization, at least with respect to behavior in the wild. He suggests that manual gestures were integrated into spoken
language after vocalizations were brought under voluntary
control. Again, this seems to me to overlook the evidence
from the signing apes. Perhaps it is wrong to draw conclusions from captive apes, as Arcadi suggests, but the issue
here has more to do with competence than with performance what apes can do, rather than what they do do. I
think it is reasonable to conclude from studies with captive
243
Response/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
mologue of Brocas area in the monkey. As Beaton rightly
observes, Brocas area, like nostalgia, no longer seems to be
what it was. Beaton and Bradshaw both make the point that,
although mirror neurons seem tailor-made for imitation,
monkeys do not seem able to imitate, although it has been argued that mirror neurons must have been key elements in
the subsequent evolution of imitation and theory of mind
(Williams et al. 2001). It is also true, as Raz & Donchin point
out, that mirror neurons seem to have little to do with communication in monkeys. My intention was really just to point
out that they seem to provide an ideal platform on which to
build an intentional communication system, and it is, of
course, tantalizing that they should be located in the homologue of Brocas area. I really have nothing to add to what Arbib (2002) and Arbib and Rizzolatti (1997) have said as to
how the mirror system might have been elaborated into a
communication system, and eventually into syntactic language. Armstrong also comments usefully on this issue.
I agree with Dale et al. that the properties of mirror
neurons do not prove that language originated in manual
gestures (there aint no proof ), and that many aspects of
cognition must depend on high-level mapping between
perceptual and motor systems. But I think it is significant
that one of the cortical areas involved in the programming
of speech in humans should be involved in the programming of manual action in monkeys. Jrgens cites evidence
that area F5 is involved with movements of the mouth as
well as the face. I think this supports my scenario that the
face (and mouth) was increasingly involved in communicative gestures. Jrgens also mentions the so-called auditory
mirror neurons that respond when the animal either performs an action or hears the sound made by the action. This
has to do with action, not speech, and so has little to do with
the notion that manual gesture preceded speech. There
seems little doubt that there is a strong cortical component
in the perception of complex sounds by nonhuman primates hence Kanzis apparent ability to understand spoken speech at a level well beyond his ability to produce it.
What is perhaps more problematic for the gestural theory is Jrgenss claim that vocal fold movements can be
elicited by electrical stimulation of F5 in the rhesus monkey (e.g., Jrgens & Zwirner 2000). This does not necessarily mean that cortical control of vocalization served as a
useful platform for the evolution of language whatever
the nature of the cortical control over vocalization, I doubt
that it has anything like the flexibility of control over the
hands or face, and probably did not reach the level of fine
control required for speech until well after the split from
the chimpanzee line (again, see Ploog 2002). Despite a recent claim that Kanzi has shown some glimmerings of
speech (Ananthaswamy 2003), I will wager that chimps or
bonobos will never achieve anything like vocal speech; but
decades of study have shown that they are capable of at least
a form of protolanguage through manual gestures.
Johnson-Frey also elaborates on the properties of mirror neurons and argues that the functions of these neurons, and of other neurons in area F5, have remained essentially unchanged between macaques and humans. Yet
this area (or its homologue) is involved in both speech and
signed language in humans, but not in primates. Something
changed. He nevertheless agrees that handedness may have
originated in the lateralization of vocal communication, but
did not take root in a pre-existing gestural communication
system. Quite so, I dont think it did.
244
There is recent evidence that both Brocas and Wernickes areas are active even when people read speech
from facial gestures, consistent with the view that the core
perceptual processes for speech are embodied (Calvert &
Campbell 2003, p. 67) a view that I also tried to express,
albeit less succinctly. We do need more precise characterizations of the role of Brocas area and Brocas area homologues in both humans and primates, and it is in any case
clear that mirror neurons by themselves do not explain language (Raz & Donchin), but I will be surprised if the evolution of this area is not critical to our understanding of how
language came about.
R2.6. Other anatomical considerations
Part of my argument for the late development of speech relative to gestural communication was based on fossil evidence on the enlargement of the hypoglossal canal and the
thoracic spinal cord, involved in control of the tongue and
of breathing, respectively. Bradshaw and Holloway provide counterevidence, and it may be that the evidence I
cited on these structures does not survive scrutiny. Nevertheless, I may well have underestimated the changing role
of the tongue in the transition from facial gesture to speech,
as suggested by Fouts & Waters. Increased control over
the tongue must surely have been critical in the evolution
of speech not for nothing are spoken languages called
tongues. As for Bradshaws worry about the talkative
African Grey Parrot, advanced vocal control in birds may
well have been a consequence of adaptations associated
with flying, as suggested by Deacon (1997). If we had flown,
we might have arrived there earlier.
I like Knights elaboration of the suggestion that the human eye is by nature more expressive than that of nonhuman primates, supporting my view that facial gestures
were important in the transition between visible gestures
and speech. Holloway, though, doesnt agree that the eyes
have it.
R2.7. Developmental considerations
Response/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
quisition than those born deaf. That may be true, understandably, of speech acquisition, but the evidence suggests
that deaf children learn sign language if anything more
rapidly than hearing children learn to speak (Meier & Newport 1990). In any event, there is evidence that people born
blind gesture manually during speech even when they know
the receiver is blind as well (Iverson & Goldin-Meadow
1998). Evidence from both the blind and the deaf seem to
me to support the gestural theory rather than refute it.
Feyereisen points out that the emergence of speech
prevents manual gestures from developing into fullyfledged sign language, suggesting that it is unlikely that sign
language evolved as a fully-fledged syntactic system before
being supplanted by speech. This is an interesting argument, but I think it does illustrate the perils of recapitulationism. Suppose it is true that language evolved as a fully
syntactic gestural system, as I contend, before being supplanted by speech. The very fact that speech took over at
some point in evolution leads one to expect that children
would not develop full syntactic sign language although
deaf children, deprived of the opportunity to learn to speak,
do go on to full sign language. Indeed, pace Feyereisen, one
might be surprised at just how far signing does develop in
normal children before speech so rudely interrupts. There
is evidence that infant gestures are symbolic, and that early
symbolic gestures may even help explain the vocabulary
spurt that occurs later in development (Acredolo et al.
1999). There is also evidence that encouraging normal babies to use symbolic gestures (baby signers) may have a
long-term impact on language development (Goodwyn &
Acredolo 1998; Goodwyn et al., in press).
In the target article, I mentioned the evolutionary scenario proposed by Diamond (1959), suggesting that vocal
speech may well have evolved from effortful grunts rather
than emotional cries. My attention has since been drawn to
the work of McCune and her colleagues (e.g., McCune et
al. 1996), who have shown that the earliest grunts that babies make accompany movement or effort. Grunts then accompany acts of focal attention, followed by grunts that are
communicative, but not yet referential. Echoing Diamond,
McCune et al. suggest that speech may have emerged in
similar fashion in primate evolution. This scenario, if correct, depends on the prior emergence of communicative
gestures.
One of the ideas I tried to convey was that, once introduced, voicing may have been later modulated to increase
the vocabulary of facial gestures. Carstairs-McCarthy
suggests that voicing does little to increase the repertoire
of consonants, despite the common distinction between
voiced and unvoiced consonants. He may be right, because
whispering seems to include the full range of phonemes.
Perhaps someone can explain this to me.
R2.8. Signing versus speech
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Response/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
in the first 1.95 million years [after the emergence of Homo
erectus] almost nothing happened: The clunky stone tools became less clunky and slightly more diversified stone tools, and
everything beyond that, from bone tools to supercomputers,
happened in the last one-fortieth of the period in question.
(p. 104)
That mutation may have occurred on the FOXP2 gene, located on chromosome 7. A genetic disorder of speech and
language suffered by members of a large family, known as
the KE family, is transmitted as an autosomal-dominant
monogenic trait, encoded by a mutation on FOXP2 (Lai et
al. 2001). Some have argued that this gene is a grammar
gene (e.g., Pinker 1994), but although those affected have
difficulties with both receptive and expressive grammar, the
core deficit is more likely one of articulation (Watkins et al.
2002). There is now evidence that the FOXP2 gene underwent changes in our predecessors at some point subsequent
to the split from the chimpanzee lines and probably within
the past 100,000 years (Enard et al. 2002). Enard et al. write
that their discovery is compatible with a model in which
the expansion of modern humans was driven by the appearance of a more-proficient spoken language (p. 871).
Perhaps, then, the mutation of the FOXP2 gene was the final adjustment that allowed speech to become autonomous,
freeing the hands, and unleashing, by whatever means, the
human revolution.
Of course, this need not preclude the idea that there was
an element of invention. Autonomous speech and the selection of the mutated FOXP2 gene may perhaps be an example of Baldwinian evolution, a result of a human culture
itself dependent on language.
R3. Handedness and cerebral asymmetry
R3.1. On the nature of handedness and cerebral
asymmetry
Response/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
Annetts own right-shift theory, which she insists is different. Her commentary should rectify this. She also raises the
question of whether there was a period in which all people
were left-brained and right-handed, and whether a further
mutation reintroduced variability in the form of a minority
of right-brainers and left-handers. McManus (1999) has
proposed precisely this scenario, which I personally find
unlikely.
The genetic models of Annett and McManus also provide
the answer to Faurie & Raymonds complaint that I ignored the polymorphism of handedness, and that I implied
that handedness is a neutral character. Although I did not
mention it explicitly, the assumption behind these twoallele models is that there is a heterozygotic advantage; in
Annetts (1995) version, it is suggested that those with a
double dose of the laterality allele might suffer some
impairment in spatial skills, whereas those with a double
dose of the chance allele might be susceptible to verbal
impediments (see also Corballis 1997). These models imply
selection based on cerebral asymmetry rather than on
handedness per se. Walker suggests that strong lateralization may increase susceptibility to unilateral capacity
deficits, which might be another reason for the heterozygotic advantage.
There are alternatives to the idea of a heterozygotic advantage. There is some appeal in Faurie & Raymonds simpler hypothesis that left-handedness may confer an advantage in fighting, but only so long as left-handers are in the
minority. Nevertheless, it may even be true that right-handedness itself is an adaptive trait in humans, and it has been
claimed that left-handers die younger than right-handers do
(Coren & Halpern 1991) but see Harris (1993) for a critique. One possibility, considered by Coren and Halpern, is
that right-handers, being in the majority, have created environments somewhat hostile to left-handers. Given only a
slight majority of right-handers (perhaps the 2:1 majority
noted in chimpanzees by Hopkins & Cantalupo), this
could have led to runaway selection of right-handers as a
product of increasing cultural evolution and environmental
control, leading to the present-day 9:1 majority. This could
be another example of Baldwinian evolution, but does not
explain the initial preponderance of right-handers. And lefthanders, finding themselves in a minority, may have developed a compensatory feistiness that helped preserve them
but only so long as they were a minority.
Pedersen & Vereijken question my statement that
handedness is a function of the brain rather than of the
hands themselves (target article, sect. 1, first para.). I do
not think there is anything in the shape of the hands, or in
their musculature or sensory receptors, that would lead one
to predict that one hand would be better than the other at
throwing, or at writing, say, although I concede that wear
and tear, or extensive unimanual practice, may lead to peripheral differences. What I meant was that we are not like
lobsters, where the claws are actually shaped for different
functions, one a big crusher claw and the other a little
cutter claw (Govind 1989).
Raz & Donchin revive the notion that left-handedness
results from pathology, an idea that has rather fallen from
grace, partly for empirical reasons (e.g., Harris & Carlson
1988), and partly because genetic models seem reasonably
successful in accounting for most of the variation in handedness. Nevertheless, there is probably a small proportion
of people who are left-handed as a result of pathology, and
I agree that the precise role of pathology in the determination of handedness has yet to be fully understood.
R3.2. What about the right hemisphere?
247
Response/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
Armstrong makes the very useful point that hand preference appears in signing before it does in object manipulation in young children. If this is paralleled in evolution, it
supports my view that the origins of handedness are to be
found in the evolution of language, rather than of tool use.
R3.4. Handedness and cerebral dominance:
Are they correlated?
A theme common to several commentaries was that handedness and cerebral dominance for speech are not perfectly coupled (Hopkins & Cantalupo, Jrgens, Raz &
Donchin, Sommer & Kahn). The strongest statement
was that of Josse & Tzourio-Mazoyer, who claim that
functional-imaging studies reveal no correlation. This claim
appears to be based on right-handers only, because the authors concede that right-handers are more likely to be leftdominant for language than are left-handers. This might be
taken as evidence that asymmetry operates as a kind of onoff switch, as proposed by McManus (1999), rather than as
a gradient-like influence. It is well established that some
70% of left-handers are left-hemisphere dominant for
speech, whereas the figure for right-handers is probably
close to 99%, and variations in the degree of handedness
and cerebral dominance within right-handers might well be
because of a multitude of environmental influences, such
as practice, pathology, culture, and so forth.
Yet, some studies do show a correlation suggestive of a
more graded influence (e.g., Knecht et al. 2000), and it may
well be that functional imaging does not provide reliable
measures of degree of lateralization. But in any case it
would be obviously wrong to assert that handedness is fully
determined by speech dominance. Rather, the relation is
likely to be probabilistic, a nudge rather than a push. I tried
to deal with this in terms of the notion that the relation between handedness and cerebral dominance might depend
on a genetic locus, such that one allele leads to right-handedness and left-cerebral dominance, essentially tying the
two together, whereas the other leaves both asymmetries to
chance. This notion has been elaborated in different ways
by Annett (1995) and McManus (1999). The additional suggestion of my own that the default condition, in the absence
of the laterality allele, might be a 2:1 bias rather than 50
50 chance might explain why the proportion of left-handers
with left-cerebral dominance is around 70%, and why this
figure also characterizes a number of other human and animal asymmetries (Corballis 1997). We revert to the 2:1 bias
when kissing (Gntrkn 2003). Jones & Martin suggest
some interesting variants on the genetics of handedness, including the possibility of X-linkage, which I have discussed
elsewhere (Corballis 2001).
R3.5. Is there a functional link between speech and the
hand motor area?
Whatever the nature of the correlation between handedness and speech dominance, there is evidence for a functional link, at least in right-handers. I cited the evidence of
Kimura (1993a) that hand gestures during speech are predominantly right-handed, at least in right-handers. There is
also evidence that the left motor hand area is activated during reading aloud, but not during the production of nonspeech sounds (Seyal et al. 1999; Tokimura et al. 1996), and
the leg area of the motor cortex, unlike the hand area, is not
248
affected by reading aloud (Meister et al. 2003). Silent reading appears to have no influence on the hand motor area,
suggesting that the link has to do with overt speech, and not
with reading per se (Tokimura et al. 1996). Meister et al.
(2003) suggest that these effects are because of phylogenetically old links between motor hand and language areas
(p. 405), consistent with the gestural theory of language origins, although they do not explain why it was the left hemisphere that dominated. These studies seem to contradict
the evidence summarized by Breitenstein, Floel, Drager,
& Knecht (Breitenstein et al.) that linguistic tasks excite
the motor cortices for both hands although, as Breitenstein
et al. point out, this evidence does at least support the gestural theory.
R3.6. When did consistent lateralization emerge
in evolution?
Response/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
BA44 (the Brocas area analog) in the chimpanzee, suggesting that the link may go back at least five million years.
If true, this certainly stretches the argument that the asymmetry came from lateralized control of vocalization, although it perhaps does not rule it out. Hopkins & Cantalupos data raise the possibility again that there was a
pre-existing tendency to right-handedness in the great
apes, perhaps related to limited vocal control, but that the
critical jump that raised the incidence of right-handedness
from 70% to about 90%, and that led to the eventual appearance of speech, occurred after the ape-hominid split.
In any event, Holloway questions the claim by Cantalupo & Hopkins (2001) that BA44 is larger on the left than
on the right in a majority of great apes, stating that their
MRI evidence is not supported by cytoarchitectonic evidence. Nevertheless, I remain bemused by the claim that
the asymmetry of the planum temporale in apes is higher
than it is in humans, and well above 90% (Gannon et al.
1998). I was surprised that this was not mentioned by Holloway, given that he was one of the authors, but his opinion
that the asymmetry of Brocas area is less marked in apes
than in humans comes as something of a relief. Walker argues quite persuasively that human functional lateralization
has nothing to do with structural asymmetries, and suggests
that this is probably true of structural asymmetries in the
brains of great apes as well. If true, this nicely lets me off
one or two hooks.
Sommer & Kahn suggest that left-hemispheric specialization could have come about through duplication of a
gene, so that the redundant copy is free to mutate. The left
hemisphere was the benefactor, at least if language is considered a blessing. They go on to suggest that the critical
gene may have been the FOXP2 gene, discussed earlier in
this Response. If Enard et al. (2002) are correct in their estimate of when the critical mutation occurred, this would
suggest that cerebral lateralization for language functions,
and perhaps language itself, emerged within the last
100,000 years. I am doubtful, however, as to whether
FOXP2 is really the gene postulated by Annett (1995) or
McManus (1985a) or whether the mutation was really the
big bang proposed by Bickerton (1995) or Crow (1998).
Nevertheless, FOXP2 seems certain to feature prominently
in evolutionary theories about the evolution of language.
R3.7. Could handedness derive from lateralized
vocal control?
Knight does not see why lateralized control over vocalization should influence handedness if the hands are no longer
critical to communication. I tried to argue, though, that
there must have been a considerable period of overlap, in
which language consisted of both vocal and manual gestures. Indeed, it still does, although vocal gestures now
dominate.
Jrgens questions the evidence that vocalization is lefthemispheric in other species. He also suggests that evidence from frogs and birds is irrelevant, because they differ markedly in anatomy from mammals. True, although if
vocalization is largely subcortical in mammals (including
primates), then evidence from species with whom we share
an ancient common ancestor may not be altogether irrelevant. Subcortically, perhaps our so-called reptilian brain is
not really so different from a frog brain (well, in some of us,
anyway) see MacLean (1980). Moreover, Ploog (2003)
249
References/Corballis: From mouth to hand: Gesture, speech, and the evolution of right-handedness
more adequately than a two-armed one? Would sign language work better if gesturers tied one arm behind their
backs?
There may well be truth to some of these ideas, and in
section 6 of the target article I wrote that it is probably
more efficient to have brain mechanisms programmed
within a cerebral hemisphere than to have them spread between the hemispheres. I have elaborated on this elsewhere in ways similar to those suggested by the commentaries; for example, I argued that lateralization might have
evolved to overcome interhemispheric competition, and
create an executive in the left hemisphere (Corballis
1991; see also Gazzaniga 2000). But these various accounts
do not explain why the asymmetry is in the same direction
in the great majority of humans. Perhaps the advantage of
a consistent directional bias is simply that it serves to guarantee the asymmetry, rather than just leaving it to chance
although the genetic models discussed earlier include a
chance component anyway, as I think they must. In any
event, my aim was simply to suggest that it might have been
a prior left-hemispheric control over vocalization that determined the direction of subsequent asymmetries, including that of language and handedness. The advantages of
asymmetry itself may be multiple, but must always be
weighed against the advantages of symmetry.
Of course, it may well be the case that handedness and
the left-cerebral dominance for speech reflect separate
abilities (Hopkins & Cantalupo) and that their shared
dependence on the left hemisphere is just an interesting
coincidence (Fouts & Waters), but I do not really think
so. In any case, I think it is still worth trying to find a commonality, even if my specific hypothesis as to its origin is
wrong.
R4. Conclusion
One way to disabuse oneself of a silly theory, I have been
told, is to submit it to BBS. I am at least confident that the
commentaries have added immeasurably to the original article, and given us all a lot more to think about. I remain reasonably secure about the gestural theory itself but then I
would, wouldnt I, given that I have invested quite a lot of
effort into promulgating it. All I can really say to doubters
is, try it on for a while. You may find it fits.
I also think it likely, despite the doubts of some commentators, that there is indeed a link between handedness
and the left-cerebral control of speech, and the balance of
evidence still seems to me to support the idea that it was an
asymmetry in the control of the organs of speech that provided the nudge. Whether this asymmetry originated in the
lateralized control of vocalization itself, and whether it has
ancient roots, now seem more problematic. I think we need
more evidence about the control of vocalization, from both
evolutionary and neurological perspectives.
Finally, it was nice to have the posthumous support of
Wittgenstein, as least as interpreted by Gillett, as well as
Dickinss suggestion that my theorizing is reminiscent of
Darwin. With this kind of backing I was tempted not to reply to the other commentaries at all. Dickins also suggested
that my theory was unfalsifiable, but this view was evidently
not shared. Indeed, I thank all of the commentators for
their elaborations and critical comments, and for generally
entering into the spirit of the game.
250
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