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Statutory Construction Reviewer

Construction

The art or process of discovering and expounding the meaning and intention of
the authors of law, where that intention is rendered doubtful by reason of the
ambiguity in its language or the fact that the given case is not explicitly provided
for in the law.
Purpose: to ascertain and give effect to the intent of the law, to determine
legislative intent.

Rules of Statutory Construction

These are tools used to ascertain legislative intent. They are not rules but mere
axioms of experience.

Legislative Intent

The essence of the law. The intent of the legislature is the law, and the key to, and
the controlling factor in, its construction and interpretation.
The primary source of legislative intent is the statute itself.

Where the words or phrases of a statute are not obscure or ambiguous, its meaning
and the intention of the legislature must be determined from the language employed.

Legislative Purpose

The reason why a particular statute was enacted by the legislature.

Legislative Meaning

What the law, by its language, means: what it comprehends, what it covers or
embraces, what it limits or confines.

In construing a statute, it is not enough to ascertain the intention or meaning of the


statute; it is also necessary to see whether the intention or meaning has been
expressed in such a way as to give it legal effect and validity.

The duty and power to interpret or construe a statute or the Constitution belongs
to the judiciary.
The SC construes the applicable law in controversies which are ripe for judicial
resolution.
The court does not interpret law in a vacuum.
The legislature has no power to overrule the interpretation or construction of a
statute or the Constitution by the Supreme Court, for interpretation is a judicial
function assigned to the latter by the fundamental law.
The SC may, in an appropriate case, change or overrule its previous construction.

A condition sine qua non before the court may construe or interpret a statute, is that
there be doubt or ambiguity in its language. The province of construction lies wholly
within the domain of ambiguity. Where there is no ambiguity in the words of a
statute, there is no room for construction.

A statute is ambiguous when it is capable of being understood by reasonably wellinformed persons in either of two senses.
Where the law is free from ambiguity, the court may not introduce exceptions or
conditions where none is provided.
A meaning that does not appear nor is intended or reflected in the very language
of the statute cannot be placed therein be construction.
Where the two statutes that apply to a particular case, that which was specifically
designed for the said case must prevail over the other.
When the SC has laid down a principle of law as applicable to a certain state of
facts, it will adhere to that principle and apply it to all future cases where the facts
are substantially the same.
Judicial rulings have no retroactive effect.
The court may issue guidelines in applying the statute, not to enlarge or restrict it
but to clearly delineate what the law requires. This is not judicial legislation but
an act to define what the law is.

Limitations on power to construe

Courts may not enlarge nor restrict statutes.


Courts may not be influenced by questions of wisdom.

AIDS TO CONSTRUCTION
To ascertain the true intent of the statute, the court may avail of intrinsic aids, or those
found in the printed page of the statute, and extrinsic aids, those extraneous facts and
circumstances outside the printed page.
1. Title

The title may indicate the legislative extent or restrict the scope of the law, and a
statute couched in a language of doubtful import will be construed to conform to
the legislative intent as disclosed in its title.
When the text of the statute is clear and free form doubt, it is improper to resort to
its title to make it obscure.

1. Preamble

That part of the statute written immediately after its title, which states the
purpose, reason or justification for the enactment of a law. It is usually expressed
in the form of whereas clauses.
It is not an essential part of the statute. But it may, when the statute is ambiguous,
be resorted to clarify the ambiguity, as a key to open the minds of the lawmakers
as to the purpose of the statute.

1. Context of the whole text

The best source from which to ascertain the legislative intent is the statute itself
the words, the phrases, the sentences, sections, clauses, provisions taken as a
whole and in relation to one another.

1. Punctuation marks

Punctuation marks are aids of low degree; they are not parts of the statute nor the
English language.
Where there is, however, an ambiguity in a statute which may be partially or
wholly solved by a punctuation mark, it may be considered in the construction of
a statute.

1. Capitalization of letters

An aid of low degree in the construction of statutes.

1. Headnotes or epigraphs

These are convenient index to the contents of the provisions of a statute; they may
be consulted in case of doubt in interpretation.
They are not entitled to much weight.

1. Lingual text

Unless otherwise provided, where a statute is officially promulgated in English


and Spanish, the English text shall govern, but in case of ambiguity, omission or
mistake, the Spanish may be consulted to explain the English text.
The language in which a statute is written prevails over its translation.

1. Intent or spirit of law

Legislative intent or spirit is the controlling factor, the influence most dominant if
a statute needs construction.
The intent of the law is that which is expressed in the words thereof, discovered in
the four corners of the law and aided if necessary by its legislative history.

1. Policy of law

A statute of doubtful meaning must be given a construction that will promote


public policy.

1. Purpose of law or mischief to be suppressed

The purpose or object of the law or the mischief intended to be suppressed are
important factors to be considered in its construction.

1. Dictionaries

While definitions given by lexicographers are not binding, courts have adopted, in
proper cases, such definitions to support their conclusion as to the meaning of the
particular words used in a statute.

1. Consequences of various constructions

Construction of a statute should be rejected if it will cause injustice, result in


absurdity or defeat the legislative intent.

1. Presumptions

Based on logic, common sense; eg. Presumption of constitutionality,


completeness, prospective application, right and justice, etc.

LEGISLATIVE HISTORY
Where a statute is susceptible of several interpretations, there is no better means of
ascertaining the will and intention of the legislature than that which is afforded by the
history of the statute. The history of a statute refers to all its antecedents from its
inception until its enactment into law.

1. Presidents message to the legislature

This usually contains proposed legislative measures and indicates the Presidents
thinking on the proposed legislation which, when enacted into law, follows his
line of thinking into the matter.

1. Explanatory note

A short exposition of explanation accompanying a proposed legislation by its


author or proponent. It contains statements of the reason or purpose of the bill, as
well as arguments advanced by its author in urging its passage.

1. Legislative debates, views and deliberations

Where there is doubt as to what a provision of a statute means, that meaning


which was put to the provision during the legislative deliberation or discussion on
the bill may be adopted.

1. Reports of commissions

In construing the provisions of the code as thus enacted, courts may properly refer
to the reports of the commission that drafted the code in aid of clarifying
ambiguities therein.

1. Prior laws from which the statute is based

Legislative history will clarify the intent of the law or shed light on the meaning
and scope of the codified or revised statute.

1. Change in phraseology by amendments

Courts may investigate the history of the provisions to ascertain legislative intent
as to the meaning and scope of the amended law.

1. Amendment by deletion

The amendment statute should be given a construction different from that


previous to its amendment.

1. Adopted statutes

Where local statutes are patterned after or copied from those of another country,
the decisions of courts in such country construing those laws are entitled to great
weight in the interpretation of such local statutes.

1. Principles of common law

Courts may properly resort to common law principles in construing doubtful


provisions of a statute, particularly where such a statute is modeled upon AngloAmerican precedents.

1. Conditions at the time of the enactment

It is proper, in the interpretation of a statute, to consider the physical conditions of


the country and the circumstances then obtaining which must of necessity affect
its operation in order to understand the intent of the statute.

1. History of the times

The history of the times out of which the law grew and to which it may be
rationally supposed to bear some direct relationship.

CONTEMPORARY CONSTRUCTION

The constructions placed upon statutes at the time of, or after, their enactment by
the executive, legislature or judicial authorities, as well as those who, because of
their involvement in the process of legislation, are knowledgeable of the intent
and purpose of the law, such as draftsmen and bill sponsors.
The contemporary construction is the strongest in law.

1. Construction by an executive or administrative officer directly called to


implement the law

May be express interpretation embodied in a circular, directive or regulation.

May be implied a practice or mode of enforcement of not applying the statute to


certain situations or of applying it in a particular manner; interpretation by usage
or practice.

1. Construction by the Sec. of Justice as his capacity as the chief legal adviser of the
government

In the form of opinions issued upon request of administrative or executive


officials who enforce the law.
President or Executive Secretary has the power to modify or alter or reverse the
construction given by a department secretary.

1. Interpretation handed down in an adversary proceeding in the form of a ruling by


an executive officer exercising quasi-judicial power

Such rulings need not have the detachment of a judicial, or semi-judicial decision,
and may properly carry basis.

The contemporaneous construction is very probably the true expression of the


legislative purpose, especially if the construction is followed for a considerable
period of time. It is thus entitled to great weight and respect by the courts in the
interpretation of the ambiguous provisions of law, and unless it is shown to be
clearly erroneous, it will control the interpretation of statutes by the courts.

The best interpreter of law is usage.


Interpretation by those charged with their enforcement is entitled to great weight
by the courts.
Contemporaneous construction is entitled to great weight because it comes from a
particular branch of government called upon to implement the laws thus
construed.
Respect is due the government agency or officials charged with the
implementation of the law for their competence, expertness, experience and
informed judgment, and the fact that they are frequently the drafters of the law
they interpret.

The court may disregard contemporaneous construction when there is no ambiguity


in the law, where the construction is clearly erroneous, where strong reason to the

contrary exists, and where the court has previously given the statute a different
interpretation.

If through the misapprehension of the law an executive or administrative officer


called upon to implement it has erroneously applied and executed it, the error may
be corrected when the true construction is ascertained.
Erroneous contemporaneous construction creates no vested right on the part of
those who relied upon, and followed such construction. The rule is not absolute
and admits exceptions in the interest of justice and fair play.

Legislative interpretation

Legislative interpretation of a statute is not controlling, but the courts may resort
to it to clarify ambiguity in the language thereof.

Legislative approval

The legislature is presumed to have full knowledge of a contemporaneous or


practical construction of a statute. Legislative ratification is equivalent to a
mandate.

Reenactment

The most common act of legislative approval; the reenactment of a statute,


previously given a contemporaneous construction, is a persuasive indication of
the adaptation by the legislature of the prior construction.

Stare Decisis

The decision of the SC applying or interpreting a statute is controlling with


respect to the interpretation of that statute and is of greater weight than that of an
executive or administrative officer in the construction of other statutes of similar
import.
Past decisions of the court must be followed in the adjudication of cases: Stare
decisis et non quieta movere, one should follow past precedents and should not
disturb what has been settled.
Where the court resolved a question merely sub silencio, its decision does not
come within the maxim of stare decisis

Nor does an opinion expressed by the way, not up to the point in the issue, fall
within the maxim; it is merely an obiter dictum
o An obiter dictum is an opinion expressed by a court upon some question
of law which is not necessary to the decision of the case before it. It is a
remark, by the way; it is not binding as a precedent.
o The rule of stare decisis is not absolute. If found contrary to law, it must
be abandoned.

LITERAL INTERPRETATION
If a statute is clear, plain and free from ambiguity, it must be given its literal meaning and
applied without attempted interpretation. Verba legis non est recedendum, from the words
of a statute there should be no departure.

Dura lex sed lex

The law is harsh, but it is still the law. It must be applied regardless of who may
be affected, even if it may be harsh or onerous.
When the language of the law is clear, no explanation of it is required.

DEPARTURE FROM LITERAL INTERPRETATION


Statutes must be capable of construction or interpretation. If no judicial certainty can be
had as to its meaning, the court is not at liberty to supply nor to make one.

What is within the spirit is within the law

When what the legislature had in mind is not accurately reflected in the language
of the statute, resort is had to the principle that the spirit of the law controls its
letter. Ratio legis, interpretation according to the spirit of the law.

Literal import must yield to intent

The intention of the legislature and its purpose or object controls the interpretation
of particular language of a statute.
Words ought to be more subservient to the intent and not the intent to the words.

Construction to accomplish purpose

Statutes should be construed in the light of the object to be achieved and the evil
or mischief to be suppressed, and they should be given construction as will
advance the object, suppress the mischief, and secure the benefits intended.

When reason of law ceases, law itself ceases

Reason for the law is the heart of the law. When the reason of the law ceases, the
law itself ceases. The reason of the law is its soul.

Supplying legislative omission

Where a literal import of the language of the statute shows that words have been
omitted that should have been in the statute in order to carry out its intent and
spirit, clearly ascertainable from its context, the courts may supply the omission to
make the statute conform to the obvious intent of the legislature or to prevent the
act from being absurd.

Correcting clerical errors

In order to carry out the intent of the legislature, the court may correct clerical
errors, which, uncorrected, would render the statute meaningless.

Construction to avoid absurdity

Courts are not to give a statute a meaning that would lead to absurdities. Where
there is ambiguity, such interpretation as will avoid inconvenience and absurdity
is to be adopted.

Constructing to avoid injustice

Presumed that undesirable consequences were never intended as a legislative


measure; that interpretation is to be adopted which is free from evil or injustice.

Construction to avoid danger to public interest

Where great inconvenience will result, or great public interest will be endangered
or sacrificed, or great mischief done, from a particular construction of the statute,
such construction should be avoided.

Construction in favor of right and justice

In case of doubt in the interpretation and application of the law, it is presumed that
the lawmaking body intended right and justice to prevail.
The fact that the statute is silent, obscure or insufficient with respect to a question
before a court will not justify the latter from declining judgment. That one is
perceived to tip the scales which the court believes will best promote the public
welfare in its probable operation.

Surplusage and superfluity disregarded

The statute should be construed in accordance with the evident intent of the
legislature without regard to the rejected word, phrase or clause.

Redundant words may be rejected

While the general rule is that every effort should be made to give some meaning
to every part of the statute, there is no obligation to give every redundant word or
phrase a special significance, contrary to the manifest intention of the legislature.

Obscure or missing words or false description may not preclude construction

Neither does false description neither preclude construction nor vitiate the
meaning of a statute which is otherwise unclear.

Exemption from rigid application of the law

Every rule is not without an exception. Where rigorous application may lead to
injustice, the general rule should yield to occasional exceptions.

Law does not require the impossible

The law obliges no one to perform an impossible thing.

Number and gender


1. When the context of the statute indicates, words in plural include the singular,
vice versa.
2. The masculine but not the feminine includes all genders, unless the context
indicates otherwise.

IMPLICATIONS
No statute can be enacted that can provide all the details involved in its application. What
is implied in a statute is as much a part thereof as that which is expressed.

Grant of jurisdiction
The jurisdiction to hear and decide cases is conferred only by the Constitution or by
statute. The grant of jurisdiction to try actions carries with it all necessary and incidental
powers to employ all writs, processes and other means essential to make its jurisdiction
effective.

Grant of power includes incidental power


Where a general power is conferred or duty enjoined, every particular power necessary
for the exercise of one of the performance of the other is also conferred.

Grant of power excludes greater power


The foregoing principle implies the exclusion of those which are greater than conferred.

What is implied should not be against the law


The statutory grant of power does not include such incidental power which cannot be
exercised without violating the Constitution, the statute granting power, or other laws of
the same subject.

Authority to charge against public funds may not be implied


Unless a statute expressly so authorizes, no claim against public finds may be allowed.

Illegality of act implied from prohibition


Where a statute prohibits the doing of an act, the act done in violation thereof is by
implication null and void. No man can be allowed to found a claim upon his own
wrongdoing or inequity. No man should be allowed to take advantage of his own wrong.
In Pari Delicto

Exceptions to In Pari Delicto


1. It will not apply when its enforcement or application will violate an avowed
fundamental policy or public interest
2. When the transaction is not illegal per se but merely prohibited, and the
prohibition by law is designed for the protection of one party

What cannot be done directly cannot be done indirectly


What the law prohibits cannot, in some other way, be legally accomplished.

There should be no penalty for compliance with law


A person who complies with a statute cannot, by implication, be penalized by it

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