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PRUDENCE R. MYER
BODHISATTVAS AND BUDDHAS:
EARLY BUDDHIST IMAGES FROM MATHURA
is well known, the first images of the Buddha are said to have been produced either
in the ancient province of Gandhara, in the northwest of the Indian subcontinent,
or at Mathura, a flourishing commercial and religious center some I25 kilometers south
of Delhi.1 This city, which once formed the focus of the southern part of the I(ushana
As
telling how Mara, the Lord of Illusion, was vanquished and converted by the renowned
monk and preacher Upagupta. Lamenting that he had been born too late to see the Blessed
One, Upagupta commanded his erstwhile enemy to show the appearance of the Buddha,
and Mara assented on condition the monk not prostrate himself before it. But when the
radiant apparition appeared, the monk promptly fell to his knees before it. Reproached
by the god for having broken his word, Upagupta justified his spontaneous action by
saying:
Of course, I know that the Best of Speakers
has gone altogether to extinction,
like a fire swamped by water.
Even so, when I see his figure,
I bow down before that Sage.
But I do not revere you! . . .
Note onterminology
andtransliteration:
Indian words are italicized the first time they appear. Sanskrit words are transliterated in accordance with the system
employed by Monier-Williams' Sanskrit-EnglishDictionaryexcept for the unaspirated palatal c, which is transliterated
1
Specialists will recognize that the present author is profoundly indebted to the late Johanna E. van Lohuizen-de
Leeuw, whose doctoral dissertation brilliantly resolved the fundamental problems of chronology and style associated
with the Buddhist images from Mathura (The "Scythian"Period: An Approach to the History, Art, Epigraphy, and
Paleographyof North Indiafrom the ist Centuryto the 3rd CenturyA.D. [Leiden, 19491, hereafter to be referred to as
van Lohuizen-deLeeuw).
The most comprehensive study of Buddhist art here is R. C. Sharma,BuddhistArt of Mathura(Agam Kala Prakashan,
Delhi, I984). This is particularly valuable for its account of the excavations that have taken place in and around the
city, especially the finds from the ancient mounds known as Govindnagar, which lie westward from the Katra mounds
and on the other side of the railroad. It was in I969-70 that laborers leveling the mounds in preparation for the
construction of an extensive housing colony began to turn up quantities of sculptures. Most of these were purchased
of the Buddhist
io8
This gesture, familiarto all studentsof Buddhistart, may well have been introduced
into India by the Sakas(more accuratelySaka-Pahlavas),who reigned at Mathurabefore
the advent of the Kushanas.8 It was not restricted to male figures but appears in a number
of representations of a goddess usually identified as Trisala, the mother of the Jina
Mahavira. It is presumably she who is depicted (although the inscription names her
AryavatI)on a tablet found at the site of KankaliTila, which was dedicatedby the lady
Amohini in the year 42 or 72 during the reign of the Mahakshatrapa(Great Satrap) Sodasa,
but off to the side, the palm facing outward. Similarfigures appearboth in reliefs and
independentimages during the Kushanaperiod,10and the same gesturewas also used for
early representationsof Hindu gods.11
It seems that this gesture is probably the same one that l'Orange calls "the Gesture of
Power" or "Saving Right Hand," which can be traced back to Babylonianseals and
reliefs.12There it perhapssignified the divine power to protect the god's servant from
malign influences and evil spirits; and it appears frequently in Achaemenid reliefs of
Ahuramazda and the kings and satraps who served as his earthly counterparts. Its meaning
Sarnath Museum, B(a) I. D. R. Sahni and J. P. Vogel, Catalogueof the Museumof Archaeologyat Sdrndth(Calcutta, I 9 I 2),
pp. 33-37; H. Liiders, "A List of Brahmi Inscriptions from the Earliest Times to about 400 A.D.," Appendix to
EpigraphiaIndica, X (I909), pp. 93-94.
6
Benjamin Rowland refers to it as "one of the very first images of Buddha to be carved at Mathura" (The Art and
Architectureof India, Buddhist,Hindu, Jain, The Pelican History of Art, ist paperback ed. [Baltimore, Md., 1970],
P I 53)
7 Mathura Museum, oo.A I.
J.P. Vogel, Catalogueof the ArchaeologicalMuseumat Mathura(Allahabad, 1910), pp. 47-48,
pl. 7; also, H. Liiders, MathuraInscriptions,ed. Klaus Janert (G6ttingen, I961), pp. 30-3I. These two will hereafter
be referred to as Vogel, Cat. A.M.M., and Liiders-Janert, respectively.
8 B. N. Mukherjee, Mathuraandits Society:TheSaka-PahlavaPhase(Calcutta, I98 I), especially Chapter VI. See also supra,
note 4.
9 Lucknow State Mus., J. . Vincent Smith, TheJain Stupa and OtherAntiquitiesof Mathura(Allahabad, i901), p. 2zi, pl.
XIV; Vasudeva S. Agrawala, A Short Guide-Bookto the ArchaeologicalSection of the Provincial Museum Lucknow
(Allahabad, 1940), p. 5; Debala Mitra in Jaina Art and ArchitecturePublishedon the Occasionof the 2aooth Nirvana
Anniversaryof TirthankaraMahavira,ed. A. Ghosh (New Delhi), I, p. 67, pl. 19.
10Lucknow State Mus., J. 623, and Mathura Mus., oo. F.6. See Jain Art and Architecture,pl. 3, and Ludwig Bachhofer,
Early Indian Sculpture(New York, 1929), I, pl. 75.
11Mathura Mus., 00.2520. Vasudeva S. Agrawala, Studiesin IndianArt (Varanasi, I965), pp. 191-93, fig. Io6.
12H.P. l'Orange, Studieson the Iconography
of CosmicKingshipin the Ancient World (Oslo, 1953), pp. 39-58.
5
IO9
figures are traditionally presented frontally. Since it is impossible to carve the outstretched
earlierrepresentationsofyaksas andyaksinzs.13
Both van Lohuizen-de Leeuw and the Japanese scholar Takata Osamu14have compared
the earliest Buddhist images with the tiny figures of Jinas (Tirthankaras)depicted on some
of the earlyayaga-patas
found at KanikallTila, which musthave been a majorcenterof Jaina
None
of
these squareslabs are dated, but they have been generallyattributed
worship.15
to the Saka period. The earliest one may be that here illustrated, whose encircling
lotus-creeperis carvedin a flat relief style very close to that of a fragmentarydoor-jamb,
found at Mora,whose inscription(L.82a)shows it was executedduringthe reignof Sodasa
(Fig. 3).16 The Jina in the central medallion, identifiable by the multiple cobra-hoods of
the serpent king as Parsvanatha, is seated on a low throne and venerated by a pair of naked
Jain monks.17 The four large nandipada shapes occupying
the medallion
and lotus-creeper are framed by double cords; their surfaces are carved with rows of small
leaf-shapes alternating with pearl bands, a motif recalling both the garlands hanging from
XI-37; Rowland,
celestial females and three elephants, while his emissary, the divine musician Panchasikha,
and six other females approach from the left. The small figure seated within the cave is
heavy and resembles the Jina of the earlier ayaga-pataexcept that its left hand rests on the
left thigh and the right is raisedin front of the shoulderin clearanticipationof the Katra
type. Although it has no halo, the uppergarmentof this figure also anticipatesthat of the
Katrastele, clingingcloselyto the torso as if so transparentthatthe form of the body shines
through it. This appears to be a variation of the arrangement observable in the foreground
figures of a pillar relief from Bharhut (Fig. 5), where the sculptor carefully indicated how
the pleated length of cloth forming the upper garment was wrapped about the torso and
the free end thrown over the left shoulder.20The folds over the upperarmsof the Mathura
figures show how its other end, which normallyhung down in front, could be brought
back and wrapped around the upper arm and then tucked back behind the body.
Another one, which is carved on a railing post or stambhafound at Isapur on the other
crossed at the ankles, while Buddhist ones are locked in the full lotus position (padmaasana),the soles being turnedoutwardtowardthe observer.Nor does theirscalenecessarily
indicatethat they were inspiredby the Jainatablets. Indeed the Indrasailarelief must be
datedto the period of Kanishkabecauseof its stylisticresemblanceto the archaeologically
databletoranafound at Sonkh.
Whether the small Buddhist depictions derive from Jain prototypes or from an
independentBuddhisttraditionpeculiarto the Mathuraregion, therecan be no doubt that
larger images were also made and installed in Buddhist monasteries (yihdras)of this region
during the Kshatrapaperiod, for Liidersidentifiesat least five inscriptionsof this period
as coming from image bases.23To these may be added the fragmentaryimage dedicated
by a Kshatrapalady namedNamda,a seatedimage found at Sravasti,and two uninscribed
ones whose style also argue for a date antedatingthe establishmentof the Kanishkaera.24
20 Ananda
p. 378.
23Liiders-Janert, pp. 30-3I, 105-o6, II5-I6, I2I, I90. Three of these (L.I25a, L.88, L.97b) identify the image as a
Bodhisattva while the two others (L.I43a, L.I 3 5c) lack explicit identifications.
24Liiders seems to have reserved the term Kushana for inscriptions datable to the reigns of Kanishka and his successors.
Most scholars now agree that Mathura had been earlier conquered by the Kushana Wima Kadphises, as confirmed
by the Sonkh excavations. (See note 4, supra, and B.N. Puri, India Under the Kushdnas[Bombay, I965], pp. I9-28.)
III I
the MathuraMuseum(Fig. 8).28 Its most significantfeaturesare the clenchedfist and the
rampantlions supportingthe throne.Those at the cornersarelithe and gracefulwith long
thin tails terminating in tight spirals and long tassels or plumes, and the one enface at the
of the inscription (L.I25C) identifies the donor as a Ksatrapa lady named Namda, who
dedicated a Bodhisattva "for the welfare and happiness of all sentient beings for the
As in the Katra stele, the throne projects
acceptance of the savasthidyas (Sarvdstivddas)."30
from a backslab on which can be seen the lower portion of a standing attenldant;the fingers
of the Bodhisattva'sleft hand are similarlyextendedto rest on his calf, and the sole of the
foot is incised with a wheel and the toes with tiny swastikas,but the outwardturn of the
sole of the foot and the undulating hem of the garment indicate it antedates that piece.
stele was not only more complex but more carefully integrated, and deserves to be
considered the classical statement of the type (Fig. IO).The Bodhisattva's smooth, swelling
torso rises vigorously from the broad, horizontal base formed by his folded legs and feet
and culminatesin the highly articulatedvolumes of his neck, egg-shapedhead, and coiled
top-knot of hair;the inwardslant of his right forearmis balancedby that of his left upper
arm; the strong three-dimensionalaccentformed by his projectingright hand is balanced
by the deep folds over his left arm, and these continue downwardand are continued by
the lines of his girdle, unifying the upper and lower parts of the figure. Comparison with
the surviving portions of the earlierdedicationby Namda show that there the backslab
was relativelywider, the throne projectedless, and the Bodhisattva'slegs and soles tilted
outward (Fig. 9). These, together with the wavering line described by the hem of the
garment and the soft shape of the hand, contrast greatly with the strongly architectonic
forms of the Katra figure. By setting the left hand fartherout, closer to the bent knee,
and straighteningthe fingers so they continueand emphasizethe verticalline of the lower
arm, the later sculptor suggested a vigorous downward pressure that both counterbalances
and emphasizes the significance of the gesture made by the right hand. The Bodhisattva's
suave but vigorously modelledvolumes, unobscuredby any folds, are set off by the lively
rhythmsof the pipalatree (presumablythat underwhich SakyamuniachievedEnlightenment), the hovering figures above him, and the tilted heads and swaying postures of the
two standing figures. Here everything seems to be in movement, effectively contrasting
outwardand his left hand, although placed just above the knee, is clenchedin a fist like
that of the central figure on the Isapur railing-post, and the lower portions of the attendant
These rampant lions link these two Bodhisattva images with a number of architectural pieces that seem to reveal the
influence of Iran or the mixed cultures of old Bactria.
32 Debala Mitra, "Three Kushan Sculptures from Ahichchhatra,"Journalof the Asiatic Society,XXI, I (I95 5), pp. 65-67,
Pls. II-IV, VI.
31
II3
inconsistent proportions of the figures, and the asymmetry of the flying figures' positions),
(L.4Ib) of an image from Pallkheradated in the year 39 (Fig. I2),35 but later examples
reveal a distinct loss of artistic refinement, especally in the treatment of the folds of the
garments. Their dedicatory inscriptions show they were dedicated by both monks and lay
II4
Fig. i
Fig. Io
Fig. I
Fig. I2
A
Fig. 14 Indrasaila legend, Indian Museum,(Calcutta.
(Photo Indian Mus.)
Fig. I6
Fig. 2z
Mu
Standing image,Mathura
Mus.)
seum.
It
O'P
u3
O'
41
00
of the Kosamba
Bala,masterof the Tripitaka(trepitaka),at the Buddha'swalk (chankrama)
vihara for the acceptance of the Sarvastivadin teachers. Its head is badly damaged and the
right arm and hand are lost, but in size, iconography and style it is virtually identical with
that dedicated by Bala at Sarnath except that a cluster of lotus-flowers occupy the space
between the legs where that one has a lion.
The often-illustrated Sarnath Bodhisattva, discovered in I904-o05 near the Asoka
column, bears three inscriptions, one on the front of the base, one on the back of the
undergarment, and a long one on the shaft of the great stone umbrella or chattrathat once
shelteredthe figure (Fig. I3).37 Like the Sravastiimage it has lost its right arm and hand,
and the badly-abraded head was once broken off and has been re-affixed. A barely
recognizable lion squats between the feet and a cluster of lotus flowers and leaves are
carved next to the left leg to support the weight of the falling folds of the robe, while traces
of color on the breast and thorax show that it was once fully polychromed.
A smaller image of identical type, found in the ruins of the venerable Ghositarama at
IKausambi (Kosam) and dated in year (22 ?), names the nun Buddhamitra trepitikaye as
tion of the later date appearsin the carvingof the folds over its arm, which seem slightly
less finely cut than those of Bala's Sarnathand Sravastiimages.
The upper portions of these images are very similarto those of the seated ones. It is
apparentthat their right hands performedthe abhaya-mudraand their torsos are fully
revealedby theirtransparentgarments,but theirleft handsare clenchedand the folds over
their arms extend from shoulder to wrist. Their skirt-likeunder-garmentsresemblethe
undercloth worn in Thailand by monks of the HYnayanabranch of Buddhism, being
brought round the hips so that the long pleatedends hang down evenly in front and the
upper portion is turned down all around and secured by a ribbon-like belt or girdle
(kayabandhana)tied on the right hip.40 It has generally been assumed that they wear a single
Indian Museum, Calcutta, Si.B. John Anderson, Catalogueand Hand-Bookof the IndianMuseum.Part I (Calcutta, 1883,
reprinted New Delhi, i977), pp. i94-95. For inscriptions, see H. Liiders, "Set-Mahet Image Inscription of the Time
of Kanishka or Huvishka," Epigraphia Indica, VIII, 80o-8I; T. Bloch, "Inscription on the Umbrella Staff of the
Buddhist Image from Sahet Mahet," EpigraphicaIndica, IX, 290-91; Liders, EpigraphicaIndica, X, Appendix, pp.
92-93?.
37Supra, n.6.
38Allahabad Mus., AM 69. Pramod Chandra, Stone Sculpturein the Allahabad Museum(American Institute of Indian
Studies, n.p., n.d.) pp. 61-62, pl. XXXVII.
39Liiders-Janert, pp. 54-5 5.
40 A.B. Griswold,
"Prolegomena to the Study of the Buddha's Dress in Chinese Sculpture," Artibus Asiae, XXVI, i
(1963), 87-88, fig. i.
36
I27
voluminous overgarment, but careful examination shows that the sculptors depicted two
separate garments which must be identified as the uttardsangaand sanghati, the second and
third of the Three Garments (trichbvara)comprising the monastic habit specified by the
Vinaya, the rule of life for the bhikshus and their female counterparts.41The uttarasamga
or robe, like the seated Bodhisattvas' uttariyas, is worn in the "open mode," the cloth
passing around the back (where its upper edge is concealedby the images' haloes) and
under the right arm and up and over the left shoulder and upper arm, the free end or
overthrow being brought forwardand held in place by the left hand. The samghatior
overrobeis loosely drapedabout the legs, its upperedge encirclingthe hip while the hem
is gatheredup into a thick roll.42Both these garmentsappearto have been madeof a fine,
stretchyfabricwhich has been dried in pleats but is drawnsmoothly over the body. The
folds of the uttarasamghaand the hem of the samghatiare indicatedby ridges, each one
with a lightlyincisedline, while the morewidely spacedfolds radiatingfrom or converging
on the left hip are indicatedby shallow grooves which are separatedfrom each other by
pairs of shallow incisions.
The inscriptionsof these images tell us that they (and presumablythe Sravastione as
well) were installedat chankramasor promenadeswhere the bhiksuswere accustomedto
practice walking meditation. This almost certainly explains their stance, since standing
figures are obviously more appropriate than seated ones for such a location. Since the
monasteries where they were erected were ancient ones hallowed by their associations with
events of the Buddha's life, they attracted pilgrims from every quarter of the rapidly-
It can scarcelybe doubted that the type of these images originatedat Mathura.Not
only are their materials and style unmistakably Mathuran and their forms adapted from
the earlier Bodhisattvaimages executed here, but we know that both Bala and Buddhamitra were natives (or at least residents) of this city. Judging from the number
discovered, standing images of this type must have been very popular during the first
Dt.), which is dated in the year 35 in the reign of Huvishka.44Both show a similar
reductionof the thick folds, which have become simple roundedridges, and the folds of
the overrobe, which are treated as widely spaced incisions. Most of the others are more
41 Ibid.,
42 Allahabad Mus.,
28
halo, gesture and head crowned by a low twist of hair unmistakablymark him as
SakyamuniBuddha.While the slim-hippedbody of this figure resemblesthat of the Bala
Bodhisattvas and contrasts with the more obese forms of the king and his minister, all three
are similarly dressed except that the Buddha wears no jewelry. Their legs are swathed in
dhoti-like paridhanaswhose ends hang down in fine pleats and long uttariyas are loosely
slung about them, one end hanging down along the left side and the other falling over
the left wrist. It would require only slight readjustments - tightening the cloth around the
torso and throwing its end over the shoulder,bringing the other end around the upper
armand tucking it back behindthe figure- to achievepreciselythe effect depictedin the
seated Bodhisattvaimages.
Some writers assert that all of these images are recognizable because they display the
head has the shape of a turbanor cap, but it has been variouslyinterpreted.The learned
commentatorBuddhaghosa(fifth centuryA.D.), thought that it signifieda broadand full
45 Lucknow State Mus., J.531. Van Lohuizen-de Leeuw, pp. I58-I6I; Takata, Plate 48, fig. 56.
46 The Pali and Sanskrit lists vary slightly, especially in sequence. We have used the Sanskrit list from Lalita-vistara as
presented by Har Dayal, The BodhisattvaDoctrine in BuddhistSanskrit Literature(reprint, Delhi, I970), PP. 300-305.
474, between his eyebrows a white [tuft of?] hair; 7, forty teeth of even size; I8, when standing erect and not bending,
hands reach down to the knees; 23, penis concealed in a sheath; 3 , wheels on the soles of the feet.
48 2, hair turning towards the right in dark blue locks; 3, forehead even and broad; 5, eyelashes like a cow; 6, very dark
pupils; 8, no gaps or interstices between the teeth; 9, white teeth; I4, evenly-rounded shoulders; 15, seven convexitites
or prominences (i.e., backs of arms, legs, shoulders and trunk); i6, space between shoulders "heaped up"; 17, fine
skin of the color of gold; 20, body of the symmetrical proportions of a banyan tree; 24, well-rounded thighs; 26, long
fingers; 27, long heels.
49 I3, jaw like a lion's; 19, front part of body like a lion; 25, legs like an antelope's; 32, feet well-set or well-planted.
50 I0, excellent voice; I I, acute and keen sense of taste; 12, large and slender tongue; 21
i; each hair on the body rising
feet.
and
hands
and
delicate
soft
straight upward; 29,
51 28, ankles prominent (or the reverse?); 30, hands and feet webbed or netted.
129
forehead and well-rounded head,52 and several modern scholars have advanced other
covered, like the rest of the head, with spiralcurls. Although the earliestof these, which
are laterthan those from Mathura,they indicatethat an alternative
come from AmaravatT,
tradition regardingthe Buddha's head was known there. Both southern and northern
accountsof the youth of the futureBuddhaagreethat afterleaving his father'spalaceand
divesting himself of his jewels the young prince cut off his hair and his chuda (the hair
together with the turban wound around it) was transported to the Trasyastrimsa Heaven,
there to be venerated by the gods.55 The Sanskrit Mahdvastu,a Sarvastivadin text, says
nothing more about the hair, but the Nidanakatha, the Pali introduction to the Jataka
commentary, goes on to say that the "hair was reduced to two inches in length, and curling
lhe
from the right, lay close to the head, remaining of that length as long
as
precisely
lived,t"56
Finally it may be observed that Mathura images do not display the disproportionately
long arms specified in all Mahalakshana lists, which say "when he is standing erect and
not bending, his arms reach down to the knees."57 Indeed such very long arms are rare
in Buddha images, although they appear much later in Thailand and occasionally in Japan,
and in medieval
Indian
undoubtedly come from the ancient repertory of auspicious signs. In short, the Bodhisattvas from Mathura cannot be said to display the Mahalaksanas distinguishing a Buddha.
While Buddhist literature contains several references to images of Sakyamuni produced
during his life or shortly after the Parinirvana, most scholars agree that the "invention of
the Buddha
image"
took
place
shortly
before
the advent
of the Kushanas
and was
stimulated by the rise of new attitudes and practices which called for images to receive
the devotion of the faithful.58 S. Dutt has thus summarized this view:
J.N. Banerjea, "Usnzsa-siraskata (a mahapurusa-laksana) in the early Buddha images of India," Indian Historical
I
Quarterly, VII (I 9 3 1), 5oo00-0o
53 Ananda K.
Coomaraswamy, "The Buddha's cidd, Hair, usnisa and Crown," Journal of the Royal Asiatic Society of Great
Britain (1928), 829-35.
54 Van Lohuizen-de Leeuw,
pp. I63-67.
55
Coomaraswamy, "Buddha's ciuda,"p. 821.
56 Ibid., p. 827.
57
Dayal, p. 32; see supra, note 41.
58
Huntington has argued that the literary evidence for very early seated images of the Buddha is corroborated by the
discovery of a small plaque depicting an image of the "seated Bodhisattva" type, which he dates to the Maurya period.
Unfortunately the plaque is lost, but even if it proves to date so early it would merely prove that such images were
known some 200 years after Buddha's death. See, John C. Huntington, "The Origin of the Buddha Image: Early
Image Traditions and the Concept of Buddhadarsanapunya,"Studies in Buddhist Art and Archaeology, ed. A. K. Narain
(New Delhi, I986).
52
130
It was the urge of this yearning that resulted in the invention of an image of the Lord in human
likeness which appears in the early sculpture of Mathura,-a seated image in stone in the form
of a Yogin and Superman with the physiognomical marks on him for recognition. This was
probably in the early part of the first century A.D.59
ones, they do not wear the monastic habit or Three Garmentsbut are garbed in the
paridhanaand uttariyainvariablyworn by representationsof gods and laymen. But they
dispensewith the jewelryand turbanscommonlyworn by those, in this respectresembling
the asceticsand hermitsdepictedin reliefsat Bharhutand SanchT.Although their legs are
locked in the lotus position (padma-asana)appropriatefor meditation, their wide-open
eyes and energetic gestures (which became more vigorous as the type was perfected) seem
more appropriatefor a god or hero offering protectionto his votaries. As we have seen,
although it was to become standard in later Buddha images, the gesture of abhaya-mudra
left hand, it seems to be expressiveof inner power barely restrainedby the exertion of
perfectcontrol. In short, their characteristicsare so remotefrom those observablein most
Buddhaimagesthatthereis little to identifythem as representationsof SakyamuniBuddha
except, of course, for the pippala tree under which he achieved Enlightenment.
And finally, why are these images identified in their inscriptions as Bodhisattva? In
and cults are known to have flourishedat Mathura.The yaksacult was perhapsthe first
to make use of monumental images, and a number of impressively large standing images
have been found within twenty-five kilometers of Mathura at the villages of Parkham,
59 Dutt,
60 Van
p. 240.
Lohuizen-de Leeuw, p. I79.
I3
has been identified by Joshi as a Naga, one of the deities associatedwith water,62but
indistincttracesof the attributeheld in the left hand suggests that this may be a plough
or digging stick, which would indicatethat it representsBalaramawho, togetherwith his
of the Vrishni
youngerbrotherVasudeva-Krisna,were among the five heroes(panchavzras)
clan.63 The unmistakable, better preserved image from Junsuti, complete with plough,
Although these have lost their heads and armsand lower legs, the carvingof their lavish
ornaments and torsos bring them closer to the style of the Katra stele, although their
images, the Buddhists of this region had precedentsfor their first images; it does not
follow, however, that these necessarilyrepresentedthe person of the BuddhaSakyamuni.
Despite the traditions that have come down to us regarding marvellous images of the
Buddha produced even during his lifetime, there were excellent reasons why his followers
for centuries eschewed the depiction of the Blessed One. Unlike the gods, he was no longer
presentin any visible or even imaginableform but had broken the fetters of the cycle of
births and enteredthe state of Nirvana,which is totally inconceivableto men and gods.
During his last life he had inhabited a physical body (Rupakaya),which had been reverently
cremated by pious laymen and its ashes dispersed; the living body he left on earth was
61 Mathura Mus., C 5, C 23, 72. 5. Sharma, pp. 13 I-32; Vasudeva S. Agrawala, A Catalogue of the Brahmanical Images
this corpulentfigure differsmarkedlyfrom the laterKushanaimagesof nagas,it may be noted that it corresponds
to that of the seatednaga king depictedon the crossbeamfound at Sonkh referredto in note I9.
65 Mathura Mus., E 21, E 22. Vasudeva S. Agrawala, Mathura Museum Catalogue. Part III. Jaina Tirthankaras and other
Miscellaneous
Figures(U.P. HistoricalSociety,Lucknow, 1952),pp. 48-49; JohnM. Rosenfield,TheDynasticArts of
theKushans
(Universityof CaliforniaPress, Berkeleyand Los Angeles, I967), pp. I 5I-5 2, fig. 5I.
32
clue may be found in Har Dayal's discussion of the meaning of the term Bodhisattva.69
Its firstpart,Bodhi-,offersno problem,signifyingas it does full Enlightenmentor supreme
knowledge, but its second part, -sattva, has been variously translated. Dayal lists no less
than seven interpretations for it, concluding that it is related to the Vedic satvan,which
signified a warrior or hero, and should therefore be interpreted as signifying a "heroic
being, spiritual warrior." This so closely corresponds to the expressive values embodied
formula:
I take refuge in the Buddha;
I take refuge in the Dharma;
I take refuge in the Samgha.70
This simple statement of faith, often referred to as the Three Jewels (Triratna),is said
to have been prescribedby the Buddha himself when the disciple Mahanamansought
admission to the Order.71Dutt, however, observes that it is inconsistent with the Buddha's
teaching, very shortly before his death, that after his Nirvana the only refuge (sarana)for
his followers would be the Dharma he had taught, and must therefore reflect an early
devotees to rememberthat such images were only symbols. Their stabilityand vigor may
67
Dr. Soper has kindly reminded me of a passage in the Sarvastivadin Vinaya, translated into Chinese in 404 A. D., which
seems very apposite: the Elder Anathapindada, seeking permission to erect and adorn stupas, says, "Lord of the World,
since it is not permitted to make a likeness of the Buddha's body, I pray that the Buddha will grant that I make
use), just as they interpretedthe symbolsof Trisaranaas depictionsof the personof the Buddha.
EtienneLamotte,HistoireduBouddhisme
a I'ereSaka,Bibliothequedu Museon,vol. 43 (Louvain,1958),
indiendesorigines
pp. 74-76.
Dutt, pp.
200-202.
I33
well have been understood as expressive of the qualities practiced through countless lives
by that being who ultimately achieved Enlightenment beneath the Bodhi-tree at Uruvela,
and gradually they came to be understood as depictions of him.73This is almost certainly
true of the Katra stele because of the presence of the Wisdom Tree, and probably of the
similarfragmentarystele dedicatedby Namda as well (Figs. 10, 9). But even in these it is
possible that the seated images were "correctly" understood as symbols even though
worshippers interpreted them as representations of the Buddha.
Similarly, it is difficult to be entirely sure whether the seated figures in the depictions
of episodes of the Buddha's life, as on the railing-post and gate-bar discussed, were
intended as representationsor symbols. Elsewherethe Buddha'spresenceis invariably
symbolized, as by the throne, Wheel or Tree, and Mathura artists may have adapted the
seated Bodhisattva to signify that even the gods take refuge in the Trisarana. Some support
for this interpretation comes from a probably slightly later representation of the Indrasaila
Cave episode (Fig. I4).74 Here the figure seated within the cave is much smaller than either
Indra or his attendant and, moreover, is partially obscured by the mouth of the cave. One
can scarcely doubt that had it been intended to depict the person of the Buddha himself
the seated figure would have been given a scale and compositional prominence commen-
suratewith his importance,but in this case it looks very much as though the artist was
thinking of a relativelysmall image of the "seatedBodhisattva"type.
The relief depicting Sakyamuniconversing with an unidentifiedking, on the other
hand, clearly shows that the seated Bodhisattva type had become so fully identified with
the historical Buddha that the sculptor envisions such a figure standing, his upper garment
loosened and hanging about him in the customarymode (Fig. 15). This contrastssignificantly with the standing Bodhisattvasdedicated by Bala and his pupil, the nun Buddhamitra,which representa differentadaptationof the seated Bodhisattvatype. But the
treatment of the lower portions of the standing Bodhisattva images are formally derived
from another early type represented by the splendidly bejewelled figure from Ganeshra
(Figs. I 6, I7).75
It may be remembered that early Christians also eschewed the representation of their Lord, and it was not until the
fourth century (when Christianity had become the official religion of the Roman Empire) artists began to represent
him, modelling their images after the symbolic figures of Orpheus and the Good Shepherd.
74 Indian
Mus., Calcutta, M 7. Vogel, "Sculpture de M.", pp. 59, 122, P1. LIII-b.
75 Lucknow State Mus., B izb. Smith, p. 43, PI. LXXXVII; Agrawala, Short Guide,p. 15, P1. 7. Ganeshra, which lies
a few miles west of the city, appears to have been an important early Buddhist center. The three mounds outside the
village have not been archaeologically investigated but fragmentary carvings and inscriptions datable to the Kushan
and Ksatrapa periods have been found here, and inscribed bricks show that some kind of a building was built here
as early as the beginning of the last century B.C. (Liiders-Janert, pp. I 56-60).
73
I34
the upper garment resembles that of the Bala-type samghatis, and its folds or pleats are
similarly carved as close-set ridges incised with fine grooves. His jewelry, which is of
The awkwardposition of the right hand and arm, which are virtuallyidenticalwith that
seen in Amohini's tablet (Fig. 2), reveals the tendency toward flatness characteristic of the
earliest Indian reliefs and suggests that it may possibly have been adapted from such a
work. The torso, however, is very close to that of the Bala dedications except for the
sloping shoulders and slightly misplaced nipples, and the sculptor has shown how the flesh
of the hips is constrictedby the girdle and the swelling shape of the thighs. Its identity
remains a puzzle for it lacks the obesity characterizing the monumental yaksas. It has been
are broken
ends
off) falls from the left shoulder as a narrow roll of pleats and is brought around the right
leg to be held in place by the now-broken left hand. The right hand was presumably raised
in abhaya-mudra while the other probably held a water vessel (kamandalu)of the type
traditionally carried by Brahmans, the usual attribute of Maitreya in Kushana art.78The
broken head probably resembled that of the Maitreya carved on a railing-post found at
76
Mathura Mus., A 40, now on loan to the National Museum, New Delhi. Vogel,
pp. 229-33.
I35
Cat. A.M.M.,
p. 56; Rosenfield,
Jamalpur,79 which shows much the same smooth cap-like hair as the Sarnath figure
acceptimages of the future Buddhaat a time when they still avoided the representation
of Sakyamunihimself.
Given the strong similarities between these Maitreya images and the one found at
Ganeshra, it seems possible to suggest that the older one may have also depicted the Future
Buddha, even though it lacks the identifying attribute of the water-bottle. What is
unmistakableis the artistic relationshipbetween the headless Maitreyaand the early
standing Bodhisattvas, for their stances, proportions and surface modelling are se close
that it seems certain they were produced in the same atelier and probably even by the same
sculptor.
A broken image unearthed in Mathura City is more unusual, both for its style and
subject(Fig. I9).82 Its inscriptionidentifiesit as an image of KasyapaBuddha,the last of
the Buddhas preceding Sakyamuni,but its proportions, stance and costume are much
closer to those of a yaksathan any of the early Bodhisattva-Buddhatypes. It is close to
the monumental image of Manibhadra found at Pawaya,83 at least to judge from the
surviving portions. It standseasily with the weight resting on the right leg and the left
knee slightly flexed, the left handhanging down to graspthe folds of the pleateduttariya,
image except that it is diagonally bound and both ends terminate in what appear to be
I36
beaded tassels,84and the pleats of the uttariya are very close to those over the arm of the
Katra Bodhisattva. This, together with the general fluency of the modelling, suggests that
it was executed early during the Kushanaera, probablyin the first years of Kanishka's
reign.
The belief in previous Buddhas was well established by the third century B.C., for
Asoka's Nigali Sagar edict says that the emperor visited and subsequently enlarged the
the year I6 of the Kanishkaera, also refersto the Mahasanghikas;while a fourth (L.77a)
undoubtedly pre-dates Kanishka and is dated in the year 270 of an unknown era.86 It seems
is a partially preserved stele of the familiar type. The treatment of its folds indicate it is
to be dated no earlier than the fourth decade of the Kanishka era, but its significance is
that its inscription (L. I 3) explicitly refers to it as a Buddha image (Budhaprati,8
even
20).88
The characteristic feature of these images is that they are fully enveloped by
their mantles or overrobes so that only the head, necks and hands (and, in the case of
standing figures, lower legs and feet) are exposed. Hence they may be referred to as
samghati images.
The inscription (L. I 2a) of the Anyor samghati image is dated in the year 5I and makes
reference to the Mahasamghika sect. It also seems to refer to the image as a Bodhisattva,
although the loss of several letters makes this less than absolutely certain.89 The face
girdle is even closer to those of the famous Patna yaksas (Coomaraswamy, History, P1. XVIII-67 and Rowland,
fig. 25). It may be noted that these, which had been generally attributed to the Maurya period, have recently been
re-attributed to the period "about the beginning of the Christian era" (Niharanjan Ray, Mauryaand Post MauryaArt
[Indian Council of Historical Research, I975,], pp. 37-38).
85 Coomaraswamy, Sculpturede Bharhut,pp. 65-66, Pls. XXII-XXIII.
86 Liiders-Janert, pp. II5-I6,
izi,
162-64.
87 Mathura Mus., A 2. Vogel, Cat. A.M.M., pp. 48-49, P1. 8; Bachhofer, P1. 83-I;
Liiders-Janert, p. I71.
88 Mathura Mus., 65. Vogel, Cat. A.M.M., p. 63; van Lohuizen-de Leeuw, pp. I80-8I,
188-97,
fig. 39.
89 Luders-Janert, pp. 170-71.
84 The
I37
resembles that of the Jamalpur Maitreya, with strongly marked eyeballs and smiling lips,
but the hair is incised with short lines as if it had been cut in layers even though traces
remain of a topknot or chignon. Its general proportions are heavy, with very sloping
shoulders,but the folded legs are relativelythin and seem inadequateas a supportfor the
upperportions. The folds of the samghatiare treatedas incised lines, much like those of
the loosely drapedgarmentsworn by the standingimages from Govindnagarand Lakhnau, and theirwide spacingseemsto indicatethey depicta more substantialkind of fabric,
even though this is somewhat inconsistent with the clear indication of swelling breasts.
Close observation shows that the sculptor has carefully indicated how the garment was
worn. It appearsto have been at least as wide as the wearer'sheight and twice as long,
for the overthrowis long enough to be broughtforwardand graspedby the left handand
its lower portion envelops both knees and leaves enough to pass up over the right arm
before falling over the lap. The excess of both front and back edges is gatheredtogether
and grasped by the left hand, the ends falling vertically over the left leg.90 But these
descriptive elements are obscured and even camouflaged by the symmetry of the positions
of the hands, the folds descending from the shoulders in a series of U-shapes, and the
curiously similar shapes formed by the edge passing over the right wrist and the folds
falling from the left hand. The crude carvings on the pedestal or throne are even more
symmetrical, showing two lions presented enface, two worshippers, one of whom seems
to wear a monastic robe, and a meditating Buddha whose heavy body is swathed in a
and the volumes of the body and legs are revealedthrough the robe, much as in images
of the standing Bodhisattva type. As in the Anyor figure, the mantle falls over the right
arm to describea deep U-shapemarkedby incised folds, its left edge is graspedand held
shoulder-high by the left hand, and vertical folds fall from the hand. The treatment of the
hair, however, whose concave hairline echoes the upturned arcs of the smiling mouth and
lines of the neck, and whose topknot has been reducedto a smallconicalmass, arguesfor
a date several decades after the beginning of the Kanishka era. The other is an uninscribed
90
Compare with Griswold, Fig. z-a, c, d.
91Mathura Mus., oo.A.4.
Vogel, Cat. A.M.M., p. 49, P1. XV-a; Bachhofer, P1. 86-I; van Lohuizen-de Leeuw, pp.
I87-87, fig. 36.
92 Lucknow State Mus., BI4. Van Lohuizen-de Leeuw,
pp. I84-88, fig. 33.
I38
deeply gouged. Moreover, while many of the fold-lines of the standing Buddha'srobe
swing down but stop short just above their lower point, thus preserving the even
distributionof lines over the surface,in this relief the incomplete U-shapesare confined
to the areaof the mantlecovering the Buddha'suppertorso, while the hanging folds fall
in an undulating or serpentine mass that flares out as it touches the throne. The squatting
lions supporting the throne are notably clumsier than those of the I(atra stele, with massive
heads and straightnecks that rise at right angles from their haunches,like those of the
Palkhera stele of the year 39 (Fig. 12).
Two other seatedimages can be identifiedas representingearlierexperimentswith the
samighatitype. One is a statuette depicting a figure seated under a pipala tree and escorted
by a single attendant(Fig. 22).93The trunk and foliage and hanging garlandsof the tree,
like the back of the majorfigure and his attendant,are carvedin low relief and the trunk
of the tree is not directlybehind the seated figure but set off to one side to balancethe
attendant. The upper part of the tree, part of the standing figure, and the Buddha's lower
left armand face have been lost, but the resemblanceto the earlierseatedBodhisattvatype
is striking. The shapes of the legs and body, with its broad shoulders and deep navel, are
fully revealed, the right hand is raised shoulder-high, and the pleats of the undergarment
fan out over the throne.The presenceof the robe is indicatedonly by the edge that curves
up to the left hand, the fish-tailshapeformedby its hanging folds, and a systemof incised
horizontal and vertical lines that apparently depict the kind of monastic garment (pdmsukula) stitched together from castaway rags.94 The lions supporting its throne and the
bulging form of the left upperarm suggest this is not very much earlierthan the stele of
the year 39 from the village of Palikhera(Fig. i2).
Palikherais also the sourceof the earliestdatedsamghatiimage yet identified,a broken
one whose inscription (L.2IC)
The deeply indented navel of the broken torso resemblesthat of the Katra Bodhisattva
and its incised folds are also very much like those over the shoulder of that figure (Fig. IO).
The positions of the broken arms and hands can be reconstructed because the hand that
graspedthe hangingfolds must have been held waist-highand the curving shapethat rises
behind the right knee must represent the edge of the robe, while the area between it and
the body shows how the elbow was broken off. The drapery concealing the feet shows
an effort to depict a relatively substantial textile - perhaps thick cotton or raw silk or even
possibly wool-and its U-shaped folds are carved as undulating ridges, each marked by
a pair of shallowly incised lines, as if the sculptor had adaptedthe convention used for
the overrobes of Bala's Bodhisattvas (Fig. 13). The zigzag folds hanging down over the
lap are simplifiedversions of the delicateones that fall between the legs of the headless
93 Mathura Mus.,
5I4. Agrawala, "Buddha and Bodhisattva," p. 68; Annual Bibliographyof IndianArchaeology,IX (Leiden,
Boston Museum of Fine Arts (Vogel, "Sculpture de M.", P1. LV). Such robes were to become a spectacular feature
of monastic dress in China and Japan, where contrasting colors and textures were often used for the squares and the
bands separating them.
95 Mathura Mus., 664. Agrawala, "Buddha and Bodhisattva," p. 68; Luders-Janert, pp. I67-68.
I39
Maitreya (Fig. 18), and their double or mirror-image form seems to be intended to show
they are the edges of the front and back of the garment. The base, which shows bhiksus
worshipping the Dharmachakraor Wheel of the Law, appears to be a crude copy of an
older work. Rampant winged lions support the outer corners of the throne, but their legs
and wings are clumsy compared with earlier ones (Figs. 8, 9), and their sway-backed bodies
upraisedhand.
It has been generally assumed that these Mathura images depicting the Buddha swathed
representationsof Sakyamuni,it must only have been a matterof time before a demand
developed for new types which showed him clad in the Three Garments that distinguished
Buddhist monks from layfolk and those of other sects, a demand that was satisfied, as has
been shown, both by the seated samghati images and by those of the type dedicated by
Bala only five years before that of the Pallkherastatue of the year 8.
A puzzling problem is the apparent loss of artistic quality in later images of this type.
While later images of the seated Bodhisattva and standing types lose relatively little of their
140
their hands and the shapes formed by their drapery. One hesitates to attribute this to a
general stylistic change, for same images of the period, such as the great Naga from
Chhargaon dated in the year 40,98 are as fine as any Bodhisattva and show even more
It is perhaps significant and certainly appropriate that the earliest known example of
the samghati type was found at Palikhera, which is known to have been the site of a vihara
belonging to the Mahasanghika school.99 According to its own tradition this school
separated from Buddha's other followers at the time of the First Council, which tooli place
immediately following the Parinirvana, although alternative traditions said it separated
some I 37 or I 60 years later.100Whatever the reliability of these several traditions, it appears
the Mahasanghikas were always more open to the spiritual needs of lay members of the
community than were the Theravadins (the school represented by the Pali canon), who
were primarily concerned with the ordained members of the community, the therasand
their disciples.101Few Mahasanghika texts survive, but the school seems to have early
developed strongly docetic views of the nature of the Buddha. While the Sarvastivadins,
who belonged to the Theravadin or Hinayana branch of Buddhism, held that the historical
Buddha had been truly born and aged and died, the Mahasanghikas held that he was a
completely pure being who only appeared to have been born and lived and died like other
living beings.102 Thus in the Mahivastu it is said:
The conduct of the Exalted One is transcendental, his root of virtue is transcendental. The Seer's
walking, standing, sitting and lying down are transcendental. The Sugata's body, which brings
about the destruction of the fetters of existence, is also transcendental ... It is true that Buddhas
eat food, but hunger never distresses them. It is in order to provide men with the opportunity
to give alms that in this respect they conform to the world. It is true that they drink, but thirst
never torments them-this is a wondrous attribute of the great seers. Their drinking is mere
conformity with the world. They put on robes, and yet a Conqueror would also be covered
without them and have the same appearance as devas. This wearing of robes is mere conformity
with the world. They keep their dark and glossy hair close cropped, although no razor ever cuts
it. This is mere conformity with the world.103
We suggest that the development of the samghati images reflect a search for forms
expressive of the Buddha's true nature as a transcendental or supramundane (lokottara)
I4I
142