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Accademia Editoriale

The Oral Composition of Greek Drama


Author(s): Eric A. Havelock
Source: Quaderni Urbinati di Cultura Classica, New Series, Vol. 6 (1980), pp. 61-113
Published by: Fabrizio Serra editore
Stable URL: http://www.jstor.org/stable/20538655
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The Oral Composition

of Greek Drama

Eric A. Havelock

1. A Hypothesis
The Greek alphabet, an instrument of symbolic efficiency greatly
to the non-Greek

superior

it emerged,

from which

systems

introduced

itself into a culture which had for several centuries been completely
It is usually

non-literate.

of general Greek
all

after

is what

that with

supposed

the invention

a condition

This

literacy resulted automatically and quickly.


has

to

tended

in modern

times by

when

colonized

who

arrive already equipped with

happen

in non-literate
of literate

representatives

societies
cultures

the technologies of reading and

to
it may be incautious
the Greeks,
however,
writing.
act
in
must
of
One
the original
draw this conclusion.
distinguish
to
At
its
the
realise
vention
from the methods
potential.
required
were
not
exist.
for
There
it occurred,
time when
these did
example
In the case of

for teaching letters, and no body of documentation


to learn to
to
let alone the desire,
the occasion,
large enough
provide
is How
a few people did learn the art. The question
read. Obviously

no primary

schools

many, and where did they belong in the social scale? The existence
not of writers
of a general literacy depends
upon the existence
a majority.
to
form
but of a reading public
large enough

as such,
to
How

estimate the date at which this happened is admittedly difficult. The


Greeks

of

the archaic

evidence
reading habits. What
estimate
indirect. A conservative

not

periods
?
there is

did

would

conclude

and classical

take note

a considerable
that

their

of
?

body
a condition

* An

is
of

early draft of this paper was read to a colloquium held by the Institute
of Classical Philology at the University of Urbino, Italy on June 2, 1978, presided
in this
over by Professor Bruno Gentili, whose assistance and encouragement
enterprise the author gratefully acknowledges.

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E.A. Havelock

62

general literacy came about in Athens


at the close

of

century B.C.,
in the case of
This means,

in the last third of the fifth

age, but not before


a time lag of well
mainland,

the Periclean

the Greek

that.
over

250 years between the date of the original invention and its complete
social

In Ionia,

application.

the period

may

have

been

shorter.

Is a

physiology

are

delay of this length credible?


It may become
taken into account.
The

factors

of elementary

The
is acoustic.
speech
for countless
existed
literature

of human

condition

'natural'

is now written

of what

material

so, if some

raw
mil

lenia only as itwas shaped by the mouth and heard by the ear. In the
centuries

the

introduction

of

the alphabet,

the

language had reverted to this purely oral condition if indeed

Greek

ever

it had
were

preceding

immediately

now

left

put
to mate

required
habits of hand

acquired
troduced

the new

it. To

the

invention

inherited

habits

eye. A completely
the act of verbal communication,

into

and

to full use,
its users
and ear to
of mouth
new

factor

was

vision.

in
The

namely
it is suggested,
of
senses,
required prolonged
alignment
was
to bridge
to vision. A psychological
adjustment
required
hearing
them. The first inscribers of course managed
the gap between
this,
Fluent
would
and painfully.
take time, and
but slowly
application
clash

of

the

of

dissemination
fluency,
longer
Greek
alphabet
and institutions

in mind
that we mean
such fluency, bearing
reading
the application
still. We
have been practising
of the
in the west
for some 2300
The
years.
skills, habits

to convert
it into a complete
in
cultural
required
strument have become perfected
and familiar, obscuring
the physiolog
created by its introduction,
alto
ical problems
though by no means
them.
gether removing

an additional
to achieving
For the Greeks
the transition
obstacle
in
the
formidable
of
their
for
tradition.
How
previous
lay
strength
can
this was
it is realized
be appreciated
when
that in any
midable
?
?
oral culture
and par excellence
that of the Greeks
important
a sophisti
must be an orally managed
communication
communication,
a body
to live by, a
of tradition
custom and propriety.
of information,
storehouse
verbalized
The only
can
in
is
survive
this
individual
survive
To
where
memory.
place
cast
to
in
it
in
be
the
instance
has
Greek
form, which
there,
rhythmic
cated

art.

is discovered

The

culture

requires

in the epics

of Homer.

We

read

as texts

what

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was

of Greek Drama

The Oral Composition

63

composed
orally, recited orally, heard acoustically, memorized
in all communities
of the early Hel
and
taught acoustically
acoustically
were
formulaic
and
lenic civilization.
The rules for this procedure
some
and received
by an expertise
sophisticated:
they were nourished

originally

institutional support. They bred in the population a total habit of


oral

Is it likely

and comprehension.

usage

that

a culture

long

com

mitted to these loyalties would readily substitute habits of the written


word, andwould cheerfully take to reading? and would welcome the
to the contrary,
that the
is some evidence
a
as
an
at
least with
if not
book was greeted,
grave suspicion,
enemy,
source of deceit,
as against the integrity of the spoken word \
it) in the sixth
(or perhaps
Athens,
regaining
rising to importance
or
a
in a
was
still
even,
century before Christ,
city
proto-literate,
as a friend?

book

There

was
the corpus of verbalized
Where
sense, non-literate.
to which
of her own
she should turn, for the consolidation
was still
there
of her youth?
institutions
and the education
Obviously
and taught in school, market place,
Homer,
treasured,
recited, quoted
was not the native dialect;
it
But Homer's
and on public occasions.
majority
tradition

spring up
to Homer,

Ionic, and the tales he tells


amalgam predominantly
a desire
an
is
Will
and
pan-Hellenic.
appeal which
to acquire her own oral supplement
Athens
in proto-ldterate
and
the dialect of Attica,
in
native
the
speech,
composed

addressed

to native

an artificial
have a dimension

was

concerns?

Athenian

The outline of a hypothesis begins to emerge, to be tested against


the plays
drama,
last half

but
themselves,
an art form native

at present
to Athens,

in order
of the sixth century,
and extended
It continued
supplement.

audiences

the cultural

of Hellas.

These

functions

had been

the following
shape. Attic
as tradition
in the
suggests
to provide
the needed Homeric

taking
arose

hitherto

in the first

for

the benefit

of Athenian

for all
by Homer
performed
instance didactic:
the entertain

ment provided in the stories told in the Iliad and Odyssey was like a
and ethos of
to clothe a running report upon the nomos
spell woven
it was also recom
As it was reported,
the Greek maritime
complex.
the epics had furnished
In this way
the
for conservation.
mended
an overall
with
moral,
identity,
political,
peoples
Greek-speaking
to discover
their own
turned to drama
The Athenians
historical.
particular
1

Below,

identity,

which

was

that of

a single

city-state.

Listening

nn. 57, 59.

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EA.

64

Havelock

as the plays were


and watching
and
performed,
they recognized
on their own nomos
a running commentary
Car
absorbed
and ethos.
remains
drama
didactic
rying out this function, Greek
fundamentally
?
a
more
accurate
in purpose.
Its many
title
than
composers
?
to
their
skills
oral
education
oral
with
authors
combining
applied
entertainment.
ways
were
not

perfected
esteemed

three masters

The

were

those who

in three different

in their own day they


that is why
a kind of standard
became
works

the combination;
as masters.
Their

but of instruction.
of performance
They
taught by indi
as Homer
is
for
this
the
that
oral
because
way
support
did,
?
?
as
we
is
made
the
"tradition"
memorizable
cultural
say
identity
reenactments
of aspects
The plays were
continual
and preservable.
the audience was
of the civic scene, with which
invited to identify.
only

rection,

in the sense
aside, the style was also essentially Homeric,
remained oral. Drama
that the basic rules of composition
had to be
as poets
or
was
were
it
and its authors
nothing,
recognized
poetic,
and cen
The chorus constituted
the original
rather than dramatists2.
Content

As

tral element.
vantage

a replacement
it had the great
for epic recital,
in language
be
could
reinforced
by mimesis

ad

that mimesis

in

dance, and that mimesis of melody and rhythm could be exploited far
the range of
beyond
was
formance
poured

the

chanted

a mass

of

hexameter.
sodal

Into

the

commentary,
and summarized

reiterated
which
reflective,
continually
its accepted
and
and ethos of the civic
community,
tudes and proprieties.
The dialogue
took from Homer's
protreptic

and admonitory
praying,

color,

denouncing,
and avoided,

exhorting,
was to be accepted
and feminine
response,

counselling,
repenting,

choric

directive

commenting,

the

per
and
nomos

atti
average
its
rhetoric
directing,

exposing what
poignantly
the extremes
of masculine

expressing
their penalties
and rewards3.
dramatizing
the "myth" of each play,
the plot in an imaginary
Finally,
locating
heroic past, continued
the principle
of the Homeric
fantasy, clothing
an
the contemporary
in
it distance
archaic
aura, and so giving
message
was
to
and grandiloquence
and survival value.
But all this
be done in
2 Plato uses the
appellation an?r tragikos (Phaedo 115a), but in the Frogs,
as elsewhere in Plato (e.g. Rep. X: cf. Aristotle Poet. 1453a 29) the authors of
"
plays

are

just

poets

".

3 "Slices from the


great banquet of Homer" is the description
(347e).
plays ascribed to their author by Athenaeus

of Aeschylus'

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The Oral Composition

of Greek Drama

65

the Attic dialect, with a touch of Doric in the choruses to add a flavor
of

solemnity.
Yet compositionally,

tragedy could never have started


and nothing
else, and the longer it lasted,

simply Homeric,

by being
the more

it would begin to place a distance between itself and the oral model.
The
were

becomes
The authors
required hypothesis
complex.
in their own day described
not as writers
but

of these plays
as producers,

of

to the part
The phraseology
choruses".
calls attention
oral
communication
in
their
Yet who
played by
professional
activity.
even
in
verses
shall doubt
as
that
Athens
groups of
protoliterate
they
were put together were
to writing,
to be reviewed,
committed
enlar
as composition
The rules for singing which
ged, revised,
progressed?
"teachers

had guided the hexameters of the Homeric bard were one thing. The
a stage play in a
for putting
procedures
together
subsequent
more
were
Whether
else, physiologically
something
complicated.
?
more
or dictated
dramatist wrote himself
the
likely alternative4
either

his own

era
the
?

or more

vision

that of his amanuensis


who
probably
into play as a compositional
control
intruding
to hearing
the acoustic
he had long been used
controls
and
upon
was
to
The
share
the
but
the
with
ear,
eye
using.
responsibility
was
to
For
of
the
the
his
audience
he
eye
activity
personal
producer.
must
retain the ear alone, that is, the acoustic
rules, listening himself
read back

to him

came

as it was spoken and sung. It is to be inferred that


to his composition
was
in a state of continuous
Greek
composed
tragedy
physiological
It
of oral and written
communication.
tension between
the modes
can also be suggested
sets the high
that the secret of its genius, which
art forms, resides in this tension, peculiar
classic apart from subsequent
in quite the same
as it was to its time and place, never to be repeated
way.

to which
the populace,
the
coterminous
with
audience,
was
as
literate
dramas
addressed
themselves,
becoming
increasingly
on.
could be frozen in
communication
the century wore
Important
The

4When the
Oedipus Coloneus (to give an extreme example) was "written",
not
could
have read the script by unaided eyesight; so at least I have
Sophocles
in the Greek diet could have com
been assured by ophthalmologists.
Nothing
can
vision.
it
of
for
Unless
be shown that this play is more
senility
pensated
"oral"

in

composition

than

be that identical methods

its

predecessors,

the

reasonable

assumption

of composition were used for all of them.

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would

66

E.A. Havelock

re-read

read,

script,

and

referred

instead

to,

of being

into

drilled

the

oral memory. By the logic of this progression what might be called


the orality of Greek
tragedy was
didactic
purpose wuold
weaken,

bound

to suffer

forms of stored
rely on written
nice balance between
instruction

information

erosion.

as the culture

came

available

The

central

to
increasingly
for re-use. The

a mnemonic
neces
and entertainment,
in favor of entertain
be altered
would

sity from times immemorial,


ment.
Traditional
plots manipulated

to celebrate

conserve

and

the

of a different

ethos of the community might yield to manipulation

to express a personal
vision on the part of the dramatist.
sort, designed
set in a Homeric
to
Characters
world
where
they were
required
concerns
in
the
of
this
express
growing
might
lapse
large community

need (now supplied by discussions in prose treatises) be supplanted by


of men
and women
with purely personal
representations
preoccupied
as
to
matters.
be written
with
the ex
Compositionally,
plays began
feel a reduced pressure
of being read, the composer would
pectation
to conform
to certain mnemonic
rules. The invented would
be freer
as the literate age set in with
to prevail
over the expected.
Finally,
the function
and
the tension would
the fourth century,
disappear,
become
obsolete.
Drama
of
classical
would
became
tragedy
style
high
ever since, an in
in literate
it has largely remained
societies
what
genious entertainment,
Such a hypothesis

not

a contribution
has

surely
to accept. Greek

sight are difficult


critical
differing

radical
drama

to the social encyclopaedia5.


at first
which
implications
has been written

about

but

standpoints,
literary, philosophical,
psychological,
is autonomous,
all presupposing
that here is an art form which
To
into existence
energies of its authors.
solely by the creative
so
a
to
in
and
substance
may
change
closely
technology
style

acceptable
day to be
tions

of
Yet

historical
5
the
being

were
perceived
grounded
a
not
matter
of changing
technological,
ideological,
not of mere communication.
the mind,
our hypothesis
reduce the genius
If anything,
of their plays?

stature

Shakespear's plays, both in plot and sentiment,

encyclopaedic
composed

character
in a time

seem
classic
seems

reasons,
in causes which

because

does

tie its

argued that high


but his observation

disagreeable.
indeed die for cultural

aesthetically
tragedy did

called

for one

Nietzsche

of

of Greek

classic

popular

transition

drama,
from

of the authors
their

from

in his
disposi
and the
be

achievement

retain some resemblance


and
oral

for

the

to written

same
word.

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reason,

to

Drama

The Oral Composition

of Greek

comes

a comprehensiveness
life, with
The problems
and objectives

than

larger

modern

counterparts.
art became more

their

subtle

to

denied

their

surmounted

by
that could

than

complex
anything
for the stage. The social condition which
provoked
was historically
these compositions
and can
unique

now

be envisaged
forth
and called

never

and

67

recur.

If all this is true, evidence which fits and supports the hypothesis
is surely available
in the texts of the play we have. That is the place
to look for it, bearing
in mind however
that all we can do now is to
as originally
read them, without
the performance
hearing and watching
in
the
of
and
the
without
response
presented
sharing
original audience.
For

the investigator who presupposes


that composition
were undertaken
for a community
of oral communication,

and production
and governed

this is a genuine difficulty.


Ancient
authorities
offer some
on
one
dn
for
that
the
the era of
hand,
report
example

by this fact,

help.
They
Pisistratus
and his

in Athens were
recitations
sons, Homeric
regular
on
in the
the
the
and
that
ized,
purpose
other,
being educational6,
as
same era Greek
was
drama
established
invented,
certainly
perhaps
as matters
an Athenian
events occurred
of public
These
institution7.
and

policy,

performance
of two public

mentality

was

the instru
through
and the City Dio

given
continuity
the Panathenaea
festivals,

nysia, the first being a quadrennial celebration (supplemented by the


in the missing
years) but
an
guess,
opportunity
itself as supplement
and extend

the second

lesser Panathenaea
affording,
to propagate

one would

for

an annual

the new

one,
art of drama

to the already established


art of epic. The educational
intentions
for Homeric
recital
attested
as applicable
to drama also, the production
of
should be understood
was

which

financed
of

arrangement8
by public
was
state officials.
Performance

judgment
procession
by a ceremonial
of veterans
received armor
facts

duly

noticed

of a patriotic

presented
in histories
of

and

preceded
in which

character,
the state.

by
the Greek

by the
in the theater

rewarded

These

theater,

orphans
are familiar

but without

228b-c; cf. also Isocrates Panegyr. 159; Lycurgus in


Plato, Hipparchus
102; Diog. Laert. 1, 57.
7Marmor Par.
ep. 43; Plut. Solon 29; Diog. Laert. 3, 56; cf. Pickard
Cambridge, p. 58.

Leoc.

choregia,

rarchia. Both were

as a form

of

indirect

taxation,

had

the

same

status

as a

leitourgiai.

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trie

68

E.A.

realization

of

patronage
love for

must

was

the

their

Havelock

Such
civic
elaborate
sociological
significance.
more
mere
a
been
than
inspired by something

have

It

theater.

somehow

surely reflected
a vital public

a conviction
service.

that

This

the

stage
make

would

performing
to be
felt to be a process
of public
if tragedy was
education,
its role, drawing
fostered by state support. This is how Plato describes
a role he ap
no distinction
not
is
Homer.
It
and
between
tragedy
sense

of: tragedy
proves
As for the historical

its educational
functions
says performs
badly.
reasons why dt may have assumed
such functions
interest in the matter
these do not concern him. His
he

in the first place,


not
is philosophical,
fortunate

By

literary.
however,

accident,

there

survives

an extended

cri

tique of Greek tragedy as an art form, the first of its kind, framed
not of the modern
reader but a contemporary
the understanding
not in a written
treatise ?
the time for such
and existing
audience,
?
as
a
come
not
but
The
has
stage performance.
stage itself is
yet
to offer commentary
the stage, but
in
this time
upon
exploited
one
or
covers
in
not
The
the
way
another,
critique,
tragedy.
comedy,
For all its comic disguise,
it
of drama in the fifth century.
progress
for

has

to say

things

about

the kinds

of plays

produced

in

that period

which indicate that our hypothesis may be well founded.

of a Contemporary

2. Testimony
The
after

Frogs
the death

time

or

was
of Aristophanes
about
produced
Of
of Euripides.
the various
characters
one

occupy
and the end. This

beginning
sented early

in

the play

who

at one

at the
stage, only
is Dionysus,
of
patron
repre
tragedy9,
as a devotee
of Euripides
whom
he would
the

another

four months

is there

both

like to fetch back from the underworld. Finally admitted to Hades,


10
until discovered shortly after
the god disappears briefly from view
inside,

present

as a guest

in Pluto's

dining

room, where

he has been

9 And

therefore the logical choice for the role of presiding over what is es
a
of tragedy's developmental
critique
sentially
history. There is no need to
posit "uncertainty" (Stanford, Introd. p. XXX) surrounding the symbolism of his
role.

10 11.669-673.

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The Oral Composition

Aeschylus
at
guest

has been
the

head

chair

Aeschylus'
company

a fierce

to arbitrate

invited

present

of Greek

living
of the

Drama

69

and Euripides.
dispute between Aeschylus
there now for over fifty years, an honored
has on entering
taken
Euripides
to sit in it permanently.
the
Though
a strong resemblance
to the people
of

table.

and proposes
(who bear

Athens living and dead) have supported his decision, Aeschylus will
none of it ". The prolonged
and acrimonious
in which
wrangle
two
as
the
their rival merits
engage, disputing
poets presently
profes
sional dramatists,
takes up the second half of the play 12. The chorus
at suitable
intervals
adds fuel to the flames.
contributes
Dionysus

have

running

in a series

commentary

of

asides mostly

irreverent

and

ir

superiority

on

the

relevant.

The Art of Euripides


the

seizing

Euripides,

asserts

initiative,

his

ground of professional skill (831). The key term is techne, strictly


untranslatable

unless

of

and art

in a periphrasis
which
into a single notion.

fuses
The

senses

the modern
scene

in Hades

pre
technology
it into prominence.
has already brought
Dionysus'
viously described
a hubbub within.
the doorkeeper,
overhears
servant, parleying with
A
is going on? The doorkeeper
What
argument has
public
explains.
two
in
for the title
Hades
"craftsmen"
between
competing
erupted
of

"master-craftsman"

as

the prize.

This

in their respective
of troublesome

kind

skills with

a public

pension
is
(stasis)
disruption
are admitted.
craftsmen

social

the dead,
any time
always going on among
in the present
is required
is why Dionysus'
That
instance,
presence
as patron of tragedy, is an
to settle the matter,
since he presumably,
in question
in the particular
techne and
skill now
(762-821:
expert
occur ten times in this passage,
linked with
its derivatives
sophos
in the sense

of

"skillful").

Euripides warms to his work.


in which

the

merits

respective

If there is going to be a dog fight,

of diction,

music

and

"the

sinews

of

11This
portion of the action is transacted through "verbal scenery" (755
course of a dialogue held in front of the proscenium.
in
the
813),
12This reversal of
previous practice (Lesky, pp. 442-444) effectively focusses
dramatic

attention

upon

the

poetic

contest.

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EA.

70

Havelock

13
{861-862), he is ready for it and will give
tragedy"may get mangled
as good as he gets. The chorus gleefully seconding both sides calls
on

muses

the Olympian

to come

and take

down

that they can enjoy the fun (876-884).


two

one

types of diction,

"civilised

seats

at the

The contest will be between


the other

and finehoned",

"tearing

up the ground with root and branch expressions" (901-904).

a glancing
of
blow at the reputation
a
launches
attack
two-pronged
Phryniohus,
diction
and bombastic
(909-935).
stage mutes

predecessor
Aeschylus'
on his rival's use of

As for himself, inheriting the art of tragedy from Aeschylus


has

"taken

the inflammation

out of

filtered out of papyri (941-943),


to give

mixture

So they

after dealing

Euripides,

begin.

so

ring

it" and

extract

"added

(931) he

of fluencies

to the

afterwards adding monodies

it nourishment"

All

(944).

characters

were

given

plenty of things to say (948-950) "and so I taught the present audience


to talk"

His

(954).

stage

action was

contemporary

"the kinds

of

things we all do and are familiar with" (959-960) without benefit of


mythological
respective

"You
(963-967).
equipment
see
to
the
difference"
pupils
to the audience?)

(pointing

have

to compare

only

our

(964).
types
Aeschylean
ones are cute
the Euripidean

are crude,

"This is the kind of thinking (phronein)14 I introduced

(965-967).
to the present

audience,

inserting

and inquiry

reasoning

into (dramatic)

technique (techne), which made them begin to cerebrate (noein 974)


to think
and able generally
of
households
management

to improve

things through and in particular


and question"
and investigate

(971-978).

The Art of Aeschylus

him

turn. The chorus


It is now Aeschylus'
as
"the
Hellenic
original
ambiguously
and

solemnities

author

of

the order

of

tragic

give him his cue, hailing


architect
of towering
trumpery"

(1004-1005)

and invite him to "let go" (1005) which he promptly does. His
opponent is a man he cannot stand (1006-1007). He will challenge
him

on

fundamentals.

"What

is the real basis

in the community15? Answer, please" (1008).


13The
14

Below,

of

a poet's

standing

The reply given is

scholiast interprets the language as referring to a cockfight.


n.

67.

15For this sense of


thaumazein see Herod.

3, 80, and LSJ s.v.

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The Oral Composition

of Greek Drama

double-barrelled: One
his moral

71

thing is his virtuosity (dexiot?s); the other is

and his improvement


of human beings
(nouthesia)
this is exactly where my opponent
has failed.
"Very well,
not
he inherited
six
citizens
shirkers
but
noblemen,
footers,
guidance

in cities.
From me

(1013-1014). They were great fighters to boot (1016-1017) and look


what he has done with them!" (1013, pointing to the audience).
a better answer
wants
Euripides
the 'action'16 you put on which

"Pray, precisely what was


such 'instruction'
in no

than that:
produced

The question is put superciliously; it offends

bility?" (1019).

older poet, and he hesitates,


until Dionysus
us
tell
the answer"17
The answer
(1020).

?
fight

in their

rise

audience

seats.

him:

prompts
it comes
when

'action'

"The

I composed

"Come
make

was

full

the
on,
the
of

It was the Seven Against Thebes, and when they viewed it,
18

a passion
a
to prove himself
in the audience
conceived
every man
. .
warrior
That
(1021-1022).
My next 'instruction' was The Persians.
on
never
to
set
their
hearts
and
them
winning
losing (1026
taught
. . . That's
the exercise
that real poets
should be practising
1027)
and see how
?the great poets were
(askein). Go back to the beginning
those

who

made

themselves

beneficial

(dphelimoi

1030-1031)...

Divine Homer himself won fame and fortune only from the fact that
from his im
It was
(1035)...
in the creation
of many worthy
to inspire the
the purpose
being

he gave useful
(chr?sta) instruction19
took its stamp
that my mind
print
Teucers,
Patrocluses,
characters,
to stretch himself
citizen warrior
Eroticism
1052).

incest, he adds,
should
"suppress

and
He

out

to match

them"

(1040-1042).
fit subjects for the poet
(1043
to immorality
reference
(apokruptein

are not

to pon?ron) and avoid exhibiting it and giving instruction in it (1053


is the schoolmaster,
The man who explains
1054).
things to children
we say should
What
it is the poet (1054-1055).
but for adolescents20
. .
and reflections
be useful (chr?sta-, 1056).
(gn?
Important maxims
In
diction.
mai, dianoiai)
general verisimilitude
require corresponding
and their
be elevated
that the speech of demigods
(eikos)
requires
16

Below,

n.

47.

17 I follow here the division of


speaker proposed by Rogers and Stanford.
18On the force of einai
here, see Havelock, Greek Concept, pp. 237-239.
19
Plato, Rep. 601d-602a.
20As had been
represented in the so-called "School Scene" on a vase of
Duris: Havelock,
'Preliterary of the Greeks', pp. 385-387.

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EA. Havelock

72

statelier

clothing
encouraged
1070).

have

Things

gone wrong

he argues, has
exercise
(1069

instruction,
of physical

(1059-1061)".
Euripides'
at the expense
verbal fluency
generally

"and my

ds the

opponent

cause of it" (1078), with his scenes of prostitution, illegitimate births,


and incest combined

with

the

city of Athens

has

and

scamps

victimizing

continually

"As a result,
(1079-1082).
with
scriveners21,
shysters
the demos
(1083-1086)".

general cynicism
become
crammed

Stylistic Comparisons
During
chorus would
and words,

a brief

the contestants
pause
them on. To be sure,

spur
but requiring

some

catch

their

it is only
on
sophistication

the

The

breath.

a battle
part

of wits
of

the

audience. Will they feel a lack of education (amathia) preventing


them from following the nice points (lepta) as they are made?
(1109-1111).
are equipped.

to worry;
one of them

No

need

that

is no

longer the
a papyrus22

case.

"They
to
is
and
able
Every
holding
ta
The
take in the verbal niceties"
1112-1114).
(manthanei
dexia,
contestants
is concerned;
need have no fear, so far as the audience

the intelligence is there (sophoi, 1118).


The

argument
launches

Euripides

are
their

parodied
author

and delivers

fine points
of dramatic
technique.
on Aeschylus'
their style and
prologues,
counter
(1119-1176).
quotation
Aeschylus

(1177-1247).

and meter

to

an attack

suitable

with
substance,
in kind
attacks

melody

reverts

Comparisons

then

(mel? 1248: cf. 861-862).

shift

to matters

Those of Aeschylus

to expose
their epic monotony
(1262).
Retaliating,
as
in source23
defends
his own
Homeric
(1298)
style
a frontal attack on the music
and meters
of Euripides.

They are foreign (1302), sentimental (1322) and meretricious


21
Below,

of

nn.

58,

(1308

59.

22On
biblion, see n. 55.
23 I so
interpret the phrase ek tou kalou (1298; as also the Loeb, note
ad loc). Aeschylus has already laid claim to Homeric diction and adoption of
Homeric character models.
It is his dactylic, i.e., epic, meters which have been
selected for special satiric treatment by Euripides. Accordingly at 1299-1300 he
defends his Homeric style as an alternative to the flowery meadows of Phrynichus.
Editors guided by a scholiast's note on 1082 have preferred to identify Terpander
as

the

"source"

intended.

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Drama

73

1327). The attack concludes with

a long satirical parody of that

The Oral Composition

solo performance

kind

of

and

therefore

pides'

of Greek

judged
In
later plays.

1330),

(monodia,
to be trivial,
the present

emotional
occurs

which

a poor

example,

and personal,
of Euri

in some

girl has

spinning

had a bad dream, warning her that a neighbor has raided her hen
roost.

A decision is needed. To fight so far has been a draw. A


gigantic pair of scales is produced to weigh the lives and merits of
two

dramatists

had

been

imitated

a parody
of a Homeric
in turn
episode which
in an Aeschylean
In fact neither
drama.
pro

tagonist is weighed personally. Decision


registered
into the
Aeschylus

lines as they

by spoken
two
scale
has

the

is to depend on the weight

pans.
advantage

are deposited24
by the protagonists
are
lines
Competing
duly discharged.
in ponderosity.
is no doubt
There
of

that; he even proposes to wind up the competition by letting Eu


ripides and his entire family get into one of the pans and sit
"he can take his papyri with him too". All his rival needs
down ?
to do

to outweigh

is to pronounce

them

just

'two of his

own

lines

into the other pan (1407-1410).

A Final Exam

to

"I can't

is baffled.
however
Dionysus
"I do not want
the audience:

I consider

an

cision, what
a winner
and
come

for

the

intellectual,
is to become
take him

the ultimate

a de

I enjoy" 25. But without


to Hades?
original mission

other

of his
back with

test.

he says, turning
choose",
to alienate
either of them. One

says Pluto.
you",
Before meeting
it, the

The
two

"Pick
time

has

candidates

24 Is this hilarious scene


(aside from its obvious purpose to parody Homer)
also intended to recall a favorite but indecent after dinner amusement? There
is mock gravity in lines 1369-1377, hailing this tour de force of ingenuity.
25 I
agree with Stanford (note ad loc.) that the poet he enjoys is Aeschylus.
The pleasure is that of direct response to oral poetry, as opposed to a "formed
voices the
(1413). Dionysus
opinion" about the "intelligence" of Euripides
divided allegiance of contemporary Athens, hesitating between the claims of
traditional oralism and the new literate rationalism; so also at 1934.

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74

EA. Havelock

as to the true purpose


to
of Dionysus'
visit
over aesthetics.
is not primarily
in an argument
interested
"I came down here to fetch a poet26.
I wanted
If you ask me why,
so
to
to
the city
continue
be rendered
and
conduct
choric
secure,
to
two
is
of
the
Which
counsel
you
performances.
give
city
likely

must

be

informed

Hades.

He

which

is really useful?

with

me"

amination

(1418-1421).
questions27

(ehreston). He'll

be the one I take back

god then sets


to answer.
The first
The

the

two

candidates

is a specific

topic is Alcibiades. How do we deal with him?


statement (gnome) from each of you" (1422-1423).

one:

I want

ex
"The

a brief

are each in character.


the radical
replies given
Euripides
him".
the conservative
says
says in effect
Aeschylus
"Repudiate
must
But now you have,
"You should not have
raised him.
you
The

tolerate him" (1424-1432).

The styles correspond. Euripides frames

two

covering

antithetical

definitions,

citizen,
ingeniously
terms.
antithetical

the true patriot


and the disloyal
in
four pairs of
sequence
by arranging
28
a vivid
of the lion cub
offers
image

expressed

Aeschylus
as a dangerous
in
the
house
pet.
up
growing
as they are, the two answers
still make
Different
difficult;

one

is intellectual,

the other

saph?s 1434). A second question


time

a general
each of

one:

"I want

one

easy

a decision

to understand

(sophos

very
. ..

is needed to break the tie, this


more

brief

statement

(gnome)
for the city's
formula
your
you,
security".
giving
has his
left the upper world,
has only
who
recently
Euripides,
answer
"Get rid of the present
(1443-1450).
government"
ready:
from

26The sense of lines 1417-1419 and


1469-1471, when compared with what
had been said in 52-54, 66-68, 71-72, 96-97 (with the parody of 1471 recalling
that of 101) does not justify the view (Stanford, Introd. pp. XXIV and XXXIX,
with n. 23) that Dionysus' motive for visiting Hades as originally stated, namely
to fetch back Euripides,
is "entirely ignored". To succeed in restoring him to
air
would automatically achieve continuation of the tragic choruses (1419)
upper
and the advice he is required to give for preserving the city is judged to be as
satisfactory as that of his rival. The final substitution of Aeschylus with its ap
propriate

encomium

is a comic

reversal.

27Discernible
in this portion of the plot may be an intention to parody
the Socratic elenchus of the poets, as described in Plato's Apology.
28 It had been used at
111 ff and appears to have been
Agamemnon

traditional.

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of Greek Drama

The Oral Composition

75

cautious.
He needs informa
long absent from it, is more
Aeschylus,
is the city using
for a government?
tion.
"What kind of people
"Does
"No".
vicious
Are
useful
it prefer
(1455)
types?"
they
so
"A city
them only perforce".
undecided
"No, it employs
types?"
cannot

be made

(1454-1461).

"No,

be pronounced
comes:
ment

I'll

secure,
you

give

don't",

views

here

and released
after

"Your
So at last

upwards".

enemy's

I get

when

says Dionysus.

"Go

the

my

even

territory

up

there"

blessing must
the pronounce
if he

occupies

yours" (1463-1465).
are

in character.
The
first proposes
the
again
revert to the original war policies
the second would
radical solution;
to gnomic
are framed
of Pericles.
Both
antithetically,
conforming
The

answers

style. The first is introduced by a completely abstract epistemological


formula: "When present unbelief shall be considered believable, and
that which is believed become unbelievable" (1443-1444). This on
request
less

has

to be

says Dionysus,
("Please",
replaced
cf.
and more
understandable":
1111,

educated

"use words
by a
"Assume we
1434)

then runs:
which
specific
equivalent,
slightly more
now
cease to believe
in the citizens we
and use those we
trust,
?
now refrain from using
Or again, assume
follow.
security will
our
reverse
are at present
we
in a bad way,
and then that we
?
course
The
second
follow"
(1446-1450).
present
security will
as
now
as
in a
but
is
the first,
version
out,
spelled
conceptual

parody of propositional argument. It satisfied Dionysus


O

Palamedes,

nature

intellectual!"),

but

so do

the

("Well done,
concrete

ex

to a city which
"How give security
used by Aeschylus:
pressions
.
nor
M? . . when
in custom4ailoring
finds profit neither
ready-mades
and theirs the
soever
their common
land becomes
usage30
enemy's
are
is
income
non-income"
income
and
when
(1458
enemy's;
ships
the parody
1465, where
verbal
assonances)31.
29The Greek

expression

is at the expense

of his

imagist

diction

contrasts a tailored cloak for city wear with

and

rough

homespun.

30For this
rendering of nomizo see Havelock, Liberal Temper, pp.
411, 413.
31There is no need to obelize these lines
(Wilamowitz) merely because
recall a vanished policy.

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122,
they

76

E.A.

Havelock

The Winner
The

contest

long

thus

in a draw.

ends

cuts

Dionysus

the knot

by announcing he will follow his heart (psyche) and choose Aeschylus,


thus nullifying that deep affection for Euripides which he had an
nounced early in the play. The loser reproaches him for this betrayal,
to no purpose.

but

While
Pluto,

in nine

chorus

lines

in the upper

"go home"

that

keen

comprehension

now

in his person will

to the benefit

world

In nine more

his own family (1483-1490).


the

acclaim

1490, xunesis and xunetos) which

(1483,

habit

for one last dinner with

to Hades

Aeschylus withdraws

the

the

of

and

citizenry

they decry the Socratic

the greatnesses
and "ignoring
away music"
"throwing
a
concentrates
art"
in
favor
of
which
(diatribe)
pursuit
tragic

of

of

on

big propositions and fancy talk (1491-1499).


now

Aeschylus,

dined

and wined,

to

reenters,

from

receive

Pluto and chorus their final farewells, which bid him "Secure our
city

with

pointing

maxims
worthy
to the audience),

and
and

the witless"

educate

the general

express

(1501-1503,
that

hope

"the

gods of the land will furnish to our city those goodly sentiments
(epinoiai) which produce major goods" (1529-1530).

3. The Testimony
At

first

Interpreted
this whole

sight,

comic

as

conducted

confrontation,

it

is likely to be read
is in an exchange
of quotations
and parodies,
are
two poets
as a comparison
The
of styles rather than substance.
as
that
the view
introduced
"craftsmen",
encouraging
unambiguously
turn less on what
it.
how
than
the issue will
say
they say
they
seems

initiative

Euripides'

to confirm

this, when

he

parison in terms of "diction" (epe) and meter-with-melody


though

he

also

adds

"tragedy's

as it gathers momentum
Dionysus

and

the

chorus,

muscle"

(neura

862).

is identified by both poets,


as one

between

competing

com

challenges
The

(mel?),
contest

as also by
varieties

of

virtuosity (sophia, sophismata 872, 882, 896, 1104, 1108; cf. 1519)
and verbal dexterity (dexiot?s, ta dexia, dexios 1009, 1114, 1370).

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of Greek Drama

The Oral Composition

as hallmarks

are cited

These

(cf. 780), whether


dispute
the heroics
of the other.

of

77

achievement

applied
Euripides

as the sophos par excellence (1413,

on both

sides

32

of

the

to the elegancies
of one poet or
in the finale emerges
however

1434, 1451: cf. 776).

The Art of Civic Instruction


But when Aeschylus at his first opportunity takes the floor to
challenge his opponent, he elicits a proposition which in fact both
chief business
is edu
aside, a poet's
Virtuosity
accept33.
as "improvement
Phrased
of human beings
in cities"
(1009
a olich? describing
the educational
this reproduces
1010),
process
as envisaged
for example
Socrates34.
As a conception
of
by Plato's

of

them

cation.

the poet's

it is presented

function,

in the Frogs

not

in the guise

of

something thought up by sophistic theorists, but as a view shared


by

in general, which
honors
so
that Euripides
readily

society

surprising

He

so.
for doing
poets
concedes
this to be

is not

It

case.

the

had already defended his own dramatic style as an effective


of

method

"instructing"

his

to "express

audiences

themselves"

(954),

to which Aeschylus had retorted that such "instruction" might better


never

have

been

the

develop,
"craft"
emerges

The audiences,
given (955).
replies
of both dramatists35
As
(964).
"pupils"
been

is no

there
out

of

that

hint

as one

of

the
On

consideration.

have
Euripides,
these exchanges

is leaving
argument
the contrary,
civic

the poet's
instruction

its central

components.
theme, and defending
it squarely within
places

to his

warming
Aeschylus,
given by his own dramas,
that instruction
given by the four great

traditional

the instruction
context

the
poets

of Greece

of
36

32The entire choric "invocation"


(875-882) makes this clear. The tone of
Dionysus' instructions to both contestants (905-906) is Euripidean rather than
Aeschylean. Though the xunesis of Euripides is satirised (893), the same "ac
curate" faculty is in the conclusion assigned to Aeschylus (1483; cf. 876).
33

Below,

n.

48.

34
Apol. 24c-d; Protag. 318d, cf. 316c, 31i8a.
35And therefore in this
particular comedy partnership between
audience

is unusually

prominent;

see below,

n.

players and

45.

36Norwood
p. 260 sees in this passage only a bias which "leads to the
of
praising 'divine Homer' because he taught military science". For a
absurdity

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EA.

78

and in a notable aphorism (1054-1055) defines the poet

(1030-1036)
as

Havelock

the man

over

takes

who

from

the

The

schoolmaster37.

verbs

didask? and ekdidask? reverberate like drumbeat through his elo


quent lines, no doubt playing deliberately upon the special sense of
the "instruction" given by a poet to his chorus (1026, 1035, 1054,
1055,

after

tably,

on Euripides'
No
1057)38.
lips 1019,
to the audience
them for failing
and reproaching

same

the

1069;

turning

verbs

to "practice" (askein) the required discipline, he then applies the


same

to describe

verb

and noun

Verb

After

the poet's
proper
"practice"
overtones39.
educational

have

a pause

to

allow

the

contestants

1030).

(1025,

to recover

the two
the issue upon which
concluded,
terms
in
of what
judged is restated
they can do

that

and moral

of political

by way

guidance

the

breath,

comedy reverts to light hearted parodies of style (1099-1413).

But

are to be
poets
to assist the city,
1420;

(parainein

cf.

nou

thesia 1009). This is the subject of the final examination for both
of them, and while the answers offered are typically different in
is no
of disavowing
their didactic
function.
thought
style, there
can manage
is to produce
citizens who
their affairs
The objective
?
to produce
in fact what
Plato
later calls "civic ex
efficiently
are the measures
to the
cellence".
"Benefit"
and "utility"
applied
poet's

services,

not

the

communication

of

aesthetic

sensibilities.

terms are stressed by Aeschylus


these utilitarian
(1030
Significantly,
a
as
modern
critic
not,
1455),
1031,
1035,
1054,
expect,
might
by
in the
The
his supposedly
counsel
which
opponent.
"sophistic"

finale both are challenged to supply is the practical one of making


collocation of Homer, Hesiod, Orpheus, Musaeus
(with addition of Simonides)
as sophistic educators in disguise, see Plato, Protagoras 316d.
37
the
Plato, Protag. 325e-326a describes the literate situation in which
poets instead of being communicated orally and directly are memorised out of
sources.

written

38At

1026 the prefix ex- has been supplied (first by Bentley) to render the
metrical (cf. 1019). I agree with Stanford {ad loc.) that "taught
reading
"
the sense here, but would add that the play on the verbs would
catches
fully

MS
not

appear

artificial

to

contemporaries;

"teaching

cepted programme of oral education.


39 Stanford notes
ambiguity between
should

"poets

choruses"

was

part

should practice"

of

the

ac

and "poets

train men".

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of Greek Drama

The Oral Composition


the city

in their

and

secure40,

79

accolade

parting

the

chorus

the

hail

winner as the likely source of "what is good for it" (1487).


The
audience
interest
munity,

are not
to as an
of such instruction
referred
recipients
to the performance
of playgoers
drawn
their
by
special
are
com
in the theater.
and
all
members
of
the
any
They
at
two
civic
who have to learn <tomanage
the
levels,
society

one, which is primary and in which politai are involved with their
polis (1010, 1014-1017, 1027, 1419-1433, 1435-1450, 1454-1465)
and the domestic, involving relationships within the oikia41 (976
977, 1489).
If drama

can be

today

used

as

an educational

as

instrument

it is inserted into the curricula of schools and colleges, this is done


in the interest

of

literary

and aesthetic

appreciation

sensibility.

different are the Greek objectives, as understood by Greeks.


poets,

their

accepting

as instructors

role

in social

utility,

Very

Both

assume

burden on behalf of the Greek stage which its modern counterpart


has not been called upon to bear (unless perhaps in Japan). Such
a function

makes

previously

offered

and

community.

in

however

that Athenian

to Homer,

supplement
re-enactment
literate

sense

drama

context
came

of
into

the hypothesis
as
existence

as a storage mechanism
for the oral
the mores
of an essentially
pre
instruction must be socially oriented, with

designed
consolidation
Such

the

of

is Homeric:
its ancestry
its method
of com
intention;
to
the
is
and
restricted
framed
munication
spoken word,
pronounced
as such, and existing
in the memory.
In short, behind
for repetition
the retorts,
the claims,
the recriminations,
the slapstick,
the parody,
utilitarian

lurk

a set of
of

the

history
of
corpus
mythos

oral

which

assumptions
European
wisdom
preserves

peculiar
literature.
contained

to one

and only one in


period
is a disguised
Greek
drama
a
the
narrative
within
matrix,

it.

40This concern is
obviously inspired by present perils (1531-1532). The
notion of civic s?teria is thematically repeated (1419, 1433, 1436, 1448, 1450,
1458, 1501). Is the poet also recalling a formula of contemporary political
theory? Cf. Democritus B252 (with Havelock, Liberal Temper, p. 92).
41The claim to teach better household
management is not made "absurdly"
is
of
that
the
ad
loc);
(Stanford
Protagoras apud Plato, Protag. 318e
language
319a.

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80

E.A. Havelock

"Orality" of the Contest

The
The

competition
contestants

two

the

audience

of

and parody
quotation
a demand
on the
makes

of an
sophistication
is unparallelled.
could
How
on
nuances
niceties
and
of
turning

by modern

which

standards

often
of allusiveness,
be grasped understood
expression,

such wealth
verbal

drawn from the civic population?


fact

played
view
would
since
able

a role
ancient

on between

carried

and savored

by an audience

The debate in the Frogs has in

in building
up that modern
as
Greece
the home
of an

which
conception
never
ideal culture

Yet
the required
becomes
understand
sophistication
equalled.
a more
common
human dimension
if it is linked
and assumes

is served by an oral memory


that an oral culture
assumption
on which
sort. The knowledge
a rather specialised
this audience
relied was not what we would
call a "literary know
of non-readers
to the

of

to the recitation
used
of
ledge" 42. They were
an education
which
concentrated
and had received
of

this

practice.

Their

acquaintance

with

drama

remembered
on
was

verse,
the cultivation
not

confined

to the original
numbers
of
performance.
single competitive
Large
as
had over
the years
received
members
of
the populace
training
If as is probable,
in tragic recitation43.
the auditions
held
choruses
rehearsals
of dramas,
in Pericles'
Odeum
this again spread
included
an oral knowledge
of them. The plays went on circuit in the country
were
into the oral curri
side, and most
incorporated
importantly,
in social intercourse.
culum of the schools, and quoted
The proposals
to censor
makes
the curriculum
this clear.
of Plato
Presumably
there were
and
on

for
At

the mass
of dramatic material
among
that
these
Aristophanes
preferred
presumably
in his plays.
that occur generally
tragiparodies

favorites

it was
the
the

same

time,

in

this

particular

play,

he

has

available,
to draw
the

chorus

say on his behalf that now oral memory can be supplemented by


42This
problem is well treated by Sedgwick.
43
Dionysus,
restating his motive for going to fetch a poet from Hades
(1418-1419) explains that it is "to ensure that the city be rendered secure and
continue to hold choruses (i.e., choric dramas)". The explanation need not seem
"perfunctory" (Stanford ad loc.) once the sociological role of the dramatic festi
vals is appreciated. The comedy pleads half humorously and perhaps nostalgically
for the continuity of a traditional institution of oral education now threatened
not more by war than by the technological shift towards literacy.

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The Oral Composition


instruction

from

of Greek Drama

a written

source

81

in the possession

of members

of

the audience44. The dramaturgy of the Frogs is unique in that it is


to

able

the mnemonic
exploit
and the new literacy.
are some particulars
There

resources

both

of

the

traditional

oralism

in the

text which

point

in the

same

"oralist" direction. They would not have been expressed quite in the
way they are, if the subject of the Frogs debate was a fully "literate"
For

literature.
acter
as

in order

though

the

example,
to involve
theater

char
step out of dramatic
are
in what
almost
saying,
they
were
in
treated as partners
being

the debaters

will

the audience
population

the critical give and take. This kind of relationship, aside from its
obvious

employment

in the parabases,

expresses

itself

as an occasional

feature in all Aristophanic dialogue, but is especially conspicuous in


this play45.

Again, Aeschylus, before the battle of wits is formally joined,


protests (866 ff.) that the location (Hades) in which it is to be staged
puts him at a disadvantage: his own poetry has not died with him,
but Euripides'
has. Commentators
from antiquity
poetry
onwards,
alert to see in this sally only a compliment
to one poet at the expense
of the other, involving
also a mistaken
powers
judgment of Euripides'

of survival, have missed the main point of the joke. The disadvantage
for Aeschylus is that he does not have his poetry with him; it is
available elsewhere. But Euripides has his with him "and so he will
be able to recite it" (869). The assumption behind the joke is that
is not a written
are
medium
but a spoken,
and its resources
poetry
the intimate property
its
of
maker.
situation
is the normal
Euripides'
one ?
he takes it with him when
he dies. Aeschylus'
is
situation

the abnormal. Unluckily for him, his poetry has stayed behind him
in the upper world, to be recited there, leaving him in Hades high

a paraprosdokian
and dry. The joke turns things upside down ?
in
manner.
the best Aristophanic
In similar vein, when
scene promised
the weighing
at 797
is
not
is
carried
it
written
two
works
of
the
that
out,
any
finally
poets
are placed in the scales, but spoken lines
almost
(one might
projected

say "spat") likewinged words (1388) into the pans. Aeschylus is con
44
Below, nn. 60, 62.
45
783, 954, 960, 962, 964?, 972,
1446-1450?, 1458?, 1476, 1484?, 1503.

1013?,

1025, 1084,

1086?,

1109-1119,

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82

E.A.

fident

his

will

quotations

because

prevail

have

they

more

Havelock

acoustic

"weight" (1367); he is the better "oralist", as indicated when he caps


the contest by challenging his rival to climb into the pan himself and
take his family and his papyri with him. The mere utterance of two
more Aeschylean verses will still be enough to outweigh them (1407
1410).
stage is a place which
by its very nature requires performers
as talkers, not (except
and rarely) as readers.
intermittently

The
to behave

It is not a library or lecture hall. If the poetry discussed, quoted and


satirized

comes

in this comedy

as a purely

through

oral phenomenon,

this may be thought due to the mere fact that it is being quoted in
can be imagined
if a similar comic confrontation
Nevertheless,
in such a virtuosity
of
under modern
itself
conditions,
expressing
one
not
and
occasional
would
and
expect
quotation
misquotation,
drama.

casual

sources

to textual

reference

in published

or unpublished

works

scripts, particularly if the material is to be used for teaching? Such


are conspicuous
references, with one exception
already noted,
by their
verses
are not repeated
or read out from given
absence.
Quoted
as
are
or
to
but
cited
alluded
contexts,
dianoiai,
gn?mai,
epinoiai

(1059,

1423, 1430,

1435,

and the like.

phismata

That

1502,
is, they

1530: cf. 877) or as dexia, so


are thought of as maxims,
apho
are
framed
These
and delivered.

conceits,
sentiments,
risms,
orally
in the climax of the competition.
from both poets
solicited
comes
to in this way
The Greek
referred
poetry
a performance
rather
this impression
with
has been communicated

though it were
it is consistent
his

teaching
in terms
dience

than a body of
that Aeschylus
describes

through

as
and

"literature",

how
explaining
au
on
the
the effect

of

identification.
The Seven Against
psychological
to "stand up and fight". Watching
Thebes
makes
them want
(and
to win".
fills them will
ambition
to) the Persians
listening
"burning
on stage become
an inspiration
to the citizen
The Homeric
prototypes

to "stretch himself out on them"46 (1042).


because

drama

Aeschylean

is a "doing",

This becomes possible

an enactment

(1019,

1021,

46An
Aeschylean predilection for manic characters and scenes, satirised in
816-817 (Stanford, Aeschylus in His Style, pp. 13-14 and 129-131) may reflect a
parallel

tendency

ample might

to

exploit

a Homeric

oral-mimetic

relationship

with

audience,

rhapsodist reciting the grief of Achilles

as

or Priam.

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for

ex

The Oral Composition


with
the

a play upon
existence
of

of Greek Drama

the word)47.
an intimacy

83

in a different

Euripides
between

his

plays

context

and

their

claims
audience

(959-961).

Intrusion of Literate Idiom


So far a common ground is shared by both poets48.
confrontation

Is their

not.
are not
personal?
Assuredly
Signs
two
two
between
but
only
styles,
epochs.
is fortuitous, meaning
that its emphasis
derives

then purely
not
of a collision

wanting
One of the differences

from the military


and naval situation of the moment.
of Arginusae
has recently
been
and won
fought
second one is still to come.
It will bring disaster
the city. The
times are critical. War
one last effort be made?
In this context
of

The

naval

battle

at heavy
cost. A
and the surrender

weariness
the military

is general.
Can
instruction
of

as against
receives
the "ci
Aeschylus
especial
emphasis,
Euripides
a
vilian ", the mouthpiece
of
solution.
purely political
can be charged
But
there are deeper
to a
which
differences,
in
ar
the
cultural
condition.
defends
the
change
Aeschylus
stoutly
tificialities

of heroic

status

[h?mitheous,
of what
importance

of Homer

and
language
for his
1060)
is being

is one which

said.

archaic

costume

and supernatural
as appropriate
to the
characters,
A style closer to the heroic
ethos

exploits to the full the element of mythic

same style calls for the


In contrast,
the plays
suppression
a
of Euripides,
removed
between
gap ranging
chronologically
by
forty
on the play chosen),
and eighty years (depending
show signs of a
to discard
so far as
the fantasy.
the characters,
True,
willingness
names
are concerned,
are still not contemporary.
in behavior
But
the debate brings out a shift in his plays away
they are. In particular
fantasy

characteristic

of what

47

In

classical

usage,

of oral didacticism.

The

is vulgar

in common

the

sense

literal

of

life.

drama

was

always

close

to

the

surface; cf. Plato, Apol. 35b, Symp. 222d, Rep. 451c.


48The
contrary views of Wilamowitz,
Murray, Page, Sikes, Rhys Roberts,
that the comedy constitutes a bitter attack on Euripides, suggests the difficulty
of understanding the impartiality of Aristophanes' humour. Stevens reviewing
and rejecting such opinions justly observes that the play's basic conception was
"the idea of exploiting the dramatic possibilities
inherent in the clash between
two playwrights so conveniently antithetical"; see alsoWycherley.

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EA.

84

Havelock

from large political concerns towards those of the household (976


977) and its life style, the life style of masters and servants, the rela
tions both

and otherwise

legitimate

between

the sexes,

and the status

of infants and young children. The mythoi of the older master are
costume pieces formal in style and rigidly presented. Their Homeric
much

are given
characters
Euripides'
for his monodies,
and they are

monotonous.
is dramatically
to say. He claims merit

rhetoric

more

indeed solos, magnifying the presence in the plot of individuals whose


are private,
The concerns
roles do not depend upon social importance.
are
as such.
to
be
for the old style means
satirized
which
trivial,
they
same
contrasts
The
has always been a
show up in diction.
Metaphor
is no exception.
and Aristophanes
favored tool of critical appreciation,

His

stylistic terminology draws upon medicine (942-943), carpentry


(799), masonry (801), brick making (800), naval construction (824),
as well as armor (818) and animals (815, 822). Thus, for Euri
pidean diction he prefers brews and infusions (942-943), filings and
shavings49 (819, 881, 902), squares and triangulations (956), while
for Aeschylus, it is tree trunks (805, 907), timbers, beams and bolts
(824), battlements (1004), and also crested helmets (818) and shaggy
bulls (822, 925-926).
In part,
two

idiosyncratic
of a strictly oral
use of vocabulary
memorisation.

are chosen

these

to dramatize
is more

a comic

contrast

between

to it than that.

The genius
But there
is formulaic;
it encourages
the formation
and
are
of
oral
and
seductive
which
syntax
rhythms

styles.
style

statements

The

than general,
activist
are themselves

rather

to make
are specific
it prefers
rather
It delights
in similitudes
than analytic.

a per
The
encourage
episodes.
requirements
concrete
over
the
the
the
syntax favoring
abstract,
image
over the proposition.
at the expanse
Sound
effects may prevail
of
use
as
in
of
the
but semantically
cumbrous
sense,
imposing
simple
and
of
alliteration
words,
exploitation
compound
euphony
through

which

formative

49
raxo?,

Rendering
a connection

paraxoni?n
suggested

(819) as cognate in this instance


by

the

next

word

smileumato-erg?n;

to par axed, pa
cf.

also

pa

rapeismata (881). Rogers (Loeb) translates "whirling of splinters and phrases


smoothed down with the plane". Editors prefer to follow the scholiast by con
necting with "axle" (LSJ s.v.). Stanford accordingly (note ad loc.) imagines a
competition between heroes mounted on chariots. I prefer to think Aristophanes
brought two incompatibles into absurd combination, like "The Walrus and the
Carpenter".

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The Oral Composition

of Greek Drama

Statements
and onomatopoea.
are not matters
tion 50. These
to the need

pression

85

are enlarged

upon

variant

repeti
but give ex
stylistic
idiosyncracy,
for mnemonic
enforcement.
Much
of Aristo
by

of

phanes' own poetry has this quality, which may incline him towards
a bias in favor of Aeschylus. But it is hard to detect this in the actual
course

of

the dispute,

for at the

same

constructs

time he

in skillful

parody (and not only in this play but several others) a very full
representation of a quite different type of diction and syntax. The
of this style are "smaller", and more accurately
Their
"shaped".
a
are
term.
is the adjective
also
hallmark
reiterated
They
leptos51,
more
are
is
that
additions
is,
plentiful;
being
increasing52;
fluency
to an existing vocabulary,
in some profusion
and this is arousing
made
words

resentment

from

traditionalists.

and activist, are being


character.
The form in which
concrete

didates

Finally,
converted
the final

narrative
examination

is cast reveals what


by Euripidean

replaced

alliteration,
and syntax

parallelism,
of Euripides'

is happening.
Aeschylean
are still
Both
abstractions.
antithesis,
onomatopoea.
terms can be perceived

of syntax,
of an analytic
of the two can

modes

into statements

images

are being

"gnomic",
using
But the accidence
as an anticipation

of the dialectic of a Plato insisting that we say what things are, not
they do or is done to them.
to uncover
two poetries
In parallel,
the dispute between
begins
or more
a widening
two
mentalities.
The
between
word
gap
winged
or
a
is turning
"notion"
into
"idea"
the feathered
phrase
correctly

what

(gnome, dianoia, epinoia). The content of what

is uttered is being

event or happening
the topic
towards
directed
away from the mere
case
or subject of a discourse,
"the
of Alcibiades"
for example,
(1422),
53
or actor's role is
or "the case of the city"
The narrator's
(1436).

interrupted by the dialectical question: What do you think? and the


framing

of alternatives,

one of which

may

be

rejected.

The

speaker

50 Stanford

(note on 1154) appropriately labels this habit "liturgical".


two examples of it, 1154-1157,1173-1179.
Division of opinion
criticises
Euripides
among rhetorical theorists over its merits (Stanford ad loc.) may indicate con
fusion of judgment when later and literate standards of composition are applied.
51 See Radermacher and Stanford ad loc.
52
Frequently derided as "mouthings" (841, 1069, 1071, 1310) as elsewhere
in other comedies, but defended by Euripides at 943.
53
Repub. 449c-450c is one of many passages which illustrates this common
philosophic

usage.

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E.A. Havelock

86

uses calculation
an
972) where
(logismos
respondent
previously
a
situation
Narrated
intuitive
would
have
sufficed.
whole
grasp of

or

as they are performed

of actions

sequences

causes and their effects. The mythoi


call for more
The

old
The

that.

extensive

style plunged
new wonders

are rearranged

of

employed by Euripides now

in descriptive
offered
explanation
into the assumed
story-situation,
the negative

about

in terms

side,

54.
prologues
and that was
is and

about what

is

not the fact (1443-1444).


As we

have

said,

these differences

between

two poetries

are not

likely to be the result of mere personal choice, reflecting the kind of


we

contrast

expect
might
The Homeric

between

two

artistic
strong but divergent
noted
of Aeschylean
composition,
are consistent
the thesis that
with

personalities.
qualities
but not explained
by Aristophanes,
for a society
had been composing
Aeschylus

of oral

communication,

which means that the Athens of the first half of the fifth century was
such a society. Both poets
is still accepting
Euripides
the manner
verse

of his discourse

tion, in which

On

this count,

of an oral

society. Yet
Is this perhaps because
his
to an altered condition
of communica

the habits of literacy are invading those of orality?

composing

reader's

function.

is different.

to respond

is beginning

Is he

accept the didactic


the presuppositions

in

a writer's

idiom,

increasingly

dependent

on

response?

The Documented Word


one
a drastic
which
towards
conclusion,
points
question
some
to
were
not
it
for
which
draw
would
hesitate
encouragement
as
His Euripides
himself
himself
represents
provides.
Aristophanes
The

out of
is "an infusion
strained
whose
"fluency of diction"
55
and
literate
been
understood
later
(943). The remark has
by
papyri"
a poet

54At

1122 Euripides characterises Aeschylus' prologues as "unclear in the


expression of events". The line is defended by Merry but obelised by other
editors. The use of the tag "lost his bottle of oil" (1200 ff) satirises not only
homely vocabulary (so edd.) but also the prosaic result of expounding a play's
plot in logical sequence.
55On this as the
proper translation of biblia in the fifth century (as also
at lines 1113, 1409) see Havelock, Preface to Plato, p. 55 n. 16.

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The Oral Composition

87

of Greek Drama

to refer to a supposed
interpreters
library in the poet's possession56.
to
More
it
is
poetry draws
suggest that Euripidean
correctly,
phrased
the idioms of documented
favoured
upon
expressions
speech.
by
What

are is not

these

precisely

except

explained

to describe

as

them

fluencies" (st?mulmata) which presumably are found by some to be


here

Euripides

though

disagreeable

presumes

they

are

acceptable.

"Aeschylus", to judge from the challenge with which he concludes


not agree. His
the weighing
scene, would
spoken verse can outweigh
of Euripides
and his family, but also
presence
only the corporeal
as ad
his "papyri" (1409).
Oral
and literate
styles are juxtaposed
not

to the advantage

versaries,

of

the former57.

That it may be proper to draw this general conclusion (rather


than restrict

on Euripides'
to an eccentricity
part) is in
are
course
out
in
that
of the
the
things
brought
an extended
concludes
and
condemnation
critique

the reference
two other

dicated

by

debate.

Aeschylus

of his adversary (1006-1072) with a peroration (1078-1088) which


identifies the immorality of his plots as the source of general social
to the
is there to see (pointing
The evidence
corruption.
in the swarm of rascals, shysters
and decadents.
So far so
audience),
are
common
terms
the
of
abuse
the
coin
of
But
good;
comedy.
heading
are
the same company,
acting as agents of the same demoralization,
that has infested
"the scribes"58,
the city59.
numbered
another dass
and civic

56This

(3A), where the author of the


supposition originates in Athenaeus
is credited with a library surpassing the collections of previous
Deipnosophists
famous book-collectors, ranging from Polycrates to Ptolemy Philadelphus. Euripi
des is included in the list.
57Cf. also
Eupolis 304.
58 In the 6th B.C.
apparently a privileged profession, as could be expected
'The Preliteracy of the Greeks',
when literacy was restricted; cf. Havelock,
pp. 384-385.
59

The

vulgate

were exempted
ditions

in

reads

hupo

from military
later

and

literate

grammate?n.

service, which
epoch.

Merry

The

scholiast

explains

that

these

looks like a guess inferred from con


observes

that

"the

reference

is

obscure", but that the noun may have meant "scribblers dabbling in philosophy",
a suggestion which comes nearer the mark than those based on emendation
uses grammateus pejoratively (De cor. 269, De fais. leg.
(below). Demosthenes
and
the
verb
371)
grammateu? derisively (De cor. 261, 265). Lysias (Or. 30, c.
399 B.C.) describes a certain Nicomachus as appointed and paid (in 411 B.C.),
and also re-appointed (in 403 B.C.), as a nomothet?s, to inscribe (anagraphein)
the laws of Solon, and denounces him for amending and distorting them to
suit his own purposes private and political. He made himself, says Lysias (27),

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88

EA.

Havelock

The chorus follow up this sally by inviting the protagonists to


match

wits

with

from

excerpts

their works60.

this will

Dramatically

be a tour de force. Will the audience be bright enough to spot the


quotes and parodies (1111)? Yes, things have changed (1112). Every
member
poetic

so

a papyrus

is equipped61,
holding
virtuosities62
(1113-1114).

can

that he

in the

take

"into a nomothet?s instead of a hupogrammateusn.


At Frogs 1504-1514 Pluto
sends Aeschylus on his way with a parting denunciation of certain contemporary
characters

among

is a Nicomachus.

whom

has

This

encouraged

to

editors

read

at line 1084 hupogrammate?n as one word; and to interpret the noun pejoratively
as "underclerks". But the sense of this noun in Lysias (27 and 28) and of the
verb hupogrammateuein
(29) appears to be professional and not pejorative, and
to mean literally "underwriter", "subscriber" in the sense of an official charged
with adding commentary or paraphrase to the existing texts. The verb is also
used professionally, not pejoratively, by Demosthenes
(De fah. leg. 70). Lysias
in the same speech (Or. 30) refers to suggraphai "according to which sacrifices
these suggraphai
should be performed out of the kurbeis and st?la?\ What
were is disputed, but a possible meaning would refer to written versions prepared
on papyri, which were "out of" the monuments, meaning they derived from but
or
interpreted or amplified the oral sense of the archaic originals. Whether
not this suggestion is acceptable, the hesitancy of editors to accept the notion
that "writers" as such could be regarded as a nuisance in Athens at this time
is removed,

once

the

attitude

towards

the

in

is interpreted

reference

tion from protoliteracy

to literacy. The
use

spreading

the

context

same uneasiness

of written

documents

of

an uneasy

coloured

transi

the popular

(cf. Havelock,

Preface

to Plato, p. 40 with nn. 14, 15).


60At 1104 the chorus announce "There is a
supply of eisbolai sophismat?n"
available on each side (of the contest). These are not "introductions"
(Merry
and Stanford) but "verbal thrusts" (the English 'sally' employs the same meta
phor), as also at 956. The scholiast on 1208 uses the noun differently to in
dicate the "introduction" offered by a prologue; ta dexia are "verbal dexterities"
(including gn?mai) on which a composer might pride himself: cf. Clouds 547
548. On the practice of anthologising, Havelock, Preface to Plato (n. 55 above).
61
"Having served in war" (estrateumenoi) and so retaining the accoutre
ments previously acquired for service, these being humorously identified with
the papyrus copies in their hands. Citations in LSJ s.v. do not however illustrate
this interpretation. Does
the participle mean "having fought a campaign of
the implication that
in
"served
schools of reading?". With
lessons",
reading
such training was recent and arduous? Stanford interprets "veterans in literary
criticism",

as

experienced

in

previous

comedies.

But

what

comedies

would

these be?
62Was this biblion a version of the whole
play procurable by the time of
a second production for which a whole antistrophe (1109-1118) was added or
substituted? This seems very unlikely. Or was it a version of lines 1119-1363,

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The Oral Composition


Commentators

of Greek Drama

have

89

over

labored

these

references.

They

become

immediately explicable on the theory that from two different points


of view

reflect

they

the effects

an infusion

of

of

an effect which
(1109)

poets

the change is

a deep disturbance
in the popular
consciousness.
on as the cause when
in fact he represents
only

creating
is seized

and literate

literacy

habits into the Athenian body politic. Negatively,

Euripides
the effect ?

to exploit.
Both
accepts and is prepared
Aristophanes
that a rather intricate competition
have to be reassured

of quotations will work, in the highly verbalized episode (1119-1247)


which will follow. The availability of readers in the audience is
recent.

In the opening

scene of the play, Dionysus,

his motive

explaining

for a journey to Hades, describes his longing to see Euripides. This


had come upon
first indication
any audience

him
of

reading
of
the existence

situation,

in Greek

to myself" ?
reader, divorced

the

the Andromeda

"when

the solitary
literature63.

from

existence
has no corporeal
uttered
and remembered
Language
was
as
culture
of
the
which
unaware).
airwaves,
(unless
Language
a thing,
an object,
from the
and read becomes
written
separated
of physical
in a condition
consciousness
that creates it, and immobilized

survival. The metaphors


notion

applied to describe both styles mirror the

are becoming

that words

material

objects.

The

and

brews

notions perhaps seek to catch the quality of liquidity in spoken speech.


But

the bricks,

frames,

beams

and boards

suggest

objects

that

are

almost tangible, certainly visible. Archaic terminology had described


as song, speech, utterance,
saying, talk.
synthetically,
language
the
In
word)64.
(Neither epos nor logos originally
separated
signified
an
to
one
view
detects
the Aristophanic
increasing
tendency
critique

human

or was it an
provided (at the poet's expense) for the original production?
intends
anthology (n. 60) of well known passages of drama which Aristophanes
to exploit?
63
Havelock,
'Preliteracy of the Greeks', p. 388.
64

The

orthoepeia

of Protagoras

need

not

mean

more

than

"correct

expres

sion", i.e. pronunciation of words in combination. But Prodicus' study of syn


onyms indicates a conceptual isolation of the single "word" (for which the
original equivalent was onoma; Heraclitus B23; Parmenides B8, 3<8; cf. Havelock,
Greek Concept, p. 268). Rogers and Stanford render both rh?ma and epos
variously

as

"expression",

"phrasing",

"line",

"verse",

and

also

as

"word"

862, 924, 929, 1161, 1198, 1379, 1381, etc).

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(799,

90

EA.

as though

language

it were

broken

up into bits

and pieces

Havelock

of

separate

passages (1199), divided into lines (1239), measures (1162-1163),


feet (1323), stanzas (1281). These can be weighed and tested like
coins of varying but determinate values65 (802, 1367 etc.). This kind
of terminology, it is suggested, is being fostered by new habits of
as a physical
thing, a medium
seeing language
of the population
had in previous
generations
to.
heard and listened

which
been

for
only

a majority
spoken

and

A Shift in the Greek Consciousness


a growing
another
exhibits
intellectualism,
vocabulary
same
written
As
down
the
revolution.
silent
symptom
speech
so
content
the
does
him
has
from
who
becomes
it,
spoken
separated
as thoughts,
These become
of the statements made.
ideas,
objectified
as
own
in
their
notions
separate
existing
right.
Correspondingly,
The

new
of

one
source, not a linguistic
they seem to require a separate
one of
but a mental
the speaker's
associated
with
tongue or mouth,
a different
in his consciousness.
To produce
them this
order located
to activate
in
is required
consciousness
search,
itself, by question,
entities,

are presumptions
here
examination
and the like. There
vestigation,
or
at
on
intellectual
least
border
and
which go beyond
style
philosophy,
to the style
them as basic
perceives
critique
Aristophanes'
history.
of Euripides.
language now
1422,

1430,

a whole
caricature
register of cognitive
parodies
the
Greek
978, 982 ff.,
(957-958,
tongue66
invading
a
is
of increasing
it
1454 ff.),
result,
suggested,
delayed
His

65The
phrase basanizein kata epos (802; cf. also ep?n basanistria 826) was
introduced to describe the critical procedure reported as the one Euripides will
adopt. At 1121 he promises the procedure himself, using meros as direct object
of the verb. Both idioms signify a testing of physical parts one by one, rather
than torturing a slave (but cf. 616). The weighing
scene, ending with a chal
to
two
biblia
lines,
adroitly combines the notions of
spoken
pit
against
lenge
language

as utterance,

i.e.,

weightless,

and

as written,

having

corporeal

weight.

66 Stanford on
perinoein (958) notes that this verb does not recur in what
survives of literature of the 5th or 4th centuries; kompsos (967 al.) was coming
into fashion at this time to describe an "intellectual", whether in literature or
philosophy (cf. its use in Plato passim). Chantraine (cited by Stanford on 967)
translates

"bien

soign?".

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of Greek Drama

The Oral Composition

91

literacy. The traditional style had "keptmen from thinking"67 (962,


971).
are often
linguistic
sophistication
of
the sophists
and the teaching
on the
in their final commentary
Socrates.
It is true that the chorus,
to the detriment
of tragedy, upon
debate, blame abuses of language,
remains
The
association
however
Socrates
with
(1492).
question
Such

of increasing
symptoms
to the experiments
of

attributed

the dialectical enterprise of the philosophers

whether
Athena

newborn
situation,

existing
linguistic

habits,

from

sprang like

to an
it a response
of Zeus; or was
an
in
but
incipient
accelerating
change
by
on by the literate revolution?

the head

created
brought

Growth of Invention
in their structuration
aside, the plots themselves might
Language
to the new
some response
literate possibilities.
Aeschylean
not make
He
are
static
does
dull.
and
of
accused
enough
being
plots
are
and
use of his characters;
his choral
dramatic
prolonged
lyrics
ex
to
what
know
his
audience
he
monotonous;
waiting;
they
keeps
show

pect (919) and how to be patient. Euripides offers livelier dialogue;


a contemporary,
life style into his plots.
that is non-mythic,
as par excellence
the inventor of twists and turns, the
is pilloried
and chorus
this is what Dionysus
artist of surprises
(even
though
he has added
seem to prefer,
His monodies,
which
often
905-906).
he

inserts

He

as novelties,
The
between

are selected
Aristophanic
the expected

for special satiric


does not
critique

attention.
that this
suggest
with
is connected

contrast

the unexpected
But the connection
word.

and

the

in

In
of the written
troduction
may be there.
it was argued that the word
our original hypothesis,
orally preserved
to be
the written
reasons
was
for mnemonic
familiar,
required
In
to the unexpected
and the invented.
word being more hospitable
at work;
effect
to
this
latter
it
be
may
perceive
possible
Euripides
is not accused of tampering with
but only in an incipient
stage68. He
67On
68A

the sense of phronein see Havelock, Preface to Plato, pp. 212-213.


comedy. Lesky p. 446
parallel effect is observable in Aristophanic
notes "the increased scope allowed to pure invention" in the Ecclesiazusae and
Plutus.

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E.A. Havelock

92

are not at the stage of true


themselves
We
the mythoi
(1052-1053).
not
But
in literature,
be for several centuries.
it is
fiction
and will
to
that
the
conversations
and
Euripidean
permissible
speculate
lyric
are directed
listeners
towards
solos, so agile and topically diversified,
who

are growing

familiar,

necessarily

Summing
to this effect.
consciousness

up:

to reading, often
that is, traditional,

used

the

testimony

Overall,
during
was taking place,

that consciousness.

can be

of Aristophanes
the fifth century,
so far as Athens

because

Possibly

in prose, what
is no longer
and therefore
old-fashioned.
a shift

interpreted
in the Greek

was

the shift was

of
representative
in Athens,
focussed

her people were able to seize the philosophical leadership of antiquity.


as far back
of the change
of course extend
the beginning
might
to the
as the days of Solon and Pisistratus.
reaction
It was a delayed
at
turn
the
materialization
the
of
seventh century.
of the Greek
tongue
One

But it takes place in a condition of ambiguity. Euripides

is still for

are locked
an "oral poet".
purposes
Image and abstraction
practical
not know
in a relationship
do
tension.
Athenians
of
Contemporary
to make of it all. Between
the two competing
styles, which
quite what
are also states of minds, Dionysus
cannot choose:
in
"One is more
is which?
the other easier to understand".
Which
tellectual,
Surely
to
not
is
the
conditioned
clearer.
the Euripidean
No,
orally
analysis

mind, which

grasps with

immediacy the import of the Aeschylean

The
concrete, dynamic,
affective,
similitude,
acoustically memorizable.
a
as
million
he does the habits of
modern
years of
reader, inheriting
true.
is
feels
this
still
speech,
acoustically
preserved
at the end of the story, and he is
is composing
Aristophanes
to what
aware
he regards as the
that this is so, as he looks back
It had
for him only
of tragedy,
years earlier.
seventy
beginnings
a
to
out
its
tension
in
of
and
function
grown,
epoch be
unique
style,
The
tween the word orally remembered
down.
and the word written
?
users were
Its Athenian
had indeed won.
latter was now winning
so.
music"
the
condemns
for
and
them
chorus
m,
doing
"discarding
Yet

But in the same breath it sings the swan song of tragedy and perhaps
of comedy
69On
Greeks',

p.

also70.
the social significance

of "music"

see Havelock,

'Preliteracy of the

371.

70 " In the world of literature the deaths of


Euripides and Sophocles in the
previous year may have seemed to mark the end of a great epoch. In fact only

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The Oral Composition

of Greek Drama

93

4. The Seven Against Thebes: A Tract For Its Times


Inviting

Aeschylus

to reply

to his

rival,

the chorus

of

the Frogs

had hailed him as the original Hellenic master of tragedy (1004-1005).


Challenged by Euripides to produce his credentials as the exponent
and

instructor

of civic

valour,

he

cites

the production

of

the

two

earliest extant plays we have, the Persians (472) and the Seven
Against Thebes (467). That is their supposed chronological order, as
recorded in antiquity. But it is not the order of the Aeschylus who
to the Seven, perhaps
as the
in this play. He gives priority
in retrospect
of drama in its didactic
role, as viewed
leading exemplar
text
two
its
first
Does
the
of this play
after
years
sixty
production.

speaks

any of

support

those

conclusions

critique?
Aristophanic
text as we have
The

which

it has

been

we

have

tampered

elicited

with.

from

the
is no

There

dispute that this begins at line 861. The extent of tampering after
can be variously
in Aristo
The drama celebrated
estimated.
text for its martial
inspiration
corresponds
only to the un
phanes'
an original
true
is
of
This
whether
regardless
portion.
tampered
or
it may
still survive as
whether
ending has been lost and replaced,
this point

from portions

reconstructed

of

the ending

we

have.

The Seven, Part One (it we may so style the first 860 lines) is a
that of a city
of a single situation,
very static play, a dramatization
to
it. Civic
and
defend
need
the
and
under
preserve
urgent
siege,
on decisive
is the paramount
issue,
morale,
leadership,
dependent
ex
in
the
in
reiterated
and
the
dwelt
subsequent
upon
prolongue
Fear of captivity
chorus and messenger.
protagonist,
the women,
for the civilian population,
particularly
Protection
from the city's
is vividly expressed
and as sternly repressed.
?
?
and their
their images are on stage
implored
gods is passionately
and
of the city despairingly
desertion
Besiegers
envisaged.
possible
changes between
and enslavement

defenders
is met

are

reviewed

in their martial
The

panoply.

Defiant
arms

challenge
and
himself

with
protagonist
counter-challenge.
his own doom as he does so. But
for battle,
foreseeing
he falls, the victory paean is raised. The city is saved.
leaves

though

?
one great masterpiece of the high classical period remained to be written
?
Stanford, Introd. p. XV.
Frogs of Aristophanes"

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the

EA.

94

an Athenian
and watching,
audience would
Listening
to respond
so
to an action
infused with
many Homeric
its
its wives
under
and
queen
siege,
Troy
king
distraught,
under

threat

of enslavement

368); Hector

and exile

(cf. not

it easy
memories:
find

and children

78-180,

only

Havelock

but

321

its doomed defender, but equally the doomed aggressor

of a premonitory
is
after Hector
oracle,
"straightway
and waiting
for you" (cf. Eteocles
Chorus
and
683-704).
scene:
recreate
the battle
the
together by their spoken words
victim

Achilles,
death ready
actors

to the death.
The
arming, the duels
titles:
Achaeans
and
324)
(28,
given
the latter fits the professed
situation.
Theban
(59 etc.). Only
Argives
over recollection
But prevailing
of the Iliad
there is the con
civic reality. All the city states of Hellas
the
knew what
temporary

Homeric

the warriors

challenge,
are even

attackers

Homeric

threat of attack meant;

they lived with

even

as they were
also schooled
in
this
Argives
play are positive

to attack

it and had to cope with


in their

and negative

turn.

of the

Thebans

it,
and

same experienced

history. The defenders are that hoplite citizen army (717) already
verse.
of Homeric
by Tyrtaeus'
adaptations
are a paradigm
re
The
instructions
of the duties
given by Eteocles
a
in
crisis.
is
civic
such
The
of
the
of
chorus
any
panic
quired
body
to
an
at once a sympathetic
is likely
evocation
of what
and
happen,
and commended

celebrated

lesson

object

in what

is not

to be

to happen.
the facts of life as lived

allowed

awareness

in the
this general
A contemporary
Greek
city states there lurk some specific memories.
aware of one catastrophe
less than a
that had befallen
audience was
of
and
another
and
averted.
very recently
ago,
generation
narrowly
Behind

In 494, Miletus,
the largest
Her
the Persians.
fate was
turn next?

Athens'
dramatist

The

and wealthiest
a premonitory

in Ionia, had fallen to


it going to be
signal. Was
city

sack had been memorialized


twice

Phrynichus,

of

recalled

by Aristophanes

by

the Athenian
as Aeschylus'

predecessor (Frogs 910, 1298). His Taking of Miletus (Mil?tou Ha


losis) had earned him a heavy fine and the banning of the play, so
was

its effect

on Athens:

city of Ionia had


Fourteen
failed to save her daughter.
years later, the same foreign foe
took Athens,
abandoned
the entire population,
heroically
by almost
to
were
able
the ruined acropolis
who
reoccupy
only after risking all
emotional

on

the hazard

Never

again!

of an encounter
The

mythos

by sea.
of Thebes

the mother

is:
The message
of the Seven
the
within
provides
clothing

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The Oral Composition

of Greek Drama

95

are disguised.
these concerns
lurk close to the surface of
They
the composition.
are
The city whose
invoked
for protection
is
gods
as one which
described
is Greek-speaking
and free, and must
be
from slavery's yoke (72-75).
same gods are
The
preserved
implored
never
to betray
it to a foreign-speaking
army (166-170).
Language
like this recalls the Persian
in which
Greek
threat, not a situation
meets Greek
as in the Theban
In the herald's
announcement
story.

which

of victory
slavery's
we hear

"Be of good cher


(792-794)
of monstrous
yoke; the bombasts
the accents

too. The

after Marathon
as "Children

of

of mothers

realike
clich?, until we
to
the
non-combatant
speaking
the action

men

and relief

our
have

city has escaped


been cast down"

after

and perhaps
Salamis,
are
announcement
of
this
addressed
recipients
on the face of it an
nursed and nurtured",

triumph

otiose

in Salamis

. . .this

in imagination
is
for
the
occasion
population
segregated
In these expressions,
scattered
through
that

the Argolid.
of the play, a present
and

the messenger

and vivid

consciousness

temporarily

breaks through the archaic framework of the myth. This is nowhere


more

evident

who,
than

in the prologue,
the dramatic
conventions
than

given
the Athenian

audience

addressed
of

to Cadmeian

the period,

citizens

can be none

other

themselves.

The plot of the Seven Against Thebes is bifocal. The major


a city successfully
defended
and saved, the besiegers
success has its negative
and de
price. Attackers
are led respectively
two
in
event
commit
brothers
the
who
by

is positive:
But
vanquished.
theme

fenders
mutual

fratricide.

This

denouement

is represented

effect of a previous
tragic family history,
a curse
and involving
(or
grandfather,
them by their own father.
The
emerge

necessity
only at 631

of

the

ff. Both

inevitable

their paternal
starting with
several curses) placed
upon

confrontation
brothers

as the

betray

between

them

an awareness

begins
of what

to
the

result is likely to be (616, 683 ff.). Up to this point only a single


has been
of this family burden
spoken,
solitary hint of the existence
a
in
of
the
role
commander
at line 70. The protagonist
initially speaks
addresses
in confident
city; and his messenger
charge of a Cadmeian

him in the same terms (1-2, 39). His familiar identification "Oedipus
child" is postponed till the chorus use it at 203, repeating it at 372
(with an ominous pun on the name) and 677. The child names his
own father only at 654, at which point the theme of the fatal family

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96

E.A.

Havelock

As the protagonist
takes over; but even then not exclusively.
the stage to go to his death, the chorus break into a dirge com
the history and the fratricide now seen as inevitable.
Even
memorating
history
leaves

it clear that whatever


the fate of the family,
so, they make
concerns
in their minds
the city's
have priority
of
News
(758-771).
it arrives takes precedence
its rescue when
The messenger
(792-802).
as well;
are
the fears however
he rekindles
which
brings bad news

while

doing

is something
still for the city; the fate of the brothers
of a distraction.
As it dawns on the chorus what has happened,
their first cry is a brief

hymn of triumph to the city's gods for protecting it (822-824).


then realize

an emotional

at the city's

salvation,

dilemma:

or weep

shall

they

rejoice

for its "polemarchs"?

They

and cry Hurrah!


The
(825-832).

dead must have their obsequies (835-838), performed in a brief funeral


dirge (840-860), in the course of which the two bodies are brought in
and exposed on stage. The concluding
to the darkness
of Acheron's
shore,
Even

they sing, the chorus


their chief concern
(843).

while

remains

farewell consigns
a journey which
to confess
digress

both

brothers

awaits
that

us
the

all.
city

to be the last of three plays


the Seven
tradition
reported
to form a trilogy, the first two being named after the brothers'
The fact predisposes
in
and father respectively.
modern
grandfather
Later

assumed

to insist on a close relationship


the three, leading
between
terpreters
to the conclusion
that the theme of the family curse inherited
from
to play a larger role in the third than in fact
the first two is intended
text is left out of ac
appears to be the case (that is, if the tampered
treatment
If the plot postpones
of the curse and its effects,
count).

this is viewed as designed to furnish the play's climax. This theory


ignores the fact
to its successors,

that

the construction

of classical

drama,
the way

refers

to the Seven

not climactic.
is normally
From
we would
not
in Aristophanes,

alone

is quoted),

not

as opposed

"Aeschylus"
guess that the play
formed part of a trilogy, or dealt with
the house of Oedipus,
just as
seems
a later mention
an
in the Frogs
of
"Oresteia"
intended
(1124)
to refer to "a play about Orestes"
the
(which
meaning
Choephoroi
the

trilogy

now

known

by

that name,

of which

the Choephoroi forms a part in printed texts. If the Aristophanic


critique is any guide, the Athenian audience of 405 B.C. may be
judged to have been
The
fratricide,

indifferent
then,

forms

to trilogie composition.
an appendix,
not a climax,

to civic

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The Oral Composition


defence

rescue.

and

to avert

97

in a way which
it
associates
theme of military
defence
against

it is treated

But

the city's welfare.


is supplemented

directly with
a foe without
the need

of Greek Drama

it. Attacker

The

of faction within,
by the prospect
are blood brothers.
and defender

and
In

this simple fact is symbolized the threat of civic stasis; both are mem
bers

It is a situation

the city and rivals for its leadership.


to the Greek
city states, and one

of

endemic
previous

in connection

generation

experienced
Persian
threat

with

no

of

less
the

within

conquest.

The threat is first exposed in a portion of the play (568-596) which


even

is unusually
and explicitly
storage
text.
it formed the center piece of the original
Conceivably
are
rare
virtue
the
characters
of
Greek
of
among
drama,
stage
Paragons
on the Argive
side in such
and when Aeschylus
presents Amphiaraus
the

by
didactic.

a guise,

standards

he has

Tydeus

in mind.

special intentions
by the messenger)

(as reported
militaristic
ethos

of

has been

who

oral

of

he charges

Polyneices,
city and its indigenous

first

utterance

The

the

condemns

he

the

aggressive
on
blames

army, which
attacking
the Argives'
"teacher"
(573). Then,
to lay waste
him with
the intention
gods with

a foreign

this man

of

turning on
his native

"Take your

army.

and
one

native

land with the sword, and it will never be your friend again" (585
586). This is not the kind of achievement to be celebrated orally and
to posterity
the
the language condemns
(581).
Explicitly,
is labelled
"a man
?is spoken by an authority who
"desires the reality of excellence,
and pious" who

transmitted
act of

treason, and
just, stalwart

sober,
not its appearance"
(592).
The treason is internecine,
of brother
against
a
enters
into
is
stasis
lesson
which
against civic
tradition
report,

with
voices

Solon.

Eteocles,

a variant

upon

brother.

Warning

the Greek

gnomic
the
upon
messenger's
commenting
this man of justice,
the same theme:

alas! is forced to keep company with fellow citizens (politai, 605) of


once more
stripe and may suffer their fate. Such language
a military
from
of
situation
the
Solon
translates
Amphiaraus
recalling
to a civic context.

a different

The mutual death that follows both averts the city's peril and
the protagonists;

redeems

it is in the nature

of

an act of absolution.

This is Aeschylus' way of recommending the healing of faction and


restoration

menides.

of

civic

harmony,

a theme

touched

on

later

in the Eu

Evidence for this interpretation lies in the linguistic treat

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98

E.A.

ment

two

the

given

In

their death.

after

rivals

of as a pair of equivalents

are spoken

preserved

by

"The

passing.

is rescued

city

drunk the blood of its pair of kings" (820-821).


but

distinction

but

the

earth

has

"The city fares well,

their
lots and divided
for the city ... or bewail
are twin sorrows
(i.e. the bodies

its presidents,

have
the pair of generals,
I
Hurrah!
"Shall
(815-816).
cry

possessions"
its polemarchs?"

cast

"Here
(825-828).
for obsequies),
twin deeds of valour"

exposed
At

But in death the


moral

without

implicitly incorporate them into the city now

and given titles which


their

had

life, Eteocles

condemned his brother in moral terms (664-667).


two

Havelock

the point

the protagonist

where

(849).

realizes

is

that his opponent

likely to be his own brother (653), the full force of his family history,
as

it will

control

future

action,

explodes

upon

the

stage.

cries

He

aloud "O god-maddened and by gods abhorred! O family of Oedipus


and mine

most

own,

lamentable!".

The

dramatic

situation

becomes

paradoxical; in this fix he can protect the city only by being killed
himself; the family history so requires. Even as he arms himself to
repel the invader, following here the logic prescribed by all previous
preparations,
the perceived

of

power
He

(687).

proaching

now

the chorus would

the demon

resolutely

fain deter
of

accepts

him.

the family's
and
destiny

They

before

quail

now

ap
destiny
leaves for battle.

As he does so, they break into a longmeditation upon the fatal history
of the house of Laius (745) and Oedipus (752). It is this second
stasimon

that

rivets

the

attention

of

the

audience

upon

the

family
it reflects
by
foreboding,
over the fate of a city which
is embroiled with
the fate of
uncertainty
are
the two brothers who
of the house
lay claim to it. The calamities
to overwhelm
the ship of state and there
like an angry sea threatening
is so thin a defence
between
(758-763):
"My fear is that the city be
story.

Sung

in a mood

darkened

fear

and

vanquished in company with its kings" (759-765). These specific fears


are followed
meditations:
prosperity
Once

by general
"Destructive
thick

waxing
the chorus

once more
Solon's
reflections,
recalling
effects (fortunately)
the
pass by
needy.
induces headlong
jettisoning".

But

there is grief
preserved,
at
rescue.
for the brothers,
fear; only joy
In sum, while
of a family curse,
the drama includes a celebration
In the words
is with
of the Aristo
the civic good.
its preoccupation
an
the drama becomes
lesson, a nouthesia
admonitory
phanic critique,
but

learns

the city has been

civic

no more

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The Oral Composition

of Greek Drama

99

or parainesis,
to this end. The vehicle
directed
for this
employed
an
is
in
archaic
Homeric
which
fashion enlarges con
purpose
mythos,
concerns
them in a grandiose
and heroic setting,
temporary
by placing
the more

the message

making

effective

by

distancing

it from

the

present.

5. The Language of Oral Instruction


The "Euripides" of the Frogs, proposing-the grounds on which a
meaningful comparison of rival dramatic skills should be made, had
of

spoken
overall

the "sinews

of

aside
tragedy".
Leaving
does
the
of
structure,
language

thematic

the mythos
the Seven

and

its

as it is

welded together line by line reveal any modalities of oral composition


the

within

operating

relationship
began, with

with

his

mind
and responding
composer's
can
audience?
We
begin where

the prolongue,

an element

in Aeschylean

to

an oral
audience

the
drama

which

Euripides selected for specific attack. "He has been difficult to


understand in the exposition of what goes on" (Frogs 1122). This
contrasts with Euripides' own method, previously described (945
946): "I didn't plunge in abruptly and mix things up. At the first
at the very beginning
entrance,
of the drama to come''.
The
just one.
Aeschylean
is required

way
His

a speaker

state

the

substance

a
is from Euripides'
standpoint
In
information
the
by providing
directly.
is done indirectly.
The fact that the information

the contrast
plays

I had

is drawn

start

style this
at all indicates

the presence
o? certain needs on the part
were
of the audience which
wrote.
when Euripides
being modified
to consult (or perhaps, by the time
There were no theater programmes
of the Frogs,
these have just appeared?).
That
the spoken prologue
in some sense took their place has long been observed.
But
it was
the assumption
that the drama
in
just a programme.
Accepting
its audience to identify with
the action, we can view the prologue
as telling us where we are, who we are, what has
or been
happened
to happen
or be done
in the past, and what
done
is going
in the
to
in
order
with
the
that the
cope
present
past. Euripides
complains
not

vited

prologues

of Aeschylus

are not

prologue to the Seven (1-77).

explicit.

This

is precisely

It is divided between

true of

the

two speakers

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100

E.A.

Havelock

as participants
in the drama,
and voice
information.
Rendered
which
supply background
directly
takes the following
form:
the information
and explicitly,

who

introduce

themselves

concerns

1
2a
2b
3a
3b
4
5a
5b
6a
6b
7
8
9a
9b
10
11a

lib
12a
12b
13
14a
14b
15a
15b
16a
16b
16c
17a
17b

the participants are the citizen body; the speaker


the locale is Thebes;
is their ruler Eteocles (lines 1, 2 and 6)
orders to be given must be appropriate (1)
as befits any watchful guardian of the ship of state (2-3)
if one succeds, credit goes to the gods (4)
if mischance supervenes, the commander will become the object of dire
lamentation (5-8)
which may Zeus forfend (8-9)
all of military age are required to defend city, altars, children (10-16)
and earth which has nurtured them to be reliable inhabitants and shield
bearers (16-20)
so far heaven has been favorable (21)
a siege is in progress so far with heaven's favor successfully resisted
(22-23)
but an unerring soothsayer relying on hearing and sagacity gives intel
ligence (24-27)
that the Achaean enemy plans a major assault (28-29)
so total mobilization
is required to man walls and gates immediately
(30-35)
god will accomplish (things) favorably (35)
meanwhile visual intelligence has also arrived reliable and certain (36-41)
reporting

that

seven

heroic

enemy

champions

have

sworn

a blood

oath

to destroy Thebes (42-47)


or perish in the attempt, and have dedicated personal memorials to their
descendants; they are pitiless, breathing fire like lions (48-53)
events are moving
swiftly; they have just finished allotting gates to
themselves (54-56)
which requires an immediate counter-assignment
of (seven) picked de
fenders (57-58)
the Argive army is advancing en masse (59-61)
which requires the commander of the ship of state to take measures for
immediate defence (62-64)
the first opportunity must be seized (65)
provision of visual intelligence from the field will continue (66-67)
accurate reporting will ensure effective measures for defence (68)
gods of Greece, earth and city (69)
and also the avenging spirit of a father's curse (70)
are implored to avert utter destruction of a Greek city and enslavement
of its inhabitants (71-75)
this plea is made on common ground (76)
a prospering city honours gods (77).

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The Oral Composition

101

of Greek Drama

In this rewritten

version

of

the text, speech rhetorically


framed,
of engaged
has been
persons,
expressive
to use Euripides'
"its inflammation
rendered
reduced",
analytically,
in order to extract from it that body of information
the
which
phrase,
of

reactions

and

attitudes

audience

actually acquires while


trast between
the two versions
tween

to it. To examine
the con
listening
a basic difference
is to uncover
be

as orally composed
and its literate counterpart.
has been separated out from its context
information
and

communication

In the latter,
into a series
turned
oral context,

of

Put
stated.
"facts",
impersonally
the component
parts of addresses
they become

back

into

delivered

by two living persons visibly present on stage. Since drama by defini


art form which
tion is that particular
human address, we have
exploits
learnt much
the obvious
difference
the
between
except
dramatic and the non-dramatic ?
until one observes
that while
the in
so far not

in the play may be said to be aimed at "us" as audience,


it
are
to
at
not
is not, in the original,
"us"
and
the
all,
spoken
speakers
are
to inform
motivated
"us". They
each
by any desire
informing
or
more
since
with
each
the
other,
other,
engaging
properly,
exchange
formation

the citizen body is one-sided. It would be possible to place a


speaker at the head of the play who in effect spoke his piece, his

with

prologue,
presented

to "us", framing
it as a series of facts
in an aloof separation
from the action.

about
This

the play, but


in fact is the

form of prologue which later gained preference with Euripides.


in an Aeschylean
speakers
in the action directly
volved
the information
aimed
woven
into
inherently

The

as characters

in
speak
already
their
and
mouths,
they open
consequently
at the audience
is mixed
the action,
up with
it. This
is what
the Euripides
of the Frogs
prologue

means

state
in abruptly and confusedly.
An explanatory
by plunging
scene by which
is incorporated
the information
into a dramatic
is conveyed
and implicitly.
indirectly

ment

This dramatic method

follows that law which had previously

didactic content had to be


epic poetry whereby
governed
contexts
in order to render it memorizable.
into narrative
of

informational

fact resemble

statements

of moral

rules

incorporated
Statements
or habitual

that so stated

in dynamic
in this,
patterns
they lack any involvement
event.
the
The
oral
action or quick-moving
memory
prefers
living
act
in
short
it
the
tale
and
whatever
of
event;
form,
panorama
prefers
or long, epic, lyric, dramatic.
So even the initial informational
prog
ramme of an Aeschylean
cast
is
in
this
form.
play

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102

EA.

The
dramatic
ening.
release

Havelock

a stage
in
of the prologue
marked
separation
in which
the rule of oral composition
is weak
to see what
could have caused
other
than a
this,

Euripidean

development
It is difficult

from memory's
demands
created by increasing
The
literacy.
a
as
on
to
of
take
the
of
words
plot-content
play begins
they
quality
are read in separation
is said and done.
It becomes
from what
ob

jectified and separated from the action of the play itself. From the
the effect is to increase clarity and logic. From
Euripidean
standpoint,
a new fangled
it is to substitute
the Aeschylean
and oral standpoint,
in place of an instinctual
and truly
and bookish
drama
self-conscious
it is a way
of replacing
poetic one;
a
sciousness
of
the
intellect.
prose
by

a poetry

of

the organic

con

Elucidation of the difference can be pushed further by penetrating


into

But

no

such

verbs

in item

text

is rep
are.
the participants
the city is and who
are used.
are
statement
of veridical
elicited
They

of syntax.
the specifics
us what
as idling
resented

As

reworded

1, the

a dramatic

of the play "Citizens of


the first two words
vocative,
in a dramatic
The "facts" are there but only as celebrated
Cadmus!".
more
is
One
of
the
essential
the
fact,
posture.
speaker,
identity
a
nar
a
name
into
short vivid
till it becomes
incorporated
postponed
from

rative of an act of civic lamentation (3b).


states

(5a) adequately
But the original
mary.
different
'ages of man',
of what

they possess
fact.

veridical

the substance

of

Greek

"All of military age" in

in a conceptual
describes
and concretely
the

item

sum

three
vividly
identified
verbs
and
expressive
by
adjectives
or lack. A performative
syntax is used to relay

same

to clothe
the expression
of general
syntax is required
or another
serve to report,
to recom
in one way
which
conserve
to
is
mend
and
the community's
life style. This
"wisdom"
an inherent component
of Homer,
and no less so of drama, betraying
The

sentiments

in the plays their function


of oral instruc
presence
two
in the Frogs,
how
the
the final
poets
facing
were
to
submit
that
rival
examination,
required
gn?mai,

by its continuous
tion. We
recall
competitive
is, maxims
not

think

or
of

pronouncements.
aphoristic
testing dramatic
expertise

Though
today we would
in this way,
the text of the

that the test was reasonable


Seven, as of any Greek
play, demonstrates
at the time, because applied to a rooted characteristic
of Greek
tragedy.
some of the attention
If it has escaped
it deserves
from critics,
this is

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The Oral Composition

103

of Greek Drama

the "wisdom"
the oral law of narrativization,
is
obeying
only because,
as action.
not only woven
into the action, but is itself expressed
the prologue
offers a few
of detached
As specimens
aphorisms,

brief recognizably distinct clauses (9b, 14b, 17b). More important are
the disguised forms, less recognizable for being attached to the specifics
of what is happening. The first occurs in the first lines of the drama.
who
says "To
2a, 2b are actually
spoken by the protagonist
over
is incumbent
upon any man who keeps watch
speak to the point
to allow
a city's rudder from the poop, refusing
state affairs, managing
his eyes to slumber".
Items

The standing "literary" (and literate) view of such language is


is
Eteocles
character.
of personal
initial indication
a
in
as
but
over-confident
here posturing
ruler,
perhaps
responsible
and
contrast either to the frenzied chorus, or to his own later doomed
to
look
critic
for
the
latter possibility
manic
self. This
encourages
it gives

that

"irony"
studies.

an

on Aeschylus'

part,

using

a term much

in vogue

in modern

But a functional approach to the poetics of Greek tragedy would


a nar
of the Homeric
that, after the manner
encyclopaedia,
context
is being used to incorporate
rative (or in this case rhetorical)
to be plausible
in the
a piece of the "wisdom"
of the society, adjusted
to
reference
direct
what
but
with
mouth
of the character
concerned,
estimate

a city state would


consider
plausible
generally.
more often it appears
the
but
aphorism visibility,
gives
the
the specific over
oral speech,
Memorisable
in disguise.
favoring
to
is the best policy"
of saying
instead
prefers
"Honesty
general,
So
far
the
man
as
is
he
who
it
"an
honest
reaps profit".
phrase
But the same oral tendency
in isolation.
is still perceptible
aphorism
the population
Isolation

of

will prefer to carry specificity further: "If I do good to friends will

a given person
is speaking,
and what more
to place
than that
such a person
in which
of the protag
the utterance
drama? Accordingly,
supplied by a Greek
as follows:
"If success should crown our efforts, credit
onist continues
it not

Here
profit me?".
is there
suitable context

(will go) to the gods" (3a), a statement tied to the participants in the
while
?
observation
action,

at the

same

what

people

a
if rather cynical
expressing
general
are always ready to
in such circumstances

time

say. This is followed up with

a remark applied specifically to the

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104

E.A.

own person
speaker's
when
things go wrong

Havelock

a general
rule:
again implying
look for the appropriate
scapegoat.

but

(3b),

that

people
of aphorism, overt and latent, persist throughout
as a fundamental
are among
of the text. They
component
we
to
for
that
feel
be
in the
"classical"
responsible
quality

two varieties

The
the drama
the factors

sense.

antique
resource

To

and make

be

the Shakespearean
the same
plays exploit
a
it.
But
is
there
with
difference
play

sure,

considerable

amounts
to a difference
com
in kind.
which
Post-classical
on
scene
a
to
is
the
human
It
tends
mentary
commentary.
just that,
case itself in epigrams
rather than speak sayings;
it is more
self-con
into the action.
sciously framed, less woven
of degree

of

Much

the prologue

continues

in this vein.

Item

5a voices

the

standard duty of civic defence; 5b celebrates the debt to native soil


which justifies 5a, with an echo of similar sentiments framed by
a particular
credentials

Solon.

7 describes

define

the expected
the civic duty

restates

but in formal terms which


soothsayer,
is blind.
9a
of any soothsayer
who
the commander's
and 14a restates
duty

of 5a,
in a form promising
of 2b.
15b, though
personal
safety to the
a clich? describing
correct military
conceals
procedure.
protagonists,
as
are voiced
in the original
16a and 16c, which
by the protagonist
a propriety
of behavior
in such
he apostrophises
the gods, dramatize
cast

and should
this is what
circumstances;
any Greek would
to combine
the protagonist
the two senses of what
worded
custom
is common
shared by all.
the chorus and what

of

a kaleidoscopic
This
culture.

the

mirror

of

renders

the

and circumstance,
facets of the life style

thousand

inapplicable

shares with

as a deposit
in the
in
drama becomes

concealed
of such generalities
proportion
not lessen as the action proceeds.
The
to
a
time
and
place
specific
something
geared

The

text does
part
in part

is

17a

do.

of

many

the

canons

of

criticism derived from the kind of understanding supplied by a literate


if Eteocles
example,
reprimanding
sentiments
195, 200),
(187-190,
to interpret
in Hesiod,
it is a mistake

the chorus

For

culture.

indulges
similar ex
recalling
these as a sudden

in anti-feminist
pressions

revelation in depth of his own character. When


chorus

he exchanges

clich?s

over

opposed to self help (216-244),


tween

pious

believers

the relative

in dispute with

merits

of divine

help

the
as

this is not a character conflict be

and a committed

agnostic,

but

an extended

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and

The Oral Composition

105

of Greek Drama

of the ambiguities
of popular wisdom
poignant
expression
in
of
attitudes
it.
and
with
issue,
popular
dealing
of
this
forbids
further
extended
review
embedded
Space
It

too much

is not

the text

to say that

of

any Greek

on

this

material.

classical

play

placed under similar scrutiny will yield similar results. Read from this
comes
of Greek
and listened
to, the language
tragedy
perspective,
a
as
consciousness.
To
understand
the language of
preliterate
through
and the oral antique.
it we have to bridge a gulf between
ourselves

Testimony

that the gulf exists is unwittingly contributed by those

critics who
as well
aphorisms
textual

amend

would

as repetitions

originals where
they can by excising
as irrelevant
to context.

The Aristophanic critique of Euripides had made much of un


wanted

was

audience

in his

innovation

stylistic

charged with

In

plays.

riposte,

was

Aeschylus

static rigidity and a kind of immobility of plot; the


always

kept waiting

for what

they already

knew

enough

to expect (Frogs 919-924). Our interpretation suggested that the


stylistic difference reflects a difference between methods of oral and
literate composition. The latter ismore free to indulge in the fictional
and

the

know

invented;
and familiar,

by anticipation,

the

former

and

tends

the
prefers
its audience

echo.
and responsive
prediction
once more
for this thesis emerges

Support
Its business
the Seven.
sort of

the unexpected,
of
the memories

eschews
to guide

information

to supply
being
in this? How much

cedent to the action, which


for the plot?
background

help
Item

to
in the prologue
one
what
asks:
information,
of

it deals with

to bring it about,
1 is unambiguous

facts

ante

supplying necessary
in this respect and

is supplemented by items 6a and b, 7, 8, 10, 11a and b, 12a. These


tell us
whose

the city of Thebes,


father has cursed him,

that

under
has

the command
successfully

of one Eteocles,
a prolonged

resisted

a last
siege, but has just received intelligence that it is threatened by
led by seven champions.
assault
Against
desperate
is indicated.
as it gets under way
action
the present

this background,
are
defences

The

to be suitablymanned (items 5, 6, 9a, 12b, 14a, with a hint in 5b that


the population to be defended is earth born). The enemy is ad
vancing (13). Intelligence will continue to be provided (15a). Heav
en's protection is solicited (4, 16a, 16c).
When however the character of this information (including some
items so far omitted) is considered in relation to the future as well as

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106

E.A.

it becomes

and past,

present

that

evident

the purpose

of

Havelock

a great

deal

of it is not merely to supply an existing framework within which the


future will

take

to prepare

item 3 forecasts

Thus

predictive.

but

place,

the

audience

to expect

what

in fact be. The prologue is not only retrospective but

the future will

indirection

by

the complex

denoue

ment of the play. The city will be rescued with due credit given to
the gods (3a); the protagonist will suffer disaster followed by lamenta
tion (3b). Item 11a summarizes what will be more fully described
by the messenger in the body of the play, lib refers to what will
to the champions,
to their aggressive
and its reference
happen
in later descriptions.
12b prescribes
and so an
temper is expanded
us
out.
warns
in
the
will
15a
what
fact
carry
ticipates
protagonist
of the "action" will
be cast in the form of messenger's
that much

actually

16a and

reports.

a foretaste

16c provide

of the more

frenzied

appeals

to heaven which will be voiced by the chorus. 16b throws out a brief
hint of the future fatality of the family curse.
This phrasing of what is now happening to suggest or hint at
what is likely to happen is a device by which lengthy oral communica
tion

can be

easily
ments which

when

grasped
comprehensively
The mind
afterwards.

recalled

each other.

overlap

it is uttered

and more

is led on by a series of state


of the future is contained within

Part

a sense of time characteristically


oral, in which
producing
into
and
each other,
and
future
flow
past, present
interpenetrate
into fixed moments.
The
technique
by formal divisions
unseparated
the present,

and the sense


the mind

upon
are conceived

it creates
of

is responsible
for that strong impression
literate reader that the plots of Greek

the

fatalistically,

expressive

placed
drama

belief
Greek
of a peculiarly
not
were
In fact the Greeks

in

a
the power
of overriding
destiny.
to judge from their own dynamic
is
It
fatalistic people
pos
history.
neces
to a technological
sible to trace the cause of this impression
to serve
in oral composition
the use of forecast
sity which
required
which

purposes

were

mnemonic

rather

than

ideological.
same requirement
to burden
restate
the verse with
operates
of what has already been stated. The role of decisive
leadership,

The
ments

brought into immediate prominence in items 2a, 2b, is revived with


rewording in 14a, 14b. The muster of defenders first proposed in
5a, 5b
sistance

is reiterated

in 9a,

(3a, 4, 6a, 6b,

9b),

as is

as
need
for divine
imperative
in
the
culminating
concluding
apostrophe
the

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The Oral Composition


to named

gods

107

of Greek Drama

(16a).

of

Intelligence

enemy

and moves

plans

is

provided twice (7, 10) and will be provided again (15a). These last
are cumulative

three

rather

than

are

two

repetitive;

linked

by

echo

pattern: the use of ears (7) is balanced by that of eyes (10).


All these should be viewed as responsions (rather than mere
repetitions,
ulary which
of

acteristic
salient

for none

are
the

recalls

identical),
formulaic

guided

an economy
of epic and

technique
function
They

literate

"facts of

by

composition.
the case",
imprinting

them

to drive

upon

the

We

in them

perceive

part of

the

reason

the

home

consciousness

a degree of

of the listener, to be retained in the memory with


automatism.

of vocab
is unchar

for

the

static

quality of Aeschylean drama (and indeed of all Greek drama). Thus


it moves
programmed,
its prescribed
towards

even

deliberately,
end.

ponderously,

but

inevitably

For themethodology is not confined to the prologue. It prolongs


itself throughout the subsequent episodes, maintaining a kind of
acoustic
parodos
is sung
protest
within

the
and responsions.
of echoes
Thus,
though
programming
of the chorus,
upon the prologue,
supervening
immediately
a
at
once an appeal,
in a different
emotional,
key, fiercely
and a cry of panic, yet thematicaMy
the boundaries
of statement
already

had warned

against

panic;

they respond

speaking

it stays carefully
The protagonist

expressed.
by voicing it. There

have been

warnings of impending assault; they give it lively and detailed descrip


tion.

Stress

has been

laid on the need

to protect

the city's

inhabitants

and its children; they respond in the role of the inhabitants themselves,
The help of Zeus and the city's gods has
for protection.
appealing
and extend
the invocation,
and intensify
been invoked;
they amplify
a catalogue
the
At
of who
these gods are (128-165).
it to include
restate
7
the
of
the
cham
their
of
arrangement
song they
midpoint

pions which is to govern the plot of the drama (124-126).


Once
from

completed,
the protagonist.

the
His

song

prompts

reproaches

a responsive
denunciation
in part echo the things
they

have been saying and doing (185-186, 190-191), in part reproduce the
warnings he himself had pronounced and which were pronounced to
him (182-183, 196-198), but which now include an addition, the
threat

of stoning.

These

contrary

attitudes

are

then

repeated

by being

brought together in contrapuntal dialogue (203-259), ending in a kind


of reciprocal reconciliation (260-287), leading into a choric lament

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108

E.A.

Havelock

at the prospect
revives
fears previously
which
(288-368)
expressed
to the new
of the city's fall, but sung now in a lower key appropriate
at the close of the previous
mood
achieved
dialogue.
The audience with
the accents of the prologue
still in their ears

are waiting for the renewed optical intelligence previously promised


(item 15a). It is accordingly produced (369 ff ),with some repetitive
emphasis,
arithmetic

expanding
count of

on what
seven

the prologue

had

indicated.

already

An

is matched

warriors

previously
proposed
count of seven, also previously
by a corresponding
proposed,
producing
an arrangement
of seven
which
pairs,
expectation
sequential
along
are
the varieties
of description
and memory
guided,
accomodating
in two matching
each pair. The list culminates
within
brothers, whose
the
of
their
story
conjunction
triggers
automatically
family, related at
of mutual
fratricide.
length in the second stasimon, with premonition
as
time
in
action
for
the
the
the
The
audience,
briefly pauses,
only
play,
intel
and
waits
for
between
fear,
hope
again
promised
suspended
The

ligence.

news

when
The

previous
expectation.
first stasimon;
the brothers

to
offers matching
correspondence
in
has
the
fate
described
the
city
escaped
to the fate predicted
have succumbed
in

it arrives

the second. Such double tidings logically provoke double celebration:


the victory paean first, and then the ritual lament.
as they are heard
in performance
Such are the sequences
which
move
to
attract
to
and in retrospect
the attention
easily forward,
remember

them

in their

order

with

a minimum

of

effort.

Behind
con

all the artistry of language, character


and plot lies the persistent
trol imposed by the rules of the orally exercised memory.

6. From

Aeschylus

to Euripides

The hypothesis initially proposed has now been tested against a


under examination
text, which
out at two
carried
purpose

has

revealed

levels.

The

the presence
of these

first

of a didactic
is thematic,

requiring the plot of the play overall to be so manipulated

as to

a disguise
for contemporary
social concerns
and an indirect
provide
a level at
to manage
is aphoristic,
lesson in how
them. The second
are
con
the rhetoric and songs of all participants
whith
linguistically
trived
society,

to contain
its oral

copious
"wisdom".

of the
fragments
Such instruction,

ethos
to be

and

nomos

effective,

of

the

must

be

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The Oral Composition

109

of Greek Drama

life in the oral memory.


The basic linguistic
tool
given a continuing
to achieve
a
this is the contrivance
narrative
of
situation
expressed
or 'plot' of the play, and the use of a
in the mythos
performative
to particular
statements
in the course of the
made
syntax applied

play. A supplementary tool is visible in the way the plot is forwarded,


statements

the successive

through

of

the participants,

by

the free use

of anticipation and prediction followed by repetitive echo and fulfill


ment

of expectation.
as fundamental
These
characteristics,
regarded
nature of Athenian
from
tragedy, have been extracted

to

the

original
the text of the

first eight hundred and seventy five lines (as numbered in the OCT)
to match
It is instructive
Thebes.
them against
Against
the tampered conclusion
of the play, covering
the next two hundred
an
or
and eighteen,
addition
substitution,
representing
partial or com

of the Seven

1.

are not

two

The
plete.
indicate:

Three

new

in accord,

characters

as

the

considerations

following

are introduced

Ismene
and
(Antigone,
or
to
without
any previous warning
any reference
them, in
direct or direct, casual or openly predictive.
This would
violate
that
we
deduced
law of oral composition,
from the previous
which
text,
a Herald)

style the law of aroused expectation.


an infusion
2.
In the text of this sequel one misses
of that kind
overt or concealed,
of aphoristic wisdom,
hitherto
characteristic
of the
can
to a con
One
four examples,
detect
all confined
composition.

may

cluding section introduced by the entrance of the herald, but this will
not
been

any

help

rejected

argument
by

general

for oral

since
authenticity,
All four lack
agreement.

rather prosaic and flat. Three (1011,


are

1051)
verse without

one-line

epigrams
loss. One may

which

this

section

has

and

imagery

are

slightly disguised, and 1044,

could

be

from

subtracted

say there is a "Euripidean"

ring

the

to them

(the third may be making a political point by substituting demos for


polis), and this is equally true of the fourth (1070-1071) which re
flects

a consciously
relativist moral
lament
The
long antiphonal

philosophy.
over
the two brothers,

shared

(in

theMS) by Antigone, Ismene and chorus (875-962), is a passage which


scholars
with
may

have

been

inclined

second
the preceding
a
to
different
point

to attribute
stasimon,
conclusion.

to the original.
A comparison
to
the
authentic
text,
belonging
That

stasimon,

maintaining

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110

E.A.

Havelock

fidelity to the thematic complexity of the play, had hailed the city's
before

victory

to celebrate

turning

the brothers'

and had

death,

then

as it were dismissed them both to the dark shores of Acheron (822


one may
for a second
860). Why,
ask, the necessity
Is it even appropriate
them?
after such a dismissal?

celebration
And

of
one

why

the balance of the play by restoring their fate to

which disturbs

as well.
there is a stylistic problem
The original
center-stage?
Possibly
to
a genuine
in a gnome,
lament terminates
be
but
sure,
disguised
of traditional
wisdom:
"the boat keeps crossing Acheron:
fragment
us all": the con
it is a dismal mission:
the obscure
shore receives
imagery is characteristically
or of
a trace of such reflection,
lament.

densed

is not
and oral. There
Aeschylean
in the supplemental
such imagery,

It is to be concluded that suspicion falls on the whole of this last


are not merely
external
(e.g. the ap
is
There
of Sophocles'
the specific
parent
Antigone).
objection
violates
the canons of a genuinely
oral style of
that its composition

part

of the Seven.

The

grounds

use

as revealed

composition

in Part One.

we

The

original,
may have

to its main
thematic
intention,
forming
note of celebration,
after the manner
somewhat
of
now
secure.
its
and
the
rescued
and
gods
city
saluting

the history of the House


fratricide.
know

That was

it might

have

supplied extending

of Oedipus

the version
been

the original

period of composition
the original had been in circulation,
to suit contemporary
and amended

Simultaneously,

the mutual

and for all we


by Aeschylus
one. A correction
was
later

in which

the family history,

literate

con
on

the Eumenides,

had ended with

adopted

can be

suggest,
terminated

seen

were

the influence of a

at work.

read by actors

of
Manuscripts
and audiences,

tastes.

rather than
Family matters,
the business
of the stage. The constraints
civic education,
have become
a
oral
communication
culture
of
have been lifted.
imposed by
purely
Restatement
of traditional
and
the
of programmed
devices
material,
are no longer required for either didactic
or
and response,
anticipation
Remove
mnemonic
be
of construction
them, and novelties
purposes.
come possible,
intrusion of the two sisters. The
such as the sudden
to entertainment.
This was
whole
emphasis has shifted from tradition
not done,
The
advantage

we

suggest,

earlier

than

the fourth

century.
of the Seven
it an
gives
early date of the composition
in our demonstration.
Here
if anywhere
the original genius

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111

of Greek Drama

The Oral Composition

or more correctly
of preliterate
will
tragic composition
protoJiterate
is possibly
The Seven
found at work.
the simplest
of
the
example
a
one.
on
to
is
He
could
relied
be
type; Aeschylus'
developing
style
?
as
the range of his composition
extend and elaborate
conspicuously
in the Oresteia ?
the
while
oral
retaining
strategy we have
underlying
to
has
been
considered
That
the
elucidated.
of any
exclusion
strategy

be

other

complexity

the

from

arising

use

of our original

let us

Yet

of writing.

It assumed

hypothesis.

not

that

the
forget
there existed

inGreek drama from the beginning an initial tension between the ear
which ?Listenedas the audience had to listen, and the eye whose
architectural
diated

or me
to the composer
of language was private
an amanuensis.
Our
examination
of the Seven

vision

to him

by

Against Thebes has concentrated on the former while

ignoring the

two

tasks, it has
estimates
the

latter,

and

is

therefore

incomplete.

the more
urgent
performed
as
of
literature
works
plays
miliar

and

of

the

since any critic who


one,
for literate audiences
written
The

and well-trodden

in Aeschylus,

But

ground.
in his

increasing

tension

covers

fa

is of course

successors,

but

there, already
its exploration
lies

beyond the limits of this paper. Briefly it can be indicated that the
Sophoclean diction, for all its marked differences, is still infused with
in Sophocles'
which
gnomic material
The Oedipus
takes over completely.
famous of all Greek
the most
perhaps
to be

a model

Tyrannus,
seems

plays,
contrived

choruses

sometimes

as example
from one point of

to take

and
art, tightly designed
as
even
the
personal genius.
protagonist
by
in the Seven)
in the prologue
he also
(as Eteocles,
speaks his mind
are
not his
of
These
of
and
statecraft.
the
power
aphorisms
speaks
as
it
be
has
been
that
inventions.
true,
just
suggested,
May
personal
view

controlled

of personally

reflective

its author's

Yet

as the Athens of 480 B.C. lies behind the Seven, so does the Periclean
administration lurk behind the image of Oedipus. The poet, in the
to the com
is "useful"
is still the voice of what
of Aeschylus,
so
canon
of
the
Greek
other
Nor does any
relentlessly
play
munity.
of
and
followed
mnemonic
the
apparatus
anticipation
prophecy
exploit
in
and
of
fulfillment
the
repeated
expectation
emphatic
previous
by
And
reinforced
yet also, com
conjunctions.
sequences,
by punning
one observes
in the
control,
peting
against these factors of mnemonic
words

Oedipus the growth of architectural design, particularly in the placing


of choruses

between

spaced

intervals

of dialogue,

symptomatic,

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it is

112

E.A.

suggested,
process

intrusion

the

of

increasing
of composition.
As
of Euripides

prologues

of

the century
themselves

Havelock

the

the
reading eye upon
its close, the
towards
from
the action,
bookishly

moves

separate

and in the later plays more

the plot becomes objectified

fictional,

in the choruses,
while
surprise at the expense of prediction,
exploiting
as if to compensate
emo
of the dialogue,
for the growing
rationality
tional and personal
release
encroaches
social
and
traditional
upon
meditation.
said of Euripidean
choruses
that they are
It is often
severed
Their

the

from

action

spicuous examples,
the dramatic,
they
lose

progressively
The reenactment
melody
under
which
But

to the

become
is their

more

had

been

non

functional.

to take

two

not

less.

con

sense

In the modern

functional,
role as the carriers of

the ethos

of

and dance

dramatically
the Bacchae,

or
the Hippolytus
contention.
this
disproves

in either

role

become

and

of

What

they
tradition.

the cultural

an oral

of
their

community
through words,
reason
one
for existence,
to lose.
literacy they were bound

original

of increasing
the chorus,
instead
choosing
tragedy never discarded
once
its content.
the
chorus
had
the
been
Structurally,
conditions

end

to modify
central component

Even

in

its

that

the

Athens

of

latest

literate

and

Athens

the core of the oral message.


containing
as a reminder
it remained
altered
condition,
of 400 B.C.

was

the child

of protoliterate

500 B.C.
the history
and
Such are the kinds of conclusions
concerning
to
drama whicht
be
character of Greek
support
gain
might
expected
examination
of the extant plays.
The present
extended
from a more
its
its
allotted
exceeded
after
has
space.
Imperfect
already
study
if it has

fashion,

succeeded

in opening

up a problem

which

others

after me will feel prompted to pursue in depth, it will have performed


its

task.

Yale University

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The Oral Composition

of Greek Drama 113

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