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To cite this article: Daniel Byman & Stephen Van Evera (1998) Why they fight:
Hypotheses on the causes of contemporary deadly conflict, Security Studies, 7:3, 1-50,
DOI: 10.1080/09636419808429350
To link to this article: http://dx.doi.org/10.1080/09636419808429350
HE COLD WAR'S end in 1989 evoked both euphoria and gloom about
the prospects for a peaceful world. Many greeted the fall of the
Berlin Wall as a harbinger of a tranquil new millennium. Then an
opposite view emerged as violence erupted in the Persian Gulf, the Balkans,
the Caucasus, Central Asia, and elsewhere: the world was falling into a "new
world disorder." One scholar claimed in 1992 that "while the end of die
cold war has greatly reduced the chance of global nuclear catastrophe, it
has, inadvertendy, increased the chances for lesser disasters such as regional
wars."1 Anodier argued in 1993 that "the key narrative of the new world
order is the disintegration of nation-states into ethnic civil war."2
What pattern has in fact emerged? Specifically, has violence increased or
diminished since die end of die cold war? Where is postcold war violence
located, and what form does it assumecivil or international? What are its
causes? What future for war can we extrapolate from current conditions?
These are the questions diis paper addresses.
We argue that the optimists of 1989 were closer to the truth than the
Cassandras: there is no "new world disorder." While the post-cold war
Daniel Byman is policy analyst at the RAND Corporation; Stephen Van Evera is associate
professor of political science at the Massachusetts Institute of Technology.
The authors would like to thank Michael Brown, Taylor Seybolt, Jeremy Shapiro, Benjamin
Valentino, and the reviewers of Security Studies for comments on earlier versions of this work.
1. Kim R. Holmes, "The New World Disorder," The Heritage Lectures no. 42, 22
October 1992.
2. Michael Ignatieff, Blood and Belonging (New York: Noonday Press, 1993), 5. Daniel
Schorr likewise noted in 1994 that the cold war's end had spawned "conflict and misery
more horrible than the theoretical visions of superpower collision. The danger now is not
bombs but people, people in rage against each other and people fleeing from the rage"
(Daniel Schorr, "End of Cold War Leads to Ethnic Strife," 6 September 1992, broadcast on
National Public Radio).
world is hardly tranquil, the number of active wars worldwide has fallen
markedly since 1989. The number of civil wars has fallen significantly
eleven states experienced civil wars in 1996 compared with seventeen in
1989and international conflict has nearly vanished, at least for now.
We hypothesi2e that seven causes of civil violence stand out in
importance (that is, in their potence and prevalence) in the cold war and
postcold war periods. They are: 1. The collapse of postSecond World
War empires; 2. A lack of regime legitimacy; 3. State weakness; 4.
Communal hegemonism; 5. Revolutionary ideology; 6. Aristocratic
intransigence; 7. Superpower proxy wars. Together, we argue, these seven
causes account for most civil violence in recent times. These hypotheses
were inferred by studying all the civil wars that have occurred since 1989.
Some also were borrowed from existing works on civil violence.
Our first hypothesis is that the collapse of empire, embodied in the 1991
collapse of the Soviet Union and Yugoslavia, generated a number of recent
wars. Imperial collapse spawns successor states that are primed for civil
war. These states often have illegitimate regimes, commingled hostile
populations, and contested borders. Moreover, no "rules of the road"
define the rights and responsibilities of the former metropole or other
external powers in the former imperial zone; hence outsiders often
intervene to claim a sphere of influence or to disrupt another power's
sphere, sparking civil conflict. These dangers caused considerable carnage
after many past imperial collapses. Massive killing occurred after the
3. We use the terms "civil war," "civil violence" and "civil conflict" interchangeably in
this paper. By these terms we include political conflicts with the following attributes: (1) at
least 1,000 deaths during the total span of the conflict; (2) the people involved in the violence
are geographically contiguous (to exclude European colonial wars); and (3) the people
involved are concerned about living together in the same political unit. This definition
includes organized civil wars and also communal riots, pogroms, ethnic cleansing, and other
instances where bloodshed was high but only one side was responsible for the killings while
the other side (or sides) suffered disproportionately.
This definition resembles the definitions other scholars use for civil war but is broader
than two commonly accepted definitionsthose of Roy Licklider and of J. David Singer and
Melvin Small. See Roy Licklider, "How Civil Wars End," in Roy Licklider, ed., Stopping the
Killing (New York: New York University Press, 1993), 9, and Melvin Small and J. David
Singer, Resort to Arms: International and Civil Wars, 1816-1980 (Beverly Hills: Sage, 1982), 210.
Licklider defines civil war to include "large-scale violence among geographically contiguous
people concerned about possibly having to live with one another in the same political unit
after the conflict." For Licklider, however, civil war must also involve multiple sovereignty
a fact that distinguishes civil wars from other types of domestic violence. We do not,
however, include multiple sovereignty in our definition. In their definition of civil war, Singer
and Small are careful to exclude both "regional internal war"a situation where subnational
governments clashand communal violence, where there is no government. Our definition
of civil conflict would include both of these phenomena. Small and Singer also limit the cases
they examine to wars where over 1,000 people died in one year, while we also examine cases
where 1,000 people died during the total span of the conflict.
This second war-cause grew more prevalent with the cold war's end, as
the collapse of communism and the triumph of free-market liberalism
discredited repressive and statist ideologies throughout the world. Regimes
that embraced these ideologies lost legitimacy and often undertook
destabilizing reforms.
A third leading cause of civil conflict is state weakness. The spread of
modern small arms among Third World populations has weakened
governments' relative position vis-a-vis potential civil opponents over the
past few decades. The end of superpower aid to beleaguered governments
has further weakened many authoritarian regimes since 1989. This
weakening, in turn, has made it easier for groups to challenge governments
by force.
A fourth cause is communal hegemonism the aspiration of ethnic,
religious, clan or class groups for hegemony over other groups. Violence
often results when hegemonistic groups seek to impose their way of life on
others, particularly on peoples that have a well-developed group identity of
their own. Peace is strongest when groups adopt a live-and-let-live stance
toward others.
The war-causing effects of communal hegemonism are catalyzed by the
first three causes. Submerged hegemonistic groups are freer to go on a
rampage, and are more likely to provoke defensive violence by others, when
an empire collapses, regime legitimacy declines, or central power weakens.
Fifth, revolutionary political ideas have caused civil war by leading
groups to adopt extreme goals and tactics that precluded peaceful
compromise with others. Marxist-Leninist ideas have fueled civil wars
worldwide since 1917, by leading movements of the disenfranchised to
embrace extreme communist political programs. Muslim revolutionary
movements have likewise triggered civil violence in the Arab world and
South Asia in recent years. By delegitimizing Marxist-Leninist political
ideas, the Soviet collapse vastly reduced the prevalence of this important
cause of war.
Sixth, aristocratic intransigencethe refusal of elites in some steeply
stratified states to share power and wealthhas triggered several recent
civil wars (for example, in Nicaragua in the 1970s and in El Salvador and
6. We use the term "communal" in this essay to encompass ethnic, religious, tribal, and
linguistic groups. A communal group is a group of people bound together by a belief of
common heritage and group distinctiveness, often reinforced by religion, perceived kinship
ties, language, and history. Examples of communal groups are Turks (a common language,
perceptions of a shared history) and Jews (belief in common ancestry reinforced by a
common religion and history). Large tribal groups and clans that perceive themselves as
having a common identity fall under this category as well.
Guatemala in the 1980s). This danger has diminished with the cold war's
end, as democratic norms have spread to conservative elites and as these
elites have lost unqualified U.S. backing. This loss has forced them to
moderate their behavior.
The fourth, fifth and sixth causes are all examples of a more general
phenomenonextremism in political ends and means. Peace among
groups, classes and movements is most threatened when they insist on
dominance and adopt take-no-prisoners tactics.
Seventh, the superpower competition for influence in Third World states
was a major cause of civil conflict during the cold war. A number of Third
World states (Afghanistan, Angola, Cambodia, Nicaragua, El Salvador,
Guatemala, and Ethiopia, among others) became cold-war battlegrounds
when one or both superpowers backed proxies or directly intervened to
support client groups. The cold war's end stopped this competition and
slowed or ended the civil violence it spawned.
All seven causes operated both during and after the cold war, but some
were more prevalent during the cold war while some have been more
prevalent afterward. Specifically, the first three causes listed above (collapse
of empire, regime illegitimacy, and state weakness) grew more abundant
after 1989, the fourth (communal hegemonism) stood roughly constant
across both periods, and the last three (revolutionary ideology, aristocratic
intransigence, and superpower competition) abated sharply after 1989. The
abatement of these last three causes largely explains the net decline in civil
violence since 1989.
The most important of these causes of war since 1989 were the loss of
government legitimacy and communal hegemonism. Of thirty-seven
countries that have suffered conflicts since the fall of the Berlin Wall,
conflict between a hegemonistic ethnic group and other groups helped fuel
twenty-five conflicts. The loss of regime legitimacy was a major cause of
nineteen wars. In fourteen conflicts the governments were too weak to
suppress or appease even minor rebellions, a weakness that led to a larger
conflagration. The collapse of empire also helped precipitate thirteen recent
conflicts, including five of the eleven "new" conflicts which were not active
before 1989. Revolutionary ideologies were a major cause of eleven
conflicts (with communism being the culprit ideology in five of these
eleven). Superpower competition was a major causes of eight conflicts;
aristocratic intransigence a major cause of four.
Table 1
LOCATIONS OF RECENT CIVIL VIOLENCE
Conflict
location
Afghanistan
Yes
1990
Yes
1991
Yes
1992
Yes
Yes
Yes
Yes
Azerbaijan/Armenia
Burma
No*
?*
?*
Yes
No*
Chad
?*
Yes
Colombia
Yes
El Salvador
Ethiopia
Haiti
1996
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
No*
Yes
Yes
Yes
Yes
No*
Yes
P*
No*
Yes
Yes
Yes
Yes
No*
No*
No*
No*
No*
No*
Yes
No*
Yes
Yes
No*
No*
Yes**
Yes
Yes
No*
Yes
Yes
Yes
Yes
?*
Yes
No*
No*
?*
?*
?*
Georgia
Guatemala
1995
Yes
Burundi
Cambodia
1994
Yes
Algeria
Angola
1993
No*
No*
No*
?*
No*
India***
Yes
(Punjab)
Yes
Yes
Yes
Indonesia
No*
Yes
No*
No*
Iraq
No*
No*
Yes
Lebanon
Yes
Yes
Yes
Yes
Liberia
Mozambique
Yes
Yes
(Kashmir)
No*
No*
No*
Yes**
Yes**
Yes**
Yes**
Yes'
?*
Yes
?*
?*
?*
?*
Yes
Yes
?*
Yes
No*
No*
No*
Yes
Yes
Pakistan
Peru
Yes
Yes
Yes
Yes
Yes
No*
Philippines
Yes
Yes
Yes
Yes
No*
No*
Romania
Yes
Russia (Chechnya)
Rwanda
Yes
Yes
Sierra Leone
Yes
Yes
?*
?*
Yes
Somalia
Yes
Yes
Yes
Yes
Yes
?*
?*
?*
South
Africa****
Yes
Yes
Yes
Yes
Yes
Yes
Yes
?*
Sri Lanka
Yes
Yes
Yes
Yes
Yes
Yes
?*
Yes
Table 1 (continued)
Conflict active in year
Conflict
location
1989
Sudan
Yes
1990
Yes
1991
Yes
Tajikistan
Turkey
No*
?*
?*
Uganda
Yes
?*
Yes
1992
1993
Yes
?*
Yes
Yes
Yes
Yes
1994
?*
1995
1996
Yes
Yes**
No*
No*
No*
Yes
Yes
Yes
?*
Yes
Yemen
Yugoslavia
(and successor
states)
Yes
Yes
Yes
Yes
Yes
Zaire
Yes
Total Wars
17
17
14
20
17
12
11
11
Total conflicts
active*****
23
23
23
23
24
25
23
22
Countries in italics are home to recurring or constant conflicts (that is countries that suffered internal wars on and off
or continually in the 1970s and 1980s.) Of the thirty-sevn conflicts listed above, twenty-six were recurring or constant
conflicts.
*
Conflict was active in the year in question but probably did not reach 1,000 deaths a year. A "no" in the box
indicates that data are available, while a "?" indicates that precise figures are not available. Conflicts with a "?"
and a "no" are not included in the "Total Wars" figure, but are included in the "Total Conflicts Active" box.
**
Conflict deaths probably reached 1,000 deaths a year, but precise figures are unavailable. In some cases, such
as the Sudan, it is highly likely that deaths from civil violence, exceeded the 1,000 death figure considerably.
***
India is home to both recurring conflicts (Punjab) and nonrecurring ones (Assam).
****
The South African conflict changed from an ANC-government struggle to one between Zulu groups and
ANC partisans.
An "active" conflict includes conflicts that reached the 1,000 deaths a year criteria and those that did not
reach this level but were not completely resolved.
*****
We list each conflict by location even though several locations (such as India) are home to multiple conflicts that often
have highly different causes. When a conflict occurred in an area under different sovereignties (for example the CroatSerb conflict occurred in both "Yugoslavia" and "Croatia") we list it according to where the conflict began. Thus,
conflicts in the former Soviet Union are generally listed under their successor states, as the fighting did not break out
until after the Soviet Union collapse. On the other hand, we count the former Yugoslavia as one location because the
fighting began there when the union was intact. Thus, other descriptions of civil violence might list more conflicts or
fewer, depending on how they code various conflicts. A change in coding, however, would not significantly change the
conclusions of this paper.
10
The next section defines civil violence and describes post-cold war
trends in its incidence and location. The subsequent section describes the
seven prime causes of recent (that is, since 1989) civil violence. Our
conclusion argues that civil war seems likely to diminish further in the
decades ahead, but one major cause of civil wardemocratization in
multiethnic stateswill raise serious risks down the road.
There is no widely used source that codes the causes of the civil wars we
discuss. Lacking such a source, our judgments on these wars' causes are
authors' estimates based on our survey of mainstream press accounts and
other secondary sources. Others would code many of these cases
differently, but we think our coding fairly reflects press and other
secondary accounts.
number of states with major civil conflicts under way.8 Table 1 reveals that
the number of states with ongoing conflicts increased right after the end of
the cold war but then declined sharply, falling to levels well below late coldwar levels by 1995. In 1989 seventeen countries suffered civil conflicts
involving more than 1,000 deaths. The number of states with active civil
conflicts peaked in 1992, when twenty countries had major civil conflicts
under way. By 1996, however, the total number of countries experiencing
7. We examine all the instances of widespread civil violence active after the end of the
cold war. For the purposes of this article, the fall of the Berlin Wall in November 1989 marks
the end of the cold war. Any widespread civil violence that broke out after that point is
examined in this study.
8. Our count was compiled primarily from descriptions in The Europa World Book series,
the Economist, the New York Times, Jane's Intelligence Review, articles in academic journals such as
Problems of Communism, Conflict Studies, and Current History, and selected works noted
specifically in the text. We also drew on Peter Wallensteen and Margareta Sollenberg, "The
End of International War? Armed Conflict 1989-95," Journal of Peace Research 33, no. 3
(August 1996): 353-70; Patrick Brogan, The Fighting Never Stopped: A Comprehensive Guide to
World Conflicts Since 1945 (New York: Vintage, 1990); Ruth Leger Sivard, World Miltary and
Social Expenditures 1996 (Leesburg, VA: WMSE Publicaitons, 1996); SIPRI Yearbook 1996 (New
York: Oxford University Press, 1996); and R. J. Rummel, Death by Government (New
Brunswick: Transaction, 1996).
11
such major conflicts had fallen to eleven. Civil warfare had hardly
disappeared, but it was down from late cold war period.
The number of separate civil conflicts. A count of the number of dyadic civil
conflicts (that is, a count of each separate feud) by Peter Wallensteen and
Margareta Sollenberg reveals the same pattern. They report that the number
of civil conflicts under way rose from forty-four in 1989 to forty-six in
1990 and fifty in 1991, and then peaked at fifty-four in 1992. (See Table 4
below.) The number of conflicts then fell to forty-six in 1993, to forty-two
in 1994, and to thirty-fourwell below the 1989 countin 1995.9
Table 2
WORLDWIDE REFUGEES,
Year
1980-9510
Number of
refugees
(in millions)
1980
5.7
1981
8.2
1982
9.8
1983
10.4
1984
10.9
1985
10.5
1986
11.6
1987
12.4
1988
13.3
1989
14.8
1990
14.9
1991
17.2
1992
17.0
1993
18.2
1994
16.4
1995
14.4
9. Wallensteen and Sollenberg, "The End of International War?" table 2 on p. 354. Their
war-count is higher than ours because they count war-dyads instead of states with wars and
because they use a more inclusive definition of civil conflict than we do, including some
minor wars involving fewer than 1,000 total deaths.
10. United Nations High Commissioner for Refugees, The State of the World's'Refugees:In
Search ofSolutions (New York: Oxford University Press, 1995), 248.
Table 3
CAUSES O F R E C E N T CIVIL CONFLICTS
Conflict
Location
Afghanistan
Yes
State
weakness
SuperCommunal
Aristocratic Revolutionary power
hegemonism intransigence ideology
proxy*
Yes
Yes
Yes
2. Mujahedin v. other
Mujahedin factions
Algeria
Angola
UNITA v. government
(MPLA)
Yes
Yes
Yes
Yes
(v. Soviets
only)
Yes
Yes
Yes
Yes
Yes
Burma
1. Government v.
Yes
democratic opposition
2. Government v.
Karen ethnic group
Yes
Yes
(crushing
democracy
forces)
(Karen, Mong
Tai, other
ethnic
struggles)
3. Government v.
Mong Tai Army
4. Government v. other
ethnic groups
Burundi
Hutu v. Tutsi
Cambodia
Yes
Yes
Yes
Yes
FUNCINEC)
Chad
1. Government versus
military faction and
Movement for the
National Salvation of
Chad
2. Clan infighting
Yes
Yes
Yes
(clan fighting)
Yes
Table 3 (continued)
Conflict
Location
Colombia
1. Government v. M-19,
FARC, EPLO, ELN, and
splinter groups
Yes
State
weakness
Yes
Yes
2. Guerrilla groups
fighting one another
El Salvador FMLN v. government
Ethiopia
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Yes
Georgia
Guatemala
Government v. leftist
guerrillas
Yes
Haiti
Yes
India
1. Government v.
Kashmiri separatists
Yes
Yes
(Kashmir) (Kashmir)
(Assam,
Hindu-Muslim
fighting)
3. Government v.
Assamese separatists
(and Bengalis v.
Assamese)
1. Aceh separatists v.
government forces
Iraq
government
(see key on p. 21)
Yes
Yes
2. Hindu v. Muslim
Indonesia
Yes
Yes
Yes**
Yes
Yes
Table 3 (continued)
Conflict
Location
State
weakness
SuperCommunal
Aristocratic Revolutionary power
hegemonism intransigence ideology
proxy*
Lebanon
Yes
Yes
Yes
Liberia
Yes
Yes
Yes
Mozambique RENAMO vs
Yes
government (FRELIMO)
Pakistan
Yes
1. Violence among
political parties, often
ethnically linked
Yes
(political
violence
2. Ann-mobajir violence
on
ty)
Yes
Peru
Government versus
Shining Path, Tupac
Amaru Revolutionary
Movement
Yes
Philippines
1. Government v. NPA
2. Government v.
Muslim groups (MNLF,
Yes
Yes
Yes
(v. Musi
groups)
MILF)
Romania
Armed forces/security
services v. National
Salvation Front and
popular backers
Russia
Russia v. Chechen
separatists
Yes
Rwanda
1. Hutu v. Tutsi
2. interha/mMuxn v.
Hutu moderates
Yes
Yes
Yes
Yes
(Hutuv.
Tutsi)
Yes
(Hutuv.
Hutu)
Yes
Yes
Yes
Yes
Yes
Table 3 (continued)
Conflict
Location
Somalia
Clan-based political
fighting (USC factions,
Yes
State
weakness
Communal
hegemonism
Yes
Yes
SSDF, SPM)
Yes
2. ANC-Inkatha fighting
Sri Lanka
1. Government v. Tamil
insurgents (LTTE, etc.)
2. Government v.
Sinhalese radicals (JVP)
Yes
Sudan
Islamist, Arab
Yes
government v. Christian
and animist African
Yes
Yes
SPLA
Tajikistan
Turkey
Uganda
1. Government v.
Uganda People's
Democratic Army
2. Government v. Holy
Spirit Movement
Yemen
Yes
Yes
Yes
Yes
Yes
Yes
(Holy Spirit
Movement)
Table 3 (continued)
Conflict
Location
Yugoslavia
(and
successor
states)
Zaire
Government v. Kabila's
movement.
Total number
37
13
State
weakness
Yes
Yes
Yes
19
14
25
11
*
**
We consider a conflict to be caused by a superpower proxy struggle if the superpower intervention caused, widened, or sustained the civil
war in question.
The Iraqi state in general was strong, but it hovered on the brink of collapse in 1991 after the Gulf War. This weakness encouraged
several repressed minorities to rise up.
The causes identified above were major and active factors at the time of the outbreak of the latest round of fighting. As such, they played a
important role in the concerns or motivations of the combatants. Determining the cause of a conflict is difficult and involves subjective judgments.
Moreover, several of the causes we identify function concurrently, making it hard to decide which one was the most important. To avoid "double
counting," we do not list "lack of regime legitimacy" as a cause when the lack occurs because an empire has collapsed, leaving illegitimate successor
states, or because hegemonistic communal groups or intransigent aristocrats hold power, alienating other groups. If these excluded cases were double
counted as cases of "lack of regime legitimacy," that category would be much larger.
The list of major parties involved includes only the primary movements or groups involved in the fighting. Many, indeed perhaps most, conflicts
involved a staggering array of small militias and factionsan array we often agglomerate into broad descriptive communal or political labels. Separate
groups are noted if the country experienced multiple, largely unrelated conflicts or if the groups in question had highly different motivations or are
easily distinguishable. Thus Burma, where the government v. democratic opposition conflict is quite different in nature from the government's
struggle against the Karen people, has multiple listings. Colombia's many guerrilla groups, while quite different in their particular agendas, all felt the
regime was illegitimate, considered themselves revolutionary, and took advantage of state weakness to carry out their struggle. Thus we list them as
one entry while noting the major groups. When a conflict cause applies to only one of the parties involved in the fighting, it is so noted in the table.
The purpose of this list is to describe the current state of violence and to help the reader understand our coding of certain conflicts, not to provide a
comprehensive account of the identity of the parties in each conflict.-). Although the patterns in this table might be examined further by more sophisticated quantitative techniques, we have chosen not to do so given the
ambiguous nature of the data and the high degree of uncertainty regarding many of the conditions necessary for the various causes to function. See
Gary King, Robert O. Keohane, and Sidney Verba, DesigningSocialInquiry: Scientific Inference in Qualitative'Research(Princeton: Princeton University Press,
1994), 44, for an argument that quantitative indexes that do not relate closely to the events in question can actually increase measurement and causal
inference problems.
22
measure global civil violence imperfectly because great and small wars
weigh the same in the measure. Estimates of total worldwide civil war
casualties would be a better measure, but casualty figures are unavailable or
unreliable for most civil wars. Hence any measure of total worldwide
casualties is also unreliable.
Global casualties can be measured indirectly, however, by counting the
global war refugee population. The refugee population is a useful surrogate
measure of war casualtiespeople flee in rough proportion to the violence
they sufferand like our "number of states with wars" measure it indicates
that the "new world disorder" is a myth. As Table 2 reveals, the global
refugee population rose slightly after the end of the cold war, from 14.8
million in 1989 to a peak of 18.2 million in 1993.11 Then the refugee
population fell back to 14.4 million in 1995, that is, roughly to late cold war
levels. Thus this refugee measure, like our "number of states with wars"
measure and Wallensteen and Sollenberg's "number of wars" measure,
indicates that the "new world disorder" was a spike phenomenon of the
early 1990s that quickly faded. Specifically, it suggests that violence in the
mid-1990s was above mid-1980s levels but slightly below the level of 1989.
Are the conflicts of the mid-1990s old or new? Of the thirty-seven wars
during the period 198996 listed in Table 1, twenty-six are "recurring or
constant," meaning that they easily span the cold war and postcold war
periods. The remaining eleven are "new" conflicts, meaning that they broke
out after the cold war ended and their causes are not rooted deeply in pre1989 events in their countries. Five of these eleven new conflicts erupted in
the former Soviet and Yugoslav empires and reflect the war-causing effects
of imperial collapse.
11. Refugee flows are a crude measure of civil violence. One important measure of
refugeesinternally displaced refugeesis not listed here though a more complete account
of refugee totals would include these individuals. Civil wars often generate massive refugee
flows within a country's borders, as individuals flee areas of fighting for relatively safer
regions. Historic data on such flows, however, are incomplete and probably would be
misleading for comparison purposes, as flows in wealthier states that receive more media
attention are more likely to be recorded. Moreover, refugees often remain in the country of
refuge even after a civil war in their country of origin ends. Furthermore, many refugees flee
for economic reasons, not because of civil violence. Refugee flow data also may be biased
due to changes in the policies of receiving states, which may take fewer refugees even though
the number of people wanting to flee remains unchanged. In general, however, there is a
high correlation between internal wars, particularly ethnic conflicts, and refugee flows. See
Myron Weiner, "Bad Neighbors, Bad Neighborhoods: An Inquiry into the Causes of
Refugee Flows," International Security21,no. 1 (summer 1996): 5-42.
23
Table 4
INTERSTATE AND INTRASTATE ARMED CONFLICT,
1989
1990
1991
1992
1993
1994
199
43
44
49
52
42
42
34
Intrastate with
foreign intervention
Interstate
47
49
51
55
46
42
35
Type of Conflict
Intrastate
1989-95
Where are recent civil wars occurring? Africa and Asia have had the most
(thirteen states in Africa and eleven in Asia have experienced civil wars
since 1989). Trailing are the Middle East (five states), the Western
hemisphere (five states), and Europe (three states).
What proportion of total warfare do these civil conflicts represent? In
recent years, civil war has replaced international war as the dominant form
of war and has nearly replaced it as the only form of war. Wallensteen and
Sollenberg report that purely intrastate wars outnumbered purely interstate
wars worldwide by 43-3 in 1989, 44-3 in 1990, 49-1 in 1991, 52-1 in 1992,
42-0 in 1993 and again in 1994, and 34-1 in 1995.12 Moreover, most of
these few interstate wars were small affairs: the Persian Gulf war of 1990
91 has been the only major old-fashioned interstate war since 1989.
12 .Wallensteen and Sollenberg, "The End of International War?" 354. Wallensteen and
Sollenberg also classify several wars as "intrastate with foreign intervention" and count them
as follows: one in 1989, two in 1990, one in 1991, two in 1992, four in 1993, and none in
1994 and 1995 (ibid.). For other works noting the importance of internal conflict since the
end of the cold war, see Ted Robert Gurr, "People Against States: Ethnopolitical Conflict
and the Changing World System," International Studies Quarterly 38, no. 3 (September 1994):
347-77; Stephen R. David, "Internal War: Causes and Cures," World Politics 49 0uly 1997):
552-76; Ted Robert Gurr, Minorities at Risk: A. Global View of Ethnopolitical Conflicts
(Washington: U.S. Institute of Peace Press, 1993); and S'laughter Among Neighbors: The Political
Origins of Communal Violence, Human Rights Watch (New Haven: Yale University Press, 1995).
Good discussions of the interplay between international conflict and internal conflict can be
found in Michael E. Brown, ed., Ethnic Conflict and International Security (Princeton: Princeton
University Press, 1993); Myron Weiner, The Global Migration Crisis: Challenge to States and to
Human Rights (New York: HarperCollins, 1995); Ted Robert Gurr and Barbara Harff, Ethnic
Conflict in World Politics (Boulder: Westview, 1994); and Michael E. Brown, ed., The
International Dimensions of Internal Conflict (Cambridge: MIT Press, 1996).
24
13 .The count of recent civil wars by Wayman, Singer, and Sarkees is lower than ours
because they define civil war more restrictively than we do. See Frank Whelon Wayman, J.
David Singer, and Meredith Sarkees, "Intra-State, and Extra-Systemic Wars, 1816-1995"
(paper presented at the annual meeting of the International Studies Association, San Diego,
Calif., April 1996), Table 1, 10.
14. Scholarly work on the causes of civil conflict is vast. Recent works include Roy
Licklider, "The Consequences of Negotiated Settlements in Civil Wars, 1945-1993,"
American Political Science Review 89, no. 3 (September 1995): 681-90; Chaim Kaufmann,
"Possible and Impossible Solutions to Ethnic Civil Wars," International Security 20, no. 4
(spring 1996): 136-75; Stuart J. Kaufman, "Spiraling to Ethnic War: Elites, Masses, and
Moscow in Moldova's Civil War," International Security 21, no. 2 (fall 1996): 108-38; David A.
Lake and Donald Rothchild, "Containing Fear: The Origins and Management of Ethnic
Conflict," International Security 21, no. 2 (fall 1996): 41-75; Barry R. Posen, "The Security
Dilemma and Ethnic Conflict," in Brown, Ethnic Conflict and International Security, 103-24; and
Stephen Van Evera, "Hypotheses on Nationalism and War," International Security 18, no. 4
(spring 1994): 5-39. Classic works of value on internal war include Donald Horowitz, Ethnic
Groups in Conflict (Berkeley: University of California Press, 1985); Myron Weiner, Sonsofthe
Soil (Princeton: Princeton University Press, 1978); and Robert H. Bates, "Modernization,
Ethnic Competition, and the Rationality of Politics in Contemporary Africa" in State Versus
Ethnic Claims: African Policy Dilemmas, ed. D. Rothchild and V. Olorunsola (Boulder
Westview, 1985).
25
COLLAPSE OF EMPIRE
26
27
28
29
30
Table 5
Decade
Interstate
war
Extrasystemic
(largely
colonial)
international
Subtotal
for international
war
war
Intrastate
war
Grand
total
Percent
of all
wars
that are
international
1816-19
(2)
67
1820-29
(8)
15
53
1830-39
(5)
10
15
33
1840-49
(11)
20
55
1850-59
(14)
21
67
1860-69
(13)
15
28
46
1870-79
10
(14)
22
64
1880-89
12
(15)
18
83
1890-99
16
(20)
29
69
19th C
total
30
72
(102)
69
171
60
1900-1909
(10)
17
59
1910-19
(14)
10
24
58
1920-29
(8)
12
20
40
1930-39
(10)
18
56
1940-49
(8)
9t
17
47
1950-59
(9)
10
19
47
1960-69
(9)
16
25
36
1970-79
(9)
25
34
26
1980-89
(4)
19
23
17
1990-95
(2)
19
21
10
20th C
total
49
34
(83)
135
218
38
Grand
total
79
106
(185)
204
389
48
31
Source: Frank Whelon Wayman, J. David Singer, and Meredith Sarkees, "Inter-State, IntraState, and Extra-Systemic Wars 1816-1995" (paper presented at the annual meeting of the
International Studies Association, San Diego, Calif., April 1996), Table 1, p. 10.
LOSS OF LEGITIMACY
Four factors are frequent sources of lost legitimacy in states recently at war:
the discrediting of the Soviet model; poor economic performance; a lack of
regime accountability (which gives rise in turn to incompetent and corrupt
governance); and the rise of a restive new middle class that seeks a greater
political power. Each of these underlying factors, alone or in conjunction
with others, can discredit a regime and lead to civil violence.
The discrediting of the Soviet model. When the Berlin Wall fell, regimes that
relied on the Soviet Union as a model for their economies and politics
suffered a blow to their legitimacy. Indeed, throughout the Third World the
collapse of Communism discredited authoritarian regimes of all stripes,33
for example, many regimes in sub-Saharan Africa, and also those in Algeria
31. An illegitimate regime is one broadly believed by the public to have lost its right to
rule because of its perceived failure to provide for the common good.
32. Defeat in a war can also cause a government to lose its legitimacy. The dearth of
international war in the post-cold war period, however, has reduced the importance of this
cause of regime legitimacy loss.
33. Peter W. Rodman, More Precious Than Peace (New York: Scribner's, 1994), 532-33.
Rodman notes that Syria's dictator Hafez al-Asad was equated with Romanian dictator
Nicolae Ceaucsescu and East Germany's Erich Honecker. Similarly, the collapse of Eastern
European regimes strengthened African democratic forces and disheartened Africa's
autocrats. See Copson, Africa's Wars in the 1990s, 167. For information on the impact of the
spread of the liberal democratic model, see Samuel P. Huntington, The Third Wave:
Democratization in the Late Twentieth Century (Norman: University of Oklahoma Press, 1991).
32
and the former South Yemen, which relied heavily on the state-led
34
and the spread of literacy are potent causes of democracy. The literate
middle classes that these processes create nearly always demand political
pluralizationa reality reflected in the close correlation worldwide between
levels of democratization and the size of literate middle classes.37 The
emergence of educated middle classes in authoritarian states is therefore
regime-delegitimating: it brings on the scene middle-class voices that will
reject the authoritarian old political order.
Response to Legitimacy Loss
The loss of legitimacy is the underlying cause of conflict, but the conflict's
proximate causes are the regime's responses to this loss of legitimacy.
Regimes losing their legitimacy often choose between two responses:
34. George Joffe, "YemenThe Reasons for Conflict," Jane's Intelligence Review (August
1994): 369; John P. Entelis, "The Crisis of Authoritarianism in North Africa: The Case of
Algeria," Problems of Communism 41, no. 3 (May 1992): 71-82.
35. Corruption often comes with a lack of accountability. In Pakistan and the Philippines,
for example, widespread corruption has discredited governments and led to the growth of
opposition movements. Philippine dictator Ferdinand Marcos stole with such abandon that
he became one of Asia's most wealthy men before he was ousted in 1986. In 1996
Transparency International ranked Pakistan the second most corrupt country in the world
after Nigeria. New York Times, 28 November 1996, C1.
36. In short, regime accountability often determines whether "voice" is expressed in
ballots or bullets. The definitive description of this tradeoff remains Albert O. Hirschman's
Exit, Voice, and Loyalty: Responses to Decline in Firms, Organisations, and States (1970; Cambridge:
33
34
39. Adam Przeworski, Democracy and the Market (Cambridge: Cambridge University Press,
1991), 26-34. The fear of the FLN was not without some merit. For discussions of why
Algeria's leaders were reluctant to surrender power and doubted the good faith of the
Islamists, see "Shooting or voting for Islam," Economist, 28 August 1993, 39; and Claire
Spencer, "Algeria in Crisis," Survival36,no. 2 (summer 1994): 149-63. For an overview on
the general question of the tension between democratic ideals and Islamic movements, see
John L. Esposito and John O. Voll, Islam and Democracy (New York: Oxford University Press,
1996). The authors discuss Algeria on pages 151-72.
40. Discussion of majority tyranny traces back to James Madison, "The Same Subject
Continued..." (Federalist no. 10), The Federalist Papers, intro. Clinton Rossiter (New York:
New American Library, 1961), 77-84. Madison discusses the risks that arise when "a majority
is included in a faction" (80) and the dangers of tyranny by "the superior force of an
interested and overbearing majority" (77). Discussing remedies are Arend Lijphart, "The
Power-Sharing Approach," in Conflict and Peacemaking in Multiethnic Societies ed. Joseph V.
Mediation in Ethnic Conflicts (Washington, D.C.: United States Institute of Peace, 1996), 34-45,
58-63.
41. An account is Brogan, Fighting Never Stopped, 221-34.
35
community. In Yemen, the former southern leaders felt cheated out of their
share of power after elections there.
The Chechen experience illustrates the risk that hardened groups will
exploit democratic freedoms to promote separatism. After suffering
repeated cruelties by Russian rulers, many Chechens want no part of the
Russian state, regardless of its government type or its respect for minority
rights. When given the right to assemble and speak freely, they found a
consensus on rejecting any ties to Moscowa position that triggered a
brutal Russian crackdown in which tens of thousands of Chechens and
Russians died.
Hunkering Down
36
Conflict Studies 280 (Research Institute for the Study of Conflict and Terrorism, 1995); and
Andrew Meldrum, "Lessons from Angola," Africa Report 38, no. 1 Qanuary-February 1993):
22-24.
46. Such a tension is common in collapsed empires. As noted above, the governments of
the successor states often lack legitimacy and thus face the choice of democratizing to try to
gain popular support or hunkering down if they fear popular rejection. Furthermore, many
former empires, including both the Yugoslav and the Soviet Empire, often contain hostile
minorities. Thus, the polarization that makes democratization extremely difficult often is
present.
37
and economic stagnation. Reformers within the FLN hoped to use elections
to regain popular support and to acquire a mandate to carry out difficult
economic changes. Not surprisingly, the Islamic Salvation Front (FIS) won
the elections, much to the horror of the FLN. The FLN then decided to
"hunker down." It nullified the elections and tried to disband the FIS.
Bloody civil war soon followed as the FIS resisted these measures.
WEAK STATES
38
39
Some ethnic groups are not content with equality or social recognition.
Instead, they demand that their language be the only official language, dieir
religion be enshrined as the only permitted faith, and their culture and
customs be followed by the rest of society. Such hegemonic beliefs can
come from many sources, ranging from culture to ideology. What these
sources share is a common commitment to the idea that one particular
cultural system is more wordiy than others.
The quest for communal hegemonyand resistance to itis a major
source of conflict in the world today. Concerns about hegemony, both real
and imagined, contributed to the post-cold war conflicts that broke out in
Georgia, Indonesia (with the Aceh), Russia, and die former Yugoslavia.
56. Raymond Bonner and Howard W. French, "Rebel Army Captured Zaire in T-Shirts
and Tennis Shoes," New York Times, 19 May 1997, A1.
57. Swadesh Rana, Small Arms and Intra-State Conflicts, UNIDIR Research Paper no. 34,
United Nations Institute for Disarmament Research (1995).
40
This follows a pattern common before the cold war. Religious, tribal, or
ethnic hegemonism fed communal violence in Afghanistan, Angola, Burma,
Burundi, Chad, Ethiopia, India, Iraq, Lebanon, Liberia, Pakistan, Rwanda,
Somalia, South Africa, Sri Lanka, Sudan, and Turkey.
Hegemonism causes conflict in two fundamental ways. First, groups
often strive for preeminence by attacking, intimidating, and destroying
other communal groups. Bengalis in Bangladesh, Hutu interahamwe
murderers in Rwanda, and chauvinistic Hindus in India are but a few
examples of groups that used violence in their attempts to ensure
communal hegemony.58 The cause of conflictthe will to dominanceis
readily apparent. When other ethnic groups refuse to submit, the
hegemonic group imposes its will by force.
Second, hegemonism causes more conflict when it incites the defensive
concerns of odier communal groups. In Turkey, for example, the Turks'
desire to promote Turkish identity, language, and culture to the exclusion
of all others has provoked conflict with Turkey's Kurdish population (until
recently referred to by Turkish officials as "mountain Turks"), which
sought to preserve its traditions and way of life. The Kurds "began" die
conflict in the sense mat they took up arms or killed a Turkish official, but
from their point of view the first blow was struck by the laws that degraded
Kurdish identity.
Communal hegemonism does not always produce violence. Minority
groups frequendy live side-by-side with a dominant group without
bloodshed, accepting their inferior status as the price of communal peace.
Religious minorities in the Ottoman empire, for example, accepted their
second-class status for centuries with litde violence. Nation-building also
can lead subordinate groups not to embrace violence. Edinic, regional, and
tribal minorities have often embraced national identities, welcoming the
58. In Bangladesh the Chittagong Hills peoples have faced constant attempts at hegemony
by the Bengali majority. Bangladesh's first President Mujibur Rahman once declared, "Forget
your ethnic identity; be Bengalis." See "Bangladesh: Chittagong Chatter," Economist, 14
November 1992, 38. A Bangladeshi army commander in the area had similarly noted, "We
want the Soil but not the People of the Chittagong Hill Tracts." Richard A. Gray: "Genocide
in the Chittagong Hill Tracts of Bangladesh," RJR; Reference Services Review 22, no. 4 (winter
1994): 59-80. For works that address the tragedy in Rwanda and the role of a supremacist
racial ideology, see Alex de Waal and Rakiya Omaar, "The Genocide in Rwanda and the
International Response," Current History 94, no. 591 (1995): 156-61; James Fenton, "The
Rwanda Crisis," New York Review of Books 43, no. 3, 15 February 1996, 7-9; and Robert
Block, "The Tragedy of Rwanda," New York Review of Books 31, no. 17, 20 October 1994, 3 8. For an interesting analysis of Hindu fundamentalism in India, see Robert Eric Frykenberg,
"Hindu Fundamentalism and the Structural Stability of India," in Martin E. Marty and R.
Scott Appleby, eds., Fundamentalisms and the State (Chicago: University of Chicago Press,
1993).
41
42
Many civil conflicts were fueled by communist movements over the past
century. These include civil wars in Argentina, China, Finland, Germany,
Greece, Malaysia, Russia, Spain, Thailand, Uruguay, and the vast murders
by the communist regimes of Stalin, Mao, and Pol Pot in the Soviet Union,
China, and Cambodia.
Since 1989 communist movements have fueled civil wars in Afghanistan,
Cambodia, Colombia, El Salvador, Ethiopia, Guatemala, Peru, the
Philippines, and Sri Lanka. Muslim and Christian revolutionary movements
have engendered civil wars in Algeria, Afghanistan, the Sudan, and Uganda.
Communist movements, however, faded around the world after
communist ideology was delegitimi2ed by the 1991 collapse of the Soviet
Union, and by the economic and political failure that this collapse
symbolized. The communist idea is now a spent force, leaving Muslim
extremism as the only major live revolutionary ideology with wide appeal.
Thus the problem of revolutionary ideology, a cause of much civil war over
the past century, has largely abated worldwide and has abated almost
completely outside the Muslim world.64
ARISTOCRATIC INTRANSIGENCE
63. One source estimates that the Soviet regime murdered nearly 62 million people and
that the Chinese communist regime was responsible for over 35 million deaths, figures so
staggering as to almost defy comprehension. Rummel, Death by Government, 79-110. For more
on the killing in Stalinist Russia, see Robert Conquest, The Gnat Terror. A Reassessment (New
York: Oxford University Press, 1991).
64. Many religious groups have agendas that are more communal than ideological. Hamas,
for example, organizes itself with a religious idiom, but its primary goalsthe establishment
of a Muslim-dominated Palestinian state to replace Israelreflects a strong communal
component as well as a new vision of society. Other Islamic groups, such as Hizballah in
Lebanon and Shi'a movements in Iraq, share this communal emphasis.
43
65. Accounts of the war in El Salvador include William Stanley, The Protection Racket State:
Elite Politics, Military Extortion, and the Civil War in El Salvador (Philadelphia: Temple University
Press, 1996); and Tommie Sue Montgomery, Revolution in El Salvador. From Civil Strife to Civil
Peace (Boulder: Westview, 1994). Accounts on Guatemala include Sheldon H. Davis, "State
Violence and Agrarian Crisis in Guatemala: The Roots of the Indian-Peasant Revolt," in
Trouble in our Backyard: Central America and the United States in the Eighties, ed. Martin Diskin
(New York: Pantheon, 1984), 155-72; and Suzanne Jonas, The Battle for Guatemala: Rebels,
Death Squads and U.S. Power (Westview: Boulder, 1991). On the Philippines, see James Putzel,
A Captive Land: The Politics of Agrarian Reform in the Philippines (London: Catholic Institute for
International Relations, 1992).
66. On the 1996 El Salvador election, see Tommie Sue Montgomery, "El Salvador's
Extraordinary Elections," LASA Forum 28, no. 1 (spring 1997): 4-8
67. The superpowers were not the only countries to use proxies to further their ends.
China supported the Khmer Rouge in Cambodia, Israel and Syria aided factions in Lebanon,
and Iran backed Shi'a groups around the world. The apartheid regime of South Africa was
particularly active, supporting antigovernment groups in Namibia, Mozambique, and Angola
as part of its effort to ensure white hegemony.
44
68. For an account of the war in Afghanistan, Angola, and Cambodia, see Peter J.
Schraeder, "Paramilitary Intervention," in Peter J. Schraeder, ed., Intervention Into the 1990s,
2nd ed. (Boulder, Colo.: Lynne Rienner, 1992), 131-51 at 137-49.
69. Accounts include Raymond L. Garthoff, Detente and Confrontation: American-Soviet
Relationsfrom Nixon to Reagan (Washington, DC: Brookings, 1985), 887-965; Brogan, Fighting
Never Stopped, 117-29.
70. A synopsis is Timothy D. Sisk, "Angola," in Encyclopedia of U.S. Foreign Relations 1, ed.
Bruce W. Jentleson and Thomas G. Paterson (New York: Oxford University Press, 1997),
79-81. A longer account is Garthoff, Detente and Confrontation, 502-37.
71. An account is John McAuliff and Mary Byrne McDonnell, "The Cambodian
Stalemate: America's Obstructionist Role in Indochina," WorldPolicyJournal7,no. 1 (winter
1989-90): 71-106.
72. See Montgomery, Revolution in El Salvador, Brogan, Fighting Never Stopped, 414-25.
73. An account is Brogan, Fighting Never Stopped, 27-38.
74. Further research on all seven of these causes is necessary for a complete
understanding of their relationship to civil violence and to one another. Determining the
necessary and sufficient conditions for the operation of each cause is a first step. Work on
how to make more nebulous causes such as "a lack of regime legitimacy" operationalizeable
also would be useful.
45
lS ARTICLE has argued that no new world disorder emerged after 1989.
X Rather, a brief surge of violence was soon followed by a growing calm.
Three causes of conflict were enhanced by the cold war's end and the
Soviet collapse, but their effects were overridden by the reduction of three
other important causes of conflict. The net impact of the cold war's end
has been to reduce civil violence. Recent wars have caused horrific
bloodshed, but things can beand for many years werefar worse.
What can we expect in the future? Most current trends are auspicious for
peace. Six of the seven causes of civil conflict noted above seem likely to
remain at current levels or diminish further in the future; only one seems
likely to grow more prevalent. If so, peace should grow in the years ahead,
although the question of how to respond to a lack of regime legitimacy
when the state in question faces communal tension poses an important
challenge.
The aftershocks of the Soviet imperial collapse will fade in time, and
imperial collapse is less likely to recur elsewhere since the world has fewer
major empires. This will reduce a major cause of recent civil violence. Few
empires remain in existence. Both China and Iran, for example, are states
where one group has conquered others and dominates politics. No large
colonial empires remain, however.
States are not likely to grow dramatically weaker in the future. The loss
of superpower support for despotic clients was a one-time event whose
effects are already felt. Superpower (that is, U.S.) aid to client regimes is
already so low that it cannot go much lower and is already often conditional
on respect for human rights.
Communal hegemonism should continue at current levels. We see no
remedy for it on the horizon, but we also see few reasons why it should
increase.
Communist revolutionary ideology will fade further until it becomes an
archaic relic. Other forms of revolutionary ideology (such as Islamic
extremism) will continue, but we see no reason why they should increase
and some reason to expect them to fade. Moreover, Islamic extremism
has litde appeal outside the Muslim world, which will limit its war-causing
effects considerably when compared with the more universal ideology of
communism.
75. For a superb assessment of why Islamic extremism may fade, see Olivier Roy, The
Failure ofPolitical Islam (Cambridge: Harvard University Press, 1994).
46
Number
of
homogeneous
states1
Number
of
heterogeneous
states2
Total
number
of states
Population in
homogeneous
states3
Population in
heterogeneous
states3
Total
population (in
(thousands)
Free
42
(62)
27
(38)
69
(100)
862,127
(82)
185,302
(18)
18
(31)
41
(69)
59
(100)
509,659
(22)
15
(29)
36
51
(71)
(100)
Partly free
and not
free total
33
(30)
77
(70)
110
(100)
1,471,85
3
(67)
1,978,51
2
(44)
1,811,99
0
(78)
714,975
(33)
1,040,42
9
(100)
2,318,64
9
(100)
2,186,82
8
Partly free
Not free
Grand
total
75
(42)
Degree
of democratic
freedom
104
(58)
179
(100)
2,526,96
5
(56)
(100)
4,505,44
7
(100)
2,840,63
2,527,15
5,367,78
(53)
(47)
(100)
Data on degrees of democratic freedoms are from: Adrian Karatnycky et al. (Freedom House
Survey Team), Freedom in the World: The Annual Survey of Political Rights and Civil Liberties 1995
1996 (New York: Freedom House, 1996), 541, which classifies states as "free," "partly free,"
and "not free." Data on state populations are from ibid., passim. Data on the degree of
ethnic heterogeneity are from three sources: ibid.; Robert Famighetti, ed., The World Almanac
and Book of Facts 1997 (Mahwah, N.J.: K-III Reference, 1996), 737-837; Central Intelligence
Agency, World Factbook 1992 (Washington, D.C.: U.S. Government Printing Office, n.d.). A
state is coded "homogeneous" if one ethnic group comprises 80 percent or more of its total
population, and "heterogeneous" if no ethnic group comprises 80 percent of its total
population. Coding was performed as follows. If Freedom in the World offered a statistical
breakdown of a state's population by ethnic group, its numbers were followed. If not,
numbers were taken from the World Almanac and the CIA World Factbook. If no numbers
estimating group sizes were found in these sources, a state was coded "homogeneous" if the
language in these three sources indicated that one group was an overwhelming majority or
that the state population comprised a homogeneous blend of several ethnic stocks. A state
was coded "heterogeneous" if any source mentioned four or more major groups without
claiming they were blended. Also, a state was coded homogeneous if more than 80 percent
47
of its population was composed of voluntary immigrants, even if Freedom in the World broke
these immigrants into sub-groups. (Under this rule the United States got a "homogeneous"
rating, as it otherwise might not). Finally, we coded Lebanon "heterogeneous" to recognke
divisions among its religious groups, despite its Arab preponderance. Our sources provided
insufficient data to code the ethnic heterogeneity of ten states, having a total population of
106,011,000. These states are omitted from Table 5.
48
49
78. Making this argument is Kaufmann, "Possible and Impossible Solutions to Ethnic
Civil Wars." An antipartition argument is Robert Schaeffer, Warpaths: The Politics of Partition
(New York: Hill and Wang, 1990). A comparison of both pro- and antipartition arguments
can be found in Daniel L. Byman, "Divided They Stand: Lessons about Partition from Iraq
and Lebanon," Security Studies7,no. 1 (autumn 1997): 1-29.
79. We have argued that the Bosnian and Kurdish conflicts are best resolved by partition.
See John J. Mearsheimer and Stephen Van Evera, "When Peace Means War," New Republic,
18 December 1995; and Daniel L. Byman, "Let Iraq Collapse," The National Interest (fall
1996): 48-60.
50
however, is still the better option if the alternative is massive civil violence
of the kind lately seen in Bosnia, Sri Lanka, Turkey, and Rwanda.