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Lucas Angjoni
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other hand, the 'particular' seems to be either the explanans itself, or else
the point of arrival in which the immediate datum would be finally
explained by its appropriate principles and causes. This use of these
terms contrasts with another passage, where the sense attributed to them
seems to be diametrically opposite: Posterior Analytics 1-2 (71b32-72a5):
Things are prior and more knowable in two ways; for it is not the same
to be prior by nature and prior in relation to us, nor to be more
knowable and more knowable to us. I call prior and more knowable in
relation to us items which are nearer to perception, prior and more
knowable simpliciter items which are further away. What is most universal is furthest away, and the particulars are nearest. (Barnes's translation, with some modifications).
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2 In 71b34-72a2, the expressions 'prior by nature' and 'more knowable' are used
together in contrast to 'prior to us' and 'more knowable to us'. In 72a3, Aristotle,
developing this contrast, seems to take 'prior simpliciter' and 'more knowable
simpliciter' as equivalent to 'prior by nature' in 71b34 and 'more knowable' in 72al.
This last expression is introduced as an absolute one, with no kind of qualification.
3 This rule appears in A Po 72a29-30 and Metaph 993b24-25. Lesher [1973], 62-5,
appealed to it in order to overcome some problems about the interpretation of the
terms 'akribesteron' and 'alethesteron'. I believe that it can be applied appropriately
also to the case I am considering.
4 I thank an anonymous referee for pointing me to this passage
of the Metaphysics.
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5 Wieland [1975], 129-130, and [1993], 89-106, is right to say that 'gnrimteron hemin'
is applied to the previous knowledge that frames our ordinary background; but he
is not right when he says that 'gnrimteron hapls/phusei' has a mere protreptical
origin and sense. Bames [1995], 96-7, and Scholz [1975], 56-7, seem to have understood 'gnrimteron phusei' as an epistemological notion, having to do with certainty
and/or evidence. That view does not seem right to me.
6 See the characterization of the proper principles of demonstration in A Po I 2,
71bl9-33.
7 It is true that transitiveness does not hold for every kind of predicate, or at least so
Aristotle conceives. Some kind of coincidental predicates do not admit transitiveness (see A Pol 22,83a25-8, Metaph IV 4,1007a32-3). But, to my point, it is enough
to consider that at least essential predicates admit transitiveness,
and this transitiveBrought to you by | UNAM
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pects stand in a relation of inverse proportion. A more universal predicate can be attributed to a greater number of things, but can be analysed
in a lesser number of constitutive elements. A less universal predicate
can be attributed to a lesser number of things, but can be analysed in a
greater number of constitutive elements.
It is not difficult to see that these two aspects are not incompatible and
can answer to different contexts of scientific inquiry or to different
concerns in the work of science.8 But, for the moment, let us suppose that
there is an opposition between two kinds of explanation. According to
one conception, to explain would be to group the data under wider
classes. The propositions describing the universal properties of these
classes would function like laws able to cover the particular cases. In this
way, to locate a thing in a universal kind would be to subordinate it to
a general rule able to predict its behaviour. And the explanatory power
of a rule would be proportional to the level of its universality: the first
principles would be the most universal notions or the most universal
propositions, applicable to the greatest number of things.9
According to another conception, to explain would be to define a
thing, i.e., to state what it is, enumerating the whole of its essential
ness is another way to increase (auxesthai A Po 78al4) syllogisms, besides the one
described in this paragraph.
8 The idea that Aristotle recognises at least two stages in the explanatory work of the
sciences has received widespread agreement. Ferejohn [1991], 19, sees Aristotelian
apodeixis as a 'two-stage affair', in which the syllogistic chains are preceded by a
'framing stage' performed by Aristotelian division, which organizes and gives
existential import to 'merely universals' definitional starting-points. Bayer [1997],
131-2,135-6 states that to explain is not to classify, for the classification performed
by selection of commensurate universals is a mere introductory work to the real
explanation. In the same way, see Lennox [2001a], 46-8, 51-3: the historia, which
establishes the commensurate universals, is a predemonstrative and preliminar
work, and the explanation that states the causes and answers the 'why' question
also states what the thing is. See also Lennox [1987], 92,97.
9 This conception of explanation as classification in wider classes becomes similar to
the Hempelian pattern, once we realise that the classes have a prepositional content
about the manner of being of the items they include. Classification asserts, for
instance, that 'horses are animals'; but this means that, inasmuch as 'animals are so
and so', we can infer (and, in some way, predict) that 'horses will be so and so and
behave in such and such a way'. To classify is to put an item under a more general
law, from which we can state its properties and its usualBrought
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10 Barnes [1992], 97, commenting 71b33, proposes the following rule: 'if P is more
familiar by nature than Q, then P cannot be less general than Q'. But if''gnrmiteron
phusei' (in Barnes's translation: 'more familiar by nature') points to a greater explanatory power, as I am claiming, Barnes's rule at least suggests a close tie between
level of generality and explanatory power, so that a thing would be more fully
explained according to the greater generality of its principle.
11 I will not go into the details of this issue; for the sake of my argument, I have
deliberately oversimplified it. But it is surely true that, for Aristotle, apprehension
of an individual is not an outcome of mere sense-perception, but rather a complex
cognitive process, which in some way involves a cooperation of nous and aistfsis.
Even so, we can ask ourselves what kind of explanation this use of the
terms 'katholou' and 'kath' hekaston' would imply. The process from
katholou to kath' hekaston cannot mean a subsumption of particular cases
under more universal laws, nor an application of universal rules to
particular instances. Quite to the contrary, this process means an analysis
of a whole into its constitutive elements. In this text, 'universal' designates the features more known to us by sense-perception. These features
are so called because they are common to various objects, inasmuch as
this kind of universal 'is a sort of whole' (184a25) which we perceive not
in all its articulations and its inner diversity, but as a sort of crowd of
objects which share certain features (and only certain features) in common. Indeed, these features do not comprehend a full characterisation
of those objects, but only allow a preliminary identification of them. Each
of those objects is classified under the same class and is marked by the
same feature, but none is fully known in its own properties.
Thus, the work of scientific explanation consists in a discrimination
of the elements of confused generic universals. The causes and principles
which provide us with full knowledge about natural things are their
essences.14 According to this, scientific inquiry ought to discern differences of the preliminary data and so to specify the particular essential
properties of each natural object initially contained in the 'katholou'
crowd. In this way, by 'division' of the initial muddled mixture, i.e., by
an analysis which finds the appropriate elements, the natural scientist is
able to reach an exact determination of the essence of each particular
item.15
in the biological writings has no taxonomic value, and this position has received
general agreement (see Lloyd [1990], 8). I think this position would be equally right
about this use of 'katholou' and 'kath' hekaston'.
14 I take this for granted. Aristotle is famous for having introduced the four aitiai. But
I believe that in Physics II7-9 the multiplicity of these aitiai is unified in an articulated
account of the natural thing. In this account, the form, conceived as equivalent to
the telos and the moving cause (198a24-7), determines a set of material properties
necessary to its effectivity (200a5-15) This form, capable to determine its adequate
matter, is fully responsible for the account of what a thing is and, in this way, can be
conceived as the essence (cf. 193b2-3), inasmuch as it is capable of explaining not
only the set of functional properties of the thing, but also its behaviour, its capabilities and its material properties.
15 For an interpretation in these same lines, see Wieland
[1993], 108. The use of
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'dwirousi' at 184a23 can suggest that the task of a natural scientist would be a mere
division of universal classes into more specific ones. This suggestion is strengthened
once we realize that Aristotle (at least prima facie) takes division as a privileged
instrument to build definitions (see Metaph 1037b27-30ff., Parts of Animals 643b2324ff.: Aristotle's criticisms are directed against dichotomy, not against every kind
of dmrein). But definitions of natural things can be built also as a hylomorphic
account and the differentiae that will enter into this account are not mere classificatory notions (see note 16). Thus, the diairesis is not a mere classificatory tool, but also
an analysis (on this point, Charlton's translation seems to me very proper) that
discerns the properties which allow us to define a thing. The evidences for a
conception of hylomorphic definitions of natural ousiai in Metaph Vn-VTH are
controversial. It is well known that Frede-Patzig and others have denied this
evidence. I think they are wrong, for there is enough evidence for this conception
in Metaph VII 17 and VIE 2-3. But it is enough for my argument to point to the
following texts, as evidence for a conception of hylomorphic definitions of natural
things: Physics 2,194a5-7,12-17; II9,200M-8; de Anima 11,403a24-bl6; Metaphysics
VI1,1025b32-1026a6.
16 These more fundamental features are not a differentia ultima (see Metaph 1038al9-20),
nor mere classificatory notions which will keep the thing separate from all others.
In Parts of Animals 12-3, Aristotle does not admit that only one differentia ultima could
sum up the essence of a thing (see 642b5ff.). He advises the natural scientist to apply
simultaneously many lines of differentiation, not dependent upon each other, to
reach the form and the definition of the essence (see 643b23ff.). In the same book,
he conceives the form i.e., that which enables us to state what a thing is as a
functional property which subordinates an articulated set of material properties,
assumed as necessary conditions to a thing's essence. Thus, it is not mere classificatory notions, but rather the form so conceived that determines fully what a thing is
and why it has the properties it has. See 640al6-19,640bl8ff. In this way, Aristotle
can say that the 'what it is' and the 'why it is' are questions identical with each other
(see A Po 90al4-15, and also 93a3ff.: Aristotle states that a definition, which says
what a thing is, also displays its cause, by which it exists
or is astoityou
is; see
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[2001a], 51, 60). In the same way, he can state that the form is the cause of being
that is, the cause by which the thing is as it is that explains 'why the thing is so
and so' and answers 'what it is' (see Metaph 17, specially 1041b7-9,25-27; but the
same view is also implied in VIE 2,1043a2-3, VTII3,1043b4-14).
17 I think that the use of Onoma' can be understood in this way at Metaph 982b8 and
1006a30. In the first passage, 'zetoumenon onoma' does not mean a word or name
which is being investigated, that is, whose definition is being searched; it means
rather a designation, that is, the application of a term to an item which satisfies the
relevant requirements for that application; in other words, when Aristotle says
'zetoumenon onoma', the 'investigation' implied in this expression is a search for a
thing to which a designation or name, already defined, can be properly applied. The
second text is much more controversial, but I think that 'semainet to onoma to einai e
me einai todi' can be read as 'the application of a word F [to an item x] means that [x]
is (or is not) G', G ('todi') giving the proper criteria for the use of 'F'.
general point of view: Aristotle is solely concerned with the hill characterisation of scientific principles in general. When he denominates them
as 'universale', he is only contrasting them with the ordinary data which
provides us with explananda. Aristotle does not say that explanation
should proceed, in every case, from the more particular to the more
universal, as though explanation was a mere classification under wider
classes and as though more universal principles could furnish a fuller
knowledge of all things they are applied to. Aristotle says that scientific
principles should not only be true, primitive and immediate, but also
prior to and more knowable than their consequents and, finally, causes
responsible for their consequents (71b20-2). But all these predicates are
quite well suited to specific differentiations by which we can state what
a thing is and why it is as it is.
Therefore, there is no contradiction between the characterisation of
scientific principles in Posterior Analytics 12 and the description in Physics
I 1 of the heuristic path by which these principles should be attained.
There is, indeed, a discrepancy in the sense of 'katholou' and 'kath'
hekaston', but this can be explained by the context and terminological
malleability of Aristotelian texts. In Posterior Analytics I 2, scientific
principles are characterised as more knowable by nature inasmuch as
they are not only self-explanatory but also able to make other things be
known. These principles are not near to ordinary data of sense-perception, but should be attained by further inquiry. In these points, Posterior
Analytics I 2 and Physics I 1 agree with each other. There is only a
terminological difference: in Posterior Analytics 12, Aristotle denominates
scientific principles as 'katholou', whereas in Physics I 1 these same
principles are denominated rather as 'kath' hekaston'. On the other hand,
in Posterior Analytics 12 'kath' hekaston' denominates ordinary data more
known to us, whereas in Physics I 1 these data are denominated as
'katholou'. In other words, the opposition between 'katholou' and 'kath'
hekaston' means in Posterior Analytics 12 an opposition between explanatory concepts and empirical data, whereas in Physics I 1 it means an
opposition between generic features (understood as data) and specific
elements (understood as principles and causes).
Thus, the terminology of Physics 11 is not a mere idiosyncrasy of a
clumsy text. It can be perfectly understood under the picture of Posterior
Analytics 12. The ordinary data, grasped by sense-perception and more
known to us, are equivalent to generic features that many things share
in common. These features are not able to discern specific properties of
each item to which they are applied. Rather, they include these items as
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in a confused crowd, 'in a whole', that is, in a whole
of yetto you
undifferenti-
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ated and undefined things.21 On the other hand, the principles able to
explain ordinary data (and so more knowable by nature) and to be
attained by further inquiry (and so less known to us) are not universale
more and more undifferentiated and able to include a greater number of
things. They are rather differentiations through which each thing can be
properly defined, so that a crowd marked off only be generic features
can become an articulated whole. And these differentiations fit perfectly
well the definition of principles we find in Posterior Analytics 12: they are
true, self-explanatory and immediate ('amesa', in the sense that they
cannot be demonstrated through another meson), as well as more knowable than, prior to, and causes of the generic features, inasmuch as they
can explain why things have these generic features.
Research in the natural science consists exactly in this inquiry into
differentiations and exact definitions, and this explains why Aristotle
describes it as a path from 'katholou' towards 'kath' hekaston'. According
to this itinerary of research, scientific explanation does not consist in a
mere inclusion of data in more and more general classes. This work of
classification is a mere preparatory step to another kind of work: to
discern specific features able (i) to explain why things have the generic
features we first are acquainted with and (ii) to ground a definition more
satisfactory than the preliminary one.22
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