Professional Documents
Culture Documents
1 (2012) 40-75]
doi: 10.1558/jcr.v11i1.40
FABIO GIRONI1
Cardiff University
GironiF@cardiff.ac.uk
Introduction
The aim of this paper is to examine the employment of critical realism by
scientist-theologians2 within the discourse of science and religion: this can
roughly be identiied with that academic community which, since the mid1960s, has dealt with the theoretical construction of modes of interaction
1
PhD Candidate, School of English, Communication and Philosophy, Cardiff University, Humanities Building, Colum Drive CF10 3EU. Fabio Gironi received his BA in philosophy from La Sapienza University in Rome, and his MA in the study of religions from the
School of Oriental and African Studies in London. He is currently working towards his PhD
at the School of English Communication and Philosophy, Cardiff University.
2
I borrow this cumbersome terminology to describe the actors in the science and religion debate from one such actor, John Polkinghorne. In his Scientists as Theologians (1996),
a comparative analysis of the work of Ian Barbour, Arthur Peacocke and himself, Polkinghorne employs the term to describe scientists with a personal commitment to religion and
a serious concern with theology (1996, ix).
Equinox Publishing Ltd 2012, Unit S3, Kelham House, 3 Lancaster Street, Shefield, S3 8AF.
41
between the two ields.3 My analysis will concentrate irst on the critical realist
attitude espoused in the work of four central igures: Ian Barbour, Arthur
Peacocke, John Polkinghorne and the early work of Wentzel van Huyssteen4
the irst three deined by the fourth as towering igures and still shaping
much of the current dialogue in our ield.5 Subsequently, I will linger in
more detail on the thoroughly structural role that a more qualiied form of
critical realism directly inspired by the philosophy of Roy Bhaskar plays in
Alister McGraths recent project of producing a scientiic theology.6
All these authors agree that the best construction of theories in theology
is to be shaped by epistemological standards borrowed from (or at least modelled upon) contemporary philosophy of science, and that theology shares
with science the same form of rationality. Hence criteria for good theology
are sought by examining the criteria for good science, since these authors
argue the epistemic project of the two disciplines is one and the same: the
exploration of reality. On a most general level, the intention of these authors
is to ind compatibility between science and (Christian) religion through the
mutual adoption of realism.
My contention is that this theology-oriented appropriation of critical realism produces a stance that betrays the aims of scientiic critical realism by
hijacking some core commitments of the latter (in particular its epistemic
fallibilism and its conception of a stratiied reality). These are turned into
the central planks of an argument aimed at (re)asserting a form of ontological and methodological primacy for theology by reinterpreting the stratiication of reality in hierarchical terms, in implicit accord with the trope of a
scala naturae7 taking as an a priori assumption the existence of a God as the
reality which is the object of theological enquiry. The result is an ideologically suspect confusion between the epistemic project of the natural sciences
(for which critical realism is meant to be a philosophical grounding) and the
A more thorough introduction to the science and religion ield, and a critique of it
from a different angle from the one offered here, can be found in Gironi 2010.
4
Van Huyssteen defended critical realism in his early work, in particular in his Theology
and the Justiication of Faith: Constructing Theories in Systematic Theology (1989). In later years
(from the mid-nineties onwards), van Huyssteen moved towards a non-foundationalist and
context-dependent account of rationality and rejected the possibility of universal claims for
realism.
5
Gregersen and van Huyssteen 1998, 2.
6
McGrath published his A Scientiic Theology in three volumes: Nature (2001), Reality
(2002) and Theory (2003). In 2004 he published The Science of God, a single-volume compendium of his project.
7
Natures Ladder. Arthur Lovejoys The Great Chain of Being (2001) remains the most
thorough exposition of the history of this idea, and of its inluence on the whole of European intellectual history.
3
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FABIO GIRONI
43
time, though, Duhem claims that in itself and by its essence, any principle
of theoretical physics has no part to play in metaphysical or theological discussions.10 The project of the scientist-theologians which I consider in this
paper follows precisely opposite methodological commitments.
On the other hand, the scientist-theologians reliance on scientiic rationality is the point over which their theological project is at odds with that
of the radical orthodoxy group, an inluential contemporary theological
trend developed around the work of John Milbank,11 guided by a wholesale
rejection of secular reason. Milbanks project is presented as an attempt
to restore theology as a meta-discourse, redeeming it from its current
pathos of false humility.12 Diagnosing contemporary social theory as
infected by postmodern nihilism and theology as submitted to secular
reason, Milbank argues that, while theology accepts secularization and the
autonomy of secular reason, social theory increasingly inds secularization
paradoxical, and implies that the mythic-religious can never be left behind.
Political theology is intellectually atheistic; post-Nietzschean social theory
suggests the practical inescapability of worship.13 For Milbank, the way out
of this impasse is to recognize the inherently (heretical) theological nature
of all social and scientiic theories and therefore reclaim for (orthodox)
theology the jurisdiction over all human discourse, a post-secular meta-narrative that in the face of the secular demise of truth seeks to reconigure
theological truth,14 by re-afirming a richer and more coherent Christianity which was gradually lost sight of after the late Middle Ages.15 Only
Christian (Augustinian) theology offers the ontology of peace16 necessary
to defuse the violence engendered by the nihilist, postmodern (post-Nietzschean) abandonment of transcendent notions of the Good: social and scientiic theories have to be re-grounded in theology proper in order to avoid
nihilism.
It could be argued that the unashamedly revisionist project of the radical
orthodoxy group, while ideologically debatable, at least presents (in their
rejection of any natural knowledge of God) a degree of intellectual honesty
which is lacking amongst the scientist-theologians in the science and religion ield as they must continually negotiate an unstable allegiance to both
Duhem 1991, 285. For a more sympathetic account of Duhems work and Christian
commitments in historico-political context, see Martin 1991.
11
See, in particular, his inluential Theology and Social Theory (2006).
12
Milbank 2006, 1.
13
Milbank 2006, 3.
14
Milbank, Pickstock and Ward, eds, 1999, 1.
15
Milbank, Pickstock and Ward, eds, 1999, 2.
16
Milbank 2006, xvii.
10
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FABIO GIRONI
I agree with Daviss diagnosis regarding the uncritical acceptance of metaphysical assumptions by both parties, but while Davis and Milbank want to
discard these assumptions in order to make theology more theological (that
is, less metaphysical), I intend to do so in order to make scientiic atheism
more scientiic.
45
and Religion mainly celebrated for presenting the irst elaboration of Barbours famous typology of relations between science and religion21 argues
that science is a more human enterprise, and that theology is a more selfcritical undertaking than is indicated in most of the recent discussions,22
via an employment of critical realism. In this book, and indeed in many of
his numerous subsequent publications,23 Barbour introduces critical realism
in the context of a summary of the basic options concerning realism in the
philosophy of science and, concluding his survey, endorses it as the best
epistemic stance for scientists to uphold, given the shortcomings of positivism, instrumentalism, idealism and nave realism. Barbours critical realism
holds that the goal of science is to understand nature, not simply to control
it or make predictions,24 acknowledges both the creativity of mans mind,
and the existence of patterns in events that are not created by mans mind,25
and ultimately recognizes that
no theory is an exact description of the world, and that the world is such
as to bear interpretation in some ways and not in others. [Critical realism] afirms the role of mental construction and imaginative activity in
the formation of theories, and it asserts that some constructs agree with
observations better than others only because events have an objective
pattern.26
This typology assumed the shape of a fourfold categorization Conlict, Independence, Dialogue, Integration in his Religion in an Age of Science (Barbour 1990). This typology is still widely considered to be a crucial building block for the science and religion ield,
and is arguably the most recognizable legacy of Barbours work. Indeed, since Barbours
inaugural classiication, the entire ield of science and religion seems to suffer from a form
of taxonomical anxiety, as the types of classiications, typologies and taxonomies of interaction between science and religion have proliferated. This passage from Peacocke 1993
illustrates this tendency:
21
I have delineated at least eight putative relations between science and theology As R. J. Russell has pointed out, these positions may be differentiated
with respect to four dimensions of the science-theology relationship In each
of these four dimensions, the relation between science and theology can be
construed as either positive and reconciling and so as mutually interacting, or
as negative and non-interacting. This makes a total of eight (= 42) different,
conceivable relationships (Peacocke 1993, 20).
Peacocke goes on to endorse Russells idea of envisaging a continuum of possibilities
in each dimension, now conceived more like axes in a four-dimensional plane (1993,
2021). The conceptual effort in constructing byzantine structures of relationship is a testimony to the anxiety with which these authors attempt to reconcile science and theology.
22
Barbour 1966, 4.
23
Most notably Barbour 1974 and 1990.
24
Barbour 1966, 138.
25
Barbour 1966, 172.
26
Barbour 1966, 172.
Equinox Publishing Ltd 2012.
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FABIO GIRONI
27
28
29
30
47
ing and suggestive hypothesis31 offers nonetheless a similar, clear deinition of how the critical realist stance can be adopted in both science and
theology.
For this approach, in which the scientist and therefore also the theologian
attempts to say something about a reality beyond our language by means
of provisional, tentative models in terms of human constructs, the term
critical realism might be fruitful. A critical-realist approach to theology now
becomes feasible because metaphors and models play such a decisive role
in all cognitive development also in theology. A critical-realist stand is realistic because in the process of theological theorizing this concept enables
us to recognize the cognitive and referential nature of analogical language
as a form of indirect speech. It is also critical, however, because the role of
metaphoric language in theology would teach us that models should never
be absolutized or ideologized, but should retain their openness and provisionality throughout the process of theorizing.32
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Such a skeptical and qualiied acceptance of the models employed in scientiic practice echoes Barbours advocacy for models to be taken seriously
but not literally, and, like Barbour and van Huyssteen, Peacocke identiies
this kind of critical realism as the ideal philosophical attitude to be fruitfully
applied to theology, in light of alleged similarities between the two enterprises. Even more explicitly, Peacocke goes as far as drawing direct taxonomical comparisons between stances in philosophy of science and theological
methods, starting with the assumption that scientiic theory is the scientiic
correlative of theological doctrine. He thus classiies
nave realism as theological fundamentalism about received doctrines;
positivism as biblical literalism (reliance on biblical texts as empirical data
and disregard for interpretative categories); instrumentalism, whereby
religious myths and stories are either simple aids to the pursuit of policies
of life by capturing the imagination and strengthening the mind and
critical realism whereby theological concepts and models are partial and
inadequate but necessary and, indeed, the only ways of referring to the reality that is God and Gods relation to humanity.35
More than simply afirming and justifying the ontological reality of God, here
van Huyssteen performs a crucial leap, one shared by most fellow scientisttheologians:37 from reality to the Reality of God, a Reality at the top (or at
49
the base) of the order of being, well beyond both the human and the natural
ontological stratum.
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FABIO GIRONI
if all meaning is a personal human construct, then God can be no more
than a self-selected symbol for our individual highest ideals. Religion might
be true for me or true for you, as a technique for living, but it could not be
just true, pure and simple.38
With an eye to the dialogue with science, however, he employs this rejection of relativism in a strategic manner, claiming that in rejecting relativism,
science and religion can make common cause.39 At the same time though,
Polkinghorne warns against going to the opposite extreme, a stance even
more lethal for theology than postmodern sophistry. In an instructive
paragraph (featuring the uninformed usage of deconstructive as a term
employed to gesture allusively towards some sort of postmodern relativist
practice) he writes that
many who wish to rescue science from its postmodernist detractors have
often felt willing to leave religion behind in their deconstructive clutches.
This can lead to scientism: the belief that science is the only worthwhile
source of knowledge and that it is of itself enough. It is hard to exaggerate
the implausible poverty of a scientistic view of reality.40
The delicate strategy of the scientist-theologians, once again, is to demonstrate how a critical realist stance which rejects certain epistemic knowledge
relying as it does on models and metaphors which are not literal pictures
but more than useful ictions41 while preserving the independent ontological existence of its object, is the most adequate position to defend in any
knowledge-seeking enterprise, both in science and in theology. If postmodern theology seeks a reconciliation between science and theology by undermining both disciplines pretension to knowledge (proclaiming the death
of both God and Reason), critical realist theology seeks to reconcile them by
putting the emphasis on different yet connatural rational abilities to know
the world. How so? Polkinghorne writes that
the difference between science and its cousinly disciplines in the search for
motivated belief is not of a fundamental kind but it lies in the degree of the
power of empirical interrogation which these various investigations enjoy.
The philosophical acknowledgement that there is no foundationally certain
guarantee of scientiic knowledge serves not to diminish the claims of science to verisimilitudinous success, but to encourage other modes of enquiry
to comparable acts of intellectual daring in trusting the understandings that
they attain by making sense of their experience.42
38
39
40
41
42
51
By patronizingly praising science for its verisimilitudinous success, Polkinghorne is actually carving open a space for cousinly disciplines legitimately
to share sciences ambitions of truth. Yet the term other modes of enquiry,
referring to non-scientiic knowledge-seeking practices, sounds misleadingly
like a pluralistic recommendation for alternative epistemologies: what it actually indexes is exclusively (Christian)43 theology.
Are we to suppose that it is only in our investigations of the objective, impersonal physical world that we ind ourselves endowed with these powers of
apprehension, or may we be encouraged to trust our cognitive abilities
across a much broader spectrum of human encounter with reality? As a
passionate believer in the ultimate integrity and unity of all knowledge,
I wish to extend my realist stance beyond science to encompass, among
many other ields of enquiry[,] theological relection on our encounter
with the divine The search for truth through and through is ultimately
the search for God.44
This last sentence should clarify that the apparent modesty with which
Polkinghorne introduced theology as cousin of science is wholly inauthentic. Indeed, after having observed the remarkable and fortunate fact45 that
human rationality is able to explore and understand a rational universe, Polkinghorne feels compelled to surmise that
theologically, this is to be understood as due to the universes being a creation and ourselves as creatures made in the image of the Creator. The possibility of science is then the consequence of the deposit of the imago dei
within humanity. The critical realism which I have been seeking to defend
is thus found to be undergirded by a theological belief in the faithfulness of God, who has not created a world whose appearances will mislead
the honest enquirer. The unity of knowledge is underwritten by the unity
of the one true God; the veracity of well-motivated belief is underwritten
by the reliability of God.46
43
Polkinghornes position, like the other scientist-theologians, leaves little space for nonChristian traditions. When these are mentioned, they are mostly subsumed under the more
universal scope of Christian theology. Polkinghorne explains that The Abrahamic religions
Judaism, Christianity, Islam share a number of common features stemming from their
interlaced histories. They are surely seeking to speak of the same God, even though they
make many different assertions about the divine nature (1998, 111). In order to deal with
the less adaptable nature of non-western traditions, Polkinghorne somewhat grudgingly
refers to Keith Wards deinition of them as complementary to Semitic religions but concludes that I am not so easily persuaded that a deep-lying compatibility can be discerned in
this way or a synthesis achieved (1998, 112).
44
Polkinghorne 1998, 110.
45
Polkinghorne 1998, 122.
46
Polkinghorne 1998, 122.
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48
53
As God is parenthetically smuggled into the discussion, Peacockes argument becomes more explicit. Critical realism allows us to make sense of
unobservables in a way which is fertile for the scientist-theologian: contra
positivism and instrumentalism, it allows us to grant reality to unobservables
entities, but contra nave (scientiic) realism, it imposes limits on what we
can actually say about them, for our models are to be considered provisional
and mediated by an epistemic community of enquirers. The unobservable
entity God can therefore be known in its existence whilst the vagueness of
theological speculations regarding its nature is justiied by the employment
of revisable models and metaphors. After all, science proceeds in the same
way. Polkinghorne unequivocally spells out this very argument:
I believe that nuclear matter is made up of quarks which are not only unseen
but which are also invisible in principle (because they are permanently
conined within the protons and neutrons they constitute). The effects of
these quarks can be perceived, but not the entities themselves. To borrow
language from theology, we know the economic quark but not the immanent quark. Yet, on the basis of intelligibility as providing the grounds for
ontological belief, a view which has already been defended in the scientiic
context, I am fully persuaded of the reality of the quark structure of matter.
I believe that it makes sense of physical experience precisely because it corresponds to what is the case. A similar conviction grounds my belief in the
invisible reality of God.49
Once again, critical realism is here adopted in virtue of being equally opposed
to the postmodern or social constructionist relinquishment of a direct contact
with reality in-itself, and to a scientistic reduction of the world to what is
described by our best current physical theories. Temporary models and imprecise metaphors are the crucial cognitive methods for both scientists and theologians, referring to a human-independent reality which cannot be mapped with
absolute precision. Peacocke insists that models in both science and theology
are concerned less with picturing objects than with depicting processes, relations, and structures What matter is in itself, and what God is in himself
are left unknown and unknowable.50 This theological critical-realist approach
thus successfully secures the meaningfulness of statements regarding a divine
reality, while salvaging the orthodoxy of a divine nature necessarily unknown
and unknowable to the inite intellect of human beings.
Theology, Peacocke argues, is the intellectual analysis of the characteristic
human activity which is the exercise of religion.51 And this exercise operates at a level in the hierarchy of complexity that is more intricate than any
49
50
51
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of the levels studied by the individual natural, social, and other human sciences.52 The theological enterprise, then, is in fact a relection which encompasses humans, the world and God by standing at the summit of conceivable
complexity and wholeness, and theologians are allowed to ask (rhetorically)
whether perhaps theology, if no longer medieval queen of the sciences,
may at least be accorded the honors of a constitutional monarch.53 In a nutshell, the argument is: the philosophy of science offers a sceptical and qualiied critical realism which allows for an anti-reductionist understanding of a
reality organized in a structure of different strata of complexity, to be considered ontologically equally real. However, the most comprehensive, intricate (and speciically accessible to humans) of these levels is the religious/
revelatory one, and therefore theology the discipline studying this level
should be regarded as the constitutional monarch of all the sciences.
It is easy to see how the ontological democracy reached through the rejection of reductionism and the advocacy of a critical realist stratiied reality is,
in fact, undermined in Peacockes reference to a hierarchy of order54 which
justiies theologys prominence over and above the other sciences. The object
of theology is at the top of such a hierarchy, a theology that will therefore
have to listen and adapt to, but not be subservient to new discoveries concerning the realities of the natural world.55 These realities are discovered by
the natural sciences which, as human and fallible activities,
have to be more willing than in the past to see their models of reality as
partial and applicable at restricted levels only in the multiform intricacies
of the real and always to be related to the wider intimations of reality that
are vouchsafed to mankind.56
55
Realitys hierarchical structure is clear: God, whose existence is presupposed, transcends both the world and humans, while humans transcend
the non-human world which sits at the bottom of the ladder of ontological
dignity. As a consequence of this hierarchical understanding the natural sciences are represented as imperfectly mapping a mind-independent universe
which is in turn but a trace of God, creator in time and sustainer through
time of the natural world. This means that, methodologically, theology precedes science simply because, ontologically, the God-reality is the cause of the
world-reality.
This strict ontological dependency of the world upon Gods intellectual
act of creation is at the base of Barbours claim that the real is the intelligible,
not the observable59 since, he argues, mere empirical observation would lead
to an empiricist rejection of unobservables and overemphasis on rationalism
would lead to idealism. The intelligible, for Barbour, is that which we can
understand on the basis of observation but which transcends empirical evidence, and our movement from the empirical to the transcendent is justiied
by divine creation: the world was created by a rational God and thus displays
an intrinsically intelligible structure. Ultimately, God is the ens realissimum,60
and the intelligibility of the universe is testimony to the supremely real being
who has produced it the hierarchy of being is topped by the divine reality
(the only reality-in-itself, necessarily existent) and the natural world is only
insofar as it is the object of divine, Berkeleyan productive perception. Peacocke stresses how the intelligibility of nature is the guiding criterion of (and
indeed the necessary condition for) both science and theology. The two
enterprises share
their search for intelligibility, for what makes the most coherent sense of the
experimental data with which they are respectively concerned. What proves
to be intelligible is applied, in science, to prediction and control and, in
theology, to provide moral purpose and personal meaning and to enable
human beings to steer their path from birth to death.61
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57
evant for those non-believers who reject the very a priori belief in a Christian
deity which Niekerk recognizes as necessary once again reminding us how
the science and religion ield is really the site of the intra-theological apologetic theorization of intellectual strategies for confronting the prestige and
explanatory power of the natural sciences.
I agree with McGraths evaluation, but from here we move in very different directions, for while he thinks that these resources can play into (his)
theological hands, I think that such a theological appropriation is misguided
(and in fact plain wrong) and that an informed encounter with different
forms of contemporary realism undermines the possibility of a theological
realism. For McGrath, however, to employ Bhaskars philosophy is a way to
rescue science and religion from that unfashionable intellectual backwater and to reconnect theological discussion of critical realism with what is
happening within the mainline academic community.67 Bhaskarian critical
In the interest of balance, a more positive assessment of McGraths theological use of
critical realism than the one I will offer here can be found in Shipway 2004.
66
McGrath 2002, 208.
67
McGrath 2002, 208. Interestingly, McGrath (2002, 207) acknowledges van Kooten
Niekerks rather signiicant essay on critical realism, but only to criticize the lack of engagement with Bhaskars ideas, completely ignoring van Kooten Niekerks objections regarding
the necessary theistic commitments which precede any attempt to construct a theological
realism.
65
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59
God through revelation, taking full account of the stratiied nature of that
knowledge of God.74
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Alasdair MacIntyre. In McGraths reading, MacIntyres philosophy rehabilitates the epistemic velleities of theology by recasting epistemological questions in the sphere of competence of a reason valid within the limits of a
certain tradition: Christianity itself.
MacIntyres greatest achievement is to rehabilitate the notion that
Christianity possesses a distinct yet rational understanding of reality a
coupling which the Enlightenment regarded as impossible. Christianity is
once more free to assert its distinctiveness, instead of submitting itself to the
Enlightenment insistence on a universal human reason which determined
all things, seeing divergence from its judgements as irrationality.78
MacIntyre and Bhaskar are two instrumental choices for McGrath, allowing him to position his own scientiic theology in the space between objectivism/nave realism and relativism/antirealism. MacIntyres philosophy is
employed to reduce the scientiic tradition to just another tradition on the
same rational/epistemic footing as the Christian one, since the best that
we can hope for after the demise of foundationalism is a tradition-speciic
rationality which reaches beyond that tradition in its explanatory potency.79
For McGrath, the key to extending this trans-traditional explanatory power
resides in the universal scope of the Christian doctrine of creation. This doctrine, considered by McGrath (and by the other scientist-theologians) as the
core tenet of the Christian tradition, can
be said to be of meta-traditional signiicance in other words, although speciic to the Christian tradition, the doctrine is also able to explain aspects
of other traditions. The scientiic tradition, for example, inds itself having
to presuppose the uniformity and ordering of creation; Christian theology
offers an account of this.80
61
In his reading of Bhaskar, McGrath speciically insists on two tenets of critical realism: the idea of an epistemic fallacy and that of a stratiied reality.
McGrath summarizes the thesis which those falling into the epistemic fallacy
fail to acknowledge in the statement that the world is not limited to what can be
observed.85 In subscribing to this thesis, McGrath exploits Bhaskars project
by capitalizing upon the lack of an accurate description of how things are inthemselves while stating that things are in-themselves (Bhaskars intransitive
dimension). For the theologian, Bhaskars condemnation of the epistemic
fallacy can be turned into an argument proscribing empirical observations
abilities to decide upon ontological (divine) reality. The general realist ontological commitment that existence is not dependent upon observation is
turned into the theological claim that Gods existence is not dependent upon
(scientiic) observation. Having thus established that the ontological reality
of God cannot be submitted to empirical scrutiny, McGrath turns to the idea
of a stratiied reality. Indeed, the stratiication of reality refuting reductionist projects and arguing for the independent existence of discrete strata of
reality, from the natural to the social world proves itself even more useful to
McGraths project than the epistemic fallacy. As he explains,
83
84
85
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the stratiied understanding of reality afirmed by critical realism allows
us to argue that the natural sciences investigate the stratiied structures of
contingent existence at every level open to human inquiry while a theological
science addresses itself to God their creator who is revealed through them.86
It then follows that the proper role of theology is to posit that the creative
and redemptive being of God is the most fundamental of all strata of reality.89 Hence,
theology is not the queen of the sciences, but is the discourse which posits the
ontological priority of the God-stratum, predicated on the crucial role that
the doctrine of creation plays in Christian theology.90 It is hard to understand
how different strata might remain irreducible as long as nature is seen from
a speciically Christian perspective as creation:91 such a perspective insists on
seeing natural phenomena as dependent upon a postulated divine reality, and
such a dependency is not a weak emergence, but a strong creation ex nihilo.
Allegedly, McGrath can stand by his belief that the label queen of the sciences
is not suitable for theology by stating the specious thesis that theology is to
be regarded as lying at the base, not the apex, of the sciences.92 Theology is
ostentatiously demoted from its throne at the top of the disciplinary tree only
to be then referred to as dealing with the ontological basis of reality as a whole.
McGraths claims that different strata merely impose a different set of methodologies (scientiic or theological) for their enquiry does not hide his clear idenMcGrath 2002, 227, original emphasis.
McGrath 2002, 228.
88
McGrath 2002, 227.
89
McGrath 2002, 228, original emphasis.
90
McGrath previously claimed that Roy Bhaskars critical realism [is used] as a means
of clarifying how the natural sciences may be deployed as ancillae theologiae (2002, 200). It
seems then that while theology has been stripped of the title of queen, it is still entitled to
retain ancillae (handmaids).
91
McGrath 2002, 228, original emphasis.
92
McGrath 2002, 229.
86
87
63
tiication of the divine stratum with the foundational (i.e. creative of all the
others) stratum. As noted above, the claims of the other scientist-theologians to
modesty regarding theology are in fact routinely employed to reintroduce its
pre-eminence surreptitiously, as the discipline which has as its object the most
basic and foundational ontological level, i.e. God.
The rejection of this thesis goes to the heart of my own commitments: if in
a stratiied-reality worldview physics can indeed be identiied as that science
which deals with the most fundamental level of reality this does not imply that
basic physical reality is responsible for the creation of higher levels, which are
emergent from it. Bhaskar wants to reject a reductionism which privileges a
basic level of reality, and he also allows for an explanatory hierarchy the
lower strata explain the higher ones. He does not, however, want to claim
that the higher strata are therefore less real than the lower ones: whatever is capable of producing a physical effect is real and a proper object of
scientiic study.93 Nor does Bhaskar imply that the lower stratum creates (in
the Christian meaning of the term) the higher ones: a higher level of reality
has an emergent ontological dependency upon its lower level, not a creative
ontological dependency (this seemingly minor difference in fact indexes
the yawning gap between a metaphysics of immanence and one of transcendence). Andrew Collier, commenting on Bhaskars stratiied reality, enumerates three kinds of relations94 that can be said to hold between strata:
(i) ontological presupposition: one stratum presupposes another without
which it could not exist;
(ii) vertical explanation: where mechanisms at one stratum explain another;
(iii) composition: where entities at one stratum are composed by an assembly of entities from a lower one.
What kind of relation would the object of theology hold with the rest of
reality? The best candidate would seem to be ontological presupposition,
but it is easy to see how even this is far too weak a dependency compared
to McGraths doctrinal insistence on a creator-creature relation. McGraths
theism requires a creator, not a simple cause. Moreover, McGraths divine
stratum must most emphatically be a singular and uniied reality, while any
higher stratum is best understood as the assemblage of elements belonging
to a lower one.
McGraths apologetically warped endorsement of a Bhaskarian stratiication of reality has another vital consequence: the hierarchical structuring of
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reality, based upon the logical and ontological priority of a creator over its
creation, always includes a special placement for humanity and for human
rationality, since there is a created correspondence between creation and creator
that is to say, that the reality of God is rendered in the created order, including humanity at its apex.95 Human beings, then, are irmly placed at the
peak of created order, endowed with a gift of rationality with which to exercise power over creation. However, the hierarchy must be respected, and
McGrath is quick to remind humanity of its initude, since while God has
indeed endowed the creation with the possibility of disclosing knowledge
of the divine nature, human sin obscures that knowledge.96 Even in their a
posteriori knowledge of nature, human beings are really submitted to a set
of transcendental conditions imposed by God: the crippled intelligibility of
reality and the ixed horizon of reason are punishments for original sin. In
sum then, McGrath is arguing that the external world is independent from
human subjective access, but is still correlated to Gods atemporal, noetic
act of creation: both natures independent being and its intelligibility for us
depend on the action of a divine subject. It is precisely this dependence upon
God that ultimately secures the epistemic reliability of our observations
observations which, at the same time, are limited by our attenuated cognitive
abilities, tarnished by our fallen nature.
Ultimately then, McGraths employment of Bhaskars philosophy is undermined from the outset by a radical asymmetry between the starting presuppositions of the two authors. McGrath fails to appreciate that Bhaskars motive
for creating a new kind of realism is to construct a realist theory of science.
The apparent isomorphism between scientiic critical realism and theological critical realism can be argued therefore, only at the price of overlooking
Bhaskars most fundamental commitment to a realism capable of making
sense of everyday perception and scientiic experimentation without invoking extra-natural powers. Bhaskars transcendental conditions for experience (as in his original formula transcendental realism) are not sought,
as in Kant, in the active production of a cognizing rational agent, but are
those mechanisms and structures which lie in the external world and which
science discovers. Bhaskar writes that his position is characterized as transcendental realism in opposition to both empirical realism (the position of
those who reject the reality of stable mechanisms and structures which underlie empirical perceptions) and Kantian transcendental idealism imposing an
experience formally shaped by internal forms of intuition and categories of
understanding.
95
96
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It is quite clear, then, that all that Bhaskar needs is the existence of some
enduring and transfactually active mechanisms,98 capable of explaining (as
a condition of possibility for) the experimental successes of science. McGrath
ignores this metaphysical parsimony, and instead postulates a divine intellect
as a transcendental condition for both our subjective experience and the
objective existence of things-in-themselves with the mechanisms that regulate their causal interactions. McGrath doesnt ask, as Bhaskar does, given
these empirical results, what must the underlying reality be like? but rather
proceeds under the assumption that there is an entity God the Creator
whose existence, precisely due to its creative powers, can be conirmed by
pretty much any kind of empirical observation. In Bhaskars terms, whatever
we observe depends on a reality which is intransitive for us, but transitive for
the productive thought of God.
Conclusion
I have presented the work of a number of scholars operating in the science
and religion ield, outlining their employment of realism indeed their different but equivalent declinations of critical realism as a means to a theological end. Far from being the scene for a neutral (or explicitly hostile)
confrontation or comparison between science and religion, the disciplinary
matrix in which the scientist-theologians operate has the covert apologetic
purpose of representing theology as a peer of, and indeed as a monarch over,
the natural sciences. Its allure for the non-confessional scholar remains thus
(at best) questionable.99
Bhaskar [1975] 2008, 15, 17.
Bhaskar [1975] 2008, 20.
99
I am not claiming that it is in principle impossible to produce interesting scholarship on
the interface between science and Christianity, as indeed many non-confessional, socio-historical
analyses of this interaction can demonstrate (especially when such analyses are focused on
speciic historical igures and events, avoiding generalized claims the so-called complexity
97
98
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needs a metaphysical tidying up (not an erasure but an updating of metaphysics), informed by both historical genealogy and scientiic accuracy, in order
to be immunized from those assumptions which allow interested parties to
reactivate their dormant theological power.
John Polkinghorne101 comments:
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preposterous, inauthentic, lacking in intellectual honesty or patronizing in this work. In systematic theology, the existence of God is not taken
as an indisputable fact, but as a belief to be argued for by its explanatory
power in illuminating experience, including, for example, the fact of the
deep intelligibility of the universe, which science is happy to exploit but
unable of itself to explain.
The second role of theology, often called philosophical theology, is a second-order discipline seeking to embed the results of the irst-order investigations in a comprehensive and deep metaphysical understanding of the
nature of reality, taken as a whole. Any such metaphysical scheme must have
its fundamental basis taken as given and then made the foundation of the
ediice of understanding to be erected upon it. For example, the metaphysics of reductive physicalism takes the given laws of nature as its unexplained
brute fact. The metaphysics of theism takes the existence of a divine Creator
as its basic brute fact. It is at this second-order level that philosophical theology assumes the existence of God, which had to be argued for at the irstorder level of systematic theology.
Any metaphysical scheme has to be defended in terms of such criteria
as scope of explanation, naturalness of argument and economy of assumptions. For example, philosophical theology can argue that belief in the divine
Creator offers intellectually satisfying understanding of the source of the
deep and marvelous order of the physical world and its inherent fruitfulness
which has, over 13.7 billion years, turned an initial ball of energy into the
home of self-conscious beings. These properties of the laws of nature seem to
point beyond the appropriateness of merely treating them as brute facts and
so make the stance of physicalism unsatisfying.
Of course, these are dificult issues on which all will not agree, but their
signiicance surely calls for a discussion that is temperate and untainted by
polemic.
Fabio Gironi comments:
I thank John Polkinghorne for his response to my paper, and the JCR team
for enabling this exchange to take place.
As might be expected, I dont think Polkinghornes objections inlict great
damage on my arguments. In order to keep my response as brief as possible,
I enumerate a number of counter-objections.
1. Describing the efforts of systematic theology, Polkinghorne refers
to a spiritual reality, arguing that its existence can be inferred by
careful observation of motivating evidence. He thus compares the
scientists and the theologians inquiries as both instances of bot Equinox Publishing Ltd 2012.
70
FABIO GIRONI
tom-up thinking, i.e. both proceeding from experiential evidence in
order to draw general conclusions the rational strategy employed
by both inductive science and natural theology. However, no amount
of similarities in methodology can justify the conclusion that the
objects (the realities) examined by these two groups are equally
real. The real-life detective and the reader of a crime novel both
follow the same rational strategy of inferring to the best explanation
(that which its the evidence) but in the former case there are real
smoking guns and real perpetrators; in the latter its a mere intellectual exercise. What Polkinghorne calls evidence is at best circumstantial and unable, for the methodological naturalist (a stance
justiied by centuries of predictive successes of the natural sciences),
to prove the existence of an ultra-natural realm. What seems to us
as human inquirers cannot be the criterion for ontological conclusions. Not agreeing that there can be any motivating evidence for it,
I consider the belief in a spiritual reality (or indeed in any realm
causally disconnected from the physical universe the same argument applies to a noetic mathematical realm which Polkinghorne
elsewhere defends and for which he gives a theological warrant104)
unwarranted.
2. Polkinghorne argues that the God hypothesis is accepted due to its
explanatory power, since it would explain the deep intelligibility of
the universe. In his view, a divine being is not just the best answer to a
universal why question, but it also plays the (meta-)explanatory role
of accounting for sciences ability to explain the natural world: since
the universe was created by God to be rationally transparent, it is no
surprise that our epistemic gaze inds it so (and thus that our science
works). There are two problems here. First, what does best mean
here? Which theoretical virtues does the theological-realist explanation have? It is often argued that a creative God would be a simpler
explanation for, say, the so-called ine-tuning of cosmological constants than an explanation relying on chance. But how simple would
this entity really be? Surely the simpliication is in terms of the sheer
number of entities, but the price to pay is the attribution of limitless powers to this one entity. More to the point, we are just pushing
the explanation back, unless we adopt the theological dogma of a
self-positing being. The ultimate explanation remains unexplained
(whence this omnipotent being?). What about consonance with other,
accredited and tested, scientiic theories? Not really, for this theologi-
104
Polkinghorne 2011a.
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way of experiencing nature, remaining agnostic about the ontological truth of the matter, but I believe that the realist can afford to drop
this Kantian metaphysical reticence and argue for a universe as an
open system without any unity and (intrinsic) meaning.
3. How can Polkinghorne claim that science and theology have proper
domains when (in his own view) the best explanation for the success
of the former happens to be the central object of concern of the
latter? Whether explicitly stated or not, any creationist position
like Polkinghornes implies a heavy ontological dependence, and
thus places the theologians God in a position of metaphysical preeminence over the scientists natural world. The theologians insight
into the nature of the Creator of All is evidently more valuable (both
epistemically and morally) than scientiic knowledge since the scientists understanding of the universes causal mechanisms depends on
the latters created nature and on his or her own rational mind having
been tuned for the recognition of the divine marks impressed upon
creation. And a legitimate worry here is thus: how could this scientiic knowledge be truly a posteriori?
4. Polkinghorne seems to suggest that any metaphysical scheme is ultimately an arbitrary choice: a theological-creationist metaphysics
has the same a priori validity as a (say) physicalist one, since both
require a fundamental basis (be it God or physical stuff) as foundationally given, a brute fact. I have more sympathy than the average
scientiic realist with historicist concerns and attempts to explain
the intellectual evolution of our metaphysical schemes, and I have
clearly expressed my scepticism towards forms of anti-theological
thinking that fail to question sciences own metaphysical baggage.
However, this is a far cry from the metaphysical relativism hedging
Polkinghornes Christian beliefs from atheist critiques. It is evident
that, throughout the history of science, our metaphysical commitments regarding the deep nature of reality have been (and certainly
will be) revised, but this revision has been/will be directed by our
best system of scientiic explanation grounded in empirical observation. Between the two disciplines there must be an historical dialectic aimed at producing an increasingly satisfactory understanding of
the universe. A supernatural, personal and omnipotent divine being
does not igure in the list of metaphysical assumptions buttressing
our best theories, and its introduction creates more questions than
it would explain.
5. Polkinghorne calls the theological solution an intellectually satisfying explanation. We reach here a radical diffrend, for I fail to see
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how such an explanation can satisfy the scientiic realist (or indeed
any curious mind). To attribute ininite explanatory prowess to God
is not the humble and pious move which theologians often make
it out to be, but an arbitrary decision which stiles the epistemic
audacity which drives scientiic research research which at every
step along the way must question its own results and presuppositions
and expects (and desires) novel, unexpected truths about the world
which will force a rearrangement of our knowledge.
6. So far Ive mostly played Hume to Polkinghornes Paley, but as a
matter of purely metaphysical taste, I radically disagree with Polkinghornes vision of a universe in which, ultimately, knowledge and
truth are one because God is one,105 a vision that looms in the background of his response to me and of his whole natural theology. I
think that the theological/monistic reduction of truth to knowledge
is most perilous for realists of all stripes. In my view, the realist seeks a
reality that cannot be reinscribed into an eternal knowledge and that
indeed has the power to force a continuous rearrangement of knowledge. I take this to be an epistemological and an ontological point:
the theologians belief in a static universe dependent upon the mind
of God attempts to tame the power both of our understanding and
of being itself always to immanently transcend limits and boundaries.
There is no One God and thus truth is to be sought as that which
always exceeds knowledge.
Considering all of the above, I stand by my initial thesis that theological (critical) realism is more in the business of self-legitimization than it is in the business of substantive explanation. And I believe that a discussion can be both
polemical and temperate.
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