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An investor often qualifies under more than one test. The verification tests
below appear in order of ease of effort under most circumstances. Many
investors qualify under more than one test; always choose the least intrusive
and most expeditious test(s) whether or not you use a verification service.
Income Verification
Individual earns more than $200,000 a year or $300,000 with spouse
Net Worth Verification
Investor is an individual with more than $1 million in net worth, excluding
residence
Asset Verification
Investor is an entity with more than $5 million in good will or assets
Look-Through Verification
Investor is a member of an entity all of whose members are accredited
investors
Entity Verification
Investor is a member of a special type of qualifying regulated entity
Affiliate Verification
Investor is a director, executive officer or general partner of a qualified issuer
Whichever certification services you select, you must have policies in place
to protect confidential information of potential investors and ensure
compliance with all applicable privacy laws and regulations. Alternatively,
you can use an accredited investor verification service that has these
policies in place.
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