Professional Documents
Culture Documents
Vo l . 2 0 N o . 4
2007 SAGE Publications (Los Angeles, London, New Delhi and Singapore)
pp. 5378
ABSTRACT
The article unveils the intellectual indebtedness of Hans J. Morgenthaus
realist theory of international power politics to Freudian meta- and
group psychology. It examines an unpublished Morgenthau essay about
Freudian anthropology written in 1930, placing this work within the
context of Morgenthaus magna opera, the 1946 Scientific Man vs. Power
Politics and the 1948 Politics among Nations. The article concludes that
Morgenthaus international theory is ultimately based on the early
instinct theory of Sigmund Freud. Freud is thus to be seen as one of
Morgenthaus intellectual fathers. A second main argument refers to the
theoretical tradition that Morgenthau has founded within International
Relations (IR), namely: political realism. By investigating its core principles, it is argued that realism also may be rooted in Freudian thought.
Throughout, the article calls upon IR, Morgenthau scholarship, and
international-political theory to take Freud seriously.
Key words Sigmund Freud, human nature, international-political
theory, Hans Morgenthau, political realism
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INTRODUCTION
This article is concerned with International Relations (IRs) most important
theory: political realism (henceforth: realism).1 It offers two arguments. First,
Hans J. Morgenthau (190480), German-Jewish migr to the United States
and architect of 20th-century realism, constructed his theory of international
politics upon the early instinct theory of Sigmund Freud. Secondly, realism
may have been founded upon Freuds insights into human nature. A new
interpretation of both Morgenthaus anthropology, which underpins his
international theory, and the philosophical roots of realism is presented. This
endeavour is also motivated by the fact that Freud has a low profile in IR
which I believe to be a striking oversight.
IR is a young discipline. Only established in 1919, the first world-wide
Chair of International Politics was set up at Aberystwyth in reaction to the
horrors of the Great War. IRs early years (1920s and 1930s) were dominated
by so-called idealists (or utopians or legalists), who held crude balance-ofpower politics responsible for the occurrences of war. Idealists such as
Norman Angell, Woodrow Wilson2 and Alfred Zimmern thought of bringing
about more peaceful relations among nations by means of international law
and collective security mechanisms, particularly by the League of Nations.
Yet, with the failure of the League and the outbreak of the Second World War,
the idealist period of IR came to an abrupt halt. Realism became the orthodoxy in the field, thanks largely to Morgenthaus Politics among Nations
(1967[1948], henceforth Politics), which was published in 1948.
Together with other influential realists (such as Raymond Aron, Herbert
Butterfield, Edward H. Carr, John Herz, George F. Kennan, Henry Kissinger,
Walter Lippmann, Friedrich Meinecke, Reinhold Niebuhr, Frederick L.
Schuman, Nicholas J. Spykman, Martin Wight and Arnold Wolfers),3 Morgenthau set out to readjust the discipline: IR must study international relations
as they are namely, conflictual and driven by power politics and not as
we would like them to be. Despite the emergence of rival approaches such
as liberalism, constructivism, historical sociology, critical and postmodern
theories (Booth and Smith, 1995; Burchill et al., 2005, Dunne et al., 2007),
realism is still the prevailing wisdom in the field. Morgenthaus Politics
remains the bible of realism; it ran through several editions and has been
hugely influential among postwar academics and policy-makers. Morgenthau
is of immense significance to realism and IR. He is IRs founding father in
the sense that he was one of the first to present a comprehensive theory of
international politics. Moreover, Morgenthau was the architect of modern
20th-century realism.4 By architect it is meant that from Morgenthaus Politics
the three realist core approaches, namely, structural realism, human-nature
realism and neo-classical realism, have emerged.5 Robert Keohane rightly
points out: contemporary realism in all its variants (and the discipline IR
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sophisticated body of literature on the origins and development of Morgenthaus thinking, which, importantly, also sheds light on the development of
IR as an academic discipline itself not to mention 20th-century political
realism. In this process, all sorts of intellectual family trees for Morgenthau
have been drawn. It has been shown in great detail that Morgenthau was
influenced by thinkers such as Aristotle, Hans Kelsen, Abraham Lincoln,
Reinhold Niebuhr, Friedrich Nietzsche, Carl Schmitt, Hugo Sinzheimer, the
Sophists and Max Weber.9 Kelsen, Niebuhr, Nietzsche, Schmitt and Weber
are the usual suspects and, as will be taken up again below, each of them
can be linked to Freud. G. O. Mazur speaks of Niebuhr and Kelsen as the
most direct influences upon Morgenthau (Mazur, 2004a: 5). Freud, however,
is hardly mentioned in existing Morgenthau literature. This does justice to
neither Freud nor Morgenthau. My reading of Morgenthau is different.
Although these conventional intellectual cross-links (Kelsen, Niebuhr,
Nietzsche, Schmitt, Weber, etc.) might not be mistaken, they need to be either
superseded or at least complemented by the distinct Freudian elements in
Morgenthaus thought.
IR has also ignored Freud. This places the discipline in a rather peculiar
position. Anthropology, biology, economics, jurisprudence, literary theory,
medicine, neuroscience, philosophy, psychology, sociology and theology have
all attempted to come to terms with the implications of Freuds psychoanalytical insights; they have all fought their own Freud Wars. Yet IR, despite an
increasing interest in the disciplines intellectual history and its ontological,
methodological and epistemological foundations, has undervalued Freuds
significance for 20th-century IR. We might detect three reasons for this disregard of Freud. First, in one of IRs classical works, Man, the State, and War
(2001[1959]), Kenneth Waltz suggested three explanatory levels, i.e. images,
where the causes of war traditionally have been sought. He argued that some
explained war by human nature (first-image theorists such as Morgenthau),
some by the internal constitution of the states (second-image theorists such
as Kant), and others by the structure of the state system (third-image theorists such as Rousseau). Yet, surprisingly, given Waltzs critique of dozens and
dozens of political philosophers and theorists, behaviouralists and essayists
of any sort and any epoch, he mentions Freud on only four, rather trivial
occasions (2001: 69, 71, 187).
In addition to Freuds being left out of one of IRs constitutive works, there
is a second reason why he has been avoided so persistently. Freud occasionally does make it into IR textbooks and his Why War? (1933) is even
considered as one of IRs basic texts (see Luard, 1992). However, Freuds is
a Pyrrhic victory. The preoccupation with this (in)famous Einstein letter
exchange is part of the problem. Freuds life-work roughly amounts to 20
volumes,10 thus this 13-page letter can hardly be the reference point for
assessing Freuds value for IR. In fact, it is the wrong choice altogether: Freud
overtly admitted that he was bored with this exchange; he was not expecting
a Nobel Peace Prize for this sterile so-called discussion with Einstein
(quoted in Jones, 1957: 187). The letter is, as Ian Forbes comments, in many
ways peculiarly unsatisfying (1984: 16). Focusing on Why War has significantly contributed to the quantitatively and qualitatively poor reception of
Freud in IR and international-political theory (exceptions include Elshtain,
1989; Maffettone, 2005).
A third cause for IRs neglect of Freud derives from Morgenthau himself.
He expressed his verdict on Freud in his autobiography (1978). Morgenthau
says: Yes, I was interested in psychoanalysis, have played with Freudian
concepts but I soon realized the impossibility of accounting for the complexities and varieties of political experience with the simplicities of a reductionist theory (1978: 67). Again, nothing positive about Freud. And even worse,
Morgenthaus comment on Freud is readily cited in IR and Morgenthau
literature. It needed magic arts to eradicate Morgenthaus words from his
autobiography. Still, there is sufficient evidence to suggest that Freud had a
profound impact on Morgenthaus thought.
The task of painting Morgenthau as a Freudian who constructed his theory
of international politics upon Freuds early instinct theory will proceed in
two steps. The next section deals with Morgenthaus view of man as found
in both his Freud Script and Scientific Man. I will interpret Morgenthaus
anthropology as a cohesive dualistic instinct theory which follows Freuds
early instinct configuration, distinguishing between ego instinct and sexual
instinct. In the subsequent section, I will be concerned with examining how
Morgenthaus Freudian anthropology influenced his Politics. I will argue that
Freuds conception of identification and his group psychology are essential
ingredients to Morgenthaus international thought. My analysis of Morgenthaus Freud Script, Scientific Man and Politics three interrelated works in
which can be found the kernel of Morgenthaus indebtedness to Freud
will prepare the ground for the conclusion that it is more than likely that
20th-century realism was founded upon Freuds anthropology. It needs to be
pointed out that this article neither evaluates whether Freud himself intellectually fits into the realist paradigm nor examines whether Morgenthau
would have reached different conclusions regarding his international theory if
he had read Freud differently. I will now turn to Morgenthaus anthropology,
arguing that it is fundamentally based on Freuds early instinct theory.
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Morgenthau could hardly be more explicit in deriving his instinct of selfpreservation from Freuds ego instinct and his instinct of self-assertion from
Freuds sexual instinct. Moreover, we can identify two additional debts
to Freuds instinct theory. First, following Freuds instinct dualism, the two
instincts are necessarily independent of each other and stand in fierce opposition. Secondly, following Freuds pleasure principle, only the instinct of
self-assertion, and not the instinct of self-preservation, is rooted in mans
inborn desire for pleasure. Thus, we might well argue that Morgenthaus
anthropology of the Freud Script stems from Freuds pre-Thanatos instinct
theory.
Morgenthau considered his use of Freuds work as an ill-fated attempt
which he did not even try to publish (1978: 67). Yet this is only half the
story. The script was, in fact, never published but large parts of it were reused
in the 7th chapter of Scientific Man. Morgenthaus Freudian dualistic instinct
theory, as developed in 1930, is identical with his conception of human nature
as proposed in Scientific Man only the labels are altered.
Starting from the analyses of the instinct theories of 1930 and 1946, I am
now in the position to amalgamate the instinct of self-preservation with the
instinct of selfishness. As shown above, both are, to use Morgenthaus words,
a child of hunger, which long for survival. It is only a matter of rhetoric how
they are referred to; they are completely identical. Morgenthau sticks to the
Freud Script and it can be concluded that Scientific Mans instinct of selfishness is basically Freuds ego instinct. Now, it is necessary to merge
Morgenthaus instinct of self-assertion with his animus dominandi. I will
conclude that the lust for power essentially follows Freuds sexual instinct;
to arrive at this conclusion, we need to go back briefly to the instinct of selfassertion.
I have already unearthed the pleasure-seeking nature of the instinct of selfassertion, which was identified as being identical with Freuds sexual instinct.
Morgenthau, entirely in Freudian fashion, points out that the objects in
which the instinct of self-assertion can find gratification are manifold (1930b:
256). Morgenthau adopts from Freud the possibility for the instinct to direct
itself towards various objects. Yet, the key for merging the instinct of selfassertion with the animus dominandi, and, then, to interpret them as Freuds
sexual instinct is the social nature which underlies all three. The instincts
social nature, taken together with the pleasure principle and the object-based
character of instinct gratification, not only again illustrates Morgenthaus
universal adherence to Freud but sheds light on the Freudian character of
the animus dominandi. According to Morgenthau, dominating others brings
maximum satisfaction of the instinct of self-assertion (1930b: 43). This means
that man needs another man, a social relationship, in order to comply with
the demands of the pleasure principle. Hence, the animus dominandi is the
most important manifestation of the instinct of self-assertion. It is thoroughly
Freudian, since the latter had already been clearly identified as Freuds sexual
instinct.
Thus far, I have proceeded backwards chronologically: from the 1948
Politics back to the Scientific Man of 1946 and then back to the 1930 Freud
Script. In reverse: Morgenthau constructs a Freudian anthropology in 1930;
the instinct of self-preservation is identical with Freuds ego instinct, and the
instinct of self-assertion stands for Freuds sexual instinct. This dualistic
Freudian instinct theory makes its way into Morgenthaus authoritative statement on human nature of 1946. The instinct of selfishness is rooted in Freuds
ego instinct and the animus dominandi stems from Freuds sexual instinct.
Initially, I conclude that Morgenthaus anthropology is fundamentally based
upon Freuds early instinct theory and it may be safely said that Morgenthau
is a veiled Freudian. This raises two questions. Can Freudian traces be found
in the international theory of Politics? Why did Morgenthau turn to Freud in
the first place? The answers are intertwined: in 1930 Morgenthau sought
Freuds help to put an end to international legalism and to lay the foundations
for a realist international theory. I will now turn to the first question: Morgenthau adheres to his Freudian instinct theory in Politics; he uses Freuds concept
of identification to link mans animus dominandi to a nations desire for power.
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concerned with the animus dominandi. According to Morgenthau its universality cannot be wished away. The lust for power is encountered in all social
relations on all levels.
Thus far, Morgenthau has merely told us that international dilemmas are
ultimately rooted in man; that they originate in mans two instincts, especially in the lust for power. It will be argued below that Morgenthaus
methodological individualism stems from Freud. Now, we consider Morgenthaus explanation of how mans instincts translate into a nations lust for
power. I will argue that Morgenthaus reasoning is unreservedly Freudian.
Morgenthau proceeds in two steps: first, he follows Freud in recognizing
societys demand for instinctual renunciation; secondly, he employs Freuds
concept of identification to link mans lust for power with a nations lust for
power. Man cannot do as he wishes; the demands society puts upon him are
too great. Morgenthau sees that man is confronted with a network of rules
of conduct and institutional devices, which either divert individual power
drives into channels where they cannot endanger society, or else they weaken
them or suppress them altogether. The consequences are harsh: man cannot
satisfy his instincts. Thus, man (i.e. his ego) is seeking other channels in which
to find gratification; he might project his unsatisfied instincts onto competitive examinations, sports, or fraternal organizations and so forth (1967: 98).
This is sufficient to detect Morgenthaus indebtedness to Freud.
Morgenthau follows one of Freuds central tenets which was most forcefully laid out in Civilizations and its Discontents (1930): the irreconcilable
antagonism between the demands of the instincts on one hand, and societys
over-arching demands for instinctual suppression on the other. Following on
from the incompatibility of man and civilization, Morgenthau agrees with
Freud that we are, in a sense, anti-social and anti-cultural beings. Yet, secondly,
Morgenthau not only recognizes this antagonism but also speaks of channels
into which mans unsatisfied instincts can be diverted. Here, channels might
easily be replaced with Freuds terminology. Morgenthau is thinking of
Freuds defence-mechanisms: the ego brokers between the demands of the
instinctual id and the demands of the societal super-ego; by employing coping
strategies, the ego aims at reducing the tensions caused by instinct suppression. This leads to Morgenthaus third indebtedness to Freud. By recognizing
the oppressive demands of civilization upon man, appreciating that this causes
mental disturbances, and allowing for man to divert those unsatisfied instincts
onto other objects, Morgenthau endorses, albeit implicitly, Freuds structural
theory of the mind, as expressed in Freuds The Ego and the Id (1923).
Morgenthaus use of Freuds tripartite division of the mind is also evident
when considering his second step in which the animus dominandi is being
linked to the nations desire for power. Morgenthau brings into play Freuds
concept of identification and adheres to Freuds group psychology. Morgenthau suggests channels in which the animus dominandi finds gratification; yet
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intrusion of international politics. From that discovery there was but one
step to the conclusion that what really mattered in international relations was
not international law but international politics (1978: 65). The legalists,
according to Morgenthau, failed to recognize the distinctive political element
operating between nations; they walked into the same traps as most representatives of German Staatsrechtslehre prevailing at that time. Consequently,
German state-legal theory became the victim of Morgenthaus attack (1932).
He criticized legal positivists such as Paul Laband, Georg Jellinek and Hans
Kelsen as well as other state theorists such as Erich Kaufmann, Rudolf Smend
and Carl Schmitt. Morgenthaus main accusation against them was that they
were essentially unrealistic about the nature of the state and, when being realistic, they failed to see that the roots of the state and politics rest with(in) man.
The origins must be sought in human nature, and Morgenthau demanded a
more realistic, psychologically grounded theory of the state (Frei, 1994: 1225,
Koskenniemi, 2006: 1667). The Freud Script is his own attempt. Kelsen will
provide further important insights for our endeavour to show not only that
Morgenthau was a veiled Freudian, but that Freudian thoughts lie at the heart
of his realist international theory.
Kelsen, founder of the Viennese school of law, also came under Morgenthaus fire. The point of attack was Kelsens idea of the purity of law, a theme
expressed most fully in the Pure Theory of Law (1967). Kelsens theory
attempts to free the science of law from all foreign elements; this is its fundamental methodological principle. These foreign elements are easily identified:
psychology, sociology, biology, ethics, political theory, and theology. He criticizes how uncritically some quarters of 19th- and 20th-century jurisprudence
have become mixed up with these alien elements (1967: 477). Essential to
Kelsens pure theory of law, is his denial that law and the state are two different entities; it abolishes the dualism of law and state. Kelsen argues that the
state, as a social order, is inevitably identical with the law and they both amalgamate into a mere system of ought-propositions, i.e. norms. For Morgenthau,
approaching the nature of the state in this fashion is utterly unrealistic; he
does not want anxiously to go down on his knees before reality. Therefore,
he turns to Freud. Kelsen also turned to Freud; like Morgenthau, he was a
methodological individualist. Enquiring into Kelsens relationship to Freud
will help demonstrate that Freud was an ideal helper for Morgenthau. Kelsen
turned to Freud to seek an ally against Marxism and sociological-structural
modes of thought; the state was a system of norms, but it was not an empirical entity in Politics Morgenthau follows Kelsens latter claim.
Throughout his life, Kelsen was attracted to Freudian psychoanalysis
(Jabloner, 1998). Though Kelsens intellectual debts to Freud are substantial,
my concern here is with Kelsens Imago article The Conception of the State
and Social Psychology, with special reference to Freuds Group Theory
(1922).13 Kelsen asked whether Freuds group psychology is of use for
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only looking for an anthropology in Freud, but also sought Freuds help to
construct his psychologically grounded theory of the state which informs his
realist theory of international relations. In summary, I feel justified in arguing
that Morgenthaus realism is founded upon Freudian roots.
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longs for power and security. For realists, these three features of international
affairs are timeless and they represent their core beliefs. Based on my examination of Morgenthaus anthropology in the context of his theory of international politics, it might well be argued that 20th-century realism is based
on Freudian thought.
Central to Morgenthaus anthropology is the instinct of selfishness and the
animus dominandi. I have shown how this dualistic instinct theory exactly
follows the early Freud, who distinguished between an ego instinct and sexual
instinct, respectively. It is one of the realists central tenets to acknowledge
in man an inherent desire for power and security. Security refers to mans
innate longing to preserve his self and his life, which can be interpreted as
Freuds ego instinct. And, whether we call mans striving for power animus
dominandi or lust for power or whatever, as long as this desire does not stem
from mans inclination for self-preservation but is regarded as an autonomous
aspiration, then, mans proclivity towards power might well be derived from
Freuds sexual instinct. I have shown why Morgenthau has drawn from Freuds
anthropology in Politics: namely, to enquire into the nations desire for power
which leads to international conflict and, potentially, war. However, for
realism, the group is paramount in political life. As Morgenthau correctly
acknowledged: the animus dominandi (Freuds sexual instinct) is a social
instinct; we need others for its gratification. Moreover, Morgenthau also
recognized, following Freud, the unbridgeable rift between mans instinctual
demands and the oppressive character of society this links the domestic
to the international sphere. By applying Freuds notion of identification,
Morgenthau explains how the demands of the group, taken together with
mans instinctual configuration, lead to the power game nations play. In
essence: man cannot do as he wishes domestically but he can find instinctual
satisfaction internationally. Conflict on the international sphere thus ensues.
Morgenthaus intellectual indebtedness to Freud has been identified, and
what worked for Morgenthau, also works for the three principles of realism.
First, realism learned from Freuds dualistic instinct configuration, distinguishing between ego instinct and sexual instinct, that human nature strives
for power and security. Secondly, realism knows when taking Freuds sexual
instinct together with his group psychology that political life revolves around
groups. Thirdly, by acknowledging the inherent conflicts within man (instinct
dualism) and between him and society (super-egos demand of instinctual
renunciation), realism can explain that relations among nations are conflictual
as these conflicts cannot be dealt with domestically and are therefore
transferred onto the international scene. Linking realisms three core beliefs
to Freudian thought does not, of course, mean that the empirical reality of
war (and also peace) can ultimately be explained by Freudian anthropology.
Describing, explaining, predicting and controlling international conflicts
are the tasks of distinctive IR theories. Morgenthau has seen this and his
refutation of the value of Freudian psychoanalysis, as put forth in his autobiography, needs to be interpreted in this light. However, I was not concerned
with arguing for a psychoanalytical IR theory (which would be undesirable,
indeed) but with the task of identifying the philosophical roots of Morgenthau and realism, and it may argued, in this respect, that Freud has been very
influential. Morgenthaus case has been demonstrated at great length and
whether Freud had actually influenced or inspired the works of other early
20th-century realists needs to be further investigated from a history of
political thought point of view. I now present some preliminary evidence
which makes a verification of such a view rather likely.
I have clearly identified the Freudian roots of Morgenthau and it has been
seen that Morgenthau did not only turn to Freud to gain psychoanalytical
knowledge about mans instinct configuration but also to derive the concept
of the political from human nature. The reason why the founding father of
realism turned to Freud is inseparably linked with his attempt to construct a
realist theory of the state and international politics. Freud stands at the heart
of realism. A brief look towards Morgenthaus bibliography of Politics will
confirm such a view. Morgenthau refers, among others, to the writings of
Niebuhr, Walter Lippmann, Harold D. Lasswell, George F. Kennan, Edward
H. Carr and Martin Wight; all eminent realists. And, indeed, they can all be
linked to Freud as can be Nietzsche, Weber and Schmitt, who also certainly
influenced Morgenthau.16
Niebuhr is an interesting case since he is usually referred to as having
wielded a profound impact on Morgenthau. Compare Niebuhr: The man in
the street, with his lust for power and prestige thwarted by his own limitations and the necessities of social life, projects his ego upon his nation and
indulges in his anarchic lusts vicariously (Niebuhr, 2001[1932]: 93). Now, to
Morgenthau: Not being able to find full satisfaction of their desire for power
within the national boundaries, the people project those unsatisfied aspirations onto the international scene. There they find vicarious satisfaction in
identification with the power drives of the nation (1967: 98). Their reasoning is fairly similar. Has Morgenthau drawn from Niebuhr? No, from Freud.
Has Niebuhr read Freud too closely? This is not unlikely. Although Niebuhr
attacks Freud on several occasions (1957, 1941), in particular the later Niebuhr
shows, as John Irwin (1975: 242) has argued, a glimmering appreciation of
the writings of the later Freud and the post-Freudians (see also Halliwell,
2005: 13159). The second of our realists, Lippmann, was even more influenced by Freud and applied Freudian psychoanalysis to politics (Jones, 1913;
Lippmann, 1913; Steel, 1980). Perhaps the easiest case for our purpose is
Lasswell. Martin Birnbach (1962: 157) points out that Lasswell draws his
inspiration directly from Freud (e.g. Lasswell, 1930, 1935). Fourth in our list
is Kennan who, characteristically for realists, warned of a nave belief in the
rule of law among nations: international law cannot repress the dangerous
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NOTES
I wish to thank (but not implicate) Charles R. Beitz, Ruth Cave, Anthony F. Lang,
Clemens Jabloner, Peter M. R. Stirk, Stephen P. Turner and John C. Williams, as well
as the three anonymous reviewers and the journal editor, James M. M. Good.
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BIOGRAPHICAL NOTE
is a doctoral candidate at Durham Universitys School of
Government and International Affairs, England. His research interests include
International Relations theory and political realism. Roberts research interests include international relations theory, theories of international justice,
and the (international) political thought of Freud and Kelsen. His thesiss
working title: Realism, Freud, and why IR theory needs to explicitly address
human nature arguments.
ROBERT SCHUETT