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Sara L. Rappe
1 Gregory Vlastos, Socrates: Ironist and Moral Philosopher, 32, quoted in Nehamas, 1992,
180.
2 At least the young Lysis and Theaetetus seem eager to pursue the answers to
Socrates's questions. See however Nehamas 1992b, 181. Nehamas points out that
many of Socrates's clients appear to be either unmoved by their encounters with
Socrates or moral derelicts in their own right.
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2 Sara L. Rappe
3 Vlastosl983
4 Bumyeatl991
5 Brickhouse and Smith 1991
6 Mackenzie 1988b
7 Notable exceptions are Comford, Annas, Gerson, and now Brickhouse and Smith
1994.
8 For this approach, see Reeve 1989,179 and Vlastos 1991,269.
Because wisdom is singled out as the exemplary feature of this self that
is to be cultivated before all else, it looks as if Socrates is asking us to
regard the self as primarily characterized by the ability to know. Socrates
also tells us here that the elenchus is the way that he persuades people
to attend primarily () to the self.
As the means by which Socrates directs attention to the epistemic self,
the elenchus prescribes a fundamental shift in values.11 It demands from
the would be disciple an objectivity or even lack of concern with regard
to his personal interests12 which seems to be entirely antithetical to
4 Sara L. Rappe
traditional Greek values. We shall see that Plato seeks to represent to us
a Socrates who personally and concretely embodies these consequences,
which become exemplified in his detachment from private affairs and in
his devotion to the well-being of his community.
Since the elenchus is a process of continually refining one's self-inquiry, Socrates makes sure that any answers obtained during the course
of it do not displace the living reality of the person who makes the
inquiry. For this reason, we should emphasize self-knowledge in the
elenctic dialogues, even though what Socrates is apparently after are
good definitions of moral terms.13 In the first part of this paper, I argue
that Plato himself represents the elenchus as originating in the pursuit
of self-knowledge. Yet whatever the origin of the elenchus may be, my
interpretation also demands that it must aim primarily at the development of self-knowledge rather than at the production of definitions.14 In
against skeptical attacks upon the objective existence of values is the idea of the
'centerless view', whose development Nagel describes as follows:
To arrive at this idea I begin by considering the world as a whole, as if from
nowhere, and in those oceans of space and time TN [i e., Thomas Nagel] is just one
person among countless others. Taking up that impersonal standpoint produces in
me a complete sense of detachment from TN....Essentially I have no particular point
of view at all but view the world as centerless.. .The experiences and the perspective
of TN with which I am directly presented are not the point of view of the true self,
for the true self has no point of view and includes in its conception of the centerless
world TN and his perspective among the content of that world, (bl)
In his book Nagel tries to show that 'ethical thought is the process of bringing
objectivity to bear on the will', so that this expansion beyond the horizons of
exclusive identity with his individuality enables the agent to engage in an objective
confrontation wilh value.
13 See Nehamas 1989,294, footnote 38 where he extensively documents that Socrates's
'What is xT question refers to virtue.
14 One might choose to argue for this as follows: By asking his interlocutor to produce
a definition, Socrates engages him in the activity of introspection vis--vis his beliefs.
What is of value for Socrates's purposes is not the definition, but the effort that the
interlocutor makes both to articulate and to examine his own beliefs. This explanation seems consistent with the elenctic procedure and has been previously suggested (Mackenzie 1988b) but it lacks a textual basis. For any reader of the dialogues
will know that the contents of the definitions which Socrates disputes do matter, so
much so that there are interpreters who claim that Socrates is engaging in a positive
ethical teaching by means of the elenchus. This is the well known view of the late
Professor Vlastos, and is shared by a great many of his students and critics.
the second part of this paper, I argue that the practical result of the
elenchus (self-knowledge) coincides with the intellectual goal of the
elenchus (the answer to the question, 'What is virtue?'). Virtue turns out
to be identical with self-knowledge.
In the third part of the paper I make two suggestions as to why this
equivalence prevails. I suggest that Socrates anticipates the Platonic
teaching that one is most truly the knowing or intelligent self (as distinct
from the appetites or emotional self).15 Socrates also leaves open the
possibility that identification with this intelligent self enables one to
transcend individual self-interest.16
15 A similar thesis has been developed in another context by Lloyd Gerson (Gereon
1987) who uses it to support a theory according to which the denial ofakrasia, moral
weakness, is left intact as a cornerstone of Plato's ethics. The basic strategy behind
his analysis of moral choice in the middle dialogues is as follows: People consistently
choose the good, as Socrates maintains, but they fail to understand the good as a
univocal value. This absolute good, if it exists, is only attainable through the
employment of reason, since it is through reason that we become aware of universals, and it is in reason that there can exist an objective determination of value. So
true attainment of the good is dependent upon self-knowledge, in particular, the
knowledge that one is most truly the cognitive self, as distinct from the appetitive
or emotional self. Virtue, it turns out, is in fact knowledge, according to this
interpretation of middle dialogue theory, and so there is a continuity between
Socratic and Platonic ethics as demonstrated in the viability of the Socratic paradox
with respect to Plato's theory of psychic conflict. While not presuming to beg the
question of a Unitarian versus revisionist reading of the dialogues, I cite this
treatment of the theme of self-knowledge as an introduction to the study of the
Socratic elenchus.
16 One further note about methodological assumptions is in order at this point. This
essay considers only the Platonic character of Socrates and makes no claims whatever about the historical Socrates. My working hypothesis is that Plato ties this
character to a method of doing philosophy which is oriented toward the cultivation
of self-knowledge.
6 Sara L. Rappe
17 In the following discussion, the Phaedrus is mentioned only in footnote 21, below.
The theme of self-knowledge and the Delphic tag are sufficiently discussed by
Griswold 1988, so as not to warrant a fuller treatment here.
8 Sara L. Rappe
20 Here I do not claim that mine is the only available explanation for this shift, but only
that it allows us to understand Plato's inscription of an apparently bad argument
as part of a larger narrative structure.
21 Other than the Apology, the fullest account of Socrates's philosophic activity and its
connection with his piety is to be found in the Theaetetus (150d7). "The god compels
me to practice midwifery/ he says, speaking this time of Artemis. Earlier in the
passage, he explains that Artemis assigns the office of midwife to those unable to
bear, and hence he has been assigned to deliver men of their claims to wisdom. Here
there is evidence for the other half of the equation; this divine office is linked to an
inquiry into self-knowledge in its cognitive application. Socrates describes his
maieusis as 'able to test in every way whether the intelligence of the youth has
brought forth a spurious image or has given birth to truth'.
22 Bumyeat 1992.
23 For another middle dialogue allusion to Socrates and self-knowledge, c.f. Phaedrus,
where we encounter Socrates walking barefoot through the Ilissos, and sitting by
its banks, talking of his own philosophical activity: myself have certainly no
leisure .. and I'll tell you why my friend: I can't as yet "know myself," as the
inscription at Delphi enjoins, and so long as that ignorance remains it seems to me
ridiculous to inquire into extraneous matters.' I believe that Plato pointedly portrays
Socrates at the beginning of the dialogue in such a way as to remind us of the Socratic
method which is explicitly linked to self-knowledge and in order to provide a foil
against which he can introduce the method of collection and division.
10 Sara L. Rappe
ity of our theme. Bumyeat tells us that the figure of midwife (148e-151d)
'signals a return to the aporeutic style of those early dialogues and to the
Socratic method which is the substance of that style./24 After discussing the
differences between Sophistic education which involves sowing ideas in
the mind of the student, with Socratic education which involves bringing
to light the conceptions which already exist in the student's mind,
Bumyeat25 goes on to elaborate upon the benefits of the latter:
.. .the progress that can be made in this way [is] measured not only by
the valuable truths found within oneself and brought to birth (150d-e),
but also by the accompanying growth in self-knowledge, the awareness
of what one knows and does not know. (210bc)
24 Bumyeat 1992,55
25 Bumyeat 1992,56
11
to find out what one really believes.' Thus an individual belief should fit
into the systemic knowledge constituted by relevant experiences of the
interlocutor; otherwise, the interlocutor may not be said genuinely to
hold that belief.
26 As Vlastos (1992,141) himself pointed out with great perspicuity. Cf. Kraut 1983,
61.
27 This view is of course that of the late Gregory Vlastos, who powerfully and
persuasively advocates the Aristotelian account of Socrates's interests in moral
definitions.
28 On the procedural requirement that Socrates is only interested in statements that
the interlocutor holds to be true, and its relationship to the elenchus as a genuine
quest for truth, see Vlastos, 1992,140: 'Since Socrates' real purpose is not merely to
search out and destroy his interlocutor's conceit of knowledge, but also to advance
the search for truth, if he is to find it by this method, while professing to know
nothing, he must worm it out of them.' See also Benson 1990,63-4.
12 Sara L. Rappe
locutor shows to Socrates. A Socratic encounter is, so to speak, a confrontation with the self, by the self. Within this dynamic, the goal of the
elenchus just is epistemic self-knowledge.
An interview with Socrates forces the interlocutor to submit an account of his life.29 Why is it that Socrates does not examine someone's
life in a straightforward manner, but instead shows more interest in his
interlocutor's expertise? For example, at Ap. 21c3-5, Socrates represents
as his targets those who have gained a reputation for wisdom: ' ...
.' Nowhere in the text is there any mention of direct moral evaluation, nor does the word occur. Likewise, at 23b4-6, also cited above,
Socrates says that he tries to demonstrate to people who lack wisdom
that they actually do lack this wisdom. That is, he is concerned with their
degree of epistemic self-knowledge alone. Once more, he makes no
mention of, e.g., searching out those with a reputation for justice, courage, or any other moral capacity.
From these remarks, we might better understand the peculiar structure of Socrates's examination, even when the moral character of the
interlocutor is capable of being impugned: Socrates always approaches
the interlocutor only in his capacity as an expert, someone with a claim
to knowledge, and proceeds to examine the validity or the scope of this
claim to know. For example, Euthyphro's action against his father,
although undoubtedly morally reprehensible in Socrates's view, is not
subjected by him to investigation on moral grounds, such as violation of
the stringent Greek prohibitions against patricide. Instead, Euthyphro's
claim to be an expert in the field of theology comes under Socrates's
critical eye. Likewise, in the Apology, Meletus is cross-examined concerning his expertise in the sphere of education, while Lysis and Menexenus
must demonstrate their knowledge of friendship, and Laches and Nicias,
their knowledge of what courage is.30
A virtuous life may best come about for one who is willing to undergo
this form of inquiry, which offers a kind of training in identifying with
13
the epistemic self. Just as the Republic ends with Glaukos, the encrusted
sea-monster whose inner beauty must be uncovered, an image which
dissolves the community of selves within the individual self by identifying the person with the cognitive self, so in the Socratic dialogues, the
elenchus is used as a method by which the interlocutor may come to
identify with the epistemic self. In this sense, the conclusion of the
elenchus will not simply be a proposition descriptive of what the interlocutor knows or does not know, nor will it simply be a state of belief,
whether that state be true or false.
This interpretation of the elenchus does not make of Socrates a dogmade teacher of any kind, nor does it impute to him a set of beliefs that
he either holds to be true or invariably discovers that his successive
interlocutors hold to be true. In fact, this interpretation does not make of
Socrates a moral teacher, in the sense that he wishes to impart or to
discover moral tenets. If we are to take Socrates at his word when he
claims to have no knowledge of virtue,31 then there is a strong temptation
to follow Socrates's own strategy, when he shows that without such
knowledge, moral instruction is mere pretense.
Perhaps we can begin to see why Socrates might have found it worth
his while to engage in the elenchus with others, whether or not their
opinions might assist him in his own search, and whether or not he was
able to extract an admission of ignorance. There is no reason to think that
Socrates cannot promote virtue, even if he lacks definitional knowledge
of virtue. In fact, virtue is not a matter for definition at all: as self-knowledge it is simply equivalent to the ability to identify the epistemic dimension of the self as the primary sense of self. Since he is not a dogmatic
teacher, Socrates does not trade in opinions or beliefs. Socratic opinions
cannot be parroted successfully, and Socrates must, if presented with
formulaic (Socratic) answers, continue past them to a seeming impasse.32
31 As Woodruff (1988), Benson (1990 and 1991), and Nehamas (1988) all do.
32 On the topic of Socratic beliefs and their refutation within the elenctic dialogues, see
Woodruff 1988,105, footnote 28. Of course, one could easily claim that the reason
why Socrates refutes the belief is because the interlocutor simply does not hold the
identical belief as Socrates, although he uses the same words. Such an argument
may suggest that we would do well to look for a notion of self-consistency that
considers more than the set of beliefs that a person holds, in the sense of a given
body of propositions.
14 Sara L. Rappe
33 Apology, 32a5
34 Gadamer describes it as the quality of being monimos, steadfast in the quest for the
good and able to free oneself from the possible distractions along the path (96). This
quality of remaining steadfast is, I believe, most successfully captured in the
description of Socrates's retreat at Delium at Symposium 221. There Plato tells us it
is the apotropaic stare, the alert gaze that Socrates delivers to all comers, which in
the end rescues Socrates and his companion.
15
35 Since the cognitive self is the true self, everything else about a person, including his
body, might be thought of as 'belonging to the self, rather than as 'the self'.
36 For a confirmation of the relationship between self-knowledge and virtue in this
sense, see Bumyeat 1992,58.
16 Sara L. Rappe
I do nothing else besides go around trying to persuade the young and
old among you alike, not to be attached to your bodies nor to your
possessions nor to anything except to the effort to make your soul as
virtuous as possible. (Ap 30A7-B1)
37 For a discussion of the elenchus as exhortation, see Woodruff, and Bnckhouse and
Smith.
38 Reeves 1989,122
17
18 Sara L. Rappe
I am very sorry on your behalf, Charmides, if you with your looks and
your great modesty will enjoy no benefit from this temperance, nor will
its presence in your life assist you. (175el)
Yet the emphatic position that this irresolution occupies at the end of the
dialogue suggests that when it comes to obtaining happiness, Socrates
does think there is some important relationship between knowledge of
the good and knowledge of the self.
Both the Apology and the Charmides may be read as extended interpretations of the Delphic precept, 'Know Thyself!', woven around the
parameters of objective self-definition. Thus the traditional teaching
measures an individual member of the community in terms of his arete,
his standing among peers with regard to professional competence.41 By
contrast, the Socratic method captures the way in which an individual
understands the role that he plays for the community; it elicits a self-representation, which may be sorely amiss. In either case, the precept urges
a kind of epistemic responsibility and generates a subtle shift in one's
self-apprehension; it functions as a corrective for personal myopia.
Many of Socrates's examinations play upon the perspectival difference that arises when the traditional precept is pitted against its Socratic
renovation.42 Expert knowledge spills into the brink of uncertainty
precisely because it does not prepare the expert to tell us what it is
that makes his enterprise not merely successful, but truly beneficial.43
That is, the elenchus points out an incommensurability between the
goals of the individual, who necessarily must choose a good relative
to his own perspective, and the goal of the self qua knower, to whom
19
Again when Socrates distinguishes a traditionalist, role-specific conception of virtue from what we might call its absolute conception, the same
confrontation appears
The same with the virtues. Even if they are many and various, yet at
least they all have some common character which makes them virtues.
That is what ought to be kept in view by anyone who answers the
question, What is virtue?45 (Meno 72c5)
The good is never good for me, but bad for you. However, our interests
necessarily diverge insofar as we are individuals, and ethical conflict
consistently arises precisely when we identify exclusively with our
individual interests.
If virtue can be construed as knowledge of the good,46 if knowledge
is sufficient for virtue, then the good in question cannot be limited to the
interests of any given individual. Such a good would not be the good,
but only a good. Still, Socrates maintains that virtue is beneficial to the
44 Tredennick's translation.
45 Guthrie's translation.
46 Irwin 1986
20 Sara L. Rappe
one who possesses it, and that it is contrary to human nature to choose
a lesser good when a greater good is available.47 Somehow the Socratic
appeal to self-interest must be integrated with his larger appeal to the
univocal value of the good which is offered as the intelligible terminus
of any discussion of virtue.
One solution that we might look to is the idea of an impersonal self,
a self in whose interest we are motivated to act, and yet in doing so, can
identify with the intellectual struggle to press on to an absolute standard.
This reconstruction of the Socratic self is consonant with the detachment
we saw operating in Socrates's attitude toward his own personal affairs,
as well as with the epistemic distance from the personal self that the
elenchus fosters.48 And yet considerable difficulty lurks in the concept of
an impersonal self, especially perhaps in the eyes of modems, for whom
the word 'self can denote what is entirely personal i.e., not shared with
another. After Socrates, Greek philosophers made use of the concept of
the impersonal self, all the way from Plato's world soul or form of human
being, to Plotinus's Nous. But what reason do we have to foist such a
doctrine upon Socrates?
Above, I have tried to indicate in what direction we might begin a
search for this conception of an impersonal self, by introducing the
notion of the cognitive self. This epistemic self always scrutinizes whatever state one happens to be in. No matter how firmly convinced one
may be of the truth of his/her beliefs, the epistemic self can always
reassess or withdraw assent from any such belief state. I believe that the
Charmides tries to sketch a picture of such a self, in its digression on the
possibility of self-reflective knowledge.
Socrates describes self-reflective knowledge at 167blO:
... a single knowledge which is no other than knowledge of itself as
well as of the other knowledges.
When Socrates proceeds to examine the structure of this kind of knowledge, he turns for the purpose of comparison to a list of other human
47 Cf. Meno 77e; Lysis, 210d and 219 (but here it is treated as a controversial thesis),
Protagoras 358dl.
48 The suggestion that Socrates taught the existence of a true self has been made
previously by P.M. Comford in the Cambridge Ancient History. More recently,
Comford's suggestion has been endorsed by Brickhouse and Smith.
21
The negative answer to this query should not be taken for the end of
the matter. Indeed the same sequence is repeated three times before
Socrates turns to the other items on his list: appetite, wish, sexual desire,
fear, and opinion. Included on the list are virtually all of the possible
states that comprise human experience, at least on a Platonic view:
epithmia, thumos, doxa, and aisthesis.
If we regard them as faculties, then sensation, appetite, etc. are always
associated with their respective unique objects. But considered as states
of experience, there is a sense in which they in turn may be seen as objects
for what I have been calling the cognitive self. One way of viewing the
elenchus in relation to epistemic self-knowledge is as a method whereby
the interlocutor comes to be aware that he has the desires, opinions, fears,
and appetites that he in fact has. But once aware that he has them, he can
begin to exercise his autonomy as an epistemic self, to scrutinize their
value, and to begin to free himself of those he deems pernicious. The
Charmides suggests a kind of priority of the epistemic self; this priority
is realized both as self-determination and as self-knowledge.
Elenchus is the technique whereby Socrates tries to make available
this epistemic dimension of the self to his interlocutor, helping him to
isolate or to identify the epistemic criteria for the satisfaction of a particular dilemma, quite part from any initial resolution at the personal
level. When practicing the elenchus, there is scope to pursue a kind of
detached inquiry into one's values and to take up a stance vis--vis the
world qua knower, thereby pursuing at least temporarily one's epistemic
interests. Moreover Socrates insists that identification with the epistemic
interests of the self has practical consequences.
22 Sara L. Rappe
How to account for this disparity? Here I would like to glance briefly
at the later philosophical tradition, in which the strong connection
between self-awareness and ethics is clearly articulated. At 1170alO and
ff. of the Nicomachean Ethics, Aristotle discusses the contemplative value
of friendship: it is easier to contemplate the fine actions of a friend than
to contemplate one's own fine actions. Nevertheless, this enhancement
of one's life flows directly from the essentially contemplative nature of
human beings. Human life is characterized by the powers of awareness
and of intelligence (1170al6), and an authentic human life involves the
exercise of these powers (1170al9).
Aristotle goes on to illustrate this thesis by discussing the self-reflective
awareness that typically attends human action. When we see, we are
aware that we see, and when we engage in intellectual activity, we are
aware of this too. Self-awareness is what makes our lives authentically
human. This same capacity for self-reflection is realized in our relationships with friends, whose actions we contemplate. The good person who
cultivates this life of self-awareness has the same relationship with himself
that he has with his friend (1170bl 1). It is a life of mutual contemplation.
The work of a friend, Aristotle says, is to ',' to share in
the human capacity for self-awareness. Precisely this sort of friendship is
the friendship that Socrates offers to his interlocutors. Does it follow that
Socrates improves any of his interlocutors? How can he make them better
than they are? As Socrates puts the matter (Apology 33b3): If any of [my
audience] turns out to be good or not, I cannot justly bare responsibility.49
Department of Classical Studies
University of Michigan
Ann Arbor, MI 48109
U.S.A.
23
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