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ABSTRACT
PURPOSE: Sinonasal malignancies are a rare group of cancers often associated with late presentation and poor prognosis. In the past, there was little progress regarding survival rate, and often,
multimodal treatment regimens are required. The aim of this study was to evaluate the clinical
outcome of perioperative image-adapted brachytherapy (IABT) as part of a multidisciplinary treatment regimen for the therapy of sinonasal cancer.
METHODS AND MATERIALS: Since 2006, patients with sinonasal cancer at the University
Hospital of Schleswig-Holstein Campus Luebeck, Germany, were offered a multimodal treatment
concept including head and neck surgery, perioperative IABT with or without external beam radiation therapy, and chemotherapy. In a retrospective study, such patients were analyzed for survival
rate, tumor control, and toxicity of the interdisciplinary treatment.
RESULTS: Thirty-five consecutive patients were analyzed. The majority of patients (63%) were
treated for a primary tumor and 62% presented with tumor Stages IIIeIV. The mean follow-up time
with IABT was 28 months. Overall survival estimate was 72% after 3 years. Disease-specific survival, disease-free survival, and local control rates were 83%, 63%, and 67%, respectively. On univariate analysis, a significant better disease-free survival rate was found in patients treated for
primary, but not recurrent, sinonasal cancer ( p 5 0.006). The overall treatment toxicities were
mainly classified Grade I.
CONCLUSIONS: Interdisciplinary perioperative IABT is associated with excellent locoregional
control and survival rates. IABT is well tolerated and shows low toxicity. Furthermore, visual acuity
can be preserved in advanced cases. The implementation of perioperative IABT into multimodal
treatment regimens improves the oncologic outcome. 2014 American Brachytherapy Society.
Published by Elsevier Inc. All rights reserved.
Keywords:
Paranasal sinus cancer; Nasal cavity cancer; Brachytherapy; Brachytherapy tube; Multimodal treatment; Survival; Toxicity
Introduction
Malignancies of the paranasal sinuses and nasal cavity
are a rare group of cancer often associated with late
1538-4721/$ - see front matter 2014 American Brachytherapy Society. Published by Elsevier Inc. All rights reserved.
http://dx.doi.org/10.1016/j.brachy.2013.10.009
to be distinguished. Because of its localization, asymptomatic growth is common, and patients often present with
advanced disease at the time of their histologic diagnosis.
Nasal congestion, bloody discharge, and double vision
because of orbital displacement or tumor invasion are some
of the typical symptoms for which the patient seeks medical
care. Sinonasal malignancies approximately account for 3%
of all head and neck cancers only (3). Depending on the tumor entity, standard treatment regimen for the previously
mentioned malignancies usually consists of radical surgery
combined with radiation therapy. Even with recent progress
in surgical techniques, such as endoscopic-guided power
tools, a complete tumor removal can be limited by its proximity to the optical system or central structures. Furthermore, radical surgical treatment can result in loss of
visual acuity. However, external surgical approaches via
lateral rhinotomy, medial maxillectomy, or craniofacial
resection, combined with midfacial degloving, are still
reasonable for the need of better visualization and complete
tumor removal.
Because of the previously mentioned limitations,
postoperative external beam radiation therapy (EBRT) is
often indicated and improves local tumor control (2, 4).
Still, structures such as the orbital system, brainstem,
or cranial nerves can be harmed by EBRT, leading to visual
and nerve toxicity. In the past, nonmaximal radiation of the
target volume often had to be tolerated to spare severe
treatment-related toxicity. By the use of three-dimensional
conformal radiotherapy or intensity-modulated radiation
therapy (IMRT), both acute and late toxicities of radiation
were reduced, and no radiotherapy-induced blindness or
normal tissue necrosis was seen (5e7). The use of protons/heavy ions in EBRT is reserved to a few special institutions worldwide. Conformal proton radiation lowers the
treatment toxicity on the surrounding normal tissues and
allows local dose-escalation protocols (8). Because of the
physical properties, proton therapy is more suitable for
deeper tumor lesions, whereas electron therapy is more
applicable for superficial tumors. Furthermore, electrons
deliver higher dose to the skin than other beam qualities,
and conformation of the beams to the given anatomy is
not accurate. Photon therapy in form of IMRT lies in between (9, 10).
Recently, perioperative image-adapted brachytherapy
(IABT) gained more attention for the treatment of sinonasal
cancer. IABT allows the application of high local radiation
doses to the target region while avoiding severe adverse
events in the surrounding healthy tissues. This is possible
by postoperative and fractionated positioning the radiation
source (mostly 192Ir) guided through previously intraoperative implanted plastic tubes directly into the target area (tumor bed). Even in patients already treated with EBRT,
additional dose escalation within the region of recurrence
is possible because of the very conformal dose delivery.
By combination of perioperative IABT and function preservation (partly debulking) surgery in first- and second-line
179
180
Table 1
Patient and tumor characteristics
Characteristics
Age (yr)
!59
$60
Gender
Male
Female
Tumor site
Nasal cavity
Paranasal sinuses
Histopathology
Squamous cell carcinoma
Adenocarcinoma
Melanoma
Transitional cell carcinoma
Adenoid cystic carcinoma
Hemangiopericytoma
Unspecified
Tumor grade
Grade 1
Grade 2
Grade 3
No grade available
Classification
UICC I
UICC II
UICC III
UICC IV
Tumor onset
Primary disease
Recurrent disease
Margin of resection
R0
R1
R2
Not defined
Tumor susceptibility
Single cancer disease
Multiple types of cancer
Number
of patients
60 (median)
16
19
46
54
26
9
74
26
16
19
46
54
22
7
2
1
1
1
1
63
20
6
3
3
3
3
3
13
17
2
9
37
49
6
6
7
4
18
17
20
11
51
22
13
63
47
19
11
1
4
54
31
3
11
29
6
83
17
serve as a framework for suturing the PTs into place but also
restore midface contour after bony resection (Fig. 1a). After
wound closure, all applicators were fixed with sutured radiopaque buttons to the skin (Fig. 1b). After PT implantation,
intravenous antibiotics were started to prevent wound infection and continued as oral therapy during the brachytherapy
period.
The geometry and anatomic places of the PTs were
chosen interdisciplinary to gain an optimized radiation dose
distribution and reliable surgical procedures: Tube distances (in the range of 5e12 mm) were enlarged in regions
requiring higher radiation doses and decreased if the
surrounding sensitive structures such as the optical nerve
necessitates a lower radiation dose.
Postoperative IABT
The total radiation dose of IABT was chosen as complementary to previous or subsequent EBRT or as adjuvant
radiation after surgery. Evaluation of proper PT placement
was performed by cranial helical CT imaging (2-mm slice
thickness) and documented also as orthogonal radiographs
(Fig. 2a). Treatment planning was conducted via cranial CT
imaging with or without MRI slice matching simulation data
in a three-dimensional virtual reconstruction setting (BrachyVision; Varian, USA and Oncentra Brachy; Elekta, Sweden).
With the use of cross-section imaging data, applicators positions were digitized on each image manually, whereas regions of interest (eye or optic nerve) were contoured in a
manual, semiautomatic, or automatic mode (Fig. 2b).
A fraction dose of 2.5 Gy covering the target was prescribed. The application was twice daily (no radiation on
weekend and public holidays) with minimum 6 hours apart.
The total IABT radiation dose never exceeded 35 Gy
(range, 10e35 Gy; average, 23 Gy; median, 20 Gy). The
reference isodose was prescribed within maximum
10 mm distance lateral from a tube and the maximum allowed plastic tube surface dose was 4 the reference
isodose value (12). Regarding the biologically effective
dose of the applied total dose, we underline that the correct
calculation is difficult (13). For example, 10e12 fractions
of 2.5 Gy in 5e8 days (no radiation on weekend) result
in approximately 45e55 Gy normal tissue dose; however,
because of the steep dose falloff in brachytherapy, several
areas of the irradiated volume will be covered by the
150e200% isodose, especially in anatomic regions where
frozen histology stated the R1 resection. Because of this,
the biologically effective dose will be much higher in this
small volume. This fact represents the main advantage of
the use of brachytherapy versus any external beam technology, in which doses are much more homogenous within the
target volume. Because of the technical potential of a stepping source and individual treatment planning, dose distribution within a target volume was adapted to the anatomic
situation. IABT was started 2e14 days after surgery
(average, 7.3; median, 7 days). IABT 2 days after surgery
181
Fig. 1. (a) Intraoperative view of brachytherapy tubes in place. Note the guidance and fixation of tubes via titanium reconstruction plates. Surgical approach
was a lateral rhinotomy for the resection of a maxillary carcinoma. (b) Same patient after surgery with button secured brachytherapy tubes ready for IABT.
IABT 5 image-adapted brachytherapy.
Tube removal
After completion of IABT, all applicators were removed
under general anesthesia by an ear, nose, and throat surgeon
to cover possible complications like extensive bleeding
(Fig. 2c).
Multimodal treatment regimens
All patients received IABT. Depending on the dose of
previous or subsequent EBRT, the brachytherapy dose
ranged from 10 to 35 Gy (average, 23 Gy; median,
20 Gy). Subsequent or sequential EBRT was performed in
21 patients (60%), with radiation dosages ranging from
40 to 63 Gy (average, 54 Gy; median, 50.4 Gy). Patients
Follow-up
Patients who lived in the neighborhood of the institution
were regularly followed up, starting 1 month after initial
treatment, followed by 3-month intervals within the first
2 years, and 6-months intervals for the remaining 3 years.
Follow-up data were extracted from the patient charts for
this study. Patients living in a far distance from the institution were followed up by local Head and neck Departments
and their local physicians. In all cases, follow-up data were
recently updated. Questionnaires regarding survival and
health condition were sent to the responsible physician of
each patient.
Fig. 2. (a) CT scan after surgery and brachytherapy tube (BT) insertion of the same patient depicted in Fig. 1. Note that the BTs are placed in loops through
the right maxillary sinus to provide good stabilization in the target area. (b) Planning and image-adapted visualization of the calculated isodoses for brachytherapy. (c) Good facial cosmesis after IABT. The picture shows the patient 2 days after BT removal. IABT 5 image-adapted brachytherapy.
182
Table 2
Actual and previous treatment modalities summarized for all patients
Modalities
Actual treatment
Surgery IABT
Surgery IABT EBRT
Surgery IABT Chemo
Surgery IABT EBRT Chemo
Surgery EBRT IABT
Surgery EBRT Chemo IABT
EBRT Surgery IABT
EBRT Surgery IABT Chemo
RCT Surgery IABT
Previous treatment
Surgery
Surgery EBRT
Surgery EBRT Chemo
EBRT
RCT
Number
of patients
15
3
1
3
2
1
5
1
4
42
9
3
9
6
3
14
3
11
9
1
1
1
1
26
3
3
3
3
IABT 5 image-adapted brachytherapy; EBRT 5 external beam radiation therapy; Chemo 5 chemotherapy; RCT 5 radiochemotherapy.
Adverse events
Acute and late toxicities due to the treatment regimen
with IABT were identified using the Common Terminology
Criteria for Adverse Events (14). Early adverse events were
collected from notes in the chart of the patient during treatment and from the first control examination 2 months later.
Late toxicities of the patients were collected via the previously mentioned questionnaire sent out to the primary
physician or by personal phone interview.
Statistics
Follow-up time was defined as the beginning of IABT
until the last patient contact or event. LC rate was based
on the number of months between the IABT start and the
day of local progression. For censored patients, the last date
of contact or death was used in the survival estimates. The
survival time was calculated from the beginning of IABT to
Fig. 3. Overall survival, disease-specific survival, and disease-free survival for all patients included in this study.
183
Table 3
Adverse events reported after surgery and IABT categorized following the
Common Terminology Criteria for Adverse Events version 4.0
Survival analysis
Acute toxicities
Sinus disorder
(mucosal crusting)
Periorbital edema
Surgical and medial
procedures
Flushing
Pain of skin
Watering eyes
Dysesthesia
Alopecia
Fatigue
Late toxicities
Sinus disorder
(mucosal crusting)
Surgical and medial
procedures
Dysgeusia due to
hyposmia
Watering eyes
Pain of skin
Periorbital edema
Eustachian tube
dysfunction
No. of
patients
Grade
I
Grade
II
Grade
III
11
3
3
9
9
3
1
d
1
d
1
2
2
1
1
1
1
6
6
3
3
3
3
2
1
1
1
1
1
d
1
d
d
d
d
d
d
d
d
d
d
17
14
14
2
2
2
1
6
6
6
3
2
1
d
1
d
1
2
d
d
d
d
d
Discussion
Because of the low incidence of sinonasal cancer, large
prospective treatment trials are missing, and treatment guidelines are mostly based on small retrospective studies. The
treatment of sinonasal cancer remains a challenge to the surgeon and radiotherapist involved. Because of its localization
with high proximity to delicate structures such as orbit and
brain, clear margins are sometimes hard to achieve, and en
bloc resections with large security margins are often impossible. These anatomic difficulties can also impede aggressive
pre- or postoperative EBRT. Despite more endoscopic surgical tools, the principles of sinonasal tumor resection have
not much changed over the past decades and still require an
experienced surgeon. However, the ways of delivering radiation dose have changed. New radiation techniques such as
three-dimensional conformal radiotherapy and IMRT are
available to lower toxicity of adjacent structures. In contrast
to these new techniques, brachytherapy yields an old
approach to deliver high radiation dosages in a confined
target volume and has been used for the treatment of prostatic
and uterine cancer for many decades. Today, brachytherapy
has gained actuality in the treatment of head and neck cancers
(16e20) and here especially for the local dose escalation and
reirradiation of sinonasal cancer (17, 21, 22). In the 2009
published GEC-ESTRO (Groupe Europeen de Curietherapie
and European Society for Radiotherapy & Oncology) recommendations of brachytherapy for head and neck SCCs, one
184
Table 4
Recent studies analyzing the clinical outcome of patients treated for sinonasal cancer
Study group
Ref.
(37)
(39)
(36)
(32)
(1)
(7)
(6)
(40)
(5)
(41)
(4)
(42)
(2)
(43)
Patients
(n)
Tumor site
Treatment
OS (%)
DFS
(%)
DSS
(%)
LC
(%)
Benchmark
(yr)
Median
follow-up (mo)
78
75
244
45
6739
52
127
85
25
127
73
315
220
40
35
Sinonasal
Sinonasal
Sinonasal
Sinonasal
Sinonasal
Sinonasal
Sinonasal
Sinonasal
Sinonasal
Sinonasal
Sinonasal
Sinonasal
Sinonasal
Sinonasal
Sinonasal
50
72.1
38
31
49.7e56.4
66
54
67
88
52
46.2
35
40
65.9
72
X
X
X
X
X
X
37
55
77
54
39.3
X
X
X
63
56
X
57
X
X
X
X
X
X
X
X
40
54.5
X
83
60
48.7
63
78
X
64
53
62
81
62
62.5
41
59
73.1
67
5
3
5
5
5
2
5
5
2
5
5
5
5
2
3
X
51.6
47.1
31
X
26.6
66
60
27
49
66
X
72
19
28
Ref. 5 reference; OS 5 overall survival; DSS 5 disease-specific survival; DFS 5 disease-free survival; LC 5 local control; Surg 5 surgery;
EBRT 5 external beam radiation therapy; IABT 5 image-adapted brachytherapy.
185
Adverse events
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Conclusion
IABT in combination with surgery of sinonasal cancers
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