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IEEE TRANSACTIONS ON WIRELESS COMMUNICATIONS, VOL. 7, NO. 11, NOVEMBER 2008 4111
that the cyclic prefix (CP) length is equal to or larger than the the slope of the m-th CIR tap, then the m-th CIR tap at instant
channel impulse response (CIR) memory denoted by L. Then, r can be expressed as [11]
the received block y = [y0 . . . yN −1 ]T after CP removal is N −1
given by hr,m = havg
m + Δhr,m ; Δhr,m = (r − )αm (6)
2
y = Hx + v (1)
where Δhr,m denotes the time-variation term at the m-th tap
where H is an N × N time-domain channel matrix with for 0 ≤ r ≤ N −1, 0 ≤ m ≤ L−1. Here, we used the fact that
elements Hn,l = hn,(n−l)N where hn,l is the CIR at lag l the average of each channel tap can be approximated by the
for 0 ≤ l ≤ L − 1 and time instant n for 0 ≤ n ≤ N − 1, middle point of the channel tap vector, i.e. havg
m ≈ hN/2−1,m
and v is the time-domain noise vector with auto-correlation as proved in [11]. Combining (4) and (6), we arrive at (7)
matrix σ 2 IN . Taking the FFT of (1), we obtain shown on top of next page.
Therefore, the time-average term havg
m corresponds only to
the diagonal elements of G while the time-variation term
Y = Fy = FHFH X + Fv = GX + V (2) Δhr,m contributes to the off-diagonal elements giving rise to
where G FHFH is the frequency-domain channel matrix ICI.
and V is the frequency-domain noise vector. For a quasi-static It is a well-known fact that G has most of its energy
fading channel, H is a circulant matrix and hence transforms concentrated along its main diagonal and hence can be ap-
into a diagonal G matrix in (2). In this case, the OFDM proximated as a banded matrix (see e.g. [9][10] and the
subcarriers are decoupled, and hence a one-tap FEQ is optimal. references therein), which has non-zero elements only along
For example, with a linear Zero-forcing (ZF) FEQ, the data (2D + 1) main diagonals and two D × D triangular matrices
estimate for the k-th subcarrier X̂k is simply X̂k = G−1 in the top-right and bottom-left corners. This banded structure
k,k Yk .
For the time-varying channel, however, H is not circulant and implies that most of the ICI term energy in (3) results from
hence G is no longer diagonal. In this case, the input-output the adjacent subcarriers. Based on this banded structure, we
relation for the k-th subcarrier is given by proposed in [8] an FIR FEQ designed using the MMSE
criterion (hence the name FIR-MMSE FEQ) which is based
N −1
only on the following (2D + 1) × (4D + 1) submatrix of G.
Yk = Gk,k Xk + Gk,n Xn + Vk (3)
n=0,n=k ⎡ ⎤
G(m−D)N ,(m−2D)N . . . G(m−D)N ,(m+2D)N
The first term on the right-hand side of (3) is the desired ⎢ .. .. .. ⎥
signal term while the second term is the ICI term which can be ⎢ . . . ⎥
⎢ ⎥
characterized by the normalized Doppler frequency Fd = fd T Gm ⎢
=⎢ G ... Gm,(m+2D)N ⎥
m,(m−2D)N ⎥
where fd is the Doppler frequency and T is the time duration ⎢ .. .. .. ⎥
⎣ . . . ⎦
of the useful part of one OFDM block. G(m+D)N ,(m−2D)N . . . G(m+D)N ,(m+2D)N
(8)
III. C OHERENT ICI CANCELLATION The Q-tap (where Q = 2D + 1) FIR-MMSE FEQ is given
A. ICI Analysis by [8]
2 −1
wm = g mH
(Gm GH
m + σ IQ ) (9)
To better understand the structure of G, we expand the
relation G = FHFH in (2) and get where gm = Gm (:, 2D + 1) is the middle column of Gm .
Hence, the Q-tap FEQ output for the m-th subcarrier is X̂m =
L−1 N −1
1 j2πr(n−k) −j2πnm wm Ym where Ym = [Y(m−D)N . . . Y(m+D)N ]T .
Gk,n = hr,m e N e N (4) To compute the coefficients for this FIR-MMSE FEQ, we
N m=0 r=0
need to estimate the Q (typically Q = 2D + 1 = 3) diagonals
For a quasi-static channel where hr,m = hs,m for r = of G. The hybrid frequency/time-domain channel estimation
s, 0 ≤ m ≤ L − 1, and 0 ≤ r, s ≤ N − 1, we have algorithm of the next subsection provides a computationally-
L−1 avg −j2πmk efficient solution for this problem.
m=0 hm e
N :k=n Starting from (7), we show in the Appendix that for large
Gk,n = (5)
0 : k = n N , the elements of the sub-diagonals of G are approximately
N −1 the negatives of the corresponding elements of the super-
where havg
m = N
1
r=0 hr,m denotes the time-average of the diagonals, i.e. Gi+1,i ≈ −Gi−1,i . We will utilize this property
m-th channel tap and in this case havg m = hr,m , ∀ 0 ≤ r ≤
to simplify the channel estimation algorithm in Subsection
N − 1. It is clear from (5) that G is a diagonal matrix with III-B and develop an efficient ICI-mitigating pilot/data place-
elements equal to the channel frequency response.
ment scheme in Subsection III-C.
Turning our attention to fast-varying channels, the CIR is
no longer fixed within one OFDM block. In [3] and [11],
a linear model for the time-domain channel variations was B. Reduced-Complexity Hybrid Channel Estimation Algo-
proposed. It is shown in [11] that for Doppler rates normalized rithm
to the subcarrier spacing of up to 20%, the channel time- To estimate the Q main diagonals of G, we revisit
variations can be approximated by a piece-wise linear model the hybrid frequency/time-domain channel estimation algo-
with a constant slope over each OFDM block. Let αm denote rithm in [11]. Let havg = [havg
0 havg avg
1 . . . hL−1 ] and α =
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4112 IEEE TRANSACTIONS ON WIRELESS COMMUNICATIONS, VOL. 7, NO. 11, NOVEMBER 2008
L−1 N −1 L−1 N −1
1 avg j2πr(n−k) −j2πnm 1 j2πr(n−k) −j2πnm
Gk,n = hm e N e N + Δhr,m e N e N
N m=0 r=0 N m=0 r=0
L−1 avg j2πmk (7)
m=0 hm e
N :k=n
= 1
L−1 N −1 j2πr(n−k) −j2πnm
r=0 Δhr,m e e N : k = n
N
N m=0
[α0 α1 . . . αL−1 ] denote the average CIR and the CIR slope in Step 1, we only need to compute one sub-diagonal and
vectors of the OFDM block, respectively. The average CIR (or one super-diagonal of Ĝ in Step 4 instead of the full matrix.
the middle row of H) can be readily computed by performing Furthermore, since the elements of the sub-diagonals of G are
an IFFT on the diagonal of G, and then we are faced with approximately the negatives of the corresponding elements of
the problem of estimating the CIR slope vector. The channel the super-diagonals for large N (see the Appendix for a proof),
estimation algorithm proposed in [11] can be summarized as we only need to compute one super-diagonal of Ĝ.
follows.
Step 1 Assume there are P = Nd pilot subcarriers equally-
C. ICI-Mitigating Pilot/Data Placement Scheme
spaced at subcarriers p(0), . . . , p(P − 1) with a distance of d,
i.e. p(i) = i × d. Ignoring ICI, the frequency response at pilot Here, we propose a pilot/data placement scheme to mitigate
subcarriers is ICI (and hence enhance the accuracy of estimating the main
Yp(i) diagonal of G) at pilot subcarriers by exploiting the fact that
Ĝp(i),p(i) = : 0≤i≤P −1 (10) the sub-diagonals and super-diagonals of G are approximately
Xp(i)
negatives of each other as shown in the Appendix.
Denoting the estimated frequency response by a length- We assume that the channel frequency response is fixed over
P vector ĝ, we estimate the entire main diagonal of G by 2i contiguous subcarriers (i.e. Gk,n = Gk−2i,n−2i ). This is
performing a linear or Wiener interpolation on ĝ, followed by equivalent to assuming that the channel coherence bandwidth
a P -point IFFT to estimate the average CIR, denoted by ĥavg
t−1 , is significantly larger than the width of 2i subcarriers. For
where we assume that the current OFDM block index is t − 1. the TU06 channel model we use in this paper for the DVB
Step 2 Repeat Step 1 for the next two OFDM blocks so that environment, the channel coherence bandwidth is around 200
we have the middle rows of H for three consecutive OFDM KHz while the subcarrier width is 4 KHz, 2 KHz or 1 KHz for
blocks, denoted by ĥavg avg
t−1 , ĥt and ĥavg
t+1 . the 2K, 4K and 8K modes, respectively. Hence, the channel
Step 3 For the t-th OFDM block, we denote by α̂1 and α̂2 can be assumed fixed over 4 adjacent subcarriers. Considering
the estimated CIR slope vectors for the first and second halves the (n−1) element on the first super-diagonal, and using (15),
of the OFDM block, respectively, where the symbol index t we have Gn−1,n ≈ −Gn+1,n ≈ −Gn−1,n−2 . Alternatively,
is made implicit to simplify notation. Hence we can write Gn,n+1 ≈ −Gn,n−1 which shows that the two
adjacent ICI coefficients in (3) are approximately negatives
α̂1 = (ĥavg avg avg avg
t − ĥt−1 )/N ; α̂2 = (ĥt+1 − ĥt )/N (11)
of each other. Noting that the nearest two interference terms
Step 4 Using the CIR slope vectors, we can compute the contribute the most to the ICI term in (3), we propose a pi-
estimated off-diagonal elements of G (see the Appendix for lot/data placement scheme to suppress ICI at pilot subcarriers
details). Combined with the estimated main diagonal obtained by placing two identical data symbols on both sides of the
from Step 1, we now have an estimate of the full G matrix pilot subcarrier. For example, we place the same data symbol
which we denote by Ĝ. Xp(i)−1 on the p(i) − 1 and p(i) + 1 subcarriers where p(i)
To reduce the complexity of this hybrid channel estimation is a pilot index. Equation (3) can be rewritten as
algorithm, we exploit the sparseness of time-domain CIR and
the banded and symmetric structure of the frequency-domain Yp(i) =Gp(i),p(i) Xp + (Gp(i),p(i)−1 + Gp(i),p(i)+1 )Xp(i)−1
channel matrix G. In a typical SFN for the DVB environment, −1
N
the CIR is sparse [12], i.e. it consists of a large number of + Gp(i),n Xn + Vp(i)
zero or close-to-zero taps and these taps can be ignored to n=0,
reduce the processing complexity with negligible performance n=p(i)−1,p(i),p(i)+1
loss. To exploit sparseness, we choose the M out of L taps It is clear that the second term on the right-hand side of the
from ĥavg with the largest absolute value, and zero out all the above equation is approximately zero, and this will reduce the
remaining taps. Therefore, we only need to estimate M < L ICI term at the i-th pilot subcarrier significantly which will
slopes when calculating α̂1 and α̂2 in (11). Choosing the value improve channel estimation accuracy for the main diagonal of
of M entails a complexity-performance tradeoff. G in Step 1 of Subsection III-B.
The banded structure of G can also be exploited to reduce
channel estimation complexity. Simulation results in Subsec-
tion VI-A show that a 3-tap FEQ [8] performs well for DVB- IV. D IFFERENTIAL ICI C ANCELLATION
H (even at a relatively high Doppler of 10% for the 8K To further reduce the receiver cost by eliminating the
mode) which requires an estimate of only the three main complexity of channel estimation, we investigate non-coherent
diagonals of G. Since the main diagonal of G is estimated OFDM detection with a focus on differential schemes due
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IEEE TRANSACTIONS ON WIRELESS COMMUNICATIONS, VOL. 7, NO. 11, NOVEMBER 2008 4113
TABLE I
to their implementation simplicity. We first present the basic C OMPLEXITY REDUCTIONS FOR THE HYBRID CHANNEL ESTIMATION
principles of differential detection and then describe an ICI ALGORITHM
cancellation scheme compatible with differential detection.
# of multiplications (Nmulti. )
Mode (N ) 2K 4K 8K
A. Differential OFDM M=10, D=1 13850 27776 55628
M=10, D=2 15898 31872 62820
In OFDM systems, differential encoding can be imple-
M=10, D=N-1 6.2 × 106 2.5 × 107 1.0 × 108
mented either across subcarriers (frequency-domain) or across M=64, D=1 20253 40832 81792
OFDM blocks (time-domain). We found that frequency- M=64, D=2 22400 44928 89984
domain differential encoding is a better choice for DVB- M=64, D=N-1 6.2 × 106 2.5 × 107 1.0 × 108
H systems under high-mobility, and the reason will become
apparent soon.
Let [U1 . . . UN −1 ]T and [X1 . . . XN −1 ]T denote the In Step 4, to compute the off-diagonal elements of G using
information-bearing and the transmitted OFDM blocks, re- Equation (17) in the Appendix, we first need to calculate the
spectively. For the k-th subcarrier, the differential encoding two numerators, each of which is an N -point IFFT of a size-L
rule is Xk = Xk−1 Uk . Ignoring ICI and noise, we write the vector (namely α̂1 + α̂2 and α̂1 − α̂2 ), which has a complexity
input/output relations for subcarriers k and k − 1 as of [log2 L + 2(1 − N L
)] · N2 complex multiplications [14]. In
[15], a generic FFT pruning algorithm is proposed which does
Yk−1 = Gk−1,k−1 Xk−1 ; Yk = Gk,k Xk (12) not require the sparse input data to be grouped together (as in
Assuming the channel fixed over two adjacent subcarriers, i.e. our case where the M active taps are dispersed among all L
Gk,k = Gk−1,k−1 and using (12), we have Uk = Yk /Yk−1 . CIR taps). This algorithm gives a complexity saving ratio of
The assumption that the channel is fixed over 2 adjacent β; hence, we need approximately (1−β)[log2 L+2(1− N L
)]N
subcarriers is accurate (see discussion in Section III-C). Time- complex multiplications for 2 IFFT operations in the numer-
domain differential encoding, on the other hand, requires a ator, where β is given in [15] for different scenarios. The
fixed channel over 2 adjacent OFDM blocks, i.e. the channel denominators in (17) are all fixed; hence, their reciprocals
coherence time is much larger than the duration of 2 OFDM can be computed offline and stored. Therefore, to compute
blocks. Since this assumption is not valid under the high- one off-diagonal element Gn+i,n according to (17), we need
Doppler DVB-H scenarios considered in this paper, we adopt two complex multiplications for odd-indexed diagonals and
differential encoding across subcarriers. Our simulation results one for even-indexed diagonals1. Our reduced-complexity
in Section VI show that differential OFDM is robust to approach exploits the symmetry of G and computes only D
modest Doppler; however, an error floor is still observed under subdiagonals for a Q-tap FEQ (Q = 2D + 1), which requires
high Doppler. To further improve the performance, we briefly (3 D2 +2(D)2 )N complex multiplications. Denoting the total
discuss in the following subsection an ICI-mitigating scheme number of multiplications by Nmulti. , we have
which does not require channel information at the receiver and
hence is compatible with differential detection. L D
Nmulti. = (1 − β)(log2 L + 2(1 − ))N + (3 + 2(D)2 )N
N 2
(13)
B. ICI Self-Cancellation Scheme for Differential OFDM
Table I lists the total number of multiplications required by
ICI self-cancellation is a simple yet effective method pro- the hybrid channel estimation algorithm assuming an L = 64
posed by Zhao [13] to combat ICI which uses a repetition tap CIR for different M , D and N . Exploiting CIR sparseness
code particularly designed to minimize ICI at the cost of by using M = 10 instead of 64 taps, the IFFT complexity is
spectral efficiency. The ICI self-cancellation scheme does not reduced by approximately 40% (i.e. β ≈ 0.4)[15]. In addition,
require channel information at the receiver and enjoys low by exploiting the banded structure of G (i.e. assuming a tri-
implementation complexity. However, since each data symbol diagonal G with D = 1 instead of a full G with D = N − 1),
is modulated twice, the bandwidth efficiency will be reduced the number of required multiplications is reduced by 99.97%.
by a half. This can be compensated for by using a higher-order These significant reductions in the number of complex mul-
signal constellation or a rate-2 two-transmit-antenna scheme tiplications can be seen from the second term on the right-
such as spatial multiplexing. hand side of (13), which has O(N ) complex multiplications
(assuming D N ), while it is O(N 2 ) for a full-matrix
V. C OMPLEXITY A NALYSIS estimate of G.
Steps 1-3 of the hybrid channel estimation algorithm in To detect one OFDM block, the Q-tap FIR-MMSE FEQ in
Section III-B have significantly less complexity than Step [8] requires N Q-by-Q matrix inversions and N Q complex
4. To see this, we note that Step 1 mainly involves a P - multiplies, for a total of N Q(Q+1) multiplies. As a numerical
point FFT and assuming a radix-2 FFT, this operation requires example, consider the scenario D = 1, Q = 2D + 1 = 3,
(P/2) log2 (P ) complex multiplications. Step 2 requires no N = 8192, M = 10, L = 64 and an 8K mode DVB-
additional computations since for each OFDM block, ĥavg H block duration of 952μsec. Furthermore, we make the
needs to be computed only once and Step 3 requires 2L simple assumption that each complex multiplication can be
divisions. The complexities for these three steps are negligible performed in one instruction. Then, the hybrid channel estima-
compared to that of Step 4; hence, we only consider the
complexity of Step 4. 1 Here, a diagonal means a cyclicly-shifted diagonal with N elements.
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4114 IEEE TRANSACTIONS ON WIRELESS COMMUNICATIONS, VOL. 7, NO. 11, NOVEMBER 2008
N=8192, 10% Doppler N=8192, 20% Doppler, 3−tap FEQ, hybrid channel estimation
0 −1
10 10
1−tap FEQ, estimated channel
1−tap FEQ, perfect channel
1 iteration, w/o ICI mitigation
−1 3−tap FEQ, estimated channel 2 iteration, w/o ICI mitigation
10 3−tap FEQ, perfect channel 1 iteration, w/ ICI mitigation
1−tap FEQ, estimated channel, w/ RS coding 2 iteration, w/ ICI mitigation
−2
3−tap FEQ, estimtaed channel, w/ RS coding 10 3−tap FEQ, perfect channel
−2
10
BER
−3
10
BER
−3
10
−4
10
−5 −4
10 10
−6
10
8 10 12 14 16 18 20
SNR (dB) −5
10
8 10 12 14 16 18 20
SNR (dB)
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IEEE TRANSACTIONS ON WIRELESS COMMUNICATIONS, VOL. 7, NO. 11, NOVEMBER 2008 4115
10
0
N=8192, 10% Doppler
advanced ICI mitigation techniques at high Doppler.
coherent detection, 1−tap FEQ, estimated channel
coherent detection, 1−tap FEQ, perfect channel
10
−1 coherent detection, 3−tap FEQ, estimated channel
coherent detection, 3−tap FEQ, perfect channel VII. C ONCLUSIONS
differential detection
−2
Utilizing the sparse nature of the time-domain CIR and
10
the banded and symmetric structure of the frequency-
domain channel matrix in DVB-H, we developed a reduced-
BER
−3
10
complexity hybrid frequency/time-domain channel estimation
−4
algorithm which improves performance significantly under
10
high Doppler with substantial complexity reductions. To
−5
further suppress ICI, we integrated this channel estimation
10
algorithm with an ICI-mitigating pilot/data placement and
10
−6 joint channel/data detection schemes, and demonstrated further
8 10 12 14
SNR (dB)
16 18 20
appreciable performance improvements even at a very high
Doppler of 20%.
Fig. 4. BER comparison between coherent and differential OFDM (8K mode, In addition, we investigated differential transmission as a
10% Doppler) low-complexity ICI-resilient option for the DVB-H system.
Since differential OFDM detection does not require channel
0
N=8192, 10% Doppler estimation, it can eliminate not only the channel estimation pi-
10
diff. det. lot overhead of the DVB-H system but also its implementation
−1
diff. det. and ICI self−cancl
diff. det., with RS coding complexity at the receiver as well. While we consider DVB-H
10 diff. det. and ICI self−cancl., with RS coding
as an application, the techniques presented in this paper can
−2
be applied to other mobile OFDM systems such as WiMAX.
10
A PPENDIX
BER
−3
10
Substituting for the (k, n) entry index of G in (7) with
−4
10
(n + i, n) and combining it with (6), the n-th element of the
i-th sub-diagonal (i = 0) is given by
−5
10
L−1 N −1
1 N −1 j2πr(−i) −j2πnm
Gn+i,n = (r − )αm e N e N
2
−6
10 N m=0 r=0
8 10 12 14 16 18 20
SNR (dB)
L−1 −j2πnm L−1 −j2πnm
m=0 αm e m=0 αm e
N N
=− j2π(−i)
= −
Fig. 5. BER performance of differential schemes with RS coding (8K mode, 1−e N jθ
10% Doppler) (14)
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Technology Conference, Sep 2006, pp. 1–5.
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