Professional Documents
Culture Documents
Fred H. Whlbier
Contents
Preface
Chapter 1
3
4
5
9
Chapter 2
11
12
14
15
16
18
20
22
Chapter 3
27
27
29
30
31
34
39
41
Chapter 4
Law-like Information
The General Information Cycle
The Reality Status of the Laws of Nature
The Emergence of Law-Like Information
Biological Events
Conscious Events
Mental Causation
The Conceptual Level
The Category of Conscious Events
Cultural Events
The Four Categories of Law-Like Information
45
46
51
54
56
60
68
70
73
74
78
Chapter 5
Universal History
Spacetime
The Spacetime Tetrad
Spacetime and Law-like Information
The History Triplet of the Tree of Everything
Subjectivity
83
85
86
89
92
94
Chapter 6
Subjectivity
Physical Perceptions
Elementary Feelings
Propositional Perceptions
Volitions
Four Aspects of Subjectivity
97
98
99
101
102
103
Chapter 7
107
108
110
115
Chapter 8
121
122
126
128
131
Chapter 9
133
148
154
164
Table of Contents
Front Page
Contents
Chapter 1
Preface
What is it All About?
Chapter 2
The Material Base of Nature
11
Chapter 3
Information Processing Events
27
Chapter 4
Law-like Information
45
Chapter 5
Universal History
83
Chapter 6
Subjectivity
97
Chapter 7
The Essential Dimensions
107
Chapter 8
What is it All About?
121
Chapter 9
Predictions and Conjectures
133
Preface
The present book is based upon the premise that information is the
fundamental entity in Nature. The Universe, from this viewpoint, consists
of an intricately interconnected network of information-processing events;
information here being understood not in the blind thermodynamic sense,
but in the active life/observation/meaning sense (P.W.C. Davies1).
This state of affairs can be formulated scientifically in terms of a
general information cycle that is applicable to all observable processes
taking place in the Universe. It turns out that there are just four categories
of laws and law-like entities that describe the outcome of events.
This result is surprising insofar as it seems to imply a 4x4 structure
of Nature of which we had hitherto been unaware. There are (1) four sets
of material particles, (2) four types of forces, (3) four dimensions of
spacetime and (4) four categories of laws and law-like information.
Further analysis led to the discovery of the Tree of Nature; an
asymmetrical dyadic decision-tree featuring a basic structure of six
fundamental parameters, a substructure comprising 24 individual
parameters and a triadic superstructure. These findings were published last
year in the book, The Tree of Nature.
The present work concerns an extension of this tree into the realms
of subjectivity and value-oriented essential dimensions; thus leading to
the construction of the Tree of Everything. The structure of this tree
features four distinct realms of reality, one of which pertains to the topic of
meaning.
Chapter 1
My goal is simple. It is
complete understanding
of the Universe,
why it is as it is and
why it exists at all.
Stephen Hawking
What is it all about? Where am I and what am I doing here? Above all, who
am I, anyway? Religions have answers to such questions, but philosophers
have doubts. Can science help? Science, at its basic physical level, is a
descriptive-predictive enterprise; interested only in reporting hard (i.e.
observable) facts and in analyzing why, and how, such facts can lead on to
other hard facts. Meaning in the sense of meaning and purpose beyond
the pure facts is not part of the scientific vocabulary. This may change,
however, as science begins to understand the structural features of Nature in
sufficient detail to allow extrapolation into the non-physical realm of
meaning and purpose.
Figure 1.1 The Tree of Nature branches out from Nature (as a whole) to a
first immaterial level, made up of the parameters of Spacetime and Lawlike information; the latter being the starting point for another branching
process which leads to a second level featuring the parameters, Forces and
Matter I. A third, and final, level encompasses the two high-energy
variations of matter; Matter II and Matter III.
The multitude of events taking place in our Universe (or Nature) can
be described in terms of a general information cycle in which the
applicable laws and law-like entities (e.g. rules, habits, norms and ordering
principles), subsumed here under the heading of law-like information,
play a decisive role (see Chapter 4).
It turns out that the laws and law-like entities can be classified into
four categories; the main classification criteria being degree of
intentionality, acquisition of knowledge and type of rationality. In this
monistic view, the processes involving life, subjective consciousness and
objective knowledge do not differ in principle from elementary physical
events, but instead refer simply to different types of information processing.
The fact that the events taking place in the Universe are describable in
terms of four categories of law-like information leads to a 4x4 structure of
Nature of which we had not previously been aware: There are
(1) four sets of elementary particles,
(2) four types of forces,
(3) four spacetime dimensions and
(4) four categories of laws and law-like entities.
The immediate conundrum was, Why always four?
Further study led to the discovery that the fundamental structure of
Nature can be pictured in terms of a simple decision tree, called the Tree of
Nature, as shown in Figure 1.1. The material base of the tree (bottom
triangle) comprises the three sets of material particles (Matter I, II and III).
The second triangle from the bottom refers to the topic of information
processing and comprises those items which are needed for any processes to
be able to take place in Nature: material aggregates, the forces acting
between them and the applicable laws and rules (law-like information). The
third triangle, labeled history, comprises those parameters that are needed to
describe fully all of the events that have ever taken place; in terms of the
location and time of their occurrence (spacetime coordinates) and their
causal relationship to other events (expressed by the applicable laws and by
other types of law-like information).
Figure 1.2 The Tree of Everything results from extending the Tree of
Nature by adding a fourth triangle at the top. The enlarged tree branches out
from Reality (at the top) to a total of eight fundamental parameters; each
of which being the starting point for two further splitting processes (which
are not shown here).
In the top-down view, the structure of the tree is seen to result from
consecutive branching processes. Nature (as a whole) represents the top of
the tree, and the first splitting process leads to a first immaterial level
formed by the parameters of Spacetime and Law-like information; the
latter being the starting point for another branching process which leads to a
second level featuring the parameters, Forces and Matter I. A third, and
final, level encompasses the two high-energy variations of matter; Matter
II and Matter III (Fig. 1.1).
As we shall see below, at each of these six fundamental parameters
of Nature the tree branches again and produces, by means of two additional
splitting processes, four individual parameters. In addition to this
substructure, consisting of 24 individual parameters, the tree will be shown
to exhibit also a distinct superstructure consisting of three triads of
fundamental parameters.
The important point here is that the structural features of the Tree of
Nature are such that they suggest an extension of the tree by adding a fourth
triangle at the top, as is shown in Figure 1.2. The addition of the fourth
triangle yields a Tree of Everything including, as it does, those features of
Nature that are connected with the aspects of meaning and purpose.
10
Chapter 2
12
Atoms
Atoms are the material basis of the Universe. The first to come up with the
atomic hypothesis were the ancient Greek philosophers Leucippus (first
half of 5th century BC) and his disciple Democritus (460- ca. 370 BC). The
ancient scholars arrived at their astonishing hypothesis by considering the
question of whether a given piece of matter could be cut into smaller and
smaller parts, ad infinitum, without ever reaching an end. It seemed to them
that the cutting process must end at some stage; that there had to be some
final grain which could not be split up into further smaller pieces.
Democritus called these uncuttable grains atomos (Greek for indivisible).
The atoms were thought to be invisibly small, unchangeable and
indestructible, and to move around in empty space. The Universe was made
up of atoms and empty space; everything else following from these two
ingredients. In the words of Democritus: By convention there is bitterness,
by convention hot and cold, by convention color; but in reality there are
only atoms and the void.
When the great Aristotle (384-322 BC), disciple of Plato and teacher
of Alexander the Great, discussed the atomic hypothesis he gave it an
interesting twist. Even though he actually rejected the theory, the
philosopher succeeded in giving the hypothesis a good deal of plausibility
by citing an analogy between atoms and the letters of an alphabet; a limited
number of which can be used to produce a seemingly infinite number of
words and sentences.
It took mankind more than two millennia to come up with scientific
proof that the atomic hypothesis is indeed correct. In 1643, the Italian
mathematician Evangelista Torricelli invented the barometer by showing
that air can push down a column of liquid mercury. In the following
century, the Swiss mathematician Daniel Bernoulli explained these findings
by conjecturing that air and other gases consist of invisibly small particles
that push each other around in otherwise empty space.
13
In 1803, the English scientist John Dalton finally developed a fullyfledged atomic theory according to which all forms of matter (and not only
gases) are composed of indivisible atomic particles. Even though Daltons
atomic approach was highly successful in understanding chemical reactions,
it took science another century before the theory became generally
accepted.
By the end of the 19th century, the physicists James Clerk Maxwell
and Ludwig Boltzmann had provided convincing evidence that the theory
was correct but there were still many scientists, including giants such as
Ernst Mach, who adamantly rejected it. This on the grounds that science
was based upon observable facts and that unobservable things, such as
hypothetical atoms, could not possibly be part of serious scientific theory.
In 1906, the fierce and bitter ongoing debate drove the depression-prone
Boltzmann to commit suicide. Only two years later, the work of Albert
Einstein, at that time still an unknown clerk at the Swiss patent office in
Berne, and Jean-Baptiste Perrin, convinced the scientific community that
atoms must really exist.
Then 1905, later to be called Albert Einsteins Annus Mirabilis
(miraculous year), saw the great physicist publish four papers which
radically revised our views of space, time and matter. One of these papers
explained the hitherto inexplicable phenomenon of Brownian motion in
terms of atomic theory. Brownian motion is named for the Scottish
botanist Robert Brown who, during microscopic studies made in 1827, had
noticed that small particles floating in water were jiggling around as if
something was pushing them. Einstein, convinced that the atomic
hypothesis was true, surmised that the particles were kicked around by
water molecules and provided the mathematical equations that correctly
describe this behavior. Three years later, the atomic hypothesis was
experimentally confirmed by French scientist, Jean-Baptiste Perrin.
Nobody had still ever actually seen atoms of course. One ten-millionth
of a millimeter in size, they are just too small to show up in our
14
Elementary Particles
Now that we can actually see them, it is undisputable that atoms exist.
There are 92 types of atoms to be found in Nature; each type representing
an element. In addition, 20 other types of atoms (elements) have been
synthetically produced during scientific experiments. Atoms can combine to
form the millions of different substances (molecules) which we observe in
Nature; ranging from hydrogen and water molecules (consisting of two and
three atoms, respectively) all the way to the unbelievably complex
biological substances in which thousands of atoms combine to form
intricately structured molecules (DNA, proteins etc.).
Democritus had actually thought that each substance is constituted of
its own type of atom, but Nature apparently operates much more
economically in that it needs only 92 types of atoms, which can combine to
form the millions of substances in the world as we see it. If Nature functions
so economically, could it not be that the approximately 100 atoms are made
up of a limited number of smaller particles? Could it not be that there are
only a handful of elementary particles of which atoms are made?
This is indeed so. We know today that atoms are made up of a heavy,
and positively charged, nucleus which is surrounded by various numbers of
negatively-charged electrons. The nucleus consists of one or more
positively charged protons and (zero or more) neutrons (carrying no
charge). As we shall see below, protons and neutrons are in turn made up of
two types of quarks. Atoms are thus made up of only three types of
15
16
Electron
The name of the third elementary particle, the electron, is connected with
the findings of the ancient Greek scholar, Thales of Miletus (ca. 624-546
BC), who had noticed that amber, when rubbed with silk, attracted light
objects. Amber is fossilized pine resin and, as we know today, the rubbing
charges its surface electrostatically. But Greek mythology held a more
poetic view of amber: When Phaeton, the son of sun-god Helios also
called Elector was killed, the tears of his mourning sisters became the
origin of electron, the Greek word for amber.
17
18
Electron-Neutrino
The most entertaining fact about the electron-neutrino (one of the three
neutrino-types) is the way it was discovered. In the nineteen-twenties, the
concept of the atom was generally accepted and quite well understood. One
of the few remaining puzzles were radioactive beta-decay processes in
which electrons are emitted from an atomic nucleus. The energies of such
electrons were shown experimentally to exhibit a continuous rather than a
discrete spectrum; thus apparently contradicting the law of conservation of
energy.
To solve the problem, Austrian physicist Wolfgang Pauli came up
with the idea that, in such processes, a hitherto unknown elementary particle
was emitted whose properties were such that the continuous energy
spectrum could be explained without running into conflicts with wellestablished conservation laws.
Pauli proposed his daring idea in a letter sent to a meeting of atomic
physicists (addressed by Pauli as radioactive ladies and gentlemen), held
in Tbingen (Germany) in 1930. Here are some excerpts from the text,
which has become one of the most famous pieces of physics history:
Dear Radioactive Ladies and Gentlemen,
As the bearer of these lines, to whom I graciously ask you to listen, will
explain to you in more detail I have hit upon a desperate remedy to save
the law of conservation of energy Namely, the possibility that in the
nuclei there could exist electrically neutral particles, which I will call
neutrons The continuous beta spectrum would then make sense with the
assumption that in beta decay, in addition to the electron, a neutron is
emitted such that the sum of the energies of neutron and electron is
constant.
But so far I do not dare to publish anything about this idea, and
trustfully turn first to you, dear radioactive people, with the question of how
likely it is to find experimental evidence for such a neutron I admit that
19
20
Matter I
As we have seen above, the material aggregates of the world around us
consist of just four elementary particles: the elusive electron-neutrino and
the three particles of which atoms are made: the electron (responsible for
the shell) and the up and down quarks (forming the nucleus).
The two types of quarks can be said to complement each other
because they cannot exist alone; without the presence of the other type of
quark that is. The electron-neutrino and the electron also seem to be
complementary to each other because, as we shall see below, their
controlling forces (the weak force and the electric force) have been shown
to be different aspects of the so-called electroweak force.
We are interested here not so much in the individual types of
elementary particles that make up the Universe but, rather, in the general
structural features of the Tree of Nature (Fig. 1.1) which permit us to
extend this tree into the dimensions of meaning and purpose (Fig. 1.2); thus
offering a first glimpse of the central question with which mankind has seen
itself confronted for at least six millennia: What is it all about?
The four types of elementary particles point to three structural features
that we shall meet time and again as we proceed toward the top of the tree:
(1) There is always an odd-man-out parameter which differs
greatly from the other three parameters. In the case of elementary particles,
the odd one is the neutrino because it has minimal mass, carries no electric
charge and interacts minimally with other particles.
21
22
23
24
25
Figure 2.4 The material basis of the Tree of Everything is constituted of the
three families of Matter.
26
Let us consider it the other way around. Let us suppose that we had
discovered families II and III first. As the particles of one family have
exactly the same properties as those of the other family, differing only in the
respective masses, we would have concluded that this could not possibly be
due to chance. Our best guess would have been that both sets of particles
were variations of a common mother set of particles. This would have
turned out to be correct (in a way).
The three sets of material particles (Figs. 2.1-2.3) make up the
material base of the Tree of Everything (Fig. 2.4). We would know nothing
of these particles if their presence was not communicated, by means of
force particles, to the rest of the world. This will be the subject of the next
chapter.
Chapter 3
Information is the
fundamental substance
of the Universe.
Anton Zeilinger
Gravity
Modern science begins with Isaac Newton who, supposedly inspired by the
phenomenon of apples falling down from trees, discovered the most
28
visible of the four forces via which material objects can interact with each
other: gravity.
One of the first biographers of Newton, the antiquarian and
archeologist William Stukeley, tells us how the great scientist explained to
him, in April 1726, the type of thinking that had led him to discover
gravitation: Why should that apple always descend perpendicularly to the
ground? Why should it not go sideways, or upwards? Assuredly, the reason
is that the earth draws it. There must be a drawing power in matter, and the
sum of the drawing power in the matter of the earth must be in the earths
centreif matter thus draws matter; it must be in proportion of its quantity;
therefore the apple draws the earth, as well as the earth draws the apple."2
In the late 1660s, Newton had begun to consider the idea that
terrestrial gravity, due to which an apple falls from a tree, might extend all
the way to the Moon and other celestial objects. It took him another two
decades, however, before he was able to present his law of universal
gravitation in a book titled Philosophi Naturalis Principia
Mathematica, published on July 5th, 1687: Every point mass in the
Universe attracts every other point mass with a force that is directly
proportional to the product of their masses and inversely proportional to the
square of the distance between them. Point mass here refers to the fact that
the force of gravity of a material object can be regarded as being located at
the center of the object. The expression universal gravitation indicates that
gravity acts everywhere, even in outer space, and between every object.
Newton arrived at the law of universal gravitation by combining his
concept of gravity with Keplers laws of planetary motion. In this way he
was able to improve the accuracy of predictions resulting from Keplers
original planetary laws. This confirmed Newtons theory. There was only
one big problem: nobody knew how the conjectured force of gravity could
possibly extend over large distances and influence the behavior of celestial
objects. Today, more than three centuries later, there is still no general
agreement as to how gravity actually works. We shall come back to this
problem below.
29
30
Much to his surprise, this turned out to be very close to the speed of
light, leading him to conclude courageously, that light and magnetism are
affections of the same substance, and that light is an electromagnetic
disturbance propagated through the field according to electromagnetic
laws"3.
Maxwell had thus managed to unify our views of electricity,
magnetism and light; exposing the three phenomena as being various
aspects of one and the same entity, the electromagnetic field. On the
centennial anniversary of Maxwells birth, his achievement was praised by
Einstein as being the most profound and the most fruitful that physics has
experienced since the time of Newton.
31
32
complementary parameters. Figure 3.1 shows the structural relations for the
forces tetrad:
33
34
35
Here are some examples of the facts supporting the validity of the
principle. If the weak force were only a few percent stronger than it actually
is, all of the neutrons would have decayed shortly after the beginning of the
Universe and we would have ended up with a Universe of 100% hydrogen.
There would have been no cosmic and terrestrial evolution processes which
eventually paved the way to the human culture of our day. If, on the other
hand, the weak force were to be even somewhat weaker than it is, only a
small portion of the neutrons would decay before being bound up with
protons to form helium nuclei, and the resulting Universe would consist of
almost 100% helium; another dead end.
The strong nuclear force holds together the nuclei of the atoms.
Should this force be only 1% stronger, hydrogen would not exist because
the protons would have become bound up, with other protons and neutrons,
to form heavy nuclei. The disastrous result would have been that there
would now be no water in the Universe, and no life. On the other hand, if
the strong nuclear force were a little bit weaker than it is we would get into
two other problems: (1) Hydrogen-based nuclear fusion would no longer be
possible and we would be left without the sun or other stars to serve as
energy sources. (2) Only hydrogen atoms would be stable, no chemical
evolution could take place and the Universe would have remained a dead
place for all eternity.
The electromagnetic (EM) force is vital for all of chemistry because it
determines the strength with which the electrons of atoms are bound to the
nucleus. Were this force to be only a few percent stronger than it actually is,
the electrons would be much too strongly bound to the nucleus for any of
the more complex molecules to form. Sophisticated assemblies, such as
DNA or the proteins of living organisms, would have never had the slightest
chance of coming into existence. If, on the other hand, the EM force were
somewhat weaker than it is, the electrons would bind much too loosely to
the nuclei, with essentially the same result: no DNA, no proteins and no life.
The most mysterious of the forces is gravity; a force of almost zero
strength when compared to the other three forces of Nature. Gravity is so
incredibly weak that one might be tempted to consider it a negligible
36
quantity. It is, in fact, a quantity that one does not need to consider when
studying the interaction of elementary particles or the behavior of small
entities, such as atoms and molecules. However, it turns out that we would
not be here if the force of gravity were much different from what it actually
is. Let us see why.
From the viewpoint of any living organism, stars are needed for two
things. Firstly, it is the nuclear reactions in the stars that produce the heavier
elements needed for the formation of the complex molecular and biological
structures that are required for the evolution of living organisms. Secondly,
the stars provide the continuous stream of energy which an organism needs
in order to develop and maintain these complex structures. In both cases
there are stringent conditions which the stars must meet in order to fulfill
their task.
On Earth, for example, it has taken life a period of more than three
billion years to evolve creatures as complex as man, with his unbelievably
intricate brain structure. For this to happen, most of the elements we are
made of, such as carbon, nitrogen and oxygen, must have previously been
produced in stars, so that they were available on Earth and ready for
chemical evolution to begin. Secondly, the sun must be of the right size,
contain the right components and be in a stable condition, so that it can
provide us with a constant stream of energy for more than three billion
years.
Here is some of the fine-tuning required to fulfill these requirements.
If the force of gravity were somewhat stronger than it is, the nuclear
reactions in the sun and all of the other stars would be much more violent
and the stars would burn out much faster: life would not have the billions of
years it needs in order to evolve to the human level.
On the other hand, if the force of gravity were a little weaker than it
actually is, the effect would have been twofold. For one thing, stars and
galaxies would most likely have never been able to form in the first place.
Secondly, if stars had indeed formed at some place in the Universe, gravity
would have been too weak to press the hydrogen gas atoms together to
beyond the critical point needed for nuclear reactions to take place: The
37
heavier elements would thus never have had a chance of seeing the world;
and stellar energy sources could not have arisen.
Another problem is the production of the heavier elements in stars.
We have already seen that the weak force needs to be almost exactly as it is,
or we would end up with a world that contains either only hydrogen, or only
helium. Once a Universe reaches such a state, nothing happens anymore and
no further chemical evolution is possible. Only if the Universe succeeds in
generating, in its very first evolutionary stages, a carefully adjusted mixture
of hydrogen, deuterium (a hydrogen isotope) and helium, will it be possible
to synthesize the heavier elements needed for complex structures, such as
living organisms.
Let us now turn to the basic components of atoms; protons, neutrons
and electrons. The masses of the proton and the neutron are quite similar:
938.3 MeV (million electron volts) and 939.6 MeV, respectively. The small
difference between them is very important in many ways. For example, the
deuterium mentioned above would not form if the difference between the
masses of the proton and the neutron were to be even slightly different from
what it actually is; with the result that the heavier elements needed for the
evolution of life could not have been synthesized in the stars.
In addition, it is good that the mass of the electron is smaller than the
already small neutron-proton mass difference. If this were not the case, the
neutron would be a stable particle and would not decay as it actually does
to form a proton, an electron and a neutrino. The result would have been
that most of the protons and electrons in the early Universe would have
combined to form stable neutrons; leaving too little hydrogen to act as the
fuel of the stars.
The processes by which the various heavy elements are formed, in the
center of stars, often depend upon very special physical properties of the
particles taking part in these reactions. For example, there is the famous
prediction, of the British astronomer Sir Fred Hoyle, that the carbon nucleus
must have an excited energy level of 7.7 MeV; otherwise it would be
impossible that the Universe could contain as much carbon as it actually
does. As all forms of life depend critically upon the abundant availability of
38
carbon, with its very special chemical properties, this energy level is a prerequisite for our being here.
Hoyle had noted that the stellar carbon-manufacturing process
combines three helium atoms into one carbon atom. As it is quite unlikely
that three atoms should meet, under the proper energetic conditions, to
combine in this way Hoyle suggested that two helium nuclei first interact to
form a beryllium nucleus and that this beryllium nucleus could then interact
with another helium nucleus to yield carbon. For this to happen in
appreciable quantities, carbon would need to have a 7.7 MeV excited state
in order to provide for the high reaction probability required for this twostep process5. When experimental investigations showed that carbon indeed
had such an excited state, at 7.66 MeV, Hoyle shot to fame and science was
enriched by the experimental confirmation of yet another very special
condition which our Universe has to fulfill in order for us to be here.
In fact, Hoyle himself was so impressed by his discovery that he
wrote: I do not believe that any scientist who examined the evidence would
fail to draw the inference that the laws of nuclear physics have been
deliberately designed with regard to the consequences they produce inside
the stars. If this is so, then my apparently random quirks have become part
of a deep-laid scheme. If not, then we are back again at a monstrous series
of accidents6.
There are dozens of characteristic twists of this sort, all of them
being required to be in place if life is to evolve on Earth. These include
relatively unspectacular, more or less hidden items, such as Hoyles 7.66
MeV excited state for the carbon nucleus and the finely-tuned mass ratios of
the elementary particles. Other prerequisites for life include the large-scale
properties of the Universe as a whole, such as its very special geometry, the
somewhat mysterious cosmological constant (which governs the expansion
of the Universe) and the highly improbable initial rate of cosmic expansion
following the so-called Big Bang; the beginning of the Universe. If any of
these parameters were much different, galaxies, stars and planets could
never have formed.
39
40
41
42
43
Chapter 4
Law-Like Information
46
47
48
environment here is relative to the IPE; everything that is not the IPE
represents part of the environment. The real effect may be regarded as
being the most important aspect of the overall process. It represents
potential information for other information cycles to begin with (Figure
4.1).
The crucial point is that the four parts of the information cycle form
an indivisible whole. The potential information of a given situation
represents (syntactic) information only if it is understood (taken up) by
someone, or something, in some way. The factual interpretation of the
situation at hand leads the processor to act in a way that can be described in
terms of laws or other law-like entities; e.g. when nearing a stop sign,
apply the brakes (if the IPE is a car driver), or when coming close to an
electron, change the direction of flight (if the IPE is a negatively charged
particle).
The factual information of a given setting cannot be defined in
absolute terms. According to Lyre4, the probably most important
characteristic of information is the fact that it is, ultimately, information for
somebody [emphasis by Lyre]. Information is information for somebody,
or something (the IPE). The virtual photons of an electromagnetic (EM)
field, for example, potentially carry information for those particles that are
capable of interacting with EM fields, such as electrons or protons. For
other particles, e.g. neutrinos, they do not carry any information (because
neutrinos cannot take up virtual phonons). Information must be understood
in order to be information. The word understanding is here used in a broad
way and includes the unconscious sensing of physical data.
For living creatures, factual information is that information which, in
a given context, is held to be true. It does not need to be true (e.g. for other
creatures), but it is the kind of information that can be questioned as to its
truth value. In the realm of life, the concept of meaning is useful only in
reference to an individual, and his interpretation of a given situation.
Meaning develops at the interface between an IPE and the rest of the world.
49
Figure 4.1 The general information cycle begins with the syntactic
information that is encapsulated in a given situation and whose potential
information content is interpreted, in some way, by a processor (IPE). The
corresponding factual information (as understood by the IPE) leads to a
reaction, which can be described in terms of an if-then rule (law-like
information). The resulting real effect (an observable change in the world)
concludes the cycle and confirms the reality status of the first three items of
the process (syntactic-potential, factual and law-like information). The real
(i.e. observable) effect not only constitutes potential information for further
cycles to begin with but also represents the sine qua non condition for an
information process to take place at all.
50
51
setting with which an information cycle begins is the result of all of the
previous cycles that have ever taken place.
This line of thought overcomes the traditional mechanistic worldview,
according to which material objects are passive entities that obey laws
which have been imposed upon them at the time of the Big Bang 6. In the
information-based view, the objects ranging from elementary particles to
persons are understood as being entities that are actively engaged in the
world, thus shaping the evolutionary history of the Universe. In other
words, they are more subjects than objects.
This is in line with the thinking of the philosopher Michael Hampe
who, in his recent study of the history of the concept of natural law, states:
if laws (and law-like entities) lead to patterns of activity, the natural
objects must be able to act by themselves. Human activity and spontaneity,
in such a conception, then are not something unnatural, but are found all
over in Nature7.
The general information cycle represents a unified process in which
factual information, law-like information and real effect (i.e. potential
information for further cycles to begin with) are inseparably interconnected
with each other; attaining the status of reality only at the moment when a
cycle is completed. Nature, in this view, consists of discrete entities
(information cycles) that are characterized by the fact that they process and
generate information.
52
For some scientists and philosophers the fundamental laws are nothing
more than man-made tools for predicting the outcome of experiments. In
this view, the laws simply represent economical means for the mathematical
description of empirical research results; they do not exist, except in our
minds. Scientists and philosophers who hold the opposite view are called
realists; they are convinced that the laws are just as real as the elementary
particles; both of them existing independently of the human mind.
The physicist and Nobel Laureate Steven Weinberg is thus a realist
when he writes, My argument here is for the reality of the laws of Nature,
in opposition to the modern positivists, who accept the reality only of that
which can be directly observed8. The theoretical physicist Henning Genz
even goes a step further; declaring that The laws of Nature are of a
stronger and more explicit reality than the objects to which they refer9.
In the present book we argue for a realistic position, according to
which matter, forces, laws and spacetime are all real and exist
independently of the human mind; with the additional proviso, however,
that none of these four entities can exist by itself, without the other three,
that is.
Here is why that proviso is necessary. According to relativity theory,
space and time are inseparably unified; simply representing different
aspects of spacetime10. Furthermore, spacetime is also intimately
connected with matter, so that neither spacetime nor matter can exist
independently of each other. In the words of Einstein; Formerly, people
thought that if matter disappeared from the Universe, space and time would
remain. Relativity declares that space and time would disappear with
matter.11
Similarly, the fundamental laws are inextricably connected with
matter, as it is meaningless to formulate laws of Nature in the absence of
any Nature. Neither spacetime nor the laws can be thought of as existing
without the coexistence of material objects.
On the other hand, it is clear that material entities also cannot be
pictured to exist, in any way, in the absence of spacetime or the natural
laws. Material entities can be said to exist only if they can be observed; for
53
54
regarding how things are now and produces information delineating how
things will be at the next now, and the now after thatthe physical
environment itself is emergent, it arises from the fundamental ingredient,
information.
55
Kauffman argues along similar lines and predicts the arrival of a new arena
of science, a science that will grow in the coming decades toward some new
view of emergence and order18.
The theoretical physicist Hermann Haken has studied the emergent
properties of complex dynamic systems. Dynamic systems consist of a set
of interconnected variable components; the properties of each component
depending, at any given moment, upon the properties exhibited by all the
other components at this moment of time. The properties of the individual
components and those of the system as a whole both are dynamic, i.e. they
vary from moment to moment.
The prime example of a complex dynamic system is the neural
network of our brain, which consists of about 100 billion electrically-active
interconnected cells; the degree of activation of each cell depending upon
the state of activation of all of those cells to which it is connected. The
overall state of activation of the whole system thus varies from one moment
to another.
The laws and principles guiding the workings of such dynamic
systems constitute a new field of scientific research, called synergetics
(Haken); a denomination that emphasizes the interdependence of both the
laws characterizing the behavior of the individual elements and the behavior
of the system as a whole. On the one hand, the interactions between the
individual elements of a complex system result in the emergence of new
(collective) laws but, on the other hand, these higher laws also influence
the way in which the individual elements interact with each other; thus
incorporating them into the higher order.
Haken here speaks of emerging ordering parameters that guide the
interactions of the elements of a complex system; and of a slaving
principle according to which free elements (e.g. individual atoms) are
bound into the higher order of an emergent system (e.g. a crystal structure).
The ordering parameters have the same status as laws and rules, which we
have subsumed above under the concept of law-like information. The
synergetics approach emphasizes the holistic (top-down) aspect of the
workings of complex systems; arriving at the conclusion that it is
56
impossible to deduce the emerging higher-order laws, starting with the rules
and principles acting at the lower level of the individual elements (bottomup that is)19.
There are two properties that are especially typical of this type of
process. For one thing, an emergent process has its own autonomous
identity and, for another, it constrains and regulates in some way the lowerlevel processes from which it is emerging. According to the autonomy
condition, even though the emergent process requires the existence of the
lower level for its eventual emergence, its properties are not completely
determined by the lower level. Conscious processes (thinking, planning,
sensing), for example, have their own autonomous identity with respect to
the neural system from which they emerge.
The second characteristic refers to the top-down effects via which
emergent processes integrate the lower-level processes into the higher order.
As the higher order emerges from the lower level, and then causes the lower
level processes to change in accordance with the higher order, we can speak
in this connection of some sort of circular causality. As Haken has
pointed out, the emerging higher-order parameters somehow act like
puppeteers that inform the individual puppets (elements) how to behave. As
these information processes take place at various locations of the system in
question, one can speak here of an information field 20 (H. Haken).
Biological Events
The emergence of life, and the subsequent evolution process, is governed by
the fundamental laws of physics, the restrictions which they impose and the
freedoms that they permit. But this is not all. With the advent of life,
additional rules and principles establish themselves and begin to shape
further developments. The highly ingenious complex systems of forms and
functions in the realm of biology require well-working feedback rules and
hierarchical ordering principles. There are irreversibility, cost-benefit and
optimization principles, as well as rules of specialization, ecological
57
conformity etc.; with each species developing its own set of particular
habits, rules and principles. At the higher levels of life, we meet entirely
new principles of order and ways of behavior; connected with such
phenomena as qualitative feelings and the conscious reflection of action
alternatives.
Virtually every part of a living organism has some function that, in
one way or another, serves the survival of the individual or its species. One
can always ask, What is this part good for? or Why does this happen in
exactly this way? This implies some sort of teleology (goal-directedness),
even though nobody has purposely installed these functions of course. They
are due rather to (unconscious) Darwin-type trial-and-error evolution.
Nevertheless the concept of function can hardly be eliminated from the
biological vocabulary. The philosophers Michael Esfeld and Christian
Sachse speak in this connection of a naturalized concept of function that
is meant to emphasize the biological aspect of the term, and to deemphasize its philosophical-teleological meaning21.
On the other hand, as philosopher Reiner Wiehl rightly points out,
the term function is embedded in a fabric of causes and consequences,
so that the dimension of the consequences, and, with it, the question what
for? acquires new weight. Wiehl suggests that we have reached the point
at which the concept teleology, after its banishment, has returned to be an
acceptable term in the cognitive sciences22.
We shall choose here a middle position and denominate biological
processes as being unconsciously intentional, or better still quasiintentional; positioned, as they are, halfway between aimless physical
events on the one hand, and consciously-intentional ones on the other.
Generation, encoding, storage and retrieval of biologically-relevant
information are the central concerns of all living organisms. Biological
evolution generates information. In the words of physicist and philosopher
Bernd-Olaf Kppers; The problem of the origin of life is clearly basically
equivalent to the problem of the origin of biological information23.
The ability to monitor the environment, as well as the application of
the required rules of action, determines whether an organism will survive or
58
not. Both the structural features that enable an organism to perceive features
of interest in the environment, and to choose the appropriate behavior, are
positively selected-for by the evolutionary process.
The most important rule here one that all living organisms seem to
follow almost all of the time is; Try to stay alive for as long as you can.
The survival imperative requires a set of sub-rules which help the organism
to manage the multitude of tasks that need to be addressed; e.g. preventing
the decomposition of its highly complex aggregates, keeping up the cellular
chemistry and avoiding external dangers.
But organisms normally have no deliberate stay-alive-strategy. They
do not consciously pursue this goal. Rather, they are wired in a way that
requires them to act as if they exhibited goal-directed behavior. The
philosopher Daniel C. Dennett therefore describes the biological processes
taking place in Nature in terms of an (unconscious) intentional stance
asking, for example, what Nature had in mind when it equipped giraffes
with exceptionally long necks. Nature had nothing in mind here; the long
neck is simply the evolutionary response to the fact that a large portion of a
giraffes potential food source is to be found high up in the trees. Dennett
shows convincingly that any functioning structure carries implicit
information about the environment in which the function works24.
According to the general information cycle, it takes both factual
information and corresponding law-like information to lead a given
processor (IPE) to act, and thus generate a real effect. Living organisms, in
order to follow the (unconscious) stay-alive-strategy, must discover the
relevant factual information in their environment (e.g. gradients in
nutritional materials), and act accordingly. The capabilities of sensing the
environment for important pieces of information, and enacting the proper
response, are acquired by trial-and-error evolution and encapsulate
(unconscious) knowledge about the world. Life has to do with the
physical representation of knowledge, mathematical physicist David
Deutsch has pointedly formulated25.
In this view, living organisms may be defined as systems that (1) are
equipped to sense important pieces of information in their environment, and
59
(2) act upon this information in accordance with a set of rules aiming at
survival. There are two additional features, to the effect that these systems
(3) are bounded, and (4) take part in a reproductive system capable of
adaptive evolution.
Living organisms must take up certain substances and energy from the
environment in order to prevent their complex structures from decaying,
and they must be able to avoid external dangers. They can do so only by
sensing the environment (actively or passively) and reacting appropriately;
the former corresponding to the acquisition of factual-information, and the
latter referring to the applicable rules of action.
The rules and instructions involved here differ from physical laws in
that biological rules are quasi-intentional, and imply a goal (Try to
maintain the functionality of the system). This is in line with the definition
of life as autonomous systems that can specify their own laws (Humberto
R. Maturana and Francisco J. Varela26).
Biologically-relevant law-like information is directed towards goals
(survival and reproduction). The corresponding processes are therefore best
understood if we regard them as being quasi-intentional; i.e. from the
viewpoint of an intentional stance (Dennett). The decisive point here is
that the goal-directed rules and rule systems are emergent and cannot be
anticipated from the level of physics.
The designation quasi-intentional is not meant to be a synonym for
actually unintentional. It refers rather to something half way between
unintentional and consciously intentional. Living organisms have constructed themselves by means of trial-and-error evolution; (unconsciously)
aiming at their survival and that of their species. It is this objectively
observable fact that leads us to term biological behavior quasi-intentional.
In the absence of a better term, the designation quasi-intentional is thus
meant to refer to something that is half way between unintentional and
consciously intentional.
60
Conscious Events
Many have thought about the miracle of consciousness, and are still doing
so. The biologist and philosopher Thomas Huxley made the point already in
1868, stating a truth that is still valid today; how it is that anything so
remarkable as a state of consciousness comes about as a result of irritating
nervous tissue, is just as unaccountable as the appearance of the Djin when
Aladdin rubbed his lamp27.
What we do know is that the brain consists of various functional
regions and sub-regions (modules); each specializing in certain tasks such
as hearing, seeing, focusing attention, sensing touch or planning actions.
Various groups of neurons usually combine temporarily to form
communicative systems that handle a given task. The input for performing
such tasks may come from the environment, or from other parts of the brain.
Our experiences are encoded in the specific structure of the 100
billion neurons of our brain, as well as in the respective weights (strengths)
of the 1014 connections between them. It is important to note that the
experiences do not pertain only to information, but also especially to the
sentiments and emotions connected with them. Both information and the
emotional feeling associated with it are retrieved from memory and guide
our actions. We see everything only through our private spectacles,
Pppel has pointedly summarized the situation; we experience everything
from a highly subjective point of view. This cannot be avoided, but we can
know about it; we can use our knowledge and our brains to guard us against
the negative effects of our prejudices28.
Pppel likens the private spectacles through which we perceive the
world to a frame, and formulates a general law: What we perceive, or
think, a decision or a judgment is either an affirmation or a rejection of a
hypothesis (a prejudice) within a mental reference system existing at a
given moment. The contents of this metaphorical frame are formed by our
genetically encoded biological needs, as well as by the individual
experiences that we have made in our lifetime. Mental hypotheses, the
individual frames, belong to us as the breathing of life.29
61
We are still far away from fully understanding the nature of conscious
events. This is due mainly to the fact that consciousness cannot be observed
and measured objectively; i.e. we cannot study it scientifically in the same
way that we can study brain structures, neural cells, states of excitation, etc.
Conscious awareness is a subjective phenomenon and what a person feels
cannot be fully conveyed to others. This state of affairs will not change in
the future.
The general information cycle cannot solve all of the problems
encountered in cognition research, but it does yield some suggestions
regarding the moment at which information processing is likely to be
accompanied by the first traces of consciousness, and why consciousness is
needed in the first place: i.e. why we cannot do without it. The form of the
cycle is:
Potential Info + Factual InfoIPE + Law-like InfoIPE Real Effect
The potential information that is encapsulated in a given situation is
interpreted by an information processing entity (IPE) in terms of the factual
situation at hand (as understood by the IPE), and the corresponding action
to undertake (law-like information). The combination of the factual
interpretation of the situation, and the application of the pertinent law-like
information, yields a real effect which represents potential information for
other cycles to begin with. It is the observable effect that lets the cycle
become reality.
Simple factual situations can be adequately handled by (unconscious)
reflex-type reactions. A seal, at the sudden appearance of a shark, does not
need much analysis in order enact the correct rule of action; Try to
escape. However, if the number of data or the applicable rules of action
exceed a certain threshold, or the potential information is not clear enough
and the rules require a certain degree of judgment, a subtler method of
information processing is required.
If a given situation is too ambiguous to be clearly understood at first
sight, the initial semantic analysis can yield only an approximate
understanding; a factual interpretation with a question mark, that is. The
62
algorithm that the IPE is well advised to use in such a case is, Factual
information with a question mark is to be treated as potential information
for another cycle to begin with. In other words, the IPE does not do
anything except subject the preliminary factual information (with a question
mark) to renewed analysis (Figure 4.2).
63
64
65
66
We know that such a time limit exists for the human brain, which has been
shown to be unable to sustain conscious focus for more than three seconds.
It may also be that a person responds automatically (unconsciously) to
a given situation by enacting an externally observable movement but, if the
situation is interesting enough to warrant closer attention, conscious looping
also sets in. You are driving a car and, suddenly, a boy appears in the road;
150 milliseconds (msec) later you hit the brakes, according to Libet, but it
takes another 350 msec for you to become aware of the situation 36. The
unconscious action and, the conscious rationalizing of the situation, are two
different events that have the same origin.
This sequence of events is quite in line with the conscious feedback
looping outlined above. An unconscious reaction can be realized much
faster because it requires only one information cycle. Conscious looping
requires more than one cycle. In urgent cases, such as a boy jumping in
front of your car, reactions must be enacted as fast as possible, i.e.
unconsciously. Even if the main action has already taken place (hitting the
brakes), such a situation is certainly interesting enough also to start, in
parallel, the conscious looping process.
All of this is fully in line with the above suggested recycling of
preliminary information in terms of the general information cycle. But
could such reprocessing of primary data by the cerebral cortex not be
performed just as well unconsciously? Why did Nature invent
consciousness if, as it seems, any conceivable action of the conscious
animal could just as well be performed unconsciously? This is the essence
of what the philosopher David Chalmers calls the hard problem of
consciousness37.
The answer which we are offering here is based upon the fact that
conscious information processing does not result in any immediate action
that could be objectively observed. The general information cycle requires
that events must conclude with an observable effect, or no information
processing comes about. Thus, if an action consists only of the internal
pondering of options, it must at least be observed internally if it is to
succeed.
67
68
Mental Causation
This chain of events is supported by Haken, Libet and others, but it is not
undisputed. In particular, it is occasionally objected that this type of
argumentation is a relapse into Cartesian duality, which is generally and
rightly considered to have been disproved. According to Descartes, there
are two different substances; one is corporeal material and extended in
space, whereas the other is immaterial mind-stuff (ideas, feelings etc.) and
not extended in space. Each of these two substances exists by itself, but they
can also interact with each other.
In contrast to Cartesian duality, however, the higher ordering
parameters mentioned above cannot exist on their own. They instead
emerge from the neural level; forming what might be called a mental field
(Libet) or an information field (Haken). The important point is that the
neural basis and, the emerging field, do not exist apart from each other;
rather, they are inseparably interlinked by the phenomenon of circular
causality that we have discussed above.
We do not know of any mental functions (perceptions, feelings,
memories etc.) that would not disappear if the appropriate parts of the brain
were destroyed. Brain processes are thus obviously a prerequisite for the
appearance of mental phenomena. But they are not sufficient for
understanding the phenomenon of conscious awareness 38. As we have
suggested above, conscious awareness involves a circular loop between
neural and mental events, both of which have their proper place in the
overall process. This requires that the results of mental information
processing should somehow retroact on the (material) neural level but this
is still controversial.
69
70
71
material and immaterial items is much less important than we had hitherto
presumed.
The decisive fact here is that the material and the immaterial are
inseparably connected to each other like the two faces of a coin. We can
separate these two aspects only mentally; thus enabling us to understand the
world analytically in scientific terms. One can study both faces of a coin
and arrive at interesting conclusions for each of them, but it is not possible
actually to separate the two sides without destroying the coin altogether.
The two sides of the metaphorical coin here refer to the neural material, and
the (immaterial) mental. On the one hand, there are the neural synapses in
which all of the information which the person has accumulated from his
autobiographical experiences is stored. On the other hand, there is the
transient higher level at which conceptual information processing takes
place.
At the higher level, various action alternatives are weighed against
each other, taking into consideration all of the personal experiences that
have left their mark on the synaptic structures of the brain. Pppel and
Ruhnau refer here to the concept of complementarity as generative
principle. The authors insist that psychic processes can be analyzed only if
monocausal thinking is abandoned, and the interaction of both bottom-up
and top-down processes is taken into consideration; combining both views
into an inner harmony41.
The ontological interdependence between material and immaterial
aspects of reality can also be shown by reflecting upon the nature of
elementary particles, which in the materialistic view are the stuff of
which the Universe is composed. Let us consider an electron, which is one
of the three particles of which atoms are made. We know that an electron
has mass (or energy). There thus cannot be any doubt that electrons are
material objects. There are, however, other fundamental properties that we
generally connect with material objects: their position, and state of
movement, in space and time. In this regard, an electron can no longer be
said to be material in the usual sense of the word.
72
73
74
Cultural Events
The present book is based upon the conjecture that the world consists of
information processing events. We have so far established three categories
of such events: (1) Physical events (zero intentional; no learning effects);
(2) biological events (quasi-intentional; unconscious trial-and-error learning
leading to genetically encoded knowledge concerning the environment); and
(3) conscious events (consciously intentional; conscious acquisition of
subjective knowledge).
A fourth, and last, category pertains to those events that take place in
human culture. As we shall see, these are characterized by collective
intentionality and the accumulation of objective knowledge.
While physical and biological evolution involved billions of years,
and conscious information processing may be as old as two hundred million
years, human culture is a newcomer to the Universe. According to Steven
Mithen44, Homo Sapiens began, some 200,000 years ago, to split up the
holistic communications of early hominids into separate words which could
then be combined to form new messages; thus setting the stage for human
language to evolve. With this, the foundation was laid for the development
of socio-cultural communities, and the rules by which they work.
Cultural phenomena can be described, and analyzed more easily, if
they are given a name; such as culturgen (C.J. Lumsden and E.O. Wilson)
or meme (R. Dawkins). The latter neologism has become widely
accepted. It can be defined to be an information packet comprising human
ideas and other mental constructs. Meme is simply the name that we give
to a specific unit of the cultural world. It may designate such diverse items
as myths, artistic designs, tunes, judicial laws, philosophical schemes,
scientific concepts, technical innovations or the idea of cooperative labor.
75
Memes are normally not isolated entities. The idea of an electron, for
example, requires considerable knowledge of physical concepts such as
mass, charge, quantum uncertainty etc.; all these items being combined in a
complex system of memes, sometimes also called a memeplex. The
common denominator of memes and memeplexes is that they inhabit a
socio-cultural environment, much in the same way that organisms live in an
ecological sphere.
Memes can be passed on laterally, within groups and societies, but
also vertically, from generation to generation. They share that latter aspect
with genes, which also pass on information from one generation to the next.
Biological and cultural evolution both proceed in line with Darwins
theory of natural selection, which is based upon the concepts of heredity,
variation and competition for limited resources. Memetic heredity (the
passing-on of cultural information) is based mainly upon linguistic
communication, whereas competition between memes is due to the limited
space that is available in human brains for such items as attention,
perception, memory and information processing. The space available for
memory can be very much increased by means of books and data banks, but
for memes to be effective in shaping the outcome of events it is decisive
that they be present in the conscious awareness of as many persons as
possible: this space is very limited, and subject to much competition.
The decisive difference between human beings and other animals
capable of conscious information processing lies in the fact that we are
embedded in a human cultural system. The most important feature of this
system is our complex language; and the versatile ways of communication
and acquisition of knowledge which it permits. Language constitutes the
medium of the so-called infosphere at the base of culture. As the
psychologists Steven Pinker and Paul Bloom45 have noted, the evolution of
language has its roots in the need for communication; just as the evolution
of the eyes can be explained by the need to see. Merleau-Ponty46 compares
our use of language to the acquisition of a further sense organ. Without
linguistic capabilities, human societies could never have organized
themselves.
76
The upshot of this is that humans, with their feelings and ways of
thinking, are the product of both their genetically determined predisposition
for cognitive abilities and the personal experiences acquired during life; the
former restricting what can be acquired in principle, and the latter shaping
the individual implementations of language, concepts, ideas, norms and the
like that make up the individual.
Humans are characterized by four clearly distinct, but complementary,
aspects. We are (1) material systems which are subject to the laws of
physics, (2) evolving living systems functioning in accordance with
biological rules and principles, (3) psychic systems capable of conscious
information processing and (4) dynamically-interacting psychic systems
(persons) whose thinking, feeling and acting are characterized by the views,
and norms, of the socio-cultural environment in which we live.
Understanding a socio-cultural system means understanding its rules
and laws; and their underlying values and ethical principles. This is also the
premise upon which social rule systems theory is based47. The principal
idea behind this theory is that all human actions are governed by sociallylegitimized rules. Individuals, groups and communities, in this view, are
bearers, interpreters and potential producers of norms, codes, habits, judicial
laws, routines, conventions, taboos, traditions, etc.: which we have
subsumed in the present book under the designation of law-like
information.
Social rules do not simply state how to act in a given situation. Rather,
the body of rules and regulations is a precondition for understanding the
situation properly in the first place. It is the rules whether adhered to or
not that impart meaning to an act. In order to understand the acts of
others, their goals, strategies and expectations, we need to interpret and
classify them within the framework of the prevalent rule system. Scientists
talk here of the social grammar which connects social roles, acts and
ways of thinking. Knowledge of the social grammar is especially important
in complex situations in which various actors, with diverse goals and
strategies, try to influence events. Knowing the social grammar aids us in
77
putting ourselves in the position of others, and assessing their room for
maneuver.
Events in the socio-cultural realm are usually much more complex
than are those which we encounter in physics and biology. The general
information cycle describes events in terms of a given potential situation, its
factual interpretation by an agent and the resulting reaction in line with
pertinent rules of action. In the area of physics, this is a very simple
procedure. An electron receives information about the presence of another
electron (factual information) and reacts to this information in accordance
with the pertinent physical laws; with the result that it changes its direction
of flight. Quite similar is the reaction of a frog in sight of some potential
prey. The animal notices a moving object of the right size (factual
information) and snaps at it (applying an inherited rule of behavior).
Conscious information processing of animals is based upon the
necessity to study a complex situation in more detail prior to acting on it.
The subsequent action (flight, attack, ingestion etc.) then proceeds within
the framework of the applicable law-like information.
In social contexts, in contrast, it is usually not possible to separate the
factual situation and the applicable rules of action. The social grammar, i.e.
the overarching system of social rules, is useful not only in selecting the
proper answer to a situation that has been interpreted in one way or the
other; rather, the grammar is already needed for correctly understanding a
given potential situation in the first place.
There seems to be a general trend towards a reduced predictability of
the results of events. Physical events are fully predictable: in terms of
precise probability statements, that is. In the biological realm, in contrast, it
is no longer possible to state with mathematical accuracy the probability
with which a frog will snap, or not.
This tendency toward increased unpredictability is even more
pronounced when it comes to events taking place in cultural contexts. Not
only is the social rule system highly complex, and a potential situation
much more difficult to analyze, the norms and habits can also vary from
person to person; making it almost impossible to predict how a given agent
78
will factually interpret a certain situation and how she, or he, will react to
such an interpretation.
79
80
81
Figure 4.3 shows the four categories of law-like information. The four
parameters follow the same structural scheme that is characteristic of all
tetrads of the Tree of Everything (odd-one-out; unified view of the
remaining triplet; two couples of closely related and, in some way,
complementary parameters).
Odd one out: Conscious events
The square peg parameter of the tetrad refers to events involving
consciousness. Conscious processes are subjective, i.e. private in character,
and thus cannot be studied scientifically.
Triplet: Cultural, biological and physical events
The common feature of the other three types of events is, in contrast, that
they are objective in nature and can be analyzed in terms of the scientific
method. They make up the triplet of parameters.
1st Doublet: Conscious and cultural events
The upper doublet of complementary parameters is formed by the laws and
rules that guide conscious processes, and cultural events, respectively. As
has been shown above, conscious appraisals take place at a conceptual
level, i.e. they cannot occur without the availability of concepts. Concepts,
on the other hand, are memes that are primarily produced within the realm
of human culture. Both conscious awareness and concepts (memes) imply
each other. The conscious deliberations of higher animals are also thought
to be based upon concepts (danger, prey, shelter etc.) and it may well be
that they acquire these by observing the reactions of other animals in
corresponding situations. Of course, we know next to nothing about the
conscious states of animals; they are private (just as in the case of humans)
and the animals cannot tell us about them.
2nd Doublet: Biological and physical events
The lower doublet of parameters refers to the laws and rules that guide
physical and biological events, respectively. The two parameters can be said
to be complementary to each other: biological entities could not exist if
82
Chapter 5
Universal History
We are now turning to the history triad of the Tree of Everything, which
comprises the three parameters, law-like information, spacetime and
subjectivity (Fig. 5.1). The four categories of law-like-information have
been discussed in the preceding chapter. We now turn to spacetime, which
we expect to be, in some way, complementary to law-like information. At
first glance, such a complementarity is not obvious. What exactly do we
know about spacetime?
84
85
Spacetime
The common-sense view is that space simply exists everywhere,
constituting, in a way, the stage on which things happen. Time, in contrast,
is not stationary but flows from moment to moment; having started with the
Big Bang, that is, and ticking away at the same rate everywhere in the
Universe. When Big Ben strikes twelve oclock, in this view, it is twelve
oclock everywhere, even on the most distant stars. This is the picture upon
which Newton based his considerations when he initiated the scientific era.
But the assumption of such an absolute time is wrong; as is the picture
of space as an empty stage upon which things happen. According to
Einsteins radical theory of special relativity, published in 1905,
simultaneity is relative. The mathematician Hermann Minkowski, a former
teacher of Einstein, realized that Einsteins relativity could be understood
geometrically as a theory of four-dimensional space-time. Since then, we
know that time cannot be thought of as existing, distinct and separate, from
space. It is spacetime that exists; a single entity of which space and time are
but different aspects. In the words of Minkowski: Henceforth, space by
itself, and time by itself, are doomed to fade away into mere shadows, and
only a kind of union of the two will preserve an independent reality.1
The concept of a unified spacetime entity helped Einstein to
formulate, ten years later, his general theory of relativity which refutes the
idea that space is a stage upon which things happen. It is not only that space
and time exist as a unified entity, spacetime is also dynamically
intertwined with matter and its gravitational field; the latter being equivalent
to warped (or curved) spacetime. In other words, the warped spacetime
structure contains information on the presence of matter and energy.
In addition to redefining our notions of space, time and gravity,
Einstein succeeded, in his special relativity theory, in uniting energy and
matter, which used to be considered as being quite different entities.
Contrary to our intuition, the famous E=mc2 equation [E = energy, m =
mass, c = speed of light] reveals matter and energy to represent two aspects
of one fundamental substance: matter-energy. Matter is a form of energy,
86
and vice versa. Whenever we refer to matter, this actually stands for
matter-energy.
Before the formulation of relativity, physics was a science concerned
with space, time, matter, energy, Newtons gravity and Maxwells
electromagnetic field. Einstein reduced the first four parameters of Nature
to two, spacetime and matter-energy, and then went on to interpret gravity
as being curved spacetime. Although we can easily picture curved space,
e.g. in the form of a distorted card box, it is quite a strain on our
imagination when Einstein tells us that it is spacetime that warps in the
presence of matter. Gravity fields are equivalent not only to distorted space
dimensions, but to curved time as well.
It must be added here that we have not yet arrived at a physical theory
that would combine relativity and quantum mechanics. Both theories have
been confirmed by every experiment that has ever been conducted. There
can hardly be any doubt that they are both correct. But, at least in their
present forms, they are not compatible with each other. The general opinion
is that it must be possible to combine the two theories into an overarching
view; that is, an ultimate theory of the nature of Nature. A good candidate
for such a theory is called quantum gravity, which tries to combine
quantum mechanics with relativity. Nobody knows, however, whether this
approach will eventually be successful.
87
Odd-one-out: Time
Time clearly constitutes the odd-man-out parameter of the four dimensions
of spacetime; the remaining triplet being made up of the three spatial
dimensions which seem to be indistinguishable from each other, at least in
the geometrical sense.
88
89
90
91
Leibniz, Real is the order of the events in the Universe; and time is an
abstraction extracted from them12.
Not surprisingly, Lee Smolin defines spacetime as The history of a
Universe, comprising all its events and their relationships13.
Metaphorically speaking, it is the text of the evolutionary story that
constitutes spacetime; its structure and its texture. In the light of this
metaphor, the complementary relationship that exists between spacetime
(the history of the Universe) and the law-like information parameter
becomes manifest.
Law-like information comprises the laws of physics, as well as all
other law-like entities which have developed during the course of the
evolutionary process. The events are causally interconnected by means of
this law-like information; without the existence of such laws and rules they
would not make any sense. If spacetime represents the history of the
Universe, then law-like information constitutes the grammar of which
the author of the story, the Universe, is making use. Some of the
grammatical rules were (apparently) set out right at the beginning (the
fundamental laws), whereas others have arisen during the course of this
developing epic and are still subject to change and extension.
The events are the real components of Nature; each being indexed in
relation to all other events in terms of the four spacetime coordinates. They
constitute the words, sentences and paragraphs of the evolutionary story.
Within the framework of this text-metaphor, the elementary particles can be
seen to be the letters of the narrative; letters that become meaningful and
attain the actual status of being letters only in connection with other parts of
the text and the respective grammatical rules. We take the story (or text)
metaphor very seriously. For one thing, metaphors are the conceptual
glasses through which we can understand the world, according to
Immanuel Kant, and, for another, Metaphors have a way of holding the
most truth in the least space (Orson Scott Card: Alvin Journeyman).
The conclusion then is that spacetime and law-like information are
indeed complementary to each other; the essence of the relationship
between the two parameters being equivalent to the relationship that exists
92
between the text of a story and its underlying grammar. On the one hand,
the text cannot be understood without knowing the applicable grammar. On
the other hand, the grammar is implied by the sentences of the text. Neither
of the two parameters can be thought of as existing without the other.
93
94
Subjectivity
An information processing entity is a subject, in the broadest sense of the
word; an entity that acts on the grounds of the information that it picks up
from its surroundings. All entities that are outside of a given subject are
objects (to the subject). But each of those entities (objects) must also be
regarded as being a subject in itself; if we change our focus of investigation
accordingly, that is.
How about physical objects, such as elementary particles, atoms or
molecules? Can we consider them to be subjects that act on their own? Or
are they simply pushed around by the forces arising from other particles?
Newton and others thought that God had created material entities and space
first; subsequently imposing the natural laws upon them14. According to this
line of thought, physical entities would simply be objects that moved around
in the world in accordance with the laws imposed upon them from outside.
Modern scientists take a different view. They tend to follow the
thinking of Spinoza, Schelling and others who were convinced that Nature
itself is productive and creative, and that the natural laws are immanent to
physical entities15. In this view, it is in the very nature of material particles
to behave in the way that we describe in terms of fundamental laws. Such
phenomena as self-organization and emergence imply that the law-like
behavior of complex material entities results from their internal structural
features; rather than being imposed on them from outside.
According to the general information cycle, information processing
entities (IPEs) do not only process information; they are also subjects that
are actively engaged in the world. It is this latter aspect that allows us to
classify IPEs into four clearly distinguishable categories.
As outlined above, material entities can be classified in terms of
properties such as mass, charge and spin. The proper criteria for the
classification of law-like information have been shown to comprise degreeof-intentionality, learning capability and freedom-of-action. Subjects, for
their part, are characterized by (i) their degree of individuality, (ii) the way
95
in which they perceive the world around them and (iii) how they translate
such information into action. This will be the topic of the next chapter.
Chapter 6
Subjectivity
98
Physical Perceptions
Physical perceptions involve the passive assimilation of communications
which reach a given (physical) subject from outside sources. The reaction to
this information is performed unconsciously and unintentionally. An
electron, for example, may passively absorb virtual messenger particles
(emitted by other particles) and thus take up a message of the form another
electron is coming close. In the case of physical entities, such a message is
taken at face-value, i.e. without checking its truth. The subject (the electron)
responds to such information in an automatic and statistically predetermined
way by changing its direction of flight.
According to quantum mechanics, there is some degree of freedom-ofaction involved here because it is of the average particle alone that we can
say with high accuracy which direction an electron will actually take in a
given situation. The individual subjects (electrons) have a remarkably high
degree of freedom in choosing the change in flight direction that they will
initiate.
Physical subjects do not acquire any knowledge. They react to the
perceived information in accordance with the fundamental laws of physics,
but the reaction does not change them in any way; there are no learning
effects. This is different for living subjects, because these tend to learn
something about the environment with which they interact. Electrons react
in accordance with unchanging fundamental laws, whereas living entities
act in accordance with rules that have been acquired during the evolution of
99
the species. The acquisition of knowledge is a sine qua non feature of all
forms of life.
Elementary Feelings
There are a number of affective states (feelings, emotions, etc.) that
influence the reaction of a (living) subject upon receiving a given type of
information. The most basic of them are elementary feelings, such as the
feelings of hot or cold, light or dark or fear. The general information cycle
(Chapter 4) requires that feelings (like perceptions and volitions) require to
be acted upon if they are to attain the status of being feelings (perceptions,
volitions).
The actions of even the simplest of living subjects are suggested to be
due to some type of elementary feelings. We do not know what a simple
animal may actually feel but, when we come close to say a spider, it
will move away (or sit still) as if it were in a state of fear or quasi-fear. We
are using here the word fear in a metaphorical way; this is the only way in
which we can describe, and make sense of, the behavior of entities with
which we cannot communicate at the linguistic level. Important to our
classification purpose is also the fact that simple living beings do not
actively look for this type of information; rather, they are overcome by
such feelings. In other words, just as in the case of physical subjects, the
information is taken up passively, i.e. without any prior intentional focus on
the part of the animal.
Once a living subject has taken up such information from its
surroundings, it will react automatically (or quasi-automatically), but in
contrast to purely physical subjects the reaction will have a direction and
effectively aim at survival (of the living subject or its species or both).
Again, we speak metaphorically here. We do not imply that a spider aims
consciously at survival. The reaction most likely proceeds without any trace
of conscious awareness, but it is practically undisputed that the objective
result of such reactions is an increase in survival probability.
Whereas physical particles (e.g. electrons) cannot be distinguished
from each other, it can be said that all living subjects exhibit some sign of
100
101
Propositional Perceptions
Propositional perceptions are based upon propositions of the type, Peter
believes (thinks, knows, is convinced ) that dinner is ready. Propositions
generally aim at presenting facts. They have what philosophers call a
direction of fit. Aiming at providing true statements about the world, they
are said to fit the world (or parts of it).
Propositions can be true or false, but they can also be partly true and
partly false. Dinner may be ready, yes, but actually John has not yet opened
the bottle of wine. Dinner is almost ready would have been the more
fitting proposition. Not everything in the world is wrong or right, good or
bad, beautiful or ugly; the truth is often somewhere in between. Both the
content of a given proposition, and its estimated truth value, influence a
subjects thinking and acting.
According to the general information cycle, a subject must interpret a
given situation in terms of the factual situation at hand before enacting a
proper response. The factual situation may be stated as one or more
propositions. But this is not all, because the interpretation also includes the
subjects evaluation of the situation in terms of her specific set of attitudes.
A proposition may be accepted simply at face value, but it can also be
contested, doubted, appreciated, rejected, etc. There is a lot of room here for
highly personal information processing, reflecting the specific attitudes of a
subject as they have evolved during her autobiographical lifetime.
Conscious animals, and especially humans, thus show a very high degree of
individuality.
The philosopher Charles Larmore gives the following definition of the
term subject: To be a subject means to have a relation to ourselves
that is expressed in all our thoughts and actions and which is responsible for
the fact that they are indeed ours1. To have beliefs or convictions, Larmore
explains, is equivalent to committing ourselves to think and act in
accordance with their presumed truths2. This normative committing
ourselves is not just one, of a number of aspects of subjectivity; rather, it
represents its quintessence.
102
It is well known that a person can believe only that which she holds to
be true. We cannot be forced or coaxed into believing a proposition of
whose truth we are not convinced.
Physical subjects have no means of questioning the truth value of the
information which they receive by way of messenger particles. Simple
animals, in contrast, may well try to evaluate the truth value of the
elementary feeling that a given situation invokes in them; e.g., does the
dark object really represent a danger for me? In the case of conscious
subjects, however, the question of truth is of primary concern.
All three types of subjective behavior that we have discussed so far
can be said to be located along the dimension of truth: (1) Physical subjects
have zero interest in evaluating the truth value of the information that they
receive; (2) The behavior of simple living subjects seems to indicate that
they do have some interest in the topic of truth; (3) Conscious animals, for
their part, are fully engaged in truth-finding. They can act only in line with
what they think is true; and desirable. This latter aspect refers to the
fourth, and last, of the primary aspects of subjectivity: volition.
Volitions
Immanuel Kant has taught us, in his Critique of Pure Reason (1781), that
There are three absolutely irreducible faculties of the mind, namely,
knowledge, feeling, and desire. Today, we still understand the workings of
the mind in terms of these three aspects; subsuming that is desires, will,
wishes etc. under the heading of volitions.
Volitions are normative and motivational in character, and are usually
based upon the interpretation of a given situation, thus leading a subject to
act in a way that she considers to be a good response. In a similar way that
our beliefs are limited to those propositions that we hold to be true, our will
can instantiate only those actions that we hold to be good and desirable.
103
104
105
Here is how these four aspects of subjectivity fit into the general
structure of the Tree of Everything whose tetrads of individual parameters
have so far been found always to feature (1) an odd-man-out parameter, (2)
a triplet of closely-related parameters and (3) two doublets of
complementary parameters. Figure 6.1 shows these structural relations for
the subjectivity tetrad.
Odd-one-out: Volitions
The parameter volitions must be accorded the odd-one-out position,
because it results from internally-produced attitudes, whereas the other three
parameters are mainly due to external information uptake. Even more
importantly, it is the acting out on account of her own will and desires that
makes a person fully responsible for her deeds.
Triplet: Physical perceptions, elementary feelings and propositional
perceptions
Physical perceptions, elementary feelings and propositional perceptions are
closely related to each other insofar as all three refer to the acquisition of
factual knowledge concerning a subjects surroundings.
1st Doublet: Volitions and propositional perceptions
The upper doublet features the closely correlated parameters volitions and
propositional perceptions. Although known facts and beliefs
(propositions) clearly differ from will and desires, they usually occur
together. Even those events that are strongly guided by will and desires
begin with a propositional perception of the situation at hand. Will and
desire are based upon what a given subject holds to be true and of value.
Stating the content of a given will, or desire, represents a proposition and,
vice versa, any will implies a propositional situation upon which the will to
act is based in some way. The parameters of the upper doublet are thus
clearly complementary to each other; each implying the existence of the
other.
106
Chapter 7
108
Freedom
Freedom allows us to engage in reflective decision-making and to take on
responsibility for our deeds. According to 19th-century English philosopher
John Stuart Mill (1806-1873), freedom is the first and strongest want to
human nature.3 One can, in principle, differentiate between two types of
freedom: (i) Freedom of action, which is of relevance to all types of
subjects, and (ii) freedom of thought, which pertains solely to conscious
subjects.
Purely physical entities (particles, atoms etc.) show the lowest degree
of freedom of action. The laws of quantum mechanics describe only the
probability of what an individual particle will do in a given situation. This
indicates some minimal degree of freedom-of-action; that is expressed as an
absence of full determination.
In the realm of life, the decisive phenomena are (i) maintaining the life
of the individual and (ii) contributing to the evolution of the species. The
latter requires the availability of chance effects that introduce arbitrary
changes into the genetic material; favorable changes subsequently being
selected for in the evolutionary process. As is evident from the unbelievably
rich diversity of living beings, the evolutionary process entails a large
degree of freedom of development. But it is not only the dimension of
freedom that characterizes the realm of life; truth and beauty also begin
to show up. All living beings acquire the (mostly unconscious) knowledge
(truth) that is important for their survival. There also appear multitudes of
beautiful shapes and colors, e.g. in the forms of butterflies or flowers.
Conscious animals may have some proto-awareness of such Platonic
ideals, but it is in humans and human societies that notions of the good, the
true and the beautiful become the leading dimensions of thought and action.
Not only are we aware of these values, we consciously and deliberately
instantiate them in our daily activities. Scientists and philosophers may look
for truth, aficionados of art and nature for beauty, and all of us for goodness
and love.
For Spinoza, Einsteins favored philosopher, freedom is equivalent to
rational self-determination. In order to act freely, the rational part of our
109
personality must liberate its thinking from emotional constraints and crude
attitudes. The rational mind, rather than instincts or prejudices, must be in
control in order to think and act freely.
Our freedom of thought and action is not constrained only by our
affective attitudes and prejudices, but also by historically inherited and
autobiographically acquired patterns of thought and rules of conduct. As
Austrian idealist philosopher Rudolf Steiner (1861-1925) has pointed out,
many of these constraining factors oppose each other; thus leaving much
room for rational evaluation to take control. Personal freedom thus requires
a good measure of what Steiner calls moral imagination.
The 20th-century existentialist philosophers de-emphasize the role of
rationality in favor of the concepts of personal freedom and responsibility.
Whatever we do, we are responsible for the effects to which our actions will
lead. According to existentialist Sartre, our values and ideals are implicit in
our actions, i.e. they do not exist outside, and somehow in addition to, our
deeds. The most fundamental of all values is freedom, which entails
responsibility for our choices and renders possible all other ideals.
Existentialists, like many other philosophers, are convinced that we always
choose to perform those actions that we regard as good; from our point of
view that is.
For 17th-century philosopher Immanuel Kant, whose thought is still
highly influential in present-day philosophy, man is free as long as he is
subject to his own legislation. Furthermore, all morality is based upon
(theoretical and practical) reason and rationality. Sartre fully agrees that
self-legislation is at the basis of our ethics. His dictum, Man is condemned
to be free is well known. Why condemned? Because we have not created
ourselves. Rather, as Martin Heidegger pointed out, we have been thrown
into this world without having had any choice in the matter. And yet, once
we are here, we are responsible for all that we do.
Our thoughts, hopes and fears do not count, according to Sartre. What
counts are our actions, realized reality that is. In this sense man is
indistinguishable from his path through life; he is the integrated ensemble
110
of his acts; including all the relationships that connect the individual acts to
a meaningful whole.
Summing up, freedom is widely considered to be our most important
and momentous value. This may be true, but it begs the Why? question. In
order to live and multiply, we need food, shelter and defences against
dangers. Animals in a zoo, and humans in well-managed prisons, could
have that. But they want freedom, and many are willing to die for it. Why?
We do not know why. The longing for freedom is a brute fact; something
that just exists and is a fundamental dimension of the Universe in which we
live. The same seems to be true for the other three fundamental ideals; the
true, the good and the beautiful.
111
112
physical world and the realm of ideas are complementary to each other. The
former participates in the latter and, vice versa, the latter is known to us
only insofar as it reveals itself in the physical phenomena of the world in
which we live. We have seen above that this type of complementarity is also
one of the key structural features of the Tree of Everything.
Unfortunately, Plato was so overwhelmed by his discovery of the
world of ideas that he emphasized or over-emphasized the immense
chasm between the physical world of appearances and the idealistic realm
of ultimate truth, beauty and goodness. Aristotle later modified Platos
theory by insisting that the material things and their forms (ideas) are
interlaced with each other; each requiring the other in order to exist in the
world. Aristotle also conjectured that it all began with an (unmoved and
eternal) first mover who initiated the movements in the world and whom
he also called the highest good and highest being.
There is another interesting conclusion here. That which lets us strive
for the true, the good and the beautiful is our soul (our self). But, Plato
insists, it would not strive for these realms of being if it could not
participate itself in these eternal ideas. Due to this participation in the realm
of eternal and unchanging ideas our soul becomes immortal or, in Platos
words, attains self-perpetuation and completion5. We shall keep this view
in mind when interpreting the Tree of Everything in terms of mans place in
the universe.
More than two millennia after Plato, Immanuel Kant devoted most of
his life to the study of truth, goodness and beauty. His first great book,
Critique of Pure Reason, was devoted to the question, What can we
know?
At that time, enlightenment philosophy had resulted in two main lines
of thought: (i) the rationalists tried to model the world in a mathematical
way by starting from undisputable facts and deducing other verities by way
of logic. This approach goes back to Ren Descartes (1596-1650) whose
starting point was the famous cogito (I think), from which logically
follows ergo sum (therefore I am). (ii) The empiricists distrusted human
rationality and relied solely on empirical observations. This line of thought
113
114
115
116
117
118
what it is all about: Generating, with our lives and actions, an abstract
landscape in the essential dimensions of freedom, goodness, truth and
beauty. Why? Because these ideals need to be realized; maybe it is not
enough that they exist only potentially, they need to come out into the open
and become evident as realized reality (Sartre). This idea is not new. We
shall come back to it below.
1st Doublet: Freedom and Goodness
The upper doublet of complementary parameters refers to freedom and
goodness. In order to do a good deed there needs to be a free choice
among at least two alternative actions. Thus, goodness clearly requires the
existence of freedom. On the other hand the fact that good deeds are indeed
observed to be performed in our world is proof of the existence of freedom
of choice. The two parameters imply each other in every good act.
In his normativist theory of subjectivity, the philosopher Charles
Larmore notes that, All the elements of the mind have a normative
character insofar as they are defined by what they give us reason to say or to
do8. Humans are rational and responsible agents who are actively engaged
in a world that is full of contingencies, options and obligations. A given
situation contains their own reasons that should guide our thoughts and
actions. These reasons are part of the structure of reality and exist
independently of our opinions. Reasons, according to Larmore, are real and
resemble the Platonic ideas in that they constitute an essentially normative
dimension of the world that is connected to, but not identical with, the
physical and psychic realms of reality9.
Our beliefs and desires are formed by normative dimensions that are
part, initially not of our mind, but of the world in which we live. We orient
our thoughts and deeds by reference to world-immanent reasons which we
discover by way of intuition and which guide our thoughts (because we hold
them to be true) and our actions (because we regard them as to be good and
desirable). In the words of Larmore, We act freely insofar as our action is
determined by our best comprehension of the reasons that are relevant in the
situation at hand10.
119
120
Hans Albert Einstein has reported about his father that he, had a
character more like that of an artist than of a scientist as we usually think of
them. For instance, [his] highest praise for a good theory or a good piece of
work was not that it was correct nor that it was exact but that it was
beautiful13.
In his bestseller Dreams of a Final Theory, Nobel Laureate Steven
Weinberg devotes an entire chapter to the strange fact that
mathematicians are led by their sense of mathematical beauty to develop
formal structures that physicists only later find useful, even where the
mathematician had no such goal in mind. Weinberg is convinced that a
final and all-encompassing theory of physics will be beautiful; Plato and
the neo-Platonists taught that the beauty we see in nature is a reflection of
the beauty of the ultimate, the nos. For us, too, the beauty of present
theories is an anticipation, a premonition, of the beauty of the final theory.
And in any case we would not accept any theory as final unless it were
beautiful14.
Chapter 8
In a now famous television interview2 on the Universe, its origins and mans
place in it, John A. Wheeler, one of the most visionary physicists of the 20th
Century, made the following remarkable statements: Some people think
that were just a little accident off in a far-away corner of the Universe, not
very important in the scheme of things, and that the machinery came into
being without any reference to life or consciousness. But to me thats
preposterous in some magic way as we get down deeper well find
ourselves at the bottom of things; the observer brought back and tied in at
the center of the picture One of the most interesting points of view that
has come to attention recently is the idea that the Universe is a kind of selfexcited circuit.
122
123
information, or the grammar of the text). Can we make out any theme to
the story? Does it convey any deeper meaning and purpose? And what is
our place in the universal epic?
The Tree of Everything does not offer any final answers to such
ultimate questions. But it does have something to say on the matter and can
offer some hints for further study. We have finally arrived at the top triad of
the tree, comprising the parameters Subjectivity and Essential
Dimensions at its base, and Reality at its top (Fig. 8.1). Instead of
Reality we could also use other, more philosophical, expressions, such as
Being or Ultimate Reality; or simply the Real as it is called by
physicist and philosopher Bernard dEspagnat.
DEspagnats thinking about Nature is based fully on our physical,
especially quantum-physical, knowledge. He is widely known for his
Veiled Reality concept which refers to an Independent Reality identified
with Being itself3, and which he also calls mind-independent reality or
simply the Real; the upper-case R distinguishing it from the empirical
reality that is given to us by our experiences and observations, and by the
laws and rules we derive from them. The Real, according to dEspagnat, is
the ground from which everything emerges: space and time, mind and
matter and the laws of the empirical world.
The top of the Tree of Everything does indeed seem to constitute the
origin of everything or, better, the origin from which the fundamental
structure of Nature begins to unfold. Before any events can begin to take
place, some initial conditions have to be set, such as the number of
dimensions, the fundamental laws and their proportionality constants, the
energy context and the expansion dynamics of the original Universe. The
basic question is: how did all of this come about?
The advent of quantum mechanics (with its apparent potential to
create something out of nothing4) has led to the conjecture that the
Universe is the result of an initial quantum condition which switches by
way of a spontaneous fluctuation into a state of reality. At the beginning
of the emerging Universe, the potential for setting up such factors as the
number of dimensions, fundamental laws and other parameters must have
124
125
been at a maximum. As soon as one or more of these items have been set,
however, the emergence of further parameters is limited by the prior
settings, if the resulting Universe is to be self-consistent and logically
unambiguous.
If, for example, we were to have a Universe featuring four spacetime
dimensions (as is the case in our Universe) the specification of all further
parameters would be restricted by the requirement that they must be in line
with such a four-dimensional architecture. The more parameters that are set,
the smaller will be the degree of freedom of choice for the setting of further
fundamental items. This process may go on until we reach a point at which
no further settings are possible (or feasible).
If each new parameter limits the freedom of choice of further
parameters, this is equivalent to a reduction in potentiality. In other words,
the creative potential must decline from top to bottom of the tree. This is
exactly what we find. The complementary parameters of the first two levels
from the top are quite different in character, whereas the entities at the
forces-and-matter level are much more similar to each other; both
parameters referring to (virtual and normal) material particles. At the
bottom level of the tree we find only a very small difference between the
two parameters; the two sets of (normal) material particles differing only in
their masses. The same decrease in creativity is also observed in the case of
the individual parameter sets of the substructure.
In other words, the top of the Tree of Everything has the highest
degree of freedom, and the creative potential decreases with each level as
we go down the tree. Once we have reached the bottom of these creative
splitting processes, the first events of the universal story can begin to take
place. At this point, right at the Big Bang that is, the Universe is an
unbelievably hot spot, consisting of the high-energy forms of matter.
Evolution starts from this ground level and, in a fraction of a second,
leads to the level of matter as we know it (M-I) and to the four forces
(which physicists assume to have emerged one after another from an
originally unified force). The fundamental laws and spacetime, at the third
level (from the bottom), become real entities with the instantiation of the
126
first events (before the first events took place, these parameters are thought
to have existed only potentially). The fourth level, constituted of the
essential dimensions and subjectivity, also began to be realized with the
first events (in terms of the freedom of action of the first particles and the
truth that is incorporated in the fundamental laws) but gain full visibility
(and objective reality) only with the evolution of life, humans and human
culture.
The tope node of the Tree of Everything represents the origin of the
unfolding process that leads to the ontological structure on which the
workings of the Universe is based. This structure is the logical prerequisite
for the beginning of the evolution process in which the various parameters
are filled with content and meaning.
127
Figure 8.2 The four superstructure triplets of the Tree of Everything are
structured in the same ways as all of the other tetrads of the tree:
Odd one out: Meaning (theme).
Triplet: The three parameters forming the Universal Story.
Upper doublet: Meaning & History.
Lower doublet: Material Base & Information Processing Events.
The four triplets together offer a somewhat different view of the top
node of the tree. The first three triplets (from the bottom) refer, respectively,
to the material base (the letters and words of the metaphorical story),
information processing events (sentences and paragraphs) and the sum of
all events (the history) of the universal story. In line with the concept of a
self-unfolding epic, the fourth triplet (at the top) would be expected to refer
to the aspect of meaning and purpose (or the theme) of the opus. This
expectation is supported by the fact that the superstructure exhibits the same
structural features that have been observed for all other tetrads of the tree
(Fig. 8.2):
128
129
and that the top triplet of the fundamental structure does indeed refer to the
topic of meaning and purpose, or the theme, of the universal opus.
We now turn to the great question of Leibniz: Why is there
something rather than nothing? Leibniz bases his question upon the
principle of sufficient reason, noting that nothing takes place without a
sufficient reason nothing occurs for which it would be impossible for
someone who has enough knowledge of things to give a reason adequate to
determine why the thing is as it is and not otherwise. This principle having
been stated, the first question which we have a right to ask will be, Why is
there something rather than nothing?.... Further, assuming that things must
exist, it must be possible to give a reason why they should exist as they do
and not otherwise.5
From a philosophical point of view, the seemingly best answers to
Leibniz question go back to the thinking of Plato who was convinced that
essential values (ideal forms) have creative power. The Canadian
philosopher John Leslie and his followers concentrate their studies on the
conjecture that the existence of the Universe is due to the creative force of
the value of goodness. Leslie: I think if I would like to be remembered as a
philosopher for any one thing, that would be the thing I'd most like to be
remembered for6.
Thinking in broader terms, the American philosopher Thomas Nagel is
convinced that the concept of value must be seen as pluralistic. He argues
that the emergence of value is the emergence of both good and evil and
that no teleological principle tending toward the production of a single
outcome seems suitable. Rather it would have to be a tendency toward
the generation of multiple variations in the range of possible complex
systems7. In line with the thinking of British philosopher Derek Parfit8,
Nagel speculates that value is not just an accidental side effect of life;
rather, there is life because life is a necessary condition of value.
In this connection, we should also mention the three-world scenario of
mathematical physicist, and avowed Platonist, Roger Penrose. Penroses
starting point is the objectivity of mathematical truths. Mathematical objects
(circles for example) have their own manner of existence; an existence that
130
131
132
Chapter 9
134
135
Figure 9.1 (on the opposite page) shows both the eight fundamental, and
the 32 individual, parameters of the Tree of Everything in a unified view:
there are four complementary pairs of fundamental parameters (red), and
sixteen complementary pairs of individual parameters (green). The
complementary parameters are connected by broken lines.
Furthermore, the fundamental structure of the Tree of Everything is
seen to feature a superstructure of four triplets of parameters, each of which
refers to a well-defined realm of reality: (i) Matter (Material Base), (ii)
Events, (iii) History (sum of the events) and (iv) Meaning. As shown in the
previous Chapter (Figure 8.2), the four realms are interrelated in the same
way as are the tetrads of the individual parameters of the substructure.
The general features pertaining to all three types of structure can be
used to make two testable predictions, as well as four comprehensible
conjectures which may not be provable but which are worth considering in
more detail: There remains a lot of work to be done here; a lot of aspects to
consider in more detail, and from various angles.
Prediction 1
A correct quantum-gravity theory will encompass the notion of a
complementary relationship between gravity and, the strong nuclear
force, according to which each force implies the existence of the other.
The problem is this: Einsteins Relativity Theory is based upon a
continuous-spacetime concept. This works well at large scales but breaks
down when applied to the small dimensions of the quantum world, which
requires a quantized model of spacetime. The general feeling among todays
physicists is that there must exist an overriding quantum-gravity theory
which would encompass both relativity (suitable for describing large-scale
gravitational events) and quantum physics (especially useful in the microworld of particle interactions) as complementary ingredients. As they stand,
the two theories are presently not compatible with each other at the small
scales that are typical of nuclear, atomic and chemical processes.
136
137
Subjectivity
A subject can be defined by the essential dimensions in which it lives and acts,
and vice versa, the essential dimensions become real (i.e. perceivable) only
insofar as there are subjects expressing them in their actions.
Spacetime
Law-like Information
Spacetime results from the sum of all events, the latter being causally defined by
the applicable law-like information. In the absence of events (characterized by
law-like information) there is no spacetime, and vice versa.
Material Parameters
Matter I
Forces originate from matter; but matter becomes real only if its presence is
communicated to the world by means of forces. Forces and matter imply each
other.
Matter II
Matter III
The structure of the ToE requires that if there are to be variations of a given
parameter (Matter I), they need to come in couples. In this sense, Matter II
implies the existence of Matter III, and vice versa.
A story requires an overarching meaning (a theme), and vice versa, meaning can
exist only if there is a real (i.e. perceivable) story that conveys it.
Material Base
Information Processing Events
Material objects are required for any encoding, and processing, of
information. On the other hand, it is through information-processing events
that the material world becomes visible and thus real.
138
Goodness
Goodness requires freedom of choice, and vice versa, freedom becomes real (i.e.
perceivable) through good acts. The two parameters complement each other.
The True
The Beautiful
Since ancient times the parameters of truth and beauty have been discussed
together; they are often, and with good reasons, said to imply each other.
Subjectivity
Propositional Perceptions
Volitions are based upon propositional perceptions, and vice versa, it is through
the existence of volitions that propositional perceptions gain their relevance.
Physical Perceptions
Elementary Feelings
Spatial Dimension x
Time can be defined only in terms of spatial distance, and vice versa. The two
parameters imply each other.
Spatial Dimension y
Spatial Dimension z
Cultural Events
Conscious events (in humans) are based upon concepts; the latter being generated
within the linguistic sphere of human culture. Human consciousness and culture
complement each other.
Physical Events
Biological Events
Living entities are based upon material (physical) aggregates, but the latter
become real (i.e. observable) only through the advent of life. The two types of
events imply each other.
139
Strong Force
The relationship between gravity and the strong force is not yet fully understood.
The ToE predicts that the two parameters will be shown to be complementary to
each other, each implying the other.
Electromagnetic Force
Weak Force
The two forces are complementary to each other insofar as they represent
different aspects of the electroweak force.
Matter I
Electron
The complementarity of e-neutrinos and electrons is due to the fact that their
decisive forces (the weak force and the electromagnetic force, respectively)
represent different aspects of the electroweak force.
up-Quark
down-Quark
Quarks cannot be separated from each other, and none of them can exist without
the other.
Matter II (Higher-Mass Variation of Matter I)
Muon
strange-Quark
Tau
bottom-Quark
140
Prediction 2
Neutrinos will be shown to play an important part in explaining one or
more of the unsolved problems in cosmological research.
The second prediction is based upon the fact that the neutrino is the odd one
out among the three matter tetrads (Table 4). We know that the odd-one-out
parameters of all of other tetrads always play a very important (and
generally not yet fully understood) role in the workings of the Universe.
This is true for the essential dimension of freedom, the phenomenon of
volitions (wills, desires), the dimension of time, the appearance of
consciousness, and the force of gravity (Table 5).
Prediction 2 suggests that it is also true of the curious neutrino
particles of which we know so little. As neutrinos are by far the most
abundant of the elementary matter particles, it is likely that they play a
greater role in the cosmological development of the Universe than we
presently imagine.
Cosmology is still burdened with large explanatory problems, such
as the missing dark matter and energy, the early development of the
Universe (cosmic inflation), the baryon asymmetry (why is there more
matter than anti-matter in the observable Universe?) and the cosmological
constant problem (why is the vacuum energy density so extremely small?).
Neutrinos seem to be too light to play a major role in explaining the missing
dark matter in the Universe.
But there is a good chance that they may help us in understanding
why there exists more matter, in the observable Universe, than antimatter.
As physicist Boris Kayser of Fermilab (Chicago) explains3, the great
preponderance of matter over antimatter may well be due to the decay of
heavy neutrinos in the early stages of the Universe. This is especially so if it
can be shown that antineutrinos oscillate (change to other types of
neutrinos) differently from neutrinos. The necessary research is in progress.
141
Volitions
It is one thing to see the world in terms of interactions of material entities, each
entity reacting to the information it receives from the surrounding world, but
quite another to discover entities that have their own will to change the world in
accordance with their own ways of thinking.
Time
Time is often said to be the most basic, and most difficult to understand, aspect of
Nature. It is hard to imagine a world without time.
Conscious Events
No human would like to live without conscious awareness. If time is difficult to
understand, the emergence of consciousness from unconscious matter is almost
unthinkable.
Gravity
Gravity is of similar importance to the workings of the Universe as are the other
four parameters listed above. Without gravity, there would be no galaxies, stars
or planets; no living entities that could take notice of the world.
Neutrinos
The nature and properties of the three types of neutrinos are far from being fully
understood. Since they hold the odd-one-out position in the three tetrads of matter
particles it is anticipated that they play a similarly important role in the workings
of the Universe as do the other odd-one-out parameters listed above.
142
143
interrelations and interactions. This analysis has led to the Tree of Nature
which is based upon the parameters of matter, forces, laws and spacetime7.
The structural features of this tree are such as to permit its extension into the
realms of subjectivity and essential dimensions. Thinkers such as Leslie
and Nagel start from the top (from ethics or values, that is), whereas we
begin at the bottom (the material base). The first analysis is based upon
philosophy, the second upon physical science. It is reassuring to find that
both approaches lead to quite similar conjectures.
144
life existed? Linde has an answer to that question too; You may ask
whether the universe really existed before you start looking at it. And my
answer would be that the universe looks as if it existed before I started
looking at itwhen we look at the universe, the best we can say is that it
looks as if it were there 10 billion years ago."8
For the Universe to fully exist this is the lesson of quantum
mechanics there need to be subjects (observers) that are able to acquire
knowledge about it. As only living beings can do this, life is a necessary
phenomenon for the world to exist in reality, rather than only potentially.
This is fully in line with the thinking of John Wheeler, whom we
have cited above; there are strange features about the Universe that are
very difficult to understand unless life is somehow involved in it....A lifegiving factor lies at the center of the whole machinery and design of the
world"9.
Leslie explains the existence of the Universe on the grounds of
ethical necessity, Wheeler sees a life-giving factor at the center of the
world and Nagel speculates that what explains the appearance of life is in
part the fact that life is a necessary condition of the instantiation of value,
and ultimately of its recognition10.
All three positions are fully in line with the Tree of Everything
which features, at the first level from the top, the parameters essential
dimensions (values, incl. ethics) and subjectivity (incl. living beings). As
already stated above, Leslie and Nagel argue philosophically, whereas our
approach begins with the physical aspects of reality. Both approaches agree
with Wheelers conjecture that there must be a (hitherto not fully
recognized) life-giving factor at the center of the world.
145
146
One can also say that the universe is in the act of constituting itself.
We are all part of this process, created by it, creating itif one cannot find
spirituality, awe, and reverence in the unfolding, one is nuts, writes
biologist Stuart Kauffman13.
147
(i) There are four sets of matter particles: (1) electron-neutrino, muonneutrino, tau-neutrino; (2) electron, muon, tau, (3) up-quark, charm-quark, topquark; (4) down-quark, strange-quark, bottom-quark. The particles in each group
differ only in their masses.
(ii) There exist four types of forces: (1) strong force, (2) weak force, (3)
electromagnetic force and (4) gravity. The corresponding force fields are
associated with one or more of the following particles: gluons, photons, three
types of known bosons (Z, W, Higgs) and (possibly) the still hypothetical
graviton.
Emergence
The concept of emergence refers to the fact that new and unpredictable behavior
can result from collective systems of events. It seems that the new, or higher,
rules and ordering principles emerge from the lower level of the individual
systems (bottom-up), and then cause the lower level processes to change in
accordance with the new higher-order level (top-down); one can speak in this
connection of some sort of circular causality.
Essential Dimensions
The essential dimensions refer to the values that we associate with the events that
make up the history of the Universe. There are four values (or essential
dimensions) that stand out and are suggested to form the basis of all other values
that we know of; they are known from antiquity and are still at the center of our
philosophical thought: freedom, goodness, truth and beauty.
Events
Reality consists of information-processing events (or information cycles). These
are discrete entities that lead to observable changes in the Universe. The events
taking place in the Universe can be classified by (i) their degree of intentionality
and (ii) their aptitude to acquire knowledge. Four categories of events can be
identified: (1) physical events (zero intentionality, no acquisition of knowledge),
(2) biological events (quasi-intentionality, unconscious acquisition of
knowledge), (3) consciously performed events (conscious intentionality,
conscious acquisition of subjective knowledge) and (4) cultural events (collective
intentionality, acquisition of objective knowledge).
Factual Information
Factual information results from sensing, and understanding, a given situation
in some way. It refers to the meaning that the potential information encapsulated
in a given situation has for a given information processing entity (IPE) within the
context at hand. Factual information can be questioned as to its truth value (true
or untrue?). There is no need for such information to be true (e.g. for other IPEs),
but it is always possible to question its truth value. The adjunct factual thus
does not refer to some absolute truth; rather, it refers to what the processor holds
to be true at the time of action.
Free Will & Personal Will
What is normally called free will is limited by mankinds evolutionary past, and
the autobiographical history of each individual. It is therefore better, and less
ambiguous, to speak of our personal will rather than of a free will. The
attribute personal comprises all of a persons biological and cultural
background, as well as his autobiographical history; pointing to the uniqueness of
the persons thinking and acting, and granting that this will remain subject to
change throughout his lifetime. As this unique Self is based upon three and half
billion years of biological evolution, at least 40 thousand years of cultural
development and a lifetime of personal history, one may well feel a good deal of
pride.
Immaterial Entities
Almost nobody doubts that material things exist. How about immaterial entities,
such as laws (law-like information) and spacetime? In the present book we argue
for a realistic position according to which matter, forces, laws and spacetime
are all real, and exist independently of the human mind; with the additional
proviso, however, that none of these four entities can exist by itself; without the
other three, that is.
Information Cycle
Nature is made up of causally-related, information-processing events which can
be described in terms of the general information cycle:
Potential Info + Factual InfoIPE + Law-like InfoIPE Real Effect
Real Effect
All events must yield an observable, i.e. real, effect, or they cannot be realized.
The real effect may thus be regarded as being the most important aspect of an
information cycle. It represents potential information for other information
processes to begin with.
Reality
The world consists of discrete entities. These are not elementary particles per se
but events which can be described by the general information cycle.
Self
The personal self is unique in as much as it represents a singular combination of
attitudes, norms, cognitive abilities and emotional characteristics that the person
has acquired in his, or her, autobiographical experiences. This unique system,
called I, incessantly undergoes new experiences; thus changing all the time in
its characteristic attitudes and norms. It is therefore no wonder that we identify
ourselves with these personal characteristics and feel responsible for what we do.
Spacetime
Spacetime is made up of all of the events that have ever taken place in the
Universe. It refers to the distance, and the sequential order, of each event in
relation to all other events. The three spatial dimensions and time form an
inseparably unified entity. Spacetime is not an empty stage on which things
happen. Rather, it is intimately connected with matter. Neither spacetime nor
matter can be envisioned to exist independently of each other.
Subjectivity
Information-processing entities are subjects insofar as they react, in their own
specific way, to the information that they receive from their surroundings.
Subjectivity refers to four characteristic features that are characterized by their
degree of intentionality and subjective involvement: (I) Physical perceptions
(zero intentional; zero subjective involvement), (II) elementary feelings (quasiintentional, unconscious actions that are in the subjects interest); (III)
propositional perceptions (consciously-intentional, acquisition of subjective
Notes
Preface and Chapter 1
1
2
3
4
5
6
Paul C.W. Davies, John Archibald Wheeler and the Clash of Ideas. In:
John D. Barrow, Paul C.W. Davies and Charles L. Harper, Jr. (Eds.),
Science and Ultimate Reality, Cambridge University Press 2004, p. 23
Fred H. Whlbier, The Tree of Nature, Trans Tech Publications, DurntenZurich (Switzerland) 2013
Anton Zeilinger, Einsteins Schleier [Einsteins Veil], C.H. Beck, Munich
2003, p. 217
John. A. Wheeler: Information, Physics, Quantum: The Search for Links",
published in Complexity, Entropy and the Physics of Information, ed.
Wojciech H. Zurek, Addison-Wesley, New York 1990, p. 5
Lee Smolin, Three Roads to Quantum Gravity, Phoenix, Orion Books,
London 2000, p. 52-56
David Deutsch, The Beginning of Infinity, Penguin Books, New York 2011,
p. 304
Chapter 2
1
2
3
4
Actually, this refers to the mass of the heaviest of the three types of
neutrinos.
Brian Greene , The Elegant Universe, Vintage, London 1999, p.9
Chapter 3
1
2
3
4
5
6
7
8
9
See also Key Concepts and Definitions (page 148): Elementary Particles.
Richard Hamblyn, The Art of Science ["Newtonian Apples: William
Stukeley"]. Pan Macmillan, London 2012
James Clerk Maxwell: A Dynamical Theory of the Electromagnetic Field.
In: Philosophical Transactions of the Royal Society of London, Vol. 155
(1865) p. 459512
Brian Greene, The Fabric of the Cosmos, A.A. Knopf, New York 2004, p.
353)
Fred Hoyle, D.N.F. Dunbar, W.A. Wensel, and W. Whaling: A state of C12
predicted from astrophysics evidence, Physical Review, vol. 92 (1953) p.
1095
Fred Hoyle, Religion and the Scientists, SCM, London, UK, 1959
John A. Wheeler, Foreword. In The Anthropic Cosmological Principle,
eds. John D. Barrow and Frank J. Tipler, Clarendon Press, Oxford, UK,
1986, p. vii
Brian Greene, The Elegant Universe, Vintage, London, UK, 1999, p.124
John A. Wheeler, Information, Physics, Quantum: The Search for Links".
In: Complexity, Entropy and the Physics of Information, ed. Wojciech H.
Zurek, Addison-Wesley, New York 1990
Chapter 4
1
Holger Lyre, Informationstheorie Eine philosophisch-naturwissenschaftliche Einfhrung [Information Theory a philosophical and scientific
introduction], Wilhelm Fink, Munich 2002, p. 16-22
Fred H. Whlbier, The Tree of Nature, Trans Tech Publications, DurntenZurich (Switzerland) 2013, p. 6-26
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
Jeremy Campbell, Grammatical Man, Simon & Schuster, New York 1982, p.
269
Holger Lyre, Informationstheorie Eine philosophisch-naturwissenschaftliche Einfhrung [Information Theory a philosophical and scientific
introduction], Wilhelm Fink, Munich 2002, p. 209
Hans Christian Baeyer, Information The New Language of Science,
Phoenix, Orion Books, London 2004, p. 33
Michael Hampe, Eine kleine Geschichte des Naturgesetzbegriffs [A short
history of the concept of natural law], Suhrkamp, Frankfurt 2007
Michael Hampe, Eine kleine Geschichte des Naturgesetzbegriffs [A short
history of the concept of natural law], Suhrkamp, Frankfurt 2007, p. 176.
Steven Weinberg, Dreams of a Final Theory, Vintage Books 1994, p. 46
Henning Genz, Gedankenexperimente [Thought Experiments], Wiley-VCH,
Weinheim 1999, p. 244-245
In relativity theory, it is assumed that the speed of light in a vacuum is a
fundamental constant and represents the maximum speed that is possible in
the Universe. From this assumption it can be deduced that space and time
cannot exist independently from each other but are combined in a unified
spacetime continuum.
Harald Fritzsch, Raum Zeit Materie [Space Time Matter]. In: Ernst
Peter Fischer and K. Wiegandt (Eds.), Mensch und Kosmos [Man and
Cosmos], S. Fischer, Frankfurt 2004, p. 98
D.J. Chalmers, Facing Up to the Problem of Consciousness, Journal of
Consciousness Studies Vol. 2, Nr. 3 (1995) p. 200-219.
Brian Greene, The Hidden Reality, Vintage Books, Random House, New
York 2011, pp. 273-4
Philip W. Anderson, More is Different, Science Vol. 177 (1972) p. 393
Hans Christian Baeyer, Information The New Language of Science,
Phoenix, Orion Books, London 2004, p. 57
Robert B. Laughlin, A Different Universe, Basic Books, New York 2005, p.
7 & 200
Robert B. Laughlin, A Different Universe, Basic Books, New York 2005, p.
208 & 221
18
19
20
21
22
23
24
25
26
27
28
29
30
31
32
33
34
35
36
37
38
39
40
41
Wolf Singer, Verschaltungen legen uns fest: Wir sollten aufhren, von
Freiheit zu sprechen [We are determined by neural network circuitry: We
should stop speaking of freedom]. In: Christian Geyer (Ed.), Hirnforschung
und Willensfreiheit [Brain Research and Free Will], Suhrkamp, Frankfurt
2004, p. 30 & 42
Gerhard Roth, Worber drfen Hirnforscher reden und in welcher Weise?
[About what are brain scientists allowed to speak and in what way?] In:
Christian Geyer (Ed.), Hirnforschung und Willensfreiheit [Brain Research
and Free Will], Suhrkamp, Frankfurt 2004, p. 71
Erich Harth, The Creative Loop: How the Brain Makes a Mind, Perseus
Books, New York 1995
Gerald M. Edelmann, The Remembered Present, Basic Books, New York
1989
Nicholas Humphrey, A History of the Mind, Springer, New York 1999, p.
193
Francis Crick, The Astonishing Hypothesis, Touchstone, New York 1995, p.
243-253
Ernst Pppel, Der Rahmen [The Frame], Deutscher Taschenbuch Verlag,
Munich 2010, p.349
Benjamin Libet, Mind Time, Harvard University Press, Cambridge 2004, p.
91
Jonathan Shear (Ed.), Explaining Consciousness: The Hard Problem, The
MIT Press, Cambridge 2000
Ernst Pppel, Der Rahmen [The Frame], Deutscher Taschenbuch Verlag,
Munich 2010, p. 249
Ernst Pppel, Der Rahmen [The Frame], Deutscher Taschenbuch Verlag,
Munich 2010, p. 113
Hermann Haken, Erfolgsgeheimnisse der Wahrnehmung [Secrets of
Perception], Deutsche Verlags-Anstalt 1992, p. 247
Ernst Pppel and Eva Ruhnau, Psychologie als eine auf Modelle
angewiesene Angelegenheit ohne Taxonomie eine Polemik [Psychology as
a business that depends on models a Polemic]. (Personal Publication
Platform). Cited in: Fred H. Whlbier, The Tree of Nature, Trans Tech
Publications, Durnten-Zurich (Switzerland) 2013, p.115
42
43
44
45
46
47
48
49
50
51
C.F. von Weizscker, Die Geschichte der Natur [The Story of Nature],
Hirzel, Stuttgart 2006
Fred H. Whlbier, The Tree of Nature, Trans Tech Publications, DurntenZurich (Switzerland) 2013, p. 40-42
Steven Mithen, The Singing Neanderthals: The Origins of Music, Language,
Mind and Body, Weidenfeld & Nicolson, Orion 2005
Steven Pinker and Paul Bloom, Natural Language and Natural Selection,
Behavioral and Brain Sciences, Vol. 13 (1990) p. 707-84
Dermont Moran, Introduction to Phenomenology, Routledge, London 2000,
p. 405
Tom R. Burns and Helena Flam, The Shaping of Social Organization: Social
Rule System Theory with Applications, Sage Publications, London 1987
Helena Flam and M. Carson, Rule System Theory: Applications and
Explorations, Peter Lang, Berlin/New York 2008
Nicholas Rescher: The Promise of Process Philosophy, in Columbia
Companion to Twentieth-Century Philosophies, ed. Constantin V. Boundas,
Columbia University Press, New York 2007, pp.143-155
Robert B. Laughlin, A Different Universe, Basic Books, New York 2005, p.
221
Melanie Mitchell, Complexity, Oxford University Press 2009, p. 286
Fred H. Whlbier, The Tree of Nature, Trans Tech Publications, DurntenZurich (Switzerland) 2013
Chapter 5
1
2
3
4
5
6
7
8
10
11
12
13
14
15
Leonard Susskind, The Cosmic Landscape, Back Bay Books, New York
2006, p. 336-341
Leonard Susskind, Twenty years of debate with Stephen. In: G.W. Gibbons,
E.P.S. Shellard and S.J. Rankin (Eds.), The Future of Theoretical Physics
and Cosmology, Cambridge University Press 2003, p. 334
Leonard Susskind, The Cosmic Landscape, Back Bay Books, New York
2006, p. 337
Raphael Bousso, The Hollow Universe, New Scientist, 27 April 2002
Raphael Bousso, Adventures in de Sitter Space. In: G.W. Gibbons, E.P.S.
Shellard and S.J. Rankin (Eds.), The Future of Theoretical Physics and
Cosmology, Cambridge University Press 2003, p. 545
Stanford Encyclopedia of Philosophy. The Hole Argument: Modern
Spacetime Theories,
http://stanford.library.usyd.edu.au/archives/fall2000/entries/spacetimeholearg/
[viewed January 2014]
Lee Smolin, The Life of the Cosmos, Oxford University Press 1997, p. 214
The Internet Encyclopedia of Philosophy: Events
http://www.iep.utm.edu/e/events.htm [viewed January 2014]
Harald Fritzsch, Raum Zeit Materie [Space Time Matter]. In: Ernst
Peter Fischer and K. Wiegandt (Eds.), Mensch und Kosmos [Man and
Cosmos], Frankfurt 2004, p. 101
Lee Smolin, Three Roads to Quantum Gravity, Phoenix, Orion Books,
London 2000, p. 218
Michael Hampe, Eine kleine Geschichte des Naturgesetzbegriffs [A short
history of the concept of natural law], Suhrkamp, Frankfurt 2007, p. 76
Michael Hampe, Eine kleine Geschichte des Naturgesetzbegriffs [A short
history of the concept of natural law], Suhrkamp, Frankfurt 2007, p. 82
Chapter 6
1
2
Chapter 7
1
2
3
4
5
6
7
8
9
10
11
12
13
14
Chapter 8
1
2
3
4
5
6
7
8
9
10
11
12
Karl Popper, The Myth of the Framework. In: Defence of Science and
Rationality, Ed. M.A. Notturno, Routledge, London 1994
TV Interview of John A. Wheeler by Paul Boynton:
www.astro.washington.edu/courses/astro211/CosmicPersp/Chapter20.pdf
[viewed January 2014]
Bernard dEspagnat, On Physics and Philosophy, Princeton University Press
2006, p. 388
Vacuum is usually defined as space that is void of matter. In quantum
field theory, however, vacuum is defined as the state with the lowest
possible energy. In the view of quantum physicists, vacuum consists of
spontaneously appearing and disappearing virtual particles. It is definitely
not nothing.
Nicholas Rescher, G.W. Leibnizs Monadology, University of Pittsburgh
Press 1991, p. 116
http://en.wikipedia.org/wiki/John_A._Leslie
[viewed January 2014]
Thomas Nagel, Mind and Cosmos, Oxford University Press 2012, p. 122123
Derek Parfit, On What Matters, Oxford University Press 2011
Roger Penrose, The Road to Reality, Alfred A. Knopf, New York 2005, p.
17
Roger Penrose, The Road to Reality, Alfred A. Knopf, New York 2005, p.
13
Thomas Nagel, Mind and Cosmos, Oxford University Press 2012, p. 114
Thomas Nagel, Mind and Cosmos, Oxford University Press 2012, p. 85
Chapter 9
1
2
4
5
6
7
8
9
10
11
12
13
14
15
16
Index
Accelerator, 15
adaptation, 74
Adler, Mortimer J., 110
aesthetics, 79, 110, 114, 130
affective states, 99-100, 103, 109
afterlife, 146
Age of Emergence, 54
Age of Enlightenment, 114
Age of Reductionism, 54
Alexander the Great, 12, 111
algorithm, 47, 62, 78-79, 151
amber, 16-17, 29
Ampre, Andr-.Marie, 29
analytical techniques, 67
Anderson, P.W., 54
anger, 100
animals, 50, 63, 65, 67,73, 75, 77, 81,
101-102, 106, 108, 142, 153
anthropic principle, 34-39
anti-matter, 140
antiquity, 107, 149
Aristotle, 12, 111-112
Armour, Leslie, 147
array, molecular, 14
art, 108, 111, 114, 119-120
asymmetrical relations, 1
atom, 11-22, 30-38, 46, 51, 53, 55, 71,
78, 82, 94, 106, 108, 128, 135, 151
attack, 67, 77, 113
attention, 54, 60, 65, 66, 75, 121
attitude, 68, 100, 101, 105, 109, 152
attractiveness, 119
autobiographical experience, 71, 79,
109
body-mind controversy, 69
Bohr, Niels, 122
Boltzmann, Ludwig, 13
boson, 41, 149
bottom-up organization, 56, 71, 149
Bousso, Raphael, 90
Boynton, Paul, 122
brain, 36, 55, 60-61, 63-71
Brown, Robert, 12
Brownian motion, 13
butterfly, 108
buzzard, 46-47
Byrne, Michael, 136
C
Campbell, Jeremy, 46
car, 46-47, 66
carbon, 36-38, 122
Cartesian duality, 68
cat, 113
categorical imperative, 113
categories, mental level of, 69-70
categories of events, 74, 149
categories of existence, 9
categories, of laws and rules, 1, 7, 7884, 153
categories of subjects, 93-94,113, 152153
category of conscious events, 73
causal closure, 69, 148
causality, 91, 93, 113, 122, 131, 148,
150, 153
causality, bottom-up, 56, 71, 149
causality, circular, 73, 149
causality, top-down, 9, 55-56, 71, 149
cause, 50, 56-57, 69, 136, 148-149
cell, living, 4, 46, 55, 70
cell, neural, 61, 70
cellular chemistry, 58
cerebral cortex, 65-66
Chalmers, David, 66
chance, 35, 37
complexity, of information, 69
complexity, of relationships, 90
complexity, reduction of, 69
comprehension, 118
concepts, 67, 69-70-74, 76, 81, 109,
111, 138, 148
concepts, information cycle, 46-47
concepts, nature of, 72-73
concepts, objective existence, 72-73
concepts, perception of, 72-73
conceptual glasses, 91
conceptual level, 70-73, 81
conceptual space, 73
conscious events, 59-68, 73-74, 79, 81,
138, 141, 149
conscious information processing, 5657, 71, 73-74, 76-77
conscious intentionality, 57-59, 74, 99,
149, 152
conscious perception, 69-70.81, 100
conscious subjects, 101-102, 104, 107108, 132, 142
consciousness, 5, 7, 10, 34, 68, 70, 99100, 106, 114, 117, 121-122, 138,
140
constants, fundamental, 34, 123
contingencies, 118
convention, 12, 76
conviction, 101, 104
Copenhagen interpretation of QM, 72
Copernican revolution, philosophy, 113
Copernicus, Nicolaus, 4
cortex, 65-66
cosmic inflation, 140
cosmological constant, 140
creativity, 125
Crick, Francis, 64
crystal, 15, 18, 55
cultural events, 73-81, 138, 149
culture, evolution of, 75
culture, human, 34-35, 73-81, 126, 138,
145, 150
culturgen, 74
D
Dalton, John, 13
danger, 50, 58-59, 81, 100, 102, 104,
110
dark matter and energy, 140
Darwin, Charles, 57, 75, 114
Davidson, Donald, 90
Davies, Paul W.C., 1
Dawkins, Richard, 74
death, 115, 146
Debye, P.J.W., 18
decay process, 18, 23, 30, 35, 37, 59,
140
decision field, 47
decision tree, 7, 21
Democritus, 11-12, 14
Dennett, Daniel, 58-59
Descartes, Ren, 68, 112
desire, 97-98, 100, 102-106, 118, 140
Deutsch, David, 5
dimensions, essential, 1, 89, 102, 107120, 123, 126, 131-132, 137-138,
140, 142-147, 149, 153
dimensions of meaning, 20
dimensions, spacetime, see spacetime
Dirac, Paul, 119
disgust, 100
DNA, 14, 35
dogma, 115
duty, 121
dynamic systems, 55, 65
E
ears, 63
Earth, 4, 19-20, 28, 36, 38, 93, 119
ecological conformity, 56
ecological sphere, 75
Einstein, Albert, 5, 13, 30, 52, 85-86,
88, 108, 115, 120, 135, 146-147
G
galaxies, 4, 31, 36, 38, 141
Galilei, Galileo, 4
gas, 12-13, 36
Gauss, Carl Friedrich, 29
Gell-Mann, Murray, 15-16
general information cycle, see
..information cycle
genes, 17, 75, 108
genetic knowledge, 60, 74, 76, 79
Genz, Henning, 45, 51-52
geometry, 38, 85, 87, 90, 111
giraffe, 58
Glashow, Sheldon, 31
gluon, 41, 149
goal-directed behavior, 58
goal-directed events, 148
goal-directed rules, 59
Gdel, Kurt, 72-73
Goethe, Johann Wolfgang von, 79, 119
goodness, 106, 108, 110-118, 129,
131, 138, 142, 145, 149
grammatical rules, 91
graviton, 33, 41, 136
gravity, 4, 15, 27-28, 33-36, 41, 53, 8586, 89, 135-136, 139-141, 149
Greene, Brian, 24, 34, 41, 53, 146-147
guilt, 100
H
Habermas, Jrgen, 114
habits, 7, 43, 47, 54, 57, 76-78, 151
Haken, Hermann, 55-56, 68, 70
Hampe, Michael, 51
harmony, 71
hate, 100
Hawking, Stephen, 3
hearing, 60
Heidegger, Martin, 109, 115
Heisenberg, Werner, 88
hereditary information, 75
higher organizational laws, 54, 78
K
Kant, Immanuel, 72, 91, 97, 102, 109,
112-115
Kauffman, Stuart, 55, 80, 107, 146
Kayser, Boris, 140
Keats, John, 119
Kepler, Johannes, 4, 28
knowledge, 4-5, 34, 60, 67, 73, 75-76,
97, 100, 102, 113, 123, 129, 143
knowledge, acquisition of, 7, 75, 79, 9899, 103, 105, 108, 144, 149
knowledge, development of, 107
knowledge, embodied, 73
knowledge, genetically encoded, 74, 79
knowledge, objective, 7, 74, 113, 149,
153
knowledge, philosophical, 142
knowledge, propositional, 98, 103
knowledge, scientific, 11, 142
knowledge, subjective, 74, 149, 152153
knowledge, unconscious, 58
Kuo, Shen, 29
Kppers, Bernd-Olaf, 57
L
labor, cooperative, 74
Laming, Richard, 17
landscape, metaphorical, 118, 147
language, 75, 114
language, evolution of, 75
language, human, 74
language of information, 70
Larmore, Charles, 101, 118
Laughlin, Robert B, 54, 78,
law of conservation of matter and
energy, 18
law of gravitation, 4, 28
law of motion, 4
laws, see information, law-like
laws, electromagnetic, 30
laws, empirical, 4
laws, Faradays, 17
laws, higher.order, 56
laws, judicial, 74, 76
laws, Keplers, 28
laws of physics, 34, 38, 41, 51-53, 56,
59, 76-77, 79, 98, 108, 119, 125126, 130
laws of thermodynamics, 80
learning, 73-74, 78, 94, 98
learning autobiographical, 79
learning, by trial and error, 79
Leibniz, Gottfried Wilhelm, 83, 91, 129,
131
Leslie, John, 129-131, 142-144
letters of an alphabet, 12, 46, 91, 127
Leucippus, 12
Libet, Benjamin, 66, 68
life, 1, 7, 10, 17, 46, 48, 57, 58, 60, 76,
78-79, 99, 108-109, 112, 115, 121122, 129, 138, 142-145, 151
life, definition of, 59
life, emergence of, 36
life, evolution of, 4, 34-39, 126
life, meaning of, 5, 58
lifetime, of humans, 60, 101, 146, 150
lifetime, of particles, 23
Linde, Andre, 143-144
living beings, 48, 76, 78, 82, 98-99,
102, 104, 106, 108, 138, 141, 144145
living cells, 4, 46, 151
living organisms, 35-37, 46, 57-59, 6364, 70, 75, 79, 151
Locke, John, 113
logic and thought, 110, 112-113, 125
logic, of the Universe, 147
logical necessity, 67, 131
logical reasoning, 50
Lumsden, C.J., 74
Lyre, Holger, 46, 48
M
Mach, Ernst, 13
machinery, of the world, 39, 121, 1441
magnetic resonance tomography, 67
magnetic northpole, 29
magnetism, 29-30
Mary, 8
mass, of matter, 28, 85
mass, of particles, 17-26, 33, 37-38,
71-71, 75, 78, 82, 92, 94, 125, 139,
149
mass, of the Universe, 15
material aggregates, 7, 20, 28-29, 31,
42, 46, 51-53, 68-72, 76, 78, 106,
112, 128, 135, 138, 141, 150-151
material base, 10-26, 65, 124, 127-128,
137, 143
materialistic view, 71
material level, 6, 67
material particles, see particles
materials aspects, 45, 68, 111, 137139,
mathematical beauty, 119, 129-130
mathematical concepts, 111-112
mathematical modeling, 136
mathematical necessity, 117
mathematical theory, 119
mathematical truths, 13, 52, 77, 79,
129-130
Maturana, Humberto R., 59
Maxwell, James Clerk, 13, 29-30, 86
meaning, of information, 1, 150-151
meaning (and purpose), 3, 5, 9-10, 20,
42, 46-48, 57, 7690-91, 93, 110111, 122-124, 126-129, 131-132,
135, 137, 143, 145-147, 153
mechanics, 4
mechanistic worldview, 51
memeplex, 75
memes, 74-75, 81
memory, 60, 64, 68, 70, 75
mental causation, 68-72
principle, anthropic, 39
principle, fundamental, 63, 89, 129, 148
principle, holographic, 88
principle, of causal closure, 69
principle, of sufficient reason, 129
probability, 38, 72, 77, 79, 99, 108
process philosophy, 114
propositions, 98, 100-105, 138, 147,
152
proteins, 14, 17, 35
proton, 14, 16-17, 22, 30, 35, 37, 48
psychic events, 69, 71
psychic states, 97. 118, 130
psychic systems, 76
Q
quantum field theory, 39, 162
quantum gravity, 33, 86, 89, 135-136
quantum mechanics, 5, 14, 72, 86, 88,
98, 108, 122-123, 135-136, 141,
143-145
quantum uncertainty, 75
quarks, 14-16. 20-21, 23, 30, 41, 46,
82, 139, 151
quasi-autonomous, 5
quasi-fear, 99
quasi-intentional, 57, 59, 73-74, 79,
104, 149, 152
Quine, W.V.O., 90
R
Rabi, Isidor Isaac, 22
radioactive processes, 18, 30
rational behavior, 47, 108-109, 113,
118
rational evaluation, 109
rationality, 72, 109, 112. 152-153
rationality, objective, 79
rationality, type of, 7
real effect, 47-51, 53, 58, 61, 63, 93,
152
realism, 72
U
uncertainty principle, 75, 88, 141
unconscious actions, 66, 152
unconscious information processing,
48, 63-64
unconscious intentionality: see quasiintentionality
unconscious learning, 74, 149
universe as self-excited circuit, 121-122
universe, 7, 11-12, 35, 37-38, 110, 115,
125, 129, 140-141, 147, 149, 153
universe and information, 42, 53, 6971, 106, 142-143
universe, and matter, 20, 28-29
universe, creation of, see Big Bang
universe, initial quantum condition of,
123
universe, participatory, 42
universe, story of, 4, 10, 24, 31, 79, 8395, 107, 130, 132, 145-146
unpredictability, 54, 77
Updike, John, 19
W
wait-and-see attitude, 67
water, 13-14, 17, 35
weak force, 20, 30-35, 37, 41, 79, 82,
139, 149
Weinberg, Steven, 31, 52, 120
Weizscker, Carl Friedrich von, 72
Wheeler, John A., 5, 39, 42, 53, 70, 90,
121-122, 132, 144-145
Whitehead, Alfred North, 114
Wiehl Reiner, 57
Wigner, Eugene, 122
Wilber, Ken, 114
will, 98, 102-105, 113, 140-141, 150,
153
Wilson, E.O., 74
wish, 70, 102
Whlbier, Fred H, 2
words and sentences, 12, 74, 91, 127,
165
worldview, 22, 51
V
vacuum, 140, 157
values, 1, 76, 105, 107-110, 114-115,
129-131, 142-145, 148-150
Z
Zeilinger, Anton, 5, 27, 70
zoo, 110
Zweig, George, 15