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Introduction
Introduction
There are three types of axioms required to form what we know as real
numbers. First, there are the arithmetic axioms, called the field axioms,
axioms
which provide the rules for adding, subtracting, multiplying and dividing.
Secondly, there are the order axioms, which allow one to compare sizes of
real numbers like 2<3, 4>0 and -3<0, and so on. And lastly there is an axiom,
called the continuity axiom,
axiom which gives the real numbers that special quality
that allows us to think of real numbers as “flowing” continuously, with no gaps
along the way, on the real line from the infinitely small to the infinitely large.
Section
Section 5.2 468 Complete Ordered Field
So let us begin our quest to find the holy grail of real analysis.
These axioms have passed the test of time and are now chiseled in
stone in the laws of mathematics and form an algebraic system called a field1
(or an algebraic field),
field which is summarized as follows.
1
Modern algebra or abstract algebra, which is distinct from elementary algebra as taught in
schools, is a branch of mathematics that studies algebraic structures, such as groups, rings, fields,
modules, vector spaces and other algebraic structures.
Section
Section 5.2 469 Complete Ordered Field
Field Axioms
A field is a set, which we call , with two binary operations, called + and ⋅ , where for all
a, b and c in , the following axioms hold2.
1. The associative axioms for both addition and multiplication say it doesn’t
matter where parenthesis are placed. In other words, we can write a + b + c
for a + ( b + c ) or ( a + b ) + c . The same holds for multiplication, we can write
abc = a ( bc ) = ( ab ) c .
2
We call the field since we are concentrating on the real numbers, but keep in mind there are
many examples of an algebraic field.
3
We often drop the multiplication symbol "⋅ " and denote multiplication of two elements as
a ⋅ b = ab .
Section
Section 5.2 470 Complete Ordered Field
Two other operations of subtraction and division can be defined directly from
addition and multiplication by
Using the basic axioms for a field, we can now see how the computational
rules for arithmetic can be carried out. We begin by defining
2 = 1 + 1,3 = 2 + 1, 4 = 3 + 1, and so on. We next define the natural numbers
= {1, 2,3,...} , then since 1 > 0 , it follows that 0 < 1 < 2 < 3 < In other words,
the natural numbers are ordered in the way we learned since grade school. We
can also prove something you learned in the second grade:
4 = 3 +1 (definition)
= ( 2 + 1) + 1 (defintion)
= 2 + (1 + 1) (associativity)
= 2+2 (definition)
Margin Note: A field is an algebraic system where you can add, subtract,
multiply and divide (except by 0) in the same manner you did as a child. As a
child you were taught these were “properties” of numbers. But they are not
their properties, they are the rules of engagement of the real numbers. A
subtle, but important point.
We know what you are thinking; you have known all this since 3rd grade. If
your argument is that the axioms are simple and elementary, that is no
argument at all. Axioms are supposed to be self-evident. That’s the test of a
good axiom system. The question you ask is; what kind of theorems can be
proven from the axioms, and the answer is there are many and many are not
trivial. Just ask yourself, are these the simplest axioms you can imagine for a
system of arithmetic, where you can add, subtract, multiply and divide? Do
you need any more axioms to perform the operations you want? Can you get
by for fewer axioms in the sense that some of the axioms can be proven from
the others and hence ambiguous? These are not trivial questions and their
answers are even less so. There are other axiom systems that allow you to
Section
Section 5.2 471 Complete Ordered Field
1. Boolean Field: Let F2 = {0,1 } and define addition (+) and multiplication ( × )
by the following table.
+ 0 1 × 0 1
0 0 1 0 0 0
1 1 0 1 0 1
p ( x)
f ( x) =
q ( x)
We now come to the second group of the three types of axioms required
to describe the real numbers.
Ordered Fields
An algebraic field is ordered if its nonzero members are split into two
disjoint sets, P and N, called the negative and positive members of the field,
respectively, so defined that x ∈ N ⇔ − x ∈ P , and P is closed under addition
Section
Section 5.2 472 Complete Ordered Field
Note: One does not just make rules or axioms willy-nilly from which one hopes
all else follows. As a matter of fact it is just the opposite. Knowing what is
desirable, knowing what one wishes, one designs a set of assumptions or
axioms from which the desirable theorems will follow. As the mathematician
Oswald Veblen once said, “The test of a good axiom system lies in the
theorems it produces.”
At this point the reader should observe that the rational numbers constitute
an ordered field with ordering the usual “greater than” inequality " > " .
We now come to what we called the “holy grail” of the real numbers.
Although all three collections of axioms are necessary to describe the real
numbers, it might be said that the “completeness” axiom is what we think of
when we think of the real numbers.
one of the leading algebraists of the 20th century who emigrated to the U.S. in
1937 and spent many years at Indiana and Princeton universities.
So what is the meaning lub( A) and glb( A) in Figure 1? Two of the sets
contain their maximum and two do not. However (and this is the important
part), for each of the four intervals, the set of upper bounds, which is [ b, ∞ )
for each of the four intervals, always contains its minimum value, which is b
in every case. In the intervals ( a, b ) , [ a, b ) where b does not belong to the
interval, we call this value least upper bound or supremum of the set, and
Section
Section 5.2 475 Complete Ordered Field
denote this value by sup( A) or lub( A) . For the two sets [ a, b] and ( a, b] that
have a maximum value, the least upper bound is the same as the maximum.
For the sets ( a, b ) and [ a, b ) that do not have maximum values, the least upper
bound b is a kind of “surrogate” for the maximum.
The same principle holds for lower bounds. The set of lower bounds
for any set A bounded below always has a largest value and this value is
called the greatest lower bound or infimum of A and denoted by glb( A) or
inf( A) .
The least upper bound of a set is denoted lub( A) or sup( A) , and the greatest
lower bound is denoted glb( A) or inf( A)
This leads us to the completeness axiom for our set , which we have
endowed with field and order axioms and thus is an ordered field (we are
almost ready to call this set the real numbers). The last set of axioms we
Section
Section 5.2 476 Complete Ordered Field
assign to (actually only one axiom) is called the completeness axiom, which
we have used the least upper bound version.
The least upper bound is necessary since there are ordered fields that
do not “look like” the real numbers, the rational numbers being one such
example. By also including the completeness axiom, the ordered field
behaves exactly like the real line you learned about in the third grade. In other
words it has exactly the properties we desire when we try to model or
describe points on an infinite line.
f ( 0 A ) = f ( 0B )
f (1A ) = f (1B )
f ( x +A y ) = f ( x) +B f ( y )
f ( x ×A y ) = f ( x ) ×B f ( y )
x ≤ A y ⇒ f ( x) ≤ B f ( y )
This means that all complete ordered fields are essentially the same, the only
difference being a labeling of objects.
Section
Section 5.2 477 Complete Ordered Field
Note: { }
The set of rational numbers A = q ∈ Q : q 2 < 2 does not satisfy the
completeness axiom; it is bounded above but does not have a least upper
bound.
Problems,
Problems, Section 5.2, The Complete Ordered Field
x = x + 0 = x + ( a + ( −a ) ) = ( x + a ) + ( −a ) = b + ( −a )
Section
Section 5.2 479 Complete Ordered Field
.
a + x = a + ( b + ( −a ) ) = a + ( ( − a ) + b ) = ( a + ( − a ) ) + b = 0 + b = b
Ans:
Ans Since from Problem 4 we know there is only one solution of the
equation a + x = b , and we now show both a and − ( −a ) are solutions of
x + ( − a ) = 0 so they must be the same. We saw in Problem 3 x = a is a
solution, but we also know − ( − a ) + ( − a ) = 0 from the field axiom A3. Hence
a = − ( −a ) .
5. True or False
Ans: False, numbers don’t have negative inverses among other things.
Ans:
Ans True
{
A − B = a − b : a ∈ A, b ∈ B . }
Ans: False, let A = {1, 2}, B = {4, 5} then A − B = {−3, −4, −2} . Hence
sup ( A − B ) = −2, sup ( A) − sup ( B ) = 2 − 5 = −3 .
Ans: False, not all elements have a multiplicative inverse. The integer 3 has
no multiplicative inverse (1/3 is not an integer). The integers are said to
form an algebraic ring, not a field.
Ans: True, they are bounded so they have a least upper bound.
g) If a subset of the real numbers has an upper bound, then it has exactly one
least upper bound.
Ans: True, can’t argue with an axiom. That’s the completeness axiom.
h) sup ( ) = ∞
Ans: False, the integers are not bounded above so there is no sup.
Ans: True, simply take members at random and order them in the order they
are chosen.
k) When it comes right down to it the completeness axiom ensures there are
no “holes” in the real numbers.
Ans:
Ans True, that’s about it.
6. For the following sets A find (if they exist), max ( A ) , min ( A ) ,
sup ( A ) ,inf ( A ) .
a) A = {1,3,9, 4, 0}
Ans:
Ans max ( A) = 9, min ( A) = 0, sup ( A) = 9,inf ( A) = 0
b) A = [ 0, ∞ )
c) A = { x ∈ : 0 ≤ x < 1}
d) A = [ −1,3]
Ans max ( A ) = 3, min ( A ) = −1, sup ( A ) = 3,inf ( A ) = − 1
{
e) A = x : x 2 − 1 = 0 }
Ans no max, min ( A ) = −1, no sup,inf ( A) = −1
f) A = {n ∈ : n divides 100}
Ans
{
g) A = x ∈ : x 2 < 2 }
Ans no max, no min, sup ( A ) = 2,inf ( A ) = − 2
h) A = ( −∞, ∞ )
1 1 1
i) A = 1, , , ,
2 3 4
1 1
A = − : m, n ∈ .
n m
1 1 1 1
0< ≤ 1, 0 < ≤ 1 ⇒ − 1 = 0 − 1 < − < 1 + 0 = 1
n m n m
Section
Section 5.2 482 Complete Ordered Field
8. (Algebraic Field) Show that the rational numbers with the operations of
addition and multiplication form a algebraic field.
Ans: The reader can check that this system satisfies the axioms of a field.
9. (Boolean
(Boolean Field) Show that the set F2 = {0,1 } consisting of 2 elements
forms an algebraic field.
Ans: The reader can check that this set with the addition and multiplication
described in the text satisfies the axioms of a field.
10. (Ordered Field) Show that the rational numbers with the operations of
addition and multiplication and the usual “less than” order relation " < " forms
an ordered field.
Ans: The reader can check that this set with the addition and multiplication
described in the text satisfies the axioms of a field.
11. (Not an Ordered Field) Show that the field of complex numbers is not
an ordered field.
Ans: First assume i = −1 > 0 . Hence, i 2 = −1 > 0 and adding 1 gives 0 > 1 .
But squaring −1 > 0 gives 1 > 0 and so we have proven both 0 > 1 and 0 < 1
which contradicts anti-symmetry axiom for the order relation. A similar
contradiction is reached if we assume i < 0 . Hence, we cannot order the
complex numbers.
Section
Section 5.2 483 Complete Ordered Field
Ans: No, the integers do not have a smallest member (nor do many
subsets of the integers)
13. (Well-
(Well-Ordering Theorem)
Theorem A partial order " ≺ " on a set X is called a well
ordering
ordering (and the set X is called well ordered)
ordered if every nonempty subset
S ⊆ X has a least element (i.e. belongs to S ). The Well Ordered Theorem5
states that every set can be well ordered by some partial order (i.e. there
exists a well ordering " ≺ " on X ). Are the following sets well ordered by the
usual “less than or equal to” order " ≤ " ?
a) Ans: yes
b) {3, 4, 5} Ans: yes
c) Ans: no
1
d) : n ∈ Ans: no
n
4
This principle is really a theorem and is equivalent to the Principle of Mathematical Induction.
5
The Well Ordering Theorem is equivalent to the Axiom of Choice and was proven by the German
mathematician Ernst Zermelo (1871-1953). Although the theorem says the real numbers are
well ordered, no one has ever found a well ordering.