Professional Documents
Culture Documents
Kasuya Research Forest, Kyushu University, 394 Tsubakuro, Sasaguri, Kasuya, Fukuoka 811-2415, Japan
School of Forestry and Resource Conservation, National Taiwan University, 1 Sec. 4, Roosevelt Road, Taipei 106, Taiwan
a r t i c l e i n f o
a b s t r a c t
Article history:
Received 1 April 2009
Received in revised form
8 October 2009
Accepted 23 October 2009
Available online 22 November 2009
Researchers and journalists in Japan recently proposed forest management as an alternative to dam
reservoir development for water resource management. To examine the validity of the proposal, we
compared the potential low-ow increase due to forest clearcutting with the increase due to dam
reservoir development. Here, we focused on forest clearcutting as an end member among various types
of forest management. We rst analyzed runoff data for ve catchments and found a positive correlation
between annual precipitation and the low-ow increase due to deforestation. We then examined the
increase in low-ow rates due to dam reservoir development (dQd) using inow and outow data for 45
dam reservoirs across Japan. Using the relationship between annual precipitation and the low-ow
increase due to deforestation, we estimated the potential increase in the low-ow rate for each dam
reservoir watershed if forests in the watershed were clearcut (dQf). Only 6 of the 45 samples satised
dQf > dQd, indicating that the potential increase in the low-ow rate due to forest clearcutting was less
than the increase due to dam reservoir development in most cases. Twenty-ve of the 45 samples
satised dQf < 0.2 dQd, indicating the potential increase in the low-ow rate due to forest clearcutting
was less than 20% of the increase due to dam reservoir development in more than half the cases.
Therefore, forest management is far less effective for water resource management than dam reservoir
development is in Japan.
2009 Elsevier Ltd. All rights reserved.
Keywords:
Dam reservoir
Forest clearcut
Forest management
Japan
Low ow
Water resource management
1. Introduction
Despite higher precipitation in Japan than in other temperate
regions (National Astronomical Observatory, 2001), water shortages frequently occur in Japan (Ministry of Land, Infrastructure,
Transport and Tourism, 2009a) owing to the countrys large population relative to the land surface area (127,000,000 people in an
area of 378,000 km2).
A total of 2738 dams have been developed in Japan, and
a further 331 are now under construction or have been proposed
(Tonegawa Integrated Dam and Reservoir Group Management
Ofce, 2009). One purpose of dam reservoir development is to
increase low-ow discharge to secure water resources. Most dam
reservoirs are located in forested areas upstream of metropolitan
and agricultural areas (Ministry of Land, Infrastructure, Transport
and Tourism, 2009b).
Recently, dam reservoir development has drawn criticism from
the viewpoints of biological and environmental conservation
(Harada and Yasuda, 2004). There are frequent campaigns opposing
et al., 2009b). Komatsu et al. (2009b) applied the method to evaluate an increase in low ow for seven existing dam reservoirs
located upstream of the Tokyo metropolitan area. They reported an
increase in low ow due to the dam reservoir development.
However, researchers in Japan have not compared the increase due
to forest management with that due to dam reservoir development.
Thus, the effectiveness of forest management in increasing low
ow relative to dam reservoir development has not been evaluated.
Consequently, the validity of the proposal of forest management in
Japan has not been determined (Komatsu et al., 2009a).
This study compares the increase in low ow due to forest
management with that due to dam reservoir development to
evaluate the effectiveness of forest management. Among various
types of forest management, we focused on forest clearcutting as an
end member. Changes in a ow regime due to forest clearcutting
are generally greater than changes due to other forest management
practices such as patch clearcutting and thinning of coniferous
plantation forests, and conversion to broadleaved forests (e.g.,
Bosch and Hewlett, 1982; Scott and Lesch, 1997; Komatsu et al.,
2009a,c).
Though our analysis focuses on Japan, our results are of use to
researchers in other countries. Many dam reservoirs have been
developed to secure water resources in other countries. However,
the construction of dam reservoirs is criticized because it greatly
changes natural ow regimes and therefore affects biodiversity in
river and riparian ecosystems (Poff et al., 1997, 2007; Lytle and Poff,
2004). Forest management might be an alternative to the
construction of dam reservoirs in securing water resources.
2. Materials and methods
This study comprises three parts. First, we examined the
differences in low-ow rates between forested and deforested
periods using catchment runoff data obtained where deforestation
and/or afforestation occurred in Japan. Second, we examined the
increase in low-ow rates due to dam reservoir development using
inow and outow data for dam reservoirs across Japan. Third, we
calculated the potential increase in the low-ow rate if forests in
a dam reservoirs watershed were clearcut and compared it with
the increase due to the dam reservoir development.
2.1. Catchment runoff data
We obtained daily runoff data for ve catchments where
deforestation and/or afforestation had occurred. There are several
other catchments such as Kamabuchi I and Jozankei catchments
where deforestation and/or afforestation had occurred (Maita,
2005) but for which we could not obtain daily runoff data, and thus
we did not use data for these catchments.
Fig. 1 shows the locations of the ve catchments and Table 1
briey describes the catchments. The catchments are located in
western or central Japan, where water shortages are more frequent
than in northern Japan. Thus, the results of our analysis are more
reliable for these regions than for northern Japan. In northern
Japan, catchment runoff is often inuenced by snowmelt (Komatsu
et al., 2008a; Shinohara et al., 2009), which contrasts to the case in
western and central Japan.
2.1.1. Sarukawa I and III catchments
The Sarukawa I and III catchments are adjacent catchments. The
mean annual precipitation for 19592000 in these catchments was
3032 mm and the standard deviation was 704 mm. Fig. 2a is
a histogram of annual precipitation for 19592000. The annual
precipitation ranged between 1913 and 5710 mm. Fig. 3a shows the
seasonal variation in precipitation based on data for 19671972 and
815
816
Fig. 1. Location of the catchments in this study. SI, SIII, TK, TM, and AS indicate Sarukawa I, Sarukawa III, Tatsunokuchi-Kita, Tatsunokuchi-Minami, and Aichi-Shirasaka catchments
respectively. Numbers in this gure correspond to the dam reservoirs in Table 2.
Table 1
Description of the catchments in this study.
Catchment name
Area (ha)
Data years
Forested period
Deforested period
Sarukawa I
Sarukawa III
Tatsunokuchi-Kita
Tatsunokuchi-Minami
Aichi-Shirasaka
6.6
8.2
17.3
22.6
88.5
3032
3032
1232
1232
1868
13.2
13.2
14.3
14.3
15.4
19941999
19941999
19471951
19731977, 19932000
19301937
19671972
19671972
19932000
19601964, 19801984
19831990
0.4
600
817
0.3
400
0.2
200
0.1
0
0
4000
0.3
0.2
0.1
0
500
0.4
6000
Relative frequency
0.4
2000
1000
1500
2000
300
M A
M J
A S
O N D
M A
M J
A S
O N D
M A
M J J
Month
A S
O N D
200
100
J
400
0.3
300
0.2
200
0.1
100
0
1000
2000
Precipitation (mm
3000
year -1)
Fig. 2. Histogram of annual precipitation for (a) Sarukawa I and III, (b) TatsunokuchiKita and Tatsunokuchi-Minami, and (c) Aichi-Shirasaka catchments.
Fig. 3. Seasonal variations in precipitation for (a) Sarukawa I and III, (b) TatsunokuchiKita and Tatsunokuchi-Minami, and (c) Aichi-Shirasaka catchments. Vertical bars
indicate standard errors.
nearly the same as that during the deforested period (Table 3).
Thus, differences in precipitation between forested and deforested
periods have little impact on the FDCs.
The difference in the mean daily runoff rates for the percentage
of time being 95100% between forested and deforested periods dq
ranged between 0.02 and 0.27 mm day1 for the seven cases (Table 3).
The dq values relative to mean daily runoff rates for a percentage of
time of 95100% for the forested periods ranged from 22% to 270%.
The variation in dq for the three cases of the Tatsunokuchi-Minami
catchment (dq ranging between 0.02 and 0.04 mm day1) was
much smaller than the variation among different catchments (dq
ranging between 0.02 and 0.27 mm day1, Table 3). Thus, the
difference in dq due to deforestation and afforestation was relatively minor compared with the difference in dq among different
catchments on the basis of our datasets. The differences in dq due
3. Results
3.1. Differences in low-ow rates between forested and deforested
periods
Fig. 4 shows ow duration curves (FDCs) for the forested and
deforested periods of the ve catchments. In all cases, daily runoff
rates for deforested periods were higher than those for forested
periods for a percentage of time exceeding 50%. Note that we
determined the forested and deforested periods for each case so
that the mean annual precipitation during the forested period was
818
Table 2
Description of the dam reservoirs in this study. The table does not include annual
outow data because annual outow was approximately equal to annual inow for
the reservoirs.
Watershed
area (km2)
Annual inow
(mm year1)
8
1
4
18
47
8
7
8
51
491
936
1676
2080
1240
1829
12
21
35
20
41
34
89
359
32
308
672
1050
1677
1617
1121
106
13
11
289
52
301
168
73
417
689
712
905
382
1673
1333
Hitokura
Shorenji
Nunome
Hasu
Mikunigawa
31
27
15
29
20
115
100
75
81
76
765
950
715
1775
4098
21
22
23
24
25
Koshibu
Akigawa
Yokoyama
Ohmachi
Naramata
37
44
33
29
85
288
82
471
193
60
591
1280
1958
2880
2063
26
27
28
29
30
Kusaki
Aimata
Shimokubo
Sonohara
Kawamata
51
20
120
14
73
254
111
323
493
179
1322
1598
528
835
1274
31
32
33
34
35
Ikari
Shichika
Tamagawa
Sagae
Shirakawa
46
100
229
109
50
271
237
287
231
205
1129
1184
3888
2728
2457
36
37
38
39
40
Kamafusa
Ishibuchi
Asaseishikawa
Iwaonai
Isarigawa
39
12
43
96
14
192
154
226
331
113
1329
2526
1731
1462
1369
41
42
43
44
45
Kanayama
Kanoko
Jozankei
Mirikawa
Taisetsu
130
36
79
14
55
470
124
104
115
292
1246
574
1565
2535
1478
No.
Dam reservoir
name
1
2
3
4
5
Kanna
Shinkawa
Hekino
Terauchi
Matsubara
6
7
8
9
10
Itsuki
Yabakei
Midorikawa
Shimachikawa
Haji
11
12
13
14
15
Yasaka
Nomura
Ishitegawa
Sameura
Ohwatari
16
17
18
19
20
Effective
capacity (106 m3)
lower Qin). Fig. 6 shows the results for the Shimokubo dam reservoir. This gure divides Qout Qin data into 20 classes according to
the Qin value and shows the average Qout Qin value for each class.
Qout Qin values were negative for the percentage of time being
025% and generally positive for the percentage of time being 25
100%. Qualitatively, the same results were observed for most dam
reservoirs; that is, negative Qout Qin for higher Qin and positive
Qout Qin for lower Qin. Thus, dam reservoir development
generally decreased ow rates when natural ow (i.e., Qin) was
high and increased ow rates when natural ow was low.
We dened the Qout Qin value for the percentage of time being
95100% as the increase in the low-ow rate due to dam reservoir
development (dQd). dQd ranged between 0.95 and 9.02 m3 s1 and
the mean plus or minus standard deviation was 2.63 4.12 m3 s1
(Table 4). Here, Qin for the percentage of time being 95100% ranged
between 0.00 and 8.63 m3 s1. dQd was positive for 43 of the 45 dam
reservoirs. Thus, most dam reservoirs increased ow rates when
natural ow was lowest. Fig. 7 shows the relationship between the
effective capacity of dam reservoirs and dQd. A positive correlation
(p < 0.001) indicates that larger dam reservoirs contributed more
signicantly to increasing low-ow rates.
We did not use FDCs to examine the increase in low-ow rates
due to dam reservoir development in the above analysis. Analysis
based on FDCs can lead to misinterpretation of the effect of dam
reservoir development, as detailed by Komatsu et al. (2009b).
Zero Qout is often recorded when high precipitation occurs,
which can lead to an interpretation that the dam reservoir
development decreases low-ow rates. This interpretation is
incorrect because the zero Qout is due to the operation of the
dam gate; when high precipitation occurs, the dam gate is
typically operated as for Qout being zero in Japan to prevent ood
ow. Such misinterpretation does not arise from analysis based
on Qout Qin (Komatsu et al., 2009b).
3.3. Comparison of increases in low-ow rates for forest
clearcutting and dam reservoir development
Regressing the relationship between mean annual precipitation
and dq (Fig. 5), we obtained an empirical equation for calculating
the potential increase in low-ow rates due to deforestation from
annual precipitation data. With the input of annual precipitation P
and the area for each dam watershed A, we calculated the potential
increase in the low-ow rate due to forest clearcutting of the whole
area of each dam watershed dQf:,
dQf
h
i
h
i
m3 s1 0:000147P mm year1
i
h
0:0855 A km2 k
(1)
Forested period
100
100
10
10
0.1
0.1
100
Deforested period
0.01
0
20
40
60
80
100
10
10
0.1
0.1
100
10
0.01
0
100
0.01
0
20
40
60
80
819
100
40
60
80
100
20
40
60
80
100
20
40
60
80
100
0.01
0
100
20
10
1
0.1
0.01
0.001
0
100
0.1
0
20
40
60
80
100
20
40
60
80 100
Percentage of time (%)
10
1
0.1
0.01
0
Fig. 4. Flow duration curves for the forested and deforested periods for (a) Sarukawa I, (b) Sarukawa III, (c) Tatsunokuchi-Kita, (d) Tatsunokuchi-Minami (19601964 versus
19731977), (e) Tatsunokuchi-Minami (19731977 versus 19801984), (f) Tatsunokuchi-Minami (19801984 versus 19932000), and (g) Aichi-Shirasaka catchments.
dQf < dQd. This indicates that the potential increase in low-ow
rates due to forest clearcutting was less than that due to dam
reservoir development in most cases. Twenty-ve of the 45
samples satised dQf < 0.2 dQd (note that the ratio 0.2 was arbitrarily determined), indicating that the potential increase in lowow rates due to forest clearcutting was less than 20% of the
increase due to dam reservoir development in more than half the
Table 3
Annual precipitation (P), low-ow rates for forested (qf) and deforested periods (qd) and the differences in low-ow rates between forested and deforested periods (dq
qd qf). The low-ow rate is dened as the mean daily runoff rate for ow durations of 95100%.
Case
Catchment
Forested period
1
P (mm year
1
2
3
4
5
6
7
Sarukawa I
Sarukawa III
Tatsunokuchi-Kita
Tatsunokuchi-Minami (19601964 vs. 19731977)
Tatsunokuchi-Minami (19731977 vs. 19801984)
Tatsunokuchi-Minami (19801984 vs. 19932000)
Aichi-Shirasaka
2881
2881
1189
1197
1197
1204
1853
Deforested period
1
qf (mm day
0.12
0.10
0.03
0.09
0.09
0.07
0.39
1
P (mm year
2809
2809
1179
1211
1205
1205
1806
dq (mm day1)
dq/qf (%)
0.18
0.27
0.07
0.03
0.02
0.04
0.20
150
270
233
33
22
57
51
1
qd (mm day
0.30
0.38
0.10
0.12
0.11
0.11
0.59
820
0.3
dq (mm day-1)
0.16
0.32
0.04
0.35
0.10
0.00
0.01
0.11
0.42
8.63
0.01
0.02
0.03
0.09
1.23
0.07
1.33
1.26
0.70
1.26
1.90
0.29
5.10
0.16
1.71
0.03
0.13
0.83
0.07
0.48
2.16
0.73
0.23
23.05
2.57
1.13
0.57
0.04
1.43
5.50
0.31
0.21
0.04
0.96
1.27
Hitokura
Shorenji
Nunome
Hasu
Mikunigawa
1.56
1.31
1.06
1.13
1.67
0.28
0.36
0.07
0.53
2.79
0.13
0.13
0.08
0.20
0.42
21
22
23
24
25
Koshibu
Akigawa
Yokoyama
Ohmachi
Naramata
1.58
3.93
1.20
1.39
9.02
0.18
0.56
4.90
3.59
0.32
0.25
0.15
1.26
0.75
0.17
26
27
28
29
30
Kusaki
Aimata
Shimokubo
Sonohara
Kawamata
0.97
1.91
2.70
0.95
0.07
2.04
0.91
0.76
1.67
1.91
0.47
0.24
0.25
0.59
0.32
31
32
33
34
35
Ikari
Shichika
Tamagawa
Sagae
Shirakawa
0.23
2.91
4.84
4.90
2.55
1.66
2.33
5.92
5.42
2.67
0.43
0.39
1.51
0.86
0.69
36
37
38
39
40
Kamafusa
Ishibuchi
Asaseishikawa
Iwaonai
Isarigawa
3.00
2.67
3.49
9.96
0.16
1.86
1.49
4.31
2.25
2.60
0.35
0.53
0.54
0.58
0.18
41
42
43
44
45
Kanayama
Kanoko
Jozankei
Mirikawa
Taisetsu
12.84
1.21
5.37
1.06
0.90
4.98
0.81
0.52
1.72
4.05
0.69
0.07
0.20
0.37
0.52
0.2
1
2
3
4
5
Kanna
Shinkawa
Hekino
Terauchi
Matsubara
0.1
6
7
8
9
10
Itsuki
Yabakei
Midorikawa
Shimachikawa
Haji
11
12
13
14
15
Yasaka
Nomura
Ishitegawa
Sameura
Ohwatari
16
17
18
19
20
0
1000
1500
2000
2500
3000
4. Discussion
4.1. Differences in low-ow rates between forested and deforested
periods
We observed increases in low-ow rates with deforestation and
decreases in low-ow rates with afforestation. This agrees with
results of many earlier studies in Japan (e.g., Tamai et al., 2004;
Maita et al., 2005) and in other countries (e.g., Brown et al., 2005;
Farley et al., 2005).
We found a positive correlation between mean annual precipitation and dq. This is supported by two other studies (Farley et al.,
2005; Maita, 2005). Farley et al. (2005) summarized measurements
for 26 catchments around the world and reported that changes in
No.
R2 = 0.80
-2
low-ow rates due to afforestation correlated with changes in
annual runoff. Maita (2005) summarized measurements for seven
catchments in Japan and reported that changes in annual runoff
due to afforestation and deforestation correlated with annual
precipitation. Therefore, a positive correlation between mean
annual precipitation and the difference in low-ow rates between
forested and deforested periods is expected.
-4
-6
-8
20
40
60
80
Percentage of time (%)
100
Fig. 6. The difference in outow Qout and inow Qin arranged according to the order
of Qin for the Shimokubo dam reservoir. Vertical bars indicate standard errors.
Our results show that dQd was positive for most dam reservoirs
and that dQd was positively correlated with the effective capacity of
dam reservoirs. These results agree with ndings in a previous
study (Komatsu et al., 2009b), which evaluated increases in lowow rates for seven existing dam reservoirs located upstream of the
821
dQf = dQd
25
20
15
dQf (m3s-1)
R2 = 0.64
10
5
0
0
100
200
300
-5
0
-5
b
Dam reservoir capacity (106 m3)
R2 = 0.63
5
dQd (m3s-1)
10
15
200
100
0
1.5
200
400
Watershed area (km2)
600
Fig. 9. (a) Comparison of the potential increase in low-ow rate due to forest clearcutting dQf with the increase due to dam reservoir operation dQd. Note that this gure
does not include the sample for the Sameura dam reservoir (dQd 23.05 and
dQf 0.96) because of its extreme dQd value. (b) Relationship between watershed area
and effective capacity of dam reservoirs classied by the relationship between dQf and
dQd, where dQf is the potential increase in the low-ow rate due to forest clearcutting
and dQd is the increase in the low-ow rate due to dam reservoir development.
0.5
0
0
200
400
Watershed area (km2)
600
Fig. 8. Relationship between watershed area and the potential increase in low-ow
rates due to forest clearcutting of the entire watershed of each dam reservoir. The
regression line, determined by the least-squares method, is y 0.00192x 0.0265. The
correlation is signicantly (p < 0.001) positive according to Pearsons correlation
coefcient test.
822
5. Conclusions
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Komatsu, H., Kume, T., Otsuki, K., 2008a. The effect of converting a native broad-leaved forest to a coniferous plantation forest on annual water yield: a paired-catchment study in northern Japan. Forest Ecology and Management 255,
880886.
Komatsu, H., Maita, E., Otsuki, K., 2008b. A model to estimate annual forest
evapotranspiration in Japan from mean annual temperature. Journal of
Hydrology 348, 330340.
Komatsu, H., Kume, T., Otsuki, K., 2009a. Effects of coniferous plantation thinning
on annual interception evaporation: model verication. Journal of the Japanese
Forest Society 91, 94103. Available at: http://www.jstage.jst.go.jp/article/jjfs/
91/2/94/_pdf/-char/ja/.
The potential increase in the low-ow rate due to forest clearcutting was estimated as being lower than the increase due to dam
reservoir development in most cases. Thus, our analysis claried
that forest management is generally far less effective for water
resource management than the construction of dam reservoirs is in
Japan. Only when the watershed area is great and the capacity of
dam reservoirs small can forest management be an effective
method of water resource management.
The Japanese public widely believes that forest management
can be an alternative to dams and many local governments have
introduced taxes to aid forest management. However, our results
do not support this common belief. Thus, the present public policy
on water resource management in Japan needs to be reconsidered.
Acknowledgments
We express sincere thanks to Ms. Chiyoko Kumagai and Mr.
Kenji Tsuruta (Kyushu University, Japan) for providing catchment
runoff data. We also thank Mr. Yoshinori Shinohara (Kyushu
University, Japan) for fruitful discussion on the selection of dams
and accuracy of precipitation data. Thanks are also due to two
anonymous reviewers for their critical and constructive comments.
This research has been supported by a Grant-in-Aid for Scientic
Research from the Japanese Ministry of Education, Culture, Sports,
Science and Technology (#20780119) and a CREST project (Development of innovative technologies for increasing in watershed
runoff and improving river environment by the management
practice of devastated forest plantation).
Appendix. Methods for estimating annual precipitation
Annual precipitation was estimated by summing the mean
annual inow Qin and mean annual evapotranspiration for each
dam watershed. Mean annual evapotranspiration was assumed as
600 mm year1 for the Hokkaido region, 1000 mm year1 for the
Okinawa region, and 800 mm year1 for the other regions (Fig. 1),
which were typical values (Komatsu et al., 2008b). Watershedaveraged precipitation is often estimated more accurately if based
on Qin data than if based on precipitation data taken at a station in
the watershed or near the watershed in Japan (Tsuchiya, 2005;
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