Professional Documents
Culture Documents
A Dissertation
Presented for the
Doctor of Philosophy
Degree
The University of Memphis
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Copyright 2003 by
Gines, Kathryn Teresa
UMI
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ii
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S. W'JkujfLv
Sara Beardsworth, Ph.D.
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ABSTRACT
Gines, Kathryn T. Ph.D. The University of Memphis. August, 2003. From
Political Space to Political Agency: Arendt, Sartre, and Fanon on Race and
Revolutionary Violence. Major Professor: Robert Bernasconi, Ph.D.
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Fanons The Lived Experience of the Black (1951), I examine what I call anti
black colonialism, anti-black racism, and the formation of black racial identities
for the colonized. I also examine Sartres and Fanons later works, especially
The Wretched of the Earth (1961). with their analyses of colonialism in terms of
the antagonistic relationship between the colonizer and the colonized, the role of
super-exploitation, and the pervasive violence within the colonial system. Finally,
I argue that revolutionary violence is both a justifiable and a legitimate method for
the colonized to confront the violent system of colonialism.
iv
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Table of Contents
Key to Abbreviations.....................................................
Introduction
vi
....................................................................................... 1
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188
Key to Abbreviations
Anti-Semite and Jew
Black Skin, White Mask
Colonialism as a System
Critique of Dialectical Reason
Feminist Interpretations of Hannah Arendt
Frantz Fanon and the Psychology of Oppression
On Revolution
On Violence
Reason and Violence
Reflections on Little Rock
Situating the Self
The Burden of Our Time
The Conservation of Races
The Double Face of the Political and the Social
The Human Condition
The Origins of Totalitarianism
The Political Thought of Hannah Arendt
The Social Question
The Wretched of the Earth
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Introduction
In this
dissertation I will argue that Arendts notion of the political is too exclusive.
highlight the problematic limitations that arise out of a notion of the political that
relies so heavily on the public/private distinction.
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When I
mention racism, I am specifically dealing with anti-black racism. And the type of
colonialism, or as Arendt describes it imperialism, that I have in mind is Europes
violent and exploitive colonization of Africa and the Caribbean. I am addressing
the violent system of exploitation used to invade Africa and the Caribbean, which
virtually enslaved its inhabitants without extending to the colonized the rights,
protection, or even any sense of humanity that was given to the colonizers by
virtue of their citizenship to the mother country and by virtue of their whiteness.
With all of this in mind, I dissect Arendts political writings for traces of her
notion of the political (including her analysis of economics and race) in works as
early as The Burden of Our Time (1951) later published under the title The
Origins of Totalitarianism (1966), before this notion was fully articulated by
Arendt in The Human Condition (1958). But more importantly, I also look beyond
The Human Condition to see how her concept of the political determined the
arguments of such works as On Revolution (1963) and On Violence (1970). I
explore viable alternatives to Arendts theory of the political that allow economic
and racial oppression such as segregation and colonialism to be encompassed
within the realms of the political and the public (not relegated to the private or the
2
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social). Toward that end, I thoroughly examine the theories of Jean-Paul Sartre
and Frantz Fanon. I argue that in order to get beyond the limitations in Arendt,
we must take seriously the work of Sartre and Fanon who place racial and
economic oppression at the center of the political stage.
For example, in Black Skin. White Masks (1952) and The Wretched of the
Earth (1961) Fanon emphasizes the importance of an economic or class analysis
in any examination of racism and the system of colonization.
Sartre also
presents analyses that are oftentimes more sympathetic to the oppressors (those
who are exploiting the poor or oppressing on the basis of race) than the
oppressed (those who are subjugated, demoralized, exploited, abused, and even
3
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She
describes but does not denounce the use of violence in the private realm (to
master necessity) and the political realm (such as in the American Revolution),
and she even acknowledges violent methods of oppression within colonialism
without condemnation. I argue that it is only in cases of revolutionary violence,
i.e. when those who are oppressed rise up in revolt against their oppressors, that
Arendt offers the harshest criticism of violence.
Arendts critique of the violence involved in the French Revolution, but also her
criticism of the Black Power movement and her criticism of Sartre and Fanon.
Unlike Arendt, Sartre and Fanon take the position that revolutionary violence is a
necessary tool to overcome colonial oppression.
The dissertation will be presented in four chapters outlined as follows: In
Chapter One I focus on Arendts analysis of the French and American
Revolutions as presented in On Revolution and the exclusion of social and
economic issues from the political realm. In this chapter I also examine Arendts
theory of the political presented in The Human Condition along with the
distinctions she makes between the public, the private, and the social. I point to
4
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the problematic paradox of public space that arises from Arendts analysis,
namely that her conception of public space and the public/private distinction
requires the many to be confined to the private realm so that the few may gain
access to the public realm, all of which places constraints on political action and
agency. I see this as a constraint on political action and agency because if one
does not have access to the public realm, then political action is not possible.
(Let me point out that this would still be a problem even if there were only a few
or a minority that were subjugated and confined in the private realm so that
others could gain access to the public or political sphere.)
By meticulously
investigating exactly what Arendt means by the political, Chapter One lays the
foundation for later chapters in which I analyze the role of the political in her
analysis of black racial identities, anti-black racial oppression, and revolutionary
violence. In Chapter Two I concentrate on the formation of black racial identities,
especially in the context of colonialism, and anti-black racism.
I make the
argument that we should conserve and preserve black racial identities both for
the sake of developing an ongoing authentic race consciousness and for a
collective memory of what the descendents of the African Diaspora have
achieved and endured.
juxtapose this notion with the realities of oppression and discrimination based on
perceived racial inequalities. This chapter also highlights Arendts problematic
account of the situation of the Negro in the United States as it pertains to anti
black racial oppression.
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aims of the Civil Rights and Black Power movements. Here I take into account
Arendts distinction between race-thinking and racism, and the distance she
places between the Jewish question and the Negro Question. I also argue that
Arendts analysis of the situation of the Negro in the U.S. and her
characterizations of black Africans as savages without reason, culture, or history
are problematic. In the second portion of the chapter I consider Sartres analysis
of Jewish identity in Anti-Semite and Jew (1948) and juxtapose this analysis with
his account of Black identity in Black Orpheus. Furthermore, I draw attention to
Fanons critique of both Anti-Semite and Jew and Black Orpheus as those
works relate to Black identity. I examine the creation of Jewish and of Black
identities, Negritude, authenticity, and racelessness.
Sartres assertion that Negritude prepares the way for a raceless society. In this
section I also make reference to Fanons Black Skin. White Masks and W.E. B.
Du Bois The Conservation of Races (1897). In the end, I go against Sartres,
Fanons, and Du Bois positions that it is unnecessary to retain racial identities in
the absence of racial oppression. I contend that we must conserve and preserve
race even in the absence of racial oppression for the sake of developing an
authentic race consciousness and for collective memory.
Building on the first two chapters, Chapter Three examines the political,
racial, and economic aspects of colonialism as well as the role of violence in
establishing and maintaining this system. I begin with Arendts investigation into
the role of bourgeois political thinking in the development of colonialism, which
she refers to as imperialism.
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acknowledges the key role of European racism and violence in the rise of
colonialism. But more importantly, I examine the alternative viewpoints of Sartre
and Fanon who are led to very different conclusions about colonialism. Unlike
Arendt, Sartre and Fanon argue that we need to see colonialism as a system,
and they put greater emphasis on the colonizers violence within this system.
This emphasis is important because it is the ferociously violent nature of the
colonial system that precipitates the revolutionary violence necessary to
overthrow the system.
Sartres analysis.
In the fourth and final chapter I argue (against Arendt) that revolutionary
violence is both a justifiable and a legitimate method of combating colonial
oppression. In the first part of the chapter I challenge Arendts distinction
between violence and power, and her strong criticism of Sartres and Fanons
analyses concerning violence. I make the case that Arendt's critique of violence
is biased insofar as she describes but does not criticize the violence in the
private sphere, the violence in the American Revolution, and the violence in the
colonial system. But when there is a violent revolt against oppression, such as
with the French Revolution or with the process of decolonization, Arendt
7
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becomes excessively critical of violence. This chapter also takes as its focal
point Sartres and Fanons analyses of revolutionary violence as a counter
violence to that which already permeates the colonial system. Towards that end,
I explore the relationship between violence and scarcity as well as violence and
the group.
Finally, I offer a
defense of revolutionary violence and I present the case for the impossibility of
non-violence resistance within the colonial system.
In the conclusion I reinforce my argument that Arendts concept of the
political - including her prioritization of the political over the social, the
public/private distinction she insists upon, and the exclusion of economics from
the political realm - is a guiding thread that is interwoven throughout her
investigation of all these issues. Towards that end I reiterate my argument that
Arendts notion of the political contaminates her perception of the issues
discussed in each chapter (including Black racial identity and anti-black racism,
colonialism, and revolutionary violence) and consequently limits her analysis. It
is necessary to go beyond the public/private division, or at the very least to
reconceptualize it to include racial, social, and economic issues, if we are to
attain a richer concept of the political that can even begin to speak to and act
against anti-black racism and anti-black colonialism. Again I turn to Sartre and
Fanon for a more favorable conception of the political, one that accounts for the
systems of oppression at work in anti-black racism and colonialism.
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the context of this analysis of revolutions that we find Arendts argument that
economics, which she describes as the social question, should be excluded from
the political realm. The first section starts with Arendts criticism of the French
Revolution and her assertion that the social question hinders plurality in the
public realm. I am critical of Arendts praise of the American Revolution and her
handling of the role of slavery in America at the time of the Revolution.
After examining Arendts study of poverty in relation to revolutions and her
persistent argument that politics can not address social concerns, in the second
section of this chapter I focus on Arendts analysis of the public realm, the role of
the political, and the concepts of freedom and action.
explicate Arendts account of the private realm, which is contrasted with the
public and the political. I also examination what Arendt means by the rise of the
social, which she claims distorts the public and the private realms. In contrast to
Arendt, who emphasizes the problems that arise when there is not a
public/private distinction, I highlight the problems that arise as a consequence of
this distinction.
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I.
more generally and the state of misery that results are not appropriate causes for
a revolution.
adds that political methods cannot solve these problems, which for her are social
rather than political.
historical fact. Arendt makes this clear in her own words when she asserts:
[T]he whole record of past revolutions demonstrates beyond doubt
that every attempt to solve the social question with political means
leads to terror, and that it is terror which sends revolutions to their
doom...[T]o avoid this mistake is almost impossible when a
revolution breaks out under conditions of mass poverty.1
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phenomenon, the result of violence and violation rather than of scarcity.4 Arendt
is critical of Marx for taking this position because in her view poverty is not a
political phenomenon, but a social one. This is not only true for poverty, but for
economics in general.
excludes the poor and denies them the political agency to confront poverty as a
political issue.
According to Arendt, the social question should be excluded from the
political realm both because it is not a political issue, and because it cant be
addressed by political means. Arendt asserts, No revolution has ever solved the
social question and liberated men from the predicament of want, but all
revolutions, with the exception of the Hungarian Revolution in 1956, have
4 SQ, 62-63.
5 SQ, 112.
12
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followed the example of the French Revolution and used and misused the mighty
forces of misery and destitution in their struggle against tyranny and
oppression.6
laborers and of the poor does not constitute oppression for Arendt.
She is
claiming that poverty and want are not appropriate revolutionary aims, and even
if they were, a revolution is incapable of solving the social question of poverty.
For Arendt, any attempt deal with economic or social issues by political
means not only goes against the Greek distinction of the public and private, but it
also inevitably results in destruction and doom. To demonstrate the need to
exclude social and economic issues from the political realm Arendt uses the
examples of the French Revolution, which she viewed as a disaster and the
American Revolution, which she viewed as a success. Arendt is discontented
that after the French Revolution, and even more strikingly through the influence
of Marx, the role of the revolution was no longer to free men from oppression of
their fellow men, not to found freedom, but to overcome scarcity and turn it into
abundance.7 According to Arendt, it was Marx who taught the idea that poverty
should help men break the shackles of oppression because the poor have
nothing to lose. The men of the French Revolution were inspired by hatred of
tyranny and by rebellion against oppression.8
6SQ, 112.
7 SQ, 64.
8 SQ, 73. Does this mean that oppression as such is not political? No, it means
here that oppression of the poor is not political.
13
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On
Arendts analysis the poor distort the political by raising social problems as
political issues. She explains, when the poor appeared on the scene of politics in
the French Revolution, necessity appeared with them. It was the appearance of
necessity in the political realm that unleashed terror and sent the French
Revolution to its doom.11 Consequently, freedom (which belongs to the political
sphere) had surrendered to necessity (which belongs to the private sphere).12
Arendts concern is not just with the rise of the social, but also with the
effect of uprisings among the poor. According to Arendt, Since the revolution
had opened the gates of the political realm to the poor, this realm had indeed
become social.13 She leaps from the claim that the question of poverty is a
9 SQ, 59.
10 SQ, 60.
11 SQ, 160.
12 For Arendt, necessity is the urgency of life process, the basic human needs
such as food and shelter, but also the company of others. See Hannah Arendts The
Human Condition (Chicago: University of Chicago Press, 1958; reprint, Chicago:
University of Chicago Press, 1998), 30, 70-71. (page citations are to the reprinted
edition). Hereafter HC.
13 SQ, 90.
14
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social issue to asserting outright that allowing the poor in the public realm makes
it social. The poor bring household issues into the public realm, issues which,
even if they were permitted to enter the public realm, could not be solved by
political means, since they were matters of administration, to be put into the
hands of experts, rather than issues to be settled by the two-fold process of
decision and persuasion.14 Again, Arendt is asserting that social matters cannot
be addressed by political methods.
In addition to characterizing the poor as being concerned exclusively with
social problems, Arendt also characterizes the poor as violent. Not only did the
poor intrude into the political domain with their social issues, they did so violently.
Arendt claims, Their need was violent, and as it were pre-political; it seemed that
only violence could be strong and swift enough to help them.15 The idea here
that the needs of the poor were pre-political and violent is drawing on Arendts
analysis in The Human Condition, where she claims that all Greek philosophers
took for granted, that necessity is primarily a pre-political phenomenon, and that
force and violence are justified in this sphere because they are the only means to
master necessity.16
necessity, they are entitled to violence toward others; violence is the pre-political
act of liberating oneself from the necessity of life for the freedom of the world.17
15
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This claim is very significant because it raises questions about whether Arendt
also takes for granted that force and violence are justified in the private sphere.
In The Human Condition Arendt asserts that all Greek philosophers took
for granted that all human beings are entitled to violence to liberate themselves
from the necessities of life. But Arendt does not criticize this position she simply
presents it. She also argues that in order for some to have access to the political
realm, many have to be confined to the private realm and this is also achieved
through force and violence.18 A problem ensues because Arendt is uncritical of
the role of violence in the private realm and the use of violence to enter the public
realm. But when it comes to the use of violence by the French revolutionaries,
Arendt takes a much more critical stand.
violence that she gives in The Human Condition to its conclusion, then she
should have also argued in The Social Question that the poor of the French
Revolution were also entitled to violence to liberate themselves from necessity
and poverty. Rather than making this claim, Arendt takes the opposite position
and criticizes the French revolutionaries for doing that which she previously
claimed all humans were entitled to, i.e. use force and violence to liberate
themselves from necessity.
In addition to criticizing the use of violence by the poor, another critique
against the poor is that poverty makes political plurality, i.e. multiple political
voices, impossible. This is revealed by Arendts claim that unlike the social
French Revolution, the political American Revolution maintained the plural
18 SQ, 114.
16
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aspect of the people. Arendt claims that for the American founders, the word
people retained the meaning of manyness, of the endless variety of a multitude
whose majesty resided in its very plurality...19 In contrast to the multitude of
voices in the American Revolution, plurality ceased to exist (if it ever existed) in
Europe as soon as one approached the lower strata of the population.
The
malheureux whom the French Revolution had brought out of the darkness of their
misery were a multitude only in the numerical sense.20 Here Arendt wrongly
assumes that those whom she labels as the lower strata, i.e. the poor, cannot
have a multiplicity of opinions. Although a plurality of voices and the presentation
of differing opinions is important, even crucial for any politics that takes difference
seriously, a major problem that arises here is Arendts exclusion of those voices
that perhaps should count the most, or at the very least should count equally
among other voices. The exclusion of economics and the poor from the political
realm is an exclusion of voices that need to be heard in the public arena.
Excluding the poor poses limitations on the plurality that Arendt claims she
wants to achieve.
Perhaps even more disturbing than Arendts condemnation of the French
Revolution is her praise of the American Revolution. This is especially alarming
given the flagrant contradiction in the American Revolution between freedom and
slavery. The contradiction is in the fact that the rebels against the British fought
for freedom for themselves while simultaneously denying freedom to the
19 SQ, 93.
20 SQ, 94.
17
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enslaved black people who were not counted as fully human. The Negro was
human enough to be baptized, but not enough for any form of equality.
According to Arendt, the American Revolution was successful because the
founding fathers posed a political rather than a social problem, that is, the
Revolution focused on the form of government rather than the conditions of
society.
Arendt attributes this focus on the political to the fact that the
predicament of poverty was absent from the American scene but present
everywhere else in the world.21
revolution was not overwhelmed by them as was the case in the French
Revolution.23
Up to this point the portrait that Arendt has painted of America is missing
one very important component, the institution of slavery. So Arendt must explain
how the founding fathers were able to focus on political issues rather than on
misery and poverty, and the fact that they were unconcerned with altering the
miserable state of the slaves.
absence of the social question from the American scene was, after all, quite
21 SQ, 68.
22 SQ, 69. (Arendt is referencing John Adams.)
23 SQ, 68.
18
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deceptive, and that abject and degrading misery was present everywhere in the
form of slavery and Negro labor.24 She asserts that, even worse than the
invisibility of the poor was the invisibility of the slaves and explains, we can only
conclude that the institution of slavery carries an obscurity even blacker than the
obscurity of poverty; the slave, not the poor man, was wholly overlooked.25 In
other words, the founding fathers were able to ignore the conditions of the poor
and the conditions of the slaves because they were rendered virtually invisible
and went unnoticed.
While the passion of compassion had played a role in the French
Revolution and had driven the best men of all revolutions, Arendt claims the only
revolution in which compassion played no role in the motivation of the actors was
the American Revolution.26 Again she is contrasting the focus on social issues
in the French Revolution with the focus on political issues in the American
Revolution. Thomas Jefferson and others knew that the institution of slavery was
incompatible with the foundation of freedom. But Arendt argues that they were
not moved by pity or a feeling of solidarity with their fellow men (i.e. black
slaves).27 Arendt is simultaneously maintaining that slavery was a social issue
that did not move the founding fathers to pity and that they recognized the
political truth that slavery was incompatible with freedom. In The Double Face
of the Political and the Social Robert Bernasconi points out, Although Arendt
24 SQ,
25 SQ,
26 SQ,
27 SQ,
70.
71.
70.
71.
19
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denied that the Founding Fathers were faced with a social question, she used the
fact that Jefferson saw the problem posed by slavery as a political one to support
her application of the distinction between the political and the social in the
American Revolution.28
Arendt is being inconsistent in her characterization of slavery, whether it is
a social or a political question. The issue of slavery, along with the contrast
between the French and American Revolutions, and the exclusion of social and
economic issues from the political realm all point to problems that arise from
Arendts exclusionary conception of the public and political spheres.
In the
following section of this chapter I examine the six themes presented in The
Human Condition and clarify Arendts categorization of the public realm, her
conception of the political, and the notion of freedom.
II.
including the function of labor, work, and action as well as the purpose of the
public, the private, and the social. She explores the interconnection and the
distinctness of these themes and the myriad of problems that she asserts have
arisen due to ignorance of their meaning and relevance.
Action are the three fundamental human activities and the first themes Arendt
discusses. She describes the human condition of labor as life itself. Necessity,
28 Robert Bernasconi, The Double Face of the Political and the Social: Hannah
Arendt and Americas Racial Divisions," Research in Phenomenology, 26 (1996): 13.
Hereafter DFPS.
20
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survival, and the biological processes of the human body including growth,
metabolism, and decay are categorized under the title of labor.29 Labor is a
necessary, but undesirable aspect of the human condition analogous with an
animal-like existence. To be limited to biological necessity is animal-like because
laborers, like animals, are required to do what is necessary for survival. Labor is
continuous, but not permanent, because the products of labor are constantly
consumed and constantly in need of reproduction. In The Political Thought of
Hannah Arendt. Margaret Canovan notes that liberation from labor and natures
necessity could only be achieved by the few when they subjugate others.
The
artifacts and man-made materials such as buildings, tools, and machines are
products of work.
work. Canovan points out that the distinction between a laborer and a worker is
similar to the distinction between a servant and a craftsman. A servants labor is
ongoing while a craftsmans work is complete with the finished product.31
29 HC, 8.
30Margaret Canovan, The Political Thought o f Hannah Arendt (London: Dent,
1974), 55. Hereafter PTHA.
31 PTHA, 56.
21
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She
Action occurs
natural, and work, which attempts to improve upon the natural, action is
spontaneous, it is not dictated by nature. Each human being is capable of doing
the unexpected and acting in ways that no role-prescriptions can foresee.33
Arendt also states that deeds and relationships develop from action. One
limitation of action is that it is only achievable in the public world.
Canovan describes and summarizes the roles of labor, work, and action in
Arendts project as follows: Labor is predictable because it is bound by
necessity; work contains an element of freedom but once the process of making
an object is embarked upon the activity is bound by the end at which it aims;
action alone is free, for it consists above all in the capacity to initiate.34 Thus
labor is confined by necessity, work is limited to its end or purpose, but action is
spontaneous.
Labor is
limited to the private sphere and work may appear in the public realm, but it is not
political. Only action (along with freedom) belongs to the political realm.
32 HC, 9
33 PTHA, 59.
34 PTHA, 60.
22
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Although Arendt
references the Greek polis in her presentation of the early or original division of
public and private space, her analysis of this division and its importance is not
contingent upon the use of this model. While it may be argued that Arendt does
not advocate a return to the ancient Greek city-state, and furthermore, such a
return is simply not possible, it is still clear that the principles of the public/private
division advanced by Arendt are derived from her historical exploration of the
Greek polis. My analysis is aimed at the principle of the division and what is
required to maintain it rather than the model used to explain the principles. Thus,
even if Arendt is not relying on or prioritizing the model of the Greek polis, the
division between public and private space will still prove to be problematic.
According to Arendt, the public sphere corresponds to the realm of the
polis, which is the realm of freedom. Arendt uses the terms public, polis, and
political interchangeably throughout The Human Condition.35 For example, on
one occasion Arendt states, the public realm itself, the polis, was permeated by
a fiercely agonal spirit where everybody had to constantly distinguish himself
from all others...36 Arendt also asserts that the public realm was and should be a
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bothered with the necessities of life because they were mastered in the
household, he was not subjugated to the command of another, and he was in
command himself.37 Action corresponds to human plurality, individuality, and
political life. The plurality exists because we are all human and yet nobody is the
same as anyone else who ever lived, lives, or will live.38 In other words each
person is the same as a member of the human race (plurality), yet each has the
capacity to demonstrate his or her humanity in a unique and distinct way
(individuality).
The public realm allowed for individualization and differentiation among its
members.
In public a man
attempted to exhibit himself as the best. It was the only place that men could
show who they were.39 Arendt further asserts that the excellence achieved in the
public sphere surpasses any achievement possible in private. This is the case
because excellence must be demonstrated before a formal audience, or in the
public presence of others. The activities of the public realm were seen and heard
by all, receiving the widest possible publicity. Appearance became reality when it
was seen in public. Validation, visibility, and reality were only accessible in public
space and the maintenance of this space preserved permanence (or survival) for
future generations.
37 HC, 31-32.
38 HC, 8.
39 HC, 41.
24
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Although Arendt often uses the terms public, polis, and political
interchangeably in The Human Condition, she does make specific assertions
about the political in The Social Question and What is Freedom? At times
Arendts account of the political seems to place more emphasis on what is to be
excluded from the political realm rather than providing a positive account of what
belongs to the political realm.
purpose of the political in the sense of the polis was to establish and preserve a
space for freedom...[it was] a realm where freedom is a worldly reality, tangible
in words which can be heard, deeds which can be seen, and events which are
talked about and remembered.42 She then defines the political as that which
40 SQ, 68.
41 SQ, 92.
42 Hannah Arendt, W hat is Freedom?, in Between Past and Future: Eight
Exercises in Political Thought (New York: Penguin Books, 1968; reprint New York:
Penguin Books, 1993), 154. (page citations are to the reprint edition). Hereafter WIF.
25
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occurs in public/political space when she states, Whatever occurs in this space
is political by definition, even when it is not a direct product of action. What
remains outside this space of appearances...may be impressive and noteworthy,
but it is not political strictly speaking.43
Arendt asserts that in the tradition of philosophy the correct meaning of
freedom has been lost. Along with the Philosophical tradition, the Christian
tradition has also removed freedom from the external realm of the political to the
internal realm of free will or even conscience. But Arendt contends that freedom
belongs in the realm of politics, not the realm of thought or philosophy. Rather
than being the aim of political action, freedom is the reason why political
organization and action are achievable in the first place.
The possibility of
We are free to
43 WIF, 155. But if political is simply that which occurs in public space, does
that mean that bringing private and social issues (as Arendt defines them) into public
space then makes them political issues?
44 WIF, 146.
26
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public/political realm and in terms of speech and action. If one is free from the
necessities of life and still chooses not to participate in the political realm, or
chooses not to act, he is not really free because freedom is available only
through action in the political realm. Arendt asserts that the existence of political
institutions depends on men who act.
In addition to having men who act, Arendt claims that the exercise of
freedom and the existence of political institutions also required the company of
other men who were in the same state [i.e. equal], and it needed a common
public space to meet them - a politically organized world...into which each of the
free men could insert himself by word and deed. Women and slaves, along with
the necessities of life, are confined to the private realm and consequently
excluded from politics. Thus women, slaves, and laborers were not free because
they did not share the same state of freedom from the necessities of life in the
private realm. A byproduct of their exclusion from the political realm was not only
a perpetual denial of their freedom but also a denial of any methods by which
they might obtain political freedom.
As long as freedom, action and speech, and political influence remains in
the hands of the few men who are liberated from the necessities of life by
exercising domination over others, those dominated and subjugated by others
will never be free in the political sense that Arendt intends. The fact that freedom
is expressed through speech and action, which are limited to the public/political
realm is also problematic because questions arise about who has political
27
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agency and who is free. Freedom for Arendt is not a question of free will or inner
freedom, it is rather an outward manifestation - the freedom to act politically.
III.
burdens were forced upon the subjugated. These necessities included bodily
functions, labor, and household responsibilities.
45 HC, 38.
46 HC, 48.
28
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monitored.47 Thus women and slaves were confined to private space, separated
from the community, and constantly supervised. They were reduced to property
and their function was bodily and laborious.48 Their lives were controlled by
necessity.
Confinement to a privatized life meant that one was simultaneously
monitored and yet not really seen or heard by anyone in the sense that ones
behavior was not displayed in the public realm. Consequently one confined to
the private realm was denied those things that are fundamental to a truly
human life such as individuation.49 The events that occurred in private were
unacknowledged and hidden in the shadows. I imagine those who were confined
to privacy longed for validation of their existence.
display their excellence, enjoy freedom, or simply to put aside the necessities of
life, like those who were privileged to participate in the public realm. Or, more
importantly, they may have desired to experience freedom and agency in the
political sense advanced by Arendt. At best, the necessity, futility, and shame
associated with the private realm ranks inferior when compared to the freedom,
permanence, and honor attributed to the public realm.
According to Arendt, the ancient Greek distinction between the public and
the private spheres has been distorted in the modern era and this is partially a
result of what she describes as the rise of the social. I have already examined
Arendts analysis of the social in terms of poverty in The Social Question, now I
47 HC, 47.
48 HC, 72.
49 HC, 58.
29
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turn to Arendts critique of the social in What is Freedom? and The Human
Condition. In What is Freedom? Arendt states Now, where life is at stake all
action is by definition under the sway of necessity, and the proper realm to take
care of lifes necessities is the gigantic and still increasing sphere of social and
economic life whose administration has overshadowed the public realm ever
since the beginning of the modern age.50 Here, the concepts of the private and
the social seem to overlap. The language previously used by Arendt to describe
the private, i.e. the realm of lifes necessities, is now used to describe the social.
This is because, as previously stated, the social realm is a hybrid between the
private and the political.
A more detailed account of the social is given in The Human Condition, where
Arendt, states that the social realm is a product of the modern age that is neither
private nor public.
public realm.51 When we substitute the social for the political we betray the
Greek understanding of politics. Before the modern age housekeeping, family
matters, and economics were confined to the private sphere, but the rise of
society has turned formerly private issues into public concerns. The life process
itself, necessity, and economics - which properly belong to the private for Arendt
- have been channeled into the public realm by the rise of the social. Arendt
asserts that the emergence of society has not only blurred the old borderline
between private and political, it has also changed almost beyond recognition the
50 WIF, 155.
51 HC, 41.
30
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meaning of the two terms and their significance for the life of the individual and
the citizen.52
Seyla Benhabib describes Arendts notion of the rise of the social well in
Situating the Self. Models of Public Space. Benhabib explains:
By the rise of the social in this work, Arendt means the institutional
differentiations of modern societies into the narrowly political realm
on the one hand and the economic market and the family on the
other. As a result of these transformations, economic processes
which had hitherto been confined to the shadowy realm of the
household emancipate themselves and become public matters.53
Another problem that Arendt has with the social as she presents it in The Human
Condition is that it takes away from human plurality and replaces it with a
unanimous and simultaneously anonymous general will of all. Whereas one is
able to express his distinct opinion among other differing opinions in the public
realm, the rise of the social has distorted this plurality. Society always demands
that its members act as though they were members of one enormous family that
has only one opinion and one interest.54
As populations increase we are further lead into the social mentality of the
common good. I would add to increased populations, the heightened emphasis
on globalization and the economic and military interdependence among nations
as all creating a notion of the common good. Arendt criticizes society because it
expects from each member a certain kind of behavior, imposing rules,
52 HC, 38.
53 Seyla Benhabib, Models of Public Space, in Situating the Self: Gender
Community and Postmodernism in Contemporary Ethics (New York: Routledge, 1992),
90. Hereafter SS.
54 HC, 34.
31
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The
observation and states, the political realm is being absorbed by the social
55 HC, 40.
56 HC, 35.
57 HC, 40.
58 Hanna Pitkin, Conformatism, Housekeeping, and the Attack of the Blob: The
Origins of Hannah Arendts Concept of the Social, in Feminist Interpretations of Hannah
Arendt (Pennsylvania: Penn State Press, 1995), 56. Hereafter FI HA.
32
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necessities and economics from the political realm. This exclusion of economics,
59 SS, 90.
60 FI HA, 54.
61 HC, 44,45.
62 HC, 40.
33
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IV.
concern when she explains that this distinction has served to confine women
and typically female sphere of activity like housework, reproduction, nurturance,
and care...to the private domain and to keep them off of the public agenda in
the liberal state.63 Another concern is that as long as this division is in place the
many are forced into the private realm so that the few may enter the political
realm. We face the risk of denying political agency to those in the private realm.
I will refer to this concern as the paradox of public space.
63 SS, 108.
34
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35
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speech and action in the public realm? Where is the political agency of the
oppressed (i.e. those carrying lifes burdens)?
Why doesnt Arendt problematize the fact that we are faced with a
paradox of public space, i.e. that the possibility of attaining freedom in the public
realm seems to be achievable only through the oppression of others in the
private realm? Arendt states in On Revolution:
All rulership has its original and its most legitimate source in mans
wish to emancipate himself from lifes necessity, and men achieved
such liberation by means of violence, by forcing others to bear the
burden of life for them. This was the core of slavery, and it is only
the rise of technology, and not the rise of modern political ideas as
such, which has refuted the old and terrible truth that only violence
and rule over others could make some men free.68
Even if Arendt is not endorsing this position and merely describing it, her
observation is disturbing because it suggests that freedom and emancipation
from necessity is achievable one of two ways: either by subjugating others
through force and violence or through the rise of technology.
examine these two possibilities more closely.
68 SQ, 114.
37
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We need to
Arendt is correct to acknowledge the fact that freedom in public space (as
she conceives it) is attained by the few through violence and force against the
many who are confined to the private sphere.
while Arendt is uncritical of violence here, in other writings she gives a sharp
criticism of violence and those who advocate it.
While violence may be necessary to be freed from necessity and to
maintain the public/private distinction, the rise of technology may exacerbate
rather than solve this problem. This is the case because access to the political
realm is not only an issue of being liberated from labor in the private realm; in the
modern era people have been denied access to the political realm for numerous
other reasons.
38
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discrimination at voting polls that prevented black people from voting even after
they received legal suffrage.
Another example can be derived from the system of colonialism where the
freedom of the colonizers was defined in terms of the violent subjugation of the
natives.
In this case, far from refuting this terrible truth of rulership through
force and violence, technology actually reinforced it. Sartre explains the role of
technology in his essay Colonialism as a System. He explains how Europeans
set out to occupy a territory in Africa, take the land, and exploit the people for
labor and resources.
mechanization, only worsen the problem because even cheap labor becomes too
expensive and the very right of the colonized to work (even if under exploitative
conditions) is taken away.69 The rise of technology does not help the colonized
and empower them to enter the public sphere. It just leaves them even more
impoverished and trapped in the colonial system. I presented this example here
because of its relation to Arendts assertion that technology can address the
problem of the public/private division and the resulting rulership through force
and violence.
address the problem, Sartre is clear about how technology can make it worse.
In this chapter, I have argued that Arendts public/private distinction, the
exclusion of economics from the political realm, and the paradox of public space
are all problematic aspects of her political theory. The exclusion of various forms
69 Jean-Paul Sartre, Colonialism as a System, in Colonialism and
Neocolonialism, trans. Azzedine Haddour, Steve Brewer and Terry McWilliams (New
York: Routledge, 2001), 39. Hereafter CS.
39
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It is
alarming that Arendt categorizes poverty and economic needs as social issues
rather than as political problems that require political solutions.
If these very
serious problems are reduced to matters of social concern, how can they ever be
addressed in public space? If the problems are not presented in public space,
then they may continue to go unnoticed, unacknowledged, and unsolved. How
can those suffering as a result of such problems ever achieve political action? It
seems they cannot act politically. They can never reach what Arendt describes
as the highest achievable human condition, i.e. action, because they will
constantly be bound in the social or in the private, but never reach the political. If
economics and necessity could be limited to the private or social sphere and
excluded from the political realm, as Arendt recommends, then economic
oppression would not be addressed as a political issue. The people who suffer
economic oppression would be confined to the private realm and denied the
opportunity for any political action. If this is the case, how are we to address
questions of freedom and oppression? Arendts exclusionary conception of the
political realm would deny a large number of people access to political space.
Arendt does not address this problematic paradox of public space. The problem
continues to manifest itself in various aspects of her political theory, not only in
relation to economics, but also in her analysis of racial discrimination, civil rights,
and slavery.
40
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I also
challenge Arendts claim that racial discrimination is a social issue that should not
be addressed politically. I also argue against Arendts criticism of the Civil Rights
and Black Power movements for their efforts to overcome segregation in
education.
racism as it relates to the Jewish question and the Negro Question. I argue that
although Arendt discredits race-thinking and racism as it pertains to the
justification of oppression against Africans (and later against Jews), this does not
prevent
Arendt
from
incorporating
the
same
race-thinking
into
her
characterization of people of African descent. I also make the case that Arendt
makes efforts to distance the Jewish question from the Negro question precisely
because she wants to distance race-thinking about the Negro from the attitudes
towards the Jew.
41
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In the latter portion of the chapter I focus on the debate between Sartre
and Fanon. In particular I examine Sartres analysis of race and Jewish identity
in Anti-Semite and Jew (1948), which provides a thought provoking backdrop to
his analysis of black identity in Black Orpheus (1948). Additionally I examine
Fanons Black Skin. White Masks (1952) focusing on the fifth chapter in which he
critiques both of these works by Sartre as they relate to black identity. In part I
am interested in the contrast between the situation of the Jew and the situation of
the Negro as it pertains to the formulation of their racial identities as well as their
acquisition of an authentic race consciousness. But I am also disputing the claim
that black racial identities need to be eliminated altogether. I make the argument
that constructing positive black racial identities is possible and these identities
should be conserved when confronting racial oppression and preserved even in
the absence of racial oppression. I want to conserve and preserve black racial
identities both for the sake of developing a positive and authentic race
consciousness and for the sake of forming a collective memory of the trial,
triumphs, and history of descendants of the African Diaspora.
I.
Totalitarianism (1966) Arendt claims that the political life requires an assumption
of equality among the participants.
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hatred,
mistrust,
and
Rather than
1Hannah Arendt, The Burden of Our Time (1951), 297. Hannah Arendt, The
Origins of Totalitarianism (New York: Harcourt Brace and Company, 1966), 301.
Hereafter BOT and OT respectively.
2 BOT, 297. OT, 301.
43
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Arendt gives an example of the significance of the idea of equality among the
founding fathers of America who knew that the public realm in a republic was
constituted by an exchange of opinion between equals, and that this realm would
simply disappear the very moment an exchange became superfluous because all
equals happened to be of the same opinion.3 Equality among the members of
the public realm is important because it allows issues to be presented and
discussed through debate rather than through coercion.4
But before The Social Question, in the Origins, Arendt claims that there
was not only political equality in the U.S., but also equality of condition. She
makes this assertion on at least two occasions.
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7 Hannah Arendt, The Portable Hannah Arendt. ed. Peter Baehr, Reflections on
Little Rock (New York: Penguin Putnum, Inc., 2000), 234. (My emphasis.) Hereafter
RLR. This is a statement about racial differences. Arendts use of the terms nature and
natural here raises questions about her conception of race, namely, whether she sees
racial difference as a natural difference. Is Arendt claiming that different races have
natural tendencies particular to each race that cant be changed?
45
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when she explains that the danger point emerges because the more equal
people have become in every respect...the more will differences be resented, the
more conspicuous will those become who are visible and by nature unlike
others.8 Following this rationale, Arendt claims that the Negro should not seek
equality because, It is therefore quite possible that the achievement of social,
economic, and educational equality for the Negro may sharpen the color problem
in this country instead of assuaging it.9 Arendt acknowledges that this does not
have to be the case, but it would be only natural if it did occur, and surprising if it
did not.
When these assertions are examined more closely, the contradictions are
glaring. Arendt is claiming that equality in the social realm causes resentment of
differences, but the opposite is the case. It is precisely the inequality, i.e. the
lowered status of the Negro because he is a Negro, which is to blame for
resentment. Racism perpetuates inequalities and inequalities perpetuate racism.
It is this vicious cycle that causes resentment. Maintaining inequalities threatens
resentment from black people who are oppressed on every front, socially,
politically, economically, academically, and psychologically.
But Arendt is
unconcerned about black resentment. She is more concerned about the white
people that will resent the Negro for not staying in his place. Again she misses
the nature of the problem, for white resentment of black people can and does
motivate their unequal treatment and oppression of blacks.
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Those perceived as
social inferiors have been subjected to the stiffest penalties when transgressing
the law, but have not received equal protection under the law.
But Arendt was aware of the dangers that social inequalities may pose to
political equality before writing Reflections on Little Rock.
In The Origins of
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II.
48
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example, should not be legislated. But this is also why, according to Arendt, we
should allow private resorts to be segregated. The decision of what company I
choose to keep while on holiday is a private (and social) decision that should not
be regulated by legislation. Since segregation is not a political issue, but rather a
private and social issue, the social question is raised again in relation to
discrimination. Arendt asserts, society is a hybrid realm between the political
and the private it is the realm through which we pass before we enter the
political realm of equality, and it is a realm that demands discrimination.15
Discrimination is to society what equality is to the body politic. Whether this
discrimination is based on race, nationality, class or any other social factor, it
13 RLR, 231-232.
14DFPS, 16.
15 RLR, 237. See also HC, 33.
49
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oppressed minorities were never the best judges on the order of priorities...and
there are many instances when they preferred to fight for social opportunity
rather than for basic human or political rights.19
This line of thinking leads Arendt to criticize the Supreme Court ruling that
enforced desegregation in public schools.20
16 RLR, 238.
17 RLR, 237.
18 RLR, 236.
19 RLR, 231.
20 Brown versus The Board of Education of Topeka (1954).
50
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problem of the distinction between the public, private, and social spheres.
Benhabib makes this observation of Arendt in Situating the Self. She states:
[P]erhaps the episode which best illustrates this blind spot in
Hannah Arendts thought is that of school desegregation...Arendt
likened the demands of black parents, upheld by the US Supreme
Court, to have their children admitted into previously all-white
schools, to the desire of the social parvenue to gain recognition in a
society that did not care to admit her.21
Arendt does not grasp the foundation of segregation and racism and their
devastating impact in the lives of African Americans. She conflates the legal (i.e.
political) issue of de jure segregation and the social issue of de facto
segregation.
21 SS, 94. For more information about the social parvenue discussed in
Arendts work, see Hanna Pitkin, Conformatism, Housekeeping, and the Attack of the
Blob, in Feminist Interpretations of Hannah Arendt (Pennsylvania: Penn State Press,
1995).
22 SS, 94.
51
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create courses in African and African American studies, whish she describes as
23DFPS, 15.
24 OV, 120.
52
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25 OV,
26 OV,
27 OV,
28 OV,
177.
192.
177.
162.
53
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guilt, which is the history of systematically racist oppression of blacks. Nor does
she explain why white guilt - in the absence of protests, civil rights movement,
and Black Power - never produced any libratory changes in the conditions of the
American Negro.
In addition to taking advantage of white guilt, Arendt suggests that violence
was the method by which black students hoped to lower academic standards and
create non-existent subjects and disciplines. Contrasting the U.S with other
Western countries, Arendt claims that while elsewhere there is no popular
support of violence in a movement, in the U.S. the black community endorses it.
She states, there is a large minority of the Negro community behind the verbal
or actual violence of the black students.29 Arendt is astonished that the colleges
and universities themselves respond to such violence:
...[l]t seems that the academic establishment, in its curious tendency to
yield more to Negro demands, even if they are clearly silly and
outrageous, than to the disinterested and usually highly moral claims of
the white rebels, also thinks in these terms and feels more comfortable
when confronted with interests plus violence than when it is a matter of
nonviolent participatory democracy.30
So for Arendt, the demands of the violent Negro students are silly and
outrageous,
nonviolent
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used responses to the nonviolent protests of the civil rights movement.31 Arendt
acknowledges that violent police brutality was a form of intervention in nonviolent
demonstrations in the student movement, but asserts that serious violence did
not enter the scene until the Black Power movement hit college campuses.32
This is problematic because it suggests that police brutality is not serious
violence and because it wrongly suggests that the Black Power movement was
necessarily and exclusively a violent movement.
serious violence to which many students were subjected not only at the hand of
law enforcement officers, but also at the hand of civilians.
Arendt is far less condemning of the oppressors violence, which is offensive,
than she is of the violence of the oppressed, which is defensive. And Arendt is
more concerned about backlash in the white community than she is about the
oppressive conditions that prompted the resistance movement in the first place.
She asserts that if there were a backlash from the white community in response
to the Black Power movement, it would be the perfectly rational reaction of
certain interest groups which furiously protest being singled out to pay the full
price for ill-designed integration policies whose consequences their authors can
easily escape.33 She adds that black racism could provoke a white backlash
31 The images of fire hoses and growling dogs attacking nonviolent protesters in
the South, including many children and students, are embedded in the minds of many
who lived through the Civil Rights era as well as those who have witnessed
documentaries of it.
32 OV, 121.
33 OV, 174.
55
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that could result in the transformation of white prejudices into full-fledged racist
ideology.34
Far from seeing the race riots as a form of backlash from the black
community against white racism, Arendt describes the riots and protests as a
form of black racism that invites white backlash. When she claims that white
prejudice could turn into racism, she is denying that white racism was already a
problem.
perfectly rational, Arendt claims that the real danger comes from black students.
She asserts, The greatest danger comes from the other direction [i.e. from
blacks students]; since violence always needs justification, an escalation of the
violence in the streets may bring about a truly racist ideology to justify it.35 In
other words, Arendt is claiming that black students will have to develop a racist
ideology to justify their protests and actions. But this analysis is quite inverted.
Historically it has been white people who have relied on racist ideologies to
oppress black people, not the other way around. This is evidenced by the racial
segregation that has already been discussed, as well as slavery and colonialism.
And the backlash from the white community is not against black racial ideologies;
it is just another instance of their resentment of the Negro for not staying in his
place.
I have provided a brief analysis of Arendts account of violence and the
Black Power movement here because it underscores both how Arendt constantly
34 OV, 174.
35 OV, 174
56
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misses the mark when it comes to the Negro question and it establishes a
pattern in Arendt of a biased critique of violence. She condemns the violence,
riots, and protests in the black community while describing a potential violent
backlash in the white community as perfectly rational. This is not only the case in
her analysis of Black Power, and earlier in her account of the American
Revolution, but it will also prove to be the case in her criticism of Sartre and
Fanon for advocating revolutionary violence against the colonial system. I will
provide a more thorough analysis of Arendts discussion and critique of violence
in Chapters Three and Four, but now I will comment on Arendts analysis of
slavery in the U.S., which is one more aspect of the Negro question that she gets
wrong.
Like her analysis of segregation and integration, and her critique of the
Black Power movement, many of Arendts assertions about American slavery are
unconvincing. This is the case in several of her works including both editions of
the Origins, and the late essay The Social Question. In The Burden of Our
Time (the first edition of Origins) she correctly understands that:
Slaverys fundamental offense against human rights was not that it took
liberty away (which can happen in many other situations), but that it
excluded a certain category of people even from the possibility of fighting
for freedom - a fight possible under tyranny, and even under the
desperate conditions of modern terror (but not under any conditions of
concentration camp life). Slaverys crime against humanity did not begin
when one people defeated and enslaved its enemies (though of course
this was bad enough), but when slavery became an institution in which
some men were born free and others slave, when it was forgotten that it
was man who had deprived his fellow-men of freedom, and when the
sanction for the crime was attributed to nature.36
36 BOT, 294.
57
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Here Arendt identifies several harms caused by the institution of slavery. It took
away liberty, it prevented those who were enslaved from the possibility of fighting
for freedom, and it allowed some men to be born slaves and others to be born
free - a determination attributed to nature. Finally, slavery was a crime instituted
by man against his fellow man, not against sub-humans or animals.37
It is problematic that Arendt does not explicitly state that slavery was a
racially based system whereby black people were born slaves and white people
were born free. This omission is significant because in an earlier section of the
Origins. Arendt asserts that slaveholders were not race-conscious. She claims
that although slavery was established on a strict racial basis, [it] did not make
the slave-holding peoples race-conscious before the nineteenth century.
Throughout
the
eighteenth
century,
American
slave-holders themselves
They had to be
conscious of some concept of race to determine which race would consist of the
slaveholders and the free, and which race would consist of slaves. How can an
37 Arendt added several additional paragraphs to the second edition to clarify her
assertion and defend it against critics.
38 BOT, 177. OT, 177.
58
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institution both be founded on the basis of race and in the absence of raceconsciousness?
In addition to the relationship between race and slavery, Arendt does not
give adequate attention to the significance of the relationship between slavery
and freedom in the U.S. Arendt emphasizes the distinction between the man
enslaved in the private realm and the man free to enter the public realm in The
Human Condition, and she has much to say on the political meaning of freedom,
in What is Freedom? and in The Social Question. In each of these works
Arendt stresses the idea that freedom meant being free from the necessities of
the private life to be able to enter the public realm of the political. But in all of
these discussions of slavery, she neglects to highlight the strong relationship
between freedom and slavery in the United States. Arendt makes mention of this
relationship in The Social Question when she states that Thomas Jefferson and
the founding fathers knew that the institution of slavery was incompatible with the
foundation of freedom, but she describes their acceptance of these conditions as
an indifference towards the slaves. I contend that the foundation of freedom by
the founding fathers was possible precisely because it could be juxtaposed with
the institution of slavery.
The antithesis of slavery and freedom was a mirror of the antithesis
between black and white people. The white image was defined in contrast to
black slavery, and the black image was defined in contrast to white freedom.
Toni Morrison explains in Playing in the Dark. The concept of freedom did not
emerge in a vacuum. Nothing highlighted freedom - if it did not in fact create it 59
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39 Toni Morrison, Playing in the Dark: Whiteness and the Literary Imagination
(New York: Vintage, 1992), 38.
60
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modern life.40 Ideologies differ from mere opinions in that an ideology claims to
have the key insight or knowledge to history, all the worlds problems, or
universal laws. According to Arendt, the ideology of race interprets history as a
natural fight of races.41
influential that intellectuals as well as the masses choose to reject facts that dont
fall in line with these ideologies.
Arendt rejects racial categories and asserts that no matter what learned
scientists might say, race is, politically speaking, not the beginning of humanity
but its end, not the origin of peoples but their decay, not the natural birth of man
but his unnatural death.42 Arendt advocates a world without racial categories as
the best thing for the Jews and claims that the abolition of race society means
only the promise of their liberation.43 For Arendt, not just racism, but racial
categories themselves oppress the Jews.
III.
40 BOT,
41 BOT,
42 BOT,
43 BOT,
159.
159.
157.
205.
OT,
OT,
OT,
OT,
159.
159.
157.
205.
61
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immigrants that they no longer cared to belong to the same human species.44
Arendt sees the xenophobia of Europeans at the sight of Africans as the impetus
for raced societies. She states, This fright of something like oneself that still
under no circumstances ought to be like oneself remained at the basis of slavery
and became the basis for a race society.45
It is striking that Arendt points out the fallacy of race thinking and the lack
of foundation for racial stereotypes and she nevertheless incorporates this
thinking into her characterization of Africans. She constantly refers Africans as
savages, backward, and lacking of history and culture. Arendts incorporation of
these stereotypes into her own analysis is evidenced by her description of Africa
as the world of native savages with people who were as incomprehensible as
the inmates of a madhouse.46 Even if Arendt is describing the perspective of
Europeans towards Africans and not her own, she still presents this view
uncritically. Arendt explains that although Christianity had founded a notion of
unity and equality of all human beings coming from the same lineage all the way
back to Adam and Eve, this notion was challenged as soon as Europeans
encountered Africans who lacked reason, passion, and culture. White men were
faced with tribes which, as far as we know, never had found by themselves any
adequate expression of human reason or human passion in either cultural deeds
or popular customs, and which had developed human institutions only to a low
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She
explains, What made them [Africans] different from other human beings was not
at all the color of their skin but the fact that they behaved like a part of nature,
that they treated it as their undisputed master, that they had not created a human
world, a human reality...49 This points to Arendts personal description of
Africans, not just an adaptation of a European perspective. She is claiming that
Africans are not different because of their skin, but because they did not exploit
all of the natural resources around them for their exclusive advantage.
She
adds, The great horror which had seized European men at their first
confrontation with native life was stimulated by precisely this touch of inhumanity
among other human beings who apparently were as much a part of nature as
wild animals.50
assessment and portrayal of Africans, it is no wonder that she blames the rise of
racism against black people for opening the door towards racism against the
Jews. It is also not surprising that Arendt then attempts to put great distance
between the Jewish question and the Negro question, not because they are
47 BOT,
48 BOT,
49 BOT,
50 BOT,
176.
192.
192.
194.
OT,
OT,
OT,
OT,
176.
192.
192.
194.
63
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oppressed under different circumstances and in different ways, but because she
does not want the Jew to be reduced to the status of the Negro.
Arendt maintains that anti-Semitism (a social phenomenon) must be
distinguished from Jew hatred (a political phenomenon) but she notes that the
former paved the way for the latter, stating social anti-Semitism...introduced and
prepared the discovery of Jew-hating as a political weapon.51 But in Arendts
estimation, this discovery of Jew-hatred was prompted by racism as a tool
against blacks and as a justification for slavery and colonialism.
Jews were
caught in the cross fire and just happened to fit into racial ideologies that had
been developed by other race problems, i.e. anti-black racism.
Arendt criticizes conceptions of race based on blood ties and familial
characteristics because this is a notion that became problematic for Jews when
anti-Semitism turned to Jew hatred. The consequence of a notion of race based
on blood and family ties was that when, for reasons which had nothing to do with
the Jewish question, race problems came to the foreground of the political scene,
the Jews at once fitted all ideologies and doctrines which defined a people by
blood ties and family characteristics.52 Arendt notes that the family played a
major role in the preservation of the Jewish people and that this became a
stereotype that anti-Semites would use against them. She states, Family ties
were among the most potent and stubborn elements with which the Jewish
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people resisted assimilation and dissolution.53 And then she explains, the antiSemitic picture of the Jewish people as a family closely knit by blood ties had
something in common with the Jews own picture of themselves.54
But Arendt repeatedly attempts to distance the Jewish confrontations with
race from the race problems faced by blacks, in fact at times she suggests that
Jews suffered a worse form of oppression than black people. For instance, she
claims as bad as slavery was for the Negro, the state of the slave is not as bad
as the conditions of the Jews who are stateless persons without a community.
She says, even slaves still belonged to some sort of community; their labor was
needed, used, and exploited, and this kept them within the pale of humanity. To
be a slave was after all to have a distinctive character, a place in society - more
than the abstract nakedness of being human and nothing but human.55 Arendt
is asserting that to belong to the community of slaves within civil society is
preferable to the abstract nakedness of being nothing but human. The issue
of mere humanity should be understood in the context of the European concept,
or more specifically the French notion of the Rights of Man. For Arendt, basic
human rights mean nothing in the absence of political rights. But the problem to
which she is blind is the fact that the black slave was denied both human rights
and political rights.
Does Arendt really expect that one should prefer the sub-human or even
non-human status of the black slave to being nothing but human? It seems she
53 BOT, 28. OT, 28
54 BOT, 28. OT, 28
55 BOT, 295. OT, 297.
65
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may be leaning in this direction when she later uses the example of a Negro in a
White community to explain her point.
community is considered a Negro and nothing else, he loses along with his right
to equality that freedom of action which is specifically human; all his deeds are
now explained as necessary consequences of some Negro qualities...56 She
adds, Much the same thing happens to those who have lost all distinctive
political qualities and have become human beings and nothing else.57 At first
glance it seems that Arendt sees the reduction of the Negros deeds to some
Negro characteristic as similar to the reduction of certain persons to human
beings and nothing else.
But when examined more closely, this is not a comparison, but another
subtle contrast of the Negro situation with the Jewish situation. In her remark on
slavery just mentioned, Arendt already described the Jews as those whom have
been stripped down to the abstract nakedness of being human and nothing but
human.
makes explicit reference to the Negro, but only an implicit reference to the Jew.
The contrast she is drawing between the two is that the Negro is denied his
humanity and reduced to his Negro qualities, but the Jew is denied, not Jewish
qualities, but political qualities, and reduced to a human being and nothing else.
Again Arendt is overlooking the fact that while the Jew may be denied political
qualities, the Negro is denied both human and political qualities or rights.
66
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Earlier in the Origins, Arendt makes another distinction between the Negro
and the Jew contrasting how Jews experience discrimination in homogenous
European nations versus the discrimination black people experience in the U.S.
In a footnote Arendt states:
Although Jews stood out more in than other groups in the
homogeneous populations of European countries, it does not follow
that they are more threatened by discrimination than other groups
in America. In fact, up to now, not the Jews, but the Negroes - by
nature and history the most unequal among the peoples in America
- have borne the burden of social and economic discrimination.58
Arendt is not only making the claim that the Negro has experienced more
discrimination, she is also asserting that black people are both naturally and
historically the most unequal people in the U.S. But then she suggests that Jews
could become the targets of hatred, not because of their inequality, but as a
result of their tendency towards a principle of separation.59 And she adds that
since Negroes and Chinese dont exhibit this principle of separation, even if they
may stand out more by their physical appearance and differ more from the
majority than the Jews, they are still less endangered politically.60 This claim
underscores previously discussed problems with Arendts categorization of the
public and private spheres. The fact that Negroes and Chinese often do stand
out by their physical appearance makes them targets of discrimination.
And while Arendt is concerned about Jewish political rights she also notes
that some Jews held racist attitudes towards Blacks. Arendt claims that Jews
58 BOT, 55.
59 BOT, 55.
60 BOT, 55.
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adjusted to racism as well as everybody else and their behavior toward black
people was beyond reproach.61 Evidently political rights are not a prerequisite
for racist attitudes and behavior. Arendt also mentions the fact that no coalition
ever formed between blacks and Jews even though they were both the objects of
racial hatred. She states, they [Jews] cannot and will not make common cause
with the only other group which slowly and gradually is being won away from
race society: the black workers who are becoming more and more aware of their
humanity under the impact of regular labor and urban life.62
It is not clear exactly why Jews cannot and will not make a common cause
with black people, but it is clear that Arendt attributes black peoples growing
awareness of their humanity to labor and urban life. This latter assertion about
the Negro is not wholly correct. One need only look to the analyses of Sartre and
Fanon to learn that labor is often dehumanizing, particularly for the Negro who is
often subjected to the most menial forms of labor. But before taking up these
analyses of the Negro in relation to labor (or more specifically colonial labor) in
the coming chapters, I will now transition to Sartres and Fanons accounts of
race in the context of colonialism and the debate in Sartres Black Orpheus and
Fanons The Lived Experience of the Black.
68
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IV.
69
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Fanon then examines the creation of the Negro and negotiates the
V.
I am not
asserting that the Jew would not exist without the anti-Semite or that the Negro
would not exist without the racist or the white man.
Sartre explains how the anti-Semite and his gaze create the Jew and influences
his behavior. Sartre states:
As soon as he [the Jew] steps outside, as soon as he encounters
others, in the street or in public places, as soon as he feels upon
him the look.. .that is a mixture of fear, disdain, reproach, and
70
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Sartres in depth
account of the gaze in relation to the Negro comes in Black Orpheus, but it
differs from Anti-Semite and Jew in two main ways.
First, he is speaking of
whites and blacks rather than French whites and Jewish whites.68 Secondly, and
more importantly, he is speaking of the gaze from blacks to whites, not just vice
versa. He states, Here are black men standing, looking at us, and I hope that
you - like me - will feel the shock of being seen. For three thousand years, the
white man has enjoyed the privilege of seeing without being seen; he was only a
look69-...Today these black men are looking at us, and our gaze comes back to
our own eyes; in their turn...70 Through Negritude, the role of the gaze is
changing.
66 Jean-Paul Sartre, Anti-Semite and Jew. trans. George Becker (New York:
Schocken, 1976),88-89. Hereafter ASJ.
67 ASJ, 76.
681say Jewish whites because in Black Orpheus Sartre describes the Jew as
a white man among white men. (ON, xiv. trans. BO, 118.)
69 ON, il etait regard pur, ix. trans. BO he was only a look, 115.
70 ON, ix. trans. BO, 115.
71
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And although Sartre asserts that through Negritude white men are now
under the gaze of black men, Fanon expresses how the Negro experienced the
gaze in the absence of Negritude.
gaze has been a tool used by whites to inferiorize blacks. Fanon describes the
gaze of the Other as a force of fixation, the movements, the attitudes, the
glances of the other fixed me...71 Fanon claims that the black man experiences
his very being through the irresistible white gaze, the black man has no
ontological resistance to the eyes of the white man.72
Fanon explains, As long as the black man is among his own, he will have
no occasion, except in minor internal conflicts, to experience his being through
others.73 It is not until he encounters whites that he experiences the gaze of The
Other. When subjected to the gaze of whites the black man is made to
experience his being through The Other as inferior to The Other. Consequently
Fanon states, I progress by crawling. And already I am being dissected under
white eyes, the only real eyes. I am fixed."74
So we see how, according to Sartre and Fanon, the Jew and the Negro
are created in part by the white gaze.
formation of racial concepts, particularly the creation of the Jew (as explained
by Sartre) and of the Negro (as explained by Fanon). In Anti-Semite and Jew
Sartre constantly refers to the Jewish race. Sartre does not define what race is,
71 BSWM,
72 BSWM,
73 BSWM,
74 BSWM,
109.
110.
109.
116.
72
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indefinable complex into which are tossed pell-mell both somatic characteristics
and intellectual and moral traits, I believe in it no more than I do in ouija
boards.75 He does, however, assert that races imply racial inequalities, stating,
Is not race itself a pure vital value; ...the very idea of race implies that of
inequality?76
aspects of the Jewish situation is the role of the inauthentic Jew. According to
Sartre, the anti-Semite takes advantage of the inauthentic Jew to forge a general
mythology of the Jew.78 Inauthentic Jews run away from their situation, choosing
to deny it. In fact this flight and denial characterize the inauthentic Jew. I must
emphasize the fact that Sartre has been criticized for these claims.
75 ASJ,
76 ASJ,
77 ASJ,
78 ASJ,
61.
119.
67.
92.
73
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But the
an
objective
examination,
I discovered
my
blackness,
my
ethnic
creates the Jew.81 Recall that Sartre asserted, Far from the experience
79 BSWM, 112.
80 BSWM, 113.
81 See Sartres ASJ.
74
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producing the idea of the Jew, it is the latter which explained his experience. If
the Jew did not exist, the anti-Semite would create him.82
For Sartre, the question was not, What is a Jew? but What have you
made of the Jews?"83 Fanon is answering the question, what have you made of
the
schema of the Negro had been provided by the other, the white man, who had
woven him out of a thousand details, anecdotes, stories.84 Fanon explains, in the
white world, A man was expected to behave like a man.
behave like a black man, or at least like a nigger.85
construction
of
blackness,
Negroes
are
I was expected to
Based on the white
savages,
brutes,
[and]
VI.
82 ASJ, 13.
83 ASJ, 69.
84 BSWM, 111.
85 BSWM, 113.
86 BSWM, 117.
75
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But
before focusing on the notion of collective memory, lets examine the idea of
authentic race consciousness. Sartres notion of authenticity includes three main
ideas:
1)
having
consciousness
of
ones
situation,
2)
assuming
the
responsibilities and risks of the situation, and 3) claiming the situation along with
its positive and negative aspects.87 For the Jew, authenticity consists in
choosing oneself as Jew - that is, in realizing ones Jewish condition.88 The
authentic Jew also, chooses his brothers and his peers; they are the other
Jews...he accepts the obligation to live in a situation that is defined precisely by
the fact that it is unlivable; he derives his pride from his humiliation.89 Sartre
presents authenticity as a tool to render the anti-Semite impotent.
But how is such an authenticity achieved in the Negros case?
This
He
87 ASJ, 90.
88 ASJ, 136.
89 ASJ, 137.
76
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his race...The negro cannot deny that he is negro, nor can he claim that he is
part of some abstract colorless humanity: he is black.90
Like the Jew, the Negro finds authenticity by realizing his situation, but he
uses Negritude as a mode of authenticity within this situation. Sartre explains
that the black man tries to offer other blacks a stellar image of their Negritude in
his attempt to convince them to embrace black consciousness. The Negro finds
this positive image of Negritude within his own soul.
guide) and a mirror (a reflection) of this Negritude.91
He is both a beacon (a
But again, for Sartre,
discover that socialism is the answer to their immediate local claims...they must
think of themselves as blacks.92 And again, highlighting the difference between
race and class oppression Sartre reminds us that, the selfish scorn that whites
display for blacks...has no equivalent in the attitude of the bourgeois towards the
working class.93
What purpose does the contrast between blacks and whites serve? Such
contrasts often lead to a polarization of that which is contrasted and a hierarchy
of the characteristics on each side of the pole. For example, traits attributed to
Blacks are viewed as inferior to the attributes of their White counterparts. Recall
that Sartre discussed race in terms of inequality in Anti-Semite & Jew. Is Sartre
90 ON,
91 ON,
92 ON,
93 ON,
xiv.
xiv.
xiv.
xiv.
77
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reinforcing this polarization, and consequently the hierarchy? No, I dont believe
that is the case. I think Sartre is doing something very different. In the spirit of
Negritude he is taking traits that were considered negative for Blacks and
rethinking them as positive attributes. He is not only calling into question the
polarization; he is challenging the hierarchy. So it seems that Sartre has got it.
Finally, someone understands!
This understanding
slavery, and even in the face of colonization, rather than expressing remorse and
seeking forgiveness from blacks, whites continued to reject blacks. He exclaims:
What! When it was I who had every reason to hate, to despise, I was rejected?
When I should have been begged, implored, I was denied the slightest
recognition?
94 BSWM, 115.
95 BSWM, 123.
78
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what you call the mind.96 Fanon adds, T h e white man was wrong, I was not a
primitive, not even a half-man, I belonged to a race that had already been
working in gold and silver two thousand years ago.97 Recalling the greatness of
his history, Fanon states, I put the white man back into his place; growing
bolder, I jostled him and told him point-blank, Get used to me, I am not getting
used to anyone.98
But Fanon must sort out the analysis of Negritude in Black Orpheus
where Sartre reduces Negritude to a minor movement of a dialectical
progression and he adds, Negritude is for destroying itself, it is a passage and
not an outcome, a means and not an ultimate end.99
Sartre understands
should note that the move to prioritize class oppression is not unique to Sartre.
Some, but certainly not all, of the Negritude poets, including Cesaire, also held
this position.100 (So in a sense, Fanon is responding to them as well.)
In response to Sartres account of Negritude, Fanon states, Help had
been sought from a friend of the colored peoples, and that friend had found no
96 BSWM, 126.
97 BSWM, 130.
98 BSWM, 131.
" O N , xli. trans. BO, 137.
100 The prioritization of class oppression is not entirely unproblematic because it
can minimize the significance of other forms of oppression including race and gender
oppression.
79
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better response than to point out the relativity of what they were doing.101 Fanon
is denied an opportunity to gain black race consciousness through Negritude. He
explains, Jean-Paul Sartre, in his work, has destroyed black zeal...I needed to
lose myself completely in negritude...I needed not to know.102 He adds, What is
certain is that, at that very moment when I was trying to grasp my own being,
Sartre, who remained The Other, gave me my name and thus shattered my last
illusion.103
Consequently, Fanon falls back into the vicious cycle of searching for
meaning and once again he is subjected to and haunted by stereotypes of the
Negro, his odor, good nature, gullibility, et cetera.
meaning through whiteness and that failed.
heredity, and that failed, he attempted to analyze his ailment and that also failed.
Fanon states that he wanted to be a typical Negro and that was no longer
possible, he wanted to be white and that was a joke. What option is left for the
Negro? Both Sartre (and arguably Fanon) pursue a society without race. In a
raceless society it seems that a negative construction of race would not be
possible, but Sartre (and arguably Fanon) are more interested in moving beyond
the race question to focus on class oppression. Focusing first on Sartre, I will
investigate his argument that the Negro should reject race. I will also juxtapose
this position in Black Orpheus with his arguments in Anti-Semite and Jew.
Finally, I will explore where Fanon stands on this matter.
101 BSWM, 133.
102 BSWM, 135.
103 BSWM, 137.
80
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particular while class is universal and abstract.107 But this is not the case of the
Negro worker for whom race and class are always already mixed. Why must the
black man strip himself of his blackness for the sake of joining the class
struggle?
104 ON,
105 ON,
106 ON,
107 ON,
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discovery of blackness to the rejection of race for the sake of the united pursuit of
a classless society.
Sartres claims seem all the more peculiar when we go back to his
analysis of the democrat and universal humanism in Anti-Semite and Jew.
Sartre criticizes the democrat who fails to see individuals. He sees humans but
ignores the Jewish man, the Negro man, the Chinese man, et cetera.
The
democrat offers a defense of the Jew, which saves the Jew as a man and
annihilates him as Jew.108 Sartre states, In his abstract liberalism, he [the
democrat] affirms that Jews, Chinese, Negroes ought to have the same rights as
other members of society, but he demands these rights for them as men, not as
concrete individual products of history.109 In what way does Sartres position in
Black Orpheus differ?
struggle, but denies them the opportunity to join that struggle as blacks.
Sartre also criticizes measures that aim at the liquidation of the Jewish
race.110 These are measures taken by the democrat to suppress the Jew for the
sake of the man. But Sartre explains, the man does not exist; there are Jews,
Protestants, Catholics; there are Frenchmen, Englishmen, Germans; there are
whites, blacks, yellows. Sartre adds, In short, these drastic measures of
coercion would mean the annihilation of a spiritual community, founded on
custom and affection, to the advantage of the national community.111
108 ASJ,
109 ASJ,
110 ASJ,
111 ASJ,
56.
117.
144.
145.
82
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Furthermore,
community they, like the Negro, must also renounce their Judaism in order to join
the class struggle? If he did would he be wrong to do so? I say yes.
I am taking the position that it is difficult enough to envision and attain an
authentic race consciousness (whatever that may entail) without having to
relinquish it for the class struggle. What I have in mind when I mention authentic
race consciousness is a positive consciousness of ones race developed from
within racial groups by its participating members rather than a racial identity
imposed upon groups from the outside. Developing a positive and authentic race
consciousness is an ongoing project.
My
arguments for holding onto racial identities, particularly black racial identities, will
be discussed in more detail in the next section of the chapter. But first I want to
consider Fanons position of retaining race.
Where does Fanon stand on this issue? Recall that in Black Skin, White
Masks, he wants to destroy the myth of the Negro. Does this mean that Fanon
must reject the notion of race altogether to achieve this aim? Not necessarily.
But we do see Fanon emphatically reject the significance of the past in the
112 ASJ, 85.
83
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concluding chapter of Black Skin. White Masks. Fanon asserts that the Negro
makes himself abnormal and is a slave of the past. Rather than focusing on the
past and on race, Fanon shifts his attention back to class oppression against
workers. He states that it would be interesting to discover the past contributions
of Negroes, But I can absolutely not see how this fact would change anything in
the lives of the eight-year-old children who labor in the cane fields of Martinique
orGuadelope,113
Fanon reduces the significance of race, and perhaps denounces race
altogether. He explains that there are times when the Negro is locked (or sealed)
into his body (and by extension his race). But Fanon then references MerleauPonty and asserts that the body is no longer the structure of consciousness, it
has become an object of consciousness.114 Does this mean that the body no
longer seals the Negro in blackness? That remains to be seen. But we do see in
the concluding chapter that Fanon is no longer asserting himself as a Negro or
even as a BLACK MAN. Rather, he asserts, I am a man, and what I have to
recapture is the whole past of the world.115 Fanon even goes so far as to claim
that he has no right to be a Negro.116 And he renounces (at least the black and
white) race altogether when he states, The Negro is not.
white man.117
113 BSWM,
114 BSWM,
115 BSWM,
116 BSWM,
117 BSWM,
230.
225.
226.
229.
231.
84
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So it is now evident that both Sartre and Fanon move toward the
eradication of race, in my examination of Sartre and Fanon, I have discussed
the negative stereotypes used in the creation of the Jew and the Negro and
examined authenticity as a possible response. But then there is a giant leap by
Sartre (and arguably Fanon) to eliminate racial categories altogether.
Sartre
Fanon
demonstrates this to the extent that he agrees with Sartre and to the extent that
he denies the existence of the Negro and the white man.
VII.
identities for the sake of the class struggle or for the sake of escaping the past. I
am arguing in favor of retaining race for two main reasons: conservation and
preservation.
positive and authentic race consciousness, and even after the revolution, we
should preserve race against possible future assaults.
The idea of conserving race goes back to at least 1897 when William
Edward Burghardt Du Bois published what is now an American literary and
85
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successfully challenged (e.g. Anthony Appiah argues that Du Bois does not give
a socio-historical definition of race, his notion is still very much biological), I
contend that Du Bois arguments for the conservation of race remains in tact. In
the face of the systematic racial oppression against blacks, such as segregation
and Jim Crowism, Du Bois argues that we have a duty to conserve our race, at
least until a human brotherhood of all races has become a practical
possibility.119
Du Bois is writing to the Negro about the black experience in America
where we have been enslaved, oppressed, and subjugated through various
methods in the antebellum, post-slavery and reconstruction eras. Although Du
Bois is writing in a very different socio-historical context than Sartre and Fanon,
his argument still applies against the abolition of racial categories, particularly in
the face of racial oppression. In The Conservation of Races Du Bois explains
that the American Negro has a vested interest in the origins and destinies of
races, because most discussions of race have included assumptions about his
118 See W.E.B. Du Bois, The Conservation of Races, in The Souls of Black
Folk, ed. David Blight and Robert Gooding-Williams (New York: Bedford, 1997), vii.
Hereafter CR.
119 CR, 237.
86
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natural abilities, and his political, intellectual, and moral status- assumptions he
felt were wrong.120 In an effort to avoid these negative constructions of the black
race, the Negro has attempted to deprecate and minimize racial distinctions and
spoken of an all-inclusive brotherhood as if it were an immediately achievable
possibility of an already dawning tomorrow.121
our calmer moments we must acknowledge that human beings are divided into
races...122
According to Du Bois, Negro people in the US must realize that their destiny
is not absorption by the white American.123 In other words, our goal should not
beassimilation and amalgamation with whites.
objected that this attitude is impossible in America and our only hope is to lose
our race identity in the commingled blood of the nation.
In response to this
objection, Du Bois states that the Negro must ask himself: what, after all, am I?
Am I an American or am I a Negro?124 Du Bois concludes that we are both
American and Negroes:
We are Americans, by birth, citizenship, political ideals, language,
and religion. But our Americanism does not go further than that.
Beyond that point, we are Negroes...Our duty is to conserve our
physical powers, intellectual endowments, and our spiritual ideals.
As a race we must strive by race organization, race solidarity, race
unity to the realization of that broader humanity which freely
recognizes differences in men, but sternly deprecates inequality in
their opportunities of development.125
120 CR,
121 CR,
122 CR,
123 CR,
124 CR,
125 CR,
228.
229.
229.
233.
233-234.
234.
87
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He states that
American Negroes have a duty to Maintain their race identity until this mission of
the Negro people is accomplished, and the ideal of human brotherhood has
become a practical possibility.128 Once we accomplish our mission to give our
message to humanity and to overcome inequality, and once we live in a society
of human brotherhood, then we are relieved of our obligation to conserve the
race. As with Sartre and Fanon, I am disagreeing with Du Bois on this point. I
am asserting that we must go a step beyond the conservation of race in the mist
if racial adversity and aim at developing a positive race consciousness even in
the absence of racial oppression.
positive or authentic race consciousness for the sake of collective memory, that
is, for the sake of a shared remembrance of our past, our living history that we
create each day, and our future goals and aims.
88
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the
difficulty
involved
in
developing
an
We must first
authentic
race
oppression and, even in the absence of racial oppression, for the purpose of a
maintaining the collective memory of a given race. In spite of the fact that the
Jew has been continually in exile as a stateless or rootless people, or that the
Negro has been scattered abroad by slave trade and colonization, they can
remain connected by their collective memory. In spite of the oppression we have
89
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in common, we can also celebrate our resistance to oppression and the positive
history that has endured through the oppression. Even Sartre noted in Black
Orpheus: From one end of the earth to the other, blacks- separated by
languages, politics and the history of their colonizers- have a collective memory
in common.129 What would come of the collective memory of black people in a
society that erases race? This collective memory, a source of heritage and even
resistance and empowerment, becomes endangered.
90
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responsible for the crimes of colonization. I then turn to the contradictions within
Western humanism, particularly as it pertains to the Europeans oppression of
African natives, and the characterization of the settler and the native within the
colonial world.
establish and maintain colonialism is central to the argument that the colonized
natives are justified in using revolutionary violence to defend themselves against
colonialism and to regain their humanity. This will be a point of transition into
chapter four on revolutionary violence.
I.
imperialism is one that has been neglected along with distinctions such as the
92
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differentiates
between
colonialism,
or colonial
trade,
and
imperialism. When she speaks of colonial trade, she has in mind the European
colonization of America and Australia, and when she speaks of imperialism, she
has in mind the expansion of European countries into Africa and Asia and the
racism, exploitation, and violence that was entailed therein.
For Arendt,
colonialism involved more of an extension of the laws and ideals of the mother
country into the colonial territory, while imperialism often denied the extension of
these laws, denied efforts at assimilating the foreign country, and focused on
economic expansion for the mother country at the expense of the conquered
country through racist ideologies and through violence. Although Arendt, for the
most part, is analyzing what she calls imperialism, when I refer to Sartres and
Fanons analyses I will retain the use of the term colonialism since that is the
term most often used by them. When I use the term colonialism, I have in mind
what Arendt describes as imperialism.
Arendts analysis of imperialism is not so much inspired by her interest in
the oppressive system as it is by her concern with the rise of imperialism as a
precursor to the rise of totalitarianism. For Arendt, the period of imperialism was
a preparatory stage for the coming catastrophes of totalitarianism.3 Arendt
blames totalitarianism for collapsing the public and private realms, explaining that
2 OT, 131.
3 BOT, 123. OT, 123.
93
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However, the
Such an
exclusion is virtually impossible anyway, and even if it were possible, this division
is certainly not a guarantee against the rise of imperialism, colonialism, or even
totalitarianism. Arendt herself argues that the adoption of economic growth as a
political aim of government was not the only factor in the rise of imperialism, it
was one factor accompanied by numerous others. In what follows I will address
some of the other factors that led to the rise of imperialism.
Arendt explains that various national governments were hesitant towards
the growing tendency to transform business into a political issue and to identify
the economic interests of a relatively small group with national interests as
such.8 So governments were left to choose between exporting their power in an
effort to import more wealth or to sacrifice a large part of their national wealth.
They chose the former over the latter.
95
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liberties that citizenship may have entailed. The laws and rights of citizens in the
mother country did not accompany the colonizers and their national instruments
of violence into the countries of Africa.
It was not the intent of European countries to extend these rights and
liberties to the natives of Africa. And while some, like Sartre, rightly see this as a
denial of positive rights for the natives; Arendt describes this as a refusal on the
part of Europeans to impose their laws on foreign territory.
According to
Arendt, such an imposition could only be done with a clear conscience if the
conquering nation had a conviction that their law was superior to that of the
barbarians.9 This claim misses the point. The issue was not imposing laws,
because that was already done through the colonial system; it was a matter of
denying the rights that should accompany the transference of laws.
The seriousness of this misunderstanding becomes clearer when Arendt
points to Frances colonization of Algeria and what she describes as their refusal
to impose their laws on Arab people. She states, They [the French] continued
rather to respect Islamic law and granted their Arab citizens personal status,
producing the nonsensical hybrid of a nominally French territory...10 But the
French were not choosing not to impose their laws on the Arabs, rather they
were choosing not to extend their rights to the Arabs.
already imposed much more than their laws on the Arabs insofar as they had
imposed their might in the form of oppressive colonialism.
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respecting Islamic law, the French instituted new colonial rule in Algeria that
destroyed Islamic laws, language, and culture.
Arendt notes that there was a conflict of interest between government
representatives in the mother country and colonizers who are described by
Arendt as colonial administrators. The colonial administrators did not think they
should have to justify their actions towards the colonized to their government at
home. French colonists either put pressure on French appointed governors or
simply refused to carry out reforms in the treatment of the colonized, which were
allegedly inspired by the weak democratic principles of (their) government.11
But Arendt asserts that these sentiments from the colonizing administrators were
perfectly right because they understood that if the conquered people were able
to follow the laws of the conquering nation, it would end (as it did) with the
peoples rise to nationhood and the defeat of the conqueror.12 According to
Arendt, French methods of empire building failed because they attempted to
extend some of the rights of French citizens to the colonized, which only led them
to desire their own nationhood and overtake their conquerors.
But for Arendt, it is not a positive undertaking for the colonized rise to
nationhood and demand independence from the oppressors. It only points to the
shortcomings of Frances methods.
imperialism had been along the same lines as Rome and Alexander the Great,
Arendt asserts that the events that followed, i.e. the events of mass exploitation
11 BOT, 134. OT, 134. In footnote 32 Arendt states that these are the
words of Leon Cayla, former governor of Madagascar.
12 BOT, 134. OT, 134.
97
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and oppression, would have been more humanly tolerable.13 In other words,
Arendt is again articulating prioritization of the political over economics. If the
purpose of imperialism had been empire building, in the sense that the
conquering government was aiming at spreading its form of government and
politics abroad, the oppression required to do so would have been acceptable.
But since imperialism was largely an economic venture, and partly an attempt at
acquiring more military force, the oppressive means used to achieve these
economic and defensive ends were not as tolerable to Arendt.
11.
Africans during imperialism was eventually used against Jews (as well as Asians
and Indians), turning the formerly social phenomenon of anti-Semitism into the
political phenomenon of Jew-hatred.
thinking but the new era of imperialism that gave rise to racism. She suggests
that race thinking might have disappeared if it were not for the scramble for
Africa and the rise of imperialism. Since imperialism needed justification, Arendt
claims that racism would have been invented even in the absence of racethinking to provide an explanation and excuse for its deeds.14 Arendt adds,
98
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But Arendt,
perhaps
unintentionally,
excuses
Europeans use of violent racism against Africans when she asserts that Africans
were, natural human beings who lacked the specifically human character, the
specifically human reality, so that when European men massacred them they
somehow were not aware that they had committed murder.18 She further plays
down the heinous nature of these violent massacres of Africans by Europeans
when she states that Africans had already been killing themselves. She claims,
15 BOT,
16 BOT,
17 BOT,
18 BOT,
184.
185.
185.
192.
OT,
OT,
OT,
OT,
184.
185.
185.
192.
99
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19 BOT, 192.
20 BOT, 206.
21 OV, 172.
OT, 192.
OT, 206.
100
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intolerable and
unacceptable. Contrary to Arendts account, violent racism was not a just result
of the Europeans fear of Africans, it was the direct result of their aims at
controlling, subjugating, and exploiting Africans. And violent racism is no more
acceptable when launched against Africans than it is when launched against
Asians or Jews, for they are all human beings.
Arendt seems exposes the use of violence in the form of racism against
Africans and this supports my argument that Arendt was aware of the violence
used to establish and maintain the colonial system, and yet she was not as
critical of the oppressors violence as she proves to be of revolutionary violence.
Not only does Arendt acknowledge racism as a form of violence, she also
recognizes that imperialism was only achievable through violence in the form of
military presence in colonial territories. Arendt correctly noted:
Only through the expansion of the national instruments of violence
could the foreign-investment be rationalized, and the wild
speculations with superfluous capital, which
had provoked
gambling of all savings, be reintegrated into the economic system
of the nation.23
22 OV, 173.
23 BOT, 136. OT, 136.
101
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Arendt
explains that the framework of the nation and national institutions that controlled
the police and the army within the nation were now separated from them,
allowing them to give violence much more latitude in backwards regions without
industries and political organization than would have been given in a Western
country.24 Arendt also explains:
[T]he state employed administrators of violence soon formed a new
class within the nations and, although their field of activity was far
from the mother country, wielded an important influence on the
body politic at home. Since they were actually nothing but
functionaries of violence they could only think in terms of power
politics.25
They were the first to claim that power was the essence of every political
structure.
discovery of power as a basic political reality was nothing new because violence
has always been the ultima ratio in political action and power has always been
the visible expression of rule and government.26
102
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acknowledged the major role of violence in the colonial system. Now she has
claimed that violence is the ultima ratio of political action (OT, 137). And while
Arendt describes all of these modes of violence without criticism, she has
denounced the violence involved in the French Revolution and the Black Power
movement. Even more noteworthy is Arendts critique of revolutionary violence
in the context of decolonization, and her criticism of Sartre and Fanon for
endorsing it, which will be examined in detail in the final chapter.
III.
A De-Humanizing Humanism
While Arendts account of imperialism focuses more on the problematic
They require
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colonialism. He warns that reading Fanons book will require courage on the part
of Europeans because the book exposes the contradictions of Western
humanism. Rather than hiding behind the mask of Western civilization, Sartre
attempts to evoke shame in Europeans as a revolutionary sentiment stating,
Have the courage to read this book, for in the first place it will make you
ashamed, and shame, as Marx said, is a revolutionary sentiment.27
Sartre also promotes an idea of group responsibility for the colonial
situation, leaving no one absolved of blame and responsibility. He claims, You
know well enough that we are exploiters because gold and metals and other
resources have been brought back to Europe from colonized countries.28
Evidence of European guilt can be found in its palaces, cathedrals, and great
industrial cities. Sartre asserts that they are all guilty of colonization because
they have all profited from it.
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us into monstrocities; your humanism claims that we are one with the rest of
humanity but your racist methods set us apart.29 He exposes the contradictions
in humanism, some of which were previously discussed in Black Orpheus and
Anti-Semite and Jew. He also asserts that European humanism is nothing but an
ideology of lies and European values are stained with blood.30 According to
Sartre, With us there is nothing more consistent than a racist humanism since
the European has only been able to become a man through creating slaves and
monsters.31
Whereas Sartre points out the contradictions of Western humanism to
Europeans, Fanon explains that the contradictions of Western values are quite
obvious to the colonized. He asserts:
The violence with which the supremacy of white values is affirmed
and the aggressiveness which has permeated the victory of these
values over the ways of life and of thought of the native mean that,
in revenge, the native laughs in mockery when Western values are
mentioned in front of him.
The colonized laugh in mockery because they have seen and experienced the
contradictory nature of these so-called values in their daily interactions with the
settler and by living in a divided colonial world.
29 WE,
30 WE,
31 WE,
32 WE,
8.
25.
25.
43.
105
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IV.
Characterizing the Settler and the Native in the Divided Colonial World
According to Fanon the colonial world is a world that is very much
opposed to one another, they still follow the principle of reciprocal exclusivity.33
The settlers town is strongly built, brightly lit, and clean with a good
infrastructure. The people there are well clothed and fed. In contrast, the town
inhabited by the colonized people is described as the Negro village, the medina,
the reservation.34 Fanon adds, it is a place of ill fame peopled by men of evil
repute.35 There is very little space, because men to live together in close
quarters. Rather than having strong and sturdy houses, the colonized live in huts
that are practically on top of one another. The inhabitants are barely clothed and
suffering from hunger.
village, a town on its knees, a town wallowing in the mire. It is a town of dirty
niggers and dirty Arabs.36 Two distinct species, the colonizer and the colonized
inhabit the two zones of the colonial world.
destruction of the colonial world will mean the replacing of a certain species of
men by another species, and this requires the complete abolition of one
zone.37
33 WE,
34 WE,
35 WE,
36 WE,
37 WE,
39.
39.
39.
39.
35 and 41.
106
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Fanon analyzes the role of the settler in the colonial situation. He explains
that the settlers role is simply to exploit and oppress the colonized.38 The settler
justifies his presence by the ceaseless need to transport raw materials. While he
makes history, it is history for his mother country (his homeland), not for the
country he plunders.39 The settler is constantly contrasted with the native,
representing everything the colonized are not and can never be.
Unlike the
settler, the colonized are characterized in the colonial world as the quintessence
of evil, they are insensible to ethics, and they are both the absence and the
negation of values. Fanon asserts that the colonized are portrayed as the enemy
of values; through them values become poisoned and diseased. Furthermore,
Fanon describes how the colonized are perceived as ugly and immoral, they are
the collection of wicked powers, and the instruments of blind forces.
Under the colonial system the colonized are taught to stay in their place
and within their limits. They are always on alert and always presumed guilty. But
Fanon assures readers that they do not accept this guilt and they admit no
accusation.40 The colonized are able to see that these stereotypes are not
accurate.
inferiority.41 The colonized recognize that they can only escape the immobility of
colonization by putting an end to the history of colonization and pillage.42 They
38 WE,
39 WE,
40 WE,
41 WE,
42 WE,
36.
51.
53.
53.
51.
107
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also recognize that they must be the agents that bring the history of the nation
and the history of decolonization into existence.43
And yet, the colonized experience some tension in their thinking about the
settlers. While the colonized man recognizes that the settler must be defeated,
he is also envious of the settlers world and he dreams of putting himself in the
settlers place.44 Fanon explains that the colonized man is an oppressed person
whose dream it is to become the persecutor.45 But we should not think this
strange.
characteristics of the oppressor. Fanon explains that this dualism between the
colonizers and the colonized, dehumanizes the colonized.
The colonizer (often referred to as the settler by Fanon) and the colonized
are expected to play specific roles and each of them is in a particular situation.
In Colonialism as a System Sartre explains that the colonists, their children, and
even their grandchildren have been greatly influenced by colonialism, so much
so that they think, speak, and act according to colonial principles. Sartre then
makes the very important assertion that the colonist is fabricated like the native;
he is made by his function and his interests.46 This is particularly interesting for
two reasons; first because Sartre is asserting that both the colonizer and the
colonized are fabricated, and second because this notion of fabrication puts us in
remembrance of the idea presented in Anti-Semite and Jew that the Jew is
43 WE, 51.
44 WE, 52.
45 WE, 53.
46 CS, 44. (My emphasis.)
108
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created by the anti-Semite. Only here, in the colonial situation, the colonized
seem to be created by the colonizer, while the colonizers function and his
interests create (or fabricate) him.
The colonizers function and interests also cause him to be divided. He is
divided between his homeland (France) and his colonial country (Algeria).
Furthermore his economic interests and the exploitation and oppression required
to pursue those interests come into conflict with the political institutions of
France, i.e. bourgeois democracy founded on liberal capitalism...the right to
vote, to free association and freedom of the press.47 So, Sartre characterizes
the colonialist as double and contradictory.
He is not willing to
allow his homeland to distribute these rights to the colonized in his country.
47 CS, 44.
48 CS, 44.
49 CS, 45.
109
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V.
unemployed workers who were sent to Algeria. Out of 20, 000 laborers, most of
them died and the remainder of them were repatriated.51 But the colonial empire
was not to be based on exportation of Europes least wanted.
It found its
beginning in violent colonial war and conquest along with initial uncertainty.
Sartre explains that at first France did not know what to do with the newly
acquired conquest of Algeria. It was not until 1880 that any regular practice was
defined and put in place concerning the conquest of Algeria. In the mean time,
there were conflicting messages and interactions between the European
invaders and the Muslim inhabitants, the Muslim still had to be respected, and
50 CS, 31.
51 CS, 32.
110
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achievement, rather it took patient efforts to impose the colonial system and
these efforts included the use of propaganda, an emphasis on the victories in the
colonial wars to wipe out the memory of defeats, and an emphasis on the initial
advantages to be gained.
Sartre also noted that for the French, armed victory was not enough; it had
to be renewed daily and then institutionalized so that it could become
52 Jean-Paul Sartre, Critique of Dialectical Reason, Volume One. trans. Alan
Sheridan-Smith, ed. Jonathan Ree (New York: Verso, 1991), 715. Hereafter CDR.
53 CDR, 715.
54 CDR, 716. I do not approve of Sartres description of Algerians/Muslims as
backwards .
55 CDR, 716.
111
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economically profitable.
colonialists need for the super-exploited and the colonized that transformed the
wasteful, uncontrolled violence of the colonial conquests into economic,
controlled violence.56 Sartre is demonstrating that the colonial wars were marked
by violence, but at first this violence had no particular aim or purpose other than
conquest.
institutionalizing colonialism, the direction of violence also became clearer aiming at controlling and exploiting the natives.
VI.
its goals and aims were eventually articulated in economic terms. This was due
in part, Sartre explains, to the influence of Jules Ferry. The methodology used to
institute colonialism was to overcome resistance, smash the existing framework,
subdue, terrorize, and then put the new economic system in place.57 Sartre
provides these details at length in both Colonialism as a System and the
Critique. Based on the economic plan provided by Jules Ferry, capital was to
remain in France and to be invested in new industries that would sell their
56 CDR, 727.
57 CS, 33.
112
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European land
58 CS, 33.
59 CS, 35.
60 CS, 36.
113
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Additionally, the
colonists must export the produce to the French market to be able to import other
products from the French market. Another consequence of this system is that
the needs of the colonized are sacrificed for the French. Land that was once
used to grow cereals for the Algerian market was converted into land for grapes
and wine production.
methods of producing the food to feed the Algerian people. And as the rate of
food production has decreased, birth rates have increased, creating a cycle in
which Algerians are born into poverty to live as slaves and then die of hunger.62
According to Sartre, this is a demonstration of the colonial systems vigor.
For ninety percent of Algerians, colonial exploitation is both methodical and
rigorous insofar as they are expelled from their land, restricted to unproductive
61 CS, 36.
62 CS, 37.
114
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soil, obligated to work for derisory wages, and discouraged from revolt by fear of
unemployment.63 Sartre explains that the ploy of the colonizers is to occupy the
country, take the land, exploit the former owners as a source of cheap labor,
through mechanization make even cheap labor too expensive, and then deny the
native even the right to work.64
pitiless...the whole French project in Algeria has been carried out for the profit of
the colonists.65
Sartre builds on this analysis in Critique of Dialectical Reason where he
explains that ...The colonial goal was to produce and to sell food to the
metropolitan power at less than world rates and that the means of achieving this
goal was the creation of a sub-proletariat of the desolate and the chronically
unemployed...66 Having already described the details of the methodology used
in Colonialism as a System Sartre is able to focus on other economic aspects of
colonialism in the Critique, such as colonialism as a process of super
exploitation.
63 CS, 39.
64 CS, 39.
65 CS, 40.
66 CDR, 717.
67 CDR, 717.
115
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which had been reduced to a molecular statute.68 Sartre also explains that in a
colonized country, the pauperization of the masses destroyed the structures of
the old society, and removed the means for reconstructing another, based on
different structures and on different relations of sociality.69 Sartre describes the
colonial system as:
...an infernal machine of the practico-inert field [that] became the
undertaking of the French through its institutional groups... through
a new form of imperialism based on new politics (involving new
relations between individuals and public powers), through the
systematic, concerted destruction of a community and, of course,
the installation of a new mechanism of exploitation (new
colonialists) by appropriate organizations (banking, credit systems,
government favors, etc.).70
For Sartre, colonialism is partly a byproduct of the greed of capitalism. It is like
taking the methods used to pauperize feudal society in Europe and pushing them
to the extreme when used against non-Europeans. Sartre asks, If the bourgeois
was a man, while the worker, his compatriot, was merely sub-human, how could
an Algerian, a distant enemy, be anything but a dog?71
68
69
70
71
72
73
CDR,
CDR,
CDR,
CDR,
CDR,
CDR,
717.
722.
717-718
718.
719.
719.
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atomized and colonized masses to a cheap labor force that can be purchased at
lower and lower wages, surpassing exploitation and becoming a process of
super-exploitation.75 According to Sartre, the process involves both the super
exploiters (the colonizers) and the colonized sub-proletariat in an anti-dialectical
movement, which constitutes the future as a destiny for everyone and for every
collective.76 Colonial exploiters are made up of all social categories because
they all get paid and enjoy comfort based on the poverty of the Muslim.77
VII.
cultures and communities (or culture-killing), as well as the use of military force. I
74 CDR,
75 CDR,
76 CDR,
77 CDR,
721.
722 and 727.
728.
730.
117
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Sartre
78 CS, 45.
79 WE, 16.
80 WE, 21.
81 CDR, 300. (See Sartres footnote 88)
118
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matter and in the system which results from it.82 He explains that the racism that
occurs to an Algerian colonist was imposed and produced by the conquest of
Algeria, and is constantly recreated and reactualized by everyday practice
through serial alterity.83 It is not only the reduction of the Algerian to the status
of less than human that is racist, the violence, the cruelty towards Algerian tribes,
and the systematic operations which, according to Sartre, aimed at taking over
their land is also racist. Sartre describes all of these things as no more than an
expression of a still abstract racism.84
Sartre asserts that racism has to become a practice, it is not
contemplation awakening the significations engraved on things.85 He is even
bold enough to rightly assert that racism is in itself self-justifying violence:
violence presenting itself as induced violence, counter-violence and legitimate
defense.86
become justifications for violence against the colonized. The colonizers instantly
justify the violence and force used against the natives when they portray them as
subhuman creatures that only understand the language of violence and force.
But in addition to attitudes and words, racism also involves actions. According to
Sartre, racist phrases are themselves actions. The colonist phrase We know the
Arab like the Southerners The Yankee doesnt know the nigger, is an action. It
82 CDR,
83 CDR,
84 CDR,
85 CDR,
86 CDR,
714.
714.
714.
720.
720.
119
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In
87 CDR, 721.
88 CDR, 714.
120
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and liberal legal code to ruin the frameworks and development of the Algerian
community.
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allowed
to
partake
in
European
institutions,
depriving
indigenous
We have already
92 CDR, 714.
93 CDR, 718.
94 CDR, 718.
122
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colonizer and the children of the colonized are of the objective violence that
defines the system itself as a practico-inert hell. He adds, But if this violenceobject produces them, if they suffer it partly because of their own inertia, this is
because it used to be violence-praxis when the system was in the process of
being installed.96 These children of violence were produced by the praxis of
their fathers. Here Sartre is examining the impact of the violence of colonialism
on the generations born into this system. He distinguishes between those who
established the system and those who were born into the system.
For the
second-generation colonizer, i.e. the son of the colonizer, (as well as the son of
the colonized) violence...exists as an inherited relation of the dominant class to
the dominated class...and violence, as the praxis of this bourgeois generation,
lay in colonization.97
Sartre describes the violence of one class against another within a
community as bourgeois violence. But, he explains, colonization brings on a new
set of conditions, and under these conditions exploitation must start on the basis
of oppression, [and] this violence renews itself; it will extend to mass
extermination and torture.
95 CDR, 718.
96 CDR, 718.
97 CDR, 719.
123
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exploited masses as soon as there is a lull in the colonial war.98 Here Sartre is
predicting the return of the colonial methods back onto working Europeans (i.e.
the masses in Europe). According to Sartre, violence is actualized as praxis in
colonization and it represents the fundamental structure of reciprocity between
the colonialists and the colonized.99 He emphasizes the notion of reciprocity in
this violence, asserting that if the situation did not involve reciprocity of violence it
would be no more than an ineffectual transcendence of the objective ex/'s.100
Building on an analysis of violent responses to scarcity (which will be
discussed in more detail in the next chapter) Sartre asserts that the colonizer
creates an enemy out of the colonized.
native is not only the Other-than-man, but also his own stormy enemy (the
enemy of man). And contrary to popular belief, this discovery is not based on
resistance, riots, or threats of revolts on the part of the colonized.101 Sartre
refutes assumptions and arguments that the colonizers violence is a response to
the violence launched by the colonized. On the contrary, the colonizers violence
is the only violence and it emerges as an infinite necessity even in the absence
of violence on the part of the colonized. Sartre explains that the colonist reveals
the violence of the colonized, even in his passivity, as the consequence of his
own violence and its sole justification.
98 CDR, 719.
99 CDR, 720.
100 CDR, 720.
101 CDR, 720.
124
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The
colonizers project their anger, animosity and violence onto the colonized and
assert that the violence that they exert onto the colonized is a counter-violence
when it is not.
Sartre
describes this transition of anxiety into the will to repress as an act of alterity.105
All of this anxiety and repression is manifested in pressure groups, violence
groups, and institutional groups, all of which provide an index of violence
between the colonialists and the colonized.
102 CDR,
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104 CDR,
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726.
730.
730.
731.
125
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submission and inhibition around (and through) the exploited person. Such an
atmosphere reduces the use of police and military authorities. But this is not the
106 CDR,
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109 CDR,
724.
725.
725.
730.
126
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case in colonial countries where the relationship between the colonized and the
colonizer is often mediated by police or military force and violence.
Fanon
explains, the policeman and the soldier by their frequent and direct action
maintain contact with the native and advise him by means of riffle butts and
napalm.110 In other words, these relationships are constantly mediated through
violence, that is, the violence of the colonizers military force against the
colonized. According to Fanon the government officials speak the language of
pure force. And while they are perhaps supposed to function as intermediaries
between the colonized and the colonizers, they neither lighten the oppression nor
seek to hide their domination.
intermediaries operate with their own violence and practice this violence with the
clear conscience of an upholder of peace.111 Far from being a bringer or keeper
of peace, Fanon asserts that the intermediary is the bringer of violence into the
home and into the mind of the native.112
In the Critique. Sartre claims that the fundamental relationship between
the colonizers and the colonized was one of armed struggle. He describes them
as a couple produced by an antagonistic situation and by one another.113 In their
deliberative violence towards the colonized, the colonists are careful to maintain
a certain threshold of violence that is not lower than the violence exerted by the
super-exploiters in their relations to the exploited colonized. Fanon describes the
127
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violence with violence. And then the settlers respond with greater violence. But
of course the murder and massacre of the colonized eventually begins to
undermine the purpose of the colonial system. In a footnote Fanon references
this argument in the Critique, where Sartre points to the fact that killing the
colonized undermines what the colonizer wants to preserve, i.e. colonialism. If
the colonizers were massacred altogether it would only destroy colonialism
altogether with one blow.115
128
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According to Fanon, The single combat between the settler and the
native takes the form of an armed and open struggle.116 The very existence of
an armed struggle demonstrates that the people have decided to trust violent
methods only.117 But Fanon emphasizes the fact that the violence was already
a part of the colonial system in its foundation and its maintenance.
The
colonized learned the violence from the colonizers. Fanon states, The settlers
said that the native only understands the language of force and the native
decides to give utterance by force. The settler, through his violence, has shown
the native that violence is the only way that he can be free.118 Since the
colonized are oppressed through violence, they come to understand that violence
will be required to overcome colonialism and attain freedom.
Fanon explains,
The argument the native chooses has been furnished by the settler, and by an
ironic turning of the tables it is the native who now affirms that the colonist
understands nothing but force.119 In other words, while the colonizers previously
argued that the colonized only understand force, the colonized are now using
that argument against the colonizers.
129
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The
settler wants to kill the native, but he also wants to continue to exploit him, and
he cannot do both.122 Sartre explains in the preface to The Wretched of the
Earth. Because he cant carry massacre on to genocide, and slavery to animal
like degradation, he loses control, the machine goes into reverse, and a
relentless logic leads him on to decolonization.123 This contradiction is not new.
It was there from the beginning when the settler attempted to animalize the
native. According to Sartre, The master seeks to reduce the natives to animals
but stops half way because of his own interest to exploit them.124 Although the
colonizer wants to create colonized beasts of burden through violence, through
the struggle for liberation the colonized are able to become men. Sartre states,
By this mad fury...they have become men: men because of the settler, who
wants to make beasts of burden of them - because of him and against him.125
VIII.
A Political Analysis
In the Critique. Sartre asserts that he has shown through colonization that
the relationship between oppressors and oppressed was, from beginning to end,
a struggle.126 But one should not assume that Sartres emphasis on the struggle
against racism, economics, and violence is devoid of a political analysis. Sartre
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Sartre explains that those who talk about free elections and Algerian
independence are missing the point. They are just agitators and troublemakers
who cloud the issue at the center of colonialism.
In the Critique Sartre explains that any change in the colonial system will
only accelerate its end, whether it be integration, assimilation, or independence,
the result will be an end to super-exploitation, an end of low-wages, and an end
of low prices all of which were the purpose of colonialism.128 But Sartre is also
careful to highlight the fact that the problems of colonialism cannot and will not be
solved by simple reforms because in most cases the reforms only serve the
interests of the colonizers and not the colonized.
poverty and despair in Algeria are direct and necessary effects of the colonial
127 CS, 32.
128 CDR, 721.
131
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system.
ineffective because they only address symptoms of colonialism and not the root
of the problem. With reforms, three scenarios are possible: the reform will only
work to the colonists advantage, the reform is ineffective, or the reform is left
dormant with the complicity of the administration without enforcement.
Sartre
explains that the colonists reject any real reforms involving assimilation and
integration. The colonists deny recognition of any Muslims' or Algerians' political
rights; consequently, any reforms were turned to the colonizers advantage.129
The only real solution to the colonial problem is complete decolonization.
The only reforms that will work are the reforms instituted by the Algerians after
they have won their independence and freedom from France. Sartre asserts that
their liberation can only be achieved through the shattering of colonization.130
And the shattering of colonization is only possible through the revolutionary
violence of the colonized against their oppressors, at which time they can regain
their humanity, their human rights, their political rights, and their dignity. Sartre
stresses that the only thing that the French can and ought to do is to fight along
side the Algerians in an effort to deliver both Algeria and France from colonial
tyranny.131
132
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Additionally, I have
asserted that Arendt has a biased criticism of violence. While she has been
uncritical of violence in the form of forced subjugation in the private realm, she
has been exceedingly critical of violent resistance to oppression. In this chapter
my objective is to demonstrate, not only that Arendts critique of violence is
always changing, but also that her critique in On Violence of Sartre and Fanon is
ill founded. After briefly outlining Arendts analysis of violence, I will challenge
the distinction that she makes between violence and power and point to
inconsistencies in her assertions concerning violence.
show the inaccuracy of her interpretation of Sartre and Fanon, but also the
limitations of her position.
The second part of this chapter has as its focal point both Sartres and
Fanons explication of revolutionary violence as a viable and necessary method
of combating the systematically violent oppression intrinsic in colonialism. I also
argue that revolutionary violence is a justifiable and legitimate tool against
colonialism, which is a system of oppression that is already constituted by
violence.
133
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I.
strength, force, authority, and violence, all of which she describes as methods by
which man rules over man. I shall focus on the distinction she draws between
violence and power. According to Arendt power is the human ability to act in
concert...it belongs to a group and remains in existence only as long as the
group keeps together.1 Power is inherent in political communities and requires
legitimacy, but not justification. Arendt asserts that legitimacy is derived from the
initial organization of acting in concert, but justification is derived from a future
end. Not only does Arendt assert that violence does not equal power, she adds
that politically speaking, the two terms are opposites. Power does not entail any
form of violence. This is so much the case that to speak of non-violent power is,
for Arendt, redundant.
group and points to that groups ability to act in concert, but violence is merely a
means and is by nature instrumental. Arendt asserts that the ends of violence
are always in danger of being overwhelmed by the means that it justifies, and
1 OV, 143.
2 OV, 155.
134
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which are needed to reach it.3 Furthermore, Arendt warns that within violence
there is an arbitrariness or an all-pervading unpredictability that will not allow for
any certainty.4
I will challenge three of the above claims by Arendt.
First, I want to
3 OV, 106.
4 QV, 106.
135
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5 HC, 31.
6 BOT, 137. OT, 137.
136
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All rulership has its original and most legitimate source in mans
wish to liberate himself from lifes necessity, and men achieved
such liberation by means of violence .. .This was the core of slavery
and it is only the rise of technology, and not the rise of modern
politics as such, which has refuted this old and terrible truth that
only violence and rule over others could make some men free.7
Whereas in On Violence Arendt claims that violence can never be legitimate, in
The Social Question, she states that the most legitimate source of rulership, i.e.
the wish to emancipate oneself from lifes necessity, is achieved through
violence.
137
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enemy that is being confronted or resisted. I will push this even more to stress
that when a group is confronting a violent oppressor (or oppressive system) then
non-violence may have to be replaced with violent methods of resistance.
On another occasion Arendt concedes, ...in private as well as public life
there are situations in which the very swiftness of a violent act may be the only
appropriate remedy.9 Here Arendt concedes that violence can be a remedy in
certain (undisclosed) situations, not only in the private realm of necessity, but
also in the public realm of political action.
violence in Sartre and Fanon is biased. She rejects their analysis because they
argue for revolutionary violence to overcome the violent system of colonialism. If
Sartre and Fanon had instead argued in favor of the oppressive violence of
9 OV, 160. (My emphasis.)
10 OV, 161. (My emphasis.) Arendt gives the example of Billy Budd sticking the
witness who bore false witness against him, OV, 161.
138
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Europeans or even of Americans, perhaps they would not have been met with
the criticism of Arendts pen; but since they argue for revolutionary violence
against oppressors, they are accused of glorifying violence for violences sake.
II.
Critical Fanonianism
In her critique of Fanon, Arendt asserts that he is one of few authors
(along with Sorel and Pareto)11 who glorify violence for violences sake and she
attributes this glorification of violence to a deeper hatred of bourgeois society
and a radical break with its moral standards.12 Arendt also describes Fanon as
praising the practice of violence, but this is far from the case.
Rather than
glorifying or praising violence, Fanon is describing the events of the struggle for
liberation in Algeria from a historical, philosophical, and psychological standpoint.
Fanon is analyzing the events that are opening up before him. Or, as Sartre
states, Fanon is merely an interpreter of the situation, thats all, so we need not
think that he has an uncommon taste for violence.13 Arendt does not see the
struggle for liberation in Algeria as an instance of one attempting to liberate
oneself from necessity, an instance of self-defense, or a method to properly
balance the scales of justice.
According to Arendt, Fanon is misled because he believes that a new
community together with a new man will arise out of the strong fraternal
11 Geoges Sorel was the author of Reflections on Violence and Vilfredo Pareto
was an economic and social theorist.
12 OV, 162.
13 WE, 14.
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collective violence. For example the native elites or the native intellectuals act
more as mediators than participants in violence. It is the peasantry and the rural
masses who, out of their particular situation, are able to engage in collective
violence. But in addition to the bond of being in the situation of the colonized
native, another bond to be considered is the bond of collective memory that
outlasts the revolution, and remains even in the absence of oppression.
In addition to challenging Fanons conceptions of community and
brotherhood, Arendt also attempts to distance Fanon (and later Sartre) from the
theory of Marx(ism). She asks, Who could possibly call an ideology Marxist that
has put its faith in classless idlers, believes that in the lumpenproletariat the
rebellion will find its urban spearhead, and trusts that gangsters will light the way
14 OV, 166.
140
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for the people?15 However, this selective quotation of Fanon takes his words
out of context. In context Fanon states:
The lumpenproletariat, once it is constituted, brings all its forces to
endanger the security of the town, and is the sign of the irrevocable
decay, the gangrene ever present at the heart of colonial domination. So
the pimps, the hooligans, the unemployed, the petty criminals, urged on
from behind, throw themselves into the struggle for liberation like stout
working men. These classless idlers will by militant and decisive action
discover the path that leads to nationhood.
In fact the rebellion, which began in the country districts, will filter into the
towns through that fraction which has not yet succeeded in finding a
bone to gnaw in the colonial system. The men whom the growing
population of the country districts and colonial expropriation have
brought to desert their family holdings circle tirelessly around the
different towns, hoping that one day or another they will be allowed
inside. It is within this mass of humanity, this people of shanty towns, at
the core of the lumpenproletariat, that the rebellion will find its urban
spearhead.17
For example, the gangster who holds up the police set on to track him
down for days on end, or who dies in single combat after having killed
four or five policemen, or who commits suicide in order not to give away
his accomplices - these types light the way for the people, from the blue
prints of action and become heroes.18
Arendt, possibly as a consequence of her desire to exclude those who are
oppressed on the basis of economics and race from the revolution, fails to see
the fact that the lumpenproletariat, the class idlers, and the gangsters as
revolutionaries. They represent those in the colonial system who have nothing to
15 Frantz Fanon, The Wretched of the Earth (New York: Grove Press, 1963), 130,
129, and 60 respectively; quoted in Hannah Arendt, On Violence in Crises of the
Republic (San Diego: Harcourt Brace and Company, 1972), 122. These are selective
quotations of Fanons work.
16 WE, 130.
17 WE, 129.
18 WE, 69.
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lose and therefore are willing to risk the only thing that they have to give, their
lives, in the struggle for liberation. They are, so to speak, the founding fathers
in the Algerian Revolution, but they receive none of the accolades and praise that
Arendt showers on the founding fathers in American Revolution.
Perhaps Arendt is so critical of the Algerian Revolution because she thinks
that it, like the French Revolution, was driven by economics, need, and violence.
But Arendt never makes an explicit correlation between the two. Or perhaps she
is critical because she also see colonialism as a racial problem, not fit for political
debate. Whatever the case, it is clear that Arendt reduces Fanons analysis of
colonization, and by implication the struggle for decolonization, to a mere
glorification of violence rather than a legitimate and justified struggle for freedom.
III.
Critical Sartreanism
This is also the case in Arendts critique of Sartre.
Arendt compares
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recreating himself,20 [and] that it is through mad fury21 that the wretched of the
earth can become men.22 Contrary to Arendts claim, Sartre was well aware of
his disagreements with Marx, however; this disagreement had more to do with
the issue of scarcity than the issue of violence 23
Placing more emphasis on the differences between Marx and Sartre on
violence, Arendt points to the tradition of Hegelian and Marxist thinking. While
Sartre claims that man is able to recreate himself through violence, Hegel claims
that man can recreate himself through thought and Marx claims that this is
possible through labor.
peaceful activities of thinking (Hegel) and laboring (Marx) from all deeds of
violence (Sartre).24 In making this assertion, Arendt takes for granted that labor
is peaceful. However, it can be violent - particularly for the proletariat workers,
especially colonized workers. Furthermore, Arendts presentation of Marx here
as non-violent conflicts with her analysis in The Social Question where she said
Marx unmasked necessity as man-made violence [and]...reduced violence to
necessity.25 She does not see how Sartres analysis is an extension of this idea.
Sartre presents the notion of necessity in terms of scarcity and the violence it
induces.
20 Jean-Paul Sartre, The Wretched of the Earth (Preface) (New York: Grove
Press, 1963), 21; quoted in Hannah Arendt, On Violence in Crises of the Republic (San
Diego: Harcourt Brace and Company, 1972), 114.
21 Jean-Paul Sartre, The Wretched of the Earth (Preface) (New York: Grove
Press, 1963),17; quoted in Hannah Arendt, On Violence in Crises of the Republic (San
Diego: Harcourt Brace and Company, 1972), 114.
22 OV, 114.
23 This is discussed at length in Sartres Critique o f Dialectical Reason.
24 OV, 115.
25 SQ, 64.
143
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because Marx did not confront the violent system of colonialism, as did Sartre.
To further support her theory that Sartre has abandoned Marx, Arendt cites
Leonard Schapiro and Raymond Aron, who consider Sartres emphasis on
violence to be a kind of backsliding or an unconscious drifting away from
Marxism.27
While Arendt critiques Sartres account of violence in The Wretched of the
Earth in the body of On Violence, she reserves her criticisms of Sartres
Critique of Dialectical Reason for the second appendix at the end of the book.
And while she claims to be addressing Sartres account of violence in the
Critique, she gives no indication that she has actually read it. All of the quotes
that she attributes to Sartre are extracted from Laing and Coopers Reason and
Violence: A Decade of Sartres Philosophy 1950-1960. which was published in
1964. This text, is a highly condensed version of three major works by Sartre
including Saint Genet, Comedien et Martyr (1952), Questions de Methode
(1960), and Critique de la Raison Dialectique (I960).28 In fact, Reason and
26 Jean-Paul Sartre, The Wretched of the Earth (Preface) (New York: Grove
Press, 1963), 22; quoted in Hannah Arendt, On Violence in Crises of the Republic (San
Diego: Harcourt Brace and Company, 1972), 115.
27 OV, 186.
28 RV, 9.
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Violence is so condensed that it summarizes all three works in about 175 pages!
In their introduction, even Laing and Cooper point out, Condensation to about
one-tenth of the scale of the original clearly creates its own difficulties. They
attempt to follow Sartres lines of argument without reference to Sartres
examples, which they describe as very lengthy.
Nevertheless, Arendt quotes Laing and Cooper at length in her criticisms
of Sartre, substituting their volume for Sartres Critique. To complicate things
further, she provides few references to page numbers in her attacks against
Sartre, which may lead the reader to believe that she is actually quoting Sartre.
When possible, I have provided the page numbers in footnotes and they
reference the passages in both Reason and Violence and the Critique. I will also
point to the differences in Coopers and Laings summary of the Critique and
Sartres actual arguments.
based on Reason and Violence and not on Sartres actual work. This alone is a
major problem for Arendts critique of Sartre.
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Sartres account of violence from Hegels thought.29 She asserts that Sartres
Hegelian point of departure is that need and scarcity determined the
Manicheistic basis of action and morals" in present history, whose truth is based
on scarcity [and] must manifest itself in an antagonistic reciprocity between
classes.30 Arendt is quoting from Reason and Violence, but what Sartre actually
states in the Critique is, I believe that, at the level of need and through it,
scarcity is experienced in practice through Manichean action, and that the ethical
takes the form of destructive imperative: evil must be destroyed.31
The
they are contingent necessities, and the imperative consequence of any attempt
to destroy this inhumanity is that in destroying in the adversary the inhumanity of
the contraman, I can only destroy in him the humanity of man, and realize in me
this inhumanity.32 What Sartre actually states here is, Violence always presents
itself as counter-violence, that is to say, as a retaliation against the violence of
Press,
Diego:
Press,
Diego:
29 OV, 115.
30 R. D. Laing and D. G. Cooper, Reason and Violence (New York: Humanities
1964), 114; quoted in Hannah Arendt, On Violence in Crises o f the Republic (San
Harcourt Brace and Company, 1972), 186.
31 CDR, 133.
32 R. D. Laing and D. G. Cooper, Reason and Violence (New York: Humanities
1964), 114; quoted in Hannah Arendt, On Violence in Crises o f the Republic (San
Harcourt Brace and Company, 1972), 186.
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the Other. But this violence of the Other is not an objective reality except in the
sense that it exists in all men as the universal motivation of counter-violence; it is
nothing but the unbearable fact of broken reciprocity and of the systematic
exploitation of mans humanity for the destruction of the human.
Counter
point that exploitation and violence are attacks on the humanity of man as well as
a kind of self-destruction.
33 CDR, 133.
34 CDR, 133.
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earlier assertion (not mentioned by Arendt) that in order to treat a man like a
dog, one must first recognize him as a man.35
This is what Sartre describes as the contradiction of racism, colonialism, and
all forms of tyranny. He explains that, The sealed discomfort of the master is
that he always has to consider the human reality of his slaves (whether through
his reliance on their skill and their synthetic understanding of situations, or
through his precautions against the permanent possibility of revolt or escape),
while at the same time refusing them the economic and political status which, in
this period, defines human beings.36 This point is also illustrated by the debate
about baptizing slaves. If slaves have a soul and are in fact persons, then they
should be baptized, but of course that also means that they should not be
enslaved.
Having ignored all these points, Arendt then says that Sartre claims, Whether
I kill, torture, enslave...my aim is to suppress his freedom - it is an alien force de
trop.37 But Sartre actually states, I may try to kill, to torture, to enslave, or
simply to mystify, but in any case my aim will be to eliminate alien freedom as a
hostile force, a force which can expel me from the practical field and make me
into a surplus man condemned to death.38 This statement must be understood
in the context of Sartres analysis of scarcity. But Arendt ignores this analysis
35 CDR, 111.
36 CDR, 111.
37 R. D. Laing and D. G. Cooper, Reason and Violence (New York: Humanities
Press, 1964), 114; quoted in Hannah Arendt, On Violence in Crises o f the Republic (San
Diego: Harcourt Brace and Company, 1972), 186.
38 CDR, 133.
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and leaps to Sartres analysis of collectives, which is presented over 100 pages
after the idea she cites in the example of the bus queue.
Arendt is either
Sartres model for a condition in which each one is one too many...Each is
redundant for the other39 is a bus queue, the members of which obviously take
no notice of each other except as a number in a quantitative series.40 Here
Laing and Cooper may be paraphrasing the passage where Sartre states that
there are not enough places for everyone41 so each passenger on the bus
becomes too many. The idea of redundancy may be a paraphrase of Sartres
claim that Everyone is the same as the Other in so far as he is Other than
himself.42 Or the claim that Identity becomes synthetic: everyone is identical
with the Other in so far as the others make him an Other acting on the Others;
the formal universal structure of alterity produces the formula of the series.43
After this misquotation and misinterpretation of Sartres analysis, Arendt
casually adds that the flaw in Sartres argument should be obvious. There is all
the difference in the world between not taking notice and denying, between
denying any link with somebody and negating his otherness; and for a sane
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Fanon in relation to violence, but also her own relationship to race, race-thinking
and violence in the colonial contexts that continues the cycle of violence.
In
other words, Arendts very analysis of what should constitute the political realm,
the notion that anti-black racial oppression is not a political issue, and her own
reinscription of stereotypical race-thinking in her presentation of Africans and
colonialism, all fall into the category of violent racism that Sartre and Fanon are
describing in their analyses of the violent system of colonialism. By uncritically
thinking through the violence of racism in the context of colonialism, Arendt
perpetuates that violence in a way that seems to justify it.
IV.
Sartre and Fanon, I will explicate Sartre and Fanons analyses of violence in the
context of colonialism.
establishing the colonial system in the third chapter on the violent system of
colonialism. It is on the foundation of the argument that colonialism is a system
of violent oppression that Sartre is able to assert that the revolutionary violence
of the colonized is really counter-violence.
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[i.e.
the colonized
Algerians]...that no solution was possible other than force.46 Four years later, in
Critique of Dialectical Reason (1960), Sartre describes the system of colonialism
as an infernal machine for which violence and destruction were an integral part
of the desired objective.47
colonialism) that defines the system itself as a practico-inert hell.48 Then, in 1961
Sartre builds on the analysis of an original violence in his preface of Frantz
Fanons The Wretched of the Earth 49 Again he asserts that the first violence is
always the colonizers violence because it is the colonizer who sets the tone for
45 CS, 47. (My emphasis.)
46 CS, 47.
47 CDR, 718.
48CDR, 718.
491am aware of the debate about whether Sartres preface distorts Fanons
purpose in The Wretched of the Earth. While this is not the focus here, I will state briefly
that although I think Sartres aim in the preface and Fanons aim in the book are not one
in the same, Sartres comments do not undermine Fanons overall project.
152
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The
argument for the use of violence does not simply rest on proving who struck first;
rather it aims at demonstrating that overcoming a violent system of oppression
most often requires a violent revolt. Thus, when the colonized respond with
violence, it is always counter-violence, a means of resistance, and a means to
regain humanity. When appropriate, I will be incorporating Fanons analysis of
violence, colonialism, and resistance, as it relates to Sartre throughout the
remainder of the chapter.
V.
take up his analysis of violence and scarcity as well as his analysis of violence
and the group. Sartre describes all of human development as a bitter struggle
against scarcity.50 Scarcity is a part of the relationship between men and nature
as well as their relationship between one another. Because of scarcity, men view
other members of society as members of a group that exists collectively and
each member of this collective group represents a threat to his life. They are a
threat because they are potential consumers of something he needs. Each of
them represents the possibility of his annihilation through the annihilation of an
object he needs. As a result of scarcity, everyone elses existence poses for me
50 CDR, 123.
153
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In pure reciprocity
that which is other than me is also the same. But in scarcity, while the other is
the same, the same becomes radically other or anti-human, and this radical other
threatens me with death.52 It is in this context that Sartre makes the previously
mentioned claims about scarcity, violence, and non-humanity. Sartre states that
violence always presents itself as counter-violence, or as retaliation against the
violence of the Other or as a response to provocation. So violence in the context
of scarcity presents itself as counter-violence because my attack of the other is
based on my view of the other as radical other, and the radical others existence
is a threat to my existence.
Sartre is careful to point out that this analysis of scarcity and violence is not a
license for taking these actions. He states, the idea that the economy of scarcity
is violence does not mean that there must be massacres, imprisonment, or any
other visible use of force, or even any present project of using it.
It merely
means that the relations of production are established and pursued in a climate
of fear and mutual distrust by individuals who are always ready to believe that the
Other is an anti-human member of an alien species; in other words, that the
51 CDR, 130.
52 CDR, 131.
154
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Other, whoever he may be, can always be seen by Others as the one who
started it.53
But questions arise from this analysis: Is Sartre laying the foundation here for
his later analysis of the violence of the oppressors, or of the violence of the
oppressed?
foundations for all violence, applying to both the colonizers and the colonized
violence? Is scarcity the model for the line of reasoning for both oppressors and
oppressed when they turn to violence? In other words, are the actions of the
colonizers motivated (at least in part) by this analysis of scarcity? And are the
actions of the colonized (when they revolt against the colonizers through
violence) motivated by this analysis of scarcity? Does the idea that any attack on
humanity (even if attacked as non-humanity) is still an attack on man - apply to
both the colonizers and to the oppressed?
155
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scarcity, this does not exonerate the oppressors from their exploitation.
The
VI.
colonized explicitly, this analysis has many implications for what he and Fanon
say later about the ways in which the violence of the colonial system is
internalized by the colonized and manifested in their violent interactions with one
another.54 Sartre describes the formation and survival of the group in terms of a
pledge based on fear and violence. This fear and violence provide coherence to
the group in such a way that I remain a part of the group for fear of the potential
violence that I must face if i abandon my pledge. According to Sartre, the origin
of the pledge is fear of the third party and of myself. The pledge substitutes a
real fear produced by the group for the retreating external fear (from the enemy).
54 Sartre does make one reference in this section to the black rebels of San
Domingo, but no references to the Algerian natives.
156
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55 CDR,
56 CDR,
57 CDR,
58 CDR,
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430.
430.
431.
431.
431.
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violence of all against it and against that of any third party as its defense against
itself. He adds, to swear is to say, as a common individual: you must kill me if I
secede.60
The demand of the pledge, which is also a demand on my life, aims at
instilling terror in every member. But this terror functions as a defense against
each members fear of the outside enemy.
member the right to kill him if he fails to fulfill his pledge. Sartre states, I have
freely consented to the liquidation of my person as free constituent praxis, and
this free consent returns to me as the free primacy of the Others freedom over
my own, that is to say, as the right of the group over my praxis.61 But, even here
Sartre is differentiating different types of terror. The terror of the pledge in the
[revolutionary] group is a unifying terror rather than one that separates the
members.
everyones (i.e. each member of the group) power of freedom over necessity.62
This terror and collective violence is such a unifying agent that the traitor
remains a part of the group, even if it is through his extermination.63 Such drastic
actions taken against the traitor do not deny his membership within the group,
rather, Sartre asserts that exterminating the traitor affirms his membership of the
group and his pledge to the group.
between the remaining members, even if only by renewing the fear of breaking
60 CDR,
61 CDR,
62 CDR,
63 CDR,
431.
433.
434.
438.
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the pledge. Sartre adds that anger and violence at the traitors disloyalty are
lived both as Terror against the traitor and as a practical bond of love between
the members of the group.
VII.
the members of the group through violence. (He will later build on this analysis in
his preface to The Wretched of the Earth.') He explains that through mortal
solitude man is created as a new entity. Through the violent negation of future
possibilities there is a statute of created novelty or newness,66 This violence,
both within the group in the form of the pledge and outside of the group in
defending against the enemy, makes it impossible to turn back. It is not longer
an option to return to the life before the revolt.
Furthermore, it is impossible
64 CDR,
65 CDR,
66 CDR,
67 CDR,
439.
439.
435.
435.
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through everyone and over everyone. It is not enough to recall that it is also
violence, or that it originated in violence: it is violence itself affirming itself as a
bond of immanence through positive reciprocities.69
Sartre also addresses the question of the seemingly contradictory violent
behavior of the revolutionary.
everywhere, both against the external enemy and against the alterity within, the
revolutionary commits violence on the enemy, which Sartre again reminds us is
really counter-violence, and he uses perpetual violence in order to reorganize
himself, even going so far as to kill some of his fellow members.70 But, Sartre
asserts, there is not a contradiction here: this common freedom gets its violence
from the violent occasion which occasioned it, and from the reign of necessity
(which it transcended but preserved in itself).71
reiteration of the claim that the violence was introduced by the colonizers and
then taken up by the colonized, both within the revolutionary group, as an
organizing (and reorganizing) agent, and outside of the revolutionary group
against the external enemy. According to Sartre, the essential structures of a
revolutionary group include- Hope and Terror, Sovereign Freedom in everyone
and Violence against the Other (both inside and outside the group).72 While
68 CDR,
69 CDR,
70 CDR,
71 CDR,
72 CDR,
437.
438.
406.
406.
406.
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these characteristics are often presented as contradictions, Sartre states that the
only contradiction between these terms is a dialectical one, he adds, these
supposedly incompatible characteristics are indissolubly and synthetically united
in every action and declaration of the revolutionary demonstrators.73
I agree with Sartres analysis of the impact of colonial violence on the
colonized group manifested in the form of internalized violence and violence
between members of the group. However, I do have some concerns about the
idea that this violence is the only unifying agent of the colonized. I do not want to
rely too heavily or exclusively on violence as a unifying agent for groups
(specifically for colonized groups). I actually agree with Arendt that violence can
only provide a temporary sense of unity. While I am willing to consider violence
as ONE MOMENT in the process of unification of the colonized against their
oppressors, it is certainly not the only moment. The source of unity has to be
deeper than violence.
revolution, collective memory can serve as a source of unity for the colonized.
VII.
colonized natives. But I dont think Fanon is going as far as Sartre in resting so
heavily on violence to define the group. Sartre seems to be asserting here that
the creation, identity, and maintenance/preservation of the group depends on
violence.
Fanon recognizes the role of violence in uniting the group against the
73 CDR, 407.
161
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oppressor, but asserts that the aim is to stop fraternal/fratricidal violence and
transform it to violence against the colonial system. However, Fanon does give a
similar account of the role of violence in the formation of the colonized as a
revolutionary group.
Fanon first calls our attention to the role of violence in maintaining the
colonial system, i.e. the violence of the colonizers against the colonized, and
then he examines the role of violence in organizing the colonized in revolt against
the system.
violence is neither sound and fury, nor the resurrection of savage instincts, nor
even the effect of resentment: it is man recreating himself.74 But before violence
becomes a unifying agent for the colonized, it is first a mode of division and
animosity between them.
against the natives becomes internalized in the colonized so much so that it has
a kind of psychosomatic impact manifested in muscular tension and cramping.
The violence remains dormant in the colonized for some time because they are
restrained from defending themselves against the violence of the colonizer.
Consequently, the aggression and violence that the colonized man has
learned from the colonizer is first manifested against his own people.
Fanon
explains, This is the period when the niggers beat each other up, and the police
and magistrates do not know which way to turn when faced with the astonishing
waves of crime in North Africa.75 Fanon is calling our attention to the black on
74 WE, 21.
75 WE, 52.
162
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black crime that results from the colonial system. Because the colonized are not
allowed to exhibit any violence (i.e. self-defense) toward the colonizers, their
anger festers without an outlet. They find that the only outlet for this violence is
bloodthirsty explosions, tribal warfare, and quarrels with individuals.76
It may seem peculiar that the colonized endures the violence inflicted by
the colonizer and then projects that violence back onto other members of their
group in a very self-destructive way, but that is the reality and the consequence
of the violent colonial system. Fanon explains, The settler or the police strike
and insult the native all day without getting a response, but the native will reach
for his knife if another native even looks at him the wrong way.77 Since the
colonized are not yet able to see a way out of the colonial system, they display
patterns of avoidance.
bloodbath allowed them to ignore the obstacle, and to put off until later the
choice, nevertheless inevitable, which opens up the question of armed resistance
to colonialism.78 But this period of self-destruction is not a total loss for the
colonized.
fratricidal violence.
163
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Violence becomes a unifying agent for the colonized when they all take
hold of that violence as a tool against their oppressors. Membership within the
group requires group responsibility for actions taken against the colonizers.
Fanon explains, The [colonized] group requires that each member perform an
irrevocable action.79 Each persons membership in the group is secured when
they have all performed acts that make it impossible for them to return to
colonialism, that is impossible to return to a passive acceptance rather than an
active resistance to colonialism.
group takes responsibility for the violence, it allows strayed and outlawed
members of the group to return, find their place, and become integrated into the
group.
member of the group was required to strike a blow to the victim so that each one
was personally responsible for the death of that victim. But this requirement for
full participation is not just aiming at a negative responsibility for the violent acts
of resistance; it is also aims at a positive responsibility for the independence that
will be won through the groups efforts.
Fanon describes the role of violence in resistance efforts in this way,
Violence binds them together as a whole, since each individual forms a violent
link in the great chain, a part of the great organism of violence which has surged
upward in reaction to the settlers violence in the beginning.
recognize each other and the future nation is already indivisible.
The groups
The armed
struggle mobilizes the people; that is to say, it throws them in one way and in one
79 WE, 85.
164
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Colonialism
encouraged tribal warfare and disagreements among the natives. As long as the
natives were fighting one another, they could not mobilize to fight the real enemy,
the colonizers.
separatism of colonialism.
VIII.
founded and maintained by violence and that the colonized take hold of this
violence for themselves in the form of revolt. For example, Sartre states that the
French military in Algeria produces petrified violence described as inertia or
inertia violence that is taken up by the colonized masses both as their destiny
80 WE, 93.
81 WE, 94.
82 WE, 94. (My emphasis)
165
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and as an oppressive practice of the enemy.83 Like Fanon, (though not with the
expertise that Fanon brings as a psychiatrist), Sartre considers the psychological
impact of violence and colonialism on the colonized in the form of an inferiority
complex. Sartre asserts that even if the individual interiorizes the oppression as
a feeling of inferiority and sub-humanity, and even if he tries to assimilate to his
conquerors, he does not cease to experience this condition, this ontological
statute, as the inexorable and unforgivable violence done to him by a hard
hearted enemy.84
designed to deprive the colonized of any possibility of reacting, even in the form
of admiring and seeking to become like his oppressors.
violence perpetuated against the colonized does not allow for any action, not
even in the form of emulation, except of course for the natives emulation of the
colonizers violence launched back at the colonizer. Fanon explains that violence
is a remedy to the feeling of inferiority, It frees the native from his inferiority
complex and from his despair and inaction; it makes him fearless and restores
his self-respect.85
The colonized are faced with a choice, to be complacent in their colonial
oppression or to rise up and revolt against their oppressors. They choose the
latter, and this choice is only possible through violence.
166
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possible way out was to confront total negation with total negation, violence with
equal violence; to negate dispersal and atomization by an initially negative unity
whose content would be defined in struggle...86
Again, Sartre emphasizes the fact that the colonized use the colonizers
weapons of violence against the system of colonialism.
He describes the
Algerian rebellion as a desperate violence, but this was only, an adoption of the
despair in which the colonialists maintained the natives; its violence was simply a
negation of the impossible [i.e. negation of death], and the impossibility of life
was the immediate result of oppression.87 He adds, in a powerful assertion,
The violence of the rebel was the violence of the colonialist; there was never any
other.88
86 CDR, 733.
87 CDR, 733.
88 CDR, 733. (My emphasis.)
167
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reciprocal
interiorization of a single
violence is also manifested in higher birth rates and increased famine among the
colonized and with children having a life in the system of colonialism to fear more
than death. Consequently, Sartre explains, In Algeria and Angola, Europeans
are massacred on sight. It is the moment of the boomerang; it is the third phase
of violence, it comes back on us, it strikes us, and we do not realize any more
than we did the other times that its we who launched it.91
89 CDR, 733.
90 CDR, 733.
91 WE, 20.
168
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process poignantly. The colonized must figure out how to turn the atmosphere of
violence into something productive for decolonization. They must consider how
to utilize and organize these forced and convert them into action.94 When other
methods have failed, the colonized have learned that violence modifies the
92 WE, 17.
93 WE, 18.
94 WE, 70.
169
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70.
72.
35.
36.
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place the last at the head of things...can only triumph if we use all
means to turn the scale, including, of course, that if violence."
Again, this violence is learned from the colonizers. Fanon explains, The
native who decides to put the program [of decolonization] into practice, and to
become its moving force, is ready for violence at all times. From birth it is clear
to him [the native] that this narrow world, strewn with prohibitions, can only be
called into question by absolute violence.100 The violence that was once used to
oppress is taken up as a tool for liberation. Violence has ruled the colonial world
and destroyed the social forms, systems of economy, and other customs, but
Fanon states, that same violence will be claimed and taken over by the native
at the moment when, deciding to embody history in his own person, he surges
into the forbidden quarters.101
Once the process of decolonization has begun, there is no turning back. It
is too late for peace talks, negotiations, and diplomats. The destruction of the
colonial world is not to open lines of communication or for co-habitation. The
destruction of the colonial world is no more and no less [than] the abolition of one
zone, its burial in the depths of the earth or its expulsion from the country.102
The colonized come to realize that colonialism only loosens its hold when the
knife is at its throaf and they dont find these terms too violent.103 According to
Fanon, these terms of decolonization only expressed what every Algerian felt in
99 WE, 37.
100 WE, 37.
101 WE, 40.
102 WE, 41.
103 WE, 61. This is a phrase that appeared on a famous leaflet distributed by the
FLN in 1956.
171
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his heart: colonialism is not a thinking machine, nor a body endowed with
reasoning faculties. It is violence in its natural state and it will only yield when
confronted with greater violence.104
Of course, all of the colonized are not necessarily prepared to accept the
terms of decolonization. Fanon explains that through colonialism, the colonized
have been divided into separate groups and classes. The main division is that
between the uneducated and impoverished masses and the educated elites.
Among all the colonized, it is the impoverished, peasant masses that are the
most revolutionary and most willing to accept the terms of decolonization. Sartre
explains, in colonized societies where development is deliberately hindered, the
peasantry, when it rises, quickly stands out as the revolutionary class.105
Fighting against hunger and starvation, the peasantry demands a complete
demolishing of all existing colonial structures. Everyone must fall in line with the
rural masses, that veritable reservoir of a national revolutionary army under the
command of the peasant class.106
According to
oppressed class and should therefore be the leaders. Sartre is reiterating this
point that is emphasized by Fanon.
systematically disregarded for the most part by the propaganda put out by the
nationalist parties:
106W E J 1 .
172
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And it is clear that in the colonial countries the peasants alone are
the revolutionaries, for they have nothing to lose and everything to
gain. The starving peasant, outside the class system, is the first
among the exploited to discover that only violence pays. For him
there is no compromise, no possible coming to terms; colonialism
and decolonization are simply a question of relative strength.107
Violence is so intertwined with maintaining the system of colonialism that
only violence can overthrow the system and achieve decolonization.
But
revolutionary violence does not just combat against the system of colonialism
itself, it also combats against the negative impact that this system has had on the
psyche of the natives. According to Sartre, the wounds inflicted by colonialism
will not be healed by peaceful efforts or gentleness.
Revolutionary
It is both a method of
emancipated and regain the innocence lost in colonialism. They regain humanity
and destroy the gloom of colonialism that has loomed in and around them.108
Sartre explains that the child of violence, at every moment he draws from it his
humanity.
173
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kill: to shoot down a European is to kill two birds with one stone, to destroy an
oppressor and the man he oppresses at the same time: there remain a dead
man, and a free man...110
IX.
is a violent system and how the colonized take hold of this violence to fight
against this system, but up to this point we have not considered the colonizers
response to the revolt. Sartre already made it clear that it is naive and just plain
wrong to assume that the violence was initiated by the colonized, or even that
they maintain it. On the contrary, violence was already present in the system of
colonialism, and after the first violent revolt by the colonized against their
colonizers, the cycle has begun. Sartre explains that the colonists are not going
to easily give up this violent, but financially lucrative, system of oppression that
he previously described as a type of super-exploitation. In response to the first
signs of revolt the colonial army becomes ferocious...and they massacre women
and children.111 Unity among the colonized is crucial to their survival in the
revolt against colonialism. The absence of unity results in the slaughter of the
naives by the colonizers.
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colonized are well aware that they will be killed, but accepts the risk because
they prefer victory to survival, even if others will enjoy the fruits of the victory.112
Fanon also makes it clear that this violence is not one sided. Just as
colonization was founded and maintained in violence, the system defended itself
against collapse through violence. In their resistance, the violence of the masses
goes up against the violence of the French military forces and the situation
deteriorates and comes to a head. Fanon states that both the colonizers and the
colonized know the power of such violence.113 But Fanon questions the real
nature of this violence: ...it is the intuition of the colonized masses that their
liberation must, and can only, be achieved by force. But, one may ask, how do
the colonized come to believe that violence alone will free them? Again we must
return to the argument that it is violence that oppressed them, so violence is
required to free them.
violence was taught to the colonized by the colonizers, and they learned this
language well.
One problem is that attitudes towards violence are one-sided. It seems
that the violence required for the French to establish, maintain, and defend
colonialism is acceptable, but the violence required for decolonization falls under
condemnation.
The
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The development of
bombardments from the fleet, and the impact of these weapons go far beyond in
horror and in magnitude any answer the natives can make.116
But the media paints a different picture for the world to see. According to
Fanon, terror, counter-terror, violence, counter-violence: that is what observers
bitterly record when they describe the circle of hate, which is so tenacious and so
evident in Algeria.117 But in a footnote he explains in more detail the tenacity of
the violence launched against the colonized rebels. While the UNO asks for a
114 WE,
115 WE,
116 WE,
117 WE,
70-71.
88.
89.
89.
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peaceful and democratic solution, Lacoste sets out to organize European militias
in Algeria to lighten the load of the French military in Algeria. The army was
given civil powers and civilians were given military powers. Every European was
armed and instructed to open fire on any person who seems suspect to him.
Every Frenchmen was authorized and even invited to use his weapons. When
the UNO asked to stop the bloodshed and Lacoste replied that the best way to
do this was to make sure there remains no blood to shed.118 In the face of all of
this, Fanon asserts that everyone now knows there is no turning back.
The
colonized are aware that since they have decided to reply by violence, they must
be willing and ready to take all of consequences of violence.119
consequences include massacres of thousands of the colonized.
The
They are
tortured, their wives are killed, or raped, or both, and the French do nothing about
it. According to Fanon, there have been almost seven years of crimes in Algeria
and not a single Frenchman has been indicted before a French court of justice
for the murder of an Algerian.120
So the colonized must now confront some of the setbacks of violence.
Not only do they have to deal with the higher magnitude of violence that the
colonizers are able to exert, they have to continue to deal with the consequences
of living in an atmosphere that is permeated by violence. Fanon states:
Already we see that violence used in specific ways at the moment
of the struggle for freedom does not magically disappear after the
ceremony of trooping the national colors. It has all the less reason
118 WE, 90.
119 WE, 92.
120 WE, 92.
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Even the magnitude of the oppressors resources against those of the oppressed
does not thwart the revolution. Fanon asserts:
[T]he violence of the native is only hopeless if we compare it in the
abstract to the military machine of the oppressor. On the other
hand, if we situate that violence in the dynamics of the international
situation, we see at once that it constitutes a terrible menace for the
oppressor.122
X.
slogans that can be translated to mean: accept your oppressed station in life and
DO NOTHING. Fanon explains that when the colonialist bourgeois attempt to
speak about non-violence it signifies a point of agreement or mutual interest
between the intellectual and economic elite and the bourgeoisie.123 This is part
of the reason why it is not the native elites and intellectuals, but the peasants that
make up the revolutionary class. Fanon explains that non-violence is an attempt
to settle the colonial problem around a green baize table, before any regrettable
action has been performed or irreparable gesture made, before any blood has
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been shed.124
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181
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Conclusion
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preserving race, even in the absence of racial oppression, for the sake of
collective memory.
In the third chapter, I shift my attention to the violent system of
colonialism, again focusing first on Arendts analysis, and then on Sartre and
Fanon. I assert that once again Arendts distinctions persist in her analysis of
imperialism. She argues that the rise of imperialism came with the extension of
national political agendas to include economic expansion abroad. In addition to
the intermingling of economics and politics, Arendt examines the role of racethinking, racism and violence in the rise of imperialism.
According to Arendt,
race-thinking is not the same as racism, but it did help provide the arguments
184
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Arendt
acknowledges the fact that both racism and violence played key roles in the
establishment and development of European imperialism in Africa.
But rather
than condemning this racism and violence against Africans, she asserts that
these were understandable reactions to encounters with the savage Africans.
Arendt also asserts that the crime of racism and colonialism was not the impact
that it had on Africans and people of African descent, rather the real crime was
that these same methods were also adopted and used against non-Africans,
particularly, Jews, Asians, and Indians. She adds that while it was acceptable to
commit certain crimes against Africans - who were savages without history,
culture, or reason - in the case of Jews, Asians, and Indians the Europeans
should have known better. I am very critical of Arendt for holding this view and
again I attribute it to her limited conception of the political, as well as her passive
acceptance of oppressive violence. I turn again to the analyses of Sartre and
Fanon concerning the violent system of colonialism to begin to establish why
revolutionary violence is justified against colonial oppression.
I point to their
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interpretation of Sartre and Fanon and argue that her critique of revolutionary
violence is just an extension of her critique of the oppressed and the poor. While
Arendt acknowledges and accepts the role of violence in various systems of
oppression, she is never as critical of the oppressors violence as she is of the
notion of revolutionary violence against the oppressors.
alternative viewpoints of Sartre and Fanon and their arguments that revolutionary
violence is the only method by which the violent system of colonialism can be
destroyed.
violence and it is first manifested in attacks on other colonized natives. But then
this violence is taken up to organize, unify, and recreate the colonized group. I
argue that revolutionary violence is justified because it is the only means by
which decolonization will occur, and it is legitimate because it is a collective
violence acted out in concert by the revolutionary natives. I conclude the chapter
by asserting that non-violence is not an option to be used against a system that
has been founded, maintained, and even defended thorough violence.
While I covered quite a few major topics and issues in this dissertation,
there are quite a few points that need to be developed. For example, although I
focused on Arendts account of racial oppression in the U.S., I did not discuss
Sartres and Fanons accounts of racial oppression in the U.S. in contrast to
Arendt. Also some of the points that I raise about racial identity need to be
developed, for example, the role of the gaze in relation to the experience of ones
race.
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I have
Violence is
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