Professional Documents
Culture Documents
Contents
1.
2.
3.
4.
5.
6.
7.
Introduction
When are Permits to Work Systems Required?
Definitions
Responsibilities
Essentials of Permit to Work System
Work Planning and Risk Assessment for Permit to work system
Further information and advice
1.0
Introduction
1.1
Permit to Work system is a formal safety control document designed to prevent injury
to employees, contractors and third parties as well as to property, particularly when
work with foreseeable high hazard content is undertaken. The Permit sets out the
work to be done, precautions to be taken and the responsibilities of individuals.
This guidance is intended to assist Line Managers, Headteachers, and people in
charge of divisional units to ensure that a safe system of work is in place for
maintenance work, small or short term projects where previously hazardous
conditions have been identified. A permit to work system will be required to ensure no
worker is subjected to any significant risk, and also in fulfilling legal obligations under
the Health and Safety At Work Act 1974, and The Management of Health and Safety
Regulations 1999.
1.2
A permit to work system forms an essential part of a safe system of work. It also
forms an integral part of a risk assessment process, where specific hazards are
identified, and suitable control measures are implemented prior to commencement of
the work task. However, it is important to ensure that people carrying out work task
where a permit to work system is required have the necessary competence to
undertake the job safely.
2.0
2.1
2.2
Jobs where there is a transfer of work and responsibilities from one contractor
to the other;
As a general guide a permit to work system may be required for work activities that
involve:
Confined space working;
Working at height;
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3.0
Definitions
3.1
Safe System of Work: It is a controlled and considered way of carrying out a work
task, which eliminates the risk to health and safety so far as it is reasonably
practicable. It sets out the work to be done and precautions to be taken. Hence, in its
simplest form;
Safe System of Work = Risk Assessment + Method Statement
3.2
Permit to Work System: This is a formal written system document used to closely
control certain types of activities, tasks, processes or work that have specific hazards
or are potentially hazardous. A permit to work system will include details of the work
to be done, what is involved including all the required precautions and emergency
procedures, people involved, limits on the work task or equipment to effectively carry
out the job safely. Examples include hot works, excavations, and entry into a confined
space.
3.3
Method Statement: This is a document detailing how a particular task will be carried
out. It should detail all the possible dangers/risk associated with the job, and the
methods of controls to be established to show how the job would be managed safely.
3.4
Line Manager: This means all staff who have authority and responsibility for directing
and supervising people working for them, be they permanent, temporary or
contractually employed. Within schools, the Headteacher is responsible for ensuring
that the policies are implemented, and that appropriate responsibilities are delegated
down to competent individuals.
3.5
Competent Person: Anyone but not necessarily the Line Manager would be deemed
competent by virtue of training, qualification, knowledge, experience and qualities
appropriate to their duties. Therefore, a competent person must have a practical
knowledge of the work activity/task to be undertaken, and also be familiar with the
requirements of any relevant regulations.
3.6
3.7
Authorised Person: This is the person responsible for authorising and issuing permit
to the people to do the work.
4.0
Responsibilities
4.1
The assessment of risks and the control of works requiring a permit to work system is
the responsibility of Headteacher/Line Manager. In many cases the Headteacher/Line
Manager may require the assistance of competent persons, which may include staff
working with the process, or a nominated person in charge, to supply details to
complete the activity safely. The use of such assistance does not absolve the
Headteacher/Line Manager from their responsibilities for health and safety at work. It
will however, enable the Line Manager to demonstrate that their duties have been
discharged adequately.
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4.1.1
The Management of health and Safety at Work Regulation 1999 specifies duties
under the Health and Safety at Work Act 1974, which relate to the control of work
activity and risk assessment establishes a clear hierarchy of measures for Managers.
Line Managers, Headteachers and people in charge of divisional units are therefore
responsible for ensuring that all work tasks under their control are carried out safely.
Where required, a permit to work system must be introduced, developed, followed
and continually monitored for its effectiveness. Managers responsibilities include:
introduced and
Making sure appropriate procedures are established and maintained for all
work tasks completed under the permit to work system;
Ensuring copies of the permits, or records of their issue are kept for a period
of 4years to enable auditing or incident investigation;
Making sure contractors working within the permit system have sufficient
knowledge and competence to carry out their duties;
5.0
5.1
Permit Display:
Copies of the permit to work should be clearly displayed at the work site or in a
location close to where the work activity is being undertaken. Line Managers are also
required to ensure that a copy of the permit to work is kept and made available where
the work site is located else where on the premises. Appendix 1 shows a permit to
work form.
5.2
Permit Suspension:
Some work activities where a permit to work system is required may be suspended if
there is a general alarm for operational reasons, and where the wrong permit to work
have been issued for a different type of work, a change in scope of work or waiting for
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spares (Example is using a hot work permit to undertake a work activity in a confined
space).
5.3
Permit Interaction:
Line Managers are also required to ensure that one activity under a permit to work
does not create possible danger for others even if the other work activity does not
require a permit to work system. Permit authorisers should be aware of potential
interaction, and ensure that completed permit takes into account other currently
planned activity.
5.4
Permit Authorisation:
A permit to work system is fully effective only if the permits are co-ordinated and
controlled, and with a signature confirming that isolations (electrical, mechanical,
substances etc.) have been made and precautions (protective equipment & clothing)
taken by an issuing authority to undertake an activity safely.
5.5
Permit Number:
This is a unique number that may be required to be cross-referenced to any other
permit or isolation certificate.
5.6
Activity/Task Location:
Exact location where the work activity is to be carried out.
5.7
Plant Identification:
Outlines a description of the type, identification number, etc. of plant to be used for
works.
5.8
Work Activity/Task:
This should outline details of the work activity to be carried out with the step by step
procedure and precautions
5.9
Hazard Identification:
Includes residual hazards as well as hazards introduced by the work activity.
5.10
Control Measures:
This details what control measures need to be implemented and followed by person
in charge to ensure a safe system of work is achieved. E.g. for electrical isolation
works person who carries out isolation should sign to acknowledge that all required
precautions have been taken.
5.11
Protective Equipment:
All required protective equipment necessary for undertaking work activity safely.
5.12
Authorisation
Signature confirming that isolations have been made and precautions taken, excepts
where these can only be taken during the work activity. It should specify the date,
time and duration of the permit to work system.
5.13
Acceptance:
Signature of person in charge acknowledging understanding of the work task to be
carried out, limitations on whom may do the work, hazards involved precautions to be
taken and explanation of works by the authorised person.
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5.14
6.0
6.1
Line Managers planning for maintenance work involving a permit to work system
need to identify any significant hazard, competency and training where required to
carry out work activity, and also to ensure that risk assessments are completed and
control measures implemented. Appendix 2 & 3- A flowchart of work planning and risk
assessment procedure.
Monitoring
6.2
Reviews
6.3
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Permits to work certificates and risk assessments for work activities are subject to
audits, and should be retained by authorised person for a period of 4 years to enable
effective monitoring and audit process.
Permit to work certificate and risk assessment should be retained at the site
for at least 30 days after completion of works.
Permit to work and risk assessments should be retained by Line Managers for
a period of 4 years after they are issued, cancelled or superseded by the
permit authoriser.
7.0
7.1
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2. Permit
Reference Number:
Location:
4. Plant
Identification:
6. Cross-Referenced Documentation: (The following Risk assessments, Permits, Safe Systems of Work, Method
Statements, and Maintenance procedures are applicable to this task).
____________________________________________________________________________________________________
____________________________________________________________________________________________________
____________________________________________________________________________________________________
7. Hazard identification and Control Measures: (The following residual hazards, and associated work hazards
exist with this work activity and the listed control measures are to be implemented including personal protective equipmentPPE).
Hazard
Control Measures
_____________________________________________________________________________________________________
_____________________________________________________________________________________________________
_____________________________________________________________________________________________________
_____________________________________________________________________________________________________
_____________________________________________________________________________________________________
_____________________________________________________________________________________________________
9. Protective
10. Authorisation: (I have reviewed all aspects of the work activity and i certify that isolations and precautions have been
taken as detailed in the method statement/ safe system of work, except where these precautions can only be taken during the
work).
Name:______________________________________
Date:____/____/_____
Time:____:_____
Signature:_______________________________________
Permit duration: From:___:____ hrs
To:
hrs
Date:_____/____/_____
Date:
11. Acceptance by Person in Charge: (I Certify that i have read and fully understand the documentation associated
with this work activity, the hazards involved and precautions required, and that procedures to carry out works have been
explained. I am also satisfied that the workforce to undertake the work activity are properly equipped and understand the safety
and emergency procedures to be followed and are competent).
Name:_________________________________________
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Signature:_______________________________
GN027
Date:
Time:
Signature:_____________________________
Date: _____/_____/______
Signature:_____________________________
Date:
Time:
hrs
13. Cancellation:
(I certify that this permit to work is cancelled and that the work activity detailed above has been:- * delete as required)
*a. Completed at ____:_____ hrs on the ____/_____/______(date)
*b. Stopped/suspended. I confirm that the work activity was stopped/suspended for the reason detailed above, and i agree with
the arrangements that have been put in place to prevent unauthorised access. This permit to work is now cancelled and all
further work will be authorised on Permit to Work Serial No________________
Name (permit authoriser):_______________________________
Signature:_____________________________
Date:
Time:
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hrs
GN027
Time:
hrs
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Start date of
Permit to Work
Permit Type
Date Permit to
work closed
Line Managers
Signature
GN027
Permit Type:
Time:
Active:
Permit No:
Complete:
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Activity/Task Request
Activity/Task Parameters
(Identify what the work activity
will involve, competencies
required and assess the risk)
Previously Assessed
Work activity/task
Existing assessment
Review
Work Activity/task
outside scope of
permit system
Newly Identified Activity/Task
(Activity/task not previously
assessed or performed)
Stop
Work
No
Stop
Work
Yes
Changes to Scope of
work Activity/Task
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Undertake a Risk
Assessment for
Work Activity
No
Yes
No
No
Yes
Permit to work System is Required
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