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GRANULAR MASS1
INTRODUCTION
The problem of ground pressure against buried structures has a great practical importance in both civil and mining engineering. In the former, the main
interest in the problem has arisen in connection with the constmction of rigid
and flexible conduits, tunnels, and underground shelters. In the latter, the
interest was mainly directed towards the determination of ground pressure on
temporary supports and mine pillars, as related to their yielding and relative
rigidity.
From the engineering mechanics point of view, an underground structure
can be considered to represent a foreign inclusion inside a mass having definite
rheological properties, and subjected to gravity forces. If the rheological properties of the inclusion are different from those of the surrounding mass, a perturbation in the original stress field will occur around the inclusion, disappearing
IPresented a t the 21st Canadian Soil Mechanics Conference, Winnipeg, Manitoba, September 12-13, 1968.
Canadian Geotechnical Journal, 6, 1 ( 1969).
rapidly with distance according to the St-Venant's principle. The contact forces
between the ground and the inclusion, which are of main interest in the design
of underground structures, can therefore, in principle, be determined by the
methods of continuum mechanics, if the rheological properties of both the
inclusion and the ground are known, or if the displacements of the former are
prescribed.
There seems to be no doubt actually that rigorous general solutions of the
problem can be obtained for certain simplified conditions (e.g. Gnirk and
Johnson 1964). On the other hand, modern numerical methods of continuum
mechanics, such as the finite elemcnt method, enable practically any particular
problem to be solved by simulating closely actual material behavior and loading conditions (e.g., Brown 1967). However, although for important projects
the latter type of solutions may be economically justified, it can nevertheless be
expected that in current engineering practice simple design methods will still
remain in use for a while.
In the problem of underground structures, such engineering design methods
have originally been developed by Marston, Spangler, and associates at Iowa
State University during the period 1908-1952, on the one hand, and by Terzaghi (1936, 1943) on the other. On the basis of their extensive experimental
investigations, the authors arrived at the conclusion that, for the structures
buried in soil, there was a definite similarity between the behavior of the soil
above the structure, and that of a granular mass above a yielding bottom of a
silo. Since the phenomenon of arching seemed to be present in both phenomena, they considered that both problems could be treated in a similar way
and proposed to use as a basis for design of underground structures the silo
theory developed originally by Janssen ( 1895).
This type of approach has been found essentially sound in practice and has
remained in use up to the present time. However, although the bin theory has
been accepted as a rational basis for design, there has been a considerable difference in views among various investigators as to how the theory should be
applied in a particular case, and how the parameters it contains should be
determined. The answers to these questions obviously cannot be obtained without performing careful experimental investigations under controlled conditions.
However, in contrast with the extensive theoretical studies and field observations reported on in the literature, it seems that comparatively little has been
done up to now on checking the silo theory against measurements on underround structures performed under simple and clear conditions, e.g., such as
t ose used in Terzaghi's tests in 1936.
With this in view, it was decided in the present study: ( 1 ) to perform a series
of tests similar to those reported by Terzaghi in 1936, but by using a mechanical analog model of the granular mass; ( 2 ) to study the mechanism of how
the mass is displaced due to the movements of the structure; and ( 3 ) to obtain
evidence on the validity of the relevant theoretical work.
EXPERIMENTAL INVESTIGATION
action have used sand for simulating the granular medium. However, the
experience shows that, owing to the complex stress-strain and strength characteristics of the material, the evaluation of test results is mostly difficult and
requires a very careful interpretation (e.g. Pariseau and Pfleider 1968). On the
contrary, certain artificial granular materials, such as Schneebeli's (1957) rod
material, while retaining most important characteristics of a particulate mass,
exhibit a much simpler mechanical behavior than natural sands. Such materials
are, therefore, particularly suited for checking the validity of a theoretical
approach.
The particular type of model material was used in this study for investigating
the behavior of a granular mass near a rigid underground structure. The study
was limited to the plane strain problem, as offered by the model material, and
to a rigid horizontal trap-door moving either downwards or upwards within a
stationary granular mass. During the tests, the pressure on the trap-door was
measured, and the rod displacement trajectories were photographically recorded. The parameters that have been varied in the tests were the depth of
burial and the amount and direction of the movement of the structure with
respect to the mass. In the buried conduits terminology, the conditions realized
in the tests were similar to those associated with a rigid conduit of rectangular
cross section, located in a very large ditch or under a fill, and subjected to the
conditions ranging from a "complete ditch condition" to a "complete projection
condition."
<
and 2.5 in. long, having the same length as the rods. For pressure measurement,
the central 2.6 in. wide part of the structure (Fig. 3 ) , was freely supported by
a strain-gauged 0.005 in. thick beam, made of a beryllium-copper alloy. The
measuring system was calibrated against a known dead loading up to the loads
of about 25 lb.
. .
STRAIN GAUGED
BEAM
FIG.
I I
II
I I
Test Results
As mentioned before, two groups of tests were performed. In the first group,
from the original fixed position within the mass, the moclel structure was moved
downwards, while in the second group, it was moved upwards. In both groups
of tests the load on the structure was measured, and the movement of the mass
photographically recorded. The photographic recording was made in two different manners: either with a camera stationary with respect to the structure,
or with a camera fixed to the outside piston (Fig. 2 ) , and moving simultaneously with the structure. As a result, while in the former system the moving
part of the mass appeared as line trajectories and the stationary part as distinct
points, in the latter, only the structure and the rods moving together with the
structure could be seen distinctlv. The latter svsteln was intended for studvinz
the existence of eventual wedpes
of apranular mass that are usuallv assumed to
a
form at the contact with a translating rigid structure.
Figures 4a and b show typical photographs taken with a stationary camera
during the lowering (Fig. 4n), and the raising (Fig. 4 b ) , of the model structure from about the same oripinal
nosition. The movinpa mass is seen to have a
a
similar shape in both cases, but is a little wider in the raising case.
Figures 5a and b were taken with the camera moving simultaneously with
the structure. I t will be seen that the fixed \veclge is formed in both types of
movements. but annears
more nointed
in the casg of a lowerinp
structu~&
I
I
a
Figure 6 shows the shape of a 6 in. mesh square grid, painted on the rods,
obtained after the structure was lowered by 3.6 in. It will be seen that the
deformation of the grid is well limited to a narrow band overlying the structure.
Also. some lateral movement of the mass towards the centerline can be seen
near the structure, the mass tending to fill the space created by the lowering of
the structure.
Figure 7 shows the results of four tests obtained by lowering the structure, in
which the vertical pressure on the roof of the structure, a,, was contiiluously
recorded. In the tests, the original depths of burial, D, were 6, 8.5, 13, and
16 in., respectively, and the maximum settlement attained was 4 in. As expected,
since the packing of rods has been relatively dense, there was initially a rapid
J
FIG.4. View of the displacement trajectories for ( a ) downward, and ( b ) upward movement of the structure.
F I G . 5. Wedge formation at the contact with the structure ( a ) during a downward movement, and ( b ) during an upward movement of the structure.
FIG.6. Dcformed square grid aftcr a large downward movemcnt of the structure.
-0
0.5
SETTLEMENT
1.0
RATIO
8/8
FIG.7. Pressure-yield curves obtained for a yielding structure at four different depths of
burial.
In Fig. 9, the three points connected by a clashed line show the results of
three tests in which the structure was raised until the failure in the mass
occurred. No distinct peak of pressure was observed in these tests, but a constant maximum pressure was attained aftcr an upward movement of about
0.50 B. The pressure increase ratio, D , / ~ Dis, seen to increase in thc tcsts from
about 1.5 to 3.0, when the depth of burial ratio varies from 1.67 to 4.67.
/ /
MEASURED
e---4
0.8
0.6
I
0.4
I
0.2
I
0
PRESSURE REDUCTION R A T I O ( ~ - G ~ D )
FIG.8. Comparison of measured and calculatecl vertical pressures for a yielding structure
at different depths of burial.
THEORETICAL CONSIDERATIONS
Among a number of different methocls proposecl for determining the pressure
variation on buried structures it is norn~allyconsiclerecl that the ones based on
the classical bin theory come very close to describing the real pllenomenon and
to correctly predict the observed pressures. In the following, the theory, with
certain modifications, will be used for predicting the pressures observed in the
present model tests.
PI
and
(3I
FIG.9. Comparison of measured and calculated vertical pressures for an upward moving
structure at different depths of burial.
a, and a],denoting respectively the vertical and the horizontal stress acting
along the walls of the bin.
While Eqn. [I.] seems to be generally accepted in design, there is nevertheless a wide difference in views as to the value of the ratio K to be substituted in
the formula. Various authors propose for K the values varying from the active
earth pressure coefficient, K,, over the at-rest coefficient, KO, to the empirical
values greater than unity, in accordance with Terzaghi's (1936) measurements.
However, assuming that along the vertical walls of the bin the friction can be
fully mobilized, it can easily be shown from the geometry of the Mohr's circle
(e.g. Jakobson 1958; Coates 1965), that the two corresponding normal stresses
at the wall, c],and a,.,which are not the principal stresses, should make the ratio
1
c0s2 4
1 sin"
1 ~,LL~
This view was expressed already by Buisman ( 1 9 4 0 ) , and has been accepted
e.g. by Geniev ( 1958), Christensen ( 1967), and others.
With Eqn. [ 4 ] ,Eqn. [2] becomes
= uh/uv = ----- --
E.g., for 4 = 30, Eqn. [ 4 ]and [ 5 ]give K = 0.60 and iil = 2KuD/B = 0.693D/B.
In design, however, in cases where the friction along the vertical failure
planes may not be fully mobilized, for safety reasons lower K,u values are frequently recommended (Spangler 1947). There does not seem, though, to be any
11
justification in taking for K,u empirical values, independent of the shear strength
of the mass.
[71
The values of
a,,and uv at
K, = C O S ~4
any depth s are then given by
y sin 2 4
&--Z-y=O
dz
Eqn. [ll.] furnishes an upper limit to the increase of U, over the original overburden pressure, yD, for a horizontal trap-door moving upwards within a
granular mass of unlimited lateral extent.
FIG.
10. Schema for estimating the effect of large settlements on pressure variation.
+ 26 tan(4s0 - 4/2)
(26/~)dK,
[I41
f(6/B, 9) = 1
The pressure calculation remains the same with the only difference that, in
Eqn. [ l ] to [5], B should everywhere be replaced by B1 according to Eqn. [13].
PRESSURE
@ =3526'
'250
RATIO,
G/;V
D
and 47O
DOWNWARD
MOVEMENT
UPWARD
F I G . 11. Upper and lower limits of pressure of a granular mass on a moving horizontal
trap-door u n c h plain strain conditions.
In Fig. 8, the full line marked by 6 / B = 0.50 was calculated by this procedure
using 4 = 28" and 6 / B = 0.50. It is seen to give a correct trend, but a slightly
higher percentage of prcssure increase, nhen compared with the test results.
In Fig. 9, the pressures measured during an upward movei-nent of the strucIt will be seen that a
ture have been com~~arecl
with theoretical nreclictions.
I
reasonable agreement is obtained when using Eqn. [ I l l , which assumes the
existence of two vcrtical failurc planes passing t h o u g h a granular mass of an
unlimited latcral estent. On the contrary, Eqn. [GI, based on the assumption
that the two failure Inlanes are rigid
much
" walls. is seen to furnish. as esi~ectecl.
I
too high values for the pressure increase ratio, ~ J , . / ~ D .
From the results of the comparison it can be concluded that, for the set of
conditions realized in the tests, the clescri1)ecl method (Ecln. [ l ] to [5] and
[ l l ] , is able to give reasonable predictions of the lower and upper limits of
pressure acting on the trap-door, when it is displaced either downwards or
upwards with respect to the surrounding graiuilar mass.
Figure 11 shows how the limiting pressures are ini'iuencecl by a variation in
the angle 4. It is interesting to note that, for the yielding trap-door case, the
ratio u J y D according to the theory, varics only vcry little for a large variation
in angle 4 (25" + 47", Fig. 1 1 ) . It can be shonm that the minimum values
of CT,./YDare obtained for 4 = 35.X4", for which A 1 = 0.707 D / B (Christensei~
1967 ) .
It is evident that thc use, in actual design, of the pressure variation curves
shown in Fig. 11 should be limited to the cases in which the material properties
and the displacement conditions are similnr to thosc assumcd in tlw theory. In
practice, however, as shown by h4i~stolland Anderson (1913) and Spangler
(1947), owing to the complesity of mechanical hcl~aviorof natural soils, it is
mostly necessary, in the design of buried structures, to make a number of
< <
14
additional considerations, covering in particular the problems of soil compressibility and its time dependence.
CONCLUSIONS
The experimental investigation described herein, which was carried out under
nearly ideal plane strain conditions by using a mechanical analog material for
simulating the behavior of a granular mass, shows that, within the depth interval investigated, the variation of pressure acting on a vertically translating rigid
horizontal trap-door, can reasonably well be predicted by assuming the existence of two limiting vertical failure planes extending from the edges of the
trap-door to the free surface. A correct pressure prediction is, however, only
possible if proper considerations are made concerning the ratio and the value
of normal stresses acting along the assunled vertical failure planes.
ACKNOWLEDGMENTS
This work was supported by the National Research Council of Canada grant
No. A-1801. The experimental part of the work was carried out by the junior
author (B.H.) at Lava1 University, Quebec, as a part of his M.Sc. thesis
research program.
REFERENCES
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BROWN,C. B. 1967. Forces on rigid culverts under high fills. Proc. Amer. Soc. Civil
Engrs., 93, No. ST5, pp. 195-215.
BUISMAN,K. A. S. 1940. Gronclmechanika. Waltman, Delft, The Netherlands.
CHRISTENSEN,N. H. 1967. Rigid pipes in symmetrical and unsymmetrical trenches.
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COATES,D. F. 1965. Rock mechanics principles. Can. Dept. Mines Tech. Snrv., Mines
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JAKOBSON,
B. 1958. On pressure in silos. Proc. Conf. Earth Pressure, Brussels 1958, 1,
pp. 49-54.
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pp. 1045-1049.
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A. 0. 1913. The theory of loads on pipes in ditches and
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PARISEAU,
W . G. and PFLEIDER,E. P. 1968. Soil plasticity and the movement of material
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SCHNEEBELI,
G. 1957. Une analogie ~nQcaniquepour 1'6tucle de la stabilitk des ouvrages
en terre A deux dimensions. Proc. 4th Intern. Conf. Soil Mech. Found. Eng., London,
11, pp. 228-232.
SPANGLER; k. G.
1947. Underground conduits-An appraisal of modern research. Trans.
Amer. Soc. Civil Engrs., 113, 1948, pp. 31-45.
TERZAGHI,K. 1936. Stress distribution in dry and in saturated sand above a yielding
trap-door. Proc. 1st Intern. Conf. Soil Mech. Found. Engr., Cambridge, Mass., 1,
pp. 307-311.
T E ~ A G HK.
I , 1943. Theoretical soil mechanics. J. Wiley & Sons, New York.
Manuscript received October 15, 1968