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Course of Study: HIST2981. The White Nile: Conflict, Power and Identity,
1820-2006
Name of Designated Person authorising scanning: Stephen Atkinson
Title: Anderson, Benedict R. O'G. (1991) Extracts from introduction, and chapters
2, 3 and 7. In Imagined communities: reflections on the origin and spread of
nationalism, London: Verso, p.1-7, 36, 46 and 139-40.
Name of Author: Anderson, Benedict R. O'G.
Publisher: Verso.
Name of Visual Creator (as appropriate):
Introduction
Perhaps \vithout being Illuch noticed yet. a fundanlcntal tranSf()nl1ation in the history of Marxisnl and Marxist movements is upon us. Its
ITIOst visible signs are the recent ""oars bet\veen Vietnam. Calnbodia
and China. These \vars are of \vorld-historical inlponance because
they are the first to occur bet\veen reginles \\hose independence and
revolutionarv credentials are undeniable, and because none of the
belligerents has nlade n10re than the nlost perfunctory atten1pts to
the bloodshed in terms of a recognizable J/,lrxist theoretical
perspective. While it \vas still just possible to interpret the Sino-So\'iet
border clashes of 1969. and the Soviet 111ilitarv interventions in
C;ennany (1953), Hungary (1956), Czechoslovakia (196H). and l\Jghanistan (1980) in tenl1S of - according to taste - 'social inlperialisI1l.
.detending socialisrTI,' etc .. no one. I inlagine, seriously believes that
such vocabularies have much bearing on \vhat has occurred In
Indochina.
If the Vietnamese invasion and occupatIon of Cambodia In
Decenlber 1978 and January 1979 represented the first lm:\?c-s(Lllc
[(lllt'C1ltioflal tHlr \vaged by one revolutionary Marxist regime against
another. t China's assault on Vietnam in February rapidly contlnned
1. Thili fonnulation is chosen "Imply to emphasize the s(ale .md the lityle of the
tighting. not to assi!-,'11 hlame , To ;l\'oid possihle
It should be ",ud th.lt
the I )l'cemhcr 197H invasion L'Te\\' out of ,lrnled cia,hc" betwl'cn P.lrtlS,lIl<; of the
IMAGINED C()MMUNITIES
the precedent. ()nly the most trusting \vould dare \vager that in the
declining years of this century any signifIcant outbreak of inter-state
and the
- let alone the
hostilities \vill necessarilv find the
smaller socialist states - supporting, or fIghting on, the same side. Who
can be confident that Yugoslavia and Albania \vill not one day COllIe
to bIo\\Ts? Those variegated groups \\'ho seek a \vithdra\val of the Red
Anny fron1 its encan1pn1ents in Eastern Europe should relllind
then1sclves of the degree to \vhich its ovef\\Ohehning presence has,
since 1945. ruled out arnled conflict between the region's Marxist
regtmes.
Such considerations Sef\T to underline the fact that since World
War II evef\T successful revolution has defined itself in l1ational tenns
- the People 's
of China, the Socialist H. epublic ot
Vietnam. and so forth - and. in so doing. has grounded itselt
fimlly in a territorial and social space inherited fron1 the prerevolutionary past. Conversely, the fact that the Soviet Union shares \\'ith
the United KingdoI11 of C;reat Britain and Northern Ireland the rare
distinction of refusing nationality in its naIl1ing suggests that it is as
much the legatee of the prenational dynastic states of the nineteenth
century as the precursor of a t\venty-tlrst century internationalist
order. Eric Hobsba\Vn1 is perfectly correct in stating that Marxist
movements and states have tended to becollle national not onIv,
in foml but in substance, i.e .. nationalist. There is nothing to suggest
.-
two revolutIonary
going back
as far as 1971. After April
1977, border raids, initiated by the Camhodi,lI1\, hut qlllckly followed hy the
Vietnamese, grl'\' in size and ,cope. culIllin,ning III the major VIetnamese
incursion of December 1977. None of thc,e raid". howevn, aimed at overthrowing enemy rq..,rimes or occupying Llrge territOrIes, nor were the numhers of
troop" involved (ompJrahle to tho-.e deployed III I )ecembcr 197H. The contro\Oer.-.y ovcr the causes of the war j .. most thoughtfully pursued in: Stt'phl'n P.
Heder. 'The K,lI11pucheJn-Vietnat11ese Conflict.' in David W. P. Elhott. ed.,
Thf 71l1rd [,ldo(hi1ljl Co,!{1ia. pp. 21-()7: Anthony Barnett. 'Intef-Communi"t
Conflicts and Vietnam.' Bul/eti" l?( COll(cmfd .15il111 S(11011,..\, 11: 4 (OctohcrDecember 1<)7<)). pp. 2-<): and Laura Summers. 'In Matters of War and
Sociahsm Anthony BarIlctt \\;ould Shame and Honour Kampuchea Too Much.'
ibido, pp. 1(}-1 H.
2. Anyone who has doubts about the UK ... claIms to such parity with the USSR
'ihould ask himself what nationality Its name
Great Bnto-lrish?
INTRODUCTION
that this trend \\rill not continue.,3 Nor is the tendency confined to
the socialist \vorId. Almost every year the United Nations admits
new nlcmbers. And many
nations,' once thought fully consolidated, find thenlselves challenged by 'sub' -nationalisms \\Tithin
their borders - nationalisnls \\rhich, naturally, dreanl of shedding this
sub-ness one happy day. The reality is quite plain: the 'end of the
era of nationalisIll,' so long prophesied. is not remotely in sight..
Indeed, nation-ness is the n10st universally legitimate value in the
political life of our time.
But if the facts are clear. their explanation reIllains a nlatter of
long-standing dispute. Nation. nationality. nationalisI11 - all have
proved notoriously difficult to define. let alone to analyse In contrast
to the ilnn1ense influence that nationalism has exerted on the nl0dern
\vorId, plausible theory about it is conspicuously Ineagre. Hugh
Seton-Watson. author of far the best and most comprehensive
English-language text on nationalism. and heir to a vast tradition
of liberal historiography and social science. sadly observes:
I anl
dril'ell to the conclusion that no "scientific definition" of the nation
can be devised; yet the phenomenon has existed and exists. ,4 Tom
Nain1, author of the path-breaking The Break-up
Britain, and heir
to the scarcely less vast tradition of Marxist historiography and social
theory of nationalis1l1 represents
science. candidly remarks:
Marxisnl's great historical failure.''=; But even this contession is
sonle\vhat misleading, insofar as it can be taken to inlply the
regrettable outconle of a long, self-conscious search tor theoretical
clarity. It \vould be nlorc exact to say that nationalism has proved an
uncolnfortablc allomaly for Marxist theory and. precisely tor that
reason, has been largely elided, rather than contronted. Ho\\" else to
explain Marx' s failure to explicate the crucial adjective in his
nle1l10rable tonnulation of 1H4H:
proletariat of each country
.l Eric Hob"bawlll. 'Some Reflections on "The Break-up of Britain" ' ..\"fH' 4ti
(Septetnber-()ctoher 1l)77). p. 13.
4. See his .\"ari<lllS arid SftltfS. p. 5. Emphasis added.
5. See his 'The Modern Janus' .."""'eH' Lt:ti Rel,iel4', l)4 (November-Dccetnber 1475),
p. 3. This essay is included unchanged in Thc' Bre'lk-up Britai" as chapter l) (pp. 32lJRl'l'ieu'. ] 05
(3).
IMAGINED COMMUNITIES
must, of course, first of all settle matters with its OUJtl bourgeoisie ,?6
How else to account for the use, for over a century, of the concept
"national bourgeoisie' without any serious attempt to justify theoretically the relevance of the adjective? Why is this segmentation of the
bourgeoisie - a \vorld-class insofar as it is defined in terms of the
relations of production - theoretically significant?
The ainl of this book is to offer some tentative suggestions for a
nlore satisfactory interpretation of the "anomaly' of nationalisnl. My
sense is that on this topic both Marxist and liberal theory have beconle
etiolated in a late Ptolelllaic effort to 'save the phenolllena'; and that a
reorientation of perspective in. as it were, a Copernican spirit is
urgently required. My point of departure is that nationality, or, as
one might prefer to put it in vie\\' of that word's multiple significations,
nation-ness, as \vell as nationalism, are cultural artefacts of a particular
killd. To understand them properly we need to consider carefully how
they have conle into historical being, in what ways their nleanings have
changed over tinle, and why, today, they command such profound
emotional legitimacy. I \vill be trying to argue that the creation of these
7
artefacts towards the end of the' eighteenth century was the spontaneous distillation of a complex crossing' of discrete historical forces;
but that, once created. they becanle 'Inodular,' capable of being
transplanted, with varying degrees of self-consciousness, to a great
variety of social terrains, to merge and be merged with a correspondingly wide variety of political and ideological constellations. I will also
attempt to sho\v \vhy these particular cultural artefacts have aroused
such deep attachlllents.
(l. Karl Marx and Friedrich Engels. 77,C Cotnrmmist .Hatl!/l'stO. in the Selected I'Vorks.
I, p. 45.
added. In any theoretical exegesis, the words 'of course' should flash
red lights before the transported reader.
7. As Aira Kemilainen note'l. the t\\.in 'foundmg fathers' of academic scholarship
on nationalism, Hans Kohn and Carleton Hayes, argued persuasively for this dating.
Their conclusions have, I think, not been seriously disputed except by nationalist
ideologues in particular COUJltries. Kemilainen also observes that the word 'nationalism'
did not come into wide general use until the end of the nineteenth century. It did not
occur. tor example. in many standard nineteenth century lexicons. If Adam Smith
conjured with the wealth of ,nations,' he meant by the tenn no more than 'societies' or
'states.' Aira Kcmilaincn, .,Oationalism, pp. 1n. 33, 3nd 4H-49.
I NTR() DU (:TI()N
IMAGINED C(}MMUNITIES
Y. er Seton-W 3 to;,o 11 , .'at;(l1/.'i (lI11i States. p . .i: 'All that I can find to
i!'
a
number of people In .} community consider tlH.'mo;,ehTo;,
na Oll exists when J
to t()nl1 cl nation. or hehavc J'; if they f()mlCd one. We may translate 'consider
thelllsehTS' ao;, 'imagine them.;elves.'
10. Enlcst Rcnan, 'Qu'cst-ce qu'unc nation?' in OElIl'res COmplftfs. 1, p.
He
adds: 'tout citoyen fran\aio;, dait Jyoir ouhlic 1.1 Saint-Bartht'1cmy. lcs massacres du Midi
an XlIIe sit-ell'. 11 n'y a pas en France dix tamille<; qui pui"o;,ent ttHlnlir la preuye cl'une
origine franque ... '
11. Emest Gellner. T7zOIlrhr mzd Chml{Jc, o. 1h9. Enlohasis added.
tl
I NTR()DU CTl()N
12. Hob'lb,l\\'I1l, t(lr cx.1Il1pk. 'tixt< it by '3ymg that ill 17H9 it llumblTcd about
-to(),OOO ill .1 popUlatlOIl uf 2.'.()OO.Ot)O. (Scc hi, '171('
p. 7H), But would
thb st30,ticll pICture {If the Ilobles . . e h,lH' bccn lI11agilubk under tht' at/cicl!
IMAGINED <:OMMUNITIES
IMAGINED COMMUNITIES
2.1
ronlanization.
The Soviet authorities follo\ved SUIt, first \vith
an an ti- ISlalllic . anti-Persian COlllpulsory rOlnanization, then. in
24
Stalin \ 193()s, \vith a Russifying conlpulsory Cyrillicization.
We can Sllnlnlarize the conclusions to be dra\vn from the argulllCnt thus
tar by saying that the convergence of capitalis111 and print technology on
the tatal diversity of human language created the possibility of a nc\\t'
fonn of ilnagined conlmllnity. \vhich in its basic morphology set the
stage f()r the modem nation. The potential stretch of these comlllunities
\vas inherently linuted, and. at the sanle tinle, bore none but the tnost
fortuitous relationship to existing political boundaries (\vhich \vere, on
the \vhole. the high\vater marks of dynastic expansionisms).
Yet it is obvious that \\t'hile today almost all nl0dern self-conceived
nations - and also nation-states - have 'national print-languages'. many
of thenl have these languages in comlnon, and in others only a tiny
traction of the population 'uses' the national language in conversation or
on paper. The nation-states of Spanish America or those of the AngloSaxon fanlily' are conspicuous examples of the first outcome; many excolonial states, particularly in Atnca, of the second. In other \vords. the
concrete fonl1ation of contemporary nation-states is by no n1<:ans
isornorphic \\t'ith the deternlinate reach of particular print-languages.
To account tor the discontinuity-in-connectedness bet\veen printlanguages, national consciousness. and nation-states, it is necessary to
turn to the large cluster of ne\\' politica1 entities that sprang up in the
Western hell1isphere bet\veen 1776 and 1R3H, all of \vhich sdt:"
consciously defined thenlsclves as nations, and, \vith the interesting
exception of Brazil. as (non-dynastic) republics. For not only \vere they
historically the first such states to ell1erge on the \vorld stage. and
therefore inevitably provided the first real models of \vhat such states
should 'look like,' but their nUlnbers and contemporary births otTer
fruitful ground for conlparative enquiry.
23. Ham Kohn. "Dl!' Age <?r .'\"at;(",alism. p. ) OH. It is probably only tair to add th.u
Kcmal also hoped therehy to
Turkish nationalism WIth the modem. romanized
:::ivilization of Westem Europe"
24" Scton- Watson . .'\"at;01lS a"d Sta'ics. p" 3) 7.
46
IMAGINED COMMUNITIES
14{)