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The
Overtures
of
Rossini
PHILIP GOSSETT
19TH
CENTURY
MUSIC
C minor
C major
F major, modulating to and
closing in A minor
Tonally the piece is open-ended, while formally it seems incoherent. This "Sinfonia e Introduzione," however, concludes convincingly
with a reprise of the Marziale passage for
chorus, to the text "Cinti di nuovi allori." To
wrench the orchestral introduction out of this
context is clearly unacceptable. Such invented
anomalies must necessarily obscure our understanding of the Rossini overture.
The consequences are twofold. First, critics seeking to comprehend Rossini's style and
musical development are faced with material
which seems intractable largely because it is
inaccurately conceived. Second, it becomes
impossible to confront problems of authentic-
ity. Attributions of overtures to Rossini are accepted even though they violate fundamental
stylistic norms. An overture in Bb major for II
barbiere di Siviglia, frequently cited, is a
travesty of Rossinian procedures.4 A Sinfonia
di Odense, recently discovered and printed, is
filled with peculiarities of phrase structure,
melodic design, and form.5 Even the fairly popular overture to II viaggio a Reims is suspect.
One must exercise caution when using stylistic or formal evidence to investigate problems
of authenticity: few composers show a monolithic approach to musical forms, and none
develops in a completely predictable fashion.
But until we perceive better the essence of the
Rossini overture we cannot begin even to debate these questions.
This study is in three parts. In part I the
archetypical Rossini overture is defined and illustrated. Part II focuses on Rossini's early development as a composer of overtures, a period
during which the archetypical procedures are
being formed. In the final section, part III, results of the preceding investigations are applied
to several overtures of uncertain authenticity
from this first period.6
I: THE ARCHETYPICALROSSINIOVERTURE
We can define with precision a "typical" Rossini overture. Our archetype is, of course, a
fiction, a composite vision of Rossini's art, a
model against which to understand the particularities of individual overtures. Its external
4A theme from this overture, which exists in several contemporary prints and manuscripts, is reproducedby Herbert Weinstock in his Rossini: A Biography (New York,
1968), p. 414.
5This composition, found in Odense, Denmark, in 1946 by
Povl Ingerslev-Jensen,is described in his "An Unknown
Rossini Overture: Report of a Discovery in Odense," The
Music Review 11 (1950), 19-22. The source is a group of
manuscript orchestral parts of uncertain origin. Despite
the manifold doubts this piece elicits on both textual and
musical grounds,it was published in vol. 8 of the Quaderni
rossiniani (Pesaro, 1959), pp. 17-65.
6In the larger study of Rossini's overtures of which this
paper is an excerpt, the entire development is traced, and
five distinct periods are defined as paradigmaticfor further
study of Rossini's music. This comprehensive study of the
overtures forms the first chapter of a book in progress,on
Rossini's operas.
THE ARCHETYPICAL
ROSSINIOVERTURE
Slow IntroductorySection
I-V
I
I-V of V
V
V
V
Short Modulation
V-V7-I
I-bVI
bVI-V
I
I
I
I
Diagram 1
PHILIPGOSSETT
Rossini's Overtures
19TH
CENTURY
MUSIC
The slow introduction in a Rossini overture consists of three parts. In the first, loud
orchestral chords are followed by softer passages, or else a soft opening swells to forte.
These contrasting extreme dynamics are theatrically and psychologically apt: loud passages
impose themselves on a fidgeting audience,
quiet ones demand their closer attention. The
musical content here is motivic and dynamic
rather than melodic, with constant interplay
among instrumental groups (strings, winds,
and tutti). Rossini nonetheless organizes his
motives into a regular musical phrase with a
balanced antecedent and consequent. Using
material which may or may not be motivically
related to the opening phrase, he then proceeds
to a full cadence in the tonic or a related key.
The opening of II barbiere di Siviglia is
exemplary lex. 1).
Though Rossini's gift for elegiac melody
can be overlooked in the swirling motion of his
energetic passages, the slow introduction of the
archetypical overture is characterizedby a lyrical second part. One occasionally finds melodic
outbursts in earlier overtures, to be sure, but
rarely with the breadth and quasi-vocal character of Rossini's. Melody reigns unencumbered,
and the orchestra merely curtseys before her. A
single wind instrument often emerges into
prominence, as in the horn solo from II Turco
in Italia (ex. 2). Whether the lyrical melody appears in the tonic or in a foreign key (here bIIl),
it must always then proceed to the dominant-either directly, as in this example, or
after a full cadence. In either case the final element of the slow introduction stresses the
dominant.
Extended prolongation of the dominant
harmony builds expectations of resolution to
the tonic. These are further heightened at the
close of the slow introduction by Rossini's
use of short repeated phrases, often with an
orchestrated diminuendo (anticipating the orchestrated crescendo to come in the main part
of the overture).In the following example from
Torvaldo e Dorliska, a two-measure phrase is
played twice (2 x 2), followed by a half-measure
motive played four times (4 x '/2), each time
descending in register and volume. Throughout, the music remains poised on the dominant, maintaining suspense, until a renewed
6
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PHILIP GOSSETT
Rossini's Overtures
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Example 3
19TH
CENTURY
MUSIC
PHILIP GOSSETT
Rossini's Overtures
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19TH
CENTURY
MUSIC
.
IC
PHILIP GOSSETT
Rossini's Overtures
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rhythm, phrase structure, melodic design, register, dynamics, and instrumentation, carefully
controlled to produce the maximum effect. In
operas by Rossini's immediate predecessors,
his characteristic juxtaposition of these various
elements is not found, although passages with
increasing volume are hardly unique to Rossini.10 In its context, the Rossini crescendo remains enormously exciting, and scarcely an
opera by Donizetti, Bellini, or the young Verdi
does not emulate Rossini's design.
The cadence section which follows the
crescendo, closing the exposition, shares one
characteristic with it: the use of several elements of progressively shorter length and
correspondingly quicker harmonic rhythm,
each of which is repeated. Neither register,
dynamics, nor instrumentation is significantly
varied, however, and phrases are constructed as
full cadences, not as simple alternations of
tonic and dominant. A typical example is found
1OSee,for example, the description of a Mayr crescendo by
Ludwig Schiedermair, in his Beitrdge zur Geschichte der
Oper um die Wende des 18. und 19. Jahrh. (Simon Mayr), 2
vols. (Leipzig, 1907, 1910), I, 101-02. The more Schiedermair describes Mayr's "crescendo" the more different it
seems from the Rossini archetype.
CENTURY
MUSIC
phrase of the transition in the exposition. Beginning on bVI, to which a typical deceptive
cadence at the end of the first theme has led,
the transition proceeds to 16, then to the minor
subdominant-but after two more measures
the fragment breaks off. On the discarded
bifolio Rossini surely continued the pattern,
arriving finally at V of I. The prolongation of
this dominant and return to the tonic for the
second theme would have been identical, except for key, to the parallel exposition passage.
The composer's decision to omit the transition
entirely in the recapitulation of II Turco in
Italia probablyreflects its length in the exposition. Following the phrase in question (ex. 8)
through another five modulating notches must
have seemed daunting even to its inventor.
After the second theme and crescendo are
stated in the tonic, the recapitulation closes
with the cadential passage. Here, too, there are
diverging branches of our archetype, and again
chronology is not a factor. Generally, Rossini
repeats the exposition cadence, adding additional cadences or a tonic prolongation at the
end. But in the other branch he ignores the exposition and introduces entirely new cadential
material. These newly composed concluding
tonic cadences usually have much the same
structure as a typical exposition cadence, but
the initial phrase is longer and a final prolongation of the tonic is added.Both modifications are
clearly appropriateto the final moments of an
overture. II barbiere di Siviglia, with which we
began consideration of the archetypical Rossini
overture, closes in an equally regular fashion
(ex. 9). After a simple, repeated two-measure
tonic cadence, the music continues with a
chromatic passage in contrary motion, arriving
sforzando at bVI(C major),which gradually resolves to the tonic. Rossini delights in coloring
cadential phrases with unexpected harmonies;
indeed, familiarity with his style leads us to
expect them.
Just as the slow introduction of I1 barbiere
di Siviglia originated within the opera for
which the overture was written, Aureliano in
Palmira, so too these final cadences served
first, in slightly different garb, to conclude Aureliano's Finale Primo. Indeed, many elements
described here as archetypical features of Ros-
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PHILIPGOSSETT
Rossini's Overtures
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aria,
quirements of different genres-the
duet, ensemble, and finale-prove significant
both to an understanding of the composer himself and of his influence on nineteenth-century
Italian opera.
13
19TH
CENTURY
MUSIC
PHILIPGOSSETT
Rossini's Overtures
OF THEFIRSTPERIOD:THEEARLYOPERASAND FARSE(1808-1813)
OVERTURES
COMMENT
OPERA
OVERTURE
DATE
in D
Demetrio e Polibio
in C
1806-08(?)
Sinfonia
in D
1808
Sinfonia
in Eb
1809
Reused with alterations in La cambiale di matrimonio (1810) and also, in the latter version, in
Adelaide di Borgogna (1817).
in D
La cambiale di matrimonio
borrowed
1810
L'equivoco stravagante
uncertain
1811
L'inganno felice
in D
1812
Ciro in Babilonia
borrowed
1812
La scala di seta
in C
1812
in D
1812
L'occasione fa il ladro
not a closed
overture
1812
I1 signor Bruschino
in D
1813
Table 1
ments of the archetypical structure gradually
cohere. By La pietra del paragone every section
is externally in place, while most have also
achieved their characteristic internal form. But
working within still flexible constraints, Rossini created outstanding overtures, such as La
scala di seta and II signor Bruschino, whose
singularities of structure are part of their
natural appeal.
In his very earliest overtures, however,
Demetrio e Polibio and the two Bolognese sinfonie, Rossini struggles with a form he has not
mastered. So structurally flawed is the Sinfonia
in Eb that the composer's efforts to revise it for
La cambiale di matrimonio created new problems as formidable as the old. One understands
his apparent fondness for the piece, since the
thematic material is appealing and fresh, but
the structure of the quick main section remains incoherent in both versions. The first
theme is a simple sixteen-measure period,
whose opening harmonic motion in twomeasure segments from V7 to I and then from
19TH
CENTURY
MUSIC
this piece he seems to have found unacceptable. To salvage the situation the publishercomposer had Rossini's overture regularized.
The transition was straightened out, the second theme was recast, and, most important, a
new, "correct" recapitulation was substituted
for the original. Diabelli's publication stands as
an amusing act of academic criticism, foisted
on a youthful overture which badly needed the
red pencil of Padre Mattei, Rossini's composition teacher at the Bologna Liceo Musicale.
By 1812, with the overture to L'inganno
felice, the essential outlines of the archetype
are present, though some details remain primitive. Least well defined is the slow introduction. L'inganno felice, in which the development of an opening antecedent-consequent
phrase leads directly to the dominant prolongation, lacks an internal lyrical period. In La
pietra del paragone there is a section with the
function of a lyrical period, a moment of respite between the opening phrase and the dominant prolongation, but the characteristic
melodic quality is not present. Instead, delicate
imitative passages in the winds are highlighted
over a pizzicato string accompaniment. Both
La scala di seta and I1 signor Bruschino are
more than a little unusual, as we shall see. Indeed, although it does not preface a regular
overture, the slow introduction to L'occasione
fa il ladro is closest to the archetype among
these early works.
Once the main section begins, every element of these overtures is in its proper place.
The thematic groups are distinctly formed, although first themes are not quite as sharply differentiated from second themes as they ultimately will become, while transitions and
crescendos are still developing their characteristic shapes. In L'inganno felice the transition begins with an appropriate four-measure
phrase, which promptly returns to the tonic
and is repeated there, as in the Sinfonia in
Eb; a new two-measure idea continues to
emphasize I, but its repetition finally veers off
toward vi. Unlike the earlier overture, L'inganno felice now continues properly to V of V,
using material reminiscent of but not identical
to the opening four-measure phrase (ex. 11).
Both the characterof the thematic material and
the harmonic goal are correct; only the internal
a.
LA 2 1o
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PHILIP GOSSETT
Rossini's Overtures
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brevity Rossini inserts another passage between the second theme and the crescendo,
2 x 2, which remains pianissimo throughout.
17
19TH
CENTURY
MUSIC
/2
PHILIP GOSSETT
Rossini's Overtures
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19
CENTURY
C9NTURY
MUSIC
III: OVERTURES
OF UNCERTAINAUTHENTICITY
FROMROSSINI'SFIRSTPERIOD
PHILIPGOSSETT
Rossini's Overtures
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Example 18
19TH
CENTURY
MUSIC
22
PHILIPGOSSETT
Rossini's Overtures
clar.
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Example 19
is found the theme quoted from La Cenerentola (ex. 19b), followed by yet another unrelated theme in C major, which can be represented as 2 x 8 + 2 x 4. This theme with its
continuation probably was intended to function as a tonic crescendo, but once again the
scoring bears no relation to Rossini's characteristic procedures. In any case, substitution of
the exposition crescendo theme by another in
the recapitulation never occurs in Rossini's authentic overtures.
These are only the most obvious ways in
which this alternative overture to La scala di
seta differs from Rossini's practice. Its
peculiarities cannot be dismissed by calling the
composition early, since no overture, not even
La cambiale di matrimonio, sins in anything
like so many ways. The nature of the sources
makes this overture suspect; its stylistic and
structural anomalies dismiss it from further
consideration. There is no period in Rossini's
life to which it could be assigned without constructing an elaborate and ultimately unsatisfactory series of hypotheses.
23
19TH
CENTURY
MUSIC
Sinfonia in D "al Conventello." The investigations of Paolo Fabbri into Rossini's connections with Ravenna have illuminated significantly a portion of the composer's childhood.17 As early as 1803 the eleven-year-old
Rossini became acquainted with Agostino
Triossi, a wealthy merchant from Ravenna
twice his age. Triossi was an amateur musician
and seems to have recognized the boy's talent.
For Triossi and his friends Rossini composed
his six Sonate a quattro, as attested to by Rossini's autograph inscription, added late in his
life on the set of manuscript parts extant at the
Libraryof Congress in Washington:
Six horrendous sonatas composed by me at the
summerhouse (nearRavenna)of my friendandpatronAgostinoTriossi,when I was at the most infantile age,not havingyet takeneven a singlelesson in
accompaniment:
they wereall composedandcopied
in threedays,andperformedterriblyby Triossi,contrabass;Morini(his cousin),first violin; the latter's
brother,violoncello;and the secondviolin by myself, who was, to tell the truth,the least terrible.18
Triossi was later responsible for a commission
Rossini obtained to compose a Mass for the
Cathedral of Ravenna in 1808, a manuscript
copy of which exists in the Archivio Arcivescovile of Ravenna. Among Fabbri'sdiscoveries
in the Istituto Musicale 'G. Verdi' of Ravenna
is the autograph manuscript of the Gratias
from this Mass.
There are seventeen manuscripts in the
collection described by Fabbri,a disproportionate number of which stem from Rossini's early
career. In addition to the Gratias, the only autograph, the collection comprises: a complete
score and set of parts for Rossini's cantata, II
pianto d'Armonia, written in 1808 for the
Liceo Musicale of Bologna; a set of manuscript
7See the study by Fabbricited in fn. 11.
'8"Sei Sonate orrende da me composte alla villeggiatura
(presoRavenna)del mio amico mecenate, Agostino Triossi
alla eta la pii Infantile non avendo neppureuna Lezione di
accompagnamento, il Tutto composto e copiato in Tre
Giomi ed eseguita cagnescamente dal Triossi Contrabasso,
Morini (di lui Cugino) Primo Violino, I1fratello di questo ii
Violoncello, ed il Secondo Violino da me stesso, che ero per
dir ver il meno cane." The autograph inscription is reprinted in facsimile by Alfredo Casella in his article "Una
ignota 'Sonata' per archi di Gioacchino Rossini," in Rossiniana (Bologna, 1942), pp. 37-39. The six sonatas are
edited in vol. I (Pesaro, 1954) of the Quaderni rossiniani.
24
a.
PHILIP GOSSETT
Rossini's Overtures
llL
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t rtOfl
r
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solo cellotf
cello
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Example 20
19TH
MUSIC
I
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it
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PHILIP GOSSETT
Rossini's Overtures
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Example21
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Example22
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Example23
long for a Rossini overture (twenty-four measures), somewhat banal melodically and dull
harmonically. The melody recovers towards its
cadence, where the first violins' tune is doubled by the flute. Now the entire theme is repeated in the winds. Its first phrase is treated
contrapuntally, with a lovely imitation between clarinet and flute (ex. 23); the second
phrase is parcelled out among oboe, flute, and
clarinet, but violoncellos, contrabass, and bassoon supply yet another counterpoint beneath,
based on the first phrase. An interest in contrapuntal elaboration begins to seem characteristic of this piece. The harmonic regularity
and melodic simplicity of the second theme
may well be due to its composer's desire to
work these imitations into the body of his
overture.
27
19TH
CENTURY
MUSIC
28
themes harmonically is poor: the E minor implications of the first theme are swallowed in
the A7 implications of the second, leaving the
former's B homeless. After eight measures, the
passage is repeated three more times in crescendo. The full orchestral resources are
employed, the register is filled out, there is increased rhythmic activity in the accompanying
parts as the crescendo proceeds: all earmarks
of the archetypical Rossini crescendo. In this
passage the contrapuntal leanings present
throughout the overture find their apotheosis.
When tutta forza is reached, twelve new cadential measures ensue, to be followed by an
appearancein the tonic of the cadential passage
that concluded the exposition. With a few additional measures on the tonic, the overture
ends.
Were this Sinfonia "obbligata a contrabasso" supposed to be a mature work of
Rossini's, one could easily disallow it. But as a
youthful work, despite its many admitted differences from other early overtures, it is harder
to exclude, since so many aspects are similar to
Rossini's practice. The extensive attempt to
incorporate contrapuntal activity within the
work, a practice not normally associated with
Rossini, is fundamental to the essence of this
overture. It causes directly many of the more
peculiar aspects of the piece: the melodic nature of its first theme, the structure of its second theme, the function of its coda with crescendo. Can we account for a piece of this kind
in Rossini's early career?
One of the most reliable of contemporary
biographies of Rossini is by Alexis Azevedo,
published in Paris in 1864. Azevedo, music
critic and journalist, was a close friend and fanatical supporter of Rossini. Even a friendly
Italian critic, Filippo Filippi, recognized in
Azevedo "an admirer, even too exclusively so,
of the Pesarese."22 The French critic and
musicologist Arthur Pougin is much more vituperative: "passionate to an excess, he recognized only a single genre of music, remained
completely deaf to the beauties found in works
22Cited in Radiciotti, op. cit., II, 469.
hns.
PHILIPGOSSETT
Rossini's Overtures
cello
sotto voce bsn
rrr
vlc.
rrrr
rrrr rrrrrrrrr
rrrr
Example 24
not coming from the Italian school, and considered enemies all those who did not think as
he did." Pougin goes on to accuse Azevedo of
"irrational adoration of Rossini, whose youthful trifles he considered of equal worth with
Guillaume Tell or the Barber."23Azevedo's
biography of Rossini has many errors, to be
sure, but its author was clearly in contact with
Rossini while writing it. His commentary is
consequently always of some value.
Azevedo is quite accurate on the subject of
Rossini's relations to Triossi and Ravenna. He
mentions the sonatas written for Triossi, correctly refers to the latter as an amateur on the
contrabass, and speaks of the Mass for Ravenna
and Triossi's part in its commission. Presumably this information came directly from the
composer. In discussing Rossini's years at the
Liceo Musicale of Bologna, Azevedo recalls
Rossini's fascination with the music of Haydn
and Mozart, going on to say that Padre Mattei,
his teacher, called Rossini "il Tedeschino."
Azevedo also speaks of Rossini's lack of real
interest in advanced contrapuntal studies,
which he considered of little relevance to Italian opera.
Among Rossini's early compositions
Azevedo mentions a "Symphonie d grand orchestre," explaining that this refers in Italian
to an overture. He describes it as "an overture
with fugue, written by the young composer in
imitation of that of Mozart's The Magic Flute,
whose beauty had struck him.... In any event,
Rossini, after having had his sinfonia, that is,
23Pougin'sarticle is found in F. J. Fetis, Biographieuniverselle des musiciens, Supplement et Complement, published under the direction of Arthur Pougin (Paris, 1878),I,
34-35.
29
19TH
MUSIC
L'equivoco stravagante. The case of L'equivoco stravagante is the most complex of all.
Performed in Bologna at the Teatro del Corso
on 26 October 1811, Rossini's third opera had
little success at its premiere and few, if any,
documented revivals in the nineteenth century.25 A twentieth-century revival took place
in Siena in 1965.26 Among surviving sources for
this opera (no autograph is known), five separate overtures exist, a staggering number.
Table 2 summarizes these overtures and their
sources.
Considering each piece in detail would unnecessarily prolong this study. Let us instead
summarize the problem briefly. Neither the
overture of Torvaldo e Dorliska nor of Aureliano in Palmira is likely to have been
written for L'equivoco stravagante. They are
fully mature Rossini overtures in every respect,
in form, orchestration, and melodic construction, belonging unequivocally to his second
period. To claim that they were written in 1811
would totally upset our understanding of the
Rossini overtures, requiring us to postulate
that Rossini developed his mature style overnight, promptly forgot it, and then worked
through an additional series of five overtures to
recover it.
Nor is the case for the two unknown overtures (in D and in F) strong: they share little
with the particularities of Rossini's compositional practice during this period. Indeed, each
has details that flatly contradict this practice.
The overture in D, for example, concludes with
a sustained dominant chord in the penultimate
measure, resolving to the tonic in the final
measure. A simple cadence, to be sure, but
Rossini's authentic overtures conclude with a
prolongation of I for several measures: no extraneous chords are allowed, not even the dominant. He instinctively chose such endings,
30
OVERTURESASSIGNED TO L'EQUIVOCO
STRAVAGANTEIN CONTEMPORARYSOURCES
PHILIPGOSSETT
Rossini's Overtures