Professional Documents
Culture Documents
Imperative
Author(s): Matthew Cooper
Source: Journal of Empirical Research on Human Research Ethics: An International Journal,
Vol. 2, No. 1 (March 2007), pp. 3-19
Published by: University of California Press
Stable URL: http://www.jstor.org/stable/10.1525/jer.2007.2.1.3 .
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share research
data and/or results be an ethical imperative, as
has recently been proposed (Fernandez, Kodish,
& Weijer, 2003)? The purpose of this paper is to
consider this question in the context of ethnographic
research. I will argue that ethics regulations and research
HOULD SHARING OR OFFERING TO
Journal of Empirical Research on Human Research Ethics, PP. 3-19. PRINT ISSN 1556-2646, ONLINE ISSN 1556-2654. 2007 BY JOAN SIEBER .
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DOI: 10.1525/ JERHRE .2007.2.1.3
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1
Denzin & Lincolns remarks are not best read as empirical generalizations (the first statement is dubious, at best). Rather I would interpret
them as rhetorical statements expressing the view many researchers
now have of the changing politics of research. It is unlikely that most
ethnographers would agree that they no longer own their field notes
(see Jaarsma, 2002). What I think Denzin & Lincoln mean is that ethnographers recognize that their field data are a co-creation of ethnographer
and local collaborators.
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2
In Canada, as MacNeill & Fernandez (2006) show, the TCPS provides little guidance on this issue and few Research Ethics Boards
(REBs) have clearly developed policies or practices in relation to it.
Article 2.1(c)(iv) of the TCPS (1998) indicates that [W]henever possible and appropriate, the subjects will be provided with additional pertinent information after participation but this requirement obtains only
in the context of research that alters or varies standard informed consent procedures, e.g., research that employs deception. For example, the
TCPS references social science research on organizations that could not
proceed if the full aims of the research were known, psychological
research in which subject knowledge of the aims/hypotheses would
invalidate the results, and questionnaire research that uses distracter
questions. Debriefing of participants should be proportionate to the
sensitivity of the issue and may help participants regain their trust in
the research community (TCPS, 1998, Section 2). MacNeill &
Fernandez (2006, p. 52) conclude that in Canada there is a significant
deficit in the current framework of regulation for the ethical conduct of
human research and the protection of research participants during
research studies.
3
Similarly, in the United States, according to Chapter 3 of the
Institutional Review Board Guidebook, [T]he IRB must decide if
subects should be debriefed either after participating in research unwittingly or after knowingly participating in research that involved some
form of deception. It is clear that debriefing is appropriate when it contributes to the subjects welfare (i.e., when it corrects painful or stressful
misperceptions, or when it reduces pain, stress, or anxiety concerning
the subjects performance). There is greater uncertainty over whether it
is appropriate to debrief subjects when such a debriefing could itself
produce pain, stress, or anxiety (i.e., IRBs must be concerned with cases
where debriefing subjects might harm them but failure to debrief subjects would wrong them) (Department of Health and Human Services,
Office for Human Research Protections, 1993) (emphasis in original).
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disclosure of raw or processed data or from revelations of their involvement in the research project
(Association of Social Anthropologists, 1999).
Sharing Research Data and Results
in Ethnographic Practice
4
I am currently conducting a survey of cultural anthropologists in
order to gather empirical data on these and related questions.
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diaries kept by local people. Eventually, the transcriptions of these diaries could go to archives in Zambia,
but for now such access to the material would be disruptive and even dangerous to the people in the sample
communities (Kemper & Royce 2002, p. xxxii;
Scudder & Colson, 2002). Although Scudder & Colson
(2002) do not discuss the question, one can infer from
their writings that they think they and their associates,
rather than community members, should make such
decisions. Without presuming to second guess the
researchers, I wonder if in such a case it might not be
possible to convene a group of local elders or other
community members to advise on the issue, thus sharing the decision-making power with participants.
The larger context within which research takes place
must also be considered by researchers and ethics
boards. As in the case described in Scenario 5, fieldwork in areas of conflict (Sluka, 1995), with groups like
gangs or criminals (Polsky, 1967) or people living in
situations of structural violence (Bourgois, 2002; Sluka,
2000), presents other issues, especially of danger to the
ethnographer, to study participants and to others associated with them (e.g., Kovats-Bernat, 2002; Lee, 1995;
Nordstrom & Robben, 1995; Howell, 1990). Howell
(1990) reported that at least three anthropologists
had been killed between 1982 and 1990 as a result of
their work.
In such situations, sharing data with participants
must be very carefully considered so as to prevent
materials falling into the hands of those who would use
them to harm people. Indeed, as Kovats-Bernat (2002,
p. 9) writes about his research with street children in
Haiti, decisions about what to record and how to do so
were critical to protecting participants. In a situation
like that, such decisions are prior to any consideration
of result sharing.
Zulaika (1995) recounts a somewhat more positive
experience of giving invited talks about his research on
Basque political violence in his natal village. His neighbors were both members of the Basque revolutionary
movement, ETA, and those opposed to them. He had
grown up with some of those who had accepted the
call to patriotic martyrdom and ended up killing innocent people (Zulaika, 1995, p. 206). On the one hand,
he suggests, the social intimacy of villagers talking
about events and issues made their differences in perspective even more insurmountable (Zulaika, 1995,
p. 218). Yet, on the other, he argues, through community discussion a growing ironic awareness of events
allowed for the possibility that by rescuing history
from the violence of a totalizing discourse . . . new forms
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of representation and changes in modes of consciousness are possible (Zulaika, 1995, p. 219). In such situations, the advisability and practicality of sharing
research materials, I would argue, cannot be determined before the research is well underway. The potential harms are so great that requiring data sharing or
the offer to do so is ill-advised.
The Nature of Sharing: What Is Shared and How?
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whether or not they adopt radically different procedures for reviewing such research (as Tolich &
Fitzgerald, 2006, among others, suggest they ought to
do). As argued above, ethics board members should
also educate themselves on the nature of the issues discussed in this article. Best practices for ethnographic
researchers involve negotiating agreements with
research participants on the sharing of data and results.
However, researchers must always be mindful of the
potential dangers to individuals and communities in
doing so. As well, they must always consider the likelihood of unanticipated consequences, both for themselves and for study participants.
Research Agenda
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Address correspondence to: Matthew Cooper, Department of Anthropology, McMaster University, Hamilton,
Ontario, Canada L8S 4L9. E-MAIL: cooper @mcmaster.ca.
Author Biographical Sketch
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